Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
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| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 19, 2022 Filed Oct 24, 2022 20:31 UTC |
TotalEnergies SEDirector · 10% owner
TotalEnergies Gestion USA SARLDirector · 10% owner
TotalEnergies Holdings USA, Inc.Director · 10% owner
TotalEnergies Delaware, Inc.Director · 10% owner
TotalEnergies Renewables USA, LLCDirector · 10% owner
|
OtherClass C Common Stock | 1,140 | $32.42 | $36,958.80 |
DisclosureSEC source: 0001104659-22-110931 · tm2228781-1_4seq1.xml · nonDerivative · entry 1 TotalEnergies SE · CIK 0000879764 · Director · 10% owner TotalEnergies Gestion USA SARL · CIK 0001941906 · Director · 10% owner TotalEnergies Holdings USA, Inc. · CIK 0001942439 · Director · 10% owner TotalEnergies Delaware, Inc. · CIK 0001942500 · Director · 10% owner TotalEnergies Renewables USA, LLC · CIK 0001942458 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 73,441 F1 · kind: Reflects the withholding of shares to satisfy tax withholding obligations in connection with the vesting of restricted stock of the Issuer previously granted by Clearway Energy Group LLC ("Clearway Energy Group") under its Long Term Equity Incentive Program to certain of its employees. F2 · ownership.nature: The securities reported herein are held directly by Clearway Energy Group, a wholly owned subsidiary of GIP III Zephyr Acquisition Partners, L.P. ("GIP"). TotalEnergies Renewables USA, LLC holds 50% of the equity interests in Zephyr Holdings GP, LLC, which is the general partner of GIP. TotalEnergies Holdings USA, Inc. is the sole shareholder of TotalEnergies Delaware, Inc., which is the sole member of TotalEnergies Renewables USA, LLC. TotalEnergies Gestion USA SARL, which is a direct wholly owned subsidiary of TotalEnergies SE, is the sole shareholder of TotalEnergies Holdings USA, Inc. As a result, each of the foregoing entities may be deemed to beneficially own the securities reported herein. F3 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the securities reported herein for purposes of Section 16 or for any other purpose. Read SEC document |
| October 15, 2022 Filed Oct 18, 2022 20:09 UTC |
Rubenstein SarahSVP & CAO
|
Tax withholdingClass C Common Stock, par value $.01 per share | 268 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-22-010635 · form4-10182022_011028.xml · nonDerivative · entry 1 Rubenstein Sarah · CIK 0001829270 · SVP & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,419 F1 · price: On October 15, 2019, Ms. Rubenstein was issued 2,062 Restricted Stock Units ("RSUs") by Clearway Energy, Inc. (f/k/a NRG Yield, Inc.) under Clearway Energy Inc.'s Amended and Restated 2013 Equity Incentive Plan (the "LTIP"). These RSUs vest ratably over a three-year period beginning on the first anniversary of the date of the grant. Each RSU is equivalent in value to one share of Class C Common Stock of Clearway Energy Inc., par value $.01 per share. On October 15, 2022, 689 shares vested. Ms. Rubenstein elected to satisfy her tax obligation upon the exchange of common stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 268 shares of Class C Common Stock to satisfy the grantee's tax withholding obligation. F2 · balance_after: In connection with the vesting of the RSUs described above, 92 DERs converted to Class C Common Stock, resulting in the reporting person holding 999 dividend equivalent rights that may only be settled in Class C Common Stock. Dividend equivalent rights accrue on the reporting person's restricted stock, which become exercisable proportionately with the restricted stock units to which they relate and may only be settled in Clearway Energy, Inc. Class C Common Stock. Each dividend equivalent right is the economic equivalent of one share of Clearway Energy, Inc. Class C Common Stock. Read SEC document |
| October 07, 2022 Filed Oct 12, 2022 20:31 UTC |
TotalEnergies SEDirector · 10% owner
TotalEnergies Gestion USA SARLDirector · 10% owner
TotalEnergies Holdings USA, Inc.Director · 10% owner
TotalEnergies Delaware, Inc.Director · 10% owner
TotalEnergies Renewables USA, LLCDirector · 10% owner
|
OtherClass C Common Stock | 1,278 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-22-108104 · tm2227941-1_4seq1.xml · nonDerivative · entry 1 TotalEnergies SE · CIK 0000879764 · Director · 10% owner TotalEnergies Gestion USA SARL · CIK 0001941906 · Director · 10% owner TotalEnergies Holdings USA, Inc. · CIK 0001942439 · Director · 10% owner TotalEnergies Delaware, Inc. · CIK 0001942500 · Director · 10% owner TotalEnergies Renewables USA, LLC · CIK 0001942458 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 72,301 F1 · kind: Reflects the forfeiture of shares of restricted stock of the Issuer previously granted by Clearway Energy Group LLC ("Clearway Energy Group") under its Long Term Equity Incentive Program to one or more of its employees. F1 · price: Reflects the forfeiture of shares of restricted stock of the Issuer previously granted by Clearway Energy Group LLC ("Clearway Energy Group") under its Long Term Equity Incentive Program to one or more of its employees. F2 · ownership.nature: The securities reported herein are held directly by Clearway Energy Group, a wholly owned subsidiary of GIP III Zephyr Acquisition Partners, L.P. ("GIP"). TotalEnergies Renewables USA, LLC holds 50% of the equity interests in Zephyr Holdings GP, LLC, which is the general partner of GIP. TotalEnergies Holdings USA, Inc. is the sole shareholder of TotalEnergies Delaware, Inc., which is the sole member of TotalEnergies Renewables USA, LLC. TotalEnergies Gestion USA SARL, which is a direct wholly owned subsidiary of TotalEnergies SE, is the sole shareholder of TotalEnergies Holdings USA, Inc. As a result, each of the foregoing entities may be deemed to beneficially own the securities reported herein. F3 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the securities reported herein for purposes of Section 16 or for any other purpose. Read SEC document |
| October 07, 2022 Filed Oct 12, 2022 16:30 UTC |
Global Infrastructure Investors III, LLCDirector · 10% owner
Global Infrastructure GP III, L.P.Director · 10% owner
Zephyr Holdings GP, LLCDirector · 10% owner
GIP III Zephyr Midco Holdings, L.P.Director · 10% owner
GIP III Zephyr Acquisition Partners L.P.Director · 10% owner
Clearway Energy Group LLCDirector · 10% owner
|
OtherClass C Common Stock | 1,278 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-22-108098 · tm2227828-1_4seq1.xml · nonDerivative · entry 1 Global Infrastructure Investors III, LLC · CIK 0001747194 · Director · 10% owner Global Infrastructure GP III, L.P. · CIK 0001747185 · Director · 10% owner Zephyr Holdings GP, LLC · CIK 0001942977 · Director · 10% owner GIP III Zephyr Midco Holdings, L.P. · CIK 0001945888 · Director · 10% owner GIP III Zephyr Acquisition Partners L.P. · CIK 0001752556 · Director · 10% owner Clearway Energy Group LLC · CIK 0001750994 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 72,301 F1 · kind: Reflects the forfeiture of shares of restricted stock of the Issuer previously granted by Clearway Energy Group LLC ("Clearway Energy Group") under its Long Term Equity Incentive Program to one or more of its employees. F1 · price: Reflects the forfeiture of shares of restricted stock of the Issuer previously granted by Clearway Energy Group LLC ("Clearway Energy Group") under its Long Term Equity Incentive Program to one or more of its employees. F2 · ownership.nature: Reflects securities held directly by Clearway Energy Group. Zephyr Holdings GP, LLC ("Zephyr GP") is the general partner of GIP III Zephyr Acquisition Partners, L.P. ("Zephyr") which is the sole member of Clearway Energy Group. Zephyr GP is owned by GIP III Zephyr Midco Holdings, L.P. ("Midco") and TotalEnergies Renewables USA, LLC. Global Infrastructure Investors III, LLC ("Global Investors") is the sole general partner of Global Infrastructure GP III, L.P. ("Global GP"), which is the general partner of Midco. As a result, each of Zephyr GP, Zephyr, Midco, Global GP and Global Investors, may be deemed to share beneficial ownership of the securities owned by Clearway Energy Group. F3 · ownership.nature: Adebayo Ogunlesi, Jonathan Bram, William Brilliant, Matthew Harris, Michael McGhee, Rajaram Rao, William Woodburn, Salim Samaha and Robert O'Brien, as the voting members of the Investment Committee of Global Investors, may be deemed to share beneficial ownership of the Issuer securities beneficially owned by Global Investors. Such individuals expressly disclaim any such beneficial ownership. F4 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the securities reported herein for purposes of Section 16 or for any other purpose. Read SEC document |
| October 01, 2022 Filed Oct 4, 2022 20:32 UTC |
TotalEnergies SEDirector · 10% owner
TotalEnergies Gestion USA SARLDirector · 10% owner
TotalEnergies Holdings USA, Inc.Director · 10% owner
TotalEnergies Delaware, Inc.Director · 10% owner
TotalEnergies Renewables USA, LLCDirector · 10% owner
|
OtherClass C Common Stock | 3,160 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-22-105886 · tm2227311-1_4seq1.xml · nonDerivative · entry 1 TotalEnergies SE · CIK 0000879764 · Director · 10% owner TotalEnergies Gestion USA SARL · CIK 0001941906 · Director · 10% owner TotalEnergies Holdings USA, Inc. · CIK 0001942439 · Director · 10% owner TotalEnergies Delaware, Inc. · CIK 0001942500 · Director · 10% owner TotalEnergies Renewables USA, LLC · CIK 0001942458 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 71,023 F1 · kind: Reflects the forfeiture of shares of restricted stock of the Issuer previously granted by Clearway Energy Group LLC ("Clearway Energy Group") under its Long Term Equity Incentive Program to one or more of its employees. F1 · price: Reflects the forfeiture of shares of restricted stock of the Issuer previously granted by Clearway Energy Group LLC ("Clearway Energy Group") under its Long Term Equity Incentive Program to one or more of its employees. F2 · ownership.nature: The securities reported herein are held directly by Clearway Energy Group, a wholly owned subsidiary of GIP III Zephyr Acquisition Partners, L.P. ("GIP"). TotalEnergies Renewables USA, LLC holds 50% of the equity interests in Zephyr Holdings GP, LLC, which is the general partner of GIP. TotalEnergies Holdings USA, Inc. is the sole shareholder of TotalEnergies Delaware, Inc., which is the sole member of TotalEnergies Renewables USA, LLC. TotalEnergies Gestion USA SARL, which is a direct wholly owned subsidiary of TotalEnergies SE, is the sole shareholder of TotalEnergies Holdings USA, Inc. As a result, each of the foregoing entities may be deemed to beneficially own the securities reported herein. F3 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the securities reported herein for purposes of Section 16 or for any other purpose. Read SEC document |
| October 01, 2022 Filed Oct 4, 2022 16:31 UTC |
Global Infrastructure Investors III, LLCDirector · 10% owner
Global Infrastructure GP III, L.P.Director · 10% owner
Zephyr Holdings GP, LLCDirector · 10% owner
GIP III Zephyr Midco Holdings, L.P.Director · 10% owner
GIP III Zephyr Acquisition Partners L.P.Director · 10% owner
Clearway Energy Group LLCDirector · 10% owner
|
