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CEL SCI CORP

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7495
SEC CIK
0000725363
Parsed reports
298

Last 12 months

Inside the activity.

5 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202510
Jan 202610
Feb 202600
Mar 202600
Apr 202600
May 202620
Jun 202600
Jul 202600
Aug 202610
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 31, 2022 Filed Mar 31, 2022 20:54 UTC
TALOR EYALChief Scientific Officer
GrantCommon Stock 610 $3.93 $2,397.30
Disclosure

SEC source: 0001236030-22-000007 · primary_doc.xml · nonDerivative · entry 1

TALOR EYAL · CIK 0001238028 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,847

Read SEC document
March 31, 2022 Filed Mar 31, 2022 20:52 UTC
PRICHEP PATRICIA BSenior Vice President
GrantCommon Stock 1,091 $3.93 $4,287.63
Disclosure

SEC source: 0001236030-22-000006 · primary_doc.xml · nonDerivative · entry 1

PRICHEP PATRICIA B · CIK 0001236215 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 209,276

Read SEC document
March 31, 2022 Filed Mar 31, 2022 20:49 UTC
KERSTEN GEERT RDirector · Chief Executive Officer
GrantCommon Stock 1,106 $3.93 $4,346.58
Disclosure

SEC source: 0001236030-22-000005 · primary_doc.xml · nonDerivative · entry 1

KERSTEN GEERT R · CIK 0001236030 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,148,411

Read SEC document
December 31, 2021 Filed Jan 3, 2022 15:14 UTC
ZIMMERMAN DANIEL HSenior Vice President
GrantCommon Stock 557 $7.10 $3,954.70
Disclosure

SEC source: 0001236030-22-000004 · primary_doc.xml · nonDerivative · entry 1

ZIMMERMAN DANIEL H · CIK 0001236028 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,078

Read SEC document
December 31, 2021 Filed Jan 3, 2022 15:11 UTC
TALOR EYALChief Scientific Officer
GrantCommon Stock 338 $7.10 $2,399.80
Disclosure

SEC source: 0001236030-22-000003 · primary_doc.xml · nonDerivative · entry 1

TALOR EYAL · CIK 0001238028 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,237

Read SEC document
December 31, 2021 Filed Jan 3, 2022 15:04 UTC
KERSTEN GEERT RDirector · Chief Executive Officer
GrantCommon Stock 612 $7.10 $4,345.20
Disclosure

SEC source: 0001236030-22-000001 · primary_doc.xml · nonDerivative · entry 1

KERSTEN GEERT R · CIK 0001236030 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,147,305

Read SEC document
December 31, 2021 Filed Jan 3, 2022 15:07 UTC
PRICHEP PATRICIA BSenior Vice President
GrantCommon Stock 604 $7.10 $4,288.40
Disclosure

SEC source: 0001236030-22-000002 · primary_doc.xml · nonDerivative · entry 1

PRICHEP PATRICIA B · CIK 0001236215 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 208,185

Read SEC document
November 19, 2021 Filed Nov 29, 2021 14:33 UTC
CIPRIANO JOHNSenior Vice President
GrantOptions · Derivative 50,000 $0.01 Strike: $10.48 $500.00
Disclosure

SEC source: 0001236215-21-000015 · primary_doc.xml · derivative · entry 1

CIPRIANO JOHN · CIK 0001282304 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 788,827

Underlying: Common Stock · 50,000 shares

Expires 2031-11-18

F1 · derivative.exercise_date: Each option entitles the holder to purchase one share of the Company's common stock at a price of $10.48 per share. The stock options vest 100% upon the approval of the first marketing application for any pharmaceutical based upon the Company's Multikine technology in any of the USA, Canada, UK, Germany, France, Italy, Spain, Japan, or Australia. None of the options will be exercisable before November 19, 2022.

Read SEC document
November 19, 2021 Filed Nov 29, 2021 14:29 UTC
ZIMMERMAN DANIEL HSenior Vice President
GrantOptions · Derivative 50,000 $0.01 Strike: $10.48 $500.00
Disclosure

SEC source: 0001236215-21-000014 · primary_doc.xml · derivative · entry 1

ZIMMERMAN DANIEL H · CIK 0001236028 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 753,253

Underlying: Common Stock · 50,000 shares

Expires 2031-11-18

F1 · derivative.exercise_date: Each option entitles the holder to purchase one share of the Company's common stock at a price of $10.48 per share. The stock options vest 100% upon the approval of the first marketing application for any pharmaceutical based upon the Company's Multikine technology in any of the USA, Canada, UK, Germany, France, Italy, Spain, Japan, or Australia. None of the options will be exercisable before November 19, 2022.

