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Nasdaq · USD

CVLT

COMMVAULT SYSTEMS INC

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422
SEC CIK
0001169561
Parsed reports
596

Last 12 months

Inside the activity.

0 purchase rows · 47 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025011
Dec 202500
Jan 202600
Feb 202604
Mar 202602
Apr 202600
May 2026017
Jun 202600
Jul 202601
Aug 2026011
Sep 202601
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 14, 2018 Filed Feb 15, 2018 22:10 UTC
HAMMER N ROBERTDirector · Chairman, President & CEO
Tax withholdingCommon Stock 2,456 $50.75 $124,642.00
Disclosure

SEC source: 0001209191-18-010455 · doc4.xml · nonDerivative · entry 1

HAMMER N ROBERT · CIK 0001279722 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,616,189

F1 · security: This sale of common stock was made to satisfy certain tax withholding obligations resulting from the vesting of restricted stock units.

F2 · price: Represents average sale price.

Read SEC document
February 14, 2018 Filed Feb 15, 2018 22:08 UTC
Merrill GaryChief Accounting Officer
Tax withholdingCommon Stock 352 $50.75 $17,864.00
Disclosure

SEC source: 0001209191-18-010452 · doc4.xml · nonDerivative · entry 2

Merrill Gary · CIK 0001560814 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,722.6774

F2 · security: This sale of common stock was made to satisfy certain tax withholding obligations resulting from the vesting of restricted stock units.

F3 · price: Represents average sale price.

Read SEC document
February 14, 2018 Filed Feb 15, 2018 22:08 UTC
Merrill GaryChief Accounting Officer
GrantCommon Stock 303.6774 $44.46 $13,501.50
Disclosure

SEC source: 0001209191-18-010452 · doc4.xml · nonDerivative · entry 1

Merrill Gary · CIK 0001560814 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,074.6774

F1 · security: Shares were acquired under the Commvault Employee Stock Purchase Plan on Feb. 14, 2018.

Read SEC document
February 02, 2018 Filed Feb 5, 2018 21:13 UTC
Lee VivieDirector
GrantCommon Stock 2,150 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-007438 · doc4.xml · nonDerivative · entry 1

Lee Vivie · CIK 0001730131 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,150

F1 · security: The common stock is being granted as performance based stock units, 100% of which shall vest on August 23, 2018.

F2 · price: Not applicable.

Read SEC document
January 31, 2018 Filed Feb 1, 2018 21:15 UTC
SMITH GARY BDirector
Exercise / conversionOptions to Purchase Common Stock · Derivative 7,500 $13.81 Strike: $13.81 $103,575.00
Disclosure

SEC source: 0001209191-18-006459 · doc4.xml · derivative · entry 3

SMITH GARY B · CIK 0001032553 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,500 shares

Expires 2018-03-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options to purchase common stock are subject to a 4-year vesting schedule, as follows: 25% on the first anniversary of the grant with the remaining options vesting in equal quarterly installments thereafter.

Read SEC document
January 31, 2018 Filed Feb 1, 2018 21:15 UTC
SMITH GARY BDirector
SaleCommon Stock 7,500 $53.50 $401,250.00
Disclosure

SEC source: 0001209191-18-006459 · doc4.xml · nonDerivative · entry 2

SMITH GARY B · CIK 0001032553 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,712

F1 · price: Represents average sale price.

Read SEC document
January 31, 2018 Filed Feb 1, 2018 21:15 UTC
SMITH GARY BDirector
Exercise / conversionCommon Stock 7,500 $13.81 $103,575.00
Disclosure

SEC source: 0001209191-18-006459 · doc4.xml · nonDerivative · entry 1

SMITH GARY B · CIK 0001032553 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,212

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 30, 2018 Filed Feb 1, 2018 21:15 UTC
Merrill GaryChief Accounting Officer
SaleCommon Stock 3,335 $54.40 $181,424.00
Disclosure

SEC source: 0001209191-18-006457 · doc4.xml · nonDerivative · entry 1

Merrill Gary · CIK 0001560814 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,771

F1 · security: This transaction has taken place pursuant to a pre-arranged trading plan in compliance with Rule 10b5-1 of the Securities and Exchange Act of 1934.

