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Nasdaq · USD

CVRX

CVRx, Inc.

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Tapewire entity
6920
SEC CIK
0001235912
Parsed reports
179

Last 12 months

Inside the activity.

3 purchase rows · 14 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202508
Dec 202500
Jan 202600
Feb 202620
Mar 202605
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202611
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 03, 2025 Filed Jun 5, 2025 21:35 UTC GrantStock Option (right to buy) · Derivative 19,554 $0.00 Strike: $6.76 $0.00
Disclosure

SEC source: 0001415889-25-015815 · form4-06052025_090637.xml · derivative · entry 1

Jain Mudit K. · CIK 0001584404 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,554

Underlying: Common Stock · 19,554 shares

Expires 2035-06-03

F1 · derivative.exercise_date: Vests on the earlier of June 3, 2026 or the Issuer's 2026 annual meeting of stockholders.

Read SEC document
June 03, 2025 Filed Jun 5, 2025 21:17 UTC GrantStock Option (right to buy) · Derivative 19,554 $0.00 Strike: $6.76 $0.00
Disclosure

SEC source: 0001415889-25-015808 · form4-06052025_090604.xml · derivative · entry 1

Hill, Mitch C. · CIK 0001644989 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,554

Underlying: Common Stock · 19,554 shares

Expires 2035-06-03

F1 · derivative.exercise_date: Vests on the earlier of June 3, 2026 or the Issuer's 2026 annual meeting of stockholders.

Read SEC document
June 03, 2025 Filed Jun 5, 2025 21:13 UTC GrantStock Option (right to buy) · Derivative 19,554 $0.00 Strike: $6.76 $0.00
Disclosure

SEC source: 0001415889-25-015807 · form4-06052025_090656.xml · derivative · entry 1

Ballinger Kevin J. · CIK 0001566080 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,554

Underlying: Common Stock · 19,554 shares

Expires 2035-06-03

F1 · derivative.exercise_date: Vests on the earlier of June 3, 2026 or the Issuer's 2026 annual meeting of stockholders.

Read SEC document
May 15, 2025 Filed May 19, 2025 22:46 UTC PurchaseCommon Stock 10,966 $5.45 $59,795.40
Disclosure

SEC source: 0000950170-25-074682 · ownership.xml · nonDerivative · entry 1

Nielsen Kirk G. · CIK 0001523522 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 1,910,134

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.37 to $5.50, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (1) to this Form 4.

F2 · ownership.nature: These shares are held directly by Vensana Capital I, L.P. ("Vensana I"). The Reporting Person is a Managing Director of Vensana Capital I GP, LLC, the General Partner of Vensana I, and shares voting and dispositive power over the shares held by Vensana I. The Reporting Person disclaims beneficial ownership of all applicable shares except to the extent of his actual pecuniary interest in such shares.

Read SEC document
May 14, 2025 Filed May 14, 2025 21:27 UTC PurchaseCommon Stock 61,200 $5.23 $320,363.64
Disclosure

SEC source: 0000950170-25-071629 · ownership.xml · nonDerivative · entry 3

Nielsen Kirk G. · CIK 0001523522 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 1,899,168

F4 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.07 to $5.49, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (4) to this Form 4.

F2 · ownership.nature: These shares are held directly by Vensana Capital I, L.P. ("Vensana I"). The Reporting Person is a Managing Director of Vensana Capital I GP, LLC, the General Partner of Vensana I, and shares voting and dispositive power over the shares held by Vensana I. The Reporting Person disclaims beneficial ownership of all applicable shares except to the extent of his actual pecuniary interest in such shares.

Read SEC document
May 13, 2025 Filed May 13, 2025 23:12 UTC PurchaseCommon Stock 150 $5.26 $789.00
Disclosure

SEC source: 0001415889-25-012825 · form4-05132025_110536.xml · nonDerivative · entry 2

Jain Mudit K. · CIK 0001584404 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,050

Read SEC document
May 13, 2025 Filed May 14, 2025 21:27 UTC PurchaseCommon Stock 101,413 $5.29 $536,312.51
Disclosure

SEC source: 0000950170-25-071629 · ownership.xml · nonDerivative · entry 2

Nielsen Kirk G. · CIK 0001523522 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 1,837,968

F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.89 to $5.50, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (3) to this Form 4.