Read SEC document
November 19, 2021 Filed Nov 29, 2021 14:26 UTC
TALOR EYALChief Scientific Officer
GrantOptions · Derivative 50,000 $0.01 Strike: $10.48 $500.00
Disclosure

SEC source: 0001236215-21-000013 · primary_doc.xml · derivative · entry 1

TALOR EYAL · CIK 0001238028 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,463,446

Underlying: Common Stock · 50,000 shares

Expires 2031-11-18

F1 · derivative.exercise_date: Each option entitles the holder to purchase one share of the Company's common stock at a price of $10.48 per share. The stock options vest 100% upon the approval of the first marketing application for any pharmaceutical based upon the Company's Multikine technology in any of the USA, Canada, UK, Germany, France, Italy, Spain, Japan, or Australia. None of the options will be exercisable before November 19, 2022.

Read SEC document
November 19, 2021 Filed Nov 29, 2021 14:22 UTC
PRICHEP PATRICIA BSenior Vice President
GrantOptions · Derivative 50,000 $0.01 Strike: $10.48 $500.00
Disclosure

SEC source: 0001236215-21-000012 · primary_doc.xml · derivative · entry 1

PRICHEP PATRICIA B · CIK 0001236215 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,403,597

Underlying: Common Stock · 50,000 shares

Expires 2031-11-18

F1 · derivative.exercise_date: Each option entitles the holder to purchase one share of the Company's common stock at a price of $10.48 per share. The stock options vest 100% upon the approval of the first marketing application for any pharmaceutical based upon the Company's Multikine technology in any of the USA, Canada, UK, Germany, France, Italy, Spain, Japan, or Australia. None of the options will be exercisable before November 19, 2022.

Read SEC document
November 19, 2021 Filed Nov 29, 2021 14:17 UTC
KERSTEN GEERT RDirector · Chief Executive Officer
GrantOptions · Derivative 50,000 $0.01 Strike: $10.48 $500.00
Disclosure

SEC source: 0001236215-21-000011 · primary_doc.xml · derivative · entry 1

KERSTEN GEERT R · CIK 0001236030 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,781,909

Underlying: Common Stock · 50,000 shares

Expires 2031-11-18

F1 · derivative.exercise_date: Each option entitles the holder to purchase one share of the Company's common stock at a price of $10.48 per share. The stock options vest 100% upon the approval of the first marketing application for any pharmaceutical based upon the Company's Multikine technology in any of the USA, Canada, UK, Germany, France, Italy, Spain, Japan, or Australia. None of the options will be exercisable before November 19, 2022.

Read SEC document
October 19, 2021 Filed Oct 21, 2021 21:24 UTC
TALOR EYALChief Scientific Officer
SaleCommon Stock 15,000 $11.25 $168,750.00
Disclosure

SEC source: 0001236030-21-000007 · primary_doc.xml · nonDerivative · entry 1

TALOR EYAL · CIK 0001238028 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,899

F1 · shares: These shares were sold to pay the taxes due as a result of the milestone reached and subsequent vesting of restricted shares of common stock issued from the 2014 Incentive Stock Bonus Plan.

Read SEC document
September 30, 2021 Filed Oct 4, 2021 13:11 UTC
TALOR EYALChief Scientific Officer
GrantCommon Stock 218 $10.99 $2,395.82
Disclosure

SEC source: 0001236030-21-000005 · primary_doc.xml · nonDerivative · entry 1

TALOR EYAL · CIK 0001238028 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,899

Read SEC document
September 30, 2021 Filed Oct 4, 2021 13:13 UTC
ZIMMERMAN DANIEL HSenior Vice President
GrantCommon Stock 343 $10.99 $3,769.57
Disclosure

SEC source: 0001236030-21-000006 · primary_doc.xml · nonDerivative · entry 1

ZIMMERMAN DANIEL H · CIK 0001236028 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,521

Read SEC document
September 30, 2021 Filed Oct 4, 2021 13:09 UTC
PRICHEP PATRICIA BSenior Vice President
GrantCommon Stock 372 $10.99 $4,088.28
Disclosure

