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Nasdaq · USD

CVLT

COMMVAULT SYSTEMS INC

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422
SEC CIK
0001169561
Parsed reports
596

Last 12 months

Inside the activity.

0 purchase rows · 47 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025011
Dec 202500
Jan 202600
Feb 202604
Mar 202602
Apr 202600
May 2026017
Jun 202600
Jul 202601
Aug 2026011
Sep 202601
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 13, 2019 Filed Feb 15, 2019 21:30 UTC
BUNTE ALDirector · Executive Vice President & COO
Tax withholdingCommon Stock 536 $67.59 $36,228.24
Disclosure

SEC source: 0001209191-19-010612 · doc4.xml · nonDerivative · entry 1

BUNTE AL · CIK 0001279707 · Director · Executive Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 486,177.2735

F1 · security: This sale of common stock was made to satisfy certain tax withholding obligations resulting from the vesting of restricted stock units.

Read SEC document
February 06, 2019 Filed Feb 7, 2019 21:24 UTC
SMITH GARY BDirector
Exercise / conversionOptions to Purchase Common Stock · Derivative 7,500 $19.25 Strike: $19.25 $144,375.00
Disclosure

SEC source: 0001209191-19-008067 · doc4.xml · derivative · entry 3

SMITH GARY B · CIK 0001032553 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,500 shares

Expires 2019-08-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options vested over 4 years from the date of grant, as follows: 25% on the first anniversary of the grant, quarterly thereafter for the remaining three years.

Read SEC document
February 06, 2019 Filed Feb 7, 2019 21:24 UTC
SMITH GARY BDirector
SaleCommon Stock 7,500 $68.00 $510,000.00
Disclosure

SEC source: 0001209191-19-008067 · doc4.xml · nonDerivative · entry 2

SMITH GARY B · CIK 0001032553 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,786

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.99 to $68.02 inclusive.

Read SEC document
February 06, 2019 Filed Feb 7, 2019 21:24 UTC
SMITH GARY BDirector
Exercise / conversionCommon Stock 7,500 $19.25 $144,375.00
Disclosure

SEC source: 0001209191-19-008067 · doc4.xml · nonDerivative · entry 1

SMITH GARY B · CIK 0001032553 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,286

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 06, 2019 Filed Feb 7, 2019 21:25 UTC SaleCommon Stock 3,888 $67.90 $263,995.20
Disclosure

SEC source: 0001209191-19-008073 · doc4.xml · nonDerivative · entry 2

FANZILLI FRANK J · CIK 0001243114 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,091

Read SEC document
February 05, 2019 Filed Feb 7, 2019 21:25 UTC SaleCommon Stock 7,407 $67.99 $503,601.93
Disclosure

SEC source: 0001209191-19-008073 · doc4.xml · nonDerivative · entry 1

FANZILLI FRANK J · CIK 0001243114 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,979

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.95 to $68.05 inclusive.

Read SEC document
February 05, 2019 Filed Feb 7, 2019 21:23 UTC SaleCommon Stock 3,888 $67.93 $264,111.84
Disclosure

SEC source: 0001209191-19-008064 · doc4.xml · nonDerivative · entry 1

WALKER DAVID F · CIK 0001237466 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,536

Read SEC document
February 05, 2019 Filed Feb 7, 2019 21:25 UTC
PULVER DANDirector
Exercise / conversionOptions to Purchase Common Stock · Derivative 7,500 $19.25 Strike: $19.25 $144,375.00
Disclosure

SEC source: 0001209191-19-008070 · doc4.xml · derivative · entry 4

PULVER DAN · CIK 0001279721 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,500 shares

Expires 2019-08-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options vested over 4 years from the date of grant, as follows: 25% on the first anniversary of the grant, quarterly thereafter for the remaining three years.

Read SEC document
February 05, 2019 Filed Feb 7, 2019 21:25 UTC
PULVER DANDirector
SaleCommon Stock 7,500 $67.66 $507,450.00
Disclosure

SEC source: 0001209191-19-008070 · doc4.xml · nonDerivative · entry 3

PULVER DAN · CIK 0001279721 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,898.5

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.65 to $67.77 inclusive.

