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Nasdaq · USD

CVLT

COMMVAULT SYSTEMS INC

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Tapewire entity
422
SEC CIK
0001169561
Parsed reports
596

Last 12 months

Inside the activity.

0 purchase rows · 47 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025011
Dec 202500
Jan 202600
Feb 202604
Mar 202602
Apr 202600
May 2026017
Jun 202600
Jul 202601
Aug 2026011
Sep 202601
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 14, 2018 Filed May 16, 2018 22:23 UTC
Miiller Ronald LSVP, Worldwide Sales
GrantCommon Stock 9,022 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-030681 · doc4.xml · nonDerivative · entry 1

Miiller Ronald L · CIK 0001375240 · SVP, Worldwide Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,276.968

F1 · security: These shares represent vesting of previously granted performance share units.

Read SEC document
May 14, 2018 Filed May 16, 2018 22:22 UTC
Merrill GaryChief Accounting Officer
GrantCommon Stock 2,576 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-030680 · doc4.xml · nonDerivative · entry 1

Merrill Gary · CIK 0001560814 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,055

F1 · security: These shares represent vesting of previously granted performance share units.

Read SEC document
May 14, 2018 Filed May 16, 2018 22:22 UTC
HAMMER N ROBERTDirector · Chairman, President & CEO
GrantCommon Stock 41,803 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-030679 · doc4.xml · nonDerivative · entry 1

HAMMER N ROBERT · CIK 0001279722 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,646,837

F1 · security: These shares represent vesting of previously granted performance share units.

Read SEC document
May 14, 2018 Filed May 16, 2018 22:21 UTC
BUNTE ALDirector · Executive Vice President & COO
GrantCommon Stock 13,092 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-030676 · doc4.xml · nonDerivative · entry 1

BUNTE AL · CIK 0001279707 · Director · Executive Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 505,649.4724

F1 · security: These shares represent vesting of previously granted performance share units.

Read SEC document
May 14, 2018 Filed May 16, 2018 22:21 UTC
CAROLAN BRIANVP Finance and CFO
GrantCommon Stock 10,282 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-030677 · doc4.xml · nonDerivative · entry 1

CAROLAN BRIAN · CIK 0001279714 · VP Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,398.6538

F1 · security: These shares represent vesting of previously granted performance share units.

Read SEC document
May 04, 2018 Filed May 8, 2018 20:10 UTC
HAMMER N ROBERTDirector · Chairman, President & CEO
SaleCommon Stock 10,200 $67.60 $689,520.00
Disclosure

SEC source: 0001209191-18-028544 · doc4.xml · nonDerivative · entry 1

HAMMER N ROBERT · CIK 0001279722 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,605,034

F1 · shares: These shares were sold by the Hammer Family Charitable Foundation.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.55 to $67.63 inclusive.

Read SEC document
April 17, 2018 Filed Apr 19, 2018 20:29 UTC
Miiller Ronald LSVP, Worldwide Sales
Tax withholdingCommon Stock 789 $68.50 $54,046.50
Disclosure

SEC source: 0001209191-18-025577 · doc4.xml · nonDerivative · entry 1

Miiller Ronald L · CIK 0001375240 · SVP, Worldwide Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,254.968

F1 · security: This sale of common stock was made to satisfy certain tax withholding obligations resulting from the vesting of restricted stock units.

Read SEC document
April 17, 2018 Filed Apr 19, 2018 20:28 UTC
Merrill GaryChief Accounting Officer
Tax withholdingCommon Stock 344 $68.50 $23,564.00
Disclosure

SEC source: 0001209191-18-025576 · doc4.xml · nonDerivative · entry 1

Merrill Gary · CIK 0001560814 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,479

F1 · security: This sale of common stock was made to satisfy certain tax withholding obligations resulting from the vesting of restricted stock units.

Read SEC document
April 17, 2018 Filed Apr 19, 2018 20:27 UTC
HAMMER N ROBERTDirector · Chairman, President & CEO
Tax withholdingCommon Stock 955 $68.50 $65,417.50
Disclosure

SEC source: 0001209191-18-025574 · doc4.xml · nonDerivative · entry 1

HAMMER N ROBERT · CIK 0001279722 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,615,234

F1 · security: This sale of common stock was made to satisfy certain tax withholding obligations resulting from the vesting of restricted stock units.