SEC source: 0001236030-21-000004 · primary_doc.xml · nonDerivative · entry 1

PRICHEP PATRICIA B · CIK 0001236215 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 207,581

Read SEC document
September 30, 2021 Filed Oct 4, 2021 13:07 UTC
KERSTEN GEERT RDirector · Chief Executive Officer
GrantCommon Stock 395 $10.99 $4,341.05
Disclosure

SEC source: 0001236030-21-000003 · primary_doc.xml · nonDerivative · entry 1

KERSTEN GEERT R · CIK 0001236030 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,146,693

Read SEC document
July 06, 2021 Filed Jul 7, 2021 14:51 UTC PurchaseCommon Stock 1,250 $8.00 $10,000.00
Disclosure

SEC source: 0001646989-21-000008 · primary_doc.xml · nonDerivative · entry 1

Watson Robert Eugene · CIK 0001511858 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,431

Read SEC document
July 06, 2021 Filed Jul 7, 2021 14:48 UTC PurchaseCommon Stock 1,250 $8.00 $10,000.00
Disclosure

SEC source: 0001646989-21-000007 · primary_doc.xml · nonDerivative · entry 1

BAILLAVOINE BRUNO JEAN-MARIE · CIK 0001646989 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,973

Read SEC document
July 06, 2021 Filed Jul 7, 2021 14:44 UTC
KERSTEN GEERT RDirector · Chief Executive Officer
PurchaseCommon Stock 25,000 $8.00 $200,000.00
Disclosure

SEC source: 0001646989-21-000006 · primary_doc.xml · nonDerivative · entry 1

KERSTEN GEERT R · CIK 0001236030 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 1,146,298

F1 · balance_after: Includes 346,421 shares of common stock held by the de Clara Trust. On July 6, 2021, the Company sold 25,000 restricted shares of common stock to the de Clara Trust. Mr. Kersten is a beneficiary of the Trust.

Read SEC document
June 30, 2021 Filed Jul 1, 2021 13:12 UTC
ZIMMERMAN DANIEL HSenior Vice President
GrantCommon Stock 435 $8.68 $3,775.80
Disclosure

SEC source: 0001282304-21-000008 · primary_doc.xml · nonDerivative · entry 1

ZIMMERMAN DANIEL H · CIK 0001236028 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,178

Read SEC document
June 30, 2021 Filed Jul 1, 2021 13:08 UTC
TALOR EYALChief Scientific Officer
GrantCommon Stock 276 $8.68 $2,395.68
Disclosure

SEC source: 0001282304-21-000007 · primary_doc.xml · nonDerivative · entry 1

TALOR EYAL · CIK 0001238028 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,681

Read SEC document
June 30, 2021 Filed Jul 1, 2021 13:05 UTC
PRICHEP PATRICIA BSenior Vice President
GrantCommon Stock 471 $8.68 $4,088.28
Disclosure

SEC source: 0001282304-21-000006 · primary_doc.xml · nonDerivative · entry 1

PRICHEP PATRICIA B · CIK 0001236215 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 207,209

Read SEC document
June 30, 2021 Filed Jul 1, 2021 13:02 UTC
KERSTEN GEERT RDirector · Chief Executive Officer
GrantCommon Stock 501 $8.68 $4,348.68
Disclosure

SEC source: 0001282304-21-000005 · primary_doc.xml · nonDerivative · entry 1

KERSTEN GEERT R · CIK 0001236030 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,121,298

Read SEC document
June 28, 2021 Filed Jun 29, 2021 14:54 UTC PurchaseCommon Stock 3,000 $12.66 $37,971.00
Disclosure

SEC source: 0001282304-21-000004 · primary_doc.xml · nonDerivative · entry 1

YOUNG PETER R · CIK 0001238029 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,914

Read SEC document
May 14, 2021 Filed May 17, 2021 21:34 UTC GrantOptions · Derivative 128,000 $0.01 Strike: $20.61 $1,280.00
Disclosure

SEC source: 0001236215-21-000010 · primary_doc.xml · derivative · entry 1

Watson Robert Eugene · CIK 0001511858 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 506,000

Underlying: Common Stock · 128,000 shares

Expires 2031-05-13

F1 · derivative.exercise_date: Each option entitles the holder to purchase one share of the Company's common stock at a price of $20.61 per share. The stock options vest 100% upon either (a) the filing of the first marketing application for any pharmaceutical based upon the Company's Multikine technology in any of the USA, Canada, UK, Germany, France, Italy, Spain, Japan, or Australia, or (b) if the closing price of the Company's common stock exceeds $42.00 for one trading day. None of the options will be exercisable before May 13, 2022.

