CVLT

SEC source: 0001169561-23-000158 · wk-form4_1703019720.xml · nonDerivative · entry 2

Bejar Martha Helena · CIK 0001304391 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,317

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $78.03 and $78.34, inclusive. Full information regarding the number of shares sold at each separate price will be provided by the reporting person upon request to the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer.

SEC source: 0001169561-23-000158 · wk-form4_1703019720.xml · nonDerivative · entry 1

Bejar Martha Helena · CIK 0001304391 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,921

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $77.34 and $77.98, inclusive. Full information regarding the number of shares sold at each separate price will be provided by the reporting person upon request to the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer.

SEC source: 0001169561-23-000155 · wk-form4_1701295789.xml · nonDerivative · entry 1

Pickens Allison · CIK 0001816386 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 8,196

SEC source: 0001169561-23-000152 · wk-form4_1700611680.xml · nonDerivative · entry 4

Merrill Gary · CIK 0001560814 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 89,931

SEC source: 0001169561-23-000151 · wk-form4_1700611640.xml · nonDerivative · entry 5

Mirchandani Sanjay · CIK 0001765820 · Director · President & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 427,050

F4 · price: This transaction represents a gift / charitable donation effective November 21, 2023. This is not a market transaction, thus no price has been reported.

SEC source: 0001169561-23-000151 · wk-form4_1700611640.xml · nonDerivative · entry 4

Mirchandani Sanjay · CIK 0001765820 · Director · President & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 429,950

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $70.55 and $71.47, inclusive. Full information regarding the number of shares sold at each separate price will be provided by the reporting person upon request to the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer.

SEC source: 0001169561-23-000153 · wk-form4_1700611709.xml · nonDerivative · entry 2

Di Blasio Riccardo · CIK 0001777688 · Chief Revenue Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 84,416

F1 · security: Represents shares automatically sold solely to satisfy tax withholding obligations of reporting person on vesting of restricted stock. Proceeds from the sale were submitted to the Internal Revenue Service.

SEC source: 0001169561-23-000152 · wk-form4_1700611680.xml · nonDerivative · entry 3

Merrill Gary · CIK 0001560814 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 90,229

SEC source: 0001169561-23-000152 · wk-form4_1700611680.xml · nonDerivative · entry 2

Merrill Gary · CIK 0001560814 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 90,791

F1 · security: Represents shares automatically sold solely to satisfy tax withholding obligations of reporting person on vesting of restricted stock. Proceeds from the sale were submitted to the Internal Revenue Service.

SEC source: 0001169561-23-000151 · wk-form4_1700611640.xml · nonDerivative · entry 3

Mirchandani Sanjay · CIK 0001765820 · Director · President & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 439,902

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $69.26 and $69.76, inclusive. Full information regarding the number of shares sold at each separate price will be provided by the reporting person upon request to the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer.

SEC source: 0001169561-23-000151 · wk-form4_1700611640.xml · nonDerivative · entry 2

Mirchandani Sanjay · CIK 0001765820 · Director · President & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 446,650

F1 · security: Represents shares automatically sold solely to satisfy tax withholding obligations of reporting person on vesting of restricted stock. Proceeds from the sale were submitted to the Internal Revenue Service.

SEC source: 0001169561-23-000153 · wk-form4_1700611709.xml · nonDerivative · entry 1

Di Blasio Riccardo · CIK 0001777688 · Chief Revenue Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 85,515

F1 · security: Represents shares automatically sold solely to satisfy tax withholding obligations of reporting person on vesting of restricted stock. Proceeds from the sale were submitted to the Internal Revenue Service.

SEC source: 0001169561-23-000152 · wk-form4_1700611680.xml · nonDerivative · entry 1

Merrill Gary · CIK 0001560814 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 91,294

F1 · security: Represents shares automatically sold solely to satisfy tax withholding obligations of reporting person on vesting of restricted stock. Proceeds from the sale were submitted to the Internal Revenue Service.

SEC source: 0001169561-23-000151 · wk-form4_1700611640.xml · nonDerivative · entry 1

Mirchandani Sanjay · CIK 0001765820 · Director · President & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 450,377

F1 · security: Represents shares automatically sold solely to satisfy tax withholding obligations of reporting person on vesting of restricted stock. Proceeds from the sale were submitted to the Internal Revenue Service.

