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CPI AEROSTRUCTURES INC

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7036
SEC CIK
0000889348
Parsed reports
137

Last 12 months

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0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 12, 2016 Filed Dec 13, 2016 18:52 UTC
Carey Bond EDirector
GrantRestricted Stock Unit · Derivative 349 $0.00 $0.00
Disclosure

SEC source: 0001094891-16-000661 · edgar.xml · derivative · entry 2

Carey Bond E · CIK 0001691923 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 349

Underlying: Common Stock · 349 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of CPI Aerostructures, Inc.

F2 · derivative.expiration_date: Full vested RSU as of grant date with no expiration date.

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December 12, 2016 Filed Dec 13, 2016 18:52 UTC
Carey Bond EDirector
GrantCommon Stock 349 $0.00 $0.00
Disclosure

SEC source: 0001094891-16-000661 · edgar.xml · nonDerivative · entry 1

Carey Bond E · CIK 0001691923 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 349

Read SEC document
November 16, 2016 Filed Nov 17, 2016 16:41 UTC
Palazzolo VincentChief Financial Officer
Exercise / conversionOption to purchase common shares · Derivative 25,000 $0.00 Strike: $6.75 $0.00
Disclosure

SEC source: 0001094891-16-000640 · edgar.xml · derivative · entry 3

Palazzolo Vincent · CIK 0001291952 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,000 shares

Expires 2016-11-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 16, 2016 Filed Nov 17, 2016 16:41 UTC
Palazzolo VincentChief Financial Officer
Tax withholdingCommon Stock 21,552 $7.83 $168,752.16
Disclosure

SEC source: 0001094891-16-000640 · edgar.xml · nonDerivative · entry 2

Palazzolo Vincent · CIK 0001291952 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,761

Read SEC document
November 16, 2016 Filed Nov 17, 2016 16:41 UTC
Palazzolo VincentChief Financial Officer
Exercise / conversionCommon Stock 25,000 $6.75 $168,750.00
Disclosure

SEC source: 0001094891-16-000640 · edgar.xml · nonDerivative · entry 1

Palazzolo Vincent · CIK 0001291952 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,313

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 16, 2016 Filed Mar 13, 2017 19:18 UTC Amendment
Palazzolo VincentChief Financial Officer
Tax withholdingCommon Stock 21,552 $7.83 $168,752.16
Disclosure

SEC source: 0001094891-17-000073 · edgar.xml · nonDerivative · entry 2

Palazzolo Vincent · CIK 0001291952 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,899

F1 · balance_after: Amount of securities beneficially owned amended to reflect correct number. Error was due to clerical miscalculation.

Read SEC document
November 16, 2016 Filed Mar 13, 2017 19:18 UTC Amendment
Palazzolo VincentChief Financial Officer
Exercise / conversionCommon Stock 25,000 $6.75 $168,750.00
Disclosure

SEC source: 0001094891-17-000073 · edgar.xml · nonDerivative · entry 1

Palazzolo Vincent · CIK 0001291952 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,451

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Amount of securities beneficially owned amended to reflect correct number. Error was due to clerical miscalculation.

Read SEC document
October 03, 2016 Filed Oct 4, 2016 14:44 UTC Exercise / conversionRestricted Stock Unit · Derivative 3,788 $0.00 $0.00
Disclosure

SEC source: 0001094891-16-000625 · edgar.xml · derivative · entry 3

ROSENFELD ERIC · CIK 0001219603 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,788 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of CPI Aerostructures, Inc.

F3 · derivative.exercise_date: The restricted stock units vest in three equal installments of 3,788 on April 1, 2016, July 1, 2016 and October 3, 2016. Vested shares will be promptly delivered to the reporting person.

F3 · derivative.expiration_date: The restricted stock units vest in three equal installments of 3,788 on April 1, 2016, July 1, 2016 and October 3, 2016. Vested shares will be promptly delivered to the reporting person.

Read SEC document
October 03, 2016 Filed Oct 4, 2016 14:44 UTC Exercise / conversionCommon Stock 3,788 $0.00 $0.00
Disclosure

SEC source: 0001094891-16-000625 · edgar.xml · nonDerivative · entry 1

ROSENFELD ERIC · CIK 0001219603 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192,067

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 03, 2016 Filed Oct 4, 2016 14:45 UTC Exercise / conversionRestricted Stock Unit · Derivative 2,904 $0.00 $0.00
Disclosure

SEC source: 0001094891-16-000626 · edgar.xml · derivative · entry 2

STINSON TERRY DEAN · CIK 0001122798 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,904 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of CPI Aerostructures, Inc.

F2 · derivative.exercise_date: The restricted stock units vest in three installments of 2,905, 2,905 and 2,904 on April 1, 2016, July 1, 2016 and October 3, 2016, respectively. Vested shares will be promptly delivered to the reporting person.

F2 · derivative.expiration_date: The restricted stock units vest in three installments of 2,905, 2,905 and 2,904 on April 1, 2016, July 1, 2016 and October 3, 2016, respectively. Vested shares will be promptly delivered to the reporting person.

