Last 12 months
Inside the activity.
5 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 1 | 0 |
| Jan 2026 | 1 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 2 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 1 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 11, 2019 Filed Apr 12, 2019 20:56 UTC |
YOUNG PETER RDirector
|
GrantOptions · Derivative | 160,000 | $0.01 Strike: $5.65 | $1,600.00 |
DisclosureSEC source: 0001236031-19-000012 · primary_doc.xml · derivative · entry 1 YOUNG PETER R · CIK 0001238029 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 289,200 Underlying: Common Stock · 160,000 shares Expires 2029-04-10 F1 · derivative.exercise_date: The stock options vest in three (3) equal annual installments commencing one year after the grant date. Read SEC document |
| April 11, 2019 Filed Apr 12, 2019 20:43 UTC |
TALOR EYALChief Scientific Officer
|
GrantOptions · Derivative | 382,712 | $0.01 Strike: $5.65 | $3,827.12 |
DisclosureSEC source: 0001236031-19-000009 · primary_doc.xml · derivative · entry 1 TALOR EYAL · CIK 0001238028 · Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 822,209 Underlying: Common Stock · 382,712 shares Expires 2029-04-10 F1 · shares: Part of the options were awarded in recognition of the salary that has been deferred over an approximate 12 month period and not paid in cash. These options awarded are equal to 0.25 option for every dollar deferred. F2 · derivative.exercise_date: The stock options vest in three (3) equal annual installments commencing one year after the grant date. Read SEC document |
| April 11, 2019 Filed Apr 12, 2019 20:48 UTC |
ZIMMERMAN DANIEL HSenior Vice President
|
GrantOptions · Derivative | 211,459 | $0.01 Strike: $5.65 | $2,114.59 |
DisclosureSEC source: 0001236031-19-000010 · primary_doc.xml · derivative · entry 1 ZIMMERMAN DANIEL H · CIK 0001236028 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 384,453 Underlying: Common Stock · 211,459 shares Expires 2029-04-10 F1 · shares: Part of the options were awarded in recognition of the salary that has been deferred over an approximate 12 month period and not paid in cash. These options awarded are equal to 0.25 option for every dollar deferred. F2 · derivative.exercise_date: The stock options vest in three (3) equal annual installments commencing one year after the grant date. Read SEC document |
| April 11, 2019 Filed Apr 12, 2019 20:39 UTC |
PRICHEP PATRICIA BSenior Vice President
|
GrantOptions · Derivative | 405,631 | $0.01 Strike: $5.65 | $4,056.31 |
DisclosureSEC source: 0001236031-19-000008 · primary_doc.xml · derivative · entry 1 PRICHEP PATRICIA B · CIK 0001236215 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 794,265 Underlying: Common Stock · 405,631 shares Expires 2029-04-10 F1 · shares: Part of the options were awarded in recognition of the salary that has been deferred over an approximate 12 month period and not paid in cash. These options awarded are equal to 0.25 option for every dollar deferred. F2 · derivative.exercise_date: The stock options vest in three (3) equal annual installments commencing one year after the grant date. Read SEC document |
| April 11, 2019 Filed Apr 12, 2019 20:35 UTC |
KERSTEN GEERT RDirector · Chief Executive Officer
|
GrantOptions · Derivative | 813,180 | $0.01 Strike: $5.65 | $8,131.80 |