F2 · ownership.nature: These shares are held directly by Vensana Capital I, L.P. ("Vensana I"). The Reporting Person is a Managing Director of Vensana Capital I GP, LLC, the General Partner of Vensana I, and shares voting and dispositive power over the shares held by Vensana I. The Reporting Person disclaims beneficial ownership of all applicable shares except to the extent of his actual pecuniary interest in such shares.

Read SEC document
May 12, 2025 Filed May 12, 2025 19:07 UTC
Hykes KevinDirector · PRES & CEO
PurchaseCommon Stock 5,000 $4.84 $24,200.00
Disclosure

SEC source: 0001415889-25-012699 · form4-05122025_110541.xml · nonDerivative · entry 1

Hykes Kevin · CIK 0001467748 · Director · PRES & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 133,000

Read SEC document
May 12, 2025 Filed May 13, 2025 23:12 UTC PurchaseCommon Stock 1,500 $4.66 $6,985.95
Disclosure

SEC source: 0001415889-25-012825 · form4-05132025_110536.xml · nonDerivative · entry 1

Jain Mudit K. · CIK 0001584404 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,900

F1 · price: Reflects the weighted average price of 1,500 shares of common stock of CVRx, Inc. purchased by the reporting person in multiple transactions on May 12, 2025 with purchase prices ranging from $4.52 to $4.76 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

Read SEC document
May 12, 2025 Filed May 14, 2025 21:27 UTC PurchaseCommon Stock 25,200 $4.79 $120,670.20
Disclosure

SEC source: 0000950170-25-071629 · ownership.xml · nonDerivative · entry 1

Nielsen Kirk G. · CIK 0001523522 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 1,736,555

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.65 to $4.845, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (1) to this Form 4.

F2 · ownership.nature: These shares are held directly by Vensana Capital I, L.P. ("Vensana I"). The Reporting Person is a Managing Director of Vensana Capital I GP, LLC, the General Partner of Vensana I, and shares voting and dispositive power over the shares held by Vensana I. The Reporting Person disclaims beneficial ownership of all applicable shares except to the extent of his actual pecuniary interest in such shares.

Read SEC document
February 28, 2025 Filed Mar 4, 2025 16:11 UTC
Adamson Philip B.Chief Medical Officer
GrantStock Option (right to buy) · Derivative 30,000 $0.00 Strike: $12.96 $0.00
Disclosure

SEC source: 0001415889-25-006481 · form4-03042025_090314.xml · derivative · entry 2

Adamson Philip B. · CIK 0002056191 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2035-02-27

F2 · derivative.exercise_date: Vests as to 25% of the shares on February 28, 2026 and as to 1/48th of the shares each month thereafter.

Read SEC document
February 28, 2025 Filed Mar 4, 2025 16:11 UTC
Adamson Philip B.Chief Medical Officer
GrantCommon Stock 20,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-006481 · form4-03042025_090314.xml · nonDerivative · entry 1

Adamson Philip B. · CIK 0002056191 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,000

F1 · shares: Restricted stock units that vest as to 25% of the shares on each annual anniversary of the grant date.

Read SEC document
February 28, 2025 Filed Mar 4, 2025 16:12 UTC
John Robert AllenChief Revenue Officer
GrantStock Option (right to buy) · Derivative 38,000 $0.00 Strike: $12.96 $0.00
Disclosure

SEC source: 0001415889-25-006485 · form4-03042025_090310.xml · derivative · entry 2

John Robert Allen · CIK 0002028875 · Chief Revenue Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,000

Underlying: Common Stock · 38,000 shares

Expires 2035-02-27

F2 · derivative.exercise_date: Vests as to 25% of the shares on February 28, 2026 and as to 1/48th of the shares each month thereafter.

Read SEC document
February 28, 2025 Filed Mar 4, 2025 16:12 UTC
John Robert AllenChief Revenue Officer
GrantCommon Stock 55,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-006485 · form4-03042025_090310.xml · nonDerivative · entry 1

John Robert Allen · CIK 0002028875 · Chief Revenue Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,000

F1 · shares: Restricted stock units that vest as to 25% of the shares on each annual anniversary of the grant date.