Read SEC document
January 29, 2018 Filed Jan 31, 2018 21:57 UTC Exercise / conversionOptions to Purchase Common Stock · Derivative 7,500 $13.81 Strike: $13.81 $103,575.00
Disclosure

SEC source: 0001209191-18-006245 · doc4.xml · derivative · entry 3

WALKER DAVID F · CIK 0001237466 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,500 shares

Expires 2018-03-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options to purchase common stock are subject to a 4-year vesting schedule, as follows: 25% on the first anniversary of the grant with the remaining options vesting in equal quarterly installments thereafter.

Read SEC document
January 29, 2018 Filed Jan 31, 2018 21:57 UTC SaleCommon Stock 5,500 $55.48 $305,140.00
Disclosure

SEC source: 0001209191-18-006245 · doc4.xml · nonDerivative · entry 2

WALKER DAVID F · CIK 0001237466 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,350

F1 · price: Represents average sale price.

Read SEC document
January 29, 2018 Filed Jan 31, 2018 21:57 UTC Exercise / conversionCommon Stock 7,500 $13.81 $103,575.00
Disclosure

SEC source: 0001209191-18-006245 · doc4.xml · nonDerivative · entry 1

WALKER DAVID F · CIK 0001237466 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,850

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 17, 2018 Filed Jan 19, 2018 21:56 UTC
Miiller Ronald LSVP, Worldwide Sales
Tax withholdingCommon Stock 834 $51.10 $42,617.40
Disclosure

SEC source: 0001209191-18-004588 · doc4.xml · nonDerivative · entry 1

Miiller Ronald L · CIK 0001375240 · SVP, Worldwide Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,043.968

F1 · security: This sale of common stock was made to satisfy certain tax withholding obligations resulting from the vesting of restricted stock units.

F2 · price: Represents average sale price.

Read SEC document
January 17, 2018 Filed Jan 19, 2018 21:56 UTC
Merrill GaryChief Accounting Officer
Tax withholdingCommon Stock 430 $51.10 $21,973.00
Disclosure

SEC source: 0001209191-18-004587 · doc4.xml · nonDerivative · entry 1

Merrill Gary · CIK 0001560814 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,106

F1 · security: This sale of common stock was made to satisfy certain tax withholding obligations resulting from the vesting of restricted stock units.

F2 · price: Represents average sale price.

Read SEC document
January 17, 2018 Filed Jan 19, 2018 21:54 UTC
HAMMER N ROBERTDirector · Chairman, President & CEO
Tax withholdingCommon Stock 861 $51.10 $43,997.10
Disclosure

SEC source: 0001209191-18-004585 · doc4.xml · nonDerivative · entry 1

HAMMER N ROBERT · CIK 0001279722 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,618,645

F1 · security: This sale of common stock was made to satisfy certain tax withholding obligations resulting from the vesting of restricted stock units.

F2 · price: Represents average sale price.

Read SEC document
January 17, 2018 Filed Jan 19, 2018 21:53 UTC
CAROLAN BRIANVP Finance and CFO
Tax withholdingCommon Stock 1,007 $51.10 $51,457.70
Disclosure

SEC source: 0001209191-18-004584 · doc4.xml · nonDerivative · entry 1

CAROLAN BRIAN · CIK 0001279714 · VP Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,778.7436

F1 · security: This sale of common stock was made to satisfy certain tax withholding obligations resulting from the vesting of restricted stock units.

F2 · price: Represents average sale price.

Read SEC document
January 17, 2018 Filed Jan 19, 2018 21:52 UTC
BUNTE ALDirector · Executive Vice President & COO
Tax withholdingCommon Stock 941 $51.10 $48,085.10
Disclosure

SEC source: 0001209191-18-004582 · doc4.xml · nonDerivative · entry 1

BUNTE AL · CIK 0001279707 · Director · Executive Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 494,431.2336

F1 · security: This sale of common stock was made to satisfy certain tax withholding obligations resulting from the vesting of restricted stock units.

F2 · price: Represents average sale price.

Read SEC document
November 14, 2017 Filed Nov 16, 2017 22:00 UTC
Miiller Ronald LSVP, Worldwide Sales
Tax withholdingCommon Stock 1,028 $53.05 $54,535.40
Disclosure

SEC source: 0001209191-17-061219 · doc4.xml · nonDerivative · entry 2

Miiller Ronald L · CIK 0001375240 · SVP, Worldwide Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,877.968

F2 · security: This sale of common stock was made to satisfy certain tax withholding obligations resulting from the vesting of restricted and performance stock units.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.05 to $53.95 inclusive.