DisclosureSEC source: 0001236031-19-000007 · primary_doc.xml · derivative · entry 1 KERSTEN GEERT R · CIK 0001236030 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,574,863 Underlying: Common Stock · 813,180 shares Expires 2029-04-10 F1 · shares: Part of the options were awarded in recognition of the salary that has been deferred over an approximate 12 month period and not paid in cash. These options awarded are equal to 0.25 option for every dollar deferred. F2 · derivative.exercise_date: The stock options vest in three (3) equal annual installments commencing one year after the grant date. Read SEC document |
| April 05, 2019 Filed Apr 9, 2019 20:51 UTC |
YOUNG PETER RDirector
|
PurchaseCommon Stock | 2,000 | $5.20 | $10,400.00 |
DisclosureSEC source: 0001236031-19-000006 · primary_doc.xml · nonDerivative · entry 1 YOUNG PETER R · CIK 0001238029 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,091 Read SEC document |
| March 29, 2019 Filed Apr 1, 2019 15:55 UTC |
ZIMMERMAN DANIEL HSenior Vice President
|
GrantCommon Stock | 965 | $3.54 | $3,416.10 |
DisclosureSEC source: 0001236031-19-000005 · primary_doc.xml · nonDerivative · entry 1 ZIMMERMAN DANIEL H · CIK 0001236028 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,554 Read SEC document |
| March 29, 2019 Filed Apr 1, 2019 15:51 UTC |
TALOR EYALChief Scientific Officer
|
GrantCommon Stock | 677 | $3.54 | $2,396.58 |
DisclosureSEC source: 0001236031-19-000004 · primary_doc.xml · nonDerivative · entry 1 TALOR EYAL · CIK 0001238028 · Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,672 Read SEC document |
| March 29, 2019 Filed Apr 1, 2019 15:49 UTC |
PRICHEP PATRICIA BSenior Vice President
|
GrantCommon Stock | 1,036 | $3.54 | $3,667.44 |
DisclosureSEC source: 0001236031-19-000003 · primary_doc.xml · nonDerivative · entry 1 PRICHEP PATRICIA B · CIK 0001236215 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 192,796 Read SEC document |
| March 29, 2019 Filed Apr 1, 2019 15:45 UTC |
KERSTEN GEERT RDirector · Chief Executive Officer
|
GrantCommon Stock | 1,165 | $3.54 | $4,124.10 |
DisclosureSEC source: 0001236031-19-000002 · primary_doc.xml · nonDerivative · entry 1 KERSTEN GEERT R · CIK 0001236030 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,078,046 Read SEC document |
| February 14, 2019 Filed Feb 19, 2019 15:56 UTC |
YOUNG PETER RDirector
|
PurchaseCommon Stock | 1,000 | $2.82 | $2,820.00 |
DisclosureSEC source: 0001236031-19-000001 · primary_doc.xml · nonDerivative · entry 1 YOUNG PETER R · CIK 0001238029 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,091 Read SEC document |
| December 31, 2018 Filed Jan 2, 2019 21:53 UTC |
ZIMMERMAN DANIEL HSr. Vice President
|
SaleCommon Stock | 2,474 | $2.93 | $7,248.82 |
DisclosureSEC source: 0001236215-19-000002 · primary_doc.xml · nonDerivative · entry 2 ZIMMERMAN DANIEL H · CIK 0001236028 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,589 Read SEC document |
| December 31, 2018 Filed Jan 2, 2019 21:53 UTC |
ZIMMERMAN DANIEL HSr. Vice President
|
GrantCommon Stock | 1,190 | $2.87 | $3,415.30 |
DisclosureSEC source: 0001236215-19-000002 · primary_doc.xml · nonDerivative · entry 1 ZIMMERMAN DANIEL H · CIK 0001236028 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,063 Read SEC document |
| December 31, 2018 Filed Jan 2, 2019 22:07 UTC |
TALOR EYALChief Scientific Officer
|
GrantCommon Stock | 836 | $2.87 | $2,399.32 |
DisclosureSEC source: 0001236215-19-000004 · primary_doc.xml · nonDerivative · entry 1 TALOR EYAL · CIK 0001238028 · Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,995 Read SEC document |
| December 31, 2018 Filed Jan 2, 2019 21:59 UTC |
PRICHEP PATRICIA BSr. Vice President
|