Read SEC document
February 28, 2025 Filed Mar 4, 2025 16:11 UTC
OASHEIM JAREDCHIEF FINANCIAL OFFICER
GrantStock Option (right to buy) · Derivative 33,000 $0.00 Strike: $12.96 $0.00
Disclosure

SEC source: 0001415889-25-006483 · form4-03042025_090345.xml · derivative · entry 2

OASHEIM JARED · CIK 0001869707 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,000

Underlying: Common Stock · 33,000 shares

Expires 2035-02-27

F2 · derivative.exercise_date: Vests as to 25% of the shares on February 28, 2026 and as to 1/48th of the shares each month thereafter.

Read SEC document
February 28, 2025 Filed Mar 4, 2025 16:11 UTC
OASHEIM JAREDCHIEF FINANCIAL OFFICER
GrantCommon Stock 22,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-006483 · form4-03042025_090345.xml · nonDerivative · entry 1

OASHEIM JARED · CIK 0001869707 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,447

F1 · shares: Restricted stock units that vest as to 25% of the shares on each annual anniversary of the grant date.

Read SEC document
February 28, 2025 Filed Mar 4, 2025 16:10 UTC
VERRASTRO PAULCHIEF MKTG & STRAT OFFICER
GrantStock Option (right to buy) · Derivative 24,000 $0.00 Strike: $12.96 $0.00
Disclosure

SEC source: 0001415889-25-006480 · form4-03042025_090333.xml · derivative · entry 2

VERRASTRO PAUL · CIK 0001869761 · CHIEF MKTG & STRAT OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,000

Underlying: Common Stock · 24,000 shares

Expires 2035-02-27

F2 · derivative.exercise_date: Vests as to 25% of the shares on February 28, 2026 and as to 1/48th of the shares each month thereafter.

Read SEC document
February 28, 2025 Filed Mar 4, 2025 16:10 UTC
VERRASTRO PAULCHIEF MKTG & STRAT OFFICER
GrantCommon Stock 16,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-006480 · form4-03042025_090333.xml · nonDerivative · entry 1

VERRASTRO PAUL · CIK 0001869761 · CHIEF MKTG & STRAT OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,835

F1 · shares: Restricted stock units that vest as to 25% of the shares on each annual anniversary of the grant date.

Read SEC document
February 28, 2025 Filed Mar 4, 2025 16:13 UTC
Hykes KevinDirector · PRES & CEO
GrantStock Option (right to buy) · Derivative 148,000 $0.00 Strike: $12.96 $0.00
Disclosure

SEC source: 0001415889-25-006488 · form4-03042025_090317.xml · derivative · entry 2

Hykes Kevin · CIK 0001467748 · Director · PRES & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 148,000

Underlying: Common Stock · 148,000 shares

Expires 2035-02-27

F2 · derivative.exercise_date: Vests as to 25% of the shares on February 28, 2026 and as to 1/48th of the shares each month thereafter.

Read SEC document
February 28, 2025 Filed Mar 4, 2025 16:13 UTC
Hykes KevinDirector · PRES & CEO
GrantCommon Stock 98,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-006488 · form4-03042025_090317.xml · nonDerivative · entry 1

Hykes Kevin · CIK 0001467748 · Director · PRES & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 128,000

F1 · shares: Restricted stock units that vest as to 25% of the shares on each annual anniversary of the grant date.

Read SEC document
November 21, 2024 Filed Nov 21, 2024 19:05 UTC
VERRASTRO PAULCHIEF MKTG & STRAT OFFICER
GiftCommon Stock 1,040 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-027467 · form4-11222024_121153.xml · nonDerivative · entry 3

VERRASTRO PAUL · CIK 0001869761 · CHIEF MKTG & STRAT OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 835

Read SEC document
November 19, 2024 Filed Nov 21, 2024 19:05 UTC
VERRASTRO PAULCHIEF MKTG & STRAT OFFICER
Exercise / conversionStock Option (right to buy) · Derivative 2,500 $0.00 Strike: $5.14 $0.00
Disclosure

SEC source: 0001415889-24-027467 · form4-11222024_121153.xml · derivative · entry 4

VERRASTRO PAUL · CIK 0001869761 · CHIEF MKTG & STRAT OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 73,306

Underlying: Common Stock · 2,500 shares

Expires 2031-01-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Vested as to 25% of the shares on January 4, 2022 and vests as to 1/48th of the shares each month thereafter.