Read SEC document
April 17, 2018 Filed Apr 19, 2018 20:27 UTC
CAROLAN BRIANVP Finance and CFO
Exercise / conversionOptions to Purchase Common Stock · Derivative 5,484 $26.83 Strike: $26.83 $147,135.72
Disclosure

SEC source: 0001209191-18-025571 · doc4.xml · derivative · entry 4

CAROLAN BRIAN · CIK 0001279714 · VP Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,453

Underlying: Common Stock · 5,484 shares

Expires 2020-10-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction has taken place pursuant to a pre-arranged trading plan in compliance with Rule 10b5-1 of the Securities and Exchange Act of 1934.

F3 · derivative.exercise_date: The options to purchase common stock are subject to a 4-year vesting schedule, as follows: 25% on the first anniversary of the grant with the remaining options vesting in equal quarterly installments thereafter.

Read SEC document
April 17, 2018 Filed Apr 19, 2018 20:27 UTC
CAROLAN BRIANVP Finance and CFO
Tax withholdingCommon Stock 817 $68.50 $55,964.50
Disclosure

SEC source: 0001209191-18-025571 · doc4.xml · nonDerivative · entry 3

CAROLAN BRIAN · CIK 0001279714 · VP Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,116.6538

F2 · security: This sale of common stock was made to satisfy certain tax withholding obligations resulting from the vesting of restricted stock units.

Read SEC document
April 17, 2018 Filed Apr 19, 2018 20:27 UTC
CAROLAN BRIANVP Finance and CFO
SaleCommon Stock 5,484 $69.90 $383,331.60
Disclosure

SEC source: 0001209191-18-025571 · doc4.xml · nonDerivative · entry 2

CAROLAN BRIAN · CIK 0001279714 · VP Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,933.6538

F1 · security: This transaction has taken place pursuant to a pre-arranged trading plan in compliance with Rule 10b5-1 of the Securities and Exchange Act of 1934.

Read SEC document
April 17, 2018 Filed Apr 19, 2018 20:27 UTC
CAROLAN BRIANVP Finance and CFO
Exercise / conversionCommon Stock 5,484 $26.83 $147,135.72
Disclosure

SEC source: 0001209191-18-025571 · doc4.xml · nonDerivative · entry 1

CAROLAN BRIAN · CIK 0001279714 · VP Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,417.6538

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction has taken place pursuant to a pre-arranged trading plan in compliance with Rule 10b5-1 of the Securities and Exchange Act of 1934.

Read SEC document
April 17, 2018 Filed Apr 19, 2018 20:26 UTC
BUNTE ALDirector · Executive Vice President & COO
Tax withholdingCommon Stock 1,044 $68.50 $71,514.00
Disclosure

SEC source: 0001209191-18-025569 · doc4.xml · nonDerivative · entry 1

BUNTE AL · CIK 0001279707 · Director · Executive Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 492,557.4724

F1 · security: This sale of common stock was made to satisfy certain tax withholding obligations resulting from the vesting of restricted stock units.

Read SEC document
April 10, 2018 Filed Apr 12, 2018 20:26 UTC
CAROLAN BRIANVP Finance and CFO
Exercise / conversionOptions to Purchase Common Stock · Derivative 5,470 $22.59 Strike: $22.59 $123,567.30
Disclosure

SEC source: 0001209191-18-024744 · doc4.xml · derivative · entry 3

CAROLAN BRIAN · CIK 0001279714 · VP Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,470 shares

Expires 2019-12-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: All transactions shown on this form have taken place pursuant to a pre-arranged trading plan in compliance with Rule 10b5-1 of the Securities and Exchange Act of 1934.

F2 · derivative.exercise_date: The options to purchase common stock are subject to a 4-year vesting schedule, as follows: 25% on the first anniversary of the grant with the remaining options vesting in equal quarterly installments thereafter.