GrantCommon Stock | 1,278 | $2.87 | $3,667.86 |
DisclosureSEC source: 0001236215-19-000003 · primary_doc.xml · nonDerivative · entry 1 PRICHEP PATRICIA B · CIK 0001236215 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 191,760 Read SEC document |
| December 31, 2018 Filed Jan 2, 2019 21:24 UTC |
KERSTEN GEERT RDirector · CEO
|
GrantCommon Stock | 1,437 | $2.87 | $4,124.19 |
DisclosureSEC source: 0001236215-19-000001 · primary_doc.xml · nonDerivative · entry 1 KERSTEN GEERT R · CIK 0001236030 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,076,881 Read SEC document |
| September 28, 2018 Filed Oct 1, 2018 14:44 UTC |
ZIMMERMAN DANIEL HSenior Vice President
|
GrantCommon Stock | 843 | $4.05 | $3,414.15 |
DisclosureSEC source: 0001236031-18-000041 · primary_doc.xml · nonDerivative · entry 1 ZIMMERMAN DANIEL H · CIK 0001236028 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,873 Read SEC document |
| September 28, 2018 Filed Oct 1, 2018 14:40 UTC |
TALOR EYALChief Scientific Officer
|
GrantCommon Stock | 592 | $4.05 | $2,397.60 |
DisclosureSEC source: 0001236031-18-000040 · primary_doc.xml · nonDerivative · entry 1 TALOR EYAL · CIK 0001238028 · Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,159 Read SEC document |
| September 28, 2018 Filed Oct 1, 2018 14:38 UTC |
PRICHEP PATRICIA BSenior Vice President
|
GrantCommon Stock | 906 | $4.05 | $3,669.30 |
DisclosureSEC source: 0001236031-18-000039 · primary_doc.xml · nonDerivative · entry 1 PRICHEP PATRICIA B · CIK 0001236215 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 190,482 Read SEC document |
| September 28, 2018 Filed Oct 1, 2018 14:35 UTC |
KERSTEN GEERT RDirector · Chief Executive Officer
|
GrantCommon Stock | 1,018 | $4.05 | $4,122.90 |
DisclosureSEC source: 0001236031-18-000038 · primary_doc.xml · nonDerivative · entry 1 KERSTEN GEERT R · CIK 0001236030 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,075,444 Read SEC document |
| September 21, 2018 Filed Sep 21, 2018 18:12 UTC |
TALOR EYALChief Scientific Officer
|
GrantOptions · Derivative | 100,000 | $0.01 Strike: $3.55 | $1,000.00 |
DisclosureSEC source: 0001236031-18-000037 · primary_doc.xml · derivative · entry 1 TALOR EYAL · CIK 0001238028 · Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 439,497 Underlying: Common Stock · 100,000 shares Expires 2028-09-20 F1 · derivative.exercise_date: The stock options vest in three (3) equal annual installments commencing one year after the grant date. Read SEC document |
| August 24, 2018 Filed Aug 28, 2018 13:10 UTC |
KERSTEN GEERT RDirector · Chief Executive Officer
|
GrantSeries UU Warrants · Derivative | 40,000 | $0.14 Strike: $2.80 | $5,600.00 |
DisclosureSEC source: 0001236031-18-000036 · primary_doc.xml · derivative · entry 4 KERSTEN GEERT R · CIK 0001236030 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,761,683 Underlying: Common Stock · 40,000 shares Expires 2020-06-11 Read SEC document |
| August 24, 2018 Filed Aug 28, 2018 13:10 UTC |
KERSTEN GEERT RDirector · Chief Executive Officer
|
GrantSeries RR Warrants · Derivative | 100,000 | $0.14 Strike: $1.65 | $14,000.00 |
DisclosureSEC source: 0001236031-18-000036 · primary_doc.xml · derivative · entry 3 KERSTEN GEERT R · CIK 0001236030 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,721,683 Underlying: Common Stock · 100,000 shares Expires 2022-10-30 Read SEC document |
| August 24, 2018 Filed Aug 28, 2018 13:10 UTC |
KERSTEN GEERT RDirector · Chief Executive Officer
|
