Last 12 months
Inside the activity.
3 purchase rows · 14 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 8 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 2 | 0 |
| Mar 2026 | 0 | 5 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 1 | 1 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 13, 2022 Filed Jan 18, 2022 22:47 UTC |
SLATTERY JOSEPH PDirector
|
Exercise / conversionStock Option (right to buy) · Derivative | 316 | $0.00 Strike: $0.24 | $0.00 |
DisclosureSEC source: 0001415889-22-000613 · form4-01182022_020120.xml · derivative · entry 15 SLATTERY JOSEPH P · CIK 0001246530 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 316 shares Expires 2023-12-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Fully vested. Read SEC document |
| January 13, 2022 Filed Jan 18, 2022 22:47 UTC |
SLATTERY JOSEPH PDirector
|
Exercise / conversionStock Option (right to buy) · Derivative | 3,917 | $0.00 Strike: $0.24 | $0.00 |
DisclosureSEC source: 0001415889-22-000613 · form4-01182022_020120.xml · derivative · entry 14 SLATTERY JOSEPH P · CIK 0001246530 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,456 Underlying: Common Stock · 3,917 shares Expires 2028-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Fully vested. Read SEC document |
| January 13, 2022 Filed Jan 18, 2022 22:47 UTC |
SLATTERY JOSEPH PDirector
|
Exercise / conversionStock Option (right to buy) · Derivative | 2,149 | $0.00 Strike: $0.24 | $0.00 |
DisclosureSEC source: 0001415889-22-000613 · form4-01182022_020120.xml · derivative · entry 13 SLATTERY JOSEPH P · CIK 0001246530 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 224 Underlying: Common Stock · 2,149 shares Expires 2028-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Fully vested. Read SEC document |
| January 13, 2022 Filed Jan 18, 2022 22:47 UTC |
SLATTERY JOSEPH PDirector
|
Exercise / conversionCommon Stock | 584 | $1.19 | $692.62 |
DisclosureSEC source: 0001415889-22-000613 · form4-01182022_020120.xml · nonDerivative · entry 12 SLATTERY JOSEPH P · CIK 0001246530 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,195 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 13, 2022 Filed Jan 18, 2022 22:47 UTC |
SLATTERY JOSEPH PDirector
|
Exercise / conversionCommon Stock | 758 | $0.24 | $179.65 |
DisclosureSEC source: 0001415889-22-000613 · form4-01182022_020120.xml · nonDerivative · entry 11 SLATTERY JOSEPH P · CIK 0001246530 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,611 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 13, 2022 Filed Jan 18, 2022 22:47 UTC |
SLATTERY JOSEPH PDirector
|
Exercise / conversionCommon Stock | 316 | $0.24 | $74.89 |
DisclosureSEC source: 0001415889-22-000613 · form4-01182022_020120.xml · nonDerivative · entry 10 SLATTERY JOSEPH P · CIK 0001246530 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,853 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 13, 2022 Filed Jan 18, 2022 22:47 UTC |
SLATTERY JOSEPH PDirector
|
Exercise / conversionCommon Stock | 189 | $0.24 | $44.79 |
DisclosureSEC source: 0001415889-22-000613 · form4-01182022_020120.xml · nonDerivative · entry 9 SLATTERY JOSEPH P · CIK 0001246530 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,537 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 13, 2022 Filed Jan 18, 2022 22:47 UTC |
SLATTERY JOSEPH PDirector
|
Exercise / conversionCommon Stock | 189 | $0.24 | $44.79 |
DisclosureSEC source: 0001415889-22-000613 · form4-01182022_020120.xml · nonDerivative · entry 8 SLATTERY JOSEPH P · CIK 0001246530 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,348 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 13, 2022 Filed Jan 18, 2022 22:47 UTC |
SLATTERY JOSEPH PDirector
|
Exercise / conversionCommon Stock | 189 | $0.24 | $44.79 |
DisclosureSEC source: 0001415889-22-000613 · form4-01182022_020120.xml · nonDerivative · entry 7 SLATTERY JOSEPH P · CIK 0001246530 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,159 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 13, 2022 Filed Jan 18, 2022 22:47 UTC |
SLATTERY JOSEPH PDirector
|
Exercise / conversionCommon Stock | 189 | $0.24 | $44.79 |
DisclosureSEC source: 0001415889-22-000613 · form4-01182022_020120.xml · nonDerivative · entry 6 SLATTERY JOSEPH P · CIK 0001246530 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,970 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 13, 2022 Filed Jan 18, 2022 22:47 UTC |
SLATTERY JOSEPH PDirector
|
Exercise / conversionCommon Stock | 2,528 | $0.24 | $599.14 |
DisclosureSEC source: 0001415889-22-000613 · form4-01182022_020120.xml · nonDerivative · entry 5 SLATTERY JOSEPH P · CIK 0001246530 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,781 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 13, 2022 Filed Jan 18, 2022 22:47 UTC |
SLATTERY JOSEPH PDirector
|
Exercise / conversionCommon Stock | 316 | $0.24 | $74.89 |
DisclosureSEC source: 0001415889-22-000613 · form4-01182022_020120.xml · nonDerivative · entry 4 SLATTERY JOSEPH P · CIK 0001246530 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,253 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 13, 2022 Filed Jan 18, 2022 22:47 UTC |