Read SEC document
April 10, 2018 Filed Apr 12, 2018 20:26 UTC
CAROLAN BRIANVP Finance and CFO
SaleCommon Stock 5,470 $67.90 $371,413.00
Disclosure

SEC source: 0001209191-18-024744 · doc4.xml · nonDerivative · entry 2

CAROLAN BRIAN · CIK 0001279714 · VP Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,933.6538

F1 · security: All transactions shown on this form have taken place pursuant to a pre-arranged trading plan in compliance with Rule 10b5-1 of the Securities and Exchange Act of 1934.

Read SEC document
April 10, 2018 Filed Apr 12, 2018 20:26 UTC
CAROLAN BRIANVP Finance and CFO
Exercise / conversionCommon Stock 5,470 $22.59 $123,567.30
Disclosure

SEC source: 0001209191-18-024744 · doc4.xml · nonDerivative · entry 1

CAROLAN BRIAN · CIK 0001279714 · VP Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,403.6538

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: All transactions shown on this form have taken place pursuant to a pre-arranged trading plan in compliance with Rule 10b5-1 of the Securities and Exchange Act of 1934.

Read SEC document
April 04, 2018 Filed Apr 4, 2018 21:08 UTC
BUNTE ALDirector · Executive Vice President & COO
Exercise / conversionOptions to Purchase Common Stock · Derivative 67,002 $11.12 Strike: $11.12 $745,062.24
Disclosure

SEC source: 0001209191-18-023777 · doc4.xml · derivative · entry 7

BUNTE AL · CIK 0001279707 · Director · Executive Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 67,002 shares

Expires 2018-12-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: All transactions shown on this form have taken place pursuant to a pre-arranged trading plan in compliance with Rule 10b5-1 of the Securities and Exchange Act of 1934.

F3 · derivative.exercise_date: The options to purchase common stock are subject to a 4-year vesting schedule, as follows: 25% on the first anniversary of the grant with the remaining options vesting in equal quarterly installments thereafter.

Read SEC document
April 04, 2018 Filed Apr 4, 2018 21:08 UTC
BUNTE ALDirector · Executive Vice President & COO
SaleCommon Stock 67,002 $66.00 $4,422,132.00
Disclosure

SEC source: 0001209191-18-023777 · doc4.xml · nonDerivative · entry 5

BUNTE AL · CIK 0001279707 · Director · Executive Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 493,601.4724

F1 · security: All transactions shown on this form have taken place pursuant to a pre-arranged trading plan in compliance with Rule 10b5-1 of the Securities and Exchange Act of 1934.

Read SEC document
April 04, 2018 Filed Apr 4, 2018 21:08 UTC
BUNTE ALDirector · Executive Vice President & COO
Exercise / conversionCommon Stock 67,002 $11.12 $745,062.24
Disclosure

SEC source: 0001209191-18-023777 · doc4.xml · nonDerivative · entry 4

BUNTE AL · CIK 0001279707 · Director · Executive Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 560,603.4724

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: All transactions shown on this form have taken place pursuant to a pre-arranged trading plan in compliance with Rule 10b5-1 of the Securities and Exchange Act of 1934.

Read SEC document
April 03, 2018 Filed Apr 4, 2018 21:08 UTC
BUNTE ALDirector · Executive Vice President & COO
Exercise / conversionOptions to Purchase Common Stock · Derivative 67,998 $11.12 Strike: $11.12 $756,137.76
Disclosure

SEC source: 0001209191-18-023777 · doc4.xml · derivative · entry 6

BUNTE AL · CIK 0001279707 · Director · Executive Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,002

Underlying: Common Stock · 67,998 shares

Expires 2018-12-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: All transactions shown on this form have taken place pursuant to a pre-arranged trading plan in compliance with Rule 10b5-1 of the Securities and Exchange Act of 1934.

F3 · derivative.exercise_date: The options to purchase common stock are subject to a 4-year vesting schedule, as follows: 25% on the first anniversary of the grant with the remaining options vesting in equal quarterly installments thereafter.