Read SEC document
November 14, 2017 Filed Nov 16, 2017 21:59 UTC
Merrill GaryChief Accounting Officer
Tax withholdingCommon Stock 334 $53.05 $17,718.70
Disclosure

SEC source: 0001209191-17-061218 · doc4.xml · nonDerivative · entry 2

Merrill Gary · CIK 0001560814 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,536

F2 · security: This sale of common stock was made to satisfy certain tax withholding obligations resulting from the vesting of restricted and performance stock units.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.05 to $53.33 inclusive.

Read SEC document
November 14, 2017 Filed Nov 16, 2017 21:59 UTC
HAMMER N ROBERTDirector · Chairman, President & CEO
Tax withholdingCommon Stock 3,822 $53.05 $202,757.10
Disclosure

SEC source: 0001209191-17-061217 · doc4.xml · nonDerivative · entry 2

HAMMER N ROBERT · CIK 0001279722 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,619,506

F2 · security: This sale of common stock was made to satisfy certain tax withholding obligations resulting from the vesting of restricted and performance stock units.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.05 to $53.33 inclusive.

Read SEC document
November 14, 2017 Filed Nov 16, 2017 21:58 UTC
BUNTE ALDirector · Executive Vice President & COO
Tax withholdingCommon Stock 1,765 $53.05 $93,633.25
Disclosure

SEC source: 0001209191-17-061215 · doc4.xml · nonDerivative · entry 2

BUNTE AL · CIK 0001279707 · Director · Executive Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 495,372.2336

F2 · security: This sale of common stock was made to satisfy certain tax withholding obligations resulting from the vesting of restricted and performance stock units.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.05 to $53.33 inclusive.

Read SEC document
November 13, 2017 Filed Nov 16, 2017 22:00 UTC
Miiller Ronald LSVP, Worldwide Sales
GrantCommon Stock 888 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-061219 · doc4.xml · nonDerivative · entry 1

Miiller Ronald L · CIK 0001375240 · SVP, Worldwide Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,905.968

F1 · security: These shares represent vesting of previously granted performance share units.

Read SEC document
November 13, 2017 Filed Nov 16, 2017 21:59 UTC
Merrill GaryChief Accounting Officer
GrantCommon Stock 253 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-061218 · doc4.xml · nonDerivative · entry 1

Merrill Gary · CIK 0001560814 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,870

F1 · security: These shares represent vesting of previously granted performance share units.

Read SEC document
November 13, 2017 Filed Nov 16, 2017 21:59 UTC
HAMMER N ROBERTDirector · Chairman, President & CEO
GrantCommon Stock 4,354 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-061217 · doc4.xml · nonDerivative · entry 1

HAMMER N ROBERT · CIK 0001279722 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,623,328

F1 · security: These shares represent vesting of previously granted performance share units.

Read SEC document
November 13, 2017 Filed Nov 16, 2017 21:59 UTC
CAROLAN BRIANVP Finance and CFO
Tax withholdingCommon Stock 1,179 $53.05 $62,545.95
Disclosure

SEC source: 0001209191-17-061216 · doc4.xml · nonDerivative · entry 2

CAROLAN BRIAN · CIK 0001279714 · VP Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,785.7436

F2 · security: This sale of common stock was made to satisfy certain tax withholding obligations resulting from the vesting of restricted and performance stock units.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.05 to $53.35 inclusive.

Read SEC document
November 13, 2017 Filed Nov 16, 2017 21:59 UTC
CAROLAN BRIANVP Finance and CFO
GrantCommon Stock 951 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-061216 · doc4.xml · nonDerivative · entry 1

CAROLAN BRIAN · CIK 0001279714 · VP Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,964.7436

F1 · security: These shares represent vesting of previously granted performance share units.

Read SEC document
November 13, 2017 Filed Nov 16, 2017 21:58 UTC
BUNTE ALDirector · Executive Vice President & COO
GrantCommon Stock 2,010 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-061215 · doc4.xml · nonDerivative · entry 1

BUNTE AL · CIK 0001279707 · Director · Executive Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 497,137.2336

F1 · security: These shares represent vesting of previously granted performance share units.