GrantSeries NN Warrants · Derivative | 65,000 | $0.14 Strike: $2.52 | $9,100.00 |
DisclosureSEC source: 0001236031-18-000036 · primary_doc.xml · derivative · entry 2 KERSTEN GEERT R · CIK 0001236030 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,621,683 Underlying: Common Stock · 65,000 shares Expires 2022-07-24 Read SEC document |
| August 24, 2018 Filed Aug 28, 2018 13:10 UTC |
KERSTEN GEERT RDirector · Chief Executive Officer
|
GrantSeries MM Warrants · Derivative | 150,000 | $0.14 Strike: $1.86 | $21,000.00 |
DisclosureSEC source: 0001236031-18-000036 · primary_doc.xml · derivative · entry 1 KERSTEN GEERT R · CIK 0001236030 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,556,683 Underlying: Common Stock · 150,000 shares Expires 2022-06-22 Read SEC document |
| August 13, 2018 Filed Aug 14, 2018 17:04 UTC |
KERSTEN GEERT RDirector · Chief Executive Officer
|
GrantCommon Stock | 301,205 | $0.83 | $250,000.15 |
DisclosureSEC source: 0001236031-18-000032 · primary_doc.xml · nonDerivative · entry 1 KERSTEN GEERT R · CIK 0001236030 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,074,426 Read SEC document |
| August 13, 2018 Filed Aug 15, 2018 18:22 UTC |
CIPRIANO JOHNSenior Vice President
|
GrantCommon Stock | 48,193 | $0.83 | $40,000.19 |
DisclosureSEC source: 0001236031-18-000035 · primary_doc.xml · nonDerivative · entry 1 CIPRIANO JOHN · CIK 0001282304 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,193 Read SEC document |
| August 13, 2018 Filed Aug 15, 2018 18:19 UTC |
ZIMMERMAN DANIEL HSenior Vice President
|
GrantCommon Stock | 84,337 | $0.83 | $69,999.71 |
DisclosureSEC source: 0001236031-18-000034 · primary_doc.xml · nonDerivative · entry 1 ZIMMERMAN DANIEL H · CIK 0001236028 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,030 Read SEC document |
| August 13, 2018 Filed Aug 15, 2018 18:17 UTC |
PRICHEP PATRICIA BSenior Vice President
|
GrantCommon Stock | 30,120 | $0.83 | $24,999.60 |
DisclosureSEC source: 0001236031-18-000033 · primary_doc.xml · nonDerivative · entry 1 PRICHEP PATRICIA B · CIK 0001236215 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 189,576 Read SEC document |
| June 29, 2018 Filed Jul 2, 2018 15:04 UTC |
ZIMMERMAN DANIEL HSenior Vice President
|
GrantCommon Stock | 3,713 | $0.92 | $3,415.96 |
DisclosureSEC source: 0001236031-18-000031 · primary_doc.xml · nonDerivative · entry 1 ZIMMERMAN DANIEL H · CIK 0001236028 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,693 Read SEC document |
| June 29, 2018 Filed Jul 2, 2018 15:01 UTC |
TALOR EYALChief Scientific Officer
|
GrantCommon Stock | 2,608 | $0.92 | $2,399.36 |
DisclosureSEC source: 0001236031-18-000030 · primary_doc.xml · nonDerivative · entry 1 TALOR EYAL · CIK 0001238028 · Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,567 Read SEC document |
| June 29, 2018 Filed Jul 2, 2018 14:58 UTC |
PRICHEP PATRICIA BSenior Vice President
|
GrantCommon Stock | 3,988 | $0.92 | $3,668.96 |
DisclosureSEC source: 0001236031-18-000029 · primary_doc.xml · nonDerivative · entry 1 PRICHEP PATRICIA B · CIK 0001236215 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 159,456 Read SEC document |
| June 29, 2018 Filed Jul 2, 2018 14:55 UTC |
KERSTEN GEERT RDirector · Chief Executive Officer
|
GrantCommon Stock | 4,483 | $0.92 | $4,124.36 |
DisclosureSEC source: 0001236031-18-000028 · primary_doc.xml · nonDerivative · entry 1 KERSTEN GEERT R · CIK 0001236030 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 773,221 Read SEC document |
| June 11, 2018 Filed Jun 13, 2018 15:04 UTC |