SLATTERY JOSEPH PDirector
|
Exercise / conversionCommon Stock | 316 | $0.24 | $74.89 |
DisclosureSEC source: 0001415889-22-000613 · form4-01182022_020120.xml · nonDerivative · entry 3 SLATTERY JOSEPH P · CIK 0001246530 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,937 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 13, 2022 Filed Jan 18, 2022 22:47 UTC |
SLATTERY JOSEPH PDirector
|
Exercise / conversionCommon Stock | 3,917 | $0.24 | $928.33 |
DisclosureSEC source: 0001415889-22-000613 · form4-01182022_020120.xml · nonDerivative · entry 2 SLATTERY JOSEPH P · CIK 0001246530 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,621 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 13, 2022 Filed Jan 18, 2022 22:47 UTC |
SLATTERY JOSEPH PDirector
|
Exercise / conversionCommon Stock | 2,149 | $0.24 | $509.31 |
DisclosureSEC source: 0001415889-22-000613 · form4-01182022_020120.xml · nonDerivative · entry 1 SLATTERY JOSEPH P · CIK 0001246530 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,704 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 30, 2021 Filed Jan 3, 2022 16:25 UTC |
BRINTNALL JOHNChief Strategy Officer and Sec
|
Exercise / conversionStock Option (right to buy) · Derivative | 2,550 | $0.00 Strike: $0.24 | $0.00 |
DisclosureSEC source: 0001179110-22-000007 · edgar.xml · derivative · entry 4 BRINTNALL JOHN · CIK 0001869656 · Chief Strategy Officer and Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,221 Underlying: Common Stock · 2,550 shares Expires 2023-11-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Fully exercisable. Read SEC document |
| December 30, 2021 Filed Jan 3, 2022 16:25 UTC |
BRINTNALL JOHNChief Strategy Officer and Sec
|
Exercise / conversionCommon Stock | 2,550 | $0.24 | $604.35 |
DisclosureSEC source: 0001179110-22-000007 · edgar.xml · nonDerivative · entry 1 BRINTNALL JOHN · CIK 0001869656 · Chief Strategy Officer and Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,450 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 28, 2021 Filed Dec 30, 2021 21:13 UTC |
Yared NadimDirector · Chief Executive Officer
|
Exercise / conversionStock Option (right to buy) · Derivative | 2,080 | $0.00 Strike: $0.24 | $0.00 |
DisclosureSEC source: 0001179110-21-011273 · edgar.xml · derivative · entry 3 Yared Nadim · CIK 0001554977 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,659 Underlying: Common Stock · 2,080 shares Expires 2023-11-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Fully exercisable. Read SEC document |
| December 28, 2021 Filed Dec 30, 2021 21:13 UTC |
Yared NadimDirector · Chief Executive Officer
|
Exercise / conversionCommon Stock | 2,080 | $0.24 | $492.96 |
DisclosureSEC source: 0001179110-21-011273 · edgar.xml · nonDerivative · entry 1 Yared Nadim · CIK 0001554977 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,086 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 30, 2021 Filed Dec 2, 2021 21:06 UTC |
SLATTERY JOSEPH PDirector
|
Exercise / conversionStock Option (right to buy) · Derivative | 3,000 | $0.00 Strike: $0.24 | $0.00 |
DisclosureSEC source: 0001179110-21-010506 · edgar.xml · derivative · entry 2 SLATTERY JOSEPH P · CIK 0001246530 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,373 Underlying: Common Stock · 3,000 shares Expires 2028-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Fully vested. Read SEC document |
| November 30, 2021 Filed Dec 2, 2021 21:06 UTC |
SLATTERY JOSEPH PDirector
|
Exercise / conversionCommon Stock | 3,000 | $0.24 | $720.00 |
DisclosureSEC source: 0001179110-21-010506 · edgar.xml · nonDerivative · entry 1 SLATTERY JOSEPH P · CIK 0001246530 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,555 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 24, 2021 Filed Nov 29, 2021 16:20 UTC |
BRUHN-DING DEANVP of Reg. Affairs and QA
|
Exercise / conversionStock Option (right to buy) · Derivative | 14,000 | $0.00 Strike: $0.24 | $0.00 |
DisclosureSEC source: 0001179110-21-010443 · edgar.xml · derivative · entry 2 BRUHN-DING DEAN · CIK 0001869525 · VP of Reg. Affairs and QA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,095 Underlying: Common Stock · 14,000 shares Expires 2028-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Fully exercisable, subject to Issuer's right to repurchase shares at the exercise price, which repurchase right lapsed with respect to 25% of the shares on February 26, 2019 and lapses with respect to the 1/48th of the shares each month thereafter. Read SEC document |
| November 24, 2021 Filed Nov 29, 2021 16:20 UTC |
BRUHN-DING DEANVP of Reg. Affairs and QA
|
Exercise / conversionCommon Stock | 14,000 | $0.24 | $3,360.00 |
DisclosureSEC source: 0001179110-21-010443 · edgar.xml · nonDerivative · entry 1 BRUHN-DING DEAN · CIK 0001869525 · VP of Reg. Affairs and QA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,648 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 22, 2021 Filed Nov 24, 2021 21:19 UTC |