OtherClass C Common Stock | 3,160 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-22-105883 · tm2227169-1_4seq1.xml · nonDerivative · entry 1 Global Infrastructure Investors III, LLC · CIK 0001747194 · Director · 10% owner Global Infrastructure GP III, L.P. · CIK 0001747185 · Director · 10% owner Zephyr Holdings GP, LLC · CIK 0001942977 · Director · 10% owner GIP III Zephyr Midco Holdings, L.P. · CIK 0001945888 · Director · 10% owner GIP III Zephyr Acquisition Partners L.P. · CIK 0001752556 · Director · 10% owner Clearway Energy Group LLC · CIK 0001750994 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 71,023 F1 · kind: Reflects the forfeiture of shares of restricted stock of the Issuer previously granted by Clearway Energy Group LLC ("Clearway Energy Group") under its Long Term Equity Incentive Program to one of its employees. F1 · price: Reflects the forfeiture of shares of restricted stock of the Issuer previously granted by Clearway Energy Group LLC ("Clearway Energy Group") under its Long Term Equity Incentive Program to one of its employees. F2 · ownership.nature: Reflects securities held directly by Clearway Energy Group. Zephyr Holdings GP, LLC ("Zephyr GP") is the general partner of GIP III Zephyr Acquisition Partners, L.P. ("Zephyr") which is the sole member of Clearway Energy Group. Zephyr GP is owned by GIP III Zephyr Midco Holdings, L.P. ("Midco") and TotalEnergies Renewables USA, LLC. Global Infrastructure Investors III, LLC ("Global Investors") is the sole general partner of Global Infrastructure GP III, L.P. ("Global GP"), which is the general partner of Midco. As a result, each of Zephyr GP, Zephyr, Midco, Global GP and Global Investors, may be deemed to share beneficial ownership of the securities owned by Clearway Energy Group. F3 · ownership.nature: Adebayo Ogunlesi, Jonathan Bram, William Brilliant, Matthew Harris, Michael McGhee, Rajaram Rao, William Woodburn, Salim Samaha and Robert O'Brien, as the voting members of the Investment Committee of Global Investors, may be deemed to share beneficial ownership of the Issuer securities beneficially owned by Global Investors. Such individuals expressly disclaim any such beneficial ownership. F4 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the securities reported herein for purposes of Section 16 or for any other purpose. Read SEC document |
| September 23, 2022 Filed Sep 27, 2022 20:31 UTC |
TotalEnergies SEDirector · 10% owner
TotalEnergies Gestion USA SARLDirector · 10% owner
TotalEnergies Holdings USA, Inc.Director · 10% owner
TotalEnergies Delaware, Inc.Director · 10% owner
TotalEnergies Renewables USA, LLCDirector · 10% owner
|
OtherClass C Common Stock | 2,076 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-22-103322 · tm2226618-1_4seq1.xml · nonDerivative · entry 1 TotalEnergies SE · CIK 0000879764 · Director · 10% owner TotalEnergies Gestion USA SARL · CIK 0001941906 · Director · 10% owner TotalEnergies Holdings USA, Inc. · CIK 0001942439 · Director · 10% owner TotalEnergies Delaware, Inc. · CIK 0001942500 · Director · 10% owner TotalEnergies Renewables USA, LLC · CIK 0001942458 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 67,863 F1 · kind: Reflects the forfeiture of shares of restricted stock of the Issuer previously granted by Clearway Energy Group LLC ("Clearway Energy Group") under its Long Term Equity Incentive Program to one or more of its employees. F1 · price: Reflects the forfeiture of shares of restricted stock of the Issuer previously granted by Clearway Energy Group LLC ("Clearway Energy Group") under its Long Term Equity Incentive Program to one or more of its employees. F2 · ownership.nature: The securities reported herein are held directly by Clearway Energy Group, a wholly owned subsidiary of GIP III Zephyr Acquisition Partners, L.P. ("GIP"). TotalEnergies Renewables USA, LLC holds 50% of the equity interests in Zephyr Holdings GP, LLC, which is the general partner of GIP. TotalEnergies Holdings USA, Inc. is the sole shareholder of TotalEnergies Delaware, Inc., which is the sole member of TotalEnergies Renewables USA, LLC. TotalEnergies Gestion USA SARL, which is a direct wholly owned subsidiary of TotalEnergies SE, is the sole shareholder of TotalEnergies Holdings USA, Inc. As a result, each of the foregoing entities may be deemed to beneficially own the securities reported herein. F3 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the securities reported herein for purposes of Section 16 or for any other purpose. Read SEC document |
| September 23, 2022 Filed Sep 27, 2022 16:30 UTC |
Global Infrastructure Investors III, LLCDirector · 10% owner
Global Infrastructure GP III, L.P.Director · 10% owner
Zephyr Holdings GP, LLCDirector · 10% owner
GIP III Zephyr Midco Holdings, L.P.Director · 10% owner
GIP III Zephyr Acquisition Partners L.P.Director · 10% owner
Clearway Energy Group LLCDirector · 10% owner
|
OtherClass C Common Stock | 2,076 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-22-103319 · tm2226501-1_4seq1.xml · nonDerivative · entry 1 Global Infrastructure Investors III, LLC · CIK 0001747194 · Director · 10% owner Global Infrastructure GP III, L.P. · CIK 0001747185 · Director · 10% owner Zephyr Holdings GP, LLC · CIK 0001942977 · Director · 10% owner GIP III Zephyr Midco Holdings, L.P. · CIK 0001945888 · Director · 10% owner GIP III Zephyr Acquisition Partners L.P. · CIK 0001752556 · Director · 10% owner Clearway Energy Group LLC · CIK 0001750994 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 67,863 F1 · kind: Reflects the forfeiture of shares of restricted stock of the Issuer previously granted by Clearway Energy Group LLC ("Clearway Energy Group") under its Long Term Equity Incentive Program to one or more of its employees. F1 · price: Reflects the forfeiture of shares of restricted stock of the Issuer previously granted by Clearway Energy Group LLC ("Clearway Energy Group") under its Long Term Equity Incentive Program to one or more of its employees. F2 · ownership.nature: Reflects securities held directly by Clearway Energy Group. Zephyr Holdings GP, LLC ("Zephyr GP") is the general partner of GIP III Zephyr Acquisition Partners, L.P. ("Zephyr") which is the sole member of Clearway Energy Group. Zephyr GP is owned by GIP III Zephyr Midco Holdings, L.P. ("Midco") and TotalEnergies Renewables USA, LLC. Global Infrastructure Investors III, LLC ("Global Investors") is the sole general partner of Global Infrastructure GP III, L.P. ("Global GP"), which is the general partner of Midco. As a result, each of Zephyr GP, Zephyr, Midco, Global GP and Global Investors, may be deemed to share beneficial ownership of the securities owned by Clearway Energy Group. F3 · ownership.nature: Adebayo Ogunlesi, Jonathan Bram, William Brilliant, Matthew Harris, Michael McGhee, Rajaram Rao, William Woodburn, Salim Samaha and Robert O'Brien, as the voting members of the Investment Committee of Global Investors, may be deemed to share beneficial ownership of the Issuer securities beneficially owned by Global Investors. Such individuals expressly disclaim any such beneficial ownership. F4 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the securities reported herein for purposes of Section 16 or for any other purpose. Read SEC document |
| September 12, 2022 Filed Sep 14, 2022 20:42 UTC |
Global Infrastructure Investors III, LLCDirector · 10% owner
Global Infrastructure GP III, L.P.Director · 10% owner
|
OtherClass D Units of Clearway Energy LLC · Derivative | 21,168,375 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-22-100057 · tm2225825-2_4seq1.xml · derivative · entry 4 Global Infrastructure Investors III, LLC · CIK 0001747194 · Director · 10% owner Global Infrastructure GP III, L.P. · CIK 0001747185 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 42,336,750 Underlying: Class C Common Stock · 21,168,375 shares Expires not disclosed F9 · derivative.exercise_price: Pursuant to the Exchange Agreement, the Class D Units of Clearway LLC are exchangeable at any time for shares of Class C Common Stock on a one-for-one basis, subject to equitable adjustments for stock splits, stock dividends and reclassifications. As the holder exchanges the Class D Units for shares of Class C Common Stock pursuant to the Exchange Agreement, an equivalent number of shares of Class D Common Stock issued to the holder will automatically be canceled. F1 · kind: On September 12, 2022 GIP III Zephyr Midco Holdings, L.P. ("Midco") completed the sale of fifty percent (50%) of the equity interests in Zephyr Holdings, L.P. (formerly known as GIP III Zephyr Holdings, LLC) to TotalEnergies Renewables USA, LLC, an indirect subsidiary of TotalEnergies SE (the "Transaction"). In the Transaction, Midco received approximately $1.6 billion in cash and an interest of 50% minus one share in the subsidiary of TotalEnergies SE that holds its 50.6% ownership in SunPower Corporation (NASDAQ: SPWR). F2 · kind: (Continued from Footnote 1) The Transaction takes into account valuations of $35.10 per share for the Issuer's common stock and $18 per share for SunPower Corporation. Zephyr Holdings, L.P. owns all of the limited partnership interests in GIP III Zephyr Acquisition Partners, L.P. GIP III Zephyr Acquisition Partners, L.P. is the sole member of Clearway Energy Group LLC ("Clearway Energy Group"). No Class A Common Stock, Class C Common Stock or derivatives thereof were directly transferred in the Transaction. F1 · shares: On September 12, 2022 GIP III Zephyr Midco Holdings, L.P. ("Midco") completed the sale of fifty percent (50%) of the equity interests in Zephyr Holdings, L.P. (formerly known as GIP III Zephyr Holdings, LLC) to TotalEnergies Renewables USA, LLC, an indirect subsidiary of TotalEnergies SE (the "Transaction"). In the Transaction, Midco received approximately $1.6 billion in cash and an interest of 50% minus one share in the subsidiary of TotalEnergies SE that holds its 50.6% ownership in SunPower Corporation (NASDAQ: SPWR). F2 · shares: (Continued from Footnote 1) The Transaction takes into account valuations of $35.10 per share for the Issuer's common stock and $18 per share for SunPower Corporation. Zephyr Holdings, L.P. owns all of the limited partnership interests in GIP III Zephyr Acquisition Partners, L.P. GIP III Zephyr Acquisition Partners, L.P. is the sole member of Clearway Energy Group LLC ("Clearway Energy Group"). No Class A Common Stock, Class C Common Stock or derivatives thereof were directly transferred in the Transaction. F3 · shares: By virtue of the Transaction, each of the Reporting Persons may be deemed to have disposed of a portion of its indirect pecuniary interest in securities of the Issuer to TotalEnergies SE or its affiliates. These numbers represent fifty percent of the securities of the Issuer held by Clearway Energy Group, which is the portion of Clearway Energy Group the Reporting Persons and their affiliates may have been deemed to have disposed in the Transaction. F1 · price: On September 12, 2022 GIP III Zephyr Midco Holdings, L.P. ("Midco") completed the sale of fifty percent (50%) of the equity interests in Zephyr Holdings, L.P. (formerly known as GIP III Zephyr Holdings, LLC) to TotalEnergies Renewables USA, LLC, an indirect subsidiary of TotalEnergies SE (the "Transaction"). In the Transaction, Midco received approximately $1.6 billion in cash and an interest of 50% minus one share in the subsidiary of TotalEnergies SE that holds its 50.6% ownership in SunPower Corporation (NASDAQ: SPWR). F2 · price: (Continued from Footnote 1) The Transaction takes into account valuations of $35.10 per share for the Issuer's common stock and $18 per share for SunPower Corporation. Zephyr Holdings, L.P. owns all of the limited partnership interests in GIP III Zephyr Acquisition Partners, L.P. GIP III Zephyr Acquisition Partners, L.P. is the sole member of Clearway Energy Group LLC ("Clearway Energy Group"). No Class A Common Stock, Class C Common Stock or derivatives thereof were directly transferred in the Transaction. F9 · derivative.exercise_date: Pursuant to the Exchange Agreement, the Class D Units of Clearway LLC are exchangeable at any time for shares of Class C Common Stock on a one-for-one basis, subject to equitable adjustments for stock splits, stock dividends and reclassifications. As the holder exchanges the Class D Units for shares of Class C Common Stock pursuant to the Exchange Agreement, an equivalent number of shares of Class D Common Stock issued to the holder will automatically be canceled. F9 · derivative.expiration_date: Pursuant to the Exchange Agreement, the Class D Units of Clearway LLC are exchangeable at any time for shares of Class C Common Stock on a one-for-one basis, subject to equitable adjustments for stock splits, stock dividends and reclassifications. As the holder exchanges the Class D Units for shares of Class C Common Stock pursuant to the Exchange Agreement, an equivalent number of shares of Class D Common Stock issued to the holder will automatically be canceled. F1 · derivative.underlying_shares: On September 12, 2022 GIP III Zephyr Midco Holdings, L.P. ("Midco") completed the sale of fifty percent (50%) of the equity interests in Zephyr Holdings, L.P. (formerly known as GIP III Zephyr Holdings, LLC) to TotalEnergies Renewables USA, LLC, an indirect subsidiary of TotalEnergies SE (the "Transaction"). In the Transaction, Midco received approximately $1.6 billion in cash and an interest of 50% minus one share in the subsidiary of TotalEnergies SE that