Read SEC document
May 14, 2021 Filed May 17, 2021 21:32 UTC GrantOptions · Derivative 128,000 $0.01 Strike: $20.61 $1,280.00
Disclosure

SEC source: 0001236215-21-000009 · primary_doc.xml · derivative · entry 1

BAILLAVOINE BRUNO JEAN-MARIE · CIK 0001646989 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 533,500

Underlying: Common Stock · 128,000 shares

Expires 2031-05-13

F1 · derivative.exercise_date: Each option entitles the holder to purchase one share of the Company's common stock at a price of $20.61 per share. The stock options vest 100% upon either (a) the filing of the first marketing application for any pharmaceutical based upon the Company's Multikine technology in any of the USA, Canada, UK, Germany, France, Italy, Spain, Japan, or Australia, or (b) if the closing price of the Company's common stock exceeds $42.00 for one trading day. None of the options will be exercisable before May 13, 2022.

Read SEC document
May 14, 2021 Filed May 17, 2021 21:29 UTC GrantOptions · Derivative 128,000 $0.01 Strike: $20.61 $1,280.00
Disclosure

SEC source: 0001236215-21-000008 · primary_doc.xml · derivative · entry 1

YOUNG PETER R · CIK 0001238029 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 543,100

Underlying: Common Stock · 128,000 shares

Expires 2031-05-13

F1 · derivative.exercise_date: Each option entitles the holder to purchase one share of the Company's common stock at a price of $20.61 per share. The stock options vest 100% upon either (a) the filing of the first marketing application for any pharmaceutical based upon the Company's Multikine technology in any of the USA, Canada, UK, Germany, France, Italy, Spain, Japan, or Australia, or (b) if the closing price of the Company's common stock exceeds $42.00 for one trading day. None of the options will be exercisable before May 13, 2022.

Read SEC document
May 14, 2021 Filed May 17, 2021 21:26 UTC
ZIMMERMAN DANIEL HSenior Vice President
GrantOptions · Derivative 160,000 $0.01 Strike: $20.61 $1,600.00
Disclosure

SEC source: 0001236215-21-000007 · primary_doc.xml · derivative · entry 1

ZIMMERMAN DANIEL H · CIK 0001236028 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 703,253

Underlying: Common Stock · 160,000 shares

Expires 2031-05-13

F1 · derivative.exercise_date: Each option entitles the holder to purchase one share of the Company's common stock at a price of $20.61 per share. The stock options vest 100% upon either (a) the filing of the first marketing application for any pharmaceutical based upon the Company's Multikine technology in any of the USA, Canada, UK, Germany, France, Italy, Spain, Japan, or Australia, or (b) if the closing price of the Company's common stock exceeds $42.00 for one trading day. None of the options will be exercisable before May 13, 2022.

Read SEC document
May 14, 2021 Filed May 17, 2021 21:22 UTC
CIPRIANO JOHNSenior Vice President
GrantOptions · Derivative 130,000 $0.01 Strike: $20.61 $1,300.00
Disclosure

SEC source: 0001236215-21-000006 · primary_doc.xml · derivative · entry 1

CIPRIANO JOHN · CIK 0001282304 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 738,827

Underlying: Common Stock · 130,000 shares

Expires 2031-05-13

F1 · derivative.exercise_date: Each option entitles the holder to purchase one share of the Company's common stock at a price of $20.61 per share. The stock options vest 100% upon either (a) the filing of the first marketing application for any pharmaceutical based upon the Company's Multikine technology in any of the USA, Canada, UK, Germany, France, Italy, Spain, Japan, or Australia, or (b) if the closing price of the Company's common stock exceeds $42.00 for one trading day. None of the options will be exercisable before May 13, 2022.