Yared NadimDirector · Chief Executive Officer
|
Exercise / conversionStock Option (right to buy) · Derivative | 11,006 | $0.00 Strike: $0.24 | $0.00 |
DisclosureSEC source: 0001179110-21-010375 · edgar.xml · derivative · entry 3 Yared Nadim · CIK 0001554977 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,739 Underlying: Common Stock · 11,006 shares Expires 2023-11-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Fully exercisable. Read SEC document |
| November 22, 2021 Filed Nov 24, 2021 21:19 UTC |
Yared NadimDirector · Chief Executive Officer
|
Exercise / conversionCommon Stock | 11,006 | $0.24 | $2,641.44 |
DisclosureSEC source: 0001179110-21-010375 · edgar.xml · nonDerivative · entry 1 Yared Nadim · CIK 0001554977 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,006 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 19, 2021 Filed Nov 19, 2021 22:54 UTC |
Jain Mudit K.Director
|
PurchaseCommon Stock | 300 | $13.69 | $4,106.25 |
DisclosureSEC source: 0001179110-21-010278 · edgar.xml · nonDerivative · entry 2 Jain Mudit K. · CIK 0001584404 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,800 F2 · price: Reflects the weighted average price of 300 shares of common stock of CVRx, Inc. purchased by the reporting person in multiple transactions on November 19, 2021 with purchase prices ranging from $13.1 to $14.275 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. Read SEC document |
| November 18, 2021 Filed Nov 19, 2021 22:54 UTC |
Jain Mudit K.Director
|
PurchaseCommon Stock | 875 | $14.63 | $12,803.61 |
DisclosureSEC source: 0001179110-21-010278 · edgar.xml · nonDerivative · entry 1 Jain Mudit K. · CIK 0001584404 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,500 F1 · price: Reflects the weighted average price of 875 shares of common stock of CVRx, Inc. purchased by the reporting person in multiple transactions on November 18, 2021 with purchase prices ranging from $14.2796 to $14.95 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. Read SEC document |
| August 12, 2021 Filed Aug 16, 2021 20:35 UTC |
Jain Mudit K.Director
|
PurchaseCommon Stock | 625 | $19.72 | $12,328.00 |
DisclosureSEC source: 0001179110-21-008194 · edgar.xml · nonDerivative · entry 1 Jain Mudit K. · CIK 0001584404 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,625 F1 · price: Reflects the weighted average price of 625 shares of common stock of CVRx, Inc. purchased by the reporting person in multiple transactions on August 12, 2021 with purchase prices ranging from $19.4498 to $19.8022 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. Read SEC document |
| July 12, 2021 Filed Jul 14, 2021 23:43 UTC |
SHADAN MARTHADirector
|
GrantStock Option (right to buy) · Derivative | 24,885 | $0.00 Strike: $20.10 | $0.00 |
DisclosureSEC source: 0001179110-21-007485 · edgar.xml · derivative · entry 2 SHADAN MARTHA · CIK 0001871700 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,885 Underlying: Common Stock · 24,885 shares Expires 2031-07-11 F2 · derivative.exercise_date: Vests as to one-third of the shares on each annual anniversary of the date of grant. Read SEC document |
| July 12, 2021 Filed Jul 14, 2021 23:43 UTC |
SHADAN MARTHADirector
|
GrantStock Option (right to buy) · Derivative | 9,988 | $0.00 Strike: $20.10 | $0.00 |
DisclosureSEC source: 0001179110-21-007485 · edgar.xml · derivative · entry 1 SHADAN MARTHA · CIK 0001871700 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,988 Underlying: Common Stock · 9,988 shares Expires 2031-07-11 F1 · derivative.exercise_date: Vests on the earlier of July 12, 2022 or the Issuer's 2022 annual meeting of stockholders. Read SEC document |
| July 02, 2021 Filed Jul 2, 2021 17:04 UTC |
NEHRA JOHN MDirector
|
PurchaseCommon Stock | 27,777 | $18.00 | $499,986.00 |
DisclosureSEC source: 0001179110-21-007344 · edgar.xml · nonDerivative · entry 3 NEHRA JOHN M · CIK 0001005547 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,266 Read SEC document |
| July 02, 2021 Filed Jul 2, 2021 17:03 UTC |
BRINTNALL JOHNChief Strategy Officer and Sec
|
ConversionSeries G-2 Preferred Stock · Derivative | 89,518 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-007342 · edgar.xml · derivative · entry 6 BRINTNALL JOHN · CIK 0001869656 · Chief Strategy Officer and Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,658 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Upon the closing of the Issuer's initial public offering, each share of Series G Convertible Preferred Stock automatically converted into shares of common stock at a rate of 1-for-0.0632143218. F3 · derivative.exercise_date: Upon the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into shares of common stock at the then-appliable conversion rate for no additional consideration (subject to the payment of cash in lieu of any fractional shares). The conversion rates reported reflect the conversion ratios under the Issuer's certificate of incorporation, adjusted to give effect to the previously effected 1-for-39.548 reverse stock split of the common stock. F3 · derivative.expiration_date: Upon the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into shares of common stock at the then-appliable conversion rate for no additional consideration (subject to the payment of cash in lieu of any fractional shares). The conversion rates reported reflect the conversion ratios under the Issuer's certificate of incorporation, adjusted to give effect to the previously effected 1-for-39.548 reverse stock split of the common stock. Read SEC document |