holds its 50.6% ownership in SunPower Corporation (NASDAQ: SPWR). F2 · derivative.underlying_shares: (Continued from Footnote 1) The Transaction takes into account valuations of $35.10 per share for the Issuer's common stock and $18 per share for SunPower Corporation. Zephyr Holdings, L.P. owns all of the limited partnership interests in GIP III Zephyr Acquisition Partners, L.P. GIP III Zephyr Acquisition Partners, L.P. is the sole member of Clearway Energy Group LLC ("Clearway Energy Group"). No Class A Common Stock, Class C Common Stock or derivatives thereof were directly transferred in the Transaction. F3 · derivative.underlying_shares: By virtue of the Transaction, each of the Reporting Persons may be deemed to have disposed of a portion of its indirect pecuniary interest in securities of the Issuer to TotalEnergies SE or its affiliates. These numbers represent fifty percent of the securities of the Issuer held by Clearway Energy Group, which is the portion of Clearway Energy Group the Reporting Persons and their affiliates may have been deemed to have disposed in the Transaction. F1 · balance_after: On September 12, 2022 GIP III Zephyr Midco Holdings, L.P. ("Midco") completed the sale of fifty percent (50%) of the equity interests in Zephyr Holdings, L.P. (formerly known as GIP III Zephyr Holdings, LLC) to TotalEnergies Renewables USA, LLC, an indirect subsidiary of TotalEnergies SE (the "Transaction"). In the Transaction, Midco received approximately $1.6 billion in cash and an interest of 50% minus one share in the subsidiary of TotalEnergies SE that holds its 50.6% ownership in SunPower Corporation (NASDAQ: SPWR). F2 · balance_after: (Continued from Footnote 1) The Transaction takes into account valuations of $35.10 per share for the Issuer's common stock and $18 per share for SunPower Corporation. Zephyr Holdings, L.P. owns all of the limited partnership interests in GIP III Zephyr Acquisition Partners, L.P. GIP III Zephyr Acquisition Partners, L.P. is the sole member of Clearway Energy Group LLC ("Clearway Energy Group"). No Class A Common Stock, Class C Common Stock or derivatives thereof were directly transferred in the Transaction. F4 · balance_after: Clearway Energy Group continues to hold 21,841 shares of Class A common stock of the Issuer ("Class A Common Stock"), 65,787 shares of Class C common stock of the Issuer ("Class C Common Stock"), 42,738,750 Class B Units of Clearway Energy LLC ("Clearway LLC") and 42,336,750 Class D Units of Clearway LLC following the Transaction. F5 · ownership.nature: Represents securities held directly by Clearway Energy Group. Following the Transaction, Zephyr Holdings GP, LLC is the general partner of GIP III Zephyr Acquisition Partners, L.P., which is the sole member of Clearway Energy Group. Zephyr Holdings GP, LLC is owned by Midco and TotalEnergies Renewables USA, LLC. . Global Infrastructure Investors III, LLC is the sole general partner of Global Infrastructure GP III, L.P., which is the general partner of Midco. As a result, each of Zephyr Holdings GP, LLC, GIP III Zephyr Acquisition Partners, L.P., Midco, Global Infrastructure GP III, L.P. and Global Infrastructure Investors III, LLC, may be deemed to share beneficial ownership of the securities owned by Clearway Energy Group. F6 · ownership.nature: Adebayo Ogunlesi, Jonathan Bram, William Brilliant, Matthew Harris, Michael McGhee, Rajaram Rao, William Woodburn, Salim Samaha and Robert O'Brien, as the voting members of the Investment Committee of Global Investors, may be deemed to share beneficial ownership of the Issuer securities beneficially owned by Global Investors. Such individuals expressly disclaim any such beneficial ownership. F7 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, and each of the Reporting Persons states that the inclusion of these securities in this report shall not be deemed an admission that there occurred any transaction subject to Section 16 of the Securities Exchange Act of 1934, or, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, shall be deemed an admission of beneficial ownership of the securities reported herein for purposes of Section 16 or for any other purpose. Read SEC document |
| September 12, 2022 Filed Sep 14, 2022 20:42 UTC |
Global Infrastructure Investors III, LLCDirector · 10% owner
Global Infrastructure GP III, L.P.Director · 10% owner
|
OtherClass B Units of Clearway Energy LLC · Derivative | 21,369,375 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-22-100057 · tm2225825-2_4seq1.xml · derivative · entry 3 Global Infrastructure Investors III, LLC · CIK 0001747194 · Director · 10% owner Global Infrastructure GP III, L.P. · CIK 0001747185 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 42,738,750 Underlying: Class A Common Stock · 21,369,375 shares Expires not disclosed F8 · derivative.exercise_price: Pursuant to an Amended and Restated Exchange Agreement, dated as of May 14, 2015, among the Issuer, Clearway LLC and other parties thereto (the "Exchange Agreement"), the Class B Units of Clearway LLC are exchangeable at any time for shares of Class A Common Stock on a one-for-one basis, subject to equitable adjustments for stock splits, stock dividends and reclassifications. As the holder exchanges the Class B Units for shares of Class A Common Stock pursuant to the Exchange Agreement, an equivalent number of shares of Class B Common Stock issued to the holder will automatically be canceled. F1 · kind: On September 12, 2022 GIP III Zephyr Midco Holdings, L.P. ("Midco") completed the sale of fifty percent (50%) of the equity interests in Zephyr Holdings, L.P. (formerly known as GIP III Zephyr Holdings, LLC) to TotalEnergies Renewables USA, LLC, an indirect subsidiary of TotalEnergies SE (the "Transaction"). In the Transaction, Midco received approximately $1.6 billion in cash and an interest of 50% minus one share in the subsidiary of TotalEnergies SE that holds its 50.6% ownership in SunPower Corporation (NASDAQ: SPWR). F2 · kind: (Continued from Footnote 1) The Transaction takes into account valuations of $35.10 per share for the Issuer's common stock and $18 per share for SunPower Corporation. Zephyr Holdings, L.P. owns all of the limited partnership interests in GIP III Zephyr Acquisition Partners, L.P. GIP III Zephyr Acquisition Partners, L.P. is the sole member of Clearway Energy Group LLC ("Clearway Energy Group"). No Class A Common Stock, Class C Common Stock or derivatives thereof were directly transferred in the Transaction. F1 · shares: On September 12, 2022 GIP III Zephyr Midco Holdings, L.P. ("Midco") completed the sale of fifty percent (50%) of the equity interests in Zephyr Holdings, L.P. (formerly known as GIP III Zephyr Holdings, LLC) to TotalEnergies Renewables USA, LLC, an indirect subsidiary of TotalEnergies SE (the "Transaction"). In the Transaction, Midco received approximately $1.6 billion in cash and an interest of 50% minus one share in the subsidiary of TotalEnergies SE that holds its 50.6% ownership in SunPower Corporation (NASDAQ: SPWR). F2 · shares: (Continued from Footnote 1) The Transaction takes into account valuations of $35.10 per share for the Issuer's common stock and $18 per share for SunPower Corporation. Zephyr Holdings, L.P. owns all of the limited partnership interests in GIP III Zephyr Acquisition Partners, L.P. GIP III Zephyr Acquisition Partners, L.P. is the sole member of Clearway Energy Group LLC ("Clearway Energy Group"). No Class A Common Stock, Class C Common Stock or derivatives thereof were directly transferred in the Transaction. F3 · shares: By virtue of the Transaction, each of the Reporting Persons may be deemed to have disposed of a portion of its indirect pecuniary interest in securities of the Issuer to TotalEnergies SE or its affiliates. These numbers represent fifty percent of the securities of the Issuer held by Clearway Energy Group, which is the portion of Clearway Energy Group the Reporting Persons and their affiliates may have been deemed to have disposed in the Transaction. F1 · price: On September 12, 2022 GIP III Zephyr Midco Holdings, L.P. ("Midco") completed the sale of fifty percent (50%) of the equity interests in Zephyr Holdings, L.P. (formerly known as GIP III Zephyr Holdings, LLC) to TotalEnergies Renewables USA, LLC, an indirect subsidiary of TotalEnergies SE (the "Transaction"). In the Transaction, Midco received approximately $1.6 billion in cash and an interest of 50% minus one share in the subsidiary of TotalEnergies SE that holds its 50.6% ownership in SunPower Corporation (NASDAQ: SPWR). F2 · price: (Continued from Footnote 1) The Transaction takes into account valuations of $35.10 per share for the Issuer's common stock and $18 per share for SunPower Corporation. Zephyr Holdings, L.P. owns all of the limited partnership interests in GIP III Zephyr Acquisition Partners, L.P. GIP III Zephyr Acquisition Partners, L.P. is the sole member of Clearway Energy Group LLC ("Clearway Energy Group"). No Class A Common Stock, Class C Common Stock or derivatives thereof were directly transferred in the Transaction. F8 · derivative.exercise_date: Pursuant to an Amended and Restated Exchange Agreement, dated as of May 14, 2015, among the Issuer, Clearway LLC and other parties thereto (the "Exchange Agreement"), the Class B Units of Clearway LLC are exchangeable at any time for shares of Class A Common Stock on a one-for-one basis, subject to equitable adjustments for stock splits, stock dividends and reclassifications. As the holder exchanges the Class B Units for shares of Class A Common Stock pursuant to the Exchange Agreement, an equivalent number of shares of Class B Common Stock issued to the holder will automatically be canceled. F8 · derivative.expiration_date: Pursuant to an Amended and Restated Exchange Agreement, dated as of May 14, 2015, among the Issuer, Clearway LLC and other parties thereto (the "Exchange Agreement"), the Class B Units of Clearway LLC are exchangeable at any time for shares of Class A Common Stock on a one-for-one basis, subject to equitable adjustments for stock splits, stock dividends and reclassifications. As the holder exchanges the Class B Units for shares of Class A Common Stock pursuant to the Exchange Agreement, an equivalent number of shares of Class B Common Stock issued to the holder will automatically be canceled. F1 · derivative.underlying_shares: On September 12, 2022 GIP III Zephyr Midco Holdings, L.P. ("Midco") completed the sale of fifty percent (50%) of the equity interests in Zephyr Holdings, L.P. (formerly known as GIP III Zephyr Holdings, LLC) to TotalEnergies Renewables USA, LLC, an indirect subsidiary of TotalEnergies SE (the "Transaction"). In the Transaction, Midco received approximately $1.6 billion in cash and an interest of 50% minus one share in the subsidiary of TotalEnergies SE that holds its 50.6% ownership in SunPower Corporation (NASDAQ: SPWR). F2 · derivative.underlying_shares: (Continued from Footnote 1) The Transaction takes into account valuations of $35.10 per share for the Issuer's common stock and $18 per share for SunPower Corporation. Zephyr Holdings, L.P. owns all of the limited partnership interests in GIP III Zephyr Acquisition Partners, L.P. GIP III Zephyr Acquisition Partners, L.P. is the sole member of Clearway Energy Group LLC ("Clearway Energy Group"). No Class A Common Stock, Class C Common Stock or derivatives thereof were directly transferred in the Transaction. F3 · derivative.underlying_shares: By virtue of the Transaction, each of the Reporting Persons may be deemed to have disposed of a portion of its indirect pecuniary interest in securities of the Issuer to TotalEnergies SE or its affiliates. These numbers represent fifty percent of the securities of the Issuer held by Clearway Energy Group, which is the portion of Clearway Energy Group the Reporting Persons and their affiliates may have been deemed to have disposed in the Transaction. F1 · balance_after: On September 12, 2022 GIP III Zephyr Midco Holdings, L.P. ("Midco") completed the sale of fifty percent (50%) of the equity interests in Zephyr Holdings, L.P. (formerly known as GIP III Zephyr Holdings, LLC) to TotalEnergies Renewables USA, LLC, an indirect subsidiary of TotalEnergies SE (the "Transaction"). In the Transaction, Midco received approximately $1.6 billion in cash and an interest of 50% minus one share in the subsidiary of TotalEnergies SE that holds its 