Read SEC document
October 03, 2016 Filed Oct 4, 2016 14:45 UTC Exercise / conversionCommon Stock 2,904 $0.00 $0.00
Disclosure

SEC source: 0001094891-16-000626 · edgar.xml · nonDerivative · entry 1

STINSON TERRY DEAN · CIK 0001122798 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,691

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 03, 2016 Filed Oct 4, 2016 14:43 UTC Exercise / conversionRestricted Stock Unit · Derivative 1,291 $0.00 $0.00
Disclosure

SEC source: 0001094891-16-000624 · edgar.xml · derivative · entry 2

PAULICK WALTER · CIK 0001221108 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,291 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of CPI Aerostructures, Inc.

F2 · derivative.exercise_date: The restricted stock units vest in three equal installments of 1,291 on April 1, 2016, July 1, 2016 and October 3, 2016, respectively. Upon vesting the shares shall promptly be delivered to the reporting person.

F2 · derivative.expiration_date: The restricted stock units vest in three equal installments of 1,291 on April 1, 2016, July 1, 2016 and October 3, 2016, respectively. Upon vesting the shares shall promptly be delivered to the reporting person.

Read SEC document
October 03, 2016 Filed Oct 4, 2016 14:43 UTC Exercise / conversionCommon Stock 1,291 $0.00 $0.00
Disclosure

SEC source: 0001094891-16-000624 · edgar.xml · nonDerivative · entry 1

PAULICK WALTER · CIK 0001221108 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,943

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 03, 2016 Filed Oct 4, 2016 14:42 UTC Exercise / conversionRestricted Stock Unit · Derivative 1,291 $0.00 $0.00
Disclosure

SEC source: 0001094891-16-000623 · edgar.xml · derivative · entry 2

MCSWEENEY KENNETH · CIK 0001221107 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,291 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The restricted stock units vest in three equal installments of 1,291 on April 1, 2016, July 1, 2016 and October 3, 2016, respectively. Upon vesting the shares shall be promptly delivered to the reporting person.

F2 · derivative.expiration_date: The restricted stock units vest in three equal installments of 1,291 on April 1, 2016, July 1, 2016 and October 3, 2016, respectively. Upon vesting the shares shall be promptly delivered to the reporting person.

Read SEC document
October 03, 2016 Filed Oct 4, 2016 14:42 UTC Exercise / conversionCommon Stock 1,291 Not disclosed Not disclosed
Disclosure

SEC source: 0001094891-16-000623 · edgar.xml · nonDerivative · entry 1

MCSWEENEY KENNETH · CIK 0001221107 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,366

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
October 03, 2016 Filed Oct 4, 2016 14:42 UTC Exercise / conversionRestricted Stock Unit · Derivative 1,291 $0.00 $0.00
Disclosure

SEC source: 0001094891-16-000622 · edgar.xml · derivative · entry 2

Faber Michael · CIK 0001341575 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,291 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of CPI Aerostructures, Inc.

F2 · derivative.exercise_date: The restricted stock units vest in three equal installments of 1,291 on April 1, 2016, July 1, 2016 and October 3, 2016, respectively. Vested shares will be promptly delivered to the reporting person.

F2 · derivative.expiration_date: The restricted stock units vest in three equal installments of 1,291 on April 1, 2016, July 1, 2016 and October 3, 2016, respectively. Vested shares will be promptly delivered to the reporting person.

Read SEC document
October 03, 2016 Filed Oct 4, 2016 14:42 UTC Exercise / conversionCommon Stock 1,291 $0.00 $0.00
Disclosure

SEC source: 0001094891-16-000622 · edgar.xml · nonDerivative · entry 1

Faber Michael · CIK 0001341575 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,086

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 03, 2016 Filed Oct 4, 2016 14:41 UTC Exercise / conversionRestricted Stock Unit · Derivative 2,904 $0.00 $0.00
Disclosure

SEC source: 0001094891-16-000621 · edgar.xml · derivative · entry 2

Bazaar Harvey J · CIK 0001349989 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,904 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of CPI Aerostructures, Inc.

F2 · derivative.exercise_date: The restricted stock units vest in three installments of 2,905, 2,905 and, 2,904 on April 1, 2016, July 1, 2016 and October 3, 2016, respectively. Vested shares will be promptly delivered to the reporting person.

F2 · derivative.expiration_date: The restricted stock units vest in three installments of 2,905, 2,905 and, 2,904 on April 1, 2016, July 1, 2016 and October 3, 2016, respectively. Vested shares will be promptly delivered to the reporting person.

Read SEC document
October 03, 2016 Filed Oct 4, 2016 14:41 UTC Exercise / conversionCommon Stock 2,904 $0.00 $0.00
Disclosure

SEC source: 0001094891-16-000621 · edgar.xml · nonDerivative · entry 1

Bazaar Harvey J · CIK 0001349989 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,377

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.