Read SEC document
April 03, 2018 Filed Apr 4, 2018 21:08 UTC
BUNTE ALDirector · Executive Vice President & COO
SaleCommon Stock 498 $66.00 $32,868.00
Disclosure

SEC source: 0001209191-18-023777 · doc4.xml · nonDerivative · entry 3

BUNTE AL · CIK 0001279707 · Director · Executive Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 493,601.4724

F1 · security: All transactions shown on this form have taken place pursuant to a pre-arranged trading plan in compliance with Rule 10b5-1 of the Securities and Exchange Act of 1934.

Read SEC document
April 03, 2018 Filed Apr 4, 2018 21:08 UTC
BUNTE ALDirector · Executive Vice President & COO
SaleCommon Stock 67,500 $65.01 $4,388,175.00
Disclosure

SEC source: 0001209191-18-023777 · doc4.xml · nonDerivative · entry 2

BUNTE AL · CIK 0001279707 · Director · Executive Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 494,099.4724

F1 · security: All transactions shown on this form have taken place pursuant to a pre-arranged trading plan in compliance with Rule 10b5-1 of the Securities and Exchange Act of 1934.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.00 and $65.05 inclusive.

Read SEC document
April 03, 2018 Filed Apr 4, 2018 21:08 UTC
BUNTE ALDirector · Executive Vice President & COO
Exercise / conversionCommon Stock 67,998 $11.12 $756,137.76
Disclosure

SEC source: 0001209191-18-023777 · doc4.xml · nonDerivative · entry 1

BUNTE AL · CIK 0001279707 · Director · Executive Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 561,599.4724

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: All transactions shown on this form have taken place pursuant to a pre-arranged trading plan in compliance with Rule 10b5-1 of the Securities and Exchange Act of 1934.

Read SEC document
April 03, 2018 Filed Apr 4, 2018 21:07 UTC
CAROLAN BRIANVP Finance and CFO
Exercise / conversionOptions to Purchase Common Stock · Derivative 5,470 $22.59 Strike: $22.59 $123,567.30
Disclosure

SEC source: 0001209191-18-023774 · doc4.xml · derivative · entry 6

CAROLAN BRIAN · CIK 0001279714 · VP Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,470

Underlying: Common Stock · 5,470 shares

Expires 2019-12-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: All transactions shown on this form have taken place pursuant to a pre-arranged trading plan in compliance with Rule 10b5-1 of the Securities and Exchange Act of 1934.

F2 · derivative.exercise_date: The options to purchase common stock are subject to a 4-year vesting schedule, as follows: 25% on the first anniversary of the grant with the remaining options vesting in equal quarterly installments thereafter.

Read SEC document
April 03, 2018 Filed Apr 4, 2018 21:07 UTC
CAROLAN BRIANVP Finance and CFO
SaleCommon Stock 5,470 $65.90 $360,473.00
Disclosure

SEC source: 0001209191-18-023774 · doc4.xml · nonDerivative · entry 4

CAROLAN BRIAN · CIK 0001279714 · VP Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,933.6538

F1 · security: All transactions shown on this form have taken place pursuant to a pre-arranged trading plan in compliance with Rule 10b5-1 of the Securities and Exchange Act of 1934.

Read SEC document
April 03, 2018 Filed Apr 4, 2018 21:07 UTC
CAROLAN BRIANVP Finance and CFO
Exercise / conversionCommon Stock 5,470 $22.59 $123,567.30
Disclosure

SEC source: 0001209191-18-023774 · doc4.xml · nonDerivative · entry 3

CAROLAN BRIAN · CIK 0001279714 · VP Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,403.6538

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: All transactions shown on this form have taken place pursuant to a pre-arranged trading plan in compliance with Rule 10b5-1 of the Securities and Exchange Act of 1934.

Read SEC document
April 02, 2018 Filed Apr 4, 2018 21:07 UTC
CAROLAN BRIANVP Finance and CFO
Exercise / conversionOptions to Purchase Common Stock · Derivative 3,636 $11.12 Strike: $11.12 $40,432.32
Disclosure

SEC source: 0001209191-18-023774 · doc4.xml · derivative · entry 5

CAROLAN BRIAN · CIK 0001279714 · VP Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,636 shares

Expires 2018-12-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: All transactions shown on this form have taken place pursuant to a pre-arranged trading plan in compliance with Rule 10b5-1 of the Securities and Exchange Act of 1934.