50.6% ownership in SunPower Corporation (NASDAQ: SPWR). F2 · balance_after: (Continued from Footnote 1) The Transaction takes into account valuations of $35.10 per share for the Issuer's common stock and $18 per share for SunPower Corporation. Zephyr Holdings, L.P. owns all of the limited partnership interests in GIP III Zephyr Acquisition Partners, L.P. GIP III Zephyr Acquisition Partners, L.P. is the sole member of Clearway Energy Group LLC ("Clearway Energy Group"). No Class A Common Stock, Class C Common Stock or derivatives thereof were directly transferred in the Transaction. F4 · balance_after: Clearway Energy Group continues to hold 21,841 shares of Class A common stock of the Issuer ("Class A Common Stock"), 65,787 shares of Class C common stock of the Issuer ("Class C Common Stock"), 42,738,750 Class B Units of Clearway Energy LLC ("Clearway LLC") and 42,336,750 Class D Units of Clearway LLC following the Transaction. F5 · ownership.nature: Represents securities held directly by Clearway Energy Group. Following the Transaction, Zephyr Holdings GP, LLC is the general partner of GIP III Zephyr Acquisition Partners, L.P., which is the sole member of Clearway Energy Group. Zephyr Holdings GP, LLC is owned by Midco and TotalEnergies Renewables USA, LLC. . Global Infrastructure Investors III, LLC is the sole general partner of Global Infrastructure GP III, L.P., which is the general partner of Midco. As a result, each of Zephyr Holdings GP, LLC, GIP III Zephyr Acquisition Partners, L.P., Midco, Global Infrastructure GP III, L.P. and Global Infrastructure Investors III, LLC, may be deemed to share beneficial ownership of the securities owned by Clearway Energy Group. F6 · ownership.nature: Adebayo Ogunlesi, Jonathan Bram, William Brilliant, Matthew Harris, Michael McGhee, Rajaram Rao, William Woodburn, Salim Samaha and Robert O'Brien, as the voting members of the Investment Committee of Global Investors, may be deemed to share beneficial ownership of the Issuer securities beneficially owned by Global Investors. Such individuals expressly disclaim any such beneficial ownership. F7 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, and each of the Reporting Persons states that the inclusion of these securities in this report shall not be deemed an admission that there occurred any transaction subject to Section 16 of the Securities Exchange Act of 1934, or, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, shall be deemed an admission of beneficial ownership of the securities reported herein for purposes of Section 16 or for any other purpose. Read SEC document |
| September 12, 2022 Filed Sep 14, 2022 20:42 UTC |
Global Infrastructure Investors III, LLCDirector · 10% owner
Global Infrastructure GP III, L.P.Director · 10% owner
|
OtherClass C Common Stock | 32,893 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-22-100057 · tm2225825-2_4seq1.xml · nonDerivative · entry 2 Global Infrastructure Investors III, LLC · CIK 0001747194 · Director · 10% owner Global Infrastructure GP III, L.P. · CIK 0001747185 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 65,787 F1 · kind: On September 12, 2022 GIP III Zephyr Midco Holdings, L.P. ("Midco") completed the sale of fifty percent (50%) of the equity interests in Zephyr Holdings, L.P. (formerly known as GIP III Zephyr Holdings, LLC) to TotalEnergies Renewables USA, LLC, an indirect subsidiary of TotalEnergies SE (the "Transaction"). In the Transaction, Midco received approximately $1.6 billion in cash and an interest of 50% minus one share in the subsidiary of TotalEnergies SE that holds its 50.6% ownership in SunPower Corporation (NASDAQ: SPWR). F2 · kind: (Continued from Footnote 1) The Transaction takes into account valuations of $35.10 per share for the Issuer's common stock and $18 per share for SunPower Corporation. Zephyr Holdings, L.P. owns all of the limited partnership interests in GIP III Zephyr Acquisition Partners, L.P. GIP III Zephyr Acquisition Partners, L.P. is the sole member of Clearway Energy Group LLC ("Clearway Energy Group"). No Class A Common Stock, Class C Common Stock or derivatives thereof were directly transferred in the Transaction. F1 · shares: On September 12, 2022 GIP III Zephyr Midco Holdings, L.P. ("Midco") completed the sale of fifty percent (50%) of the equity interests in Zephyr Holdings, L.P. (formerly known as GIP III Zephyr Holdings, LLC) to TotalEnergies Renewables USA, LLC, an indirect subsidiary of TotalEnergies SE (the "Transaction"). In the Transaction, Midco received approximately $1.6 billion in cash and an interest of 50% minus one share in the subsidiary of TotalEnergies SE that holds its 50.6% ownership in SunPower Corporation (NASDAQ: SPWR). F2 · shares: (Continued from Footnote 1) The Transaction takes into account valuations of $35.10 per share for the Issuer's common stock and $18 per share for SunPower Corporation. Zephyr Holdings, L.P. owns all of the limited partnership interests in GIP III Zephyr Acquisition Partners, L.P. GIP III Zephyr Acquisition Partners, L.P. is the sole member of Clearway Energy Group LLC ("Clearway Energy Group"). No Class A Common Stock, Class C Common Stock or derivatives thereof were directly transferred in the Transaction. F3 · shares: By virtue of the Transaction, each of the Reporting Persons may be deemed to have disposed of a portion of its indirect pecuniary interest in securities of the Issuer to TotalEnergies SE or its affiliates. These numbers represent fifty percent of the securities of the Issuer held by Clearway Energy Group, which is the portion of Clearway Energy Group the Reporting Persons and their affiliates may have been deemed to have disposed in the Transaction. F1 · price: On September 12, 2022 GIP III Zephyr Midco Holdings, L.P. ("Midco") completed the sale of fifty percent (50%) of the equity interests in Zephyr Holdings, L.P. (formerly known as GIP III Zephyr Holdings, LLC) to TotalEnergies Renewables USA, LLC, an indirect subsidiary of TotalEnergies SE (the "Transaction"). In the Transaction, Midco received approximately $1.6 billion in cash and an interest of 50% minus one share in the subsidiary of TotalEnergies SE that holds its 50.6% ownership in SunPower Corporation (NASDAQ: SPWR). F2 · price: (Continued from Footnote 1) The Transaction takes into account valuations of $35.10 per share for the Issuer's common stock and $18 per share for SunPower Corporation. Zephyr Holdings, L.P. owns all of the limited partnership interests in GIP III Zephyr Acquisition Partners, L.P. GIP III Zephyr Acquisition Partners, L.P. is the sole member of Clearway Energy Group LLC ("Clearway Energy Group"). No Class A Common Stock, Class C Common Stock or derivatives thereof were directly transferred in the Transaction. F1 · balance_after: On September 12, 2022 GIP III Zephyr Midco Holdings, L.P. ("Midco") completed the sale of fifty percent (50%) of the equity interests in Zephyr Holdings, L.P. (formerly known as GIP III Zephyr Holdings, LLC) to TotalEnergies Renewables USA, LLC, an indirect subsidiary of TotalEnergies SE (the "Transaction"). In the Transaction, Midco received approximately $1.6 billion in cash and an interest of 50% minus one share in the subsidiary of TotalEnergies SE that holds its 50.6% ownership in SunPower Corporation (NASDAQ: SPWR). F2 · balance_after: (Continued from Footnote 1) The Transaction takes into account valuations of $35.10 per share for the Issuer's common stock and $18 per share for SunPower Corporation. Zephyr Holdings, L.P. owns all of the limited partnership interests in GIP III Zephyr Acquisition Partners, L.P. GIP III Zephyr Acquisition Partners, L.P. is the sole member of Clearway Energy Group LLC ("Clearway Energy Group"). No Class A Common Stock, Class C Common Stock or derivatives thereof were directly transferred in the Transaction. F4 · balance_after: Clearway Energy Group continues to hold 21,841 shares of Class A common stock of the Issuer ("Class A Common Stock"), 65,787 shares of Class C common stock of the Issuer ("Class C Common Stock"), 42,738,750 Class B Units of Clearway Energy LLC ("Clearway LLC") and 42,336,750 Class D Units of Clearway LLC following the Transaction. F5 · ownership.nature: Represents securities held directly by Clearway Energy Group. Following the Transaction, Zephyr Holdings GP, LLC is the general partner of GIP III Zephyr Acquisition Partners, L.P., which is the sole member of Clearway Energy Group. Zephyr Holdings GP, LLC is owned by Midco and TotalEnergies Renewables USA, LLC. . Global Infrastructure Investors III, LLC is the sole general partner of Global Infrastructure GP III, L.P., which is the general partner of Midco. As a result, each of Zephyr Holdings GP, LLC, GIP III Zephyr Acquisition Partners, L.P., Midco, Global Infrastructure GP III, L.P. and Global Infrastructure Investors III, LLC, may be deemed to share beneficial ownership of the securities owned by Clearway Energy Group. F6 · ownership.nature: Adebayo Ogunlesi, Jonathan Bram, William Brilliant, Matthew Harris, Michael McGhee, Rajaram Rao, William Woodburn, Salim Samaha and Robert O'Brien, as the voting members of the Investment Committee of Global Investors, may be deemed to share beneficial ownership of the Issuer securities beneficially owned by Global Investors. Such individuals expressly disclaim any such beneficial ownership. F7 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, and each of the Reporting Persons states that the inclusion of these securities in this report shall not be deemed an admission that there occurred any transaction subject to Section 16 of the Securities Exchange Act of 1934, or, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, shall be deemed an admission of beneficial ownership of the securities reported herein for purposes of Section 16 or for any other purpose. Read SEC document |
| September 12, 2022 Filed Sep 14, 2022 20:42 UTC |
Global Infrastructure Investors III, LLCDirector · 10% owner
Global Infrastructure GP III, L.P.Director · 10% owner
|
OtherClass A Common Stock | 10,920 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-22-100057 · tm2225825-2_4seq1.xml · nonDerivative · entry 1 Global Infrastructure Investors III, LLC · CIK 0001747194 · Director · 10% owner Global Infrastructure GP III, L.P. · CIK 0001747185 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 21,841 F1 · kind: On September 12, 2022 GIP III Zephyr Midco Holdings, L.P. ("Midco") completed the sale of fifty percent (50%) of the equity interests in Zephyr Holdings, L.P. (formerly known as GIP III Zephyr Holdings, LLC) to TotalEnergies Renewables USA, LLC, an indirect subsidiary of TotalEnergies SE (the "Transaction"). In the Transaction, Midco received approximately $1.6 billion in cash and an interest of 50% minus one share in the subsidiary of TotalEnergies SE that holds its 50.6% ownership in SunPower Corporation (NASDAQ: SPWR). F2 · kind: (Continued from Footnote 1) The Transaction takes into account valuations of $35.10 per share for the Issuer's common stock and $18 per share for SunPower Corporation. Zephyr Holdings, L.P. owns all of the limited partnership interests in GIP III Zephyr Acquisition Partners, L.P. GIP III Zephyr Acquisition Partners, L.P. is the sole member of Clearway Energy Group LLC ("Clearway Energy Group"). No Class A Common Stock, Class C Common Stock or derivatives thereof were directly transferred in the Transaction. F1 · shares: On September 12, 2022 GIP III Zephyr Midco Holdings, L.P. ("Midco") completed the sale of fifty percent (50%) of the equity interests in Zephyr Holdings, L.P. (formerly known as GIP III Zephyr Holdings, LLC) to TotalEnergies Renewables USA, LLC, an indirect subsidiary of TotalEnergies SE (the "Transaction"). In the Transaction, Midco received approximately $1.6 billion in cash and an interest of 50% minus one share in the subsidiary of TotalEnergies SE that holds its 50.6% ownership in SunPower Corporation (NASDAQ: SPWR). F2 · shares: (Continued from Footnote 1) The Transaction takes into account valuations of $35.10 per share for the Issuer's common stock and $18 per share for SunPower Corporation. Zephyr Holdings, L.P. owns all of the limited partnership interests in GIP III Zephyr Acquisition Partners, L.P. GIP III Zephyr Acquisition Partners, L.P. is the sole member of Clearway Energy Group LLC ("Clearway Energy Group"). No Class A Common Stock, Class C Common Stock or