| July 02, 2021 Filed Jul 2, 2021 17:03 UTC |
BRINTNALL JOHNChief Strategy Officer and Sec
|
ConversionSeries F-2 Preferred Stock · Derivative | 88,653 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-007342 · edgar.xml · derivative · entry 5 BRINTNALL JOHN · CIK 0001869656 · Chief Strategy Officer and Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,242 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Upon the closing of the Issuer's initial public offering, each share of Series F-2 Convertible Preferred Stock automatically converted into shares of common stock at a rate of 1-for-0.025857287. F3 · derivative.exercise_date: Upon the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into shares of common stock at the then-appliable conversion rate for no additional consideration (subject to the payment of cash in lieu of any fractional shares). The conversion rates reported reflect the conversion ratios under the Issuer's certificate of incorporation, adjusted to give effect to the previously effected 1-for-39.548 reverse stock split of the common stock. F3 · derivative.expiration_date: Upon the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into shares of common stock at the then-appliable conversion rate for no additional consideration (subject to the payment of cash in lieu of any fractional shares). The conversion rates reported reflect the conversion ratios under the Issuer's certificate of incorporation, adjusted to give effect to the previously effected 1-for-39.548 reverse stock split of the common stock. Read SEC document |
| July 02, 2021 Filed Jul 2, 2021 17:03 UTC |
BRINTNALL JOHNChief Strategy Officer and Sec
|
ConversionCommon Stock | 5,658 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-21-007342 · edgar.xml · nonDerivative · entry 2 BRINTNALL JOHN · CIK 0001869656 · Chief Strategy Officer and Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,900 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Upon the closing of the Issuer's initial public offering, each share of Series G Convertible Preferred Stock automatically converted into shares of common stock at a rate of 1-for-0.0632143218. Read SEC document |
| July 02, 2021 Filed Jul 2, 2021 17:03 UTC |
BRINTNALL JOHNChief Strategy Officer and Sec
|
ConversionCommon Stock | 2,242 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-21-007342 · edgar.xml · nonDerivative · entry 1 BRINTNALL JOHN · CIK 0001869656 · Chief Strategy Officer and Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,242 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Upon the closing of the Issuer's initial public offering, each share of Series F-2 Convertible Preferred Stock automatically converted into shares of common stock at a rate of 1-for-0.025857287. Read SEC document |
| July 02, 2021 Filed Jul 2, 2021 21:03 UTC |
SLATTERY JOSEPH PDirector
|
GrantCommon Stock | 5,555 | $18.00 | $99,990.00 |
DisclosureSEC source: 0001179110-21-007341 · edgar.xml · nonDerivative · entry 1 SLATTERY JOSEPH P · CIK 0001246530 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,555 Read SEC document |
| July 02, 2021 Filed Jul 2, 2021 21:03 UTC |
Nielsen Kirk G.Director
|
ConversionSeries G Preferred Stock · Derivative | 23,125,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-007340 · edgar.xml · derivative · entry 2 Nielsen Kirk G. · CIK 0001523522 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Common Stock · 1,461,831 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Upon the closing of the Issuer's initial public offering, each share of Series G Convertible Preferred Stock automatically converted into shares of common stock at a rate of 1-for-0.0632143218. F3 · derivative.exercise_date: Upon the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into shares of common stock at the then-appliable conversion rate for no additional consideration (subject to the payment of cash in lieu of any fractional shares). The conversion rates reported reflect the conversion ratios under the Issuer's certificate of incorporation, adjusted to give effect to the previously effected 1-for-39.548 reverse stock split of the common stock. F3 · derivative.expiration_date: Upon the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into shares of common stock at the then-appliable conversion rate for no additional consideration (subject to the payment of cash in lieu of any fractional shares). The conversion rates reported reflect the conversion ratios under the Issuer's certificate of incorporation, adjusted to give effect to the previously effected 1-for-39.548 reverse stock split of the common stock. F2 · ownership.nature: These shares are held directly by Vensana Capital I, L.P. ("Vensana I"). The Reporting Person is a Managing Director of Vensana Capital I GP, LLC, the General Partner of Vensana I, and shares voting and dispositive power over the shares held by Vensana I. The Reporting Person disclaims beneficial ownership of all applicable shares except to the extent of his actual pecuniary interest in such shares. Read SEC document |