F2 · derivative.exercise_date: The options to purchase common stock are subject to a 4-year vesting schedule, as follows: 25% on the first anniversary of the grant with the remaining options vesting in equal quarterly installments thereafter.

Read SEC document
April 02, 2018 Filed Apr 4, 2018 21:07 UTC
CAROLAN BRIANVP Finance and CFO
SaleCommon Stock 3,636 $63.90 $232,340.40
Disclosure

SEC source: 0001209191-18-023774 · doc4.xml · nonDerivative · entry 2

CAROLAN BRIAN · CIK 0001279714 · VP Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,933.6538

F1 · security: All transactions shown on this form have taken place pursuant to a pre-arranged trading plan in compliance with Rule 10b5-1 of the Securities and Exchange Act of 1934.

Read SEC document
April 02, 2018 Filed Apr 4, 2018 21:07 UTC
CAROLAN BRIANVP Finance and CFO
Exercise / conversionCommon Stock 3,636 $11.12 $40,432.32
Disclosure

SEC source: 0001209191-18-023774 · doc4.xml · nonDerivative · entry 1

CAROLAN BRIAN · CIK 0001279714 · VP Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,569.6538

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: All transactions shown on this form have taken place pursuant to a pre-arranged trading plan in compliance with Rule 10b5-1 of the Securities and Exchange Act of 1934.

Read SEC document
March 02, 2018 Filed Mar 5, 2018 21:11 UTC
HAMMER N ROBERTDirector · Chairman, President & CEO
Exercise / conversionOptions to Purchase Common Stock · Derivative 187,502 $13.81 Strike: $13.81 $2,589,402.62
Disclosure

SEC source: 0001209191-18-016398 · doc4.xml · derivative · entry 3

HAMMER N ROBERT · CIK 0001279722 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 187,502 shares

Expires 2018-03-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: All transactions shown on this form have taken place pursuant to a pre-arranged trading plan in compliance with Rule 10b5-1 of the Securities and Exchange Act of 1934.

F3 · derivative.exercise_date: The options to purchase common stock are subject to a 4-year vesting schedule, as follows: 25% on the first anniversary of the grant with the remaining options vesting in equal quarterly installments thereafter.

Read SEC document
March 02, 2018 Filed Mar 5, 2018 21:11 UTC
HAMMER N ROBERTDirector · Chairman, President & CEO
SaleCommon Stock 187,502 $50.73 $9,511,976.46
Disclosure

SEC source: 0001209191-18-016398 · doc4.xml · nonDerivative · entry 2

HAMMER N ROBERT · CIK 0001279722 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,616,189

F1 · security: All transactions shown on this form have taken place pursuant to a pre-arranged trading plan in compliance with Rule 10b5-1 of the Securities and Exchange Act of 1934.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.30 to $51.20 inclusive.

Read SEC document
March 02, 2018 Filed Mar 5, 2018 21:11 UTC
HAMMER N ROBERTDirector · Chairman, President & CEO
Exercise / conversionCommon Stock 187,502 $13.81 $2,589,402.62
Disclosure

SEC source: 0001209191-18-016398 · doc4.xml · nonDerivative · entry 1

HAMMER N ROBERT · CIK 0001279722 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,803,691

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: All transactions shown on this form have taken place pursuant to a pre-arranged trading plan in compliance with Rule 10b5-1 of the Securities and Exchange Act of 1934.

Read SEC document
March 02, 2018 Filed Mar 5, 2018 21:10 UTC
BUNTE ALDirector · Executive Vice President & COO
Exercise / conversionOptions to Purchase Common Stock · Derivative 70,000 $13.81 Strike: $13.81 $966,700.00
Disclosure

SEC source: 0001209191-18-016394 · doc4.xml · derivative · entry 3

BUNTE AL · CIK 0001279707 · Director · Executive Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 70,000 shares

Expires 2018-03-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: All transactions shown on this form have taken place pursuant to a pre-arranged trading plan in compliance with Rule 10b5-1 of the Securities and Exchange Act of 1934.

F3 · derivative.exercise_date: The options to purchase common stock are subject to a 4-year vesting schedule, as follows: 25% on the first anniversary of the grant with the remaining options vesting in equal quarterly installments thereafter.