derivatives thereof were directly transferred in the Transaction. F3 · shares: By virtue of the Transaction, each of the Reporting Persons may be deemed to have disposed of a portion of its indirect pecuniary interest in securities of the Issuer to TotalEnergies SE or its affiliates. These numbers represent fifty percent of the securities of the Issuer held by Clearway Energy Group, which is the portion of Clearway Energy Group the Reporting Persons and their affiliates may have been deemed to have disposed in the Transaction. F1 · price: On September 12, 2022 GIP III Zephyr Midco Holdings, L.P. ("Midco") completed the sale of fifty percent (50%) of the equity interests in Zephyr Holdings, L.P. (formerly known as GIP III Zephyr Holdings, LLC) to TotalEnergies Renewables USA, LLC, an indirect subsidiary of TotalEnergies SE (the "Transaction"). In the Transaction, Midco received approximately $1.6 billion in cash and an interest of 50% minus one share in the subsidiary of TotalEnergies SE that holds its 50.6% ownership in SunPower Corporation (NASDAQ: SPWR). F2 · price: (Continued from Footnote 1) The Transaction takes into account valuations of $35.10 per share for the Issuer's common stock and $18 per share for SunPower Corporation. Zephyr Holdings, L.P. owns all of the limited partnership interests in GIP III Zephyr Acquisition Partners, L.P. GIP III Zephyr Acquisition Partners, L.P. is the sole member of Clearway Energy Group LLC ("Clearway Energy Group"). No Class A Common Stock, Class C Common Stock or derivatives thereof were directly transferred in the Transaction. F1 · balance_after: On September 12, 2022 GIP III Zephyr Midco Holdings, L.P. ("Midco") completed the sale of fifty percent (50%) of the equity interests in Zephyr Holdings, L.P. (formerly known as GIP III Zephyr Holdings, LLC) to TotalEnergies Renewables USA, LLC, an indirect subsidiary of TotalEnergies SE (the "Transaction"). In the Transaction, Midco received approximately $1.6 billion in cash and an interest of 50% minus one share in the subsidiary of TotalEnergies SE that holds its 50.6% ownership in SunPower Corporation (NASDAQ: SPWR). F2 · balance_after: (Continued from Footnote 1) The Transaction takes into account valuations of $35.10 per share for the Issuer's common stock and $18 per share for SunPower Corporation. Zephyr Holdings, L.P. owns all of the limited partnership interests in GIP III Zephyr Acquisition Partners, L.P. GIP III Zephyr Acquisition Partners, L.P. is the sole member of Clearway Energy Group LLC ("Clearway Energy Group"). No Class A Common Stock, Class C Common Stock or derivatives thereof were directly transferred in the Transaction. F4 · balance_after: Clearway Energy Group continues to hold 21,841 shares of Class A common stock of the Issuer ("Class A Common Stock"), 65,787 shares of Class C common stock of the Issuer ("Class C Common Stock"), 42,738,750 Class B Units of Clearway Energy LLC ("Clearway LLC") and 42,336,750 Class D Units of Clearway LLC following the Transaction. F5 · ownership.nature: Represents securities held directly by Clearway Energy Group. Following the Transaction, Zephyr Holdings GP, LLC is the general partner of GIP III Zephyr Acquisition Partners, L.P., which is the sole member of Clearway Energy Group. Zephyr Holdings GP, LLC is owned by Midco and TotalEnergies Renewables USA, LLC. . Global Infrastructure Investors III, LLC is the sole general partner of Global Infrastructure GP III, L.P., which is the general partner of Midco. As a result, each of Zephyr Holdings GP, LLC, GIP III Zephyr Acquisition Partners, L.P., Midco, Global Infrastructure GP III, L.P. and Global Infrastructure Investors III, LLC, may be deemed to share beneficial ownership of the securities owned by Clearway Energy Group. F6 · ownership.nature: Adebayo Ogunlesi, Jonathan Bram, William Brilliant, Matthew Harris, Michael McGhee, Rajaram Rao, William Woodburn, Salim Samaha and Robert O'Brien, as the voting members of the Investment Committee of Global Investors, may be deemed to share beneficial ownership of the Issuer securities beneficially owned by Global Investors. Such individuals expressly disclaim any such beneficial ownership. F7 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, and each of the Reporting Persons states that the inclusion of these securities in this report shall not be deemed an admission that there occurred any transaction subject to Section 16 of the Securities Exchange Act of 1934, or, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, shall be deemed an admission of beneficial ownership of the securities reported herein for purposes of Section 16 or for any other purpose. Read SEC document |
| September 09, 2022 Filed Sep 9, 2022 20:16 UTC |
Global Infrastructure GP III, L.P.10% owner
Clearway Energy Group LLC10% owner
|
OtherClass C Common Stock | 2,466 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-22-098904 · tm2223129-2_4seq1.xml · nonDerivative · entry 1 Global Infrastructure Investors III, LLC · CIK 0001747194 · 10% owner Global Infrastructure GP III, L.P. · CIK 0001747185 · 10% owner GIP III Zephyr Acquisition Partners L.P. · CIK 0001752556 · 10% owner Clearway Energy Group LLC · CIK 0001750994 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 65,787 F1 · kind: Reflects the forfeiture of shares of restricted stock of the Issuer previously granted by Clearway Energy Group LLC ("Clearway Energy Group") under its Long Term Equity Incentive Program to one of its employees. F1 · price: Reflects the forfeiture of shares of restricted stock of the Issuer previously granted by Clearway Energy Group LLC ("Clearway Energy Group") under its Long Term Equity Incentive Program to one of its employees. F2 · balance_after: Reflects the amount of securities beneficially owned following the reported transaction which reflects a correction to the balance reported in the Reporting Person's previously filed Form 4. F3 · ownership.nature: Reflects securities held directly by Clearway Energy Group. Global Infrastructure Investors III, LLC ("Global Investors") is the sole general partner of Global Infrastructure GP III, L.P. ("Global GP"), which is the general partner of GIP III Zephyr Acquisition Partners, L.P. ("GIP"), which is the sole member of Clearway Energy Group. As a result, Global Investors, Global GP, and GIP may be deemed to share beneficial ownership of the Issuer securities owned by Clearway Energy Group. Adebayo Ogunlesi, Jonathan Bram, William Brilliant, Matthew Harris, Michael McGhee, Rajaram Rao, William Woodburn, Salim Samaha and Robert O'Brien, as the voting members of the Investment Committee of Global Investors, may be deemed to share beneficial ownership of the Issuer securities beneficially owned by Global Investors. Such individuals expressly disclaim any such beneficial ownership. F4 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the securities reported herein for purposes of Section 16 or for any other purpose. Read SEC document |
| September 01, 2022 Filed Sep 6, 2022 16:18 UTC |
MCCLEAN FERRELL PDirector
|
GrantClass C Common Stock, par value $.01 per share | 744 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-22-009365 · form4-09062022_010918.xml · nonDerivative · entry 2 MCCLEAN FERRELL P · CIK 0001168551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,441 F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's Deferred Stock Units, which become exercisable proportionately with the Deferred Stock Units to which they relate and may only be settled in Class A or Class C Common Stock of Clearway Energy, Inc. as determined by the Deferred Stock Units to which they relate. F3 · balance_after: Includes 13,131 dividend equivalent rights that may only be settled in Class C Common Stock. Read SEC document |
| September 01, 2022 Filed Sep 6, 2022 16:18 UTC |
MCCLEAN FERRELL PDirector
|
GrantClass A Common Stock, par value $.01 per share | 146 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-22-009365 · form4-09062022_010918.xml · nonDerivative · entry 1 MCCLEAN FERRELL P · CIK 0001168551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,206 F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's Deferred Stock Units, which become exercisable proportionately with the Deferred Stock Units to which they relate and may only be settled in Class A or Class C Common Stock of Clearway Energy, Inc. as determined by the Deferred Stock Units to which they relate. F2 · balance_after: Includes 5,113 dividend equivalent rights that may only be settled in Class A Common Stock. Read SEC document |
| September 01, 2022 Filed Sep 6, 2022 20:17 UTC |
Lowry Jennifer ElaineDirector
|
GrantClass C Common Stock, par value $.01 per share | 35 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-22-009364 · form4-09062022_010928.xml · nonDerivative · entry 1 Lowry Jennifer Elaine · CIK 0001748373 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,482 F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's Deferred Stock Units, which become exercisable proportionately with the Deferred Stock Units to which they relate and may only be settled in Class C Common Stock of Clearway Energy, Inc. F2 · balance_after: Includes 71 dividend equivalent rights that may only be settled in Class C Common Stock. Read SEC document |
| September 01, 2022 Filed Sep 6, 2022 20:16 UTC |
Ford Brian R.Director
|
GrantClass C Common Stock, par value $.01 per share | 562 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-22-009362 · form4-09062022_010909.xml · nonDerivative · entry 2 Ford Brian R. · CIK 0001458874 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,485 F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's Deferred Stock Units, which become exercisable proportionately with the Deferred Stock Units to which they relate and may only be settled in Class A or Class C Common Stock of Clearway Energy, Inc. as determined by the Deferred Stock Units to which they relate. F3 · balance_after: Includes 11,495 dividend equivalent rights that may only be settled in Class C Common Stock. Read SEC document |
| September 01, 2022 Filed Sep 6, 2022 20:16 UTC |
Ford Brian R.Director
|
GrantClass A Common Stock, par value $.01 per share | 73 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-22-009362 · form4-09062022_010909.xml · nonDerivative · entry 1 Ford Brian R. · CIK 0001458874 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,103 F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's Deferred Stock Units, which become exercisable proportionately with the Deferred Stock Units to which they relate and may only be settled in Class A or Class C Common Stock of Clearway Energy, Inc. as determined by the Deferred Stock Units to which they relate. F2 · balance_after: Includes 2,556 dividend equivalent rights that may only be settled in Class A Common Stock. Read SEC document |
| September 01, 2022 Filed Sep 6, 2022 20:19 UTC |
ONEAL E STANLEYDirector
|
GrantClass C Common Stock, par value $.01 per share | 353 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-22-009366 · form4-09062022_010942.xml · nonDerivative · entry 1 ONEAL E STANLEY · CIK 0001182337 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,732 F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's Deferred Stock Units, which become exercisable proportionately with the Deferred Stock Units to which they relate and may only be settled in Class C Common Stock of Clearway Energy, Inc. F2 · balance_after: Includes 3,426 dividend equivalent rights that may only be settled in Class C Common Stock. Read SEC document |
| September 01, 2022 Filed Sep 6, 2022 20:24 UTC |
Rubenstein SarahSVP & CAO
|
GrantClass C Common Stock, par value $.01 per share | 221 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-22-009372 · form4-09062022_010943.xml · nonDerivative · entry 1 Rubenstein Sarah · CIK 0001829270 · SVP & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,687 F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's Deferred Stock Units, which become exercisable proportionately with the Deferred Stock Units to which they relate and may only be settled in Class C Common Stock of Clearway Energy, Inc. F2 · balance_after: Includes 1,091 dividend equivalent rights that may only be settled in Class C Common Stock. Read SEC document |
| September 01, 2022 Filed Sep 6, 2022 20:23 UTC |
Murphy Michael TaftCHIEF INVESTMENT OFFICER
|