Read SEC document
November 19, 2024 Filed Nov 21, 2024 19:05 UTC
VERRASTRO PAULCHIEF MKTG & STRAT OFFICER
SaleCommon Stock 1,430 $13.58 $19,416.68
Disclosure

SEC source: 0001415889-24-027467 · form4-11222024_121153.xml · nonDerivative · entry 2

VERRASTRO PAUL · CIK 0001869761 · CHIEF MKTG & STRAT OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,875

F1 · price: Reflects the weighted average price of 1,430 shares of common stock of CVRx, Inc. sold by the reporting person in multiple transactions on November 19, 2024 with sale prices ranging from $13.525 to $13.64 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
November 19, 2024 Filed Nov 21, 2024 19:05 UTC
VERRASTRO PAULCHIEF MKTG & STRAT OFFICER
Exercise / conversionCommon Stock 2,500 $5.14 $12,852.50
Disclosure

SEC source: 0001415889-24-027467 · form4-11222024_121153.xml · nonDerivative · entry 1

VERRASTRO PAUL · CIK 0001869761 · CHIEF MKTG & STRAT OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,305

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 03, 2024 Filed Sep 5, 2024 20:44 UTC GrantStock Option (right to buy) · Derivative 36,136 $0.00 Strike: $9.05 $0.00
Disclosure

SEC source: 0001415889-24-022938 · form4-09052024_080958.xml · derivative · entry 1

Ballinger Kevin J. · CIK 0001566080 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,136

Underlying: Common Stock · 36,136 shares

Expires 2034-09-02

F1 · derivative.exercise_date: Vests as to one-third of the shares on each annual anniversary of the date of grant.

Read SEC document
September 03, 2024 Filed Sep 5, 2024 20:43 UTC GrantStock Option (right to buy) · Derivative 36,136 $0.00 Strike: $9.05 $0.00
Disclosure

SEC source: 0001415889-24-022937 · form4-09052024_080937.xml · derivative · entry 1

Hill, Mitch C. · CIK 0001644989 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,136

Underlying: Common Stock · 36,136 shares

Expires 2034-09-02

F1 · derivative.exercise_date: Vests as to one-third of the shares on each annual anniversary of the date of grant.

Read SEC document
August 15, 2024 Filed Aug 15, 2024 23:18 UTC PurchaseCommon Stock 3,000 $8.10 $24,300.00
Disclosure

SEC source: 0001415889-24-021415 · form4-08152024_110829.xml · nonDerivative · entry 1

SLATTERY JOSEPH P · CIK 0001246530 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,645

Read SEC document
August 08, 2024 Filed Aug 8, 2024 20:18 UTC PurchaseCommon Stock 3,000 $8.24 $24,715.80
Disclosure

SEC source: 0001415889-24-020981 · form4-08082024_080802.xml · nonDerivative · entry 1

SLATTERY JOSEPH P · CIK 0001246530 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,645

Read SEC document
August 06, 2024 Filed Aug 6, 2024 20:43 UTC PurchaseCommon Stock 2,500 $9.09 $22,725.00
Disclosure

SEC source: 0001415889-24-020841 · form4-08062024_080850.xml · nonDerivative · entry 1

SLATTERY JOSEPH P · CIK 0001246530 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,645

Read SEC document
August 05, 2024 Filed Aug 5, 2024 16:56 UTC
Hykes KevinDirector · PRES & CEO
PurchaseCommon Stock 30,000 $8.36 $250,767.00
Disclosure

SEC source: 0001415889-24-020762 · form4-08052024_080830.xml · nonDerivative · entry 1

Hykes Kevin · CIK 0001467748 · Director · PRES & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,000

F1 · price: Reflects the weighted average price of 30,000 shares of common stock of CVRx, Inc. purchased by the reporting person in multiple transactions on August 5, 2024 with purchase prices ranging from $8.245 to $8.47 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