| July 02, 2021 Filed Jul 2, 2021 21:03 UTC |
Nielsen Kirk G.Director
|
ConversionCommon Stock | 1,461,831 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-21-007340 · edgar.xml · nonDerivative · entry 1 Nielsen Kirk G. · CIK 0001523522 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,461,831 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Upon the closing of the Issuer's initial public offering, each share of Series G Convertible Preferred Stock automatically converted into shares of common stock at a rate of 1-for-0.0632143218. F2 · ownership.nature: These shares are held directly by Vensana Capital I, L.P. ("Vensana I"). The Reporting Person is a Managing Director of Vensana Capital I GP, LLC, the General Partner of Vensana I, and shares voting and dispositive power over the shares held by Vensana I. The Reporting Person disclaims beneficial ownership of all applicable shares except to the extent of his actual pecuniary interest in such shares. Read SEC document |
| July 02, 2021 Filed Jul 2, 2021 21:04 UTC |
Jain Mudit K.Director
|
ConversionSeries G Preferred Stock · Derivative | 11,250,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-007343 · edgar.xml · derivative · entry 4 Jain Mudit K. · CIK 0001584404 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Common Stock · 711,161 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Upon the closing of the Issuer's initial public offering, each share of Series G Convertible Preferred Stock automatically converted into shares of common stock at a rate of 1-for-0.0632143218. F3 · derivative.exercise_date: Upon the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into shares of common stock at the then-appliable conversion rate for no additional consideration (subject to the payment of cash in lieu of any fractional shares). The conversion rates reported reflect the conversion ratios under the Issuer's certificate of incorporation, adjusted to give effect to the previously effected 1-for-39.548 reverse stock split of the common stock. F3 · derivative.expiration_date: Upon the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into shares of common stock at the then-appliable conversion rate for no additional consideration (subject to the payment of cash in lieu of any fractional shares). The conversion rates reported reflect the conversion ratios under the Issuer's certificate of incorporation, adjusted to give effect to the previously effected 1-for-39.548 reverse stock split of the common stock. F2 · ownership.nature: These shares are held directly by Treo Ventures I, L.P ("Treo"). The Reporting Person is the General Partner of Treo and shares voting and dispositive power over the shares held by Treo. The Reporting Person disclaims beneficial ownership of all applicable shares except to the extent of his actual pecuniary interest in such shares. Read SEC document |
| July 02, 2021 Filed Jul 2, 2021 21:04 UTC |
Jain Mudit K.Director
|
PurchaseCommon Stock | 222,222 | $18.00 | $3,999,996.00 |
DisclosureSEC source: 0001179110-21-007343 · edgar.xml · nonDerivative · entry 3 Jain Mudit K. · CIK 0001584404 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 933,383 F2 · ownership.nature: These shares are held directly by Treo Ventures I, L.P ("Treo"). The Reporting Person is the General Partner of Treo and shares voting and dispositive power over the shares held by Treo. The Reporting Person disclaims beneficial ownership of all applicable shares except to the extent of his actual pecuniary interest in such shares. Read SEC document |
| July 02, 2021 Filed Jul 2, 2021 21:04 UTC |
Jain Mudit K.Director
|
ConversionCommon Stock | 711,161 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-21-007343 · edgar.xml · nonDerivative · entry 2 Jain Mudit K. · CIK 0001584404 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 711,161 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Upon the closing of the Issuer's initial public offering, each share of Series G Convertible Preferred Stock automatically converted into shares of common stock at a rate of 1-for-0.0632143218. F2 · ownership.nature: These shares are held directly by Treo Ventures I, L.P ("Treo"). The Reporting Person is the General Partner of Treo and shares voting and dispositive power over the shares held by Treo. The Reporting Person disclaims beneficial ownership of all applicable shares except to the extent of his actual pecuniary interest in such shares. Read SEC document |
| July 02, 2021 Filed Jul 2, 2021 21:03 UTC |
Pardo Geoffrey BDirector
|