SEC source: 0001169561-23-000138 · wk-form4_1693517309.xml · nonDerivative · entry 2

Lee Vivie · CIK 0001730131 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,089

F2 · security: The sale reported in this Form 4 was effected pursuant to an existing Rule 10b5-1 trading plan adopted by the reporting person on February 3, 2023.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $68.38 and $68.94, inclusive. Full information regarding the number of shares sold at each separate price will be provided by the reporting person upon request to the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer.

SEC source: 0001169561-23-000138 · wk-form4_1693517309.xml · nonDerivative · entry 1

Lee Vivie · CIK 0001730131 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,937

F1 · security: The common stock is being granted as restricted stock units, 100% of which shall vest on the later of the one-year anniversary of the date of grant, or the date of the 2024 Annual Meeting of Shareholders.

SEC source: 0001169561-23-000137 · wk-form4_1693517298.xml · nonDerivative · entry 1

Adamo Nicola · CIK 0001669918 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,217

F1 · security: The common stock is being granted as restricted stock units, 100% of which shall vest on the later of the one-year anniversary of the date of grant, or the date of the 2024 Annual Meeting of Shareholders.

SEC source: 0001169561-23-000136 · wk-form4_1693517284.xml · nonDerivative · entry 1

Bejar Martha Helena · CIK 0001304391 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,967

F1 · security: The common stock is being granted as restricted stock units, 100% of which shall vest on the later of the one-year anniversary of the date of grant, or the date of the 2024 Annual Meeting of Shareholders.

SEC source: 0001169561-23-000135 · wk-form4_1693517212.xml · nonDerivative · entry 1

GEESLIN KEITH · CIK 0001196198 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,781

F1 · security: The common stock is being granted as restricted stock units, 100% of which shall vest on the later of the one-year anniversary of the date of grant, or the date of the 2024 Annual Meeting of Shareholders.

SEC source: 0001169561-23-000134 · wk-form4_1693517198.xml · nonDerivative · entry 1

MORAN CHARLES E · CIK 0001240189 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,967

F1 · security: The common stock is being granted as restricted stock units, 100% of which shall vest on the later of the one-year anniversary of the date of grant, or the date of the 2024 Annual Meeting of Shareholders.

SEC source: 0001169561-23-000133 · wk-form4_1693517188.xml · nonDerivative · entry 1

Pickens Allison · CIK 0001816386 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,186

F1 · security: The common stock is being granted as restricted stock units, 100% of which shall vest on the later of the one-year anniversary of the date of grant, or the date of the 2024 Annual Meeting of Shareholders.

SEC source: 0001169561-23-000132 · wk-form4_1693517146.xml · nonDerivative · entry 1

Sanders A Shane · CIK 0001861920 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,304

F1 · security: The common stock is being granted as restricted stock units, 100% of which shall vest on the later of the one-year anniversary of the date of grant, or the date of the 2024 Annual Meeting of Shareholders.

SEC source: 0001169561-23-000131 · wk-form4_1693517104.xml · nonDerivative · entry 1

Shenkman Arlen · CIK 0001543512 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,090

F1 · security: The common stock is being granted as restricted stock units, 100% of which shall vest on the later of the one-year anniversary of the date of grant, or the date of the 2024 Annual Meeting of Shareholders.

SEC source: 0001169561-23-000120 · wk-form4_1693339631.xml · nonDerivative · entry 1

Pickens Allison · CIK 0001816386 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 6,049

F1 · security: The sale reported in this Form 4 was effected pursuant to an existing Rule 10b5-1 trading plan adopted by the reporting person on February 14, 2023. The price reported represents all shares sold at $67.98.

SEC source: 0001169561-23-000116 · wk-form4_1692648362.xml · nonDerivative · entry 4

Merrill Gary · CIK 0001560814 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 92,241

F4 · security: The sale reported in this Form 4 was effected pursuant to an existing Rule 10b5-1 trading plan adopted by the reporting person on February 3, 2023. The price reported represents all shares sold at $68.94.

SEC source: 0001169561-23-000118 · wk-form4_1692822055.xml · nonDerivative · entry 2

Mirchandani Sanjay · CIK 0001765820 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 454,621

F1 · security: The sale reported in this Form 4 was effected pursuant to an existing Rule 10b5-1 trading plan adopted by the reporting person on February 3, 2023.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $69.00 and $69.47, inclusive. Full information regarding the number of shares sold at each separate price will be provided by the reporting person upon request to the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer.