Read SEC document
July 31, 2024 Filed Aug 2, 2024 16:45 UTC
Hykes KevinDirector · PRES & CEO
GrantStock Option (right to buy) · Derivative 180,000 $0.00 Strike: $8.55 $0.00
Disclosure

SEC source: 0001415889-24-020639 · form4-08022024_080824.xml · derivative · entry 1

Hykes Kevin · CIK 0001467748 · Director · PRES & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 180,000

Underlying: Common Stock · 180,000 shares

Expires 2034-07-30

F1 · derivative.exercise_date: Vests as to 25% of the shares on July 31, 2025 and as to 1/48th of the shares each month thereafter.

Read SEC document
June 27, 2024 Filed Jul 1, 2024 17:29 UTC
John Robert AllenChief Revenue Officer
GrantStock Option (right to buy) · Derivative 122,192 $0.00 Strike: $11.70 $0.00
Disclosure

SEC source: 0001415889-24-018643 · form4-07012024_090702.xml · derivative · entry 1

John Robert Allen · CIK 0002028875 · Chief Revenue Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 122,192

Underlying: Common Stock · 122,192 shares

Expires 2034-06-26

F1 · derivative.exercise_date: Vests as to 25% of the shares on June 27, 2025 and as to 1/48th of the shares each month thereafter.

Read SEC document
June 04, 2024 Filed Jun 6, 2024 23:05 UTC GrantStock Option (right to buy) · Derivative 20,961 $0.00 Strike: $6.49 $0.00
Disclosure

SEC source: 0001415889-24-015847 · form4-06062024_110622.xml · derivative · entry 1

SHADAN MARTHA · CIK 0001871700 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,961

Underlying: Common Stock · 20,961 shares

Expires 2034-06-04

F1 · derivative.exercise_date: Vests on the earlier of June 4, 2025 or the Issuer's 2025 annual meeting of stockholders.

Read SEC document
June 04, 2024 Filed Jun 6, 2024 23:07 UTC GrantStock Option (right to buy) · Derivative 20,961 $0.00 Strike: $6.49 $0.00
Disclosure

SEC source: 0001415889-24-015849 · form4-06062024_110613.xml · derivative · entry 1

SLATTERY JOSEPH P · CIK 0001246530 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,961

Underlying: Common Stock · 20,961 shares

Expires 2034-06-04

F1 · derivative.exercise_date: Vests on the earlier of June 4, 2025 or the Issuer's 2025 annual meeting of stockholders.

Read SEC document
June 04, 2024 Filed Jun 7, 2024 00:35 UTC GrantStock Option (right to buy) · Derivative 20,961 $0.00 Strike: $6.49 $0.00
Disclosure

SEC source: 0000950170-24-070151 · ownership.xml · derivative · entry 1

Behbahani Ali · CIK 0001613867 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,961

Underlying: Common Stock · 20,961 shares

Expires 2034-06-04

F1 · derivative.exercise_date: Vests on the earlier of June 4, 2025 or the Issuer's 2025 annual meeting of stockholders.

Read SEC document
June 04, 2024 Filed Jun 6, 2024 23:05 UTC GrantStock Option (right to buy) · Derivative 20,961 $0.00 Strike: $6.49 $0.00
Disclosure

SEC source: 0001415889-24-015846 · form4-06062024_110608.xml · derivative · entry 1

Nielsen Kirk G. · CIK 0001523522 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,961

Underlying: Common Stock · 20,961 shares

Expires 2034-06-04

F1 · derivative.exercise_date: Vests on the earlier of June 4, 2025 or the Issuer's 2025 annual meeting of stockholders.

Read SEC document
June 04, 2024 Filed Jun 6, 2024 23:06 UTC GrantStock Option (right to buy) · Derivative 20,961 $0.00 Strike: $6.49 $0.00
Disclosure

SEC source: 0001415889-24-015848 · form4-06062024_110632.xml · derivative · entry 1

Jain Mudit K. · CIK 0001584404 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,961

Underlying: Common Stock · 20,961 shares

Expires 2034-06-04

F1 · derivative.exercise_date: Vests on the earlier of June 4, 2025 or the Issuer's 2025 annual meeting of stockholders.