Read SEC document
October 18, 2017 Filed Oct 19, 2017 23:24 UTC
Miiller Ronald LSVP, Worldwide Sales
Tax withholdingCommon Stock 1,065 $59.34 $63,197.10
Disclosure

SEC source: 0001209191-17-057531 · doc4.xml · nonDerivative · entry 7

Miiller Ronald L · CIK 0001375240 · SVP, Worldwide Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,790.968

F4 · security: This sale of common stock was made to satisfy certain tax withholding obligations resulting from the vesting of restricted stock units.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $59.20 to $59.90 inclusive.

Read SEC document
October 18, 2017 Filed Oct 19, 2017 23:23 UTC
Merrill GaryChief Accounting Officer
Tax withholdingCommon Stock 509 $59.34 $30,204.06
Disclosure

SEC source: 0001209191-17-057530 · doc4.xml · nonDerivative · entry 7

Merrill Gary · CIK 0001560814 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,617

F4 · security: This sale of common stock was made to satisfy certain tax withholding obligations resulting from the vesting of restricted stock units.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $59.20 to $60.08 inclusive.

Read SEC document
October 18, 2017 Filed Oct 19, 2017 23:23 UTC
HAMMER N ROBERTDirector · Chairman, President & CEO
Tax withholdingCommon Stock 1,191 $59.34 $70,673.94
Disclosure

SEC source: 0001209191-17-057529 · doc4.xml · nonDerivative · entry 8

HAMMER N ROBERT · CIK 0001279722 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,618,974

F4 · security: This sale of common stock was made to satisfy certain tax withholding obligations resulting from the vesting of restricted stock units.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $59.15 to $59.96 inclusive.

Read SEC document
October 18, 2017 Filed Oct 19, 2017 23:22 UTC
CAROLAN BRIANVP Finance and CFO
Tax withholdingCommon Stock 961 $59.34 $57,025.74
Disclosure

SEC source: 0001209191-17-057528 · doc4.xml · nonDerivative · entry 7

CAROLAN BRIAN · CIK 0001279714 · VP Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,013.7436

F4 · security: This sale of common stock was made to satisfy certain tax withholding obligations resulting from the vesting of restricted stock units.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $59.20 to $60 inclusive.

Read SEC document
October 18, 2017 Filed Oct 19, 2017 23:22 UTC
BUNTE ALDirector · Executive Vice President & COO
Tax withholdingCommon Stock 1,500 $59.34 $89,010.00
Disclosure

SEC source: 0001209191-17-057527 · doc4.xml · nonDerivative · entry 9

BUNTE AL · CIK 0001279707 · Director · Executive Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 495,127.2336

F4 · security: This sale of common stock was made to satisfy certain tax withholding obligations resulting from the vesting of restricted stock units.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $59.20 to $60.10 inclusive.

Read SEC document
October 17, 2017 Filed Oct 19, 2017 23:24 UTC
Miiller Ronald LSVP, Worldwide Sales
Tax withholdingCommon Stock 6,556 $59.23 $388,311.88
Disclosure

SEC source: 0001209191-17-057531 · doc4.xml · nonDerivative · entry 6

Miiller Ronald L · CIK 0001375240 · SVP, Worldwide Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,855.968

F4 · security: This sale of common stock was made to satisfy certain tax withholding obligations resulting from the vesting of restricted stock units.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $59.20 to $59.90 inclusive.

Read SEC document
October 17, 2017 Filed Oct 19, 2017 23:23 UTC
Merrill GaryChief Accounting Officer
Tax withholdingCommon Stock 3,142 $59.23 $186,100.66
Disclosure

SEC source: 0001209191-17-057530 · doc4.xml · nonDerivative · entry 6

Merrill Gary · CIK 0001560814 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,126

F4 · security: This sale of common stock was made to satisfy certain tax withholding obligations resulting from the vesting of restricted stock units.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $59.20 to $60.08 inclusive.

Read SEC document
October 17, 2017 Filed Oct 19, 2017 23:23 UTC
HAMMER N ROBERTDirector · Chairman, President & CEO
Tax withholdingCommon Stock 1 $60.26 $60.26
Disclosure

SEC source: 0001209191-17-057529 · doc4.xml · nonDerivative · entry 7

HAMMER N ROBERT · CIK 0001279722 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,620,165

F1 · security: These shares represent vesting of previously granted performance share units.