Read SEC document
March 02, 2018 Filed Mar 5, 2018 21:10 UTC
BUNTE ALDirector · Executive Vice President & COO
SaleCommon Stock 70,000 $50.74 $3,551,800.00
Disclosure

SEC source: 0001209191-18-016394 · doc4.xml · nonDerivative · entry 2

BUNTE AL · CIK 0001279707 · Director · Executive Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 493,601.4724

F1 · security: All transactions shown on this form have taken place pursuant to a pre-arranged trading plan in compliance with Rule 10b5-1 of the Securities and Exchange Act of 1934.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.30 to $51.20 inclusive.

Read SEC document
March 02, 2018 Filed Mar 5, 2018 21:10 UTC
BUNTE ALDirector · Executive Vice President & COO
Exercise / conversionCommon Stock 70,000 $13.81 $966,700.00
Disclosure

SEC source: 0001209191-18-016394 · doc4.xml · nonDerivative · entry 1

BUNTE AL · CIK 0001279707 · Director · Executive Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 563,601.4724

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: All transactions shown on this form have taken place pursuant to a pre-arranged trading plan in compliance with Rule 10b5-1 of the Securities and Exchange Act of 1934.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 22:35 UTC Exercise / conversionOptions to Purchase Common Stock · Derivative 7,500 $13.81 Strike: $13.81 $103,575.00
Disclosure

SEC source: 0001209191-18-016695 · doc4.xml · derivative · entry 5

KURIMSKY ROBERT F · CIK 0001279717 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,500 shares

Expires 2018-03-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: All transactions shown on this form have taken place pursuant to a pre-arranged trading plan in compliance with Rule 10b5-1 of the Securities and Exchange Act of 1934.

F5 · derivative.exercise_date: The options to purchase common stock are subject to a 4-year vesting schedule, as follows: 25% on the first anniversary of the grant with the remaining options vesting in equal quarterly installments thereafter.

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March 01, 2018 Filed Mar 5, 2018 22:35 UTC SaleCommon Stock 688 $51.81 $35,645.28
Disclosure

SEC source: 0001209191-18-016695 · doc4.xml · nonDerivative · entry 4

KURIMSKY ROBERT F · CIK 0001279717 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,839

F1 · security: All transactions shown on this form have taken place pursuant to a pre-arranged trading plan in compliance with Rule 10b5-1 of the Securities and Exchange Act of 1934.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $51.75 to $51.90 inclusive.

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March 01, 2018 Filed Mar 5, 2018 22:35 UTC SaleCommon Stock 2,850 $51.25 $146,062.50
Disclosure

SEC source: 0001209191-18-016695 · doc4.xml · nonDerivative · entry 3

KURIMSKY ROBERT F · CIK 0001279717 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,527

F1 · security: All transactions shown on this form have taken place pursuant to a pre-arranged trading plan in compliance with Rule 10b5-1 of the Securities and Exchange Act of 1934.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.70 to $51.70 inclusive.

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March 01, 2018 Filed Mar 5, 2018 22:35 UTC SaleCommon Stock 3,962 $49.39 $195,683.18
Disclosure

SEC source: 0001209191-18-016695 · doc4.xml · nonDerivative · entry 2

KURIMSKY ROBERT F · CIK 0001279717 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,377

F1 · security: All transactions shown on this form have taken place pursuant to a pre-arranged trading plan in compliance with Rule 10b5-1 of the Securities and Exchange Act of 1934.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $48.95 to $49.90 inclusive.

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March 01, 2018 Filed Mar 5, 2018 22:35 UTC Exercise / conversionCommon Stock 7,500 $13.81 $103,575.00
Disclosure

SEC source: 0001209191-18-016695 · doc4.xml · nonDerivative · entry 1

KURIMSKY ROBERT F · CIK 0001279717 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,339

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: All transactions shown on this form have taken place pursuant to a pre-arranged trading plan in compliance with Rule 10b5-1 of the Securities and Exchange Act of 1934.

