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Nasdaq · USD

CVLT

COMMVAULT SYSTEMS INC

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422
SEC CIK
0001169561
Parsed reports
596

Last 12 months

Inside the activity.

0 purchase rows · 47 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025011
Dec 202500
Jan 202600
Feb 202604
Mar 202602
Apr 202600
May 2026017
Jun 202600
Jul 202601
Aug 2026011
Sep 202601
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 23, 2017 Filed Jun 27, 2017 20:44 UTC
Merrill GaryChief Accounting Officer
SaleCommon Stock 15,000 $57.51 $862,650.00
Disclosure

SEC source: 0001209191-17-041955 · doc4.xml · nonDerivative · entry 2

Merrill Gary · CIK 0001560814 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,312

F1 · security: All transactions shown on this form have taken place pursuant to a pre-arranged trading plan in compliance with Rule 10b5-1 of the Securities and Exchange Act of 1934.

F2 · price: Represents average sale price.

Read SEC document
June 23, 2017 Filed Jun 27, 2017 20:44 UTC
Merrill GaryChief Accounting Officer
Exercise / conversionCommon Stock 15,000 $18.26 $273,900.00
Disclosure

SEC source: 0001209191-17-041955 · doc4.xml · nonDerivative · entry 1

Merrill Gary · CIK 0001560814 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,312

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: All transactions shown on this form have taken place pursuant to a pre-arranged trading plan in compliance with Rule 10b5-1 of the Securities and Exchange Act of 1934.

Read SEC document
May 23, 2017 Filed May 24, 2017 20:10 UTC
Merrill GaryChief Accounting Officer
SaleCommon Stock 5,246 $55.06 $288,844.76
Disclosure

SEC source: 0001209191-17-034907 · doc4.xml · nonDerivative · entry 1

Merrill Gary · CIK 0001560814 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,822

F1 · price: Represents average sale price.

Read SEC document
May 23, 2017 Filed Oct 19, 2017 23:24 UTC
Miiller Ronald LSVP, Worldwide Sales
GrantCommon Stock 12,216 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-057531 · doc4.xml · nonDerivative · entry 3

Miiller Ronald L · CIK 0001375240 · SVP, Worldwide Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,335.968

F2 · security: The common stock is being granted as restricted stock units and is subject to a 3-year vesting schedule, as follows: 1/3 on the first anniversary of the grant with the remaining portion vesting in equal quarterly installments thereafter.

F3 · price: Not applicable.

Read SEC document
May 23, 2017 Filed Oct 19, 2017 23:23 UTC
Merrill GaryChief Accounting Officer
GrantCommon Stock 3,490 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-057530 · doc4.xml · nonDerivative · entry 3

Merrill Gary · CIK 0001560814 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,021

F2 · security: The common stock is being granted as restricted stock units and is subject to a 3-year vesting schedule, as follows: 1/3 on the first anniversary of the grant with the remaining portion vesting in equal quarterly installments thereafter.

F3 · price: Not applicable.

Read SEC document
May 23, 2017 Filed Oct 19, 2017 23:23 UTC
HAMMER N ROBERTDirector · Chairman, President & CEO
GrantCommon Stock 27,294 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-057529 · doc4.xml · nonDerivative · entry 3

HAMMER N ROBERT · CIK 0001279722 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,609,110

F2 · security: The common stock is being granted as restricted stock units and is subject to a 3-year vesting schedule, as follows: 1/3 on the first anniversary of the grant with the remaining portion vesting in equal quarterly installments thereafter.

F3 · price: Not applicable.

Read SEC document
May 23, 2017 Filed Oct 19, 2017 23:22 UTC
CAROLAN BRIANVP Finance and CFO
GrantCommon Stock 14,834 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-057528 · doc4.xml · nonDerivative · entry 3

CAROLAN BRIAN · CIK 0001279714 · VP Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,775.7083

F2 · security: The common stock is being granted as restricted stock units and is subject to a 3-year vesting schedule, as follows: 1/3 on the first anniversary of the grant with the remaining portion vesting in equal quarterly installments thereafter.

F3 · price: Not applicable.

Read SEC document
May 23, 2017 Filed Oct 19, 2017 23:22 UTC
BUNTE ALDirector · Executive Vice President & COO
GrantCommon Stock 14,240 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-057527 · doc4.xml · nonDerivative · entry 4

BUNTE AL · CIK 0001279707 · Director · Executive Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 496,811.6683

F3 · security: The common stock is being granted as restricted stock units and is subject to a 3-year vesting schedule, as follows: 1/3 on the first anniversary of the grant with the remaining portion vesting in equal quarterly installments thereafter.