Read SEC document
October 17, 2017 Filed Oct 19, 2017 23:23 UTC
HAMMER N ROBERTDirector · Chairman, President & CEO
Tax withholdingCommon Stock 14,784 $59.23 $875,656.32
Disclosure

SEC source: 0001209191-17-057529 · doc4.xml · nonDerivative · entry 6

HAMMER N ROBERT · CIK 0001279722 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,620,166

F4 · security: This sale of common stock was made to satisfy certain tax withholding obligations resulting from the vesting of restricted stock units.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $59.20 to $59.90 inclusive.

Read SEC document
October 17, 2017 Filed Oct 19, 2017 23:22 UTC
CAROLAN BRIANVP Finance and CFO
Tax withholdingCommon Stock 7,473 $59.23 $442,625.79
Disclosure

SEC source: 0001209191-17-057528 · doc4.xml · nonDerivative · entry 6

CAROLAN BRIAN · CIK 0001279714 · VP Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,974.7436

F4 · security: This sale of common stock was made to satisfy certain tax withholding obligations resulting from the vesting of restricted stock units.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $59.20 to $60 inclusive.

Read SEC document
October 17, 2017 Filed Oct 19, 2017 23:22 UTC
BUNTE ALDirector · Executive Vice President & COO
Tax withholdingCommon Stock 8,052 $59.23 $476,919.96
Disclosure

SEC source: 0001209191-17-057527 · doc4.xml · nonDerivative · entry 8

BUNTE AL · CIK 0001279707 · Director · Executive Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 496,627.2336

F4 · security: This sale of common stock was made to satisfy certain tax withholding obligations resulting from the vesting of restricted stock units.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $59.20 to $60.10 inclusive.

Read SEC document
October 16, 2017 Filed Oct 19, 2017 23:22 UTC
BUNTE ALDirector · Executive Vice President & COO
GiftCommon Stock 5,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-057527 · doc4.xml · nonDerivative · entry 7

BUNTE AL · CIK 0001279707 · Director · Executive Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 504,679.2336

F2 · price: Not applicable.

Read SEC document
October 15, 2017 Filed Oct 19, 2017 23:24 UTC
Miiller Ronald LSVP, Worldwide Sales
GrantCommon Stock 5,552 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-057531 · doc4.xml · nonDerivative · entry 5

Miiller Ronald L · CIK 0001375240 · SVP, Worldwide Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,411.968

F1 · security: These shares represent vesting of previously granted performance share units.

Read SEC document
October 15, 2017 Filed Oct 19, 2017 23:23 UTC
Merrill GaryChief Accounting Officer
GrantCommon Stock 1,828 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-057530 · doc4.xml · nonDerivative · entry 5

Merrill Gary · CIK 0001560814 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,268

F1 · security: These shares represent vesting of previously granted performance share units.

Read SEC document
October 15, 2017 Filed Oct 19, 2017 23:23 UTC
HAMMER N ROBERTDirector · Chairman, President & CEO
GrantCommon Stock 27,244 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-057529 · doc4.xml · nonDerivative · entry 5

HAMMER N ROBERT · CIK 0001279722 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,634,950

F1 · security: These shares represent vesting of previously granted performance share units.

Read SEC document
October 15, 2017 Filed Oct 19, 2017 23:22 UTC
CAROLAN BRIANVP Finance and CFO
GrantCommon Stock 6,336 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-057528 · doc4.xml · nonDerivative · entry 5

CAROLAN BRIAN · CIK 0001279714 · VP Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,447.7436

F1 · security: These shares represent vesting of previously granted performance share units.

Read SEC document
October 15, 2017 Filed Oct 19, 2017 23:22 UTC
BUNTE ALDirector · Executive Vice President & COO
GrantCommon Stock 14,831 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-057527 · doc4.xml · nonDerivative · entry 6

BUNTE AL · CIK 0001279707 · Director · Executive Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 510,179.2336

F1 · security: These shares represent vesting of previously granted performance share units.

Read SEC document
October 09, 2017 Filed Oct 11, 2017 20:31 UTC
Merrill GaryChief Accounting Officer
Exercise / conversionOptions to Purchase Common Stock · Derivative 3,333 $13.81 Strike: $13.81 $46,028.73
Disclosure

SEC source: 0001209191-17-056635 · doc4.xml · derivative · entry 6

Merrill Gary · CIK 0001560814 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,333 shares

Expires 2018-03-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: All transactions shown on this form have taken place pursuant to a pre-arranged trading plan in compliance with Rule 10b5-1 of the Securities and Exchange Act of 1934.