ConversionSeries G Preferred Stock · Derivative | 24,583,397 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-007339 · edgar.xml · derivative · entry 3 Pardo Geoffrey B · CIK 0001753143 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Common Stock · 1,554,022 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Upon the closing of the Issuer's initial public offering, each share of Series G Convertible Preferred Stock automatically converted into shares of common stock at a rate of 1-for-0.0632143218. F3 · derivative.exercise_date: Upon the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into shares of common stock at the then-appliable conversion rate for no additional consideration (subject to the payment of cash in lieu of any fractional shares). The conversion rates reported reflect the conversion ratios under the Issuer's certificate of incorporation, adjusted to give effect to the previously effected 1-for-39.548 reverse stock split of the common stock. F3 · derivative.expiration_date: Upon the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into shares of common stock at the then-appliable conversion rate for no additional consideration (subject to the payment of cash in lieu of any fractional shares). The conversion rates reported reflect the conversion ratios under the Issuer's certificate of incorporation, adjusted to give effect to the previously effected 1-for-39.548 reverse stock split of the common stock. F2 · ownership.nature: These shares are held directly by Cooperatieve Gilde Healthcare IV U.A. ("Gilde IV"). The Reporting Person is a partner of Gilde IV and may be deemed to share voting and dispositive over the shares held by Gilde IV. The Reporting Person disclaims beneficial ownership of all applicable shares except to the extent of his actual pecuniary interest in such shares. Read SEC document |
| July 02, 2021 Filed Jul 2, 2021 21:03 UTC |
Pardo Geoffrey BDirector
|
PurchaseCommon Stock | 275,000 | $18.00 | $4,950,000.00 |
DisclosureSEC source: 0001179110-21-007339 · edgar.xml · nonDerivative · entry 2 Pardo Geoffrey B · CIK 0001753143 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,829,022 F2 · ownership.nature: These shares are held directly by Cooperatieve Gilde Healthcare IV U.A. ("Gilde IV"). The Reporting Person is a partner of Gilde IV and may be deemed to share voting and dispositive over the shares held by Gilde IV. The Reporting Person disclaims beneficial ownership of all applicable shares except to the extent of his actual pecuniary interest in such shares. Read SEC document |
| July 02, 2021 Filed Jul 2, 2021 21:03 UTC |
Pardo Geoffrey BDirector
|
ConversionCommon Stock | 1,554,022 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-21-007339 · edgar.xml · nonDerivative · entry 1 Pardo Geoffrey B · CIK 0001753143 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,554,022 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Upon the closing of the Issuer's initial public offering, each share of Series G Convertible Preferred Stock automatically converted into shares of common stock at a rate of 1-for-0.0632143218. F2 · ownership.nature: These shares are held directly by Cooperatieve Gilde Healthcare IV U.A. ("Gilde IV"). The Reporting Person is a partner of Gilde IV and may be deemed to share voting and dispositive over the shares held by Gilde IV. The Reporting Person disclaims beneficial ownership of all applicable shares except to the extent of his actual pecuniary interest in such shares. Read SEC document |
| July 02, 2021 Filed Jul 6, 2021 20:38 UTC |
GSK plc10% owner
|
ConversionSeries G Preferred Stock · Derivative | 10,055,408 | $0.00 | $0.00 |
DisclosureSEC source: 0001387131-21-007179 · cvrx-form4_070221.xml · derivative · entry 13 GLAXOSMITHKLINE PLC · CIK 0001131399 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Common Stock · 635,646 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The Series G Preferred Stock automatically converted into common stock on a 1-for-0.0632143218 basis (subject to the payment of cash in lieu of any fractional shares) without payment of further consideration upon closing of the initial public offering of the Issuer's common stock. The shares had no expiration date. F3 · derivative.exercise_date: The Series G Preferred Stock automatically converted into common stock on a 1-for-0.0632143218 basis (subject to the payment of cash in lieu of any fractional shares) without payment of further consideration upon closing of the initial public offering of the Issuer's common stock. The shares had no expiration date. F3 · derivative.expiration_date: The Series G Preferred Stock automatically converted into common stock on a 1-for-0.0632143218 basis (subject to the payment of cash in lieu of any fractional shares) without payment of further consideration upon closing of the initial public offering of the Issuer's common stock. The shares had no expiration date. F4 · ownership.nature: The shares reported herein are held of record by Action Potential Venture Capital Limited, an indirect, wholly owned subsidiary of GlaxoSmithKline plc (the "Reporting Person"). Read SEC document |