F2 · price: Not applicable.

Read SEC document
May 22, 2017 Filed May 24, 2017 20:10 UTC Exercise / conversionOptions to Purchase Common Stock · Derivative 7,500 $17.60 Strike: $17.60 $132,000.00
Disclosure

SEC source: 0001209191-17-034904 · doc4.xml · derivative · entry 3

GEDAY ARMANDO · CIK 0001214316 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,500 shares

Expires 2017-06-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options to purchase common stock are subject to a 4-year vesting schedule, as follows: 25% on the first anniversary of the grant with the remaining options vesting in equal quarterly installments thereafter.

Read SEC document
May 22, 2017 Filed May 24, 2017 20:10 UTC SaleCommon Stock 7,500 $55.56 $416,700.00
Disclosure

SEC source: 0001209191-17-034904 · doc4.xml · nonDerivative · entry 2

GEDAY ARMANDO · CIK 0001214316 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,639

F1 · price: Represents average sale price.

Read SEC document
May 22, 2017 Filed May 24, 2017 20:10 UTC Exercise / conversionCommon Stock 7,500 $17.60 $132,000.00
Disclosure

SEC source: 0001209191-17-034904 · doc4.xml · nonDerivative · entry 1

GEDAY ARMANDO · CIK 0001214316 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,139

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 16, 2017 Filed May 18, 2017 20:50 UTC
CAROLAN BRIANVP Finance and CFO
Tax withholdingCommon Stock 6,201 $56.80 $352,216.80
Disclosure

SEC source: 0001209191-17-033621 · doc4.xml · nonDerivative · entry 1

CAROLAN BRIAN · CIK 0001279714 · VP Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,958.7083

F1 · security: This sale of common stock was made to satisfy certain tax withholding obligations resulting from the vesting of restricted stock units.

F2 · price: Represents average sale price.

Read SEC document
May 16, 2017 Filed May 18, 2017 20:52 UTC
Miiller Ronald LSVP, Worldwide Sales
Tax withholdingCommon Stock 5,402 $56.80 $306,833.60
Disclosure

SEC source: 0001209191-17-033625 · doc4.xml · nonDerivative · entry 1

Miiller Ronald L · CIK 0001375240 · SVP, Worldwide Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,006.968

F1 · security: This sale of common stock was made to satisfy certain tax withholding obligations resulting from the vesting of restricted stock units.

F2 · price: Represents average sale price.

Read SEC document
May 16, 2017 Filed May 18, 2017 20:51 UTC
HAMMER N ROBERTDirector · Chairman, President & CEO
Tax withholdingCommon Stock 20,649 $56.80 $1,172,863.20
Disclosure

SEC source: 0001209191-17-033622 · doc4.xml · nonDerivative · entry 1

HAMMER N ROBERT · CIK 0001279722 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,522,415

F1 · security: This sale of common stock was made to satisfy certain tax withholding obligations resulting from the vesting of restricted stock units.

F2 · price: Represents average sale price.

Read SEC document
May 16, 2017 Filed May 18, 2017 20:51 UTC
Merrill GaryChief Accounting Officer
Tax withholdingCommon Stock 1,752 $56.80 $99,513.60
Disclosure

SEC source: 0001209191-17-033623 · doc4.xml · nonDerivative · entry 1

Merrill Gary · CIK 0001560814 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,068

F1 · security: This sale of common stock was made to satisfy certain tax withholding obligations resulting from the vesting of restricted stock units.

F2 · price: Represents average sale price.

Read SEC document
May 16, 2017 Filed May 18, 2017 20:50 UTC
BUNTE ALDirector · Executive Vice President & COO
Tax withholdingCommon Stock 10,212 $56.80 $580,041.60
Disclosure

SEC source: 0001209191-17-033618 · doc4.xml · nonDerivative · entry 1

BUNTE AL · CIK 0001279707 · Director · Executive Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 462,351.6683

F1 · security: This sale of common stock was made to satisfy certain tax withholding obligations resulting from the vesting of restricted stock units.

F2 · price: Represents average sale price.