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February 16, 2018 Filed Feb 21, 2018 21:29 UTC Exercise / conversionOptions to Purchase Common Stock · Derivative 7,500 $13.81 Strike: $13.81 $103,575.00
Disclosure

SEC source: 0001209191-18-011932 · doc4.xml · derivative · entry 3

GEDAY ARMANDO · CIK 0001214316 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,500 shares

Expires 2018-03-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options to purchase common stock are subject to a 4-year vesting schedule, as follows: 25% on the first anniversary of the grant with the remaining options vesting in equal quarterly installments thereafter.

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February 16, 2018 Filed Feb 21, 2018 21:29 UTC SaleCommon Stock 7,500 $52.59 $394,425.00
Disclosure

SEC source: 0001209191-18-011932 · doc4.xml · nonDerivative · entry 2

GEDAY ARMANDO · CIK 0001214316 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,046

F1 · price: Represents average sale price.

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February 16, 2018 Filed Feb 21, 2018 21:29 UTC Exercise / conversionCommon Stock 7,500 $13.81 $103,575.00
Disclosure

SEC source: 0001209191-18-011932 · doc4.xml · nonDerivative · entry 1

GEDAY ARMANDO · CIK 0001214316 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,546

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 15, 2018 Filed Feb 15, 2018 22:08 UTC
Merrill GaryChief Accounting Officer
SaleCommon Stock 899.6774 $52.25 $47,008.14
Disclosure

SEC source: 0001209191-18-010452 · doc4.xml · nonDerivative · entry 3

Merrill Gary · CIK 0001560814 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,823

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February 14, 2018 Filed Feb 15, 2018 22:11 UTC
BUNTE ALDirector · Executive Vice President & COO
GrantCommon Stock 304.2388 $44.46 $13,526.46
Disclosure

SEC source: 0001209191-18-010457 · doc4.xml · nonDerivative · entry 2

BUNTE AL · CIK 0001279707 · Director · Executive Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 493,601.4724

F3 · security: Shares were acquired under the Commvault Employee Stock Purchase Plan on Feb. 14, 2018.

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February 14, 2018 Filed Feb 15, 2018 22:11 UTC
BUNTE ALDirector · Executive Vice President & COO
Tax withholdingCommon Stock 1,134 $50.75 $57,550.50
Disclosure

SEC source: 0001209191-18-010457 · doc4.xml · nonDerivative · entry 1

BUNTE AL · CIK 0001279707 · Director · Executive Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 493,297.2336

F1 · security: This sale of common stock was made to satisfy certain tax withholding obligations resulting from the vesting of restricted stock units.

F2 · price: Represents average sale price.

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February 14, 2018 Filed Feb 15, 2018 22:12 UTC
CAROLAN BRIANVP Finance and CFO
GrantCommon Stock 267.9102 $44.46 $11,911.29
Disclosure

SEC source: 0001209191-18-010458 · doc4.xml · nonDerivative · entry 2

CAROLAN BRIAN · CIK 0001279714 · VP Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,933.6538

F3 · security: Shares were acquired under the Commvault Employee Stock Purchase Plan on Feb. 14, 2018.

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February 14, 2018 Filed Feb 15, 2018 22:12 UTC
CAROLAN BRIANVP Finance and CFO
Tax withholdingCommon Stock 1,113 $50.75 $56,484.75
Disclosure

SEC source: 0001209191-18-010458 · doc4.xml · nonDerivative · entry 1

CAROLAN BRIAN · CIK 0001279714 · VP Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,665.7436

F1 · security: This sale of common stock was made to satisfy certain tax withholding obligations resulting from the vesting of restricted stock units.

F2 · price: Represents average sale price.

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February 14, 2018 Filed Feb 15, 2018 22:11 UTC
Miiller Ronald LSVP, Worldwide Sales
Tax withholdingCommon Stock 1,000 $50.75 $50,750.00
Disclosure

SEC source: 0001209191-18-010456 · doc4.xml · nonDerivative · entry 1

Miiller Ronald L · CIK 0001375240 · SVP, Worldwide Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,043.968

F1 · security: This sale of common stock was made to satisfy certain tax withholding obligations resulting from the vesting of restricted stock units.

F2 · price: Represents average sale price.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.