| July 02, 2021 Filed Jul 6, 2021 20:38 UTC |
GSK plc10% owner
|
ConversionSeries F-2 Preferred Stock · Derivative | 1,081,434 | $0.00 | $0.00 |
DisclosureSEC source: 0001387131-21-007179 · cvrx-form4_070221.xml · derivative · entry 12 GLAXOSMITHKLINE PLC · CIK 0001131399 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Common Stock · 27,345 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The Series B-2 Preferred Stock, Series C-2 Preferred Stock, Series D-2 Preferred Stock, Series E-2 Preferred Stock and Series F-2 Preferred Stock automatically converted into common stock on a 1-for-0.025857287 basis (in each case, subject to the payment of cash in lieu of any fractional shares) without payment of further consideration upon closing of the initial public offering of the Issuer's common stock. The shares had no expiration date. F2 · derivative.exercise_date: The Series B-2 Preferred Stock, Series C-2 Preferred Stock, Series D-2 Preferred Stock, Series E-2 Preferred Stock and Series F-2 Preferred Stock automatically converted into common stock on a 1-for-0.025857287 basis (in each case, subject to the payment of cash in lieu of any fractional shares) without payment of further consideration upon closing of the initial public offering of the Issuer's common stock. The shares had no expiration date. F2 · derivative.expiration_date: The Series B-2 Preferred Stock, Series C-2 Preferred Stock, Series D-2 Preferred Stock, Series E-2 Preferred Stock and Series F-2 Preferred Stock automatically converted into common stock on a 1-for-0.025857287 basis (in each case, subject to the payment of cash in lieu of any fractional shares) without payment of further consideration upon closing of the initial public offering of the Issuer's common stock. The shares had no expiration date. F4 · ownership.nature: The shares reported herein are held of record by Action Potential Venture Capital Limited, an indirect, wholly owned subsidiary of GlaxoSmithKline plc (the "Reporting Person"). Read SEC document |
| July 02, 2021 Filed Jul 6, 2021 20:38 UTC |
GSK plc10% owner
|
ConversionSeries E-2 Preferred Stock · Derivative | 331,399 | $0.00 | $0.00 |
DisclosureSEC source: 0001387131-21-007179 · cvrx-form4_070221.xml · derivative · entry 11 GLAXOSMITHKLINE PLC · CIK 0001131399 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Common Stock · 8,380 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The Series B-2 Preferred Stock, Series C-2 Preferred Stock, Series D-2 Preferred Stock, Series E-2 Preferred Stock and Series F-2 Preferred Stock automatically converted into common stock on a 1-for-0.025857287 basis (in each case, subject to the payment of cash in lieu of any fractional shares) without payment of further consideration upon closing of the initial public offering of the Issuer's common stock. The shares had no expiration date. F2 · derivative.exercise_date: The Series B-2 Preferred Stock, Series C-2 Preferred Stock, Series D-2 Preferred Stock, Series E-2 Preferred Stock and Series F-2 Preferred Stock automatically converted into common stock on a 1-for-0.025857287 basis (in each case, subject to the payment of cash in lieu of any fractional shares) without payment of further consideration upon closing of the initial public offering of the Issuer's common stock. The shares had no expiration date. F2 · derivative.expiration_date: The Series B-2 Preferred Stock, Series C-2 Preferred Stock, Series D-2 Preferred Stock, Series E-2 Preferred Stock and Series F-2 Preferred Stock automatically converted into common stock on a 1-for-0.025857287 basis (in each case, subject to the payment of cash in lieu of any fractional shares) without payment of further consideration upon closing of the initial public offering of the Issuer's common stock. The shares had no expiration date. F4 · ownership.nature: The shares reported herein are held of record by Action Potential Venture Capital Limited, an indirect, wholly owned subsidiary of GlaxoSmithKline plc (the "Reporting Person"). Read SEC document |
| July 02, 2021 Filed Jul 6, 2021 20:38 UTC |
GSK plc10% owner
|
ConversionSeries D-2 Preferred Stock · Derivative | 589,939 | $0.00 | $0.00 |
DisclosureSEC source: 0001387131-21-007179 · cvrx-form4_070221.xml · derivative · entry 10 GLAXOSMITHKLINE PLC · CIK 0001131399 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Common Stock · 14,917 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The Series B-2 Preferred Stock, Series C-2 Preferred Stock, Series D-2 Preferred Stock, Series E-2 Preferred Stock and Series F-2 Preferred Stock automatically converted into common stock on a 1-for-0.025857287 basis (in each case, subject to the payment of cash in lieu of any fractional shares) without payment of further consideration upon closing of the initial public offering of the Issuer's common stock. The shares had no expiration date. F2 · derivative.exercise_date: The Series B-2 Preferred Stock, Series C-2 Preferred Stock, Series D-2 Preferred Stock, Series E-2 Preferred Stock and Series F-2 Preferred