Read SEC document
February 05, 2019 Filed Feb 7, 2019 21:25 UTC
PULVER DANDirector
Exercise / conversionCommon Stock 7,500 $19.25 $144,375.00
Disclosure

SEC source: 0001209191-19-008070 · doc4.xml · nonDerivative · entry 2

PULVER DAN · CIK 0001279721 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,398.5

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 05, 2019 Filed Feb 7, 2019 21:25 UTC
PULVER DANDirector
OtherCommon Stock 612.5 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-008070 · doc4.xml · nonDerivative · entry 1

PULVER DAN · CIK 0001279721 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,898.5

F1 · price: Not applicable.

Read SEC document
February 04, 2019 Filed Feb 5, 2019 21:23 UTC
Mirchandani SanjayDirector · President & CEO
GrantCommon Stock 46,467 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-007334 · doc4.xml · nonDerivative · entry 3

Mirchandani Sanjay · CIK 0001765820 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,890

F4 · security: The common stock is being granted as performance based stock units and is subject to the following vesting schedule: 50% on the second anniversary of the grant and the remaining 50% vesting on the third anniversary of the grant.

F2 · price: Not applicable.

Read SEC document
February 04, 2019 Filed Feb 5, 2019 21:23 UTC
Mirchandani SanjayDirector · President & CEO
GrantCommon Stock 46,467 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-007334 · doc4.xml · nonDerivative · entry 2

Mirchandani Sanjay · CIK 0001765820 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,423

F3 · security: The common stock is being granted as restricted stock units and is subject to a 3-year vesting schedule, as follows: 1/3 on the first anniversary of the grant, with the remaining portion vesting in equal quarterly installments thereafter.

F2 · price: Not applicable.

Read SEC document
February 04, 2019 Filed Feb 5, 2019 21:23 UTC
Mirchandani SanjayDirector · President & CEO
GrantCommon Stock 61,956 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-007334 · doc4.xml · nonDerivative · entry 1

Mirchandani Sanjay · CIK 0001765820 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,956

F1 · security: The common stock is being granted as restricted stock units and is subject to a 2-year vesting schedule, as follows: 50% on the first anniversary of the grant, with the remaining portion vesting in equal quarterly installments thereafter.

F2 · price: Not applicable.

Read SEC document
December 03, 2018 Filed Dec 6, 2018 21:03 UTC
HAMMER N ROBERTDirector · Chairman, President & CEO
Exercise / conversionOptions to Purchase Common Stock · Derivative 180,000 $11.12 Strike: $11.12 $2,001,600.00
Disclosure

SEC source: 0001209191-18-061223 · doc4.xml · derivative · entry 5

HAMMER N ROBERT · CIK 0001279722 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 180,000 shares

Expires 2018-12-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: All transactions shown on this form have taken place pursuant to a pre-arranged trading plan in compliance with Rule 10b5-1 of the Securities and Exchange Act of 1934.

F5 · derivative.exercise_date: The options to purchase common stock are subject to a 4-year vesting schedule, as follows: 25% on the first anniversary of the grant with the remaining options vesting in equal quarterly installments thereafter.

Read SEC document
December 03, 2018 Filed Dec 6, 2018 21:03 UTC
HAMMER N ROBERTDirector · Chairman, President & CEO
SaleCommon Stock 4,235 $58.53 $247,874.55
Disclosure

SEC source: 0001209191-18-061223 · doc4.xml · nonDerivative · entry 4

HAMMER N ROBERT · CIK 0001279722 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,619,411

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $58.55 to $59.41 inclusive.

Read SEC document
December 03, 2018 Filed Dec 6, 2018 21:03 UTC
HAMMER N ROBERTDirector · Chairman, President & CEO
SaleCommon Stock 70,020 $57.63 $4,035,252.60
Disclosure

SEC source: 0001209191-18-061223 · doc4.xml · nonDerivative · entry 3

HAMMER N ROBERT · CIK 0001279722 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,623,646

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $57.45 to $58.40 inclusive.