GrantClass C Common Stock, par value $.01 per share | 202 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-22-009371 · form4-09062022_010935.xml · nonDerivative · entry 1 Murphy Michael Taft · CIK 0001932383 · CHIEF INVESTMENT OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,992 F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's Deferred Stock Units, which become exercisable proportionately with the Deferred Stock Units to which they relate and may only be settled in Class C Common Stock of Clearway Energy, Inc. F2 · balance_after: Includes 952 dividend equivalent rights that may only be settled in Class C Common Stock. Read SEC document |
| September 01, 2022 Filed Sep 6, 2022 20:22 UTC |
Malcarney Kevin P.EVP, GEN COUNSEL AND CORP SECR
|
GrantClass C Common Stock, par value $.01 per share | 400 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-22-009370 · form4-09062022_010945.xml · nonDerivative · entry 1 Malcarney Kevin P. · CIK 0001738590 · EVP, GEN COUNSEL AND CORP SECR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,499 F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's Deferred Stock Units, which become exercisable proportionately with the Deferred Stock Units to which they relate and may only be settled in Class C Common Stock of Clearway Energy, Inc. F2 · balance_after: Includes 2,487 dividend equivalent rights that may only be settled in Class C Common Stock. Read SEC document |
| September 01, 2022 Filed Sep 6, 2022 20:20 UTC |
More Daniel B.Director
|
GrantClass C Common Stock, par value $.01 per share | 389 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-22-009368 · form4-09062022_010946.xml · nonDerivative · entry 1 More Daniel B. · CIK 0001639398 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,474 F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's Deferred Stock Units, which become exercisable proportionately with the Deferred Stock Units to which they relate and may only be settled in Class C Common Stock of Clearway Energy, Inc. F2 · balance_after: Includes 3,948 dividend equivalent rights that may only be settled in Class C Common Stock. Read SEC document |
| September 01, 2022 Filed Sep 6, 2022 20:22 UTC |
Sotos Christopher SDirector · PRESIDENT AND CEO
|
GrantClass C Common Stock, par value $.01 per share | 1,854 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-22-009369 · form4-09062022_010950.xml · nonDerivative · entry 1 Sotos Christopher S · CIK 0001578991 · Director · PRESIDENT AND CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 296,704 F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's Deferred Stock Units, which become exercisable proportionately with the Deferred Stock Units to which they relate and may only be settled in Class C Common Stock of Clearway Energy, Inc. F2 · balance_after: Includes 12,116 dividend equivalent rights that may only be settled in Class C Common Stock. Read SEC document |
| July 15, 2022 Filed Jul 19, 2022 20:15 UTC |
Global Infrastructure GP III, L.P.10% owner
Clearway Energy Group LLC10% owner
|
OtherClass C Common Stock | 1,429 | $35.00 | $50,015.00 |
DisclosureSEC source: 0001104659-22-080848 · tm2221273-1_4seq1.xml · nonDerivative · entry 1 Global Infrastructure Investors III, LLC · CIK 0001747194 · 10% owner Global Infrastructure GP III, L.P. · CIK 0001747185 · 10% owner GIP III Zephyr Acquisition Partners L.P. · CIK 0001752556 · 10% owner Clearway Energy Group LLC · CIK 0001750994 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 61,884 F1 · kind: Reflects grant of shares of restricted stock of the Issuer granted by Clearway Energy Group LLC ("Clearway Energy Group") under its Long Term Equity Incentive Program to one or more of its employees. F2 · ownership.nature: Reflects securities held directly by Clearway Energy Group. Global Infrastructure Investors III, LLC ("Global Investors") is the sole general partner of Global Infrastructure GP III, L.P. ("Global GP"), which is the general partner of GIP III Zephyr Acquisition Partners, L.P. ("GIP"), which is the sole member of Clearway Energy Group. As a result, Global Investors, Global GP, and GIP may be deemed to share beneficial ownership of the Issuer securities owned by Clearway Energy Group. Adebayo Ogunlesi, Jonathan Bram, William Brilliant, Matthew Harris, Michael McGhee, Rajaram Rao, William Woodburn, Salim Samaha and Robert O'Brien, as the voting members of the Investment Committee of Global Investors, may be deemed to share beneficial ownership of the Issuer securities beneficially owned by Global Investors. Such individuals expressly disclaim any such beneficial ownership. F3 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the securities reported herein for purposes of Section 16 or for any other purpose. Read SEC document |
| June 03, 2022 Filed Jun 7, 2022 20:31 UTC |
Global Infrastructure GP III, L.P.10% owner
Clearway Energy Group LLC10% owner
|
OtherClass C Common Stock | 1,278 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-22-068975 · tm2217630-1_4seq1.xml · nonDerivative · entry 1 Global Infrastructure Investors III, LLC · CIK 0001747194 · 10% owner Global Infrastructure GP III, L.P. · CIK 0001747185 · 10% owner GIP III Zephyr Acquisition Partners L.P. · CIK 0001752556 · 10% owner Clearway Energy Group LLC · CIK 0001750994 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 63,313 F1 · kind: Reflects the forfeiture of shares of restricted stock of the Issuer previously granted by Clearway Energy Group LLC ("Clearway Energy Group") under its Long Term Equity Incentive Program to one of its employees. F1 · price: Reflects the forfeiture of shares of restricted stock of the Issuer previously granted by Clearway Energy Group LLC ("Clearway Energy Group") under its Long Term Equity Incentive Program to one of its employees. F2 · ownership.nature: Reflects securities held directly by Clearway Energy Group. Global Infrastructure Investors III, LLC ("Global Investors") is the sole general partner of Global Infrastructure GP III, L.P. ("Global GP"), which is the general partner of GIP III Zephyr Acquisition Partners, L.P. ("GIP"), which is the sole member of Clearway Energy Group. As a result, Global Investors, Global GP, and GIP may be deemed to share beneficial ownership of the Issuer securities owned by Clearway Energy Group. Adebayo Ogunlesi, Jonathan Bram, William Brilliant, Matthew Harris, Michael McGhee, Rajaram Rao, William Woodburn, Salim Samaha and Robert O'Brien, as the voting members of the Investment Committee of Global Investors, may be deemed to share beneficial ownership of the Issuer securities beneficially owned by Global Investors. Such individuals expressly disclaim any such beneficial ownership. F3 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the securities reported herein for purposes of Section 16 or for any other purpose. Read SEC document |
| June 01, 2022 Filed Jun 3, 2022 16:25 UTC |
MCCLEAN FERRELL PDirector
|
GrantClass C Common Stock, par value $.01 per share | 775 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-22-006109 · form4-06032022_010622.xml · nonDerivative · entry 3 MCCLEAN FERRELL P · CIK 0001168551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,697 F3 · price: Represents dividend equivalent rights accrued on the Reporting Person's Deferred Stock Units, which become exercisable proportionately with the Deferred Stock Units to which they relate and may only be settled in Class A or Class C Common Stock of Clearway Energy, Inc. as determined by the Deferred Stock Units to which they relate. F5 · balance_after: Includes 12,387 dividend equivalent rights that may only be settled in Class C Common Stock. Read SEC document |
| June 01, 2022 Filed Jun 3, 2022 16:25 UTC |
MCCLEAN FERRELL PDirector
|
GrantClass A Common Stock, par value $.01 per share | 153 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-22-006109 · form4-06032022_010622.xml · nonDerivative · entry 2 MCCLEAN FERRELL P · CIK 0001168551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,060 F3 · price: Represents dividend equivalent rights accrued on the Reporting Person's Deferred Stock Units, which become exercisable proportionately with the Deferred Stock Units to which they relate and may only be settled in Class A or Class C Common Stock of Clearway Energy, Inc. as determined by the Deferred Stock Units to which they relate. F4 · balance_after: Includes 4,967 dividend equivalent rights that may only be settled in Class A Common Stock. Read SEC document |
| June 01, 2022 Filed Jun 3, 2022 16:25 UTC |
MCCLEAN FERRELL PDirector
|
GrantClass C Common Stock, par value $.01 per share | 7,069 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-22-006109 · form4-06032022_010622.xml · nonDerivative · entry 1 MCCLEAN FERRELL P · CIK 0001168551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,922 F1 · shares: Represents 7,069 Deferred Stock Units issued to the Reporting Person by Clearway Energy, Inc. under Clearway Energy, Inc.'s Amended and Restated 2013 Equity Incentive Plan. F2 · price: Each Deferred Stock Unit is equivalent to one share of Clearway Energy, Inc.'s Class C Common Stock, par value $.01 per share. The reporting person will receive from Clearway Energy, Inc. one such share of Class C Common Stock for each Deferred Stock Unit she owns upon termination of her service on Clearway Energy, Inc.'s Board of Directors or change in ownership or effective control of Clearway Energy, Inc. Read SEC document |
| June 01, 2022 Filed Jun 3, 2022 20:23 UTC |
Lowry Jennifer ElaineDirector
|
GrantClass C Common Stock, par value $.01 per share | 36 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-22-006108 · form4-06032022_010632.xml · nonDerivative · entry 2 Lowry Jennifer Elaine · CIK 0001748373 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,447 F3 · price: Represents dividend equivalent rights accrued on the Reporting Person's Deferred Stock Units, which become exercisable proportionately with the Deferred Stock Units to which they relate and may only be settled in Class C Common Stock of Clearway Energy, Inc. F4 · balance_after: Includes 36 dividend equivalent rights that may only be settled in Class C Common Stock. Read SEC document |
| June 01, 2022 Filed Jun 3, 2022 20:23 UTC |
Lowry Jennifer ElaineDirector
|
GrantClass C Common Stock, par value $.01 per share | 3,607 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-22-006108 · form4-06032022_010632.xml · nonDerivative · entry 1 Lowry Jennifer Elaine · CIK 0001748373 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,411 F1 · shares: Represents 3,607 Deferred Stock Units issued to the Reporting Person by Clearway Energy, Inc. under Clearway Energy, Inc.'s Amended and Restated 2013 Equity Incentive Plan. F2 · price: Each Deferred Stock Unit is equivalent to one share of Clearway Energy, Inc.'s Class C Common Stock, par value $.01 per share. The reporting person will receive from Clearway Energy, Inc. one such share of Class C Common Stock for each Deferred Stock Unit she owns upon termination of her service on Clearway Energy, Inc.'s Board of Directors or change in ownership or effective control of Clearway Energy, Inc. Read SEC document |
| June 01, 2022 Filed Jun 3, 2022 20:29 UTC |
Plotkin ChadEVP AND CFO
|
GrantClass C Common Stock, par value $.01 per share | 579 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-22-006113 · form4-06032022_010631.xml · nonDerivative · entry 1 Plotkin Chad · CIK 0001685648 · EVP AND CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,251 F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's Restricted Stock Units ("RSUs") and Relative Performance Stock Units ("RPSUs"), which become exercisable proportionately with the RSUs and RPSUs to which they relate and may only be settled in Class C Common Stock of Clearway Energy, Inc. as determined by the RSU or RPSU to which they relate. F2 · balance_after: Includes 2,993 dividend equivalent rights that may only be settled in Class C Common Stock. Read SEC document |
| June 01, 2022 Filed Jun 3, 2022 20:21 UTC |
Ford Brian R.Director
|