Stock automatically converted into common stock on a 1-for-0.025857287 basis (in each case, subject to the payment of cash in lieu of any fractional shares) without payment of further consideration upon closing of the initial public offering of the Issuer's common stock. The shares had no expiration date. F2 · derivative.expiration_date: The Series B-2 Preferred Stock, Series C-2 Preferred Stock, Series D-2 Preferred Stock, Series E-2 Preferred Stock and Series F-2 Preferred Stock automatically converted into common stock on a 1-for-0.025857287 basis (in each case, subject to the payment of cash in lieu of any fractional shares) without payment of further consideration upon closing of the initial public offering of the Issuer's common stock. The shares had no expiration date. F4 · ownership.nature: The shares reported herein are held of record by Action Potential Venture Capital Limited, an indirect, wholly owned subsidiary of GlaxoSmithKline plc (the "Reporting Person"). Read SEC document |
| July 02, 2021 Filed Jul 6, 2021 20:38 UTC |
GSK plc10% owner
|
ConversionSeries C-2 Preferred Stock · Derivative | 513,312 | $0.00 | $0.00 |
DisclosureSEC source: 0001387131-21-007179 · cvrx-form4_070221.xml · derivative · entry 9 GLAXOSMITHKLINE PLC · CIK 0001131399 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Common Stock · 12,979 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The Series B-2 Preferred Stock, Series C-2 Preferred Stock, Series D-2 Preferred Stock, Series E-2 Preferred Stock and Series F-2 Preferred Stock automatically converted into common stock on a 1-for-0.025857287 basis (in each case, subject to the payment of cash in lieu of any fractional shares) without payment of further consideration upon closing of the initial public offering of the Issuer's common stock. The shares had no expiration date. F2 · derivative.exercise_date: The Series B-2 Preferred Stock, Series C-2 Preferred Stock, Series D-2 Preferred Stock, Series E-2 Preferred Stock and Series F-2 Preferred Stock automatically converted into common stock on a 1-for-0.025857287 basis (in each case, subject to the payment of cash in lieu of any fractional shares) without payment of further consideration upon closing of the initial public offering of the Issuer's common stock. The shares had no expiration date. F2 · derivative.expiration_date: The Series B-2 Preferred Stock, Series C-2 Preferred Stock, Series D-2 Preferred Stock, Series E-2 Preferred Stock and Series F-2 Preferred Stock automatically converted into common stock on a 1-for-0.025857287 basis (in each case, subject to the payment of cash in lieu of any fractional shares) without payment of further consideration upon closing of the initial public offering of the Issuer's common stock. The shares had no expiration date. F4 · ownership.nature: The shares reported herein are held of record by Action Potential Venture Capital Limited, an indirect, wholly owned subsidiary of GlaxoSmithKline plc (the "Reporting Person"). Read SEC document |
| July 02, 2021 Filed Jul 6, 2021 20:38 UTC |
GSK plc10% owner
|
ConversionSeries B-2 Preferred Stock · Derivative | 59,527 | $0.00 | $0.00 |
DisclosureSEC source: 0001387131-21-007179 · cvrx-form4_070221.xml · derivative · entry 8 GLAXOSMITHKLINE PLC · CIK 0001131399 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Common Stock · 1,505 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The Series B-2 Preferred Stock, Series C-2 Preferred Stock, Series D-2 Preferred Stock, Series E-2 Preferred Stock and Series F-2 Preferred Stock automatically converted into common stock on a 1-for-0.025857287 basis (in each case, subject to the payment of cash in lieu of any fractional shares) without payment of further consideration upon closing of the initial public offering of the Issuer's common stock. The shares had no expiration date. F2 · derivative.exercise_date: The Series B-2 Preferred Stock, Series C-2 Preferred Stock, Series D-2 Preferred Stock, Series E-2 Preferred Stock and Series F-2 Preferred Stock automatically converted into common stock on a 1-for-0.025857287 basis (in each case, subject to the payment of cash in lieu of any fractional shares) without payment of further consideration upon closing of the initial public offering of the Issuer's common stock. The shares had no expiration date. F2 · derivative.expiration_date: The Series B-2 Preferred Stock, Series C-2 Preferred Stock, Series D-2 Preferred Stock, Series E-2 Preferred Stock and Series F-2 Preferred Stock automatically converted into common stock on a 1-for-0.025857287 basis (in each case, subject to the payment of cash in lieu of any fractional shares) without payment of further consideration upon closing of the initial public offering of the Issuer's common stock. The shares had no expiration date. F4 · ownership.nature: The shares reported herein are held of record by Action Potential Venture Capital Limited, an indirect, wholly owned subsidiary of GlaxoSmithKline plc (the "Reporting Person"). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.