Read SEC document
December 03, 2018 Filed Dec 6, 2018 21:03 UTC
HAMMER N ROBERTDirector · Chairman, President & CEO
SaleCommon Stock 105,745 $57.08 $6,035,924.60
Disclosure

SEC source: 0001209191-18-061223 · doc4.xml · nonDerivative · entry 2

HAMMER N ROBERT · CIK 0001279722 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,693,666

F1 · security: All transactions shown on this form have taken place pursuant to a pre-arranged trading plan in compliance with Rule 10b5-1 of the Securities and Exchange Act of 1934.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $56.45 to $57.44 inclusive.

Read SEC document
December 03, 2018 Filed Dec 6, 2018 21:03 UTC
HAMMER N ROBERTDirector · Chairman, President & CEO
Exercise / conversionCommon Stock 180,000 $11.12 $2,001,600.00
Disclosure

SEC source: 0001209191-18-061223 · doc4.xml · nonDerivative · entry 1

HAMMER N ROBERT · CIK 0001279722 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,799,411

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: All transactions shown on this form have taken place pursuant to a pre-arranged trading plan in compliance with Rule 10b5-1 of the Securities and Exchange Act of 1934.

Read SEC document
November 14, 2018 Filed Nov 15, 2018 21:31 UTC
Miiller Ronald LSVP, Worldwide Sales
Tax withholdingCommon Stock 993 $58.80 $58,388.40
Disclosure

SEC source: 0001209191-18-058739 · doc4.xml · nonDerivative · entry 2

Miiller Ronald L · CIK 0001375240 · SVP, Worldwide Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,753.968

F1 · security: This sale of common stock was made to satisfy certain tax withholding obligations resulting from the vesting of restricted stock units.

Read SEC document
November 14, 2018 Filed Nov 15, 2018 21:30 UTC
Merrill GaryChief Accounting Officer
Tax withholdingCommon Stock 317 $58.80 $18,639.60
Disclosure

SEC source: 0001209191-18-058738 · doc4.xml · nonDerivative · entry 2

Merrill Gary · CIK 0001560814 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,355.3226

F1 · security: This sale of common stock was made to satisfy certain tax withholding obligations resulting from the vesting of restricted stock units.

Read SEC document
November 14, 2018 Filed Nov 15, 2018 21:29 UTC
HAMMER N ROBERTDirector · Chairman, President & CEO
Tax withholdingCommon Stock 3,607 $58.80 $212,091.60
Disclosure

SEC source: 0001209191-18-058736 · doc4.xml · nonDerivative · entry 2

HAMMER N ROBERT · CIK 0001279722 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,619,411

F1 · security: This sale of common stock was made to satisfy certain tax withholding obligations resulting from the vesting of restricted stock units.

Read SEC document
November 14, 2018 Filed Nov 15, 2018 21:28 UTC
BUNTE ALDirector · Executive Vice President & COO
Tax withholdingCommon Stock 1,665 $58.80 $97,902.00
Disclosure

SEC source: 0001209191-18-058732 · doc4.xml · nonDerivative · entry 2

BUNTE AL · CIK 0001279707 · Director · Executive Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 486,713.2735

F1 · security: This sale of common stock was made to satisfy certain tax withholding obligations resulting from the vesting of restricted stock units.

Read SEC document
November 14, 2018 Filed Nov 15, 2018 21:29 UTC
CAROLAN BRIANVP Finance and CFO
Tax withholdingCommon Stock 1,113 $58.80 $65,444.40
Disclosure

SEC source: 0001209191-18-058735 · doc4.xml · nonDerivative · entry 2

CAROLAN BRIAN · CIK 0001279714 · VP Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,502.9501

F1 · security: This sale of common stock was made to satisfy certain tax withholding obligations resulting from the vesting of restricted stock units.