F3 · derivative.exercise_date: The options to purchase common stock are subject to a 4-year vesting schedule, as follows: 25% on the first anniversary of the grant with the remaining options vesting in equal quarterly installments thereafter.

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October 09, 2017 Filed Oct 11, 2017 20:31 UTC
Merrill GaryChief Accounting Officer
Exercise / conversionOptions to Purchase Common Stock · Derivative 3,927 $22.59 Strike: $22.59 $88,710.93
Disclosure

SEC source: 0001209191-17-056635 · doc4.xml · derivative · entry 5

Merrill Gary · CIK 0001560814 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,927 shares

Expires 2019-12-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: All transactions shown on this form have taken place pursuant to a pre-arranged trading plan in compliance with Rule 10b5-1 of the Securities and Exchange Act of 1934.

F3 · derivative.exercise_date: The options to purchase common stock are subject to a 4-year vesting schedule, as follows: 25% on the first anniversary of the grant with the remaining options vesting in equal quarterly installments thereafter.

Read SEC document
October 09, 2017 Filed Oct 11, 2017 20:31 UTC
Merrill GaryChief Accounting Officer
SaleCommon Stock 3,333 $62.26 $207,512.58
Disclosure

SEC source: 0001209191-17-056635 · doc4.xml · nonDerivative · entry 4

Merrill Gary · CIK 0001560814 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,772

F1 · security: All transactions shown on this form have taken place pursuant to a pre-arranged trading plan in compliance with Rule 10b5-1 of the Securities and Exchange Act of 1934.

F2 · price: Represents average sale price.

Read SEC document
October 09, 2017 Filed Oct 11, 2017 20:31 UTC
Merrill GaryChief Accounting Officer
SaleCommon Stock 3,927 $62.29 $244,612.83
Disclosure

SEC source: 0001209191-17-056635 · doc4.xml · nonDerivative · entry 3

Merrill Gary · CIK 0001560814 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,105

F1 · security: All transactions shown on this form have taken place pursuant to a pre-arranged trading plan in compliance with Rule 10b5-1 of the Securities and Exchange Act of 1934.

F2 · price: Represents average sale price.

Read SEC document
October 09, 2017 Filed Oct 11, 2017 20:31 UTC
Merrill GaryChief Accounting Officer
Exercise / conversionCommon Stock 3,333 $13.81 $46,028.73
Disclosure

SEC source: 0001209191-17-056635 · doc4.xml · nonDerivative · entry 2

Merrill Gary · CIK 0001560814 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,032

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: All transactions shown on this form have taken place pursuant to a pre-arranged trading plan in compliance with Rule 10b5-1 of the Securities and Exchange Act of 1934.

Read SEC document
October 09, 2017 Filed Oct 11, 2017 20:31 UTC
Merrill GaryChief Accounting Officer
Exercise / conversionCommon Stock 3,927 $22.59 $88,710.93
Disclosure

SEC source: 0001209191-17-056635 · doc4.xml · nonDerivative · entry 1

Merrill Gary · CIK 0001560814 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,699

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: All transactions shown on this form have taken place pursuant to a pre-arranged trading plan in compliance with Rule 10b5-1 of the Securities and Exchange Act of 1934.

Read SEC document
October 02, 2017 Filed Oct 4, 2017 20:35 UTC
CAROLAN BRIANVP Finance and CFO
Exercise / conversionOptions to Purchase Common Stock · Derivative 4,000 $11.12 Strike: $11.12 $44,480.00
Disclosure

SEC source: 0001209191-17-055865 · doc4.xml · derivative · entry 3

CAROLAN BRIAN · CIK 0001279714 · VP Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,636

Underlying: Common Stock · 4,000 shares

Expires 2018-12-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: All transactions shown on this form have taken place pursuant to a pre-arranged trading plan in compliance with Rule 10b5-1 of the Securities and Exchange Act of 1934.

F2 · derivative.exercise_date: The options to purchase common stock are subject to a 4-year vesting schedule, as follows: 25% on the first anniversary of the grant with the remaining options vesting in equal quarterly installments thereafter.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.