Read SEC document
May 13, 2017 Filed Oct 19, 2017 23:24 UTC
Miiller Ronald LSVP, Worldwide Sales
GrantCommon Stock 6,445 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-057531 · doc4.xml · nonDerivative · entry 2

Miiller Ronald L · CIK 0001375240 · SVP, Worldwide Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,521.968

F1 · security: These shares represent vesting of previously granted performance share units.

Read SEC document
May 13, 2017 Filed Oct 19, 2017 23:23 UTC
Merrill GaryChief Accounting Officer
GrantCommon Stock 1,841 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-057530 · doc4.xml · nonDerivative · entry 2

Merrill Gary · CIK 0001560814 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,529

F1 · security: These shares represent vesting of previously granted performance share units.

Read SEC document
May 13, 2017 Filed Oct 19, 2017 23:23 UTC
HAMMER N ROBERTDirector · Chairman, President & CEO
GrantCommon Stock 31,601 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-057529 · doc4.xml · nonDerivative · entry 2

HAMMER N ROBERT · CIK 0001279722 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,602,465

F1 · security: These shares represent vesting of previously granted performance share units.

Read SEC document
May 13, 2017 Filed Oct 19, 2017 23:22 UTC
CAROLAN BRIANVP Finance and CFO
GrantCommon Stock 6,907 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-057528 · doc4.xml · nonDerivative · entry 2

CAROLAN BRIAN · CIK 0001279714 · VP Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,142.7083

F1 · security: These shares represent vesting of previously granted performance share units.

Read SEC document
May 13, 2017 Filed Oct 19, 2017 23:22 UTC
BUNTE ALDirector · Executive Vice President & COO
GrantCommon Stock 14,586 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-057527 · doc4.xml · nonDerivative · entry 3

BUNTE AL · CIK 0001279707 · Director · Executive Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 492,783.6683

F1 · security: These shares represent vesting of previously granted performance share units.

Read SEC document
May 10, 2017 Filed May 11, 2017 21:10 UTC
Miiller Ronald LSVP, Worldwide Sales
Exercise / conversionOptions to Purchase Common Stock · Derivative 22,500 $11.12 Strike: $11.12 $250,200.00
Disclosure

SEC source: 0001209191-17-031580 · doc4.xml · derivative · entry 9

Miiller Ronald L · CIK 0001375240 · SVP, Worldwide Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 22,500 shares

Expires 2018-12-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The options to purchase common stock are subject to a 4-year vesting schedule, as follows: 25% on the first anniversary of the grant with the remaining options vesting in equal quarterly installments thereafter.

Read SEC document
May 10, 2017 Filed May 11, 2017 21:10 UTC
Miiller Ronald LSVP, Worldwide Sales
Exercise / conversionOptions to Purchase Common Stock · Derivative 23,731 $22.59 Strike: $22.59 $536,083.29
Disclosure

SEC source: 0001209191-17-031580 · doc4.xml · derivative · entry 8

Miiller Ronald L · CIK 0001375240 · SVP, Worldwide Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 23,731 shares

Expires 2019-12-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The options to purchase common stock are subject to a 4-year vesting schedule, as follows: 25% on the first anniversary of the grant with the remaining options vesting in equal quarterly installments thereafter.

Read SEC document
May 10, 2017 Filed May 11, 2017 21:10 UTC
Miiller Ronald LSVP, Worldwide Sales
SaleCommon Stock 43,636 $57.40 $2,504,706.40
Disclosure

SEC source: 0001209191-17-031580 · doc4.xml · nonDerivative · entry 7

Miiller Ronald L · CIK 0001375240 · SVP, Worldwide Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,408.968

F1 · price: Represents average sale price.

Read SEC document
May 10, 2017 Filed May 11, 2017 21:10 UTC
Miiller Ronald LSVP, Worldwide Sales
SaleCommon Stock 298 $58.00 $17,284.00
Disclosure

SEC source: 0001209191-17-031580 · doc4.xml · nonDerivative · entry 6

Miiller Ronald L · CIK 0001375240 · SVP, Worldwide Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,044.968

F3 · shares: Shares were acquired under the Commvault Employee Stock Purchase Plan on July 31, 2014.

Read SEC document
May 10, 2017 Filed May 11, 2017 21:10 UTC
Miiller Ronald LSVP, Worldwide Sales
SaleCommon Stock 335 $58.00 $19,430.00
Disclosure

SEC source: 0001209191-17-031580 · doc4.xml · nonDerivative · entry 5

Miiller Ronald L · CIK 0001375240 · SVP, Worldwide Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,342.968

F2 · shares: Shares were acquired under the Commvault Employee Stock Purchase Plan on Jan. 30, 2015.