SEC source: 0001169561-23-000118 · wk-form4_1692822055.xml · nonDerivative · entry 1

Mirchandani Sanjay · CIK 0001765820 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 457,431

F1 · security: The sale reported in this Form 4 was effected pursuant to an existing Rule 10b5-1 trading plan adopted by the reporting person on February 3, 2023.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $68.36 and $68.96, inclusive. Full information regarding the number of shares sold at each separate price will be provided by the reporting person upon request to the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer.

SEC source: 0001169561-23-000116 · wk-form4_1692648362.xml · nonDerivative · entry 3

Merrill Gary · CIK 0001560814 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 92,539

F3 · security: The sale reported in this Form 4 was effected pursuant to an existing Rule 10b5-1 trading plan adopted by the reporting person on February 3, 2023. The price reported represents all shares sold at $69.00.

SEC source: 0001169561-23-000116 · wk-form4_1692648362.xml · nonDerivative · entry 2

Merrill Gary · CIK 0001560814 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 93,101

F1 · security: Represents shares automatically sold solely to satisfy tax withholding obligations of reporting person on vesting of restricted stock. Proceeds from the sale were submitted to the Internal Revenue Service.

SEC source: 0001169561-23-000115 · wk-form4_1692648311.xml · nonDerivative · entry 3

Mirchandani Sanjay · CIK 0001765820 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 464,612

F3 · security: The sale reported in this Form 4 was effected pursuant to an existing Rule 10b5-1 trading plan adopted by the reporting person on February 3, 2023.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $69.00 and $69.52, inclusive. Full information regarding the number of shares sold at each separate price will be provided by the reporting person upon request to the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer.

SEC source: 0001169561-23-000115 · wk-form4_1692648311.xml · nonDerivative · entry 2

Mirchandani Sanjay · CIK 0001765820 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 471,399

F1 · security: Represents shares automatically sold solely to satisfy tax withholding obligations of reporting person on vesting of restricted stock. Proceeds from the sale were submitted to the Internal Revenue Service.

SEC source: 0001169561-23-000114 · wk-form4_1692648269.xml · nonDerivative · entry 2

Di Blasio Riccardo · CIK 0001777688 · Chief Revenue Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 86,836

F1 · security: Represents shares automatically sold solely to satisfy tax withholding obligations of reporting person on vesting of restricted stock. Proceeds from the sale were submitted to the Internal Revenue Service.

SEC source: 0001169561-23-000113 · wk-form4_1692648243.xml · nonDerivative · entry 2

Whalen James J. · CIK 0001770896 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,366

F1 · security: Represents shares automatically sold solely to satisfy tax withholding obligations of reporting person on vesting of restricted stock. Proceeds from the sale were submitted to the Internal Revenue Service.

SEC source: 0001169561-23-000116 · wk-form4_1692648362.xml · nonDerivative · entry 1

Merrill Gary · CIK 0001560814 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 93,604

F1 · security: Represents shares automatically sold solely to satisfy tax withholding obligations of reporting person on vesting of restricted stock. Proceeds from the sale were submitted to the Internal Revenue Service.

F2 · balance_after: Includes shares purchased under the Commvault Employee Stock Purchase Plan on August 14, 2023.

SEC source: 0001169561-23-000115 · wk-form4_1692648311.xml · nonDerivative · entry 1

Mirchandani Sanjay · CIK 0001765820 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 475,126

F1 · security: Represents shares automatically sold solely to satisfy tax withholding obligations of reporting person on vesting of restricted stock. Proceeds from the sale were submitted to the Internal Revenue Service.

F2 · balance_after: Includes shares purchased under the Commvault Employee Stock Purchase Plan on August 14, 2023.

SEC source: 0001169561-23-000114 · wk-form4_1692648269.xml · nonDerivative · entry 1

Di Blasio Riccardo · CIK 0001777688 · Chief Revenue Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 87,934

F1 · security: Represents shares automatically sold solely to satisfy tax withholding obligations of reporting person on vesting of restricted stock. Proceeds from the sale were submitted to the Internal Revenue Service.

F2 · balance_after: Includes shares purchased under the Commvault Employee Stock Purchase Plan on August 14, 2023.

SEC source: 0001169561-23-000113 · wk-form4_1692648243.xml · nonDerivative · entry 1

Whalen James J. · CIK 0001770896 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,625

F1 · security: Represents shares automatically sold solely to satisfy tax withholding obligations of reporting person on vesting of restricted stock. Proceeds from the sale were submitted to the Internal Revenue Service.