GrantClass C Common Stock, par value $.01 per share | 584 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-22-006104 · form4-06032022_010616.xml · nonDerivative · entry 3 Ford Brian R. · CIK 0001458874 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,923 F3 · price: Represents dividend equivalent rights accrued on the Reporting Person's Deferred Stock Units, which become exercisable proportionately with the Deferred Stock Units to which they relate and may only be settled in Class A or Class C Common Stock of Clearway Energy, Inc. as determined by the Deferred Stock Units to which they relate. F5 · balance_after: Includes 10,933 dividend equivalent rights that may only be settled in Class C Common Stock Read SEC document |
| June 01, 2022 Filed Jun 3, 2022 20:21 UTC |
Ford Brian R.Director
|
GrantClass A Common Stock, par value $.01 per share | 76 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-22-006104 · form4-06032022_010616.xml · nonDerivative · entry 2 Ford Brian R. · CIK 0001458874 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,030 F3 · price: Represents dividend equivalent rights accrued on the Reporting Person's Deferred Stock Units, which become exercisable proportionately with the Deferred Stock Units to which they relate and may only be settled in Class A or Class C Common Stock of Clearway Energy, Inc. as determined by the Deferred Stock Units to which they relate. F4 · balance_after: Includes 2,483 dividend equivalent rights that may only be settled in Class A Common Stock. Read SEC document |
| June 01, 2022 Filed Jun 3, 2022 20:21 UTC |
Ford Brian R.Director
|
GrantClass C Common Stock, par value $.01 per share | 4,328 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-22-006104 · form4-06032022_010616.xml · nonDerivative · entry 1 Ford Brian R. · CIK 0001458874 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,339 F1 · shares: Represents 4,328 Deferred Stock Units issued to the Reporting Person by Clearway Energy, Inc. under Clearway Energy, Inc.'s Amended and Restated 2013 Equity Incentive Plan. F2 · price: Each Deferred Stock Unit is equivalent in value to one share of Clearway Energy, Inc.'s Class C Common Stock, par value $.01 per share. The Reporting Person will receive from Clearway Energy, Inc.one such share of Class C Common Stock for each Deferred Stock Unit he owns upon termination of his service on Clearway Energy, Inc.'s Board of Directors. Read SEC document |
| June 01, 2022 Filed Jun 3, 2022 20:26 UTC |
ONEAL E STANLEYDirector
|
GrantClass C Common Stock, par value $.01 per share | 367 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-22-006110 · form4-06032022_010616.xml · nonDerivative · entry 2 ONEAL E STANLEY · CIK 0001182337 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,379 F3 · price: Represents dividend equivalent rights accrued on the Reporting Person's Deferred Stock Units, which become exercisable proportionately with the Deferred Stock Units to which they relate and may only be settled in Class C Common Stock of Clearway Energy, Inc. F4 · balance_after: Includes 3,073 dividend equivalent rights that may only be settled in Class C Common Stock. Read SEC document |
| June 01, 2022 Filed Jun 3, 2022 20:26 UTC |
ONEAL E STANLEYDirector
|
GrantClass C Common Stock, par value $.01 per share | 5,915 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-22-006110 · form4-06032022_010616.xml · nonDerivative · entry 1 ONEAL E STANLEY · CIK 0001182337 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,012 F1 · shares: Represents 5,915 Deferred Stock Units issued to the Reporting Person by Clearway Energy, Inc. under Clearway Energy, Inc.'s Amended and Restated 2013 Equity Incentive Plan. F2 · price: Each Deferred Stock Unit is equivalent to one share of Clearway Energy, Inc.'s Class C Common Stock, par value $.01 per share. The reporting person will receive from Clearway Energy, Inc. one such share of Class C Common Stock for each Deferred Stock Unit he owns upon termination of his service on Clearway Energy, Inc.'s Board of Directors or change in ownership or effective control of Clearway Energy, Inc Read SEC document |
| June 01, 2022 Filed Jun 3, 2022 20:32 UTC |
Rubenstein SarahSVP & CAO
|
GrantClass C Common Stock, par value $.01 per share | 230 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-22-006119 · form4-06032022_010612.xml · nonDerivative · entry 1 Rubenstein Sarah · CIK 0001829270 · SVP & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,466 F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's Restricted Stock Units ("RSUs") and Relative Performance Stock Units ("RPSUs"), which become exercisable proportionately with the RSUs and RPSUs to which they relate and may only be settled in Class C Common Stock of Clearway Energy, Inc. as determined by the RSU or RPSU to which they relate. F2 · balance_after: Includes 870 dividend equivalent rights that may only be settled in Class C Common Stock. Read SEC document |
| June 01, 2022 Filed Jun 3, 2022 20:31 UTC |
Murphy Michael TaftCHIEF INVESTMENT OFFICER
|
GrantClass C Common Stock, par value $.01 per share | 211 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-22-006118 · form4-06032022_010620.xml · nonDerivative · entry 1 Murphy Michael Taft · CIK 0001932383 · CHIEF INVESTMENT OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,790 F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's Restricted Stock Units ("RSUs") and Relative Performance Stock Units ("RPSUs"), which become exercisable proportionately with the RSUs and RPSUs to which they relate and may only be settled in Class C Common Stock of Clearway Energy, Inc. as determined by the RSU or RPSU to which they relate. F2 · balance_after: Includes 750 dividend equivalent rights that may only be settled in Class C Common Stock. Read SEC document |
| June 01, 2022 Filed Jun 3, 2022 20:30 UTC |
Malcarney Kevin P.EVP, GEN COUNSEL AND CORP SECR
|
GrantClass C Common Stock, par value $.01 per share | 416 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-22-006117 · form4-06032022_010623.xml · nonDerivative · entry 1 Malcarney Kevin P. · CIK 0001738590 · EVP, GEN COUNSEL AND CORP SECR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,099 F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's Restricted Stock Units ("RSUs") and Relative Performance Stock Units ("RPSUs"), which become exercisable proportionately with the RSUs and RPSUs to which they relate and may only be settled in Class C Common Stock of Clearway Energy, Inc. as determined by the RSU or RPSU to which they relate. F2 · balance_after: Includes 2,087 dividend equivalent rights that may only be settled in Class C Common Stock. Read SEC document |
| June 01, 2022 Filed Jun 3, 2022 20:28 UTC |
Sotos Christopher SDirector · PRESIDENT AND CEO
|
GrantClass C Common Stock, par value $.01 per share | 1,929 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-22-006112 · form4-06032022_010616.xml · nonDerivative · entry 1 Sotos Christopher S · CIK 0001578991 · Director · PRESIDENT AND CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 294,850 F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's Restricted Stock Units ("RSUs") and Relative Performance Stock Units ("RPSUs"), which become exercisable proportionately with the RSUs and RPSUs to which they relate and may only be settled in Class C Common Stock of Clearway Energy, Inc. as determined by the RSU or RPSU to which they relate. F2 · balance_after: Includes 10,262 dividend equivalent rights that may only be settled in Class C Common Stock. Read SEC document |
| June 01, 2022 Filed Jun 3, 2022 20:27 UTC |
More Daniel B.Director
|
GrantClass C Common Stock, par value $.01 per share | 404 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-22-006111 · form4-06032022_010617.xml · nonDerivative · entry 2 More Daniel B. · CIK 0001639398 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,085 F3 · price: Represents dividend equivalent rights accrued on the Reporting Person's Deferred Stock Units, which become exercisable proportionately with the Deferred Stock Units to which they relate and may only be settled in Class C Common Stock of Clearway Energy, Inc. F4 · balance_after: Includes 3,559 dividend equivalent rights that may only be settled in Class C Common Stock. Read SEC document |
| June 01, 2022 Filed Jun 3, 2022 20:27 UTC |
More Daniel B.Director
|
GrantClass C Common Stock, par value $.01 per share | 5,915 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-22-006111 · form4-06032022_010617.xml · nonDerivative · entry 1 More Daniel B. · CIK 0001639398 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,681 F1 · shares: Represents 5,915 Deferred Stock Units issued to the Reporting Person by Clearway Energy, Inc. under Clearway Energy, Inc.'s Amended and Restated 2013 Equity Incentive Plan. F2 · price: Each Deferred Stock Unit is equivalent to one share of Clearway Energy, Inc.'s Class C Common Stock, par value $.01 per share. The reporting person will receive from Clearway Energy, Inc. one such share of Class C Common Stock for each Deferred Stock Unit he owns upon termination of his service on Clearway Energy, Inc.'s Board of Directors or change in ownership or effective control of Clearway Energy, Inc. Read SEC document |
| May 15, 2022 Filed May 17, 2022 20:32 UTC |
Global Infrastructure GP III, L.P.10% owner
Clearway Energy Group LLC10% owner
|
OtherClass C Common Stock | 3,192 | $31.33 | $100,005.36 |
DisclosureSEC source: 0001104659-22-061962 · tm2214622-2_4seq1.xml · nonDerivative · entry 2 Global Infrastructure Investors III, LLC · CIK 0001747194 · 10% owner Global Infrastructure GP III, L.P. · CIK 0001747185 · 10% owner GIP III Zephyr Acquisition Partners L.P. · CIK 0001752556 · 10% owner Clearway Energy Group LLC · CIK 0001750994 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 62,035 F1 · kind: Reflects grant of shares of restricted stock of the Issuer granted by Clearway Energy Group LLC ("Clearway Energy Group") under its Long Term Equity Incentive Program to one or more of its employees. F2 · ownership.nature: Reflects securities held directly by Clearway Energy Group. Global Infrastructure Investors III, LLC ("Global Investors") is the sole general partner of Global Infrastructure GP III, L.P. ("Global GP"), which is the general partner of GIP III Zephyr Acquisition Partners, L.P. ("GIP"), which is the sole member of Clearway Energy Group. As a result, Global Investors, Global GP, and GIP may be deemed to share beneficial ownership of the Issuer securities owned by Clearway Energy Group. Adebayo Ogunlesi, Jonathan Bram, William Brilliant, Matthew Harris, Michael McGhee, Rajaram Rao, William Woodburn, Salim Samaha and Robert O'Brien, as the voting members of the Investment Committee of Global Investors, may be deemed to share beneficial ownership of the Issuer securities beneficially owned by Global Investors. Such individuals expressly disclaim any such beneficial ownership. F3 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the securities reported herein for purposes of Section 16 or for any other purpose. Read SEC document |
| May 15, 2022 Filed Jun 15, 2022 20:16 UTC Amendment |
Global Infrastructure GP III, L.P.10% owner
Clearway Energy Group LLC10% owner
|
OtherClass C Common Stock | 3,192 | $31.33 | $100,005.36 |
DisclosureSEC source: 0001104659-22-071456 · tm2218461-1_4aseq1.xml · nonDerivative · entry 2 Global Infrastructure Investors III, LLC · CIK 0001747194 · 10% owner Global Infrastructure GP III, L.P. · CIK 0001747185 · 10% owner GIP III Zephyr Acquisition Partners L.P. · CIK 0001752556 · 10% owner Clearway Energy Group LLC · CIK 0001750994 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 63,472 F1 · kind: Reflects grant of shares of restricted stock of the Issuer granted by Clearway Energy Group LLC ("Clearway Energy Group") under its Long Term Equity Incentive Program to one or more of its employees. F2 · ownership.nature: Reflects securities held directly by Clearway Energy Group. Global Infrastructure Investors III, LLC ("Global Investors") is the sole general partner of Global Infrastructure GP III, L.P. ("Global GP"), which is the general partner of GIP III Zephyr Acquisition Partners, L.P. ("GIP"), which is the sole member of Clearway Energy Group. As a result, Global Investors, Global GP, and GIP may be deemed to share beneficial ownership of the Issuer securities owned by Clearway Energy Group. Adebayo Ogunlesi, Jonathan Bram, William Brilliant, Matthew Harris, Michael McGhee, Rajaram Rao, William Woodburn, Salim Samaha and Robert O'Brien, as the voting members of the Investment Committee of Global Investors, may be deemed to share beneficial ownership of the Issuer securities beneficially owned by Global Investors. Such individuals expressly disclaim any such beneficial ownership. F3 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the securities reported herein for purposes of Section 16 or for any other purpose. Read SEC document |