Read SEC document
May 10, 2017 Filed May 11, 2017 21:10 UTC
Miiller Ronald LSVP, Worldwide Sales
SaleCommon Stock 22,500 $57.58 $1,295,550.00
Disclosure

SEC source: 0001209191-17-031580 · doc4.xml · nonDerivative · entry 4

Miiller Ronald L · CIK 0001375240 · SVP, Worldwide Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,677.968

F1 · price: Represents average sale price.

Read SEC document
May 10, 2017 Filed May 11, 2017 21:10 UTC
Miiller Ronald LSVP, Worldwide Sales
SaleCommon Stock 23,731 $57.58 $1,366,430.98
Disclosure

SEC source: 0001209191-17-031580 · doc4.xml · nonDerivative · entry 3

Miiller Ronald L · CIK 0001375240 · SVP, Worldwide Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,177.968

F1 · price: Represents average sale price.

Read SEC document
May 10, 2017 Filed May 11, 2017 21:10 UTC
Miiller Ronald LSVP, Worldwide Sales
Exercise / conversionCommon Stock 22,500 $11.12 $250,200.00
Disclosure

SEC source: 0001209191-17-031580 · doc4.xml · nonDerivative · entry 2

Miiller Ronald L · CIK 0001375240 · SVP, Worldwide Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,908.968

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 10, 2017 Filed May 11, 2017 21:10 UTC
Miiller Ronald LSVP, Worldwide Sales
Exercise / conversionCommon Stock 23,731 $22.59 $536,083.29
Disclosure

SEC source: 0001209191-17-031580 · doc4.xml · nonDerivative · entry 1

Miiller Ronald L · CIK 0001375240 · SVP, Worldwide Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,408.968

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 09, 2017 Filed May 10, 2017 20:33 UTC
CAROLAN BRIANVP Finance and CFO
SaleCommon Stock 10,377 $57.58 $597,507.66
Disclosure

SEC source: 0001209191-17-031293 · doc4.xml · nonDerivative · entry 3

CAROLAN BRIAN · CIK 0001279714 · VP Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,450.7083

F2 · price: Represents average sale price.

Read SEC document
May 08, 2017 Filed May 10, 2017 20:33 UTC
CAROLAN BRIANVP Finance and CFO
Exercise / conversionOptions to Purchase Common Stock · Derivative 5,500 $13.81 Strike: $13.81 $75,955.00
Disclosure

SEC source: 0001209191-17-031293 · doc4.xml · derivative · entry 4

CAROLAN BRIAN · CIK 0001279714 · VP Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,500 shares

Expires 2018-03-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction has taken place pursuant to a pre-arranged trading plan in compliance with Rule 10b5-1 of the Securities and Exchange Act of 1934.

F3 · derivative.exercise_date: The options to purchase common stock are subject to a 4-year vesting schedule, as follows: 25% on the first anniversary of the grant with the remaining options vesting in equal quarterly installments thereafter.

Read SEC document
May 08, 2017 Filed May 10, 2017 20:33 UTC
CAROLAN BRIANVP Finance and CFO
SaleCommon Stock 5,500 $57.90 $318,450.00
Disclosure

SEC source: 0001209191-17-031293 · doc4.xml · nonDerivative · entry 2

CAROLAN BRIAN · CIK 0001279714 · VP Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,827.7083

F1 · security: This transaction has taken place pursuant to a pre-arranged trading plan in compliance with Rule 10b5-1 of the Securities and Exchange Act of 1934.

Read SEC document
May 08, 2017 Filed May 10, 2017 20:33 UTC
CAROLAN BRIANVP Finance and CFO
Exercise / conversionCommon Stock 5,500 $13.81 $75,955.00
Disclosure

SEC source: 0001209191-17-031293 · doc4.xml · nonDerivative · entry 1

CAROLAN BRIAN · CIK 0001279714 · VP Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,327.7083

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction has taken place pursuant to a pre-arranged trading plan in compliance with Rule 10b5-1 of the Securities and Exchange Act of 1934.