F2 · balance_after: Includes shares purchased under the Commvault Employee Stock Purchase Plan on August 14, 2023.

SEC source: 0001169561-23-000093 · wk-form4_1686691086.xml · nonDerivative · entry 1

Whalen James J. · CIK 0001770896 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,853

SEC source: 0001169561-23-000091 · wk-form4_1686340910.xml · nonDerivative · entry 1

Di Blasio Riccardo · CIK 0001777688 · Chief Revenue Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 89,035

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.84 and $72.03, inclusive. Full information regarding the number of shares sold at each separate price will be provided by the reporting person upon request to the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer.

SEC source: 0001169561-23-000086 · wk-form4_1685563300.xml · nonDerivative · entry 1

Adamo Nicola · CIK 0001669918 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 16,080

F1 · security: The sale reported in this Form 4 was effected pursuant to an existing Rule 10b5-1 trading plan adopted by the reporting person on February 3, 2023. The price reported represents all shares sold at $70.00.

SEC source: 0001169561-23-000084 · wk-form4_1685131369.xml · nonDerivative · entry 1

Merrill Gary · CIK 0001560814 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 94,537

F1 · security: The sale reported in this Form 4 was effected pursuant to an existing Rule 10b5-1 trading plan adopted by the reporting person on February 3, 2023. The price reported represents all shares sold at $66.58.

SEC source: 0001169561-23-000082 · wk-form4_1684881981.xml · nonDerivative · entry 5

Whalen James J. · CIK 0001770896 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,158

F1 · security: Represents shares automatically sold solely to satisfy tax withholding obligations of reporting person on vesting of restricted stock. Proceeds from the sale were submitted to the Internal Revenue Service.

SEC source: 0001169561-23-000082 · wk-form4_1684881981.xml · nonDerivative · entry 4

Whalen James J. · CIK 0001770896 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,314

SEC source: 0001169561-23-000081 · wk-form4_1684881951.xml · nonDerivative · entry 5

Merrill Gary · CIK 0001560814 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 95,859

F1 · security: Represents shares automatically sold solely to satisfy tax withholding obligations of reporting person on vesting of restricted stock. Proceeds from the sale were submitted to the Internal Revenue Service.

SEC source: 0001169561-23-000081 · wk-form4_1684881951.xml · nonDerivative · entry 4

Merrill Gary · CIK 0001560814 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 98,084

F4 · security: The sale reported in this Form 4 was effected pursuant to an existing Rule 10b5-1 trading plan adopted by the reporting person on February 3, 2023. The price reported represents all shares sold at $66.83.

SEC source: 0001169561-23-000080 · wk-form4_1684881916.xml · nonDerivative · entry 4

Di Blasio Riccardo · CIK 0001777688 · Chief Revenue Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 110,241

F1 · security: Represents shares automatically sold solely to satisfy tax withholding obligations of reporting person on vesting of restricted stock. Proceeds from the sale were submitted to the Internal Revenue Service.

SEC source: 0001169561-23-000078 · wk-form4_1684881851.xml · nonDerivative · entry 4

Mirchandani Sanjay · CIK 0001765820 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 479,274

F1 · security: Represents shares automatically sold solely to satisfy tax withholding obligations of reporting person on vesting of restricted stock. Proceeds from the sale were submitted to the Internal Revenue Service.

SEC source: 0001169561-23-000073 · wk-form4_1684785751.xml · nonDerivative · entry 2

Adamo Nicola · CIK 0001669918 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 17,580

F2 · security: The sale reported in this Form 4 was effected pursuant to an existing Rule 10b5-1 trading plan adopted by the reporting person on February 3, 2023. The price reported represents all shares sold at $67.00.

SEC source: 0001169561-23-000082 · wk-form4_1684881981.xml · nonDerivative · entry 3

Whalen James J. · CIK 0001770896 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,361

F3 · security: Represents additional shares issued in connection with the Company's achievement of certain financial performance metrics tied to annualized recurring revenue for fiscal year 2023 pursuant to the terms of an award granted on May 16, 2022.

SEC source: 0001169561-23-000082 · wk-form4_1684881981.xml · nonDerivative · entry 2

Whalen James J. · CIK 0001770896 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,642

F2 · security: Represents additional shares issued in connection with the Company's total shareholder return for fiscal year 2023 satisfying specified benchmarks relative to the Russell 3000 index pursuant to the terms of an award granted on May 22, 2020.