Read SEC document
June 04, 2024 Filed Jun 7, 2024 21:16 UTC Amendment GrantStock Option (right to buy) · Derivative 27,250 $0.00 Strike: $6.49 $0.00
Disclosure

SEC source: 0001415889-24-016034 · form4a-06072024_090624.xml · derivative · entry 1

SHADAN MARTHA · CIK 0001871700 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,250

Underlying: Common Stock · 27,250 shares

Expires 2034-06-04

F1 · shares: The reporting person's Form 4 filed on June 6, 2024 inadvertently understated the reporting person's stock options granted by 6,289.

F2 · derivative.exercise_date: Vests on the earlier of June 4, 2025 or the Issuer's 2025 annual meeting of stockholders.

Read SEC document
June 04, 2024 Filed Jun 7, 2024 21:18 UTC Amendment GrantStock Option (right to buy) · Derivative 27,250 $0.00 Strike: $6.49 $0.00
Disclosure

SEC source: 0001415889-24-016037 · form4a-06072024_090606.xml · derivative · entry 1

SLATTERY JOSEPH P · CIK 0001246530 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,250

Underlying: Common Stock · 27,250 shares

Expires 2034-06-04

F1 · shares: The reporting person's Form 4 filed on June 6, 2024 inadvertently understated the reporting person's stock options granted by 6,289.

F2 · derivative.exercise_date: Vests on the earlier of June 4, 2025 or the Issuer's 2025 annual meeting of stockholders.

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June 04, 2024 Filed Jun 7, 2024 21:25 UTC Amendment GrantStock Option (right to buy) · Derivative 27,250 $0.00 Strike: $6.49 $0.00
Disclosure

SEC source: 0000950170-24-070916 · ownership.xml · derivative · entry 1

Behbahani Ali · CIK 0001613867 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,250

Underlying: Common Stock · 27,250 shares

Expires 2034-06-04

F1 · shares: The reporting person's Form 4 filed on June 6, 2024 inadvertently understated the reporting person's stock options granted by 6,289.

F2 · derivative.exercise_date: Vests on the earlier of June 4, 2025 or the Issuer's 2025 annual meeting of stockholders.

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June 04, 2024 Filed Jun 7, 2024 21:18 UTC Amendment GrantStock Option (right to buy) · Derivative 27,250 $0.00 Strike: $6.49 $0.00
Disclosure

SEC source: 0001415889-24-016039 · form4a-06072024_090647.xml · derivative · entry 1

Nielsen Kirk G. · CIK 0001523522 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,250

Underlying: Common Stock · 27,250 shares

Expires 2034-06-04

F1 · shares: The reporting person's Form 4 filed on June 6, 2024 inadvertently understated the reporting person's stock options granted by 6,289.

F2 · derivative.exercise_date: Vests on the earlier of June 4, 2025 or the Issuer's 2025 annual meeting of stockholders.

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June 04, 2024 Filed Jun 7, 2024 21:17 UTC Amendment GrantStock Option (right to buy) · Derivative 27,250 $0.00 Strike: $6.49 $0.00
Disclosure

SEC source: 0001415889-24-016035 · form4a-06072024_090615.xml · derivative · entry 1

Jain Mudit K. · CIK 0001584404 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,250

Underlying: Common Stock · 27,250 shares

Expires 2034-06-04

F1 · shares: The reporting person's Form 4 filed on June 6, 2024 inadvertently understated the reporting person's stock options granted by 6,289.

F2 · derivative.exercise_date: Vests on the earlier of June 4, 2025 or the Issuer's 2025 annual meeting of stockholders.

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March 25, 2024 Filed Mar 27, 2024 20:56 UTC
Palmer Craig E.SVP, U.S. SALES
Exercise / conversionStock Option (right to buy) · Derivative 151 $0.00 Strike: $0.24 $0.00
Disclosure

SEC source: 0001415889-24-009216 · form4-03272024_080333.xml · derivative · entry 6

Palmer Craig E. · CIK 0001907440 · SVP, U.S. SALES

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 151 shares

Expires 2025-08-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Fully vested.