Read SEC document
May 14, 2021 Filed May 17, 2021 21:18 UTC
TALOR EYALChief Scientific Officer
GrantOptions · Derivative 318,000 $0.01 Strike: $20.61 $3,180.00
Disclosure

SEC source: 0001236215-21-000005 · primary_doc.xml · derivative · entry 1

TALOR EYAL · CIK 0001238028 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,413,446

Underlying: Common Stock · 318,000 shares

Expires 2031-05-13

F1 · derivative.exercise_date: Each option entitles the holder to purchase one share of the Company's common stock at a price of $20.61 per share. The stock options vest 100% upon either (a) the filing of the first marketing application for any pharmaceutical based upon the Company's Multikine technology in any of the USA, Canada, UK, Germany, France, Italy, Spain, Japan, or Australia, or (b) if the closing price of the Company's common stock exceeds $42.00 for one trading day. None of the options will be exercisable before May 13, 2022.

Read SEC document
May 14, 2021 Filed May 17, 2021 21:14 UTC
PRICHEP PATRICIA BSenior Vice President
GrantOptions · Derivative 288,000 $0.01 Strike: $20.61 $2,880.00
Disclosure

SEC source: 0001236215-21-000004 · primary_doc.xml · derivative · entry 1

PRICHEP PATRICIA B · CIK 0001236215 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,353,597

Underlying: Common Stock · 288,000 shares

Expires 2031-05-13

F1 · derivative.exercise_date: Each option entitles the holder to purchase one share of the Company's common stock at a price of $20.61 per share. The stock options vest 100% upon either (a) the filing of the first marketing application for any pharmaceutical based upon the Company's Multikine technology in any of the USA, Canada, UK, Germany, France, Italy, Spain, Japan, or Australia, or (b) if the closing price of the Company's common stock exceeds $42.00 for one trading day. None of the options will be exercisable before May 13, 2022.

Read SEC document
May 14, 2021 Filed May 17, 2021 21:10 UTC
KERSTEN GEERT RDirector · Chief Executive Officer
GrantOptions · Derivative 592,000 $0.01 Strike: $20.61 $5,920.00
Disclosure

SEC source: 0001236215-21-000003 · primary_doc.xml · derivative · entry 1

KERSTEN GEERT R · CIK 0001236030 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,731,909

Underlying: Common Stock · 592,000 shares

Expires 2031-05-13

F1 · derivative.exercise_date: Each option entitles the holder to purchase one share of the Company's common stock at a price of $20.61 per share. The stock options vest 100% upon either (a) the filing of the first marketing application for any pharmaceutical based upon the Company's Multikine technology in any of the USA, Canada, UK, Germany, France, Italy, Spain, Japan, or Australia, or (b) if the closing price of the Company's common stock exceeds $42.00 for one trading day. None of the options will be exercisable before May 13, 2022.

Read SEC document
April 22, 2021 Filed Apr 23, 2021 21:16 UTC
CIPRIANO JOHNSenior Vice President
SaleCommon Stock 10,000 $24.38 $243,793.00
Disclosure

SEC source: 0001282304-21-000003 · primary_doc.xml · nonDerivative · entry 1

CIPRIANO JOHN · CIK 0001282304 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,108

Read SEC document
March 31, 2021 Filed Apr 1, 2021 14:13 UTC
ZIMMERMAN DANIEL HSenior Vice President
GrantCommon Stock 248 $15.21 $3,772.08
Disclosure

SEC source: 0001646989-21-000005 · primary_doc.xml · nonDerivative · entry 1

ZIMMERMAN DANIEL H · CIK 0001236028 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,743

Read SEC document
March 31, 2021 Filed Apr 1, 2021 14:09 UTC
TALOR EYALChief Scientific Officer
GrantCommon Stock 157 $15.21 $2,387.97
Disclosure

SEC source: 0001646989-21-000004 · primary_doc.xml · nonDerivative · entry 1

TALOR EYAL · CIK 0001238028 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,405

Read SEC document
March 31, 2021 Filed Apr 1, 2021 14:06 UTC
PRICHEP PATRICIA BSenior Vice President
GrantCommon Stock 269 $15.21 $4,091.49
Disclosure

SEC source: 0001646989-21-000003 · primary_doc.xml · nonDerivative · entry 1

PRICHEP PATRICIA B · CIK 0001236215 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 206,738

Read SEC document
March 31, 2021 Filed Apr 1, 2021 14:03 UTC
KERSTEN GEERT RDirector · Chief Executive Officer
GrantCommon Stock 285 $15.21 $4,334.85
Disclosure

SEC source: 0001646989-21-000002 · primary_doc.xml · nonDerivative · entry 1

KERSTEN GEERT R · CIK 0001236030 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,120,797