KERSTEN GEERT RDirector · CEO
|
GrantSeries UU Warrants (1) · Derivative | 21,834 | $0.01 Strike: $2.80 | $218.34 |
DisclosureSEC source: 0001236215-18-000001 · primary_doc.xml · derivative · entry 6 KERSTEN GEERT R · CIK 0001236030 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Indirect · (1) Disclosed balance after: 1,405,863 Underlying: Common Stock · 21,834 shares Expires 2020-06-11 Read SEC document |
| June 11, 2018 Filed Jun 13, 2018 15:04 UTC |
KERSTEN GEERT RDirector · CEO
|
OtherConvertible Note (1) · Derivative | 109,170 | $250,000.00 Strike: $2.29 | $27,292,500,000.00 |
DisclosureSEC source: 0001236215-18-000001 · primary_doc.xml · derivative · entry 5 KERSTEN GEERT R · CIK 0001236030 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Indirect · (1) Disclosed balance after: 1,384,049 Underlying: Common Stock · 109,170 shares Expires 2018-09-21 Read SEC document |
| June 11, 2018 Filed Jun 13, 2018 15:04 UTC |
KERSTEN GEERT RDirector · CEO
|
GrantSeries UU Warrants · Derivative | 29,586 | $0.01 Strike: $2.80 | $295.86 |
DisclosureSEC source: 0001236215-18-000001 · primary_doc.xml · derivative · entry 4 KERSTEN GEERT R · CIK 0001236030 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,493,219 Underlying: Common Stock · 29,586 shares Expires 2020-06-11 Read SEC document |
| June 11, 2018 Filed Jun 13, 2018 15:04 UTC |
KERSTEN GEERT RDirector · CEO
|
OtherConvertible Note · Derivative | 147,929 | $250,000.00 Strike: $1.69 | $36,982,250,000.00 |
DisclosureSEC source: 0001236215-18-000001 · primary_doc.xml · derivative · entry 3 KERSTEN GEERT R · CIK 0001236030 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,463,633 Underlying: Common Stock · 147,929 shares Expires 2018-09-21 Read SEC document |
| June 11, 2018 Filed Jun 13, 2018 15:04 UTC |
KERSTEN GEERT RDirector · CEO
|
OtherCommon Stock | 109,170 | $2.29 | $249,999.30 |
DisclosureSEC source: 0001236215-18-000001 · primary_doc.xml · nonDerivative · entry 2 KERSTEN GEERT R · CIK 0001236030 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Indirect · (1) Disclosed balance after: 762,123 F1 · ownership.direct: Shares are held by a trust in which Mr. Kersten holds a beneficial interest. Read SEC document |
| June 11, 2018 Filed Jun 13, 2018 15:04 UTC |
KERSTEN GEERT RDirector · CEO
|
OtherCommon Stock | 147,929 | $1.69 | $250,000.01 |
DisclosureSEC source: 0001236215-18-000001 · primary_doc.xml · nonDerivative · entry 1 KERSTEN GEERT R · CIK 0001236030 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 652,953 Read SEC document |
| June 11, 2018 Filed Jun 13, 2018 15:22 UTC |
PRICHEP PATRICIA BSr. V.P. Operations
|
GrantSeries UU Warrants · Derivative | 2,183 | $0.01 Strike: $2.80 | $21.83 |
DisclosureSEC source: 0001236215-18-000002 · primary_doc.xml · derivative · entry 3 PRICHEP PATRICIA B · CIK 0001236215 · Sr. V.P. Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 388,234 Underlying: Common Stock · 2,183 shares Expires 2020-06-11 Read SEC document |
| June 11, 2018 Filed Jun 13, 2018 15:22 UTC |
PRICHEP PATRICIA BSr. V.P. Operations
|
OtherConvertible Note · Derivative | 10,917 | $25,000.00 Strike: $2.29 | $272,925,000.00 |
DisclosureSEC source: 0001236215-18-000002 · primary_doc.xml · derivative · entry 2 PRICHEP PATRICIA B · CIK 0001236215 · Sr. V.P. Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 386,051 Underlying: Common Stock · 10,917 shares Expires 2018-09-21 Read SEC document |
| June 11, 2018 Filed Jun 13, 2018 15:22 UTC |
PRICHEP PATRICIA BSr. V.P. Operations
|