Read SEC document
November 13, 2018 Filed Nov 15, 2018 21:31 UTC
Miiller Ronald LSVP, Worldwide Sales
Tax withholdingCommon Stock 575 $58.75 $33,781.25
Disclosure

SEC source: 0001209191-18-058739 · doc4.xml · nonDerivative · entry 1

Miiller Ronald L · CIK 0001375240 · SVP, Worldwide Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,746.968

F1 · security: This sale of common stock was made to satisfy certain tax withholding obligations resulting from the vesting of restricted stock units.

Read SEC document
November 13, 2018 Filed Nov 15, 2018 21:30 UTC
Merrill GaryChief Accounting Officer
Tax withholdingCommon Stock 185 $58.75 $10,868.75
Disclosure

SEC source: 0001209191-18-058738 · doc4.xml · nonDerivative · entry 1

Merrill Gary · CIK 0001560814 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,672.3226

F1 · security: This sale of common stock was made to satisfy certain tax withholding obligations resulting from the vesting of restricted stock units.

Read SEC document
November 13, 2018 Filed Nov 15, 2018 21:29 UTC
HAMMER N ROBERTDirector · Chairman, President & CEO
Tax withholdingCommon Stock 1,613 $58.75 $94,763.75
Disclosure

SEC source: 0001209191-18-058736 · doc4.xml · nonDerivative · entry 1

HAMMER N ROBERT · CIK 0001279722 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,623,018

F1 · security: This sale of common stock was made to satisfy certain tax withholding obligations resulting from the vesting of restricted stock units.

Read SEC document
November 13, 2018 Filed Nov 15, 2018 21:28 UTC
BUNTE ALDirector · Executive Vice President & COO
Tax withholdingCommon Stock 843 $58.75 $49,526.25
Disclosure

SEC source: 0001209191-18-058732 · doc4.xml · nonDerivative · entry 1

BUNTE AL · CIK 0001279707 · Director · Executive Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 488,378.2735

F1 · security: This sale of common stock was made to satisfy certain tax withholding obligations resulting from the vesting of restricted stock units.

Read SEC document
November 13, 2018 Filed Nov 15, 2018 21:29 UTC
CAROLAN BRIANVP Finance and CFO
Tax withholdingCommon Stock 734 $58.75 $43,122.50
Disclosure

SEC source: 0001209191-18-058735 · doc4.xml · nonDerivative · entry 1

CAROLAN BRIAN · CIK 0001279714 · VP Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,615.9501

F1 · security: This sale of common stock was made to satisfy certain tax withholding obligations resulting from the vesting of restricted stock units.

Read SEC document
October 16, 2018 Filed Oct 18, 2018 20:05 UTC
Miiller Ronald LSVP, Worldwide Sales
Tax withholdingCommon Stock 3,003 $59.62 $179,038.86
Disclosure

SEC source: 0001209191-18-055517 · doc4.xml · nonDerivative · entry 1

Miiller Ronald L · CIK 0001375240 · SVP, Worldwide Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,321.968

F1 · security: This sale of common stock was made to satisfy certain tax withholding obligations resulting from the vesting of restricted stock units.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $59.40 to $59.88 inclusive.

Read SEC document
October 16, 2018 Filed Oct 18, 2018 20:04 UTC
Merrill GaryChief Accounting Officer
Tax withholdingCommon Stock 1,161 $59.62 $69,218.82
Disclosure

SEC source: 0001209191-18-055514 · doc4.xml · nonDerivative · entry 1

Merrill Gary · CIK 0001560814 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,857.3226

F1 · security: This sale of common stock was made to satisfy certain tax withholding obligations resulting from the vesting of restricted stock units.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $59.62 to $60.19 inclusive.

Read SEC document
October 16, 2018 Filed Oct 18, 2018 20:04 UTC
HAMMER N ROBERTDirector · Chairman, President & CEO
Tax withholdingCommon Stock 12,309 $59.62 $733,862.58
Disclosure

SEC source: 0001209191-18-055513 · doc4.xml · nonDerivative · entry 1

HAMMER N ROBERT · CIK 0001279722 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,624,631

F1 · security: This sale of common stock was made to satisfy certain tax withholding obligations resulting from the vesting of restricted stock units.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $59.62 to $60.17 inclusive.