| May 13, 2022 Filed May 17, 2022 20:32 UTC |
Global Infrastructure GP III, L.P.10% owner
Clearway Energy Group LLC10% owner
|
OtherClass C Common Stock | 236,624 | $31.33 | $7,413,429.92 |
DisclosureSEC source: 0001104659-22-061962 · tm2214622-2_4seq1.xml · nonDerivative · entry 1 Global Infrastructure Investors III, LLC · CIK 0001747194 · 10% owner Global Infrastructure GP III, L.P. · CIK 0001747185 · 10% owner GIP III Zephyr Acquisition Partners L.P. · CIK 0001752556 · 10% owner Clearway Energy Group LLC · CIK 0001750994 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 65,227 F1 · kind: Reflects grant of shares of restricted stock of the Issuer granted by Clearway Energy Group LLC ("Clearway Energy Group") under its Long Term Equity Incentive Program to one or more of its employees. F2 · ownership.nature: Reflects securities held directly by Clearway Energy Group. Global Infrastructure Investors III, LLC ("Global Investors") is the sole general partner of Global Infrastructure GP III, L.P. ("Global GP"), which is the general partner of GIP III Zephyr Acquisition Partners, L.P. ("GIP"), which is the sole member of Clearway Energy Group. As a result, Global Investors, Global GP, and GIP may be deemed to share beneficial ownership of the Issuer securities owned by Clearway Energy Group. Adebayo Ogunlesi, Jonathan Bram, William Brilliant, Matthew Harris, Michael McGhee, Rajaram Rao, William Woodburn, Salim Samaha and Robert O'Brien, as the voting members of the Investment Committee of Global Investors, may be deemed to share beneficial ownership of the Issuer securities beneficially owned by Global Investors. Such individuals expressly disclaim any such beneficial ownership. F3 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the securities reported herein for purposes of Section 16 or for any other purpose. Read SEC document |
| May 13, 2022 Filed Jun 15, 2022 20:16 UTC Amendment |
Global Infrastructure GP III, L.P.10% owner
Clearway Energy Group LLC10% owner
|
OtherClass C Common Stock | 235,187 | $31.33 | $7,368,408.71 |
DisclosureSEC source: 0001104659-22-071456 · tm2218461-1_4aseq1.xml · nonDerivative · entry 1 Global Infrastructure Investors III, LLC · CIK 0001747194 · 10% owner Global Infrastructure GP III, L.P. · CIK 0001747185 · 10% owner GIP III Zephyr Acquisition Partners L.P. · CIK 0001752556 · 10% owner Clearway Energy Group LLC · CIK 0001750994 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 66,664 F1 · kind: Reflects grant of shares of restricted stock of the Issuer granted by Clearway Energy Group LLC ("Clearway Energy Group") under its Long Term Equity Incentive Program to one or more of its employees. F2 · ownership.nature: Reflects securities held directly by Clearway Energy Group. Global Infrastructure Investors III, LLC ("Global Investors") is the sole general partner of Global Infrastructure GP III, L.P. ("Global GP"), which is the general partner of GIP III Zephyr Acquisition Partners, L.P. ("GIP"), which is the sole member of Clearway Energy Group. As a result, Global Investors, Global GP, and GIP may be deemed to share beneficial ownership of the Issuer securities owned by Clearway Energy Group. Adebayo Ogunlesi, Jonathan Bram, William Brilliant, Matthew Harris, Michael McGhee, Rajaram Rao, William Woodburn, Salim Samaha and Robert O'Brien, as the voting members of the Investment Committee of Global Investors, may be deemed to share beneficial ownership of the Issuer securities beneficially owned by Global Investors. Such individuals expressly disclaim any such beneficial ownership. F3 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the securities reported herein for purposes of Section 16 or for any other purpose. Read SEC document |
| May 04, 2022 Filed May 6, 2022 20:15 UTC |
Global Infrastructure GP III, L.P.10% owner
Clearway Energy Group LLC10% owner
|
ConversionClass D Units of Clearway Energy LLC · Derivative | 250,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-056998 · tm2214622-1_4seq1.xml · derivative · entry 2 Global Infrastructure Investors III, LLC · CIK 0001747194 · 10% owner Global Infrastructure GP III, L.P. · CIK 0001747185 · 10% owner GIP III Zephyr Acquisition Partners L.P. · CIK 0001752556 · 10% owner Clearway Energy Group LLC · CIK 0001750994 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 42,336,750 Underlying: Class C Common Stock · 250,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Pursuant to an Amended and Restated Exchange Agreement, dated as of May 14, 2015, among Clearway Energy, Inc. (the "Issuer"), Clearway Energy LLC ("Clearway LLC") and other parties thereto (the "Exchange Agreement"), the Class D Units of Clearway LLC are exchangeable at any time for shares of Class C common stock of the Issuer ("Class C Common Stock") on a one-for-one basis, subject to equitable adjustments for stock splits, stock dividends and reclassifications. As the holder exchanges the Class D Units for shares of Class C Common Stock pursuant to the Exchange Agreement, an equivalent number of shares of Class D Common Stock issued to the holder will automatically be canceled. F1 · derivative.exercise_date: Pursuant to an Amended and Restated Exchange Agreement, dated as of May 14, 2015, among Clearway Energy, Inc. (the "Issuer"), Clearway Energy LLC ("Clearway LLC") and other parties thereto (the "Exchange Agreement"), the Class D Units of Clearway LLC are exchangeable at any time for shares of Class C common stock of the Issuer ("Class C Common Stock") on a one-for-one basis, subject to equitable adjustments for stock splits, stock dividends and reclassifications. As the holder exchanges the Class D Units for shares of Class C Common Stock pursuant to the Exchange Agreement, an equivalent number of shares of Class D Common Stock issued to the holder will automatically be canceled. F1 · derivative.expiration_date: Pursuant to an Amended and Restated Exchange Agreement, dated as of May 14, 2015, among Clearway Energy, Inc. (the "Issuer"), Clearway Energy LLC ("Clearway LLC") and other parties thereto (the "Exchange Agreement"), the Class D Units of Clearway LLC are exchangeable at any time for shares of Class C common stock of the Issuer ("Class C Common Stock") on a one-for-one basis, subject to equitable adjustments for stock splits, stock dividends and reclassifications. As the holder exchanges the Class D Units for shares of Class C Common Stock pursuant to the Exchange Agreement, an equivalent number of shares of Class D Common Stock issued to the holder will automatically be canceled. F2 · ownership.nature: Reflects securities held directly by Clearway Energy Group LLC ("Clearway Energy Group"). Global Infrastructure Investors III, LLC ("Global Investors") is the sole general partner of Global Infrastructure GP III, L.P. ("Global GP"), which is the general partner of GIP III Zephyr Acquisition Partners, L.P. ("GIP"), which is the sole member of Clearway Energy Group. As a result, Global Investors, Global GP, and GIP may be deemed to share beneficial ownership of the Issuer securities owned by Clearway Energy Group. Adebayo Ogunlesi, Jonathan Bram, William Brilliant, Matthew Harris, Michael McGhee, Rajaram Rao, William Woodburn, Salim Samaha and Robert O'Brien, as the voting members of the Investment Committee of Global Investors, may be deemed to share beneficial ownership of the Issuer securities beneficially owned by Global Investors. Such individuals expressly disclaim any such beneficial ownership. F3 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the securities reported herein for purposes of Section 16 or for any other purpose. Read SEC document |
| May 04, 2022 Filed May 6, 2022 20:15 UTC |
Global Infrastructure GP III, L.P.10% owner
Clearway Energy Group LLC10% owner
|
ConversionClass C Common Stock | 250,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-22-056998 · tm2214622-1_4seq1.xml · nonDerivative · entry 1 Global Infrastructure Investors III, LLC · CIK 0001747194 · 10% owner Global Infrastructure GP III, L.P. · CIK 0001747185 · 10% owner GIP III Zephyr Acquisition Partners L.P. · CIK 0001752556 · 10% owner Clearway Energy Group LLC · CIK 0001750994 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 301,851 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Pursuant to an Amended and Restated Exchange Agreement, dated as of May 14, 2015, among Clearway Energy, Inc. (the "Issuer"), Clearway Energy LLC ("Clearway LLC") and other parties thereto (the "Exchange Agreement"), the Class D Units of Clearway LLC are exchangeable at any time for shares of Class C common stock of the Issuer ("Class C Common Stock") on a one-for-one basis, subject to equitable adjustments for stock splits, stock dividends and reclassifications. As the holder exchanges the Class D Units for shares of Class C Common Stock pursuant to the Exchange Agreement, an equivalent number of shares of Class D Common Stock issued to the holder will automatically be canceled. F2 · ownership.nature: Reflects securities held directly by Clearway Energy Group LLC ("Clearway Energy Group"). Global Infrastructure Investors III, LLC ("Global Investors") is the sole general partner of Global Infrastructure GP III, L.P. ("Global GP"), which is the general partner of GIP III Zephyr Acquisition Partners, L.P. ("GIP"), which is the sole member of Clearway Energy Group. As a result, Global Investors, Global GP, and GIP may be deemed to share beneficial ownership of the Issuer securities owned by Clearway Energy Group. Adebayo Ogunlesi, Jonathan Bram, William Brilliant, Matthew Harris, Michael McGhee, Rajaram Rao, William Woodburn, Salim Samaha and Robert O'Brien, as the voting members of the Investment Committee of Global Investors, may be deemed to share beneficial ownership of the Issuer securities beneficially owned by Global Investors. Such individuals expressly disclaim any such beneficial ownership. F3 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the securities reported herein for purposes of Section 16 or for any other purpose. Read SEC document |
| April 29, 2022 Filed May 3, 2022 20:15 UTC |
Global Infrastructure GP III, L.P.10% owner
Clearway Energy Group LLC10% owner
|
OtherClass C Common Stock | 2,366 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-22-055269 · tm2213470-2_4seq1.xml · nonDerivative · entry 1 Global Infrastructure Investors III, LLC · CIK 0001747194 · 10% owner Global Infrastructure GP III, L.P. · CIK 0001747185 · 10% owner GIP III Zephyr Acquisition Partners L.P. · CIK 0001752556 · 10% owner Clearway Energy Group LLC · CIK 0001750994 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 51,851 F1 · kind: Reflects the forfeiture of shares of restricted stock of the Issuer previously granted by Clearway Energy Group LLC ("Clearway Energy Group") under its Long Term Equity Incentive Program to one of its employees. F1 · price: Reflects the forfeiture of shares of restricted stock of the Issuer previously granted by Clearway Energy Group LLC ("Clearway Energy Group") under its Long Term Equity Incentive Program to one of its employees. F2 · ownership.nature: Reflects securities held directly by Clearway Energy Group. Global Infrastructure Investors III, LLC ("Global Investors") is the sole general partner of Global Infrastructure GP III, L.P. ("Global GP"), which is the general partner of GIP III Zephyr Acquisition Partners, L.P. ("GIP"), which is the sole member of Clearway Energy Group. As a result, Global Investors, Global GP, and GIP may be deemed to share beneficial ownership of the Issuer securities owned by Clearway Energy Group. Adebayo Ogunlesi, Jonathan Bram, William Brilliant, Matthew Harris, Michael McGhee, Rajaram Rao, William Woodburn, Salim Samaha and Robert O'Brien, as the voting members of the Investment Committee of Global Investors, may be deemed to share beneficial ownership of the Issuer securities beneficially owned by Global Investors. Such individuals expressly disclaim any such beneficial ownership. F3 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the securities reported herein for purposes of Section 16 or for any other purpose. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.