Read SEC document
December 31, 2020 Filed Jan 4, 2021 14:08 UTC
TALOR EYALChief Scientific Officer
GrantCommon Stock 205 $11.66 $2,390.30
Disclosure

SEC source: 0001236031-21-000003 · primary_doc.xml · nonDerivative · entry 1

TALOR EYAL · CIK 0001238028 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,248

Read SEC document
December 31, 2020 Filed Jan 4, 2021 14:11 UTC
ZIMMERMAN DANIEL HSenior Vice President
GrantCommon Stock 309 $11.66 $3,602.94
Disclosure

SEC source: 0001236031-21-000004 · primary_doc.xml · nonDerivative · entry 1

ZIMMERMAN DANIEL H · CIK 0001236028 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,495

Read SEC document
December 31, 2020 Filed Jan 4, 2021 14:06 UTC
PRICHEP PATRICIA BSenior Vice President
GrantCommon Stock 335 $11.66 $3,906.10
Disclosure

SEC source: 0001236031-21-000002 · primary_doc.xml · nonDerivative · entry 1

PRICHEP PATRICIA B · CIK 0001236215 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 206,469

Read SEC document
December 31, 2020 Filed Jan 4, 2021 14:03 UTC
KERSTEN GEERT RDirector · Chief Executive Officer
GrantCommon Stock 366 $11.66 $4,267.56
Disclosure

SEC source: 0001236031-21-000001 · primary_doc.xml · nonDerivative · entry 1

KERSTEN GEERT R · CIK 0001236030 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,120,512

Read SEC document
December 11, 2020 Filed Dec 16, 2020 14:16 UTC PurchaseCommon Stock 100 $14.24 $1,424.00
Disclosure

SEC source: 0001236031-20-000037 · primary_doc.xml · nonDerivative · entry 1

YOUNG PETER R · CIK 0001238029 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,914

Read SEC document
November 18, 2020 Filed Nov 18, 2020 14:59 UTC PurchaseCommon Stock 800 $11.77 $9,416.00
Disclosure

SEC source: 0001236031-20-000034 · primary_doc.xml · nonDerivative · entry 1

Watson Robert Eugene · CIK 0001511858 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,181

Read SEC document
November 18, 2020 Filed Nov 18, 2020 15:45 UTC PurchaseCommon Stock 800 $11.77 $9,416.00
Disclosure

SEC source: 0001236031-20-000035 · primary_doc.xml · nonDerivative · entry 1

BAILLAVOINE BRUNO JEAN-MARIE · CIK 0001646989 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,723

Read SEC document
November 17, 2020 Filed Nov 18, 2020 16:10 UTC PurchaseCommon Stock 800 $11.68 $9,343.20
Disclosure

SEC source: 0001236031-20-000036 · primary_doc.xml · nonDerivative · entry 1

YOUNG PETER R · CIK 0001238029 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,814

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November 13, 2020 Filed Nov 16, 2020 21:49 UTC
CIPRIANO JOHNSenior Vice President
SaleCommon Stock 10,000 $12.73 $127,290.00
Disclosure

SEC source: 0001236031-20-000033 · primary_doc.xml · nonDerivative · entry 1

CIPRIANO JOHN · CIK 0001282304 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,108

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November 04, 2020 Filed Nov 6, 2020 21:26 UTC PurchaseCommon Stock 2,000 $11.34 $22,670.00
Disclosure

SEC source: 0001236031-20-000032 · primary_doc.xml · nonDerivative · entry 2

YOUNG PETER R · CIK 0001238029 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Immediate Family

Disclosed balance after: 25,014

F1 · shares: The shares were purchased by Dr. Young's spouse. Dr. Young disclaims beneficial ownership of these shares.

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November 04, 2020 Filed Nov 6, 2020 21:26 UTC PurchaseCommon Stock 1,000 $11.39 $11,390.00
Disclosure

SEC source: 0001236031-20-000032 · primary_doc.xml · nonDerivative · entry 1

YOUNG PETER R · CIK 0001238029 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,014

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September 30, 2020 Filed Oct 1, 2020 13:40 UTC
ZIMMERMAN DANIEL HSenior Vice President
GrantCommon Stock 275 $12.75 $3,506.25
Disclosure

SEC source: 0001236031-20-000031 · primary_doc.xml · nonDerivative · entry 1

ZIMMERMAN DANIEL H · CIK 0001236028 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,186

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.