OtherCommon Stock | 10,917 | $2.29 | $24,999.93 |
DisclosureSEC source: 0001236215-18-000002 · primary_doc.xml · nonDerivative · entry 1 PRICHEP PATRICIA B · CIK 0001236215 · Sr. V.P. Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,153 Read SEC document |
| June 11, 2018 Filed Jun 18, 2018 17:07 UTC |
PRICHEP PATRICIA BSenior Vice President
|
GrantCommon Stock | 315 | $2.80 | $882.00 |
DisclosureSEC source: 0001236031-18-000027 · primary_doc.xml · nonDerivative · entry 1 PRICHEP PATRICIA B · CIK 0001236215 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,468 Read SEC document |
| June 11, 2018 Filed Jun 18, 2018 17:03 UTC |
KERSTEN GEERT RDirector · Chief Executive Officer
|
GrantCommon Stock | 3,151 | $2.80 | $8,822.80 |
DisclosureSEC source: 0001236031-18-000026 · primary_doc.xml · nonDerivative · entry 2 KERSTEN GEERT R · CIK 0001236030 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · (1) Disclosed balance after: 768,738 F1 · ownership.direct: Shares are held by a trust in which Mr. Kersten holds a beneficial interest. Read SEC document |
| June 11, 2018 Filed Jun 18, 2018 17:03 UTC |
KERSTEN GEERT RDirector · Chief Executive Officer
|
GrantCommon Stock | 3,464 | $2.80 | $9,699.20 |
DisclosureSEC source: 0001236031-18-000026 · primary_doc.xml · nonDerivative · entry 1 KERSTEN GEERT R · CIK 0001236030 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 765,587 Read SEC document |
| June 04, 2018 Filed Jun 8, 2018 17:54 UTC |
YOUNG PETER RDirector
|
OtherSeries S Warrants · Derivative | 60,000 | $10,715.00 Strike: $1.75 | $642,900,000.00 |
DisclosureSEC source: 0001236031-18-000025 · primary_doc.xml · derivative · entry 2 YOUNG PETER R · CIK 0001238029 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,200 Underlying: Common Stock · 2,400 shares Expires 2018-10-11 Read SEC document |
| June 04, 2018 Filed Jun 8, 2018 17:54 UTC |
YOUNG PETER RDirector
|
OtherCommon Stock | 2,400 | $1.75 | $4,200.00 |
DisclosureSEC source: 0001236031-18-000025 · primary_doc.xml · nonDerivative · entry 1 YOUNG PETER R · CIK 0001238029 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,091 Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 17:36 UTC |
KERSTEN GEERT RDirector · Chief Executive Officer
|
OtherSeries S Warrants · Derivative | 369,000 | $132,795.00 Strike: $1.75 | $49,001,355,000.00 |
DisclosureSEC source: 0001236031-18-000024 · primary_doc.xml · derivative · entry 2 KERSTEN GEERT R · CIK 0001236030 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,611,562 Underlying: Common Stock · 14,760 shares Expires 2018-10-11 Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 17:36 UTC |
KERSTEN GEERT RDirector · Chief Executive Officer
|
OtherCommon Stock | 14,760 | $1.75 | $25,830.00 |
DisclosureSEC source: 0001236031-18-000024 · primary_doc.xml · nonDerivative · entry 1 KERSTEN GEERT R · CIK 0001236030 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 505,024 Read SEC document |
| May 01, 2018 Filed May 3, 2018 20:59 UTC |
Watson Robert EugeneDirector
|
GrantOptions · Derivative | 80,000 | $0.01 Strike: $2.45 | $800.00 |
DisclosureSEC source: 0001236031-18-000023 · primary_doc.xml · derivative · entry 1 Watson Robert Eugene · CIK 0001511858 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,000 Underlying: Common Stock · 80,000 shares Expires 2028-04-30 F1 · derivative.exercise_date: The stock options vest in three (3) equal annual installments commencing one year after the grant date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.