Read SEC document
May 08, 2017 Filed May 11, 2017 21:09 UTC
CAROLAN BRIANVP Finance and CFO
SaleCommon Stock 48 $57.97 $2,782.56
Disclosure

SEC source: 0001209191-17-031579 · doc4.xml · nonDerivative · entry 2

CAROLAN BRIAN · CIK 0001279714 · VP Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,536.7083

F2 · shares: Shares were acquired under the Commvault Employee Stock Purchase Plan on Aug. 14, 2016.

Read SEC document
May 08, 2017 Filed May 11, 2017 21:09 UTC
CAROLAN BRIANVP Finance and CFO
SaleCommon Stock 3,243 $57.94 $187,899.42
Disclosure

SEC source: 0001209191-17-031579 · doc4.xml · nonDerivative · entry 1

CAROLAN BRIAN · CIK 0001279714 · VP Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,584.7083

F1 · price: Represents average sale price.

Read SEC document
May 03, 2017 Filed May 5, 2017 20:09 UTC
CAROLAN BRIANVP Finance and CFO
Exercise / conversionOptions to Purchase Common Stock · Derivative 5,000 $13.81 Strike: $13.81 $69,050.00
Disclosure

SEC source: 0001209191-17-030296 · doc4.xml · derivative · entry 3

CAROLAN BRIAN · CIK 0001279714 · VP Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,500

Underlying: Common Stock · 5,000 shares

Expires 2018-03-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: All transactions shown on this form have taken place pursuant to a pre-arranged trading plan in compliance with Rule 10b5-1 of the Securities and Exchange Act of 1934.

F3 · derivative.exercise_date: The options to purchase common stock are subject to a 4-year vesting schedule, as follows: 25% on the first anniversary of the grant with the remaining options vesting in equal quarterly installments thereafter.

Read SEC document
May 03, 2017 Filed May 5, 2017 20:09 UTC
CAROLAN BRIANVP Finance and CFO
SaleCommon Stock 5,000 $56.35 $281,750.00
Disclosure

SEC source: 0001209191-17-030296 · doc4.xml · nonDerivative · entry 2

CAROLAN BRIAN · CIK 0001279714 · VP Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,827.7083

F1 · security: All transactions shown on this form have taken place pursuant to a pre-arranged trading plan in compliance with Rule 10b5-1 of the Securities and Exchange Act of 1934.

F2 · price: Represents average sale price.

Read SEC document
May 03, 2017 Filed May 5, 2017 20:09 UTC
CAROLAN BRIANVP Finance and CFO
Exercise / conversionCommon Stock 5,000 $13.81 $69,050.00
Disclosure

SEC source: 0001209191-17-030296 · doc4.xml · nonDerivative · entry 1

CAROLAN BRIAN · CIK 0001279714 · VP Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,827.7083

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: All transactions shown on this form have taken place pursuant to a pre-arranged trading plan in compliance with Rule 10b5-1 of the Securities and Exchange Act of 1934.

Read SEC document
May 03, 2017 Filed May 5, 2017 20:03 UTC
BUNTE ALDirector · Executive Vice President & COO
Exercise / conversionOptions to Purchase Common Stock · Derivative 34,607 $16.99 Strike: $16.99 $587,972.93
Disclosure

SEC source: 0001209191-17-030280 · doc4.xml · derivative · entry 3

BUNTE AL · CIK 0001279707 · Director · Executive Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 34,607 shares

Expires 2017-05-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: All transactions shown on this form have taken place pursuant to a pre-arranged trading plan in compliance with Rule 10b5-1 of the Securities and Exchange Act of 1934.

F2 · derivative.exercise_date: The options to purchase common stock are subject to a 4-year vesting schedule, as follows: 25% on the first anniversary of the grant with the remaining options vesting in equal quarterly installments thereafter.

Read SEC document
May 03, 2017 Filed May 5, 2017 20:03 UTC
BUNTE ALDirector · Executive Vice President & COO
SaleCommon Stock 34,607 $55.60 $1,924,149.20
Disclosure

SEC source: 0001209191-17-030280 · doc4.xml · nonDerivative · entry 2

BUNTE AL · CIK 0001279707 · Director · Executive Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 472,563.6683

F1 · security: All transactions shown on this form have taken place pursuant to a pre-arranged trading plan in compliance with Rule 10b5-1 of the Securities and Exchange Act of 1934.