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March 25, 2024 Filed Mar 27, 2024 20:56 UTC
Palmer Craig E.SVP, U.S. SALES
Exercise / conversionStock Option (right to buy) · Derivative 404 $0.00 Strike: $0.24 $0.00
Disclosure

SEC source: 0001415889-24-009216 · form4-03272024_080333.xml · derivative · entry 5

Palmer Craig E. · CIK 0001907440 · SVP, U.S. SALES

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 404 shares

Expires 2025-06-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Fully vested.

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March 25, 2024 Filed Mar 27, 2024 20:56 UTC
Palmer Craig E.SVP, U.S. SALES
Exercise / conversionStock Option (right to buy) · Derivative 379 $0.00 Strike: $0.24 $0.00
Disclosure

SEC source: 0001415889-24-009216 · form4-03272024_080333.xml · derivative · entry 4

Palmer Craig E. · CIK 0001907440 · SVP, U.S. SALES

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 379 shares

Expires 2024-09-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Fully vested.

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March 25, 2024 Filed Mar 27, 2024 20:56 UTC
Palmer Craig E.SVP, U.S. SALES
Exercise / conversionCommon Stock 151 $0.24 $35.79
Disclosure

SEC source: 0001415889-24-009216 · form4-03272024_080333.xml · nonDerivative · entry 3

Palmer Craig E. · CIK 0001907440 · SVP, U.S. SALES

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,229

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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March 25, 2024 Filed Mar 27, 2024 20:56 UTC
Palmer Craig E.SVP, U.S. SALES
Exercise / conversionCommon Stock 404 $0.24 $95.75
Disclosure

SEC source: 0001415889-24-009216 · form4-03272024_080333.xml · nonDerivative · entry 2

Palmer Craig E. · CIK 0001907440 · SVP, U.S. SALES

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,078

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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March 25, 2024 Filed Mar 27, 2024 20:56 UTC
Palmer Craig E.SVP, U.S. SALES
Exercise / conversionCommon Stock 379 $0.24 $89.82
Disclosure

SEC source: 0001415889-24-009216 · form4-03272024_080333.xml · nonDerivative · entry 1

Palmer Craig E. · CIK 0001907440 · SVP, U.S. SALES

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 674

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 29, 2024 Filed Mar 6, 2024 20:42 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 79 $0.00 Strike: $5.14 $0.00
Disclosure

SEC source: 0000950170-24-027095 · ownership.xml · derivative · entry 33

JOHNSON & JOHNSON · CIK 0000200406 · 10% owner

Johnson & Johnson Innovation - JJDC, Inc. · CIK 0000924020 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Johnson & Johnson Innovation - JJDC, Inc.

Disclosed balance after: 0

Underlying: Common Stock · 79 shares

Expires 2031-01-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Fully vested.

F9 · balance_after: 1,185 options previously reported as issued and held by JJDC were previously canceled by the Issuer for no value.

F1 · ownership.nature: The securities reported as being indirectly beneficially owned by Johnson & Johnson, the designated Reporting Person, are directly beneficially owned by Johnson & Johnson Innovation - JJDC, Inc. ("JJDC"), a wholly-owned subsidiary of Johnson & Johnson.

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February 29, 2024 Filed Mar 6, 2024 20:42 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 252 $0.00 Strike: $3.96 $0.00
Disclosure

SEC source: 0000950170-24-027095 · ownership.xml · derivative · entry 32

JOHNSON & JOHNSON · CIK 0000200406 · 10% owner

Johnson & Johnson Innovation - JJDC, Inc. · CIK 0000924020 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Johnson & Johnson Innovation - JJDC, Inc.

Disclosed balance after: 0

Underlying: Common Stock · 252 shares

Expires 2029-12-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Fully vested.

F8 · balance_after: 506 options previously reported as issued and held by JJDC were previously canceled by the Issuer for no value.

F1 · ownership.nature: The securities reported as being indirectly beneficially owned by Johnson & Johnson, the designated Reporting Person, are directly beneficially owned by Johnson & Johnson Innovation - JJDC, Inc. ("JJDC"), a wholly-owned subsidiary of Johnson & Johnson.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.