Read SEC document
May 03, 2017 Filed May 5, 2017 20:03 UTC
BUNTE ALDirector · Executive Vice President & COO
Exercise / conversionCommon Stock 34,607 $16.99 $587,972.93
Disclosure

SEC source: 0001209191-17-030280 · doc4.xml · nonDerivative · entry 1

BUNTE AL · CIK 0001279707 · Director · Executive Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 507,170.6683

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: All transactions shown on this form have taken place pursuant to a pre-arranged trading plan in compliance with Rule 10b5-1 of the Securities and Exchange Act of 1934.

Read SEC document
April 18, 2017 Filed Apr 20, 2017 20:12 UTC
Miiller Ronald LSVP, Worldwide Sales
Tax withholdingCommon Stock 1,123 $49.85 $55,981.55
Disclosure

SEC source: 0001209191-17-027689 · doc4.xml · nonDerivative · entry 1

Miiller Ronald L · CIK 0001375240 · SVP, Worldwide Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,677.968

F1 · security: This sale of common stock was made to satisfy certain tax withholding obligations resulting from the vesting of restricted stock units.

F2 · price: Represents average sale price.

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April 18, 2017 Filed Apr 20, 2017 20:12 UTC
Merrill GaryChief Accounting Officer
Tax withholdingCommon Stock 429 $49.85 $21,385.65
Disclosure

SEC source: 0001209191-17-027687 · doc4.xml · nonDerivative · entry 1

Merrill Gary · CIK 0001560814 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,820

F1 · security: This sale of common stock was made to satisfy certain tax withholding obligations resulting from the vesting of restricted stock units.

F2 · price: Represents average sale price.

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April 18, 2017 Filed Apr 20, 2017 20:11 UTC
HAMMER N ROBERTDirector · Chairman, President & CEO
Tax withholdingCommon Stock 1,397 $49.85 $69,640.45
Disclosure

SEC source: 0001209191-17-027685 · doc4.xml · nonDerivative · entry 1

HAMMER N ROBERT · CIK 0001279722 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,543,064

F1 · security: This sale of common stock was made to satisfy certain tax withholding obligations resulting from the vesting of restricted stock units.

F2 · price: Represents average sale price.

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April 18, 2017 Filed Apr 20, 2017 20:11 UTC
CAROLAN BRIANVP Finance and CFO
Tax withholdingCommon Stock 1,318 $49.85 $65,702.30
Disclosure

SEC source: 0001209191-17-027683 · doc4.xml · nonDerivative · entry 1

CAROLAN BRIAN · CIK 0001279714 · VP Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,827.7083

F1 · security: This sale of common stock was made to satisfy certain tax withholding obligations resulting from the vesting of restricted stock units.

F2 · price: Represents average sale price.

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April 18, 2017 Filed Apr 20, 2017 20:09 UTC
BUNTE ALDirector · Executive Vice President & COO
Tax withholdingCommon Stock 1,905 $49.85 $94,964.25
Disclosure

SEC source: 0001209191-17-027681 · doc4.xml · nonDerivative · entry 1

BUNTE AL · CIK 0001279707 · Director · Executive Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 472,563.6683

F1 · security: This sale of common stock was made to satisfy certain tax withholding obligations resulting from the vesting of restricted stock units.

F2 · price: Represents average sale price.

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February 15, 2017 Filed Feb 16, 2017 21:55 UTC
Merrill GaryChief Accounting Officer
SaleCommon Stock 1,467.3691 $50.72 $74,424.96
Disclosure

SEC source: 0001209191-17-011525 · doc4.xml · nonDerivative · entry 2

Merrill Gary · CIK 0001560814 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,249

F2 · price: Represents average sale price.

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February 15, 2017 Filed Feb 16, 2017 21:54 UTC
CAROLAN BRIANVP Finance and CFO
SaleCommon Stock 444.1183 $50.63 $22,485.71
Disclosure

SEC source: 0001209191-17-011524 · doc4.xml · nonDerivative · entry 2

CAROLAN BRIAN · CIK 0001279714 · VP Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,145.7083

F2 · price: Represents average sale price.

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February 14, 2017 Filed Feb 16, 2017 21:53 UTC
BUNTE ALDirector · Executive Vice President & COO
GrantCommon Stock 310.3728 $43.18 $13,401.90
Disclosure

SEC source: 0001209191-17-011522 · doc4.xml · nonDerivative · entry 1

BUNTE AL · CIK 0001279707 · Director · Executive Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 474,468.6683

F1 · shares: Shares were acquired under the Commvault Employee Stock Purchase Plan on Feb. 14, 2017.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.