Read SEC document
October 16, 2018 Filed Oct 18, 2018 20:04 UTC
CAROLAN BRIANVP Finance and CFO
Tax withholdingCommon Stock 3,461 $59.62 $206,344.82
Disclosure

SEC source: 0001209191-18-055512 · doc4.xml · nonDerivative · entry 1

CAROLAN BRIAN · CIK 0001279714 · VP Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,349.9501

F1 · security: This sale of common stock was made to satisfy certain tax withholding obligations resulting from the vesting of restricted stock units.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $59.40 to $60.03 inclusive.

Read SEC document
October 16, 2018 Filed Oct 18, 2018 20:03 UTC
BUNTE ALDirector · Executive Vice President & COO
Tax withholdingCommon Stock 7,226 $59.62 $430,814.12
Disclosure

SEC source: 0001209191-18-055510 · doc4.xml · nonDerivative · entry 1

BUNTE AL · CIK 0001279707 · Director · Executive Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 489,221.2735

F1 · security: This sale of common stock was made to satisfy certain tax withholding obligations resulting from the vesting of restricted stock units.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $59.16 to $60.12 inclusive.

Read SEC document
September 14, 2018 Filed Sep 18, 2018 20:26 UTC
Lee VivieDirector
SaleCommon Stock 860 $69.75 $59,985.00
Disclosure

SEC source: 0001209191-18-051470 · doc4.xml · nonDerivative · entry 1

Lee Vivie · CIK 0001730131 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,364

F1 · security: This transaction has taken place pursuant to a pre-arranged trading plan in compliance with Rule 10b5-1 of the Securities and Exchange Act of 1934.

Read SEC document
August 30, 2018 Filed Sep 4, 2018 21:00 UTC
BUNTE ALDirector · Executive Vice President & COO
GiftCommon Stock 3,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-049246 · doc4.xml · nonDerivative · entry 1

BUNTE AL · CIK 0001279707 · Director · Executive Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 496,447.2735

F1 · price: Not applicable.

Read SEC document
August 23, 2018 Filed Aug 27, 2018 19:21 UTC
SMITH GARY BDirector
GrantCommon Stock 3,074 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-048470 · doc4.xml · nonDerivative · entry 1

SMITH GARY B · CIK 0001032553 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,786

F1 · security: The common stock is being granted as restricted stock units, 100% of which shall vest on August 23, 2019.

F2 · price: Not applicable.

Read SEC document
August 23, 2018 Filed Aug 27, 2018 19:20 UTC
Lee VivieDirector
GrantCommon Stock 3,074 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-048467 · doc4.xml · nonDerivative · entry 1

Lee Vivie · CIK 0001730131 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,224

F1 · security: The common stock is being granted as restricted stock units, 100% of which shall vest on August 23, 2019.

F2 · price: Not applicable.

Read SEC document
August 23, 2018 Filed Aug 27, 2018 19:22 UTC GrantCommon Stock 3,074 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-048471 · doc4.xml · nonDerivative · entry 1

WALKER DAVID F · CIK 0001237466 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,424

F1 · security: The common stock is being granted as restricted stock units, 100% of which shall vest on August 23, 2019.

F2 · price: Not applicable.

Read SEC document
August 23, 2018 Filed Aug 27, 2018 19:21 UTC
PULVER DANDirector
GrantCommon Stock 3,074 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-048469 · doc4.xml · nonDerivative · entry 1

PULVER DAN · CIK 0001279721 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,286

F1 · security: The common stock is being granted as restricted stock units, 100% of which shall vest on August 23, 2019.

F2 · price: Not applicable.

Read SEC document
August 23, 2018 Filed Aug 27, 2018 19:20 UTC GrantCommon Stock 3,074 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-048468 · doc4.xml · nonDerivative · entry 1

MORAN CHARLES E · CIK 0001240189 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,074

F1 · security: The common stock is being granted as restricted stock units, 100% of which shall vest on August 23, 2019.

F2 · price: Not applicable.

Read SEC document
August 23, 2018 Filed Aug 27, 2018 19:19 UTC GrantCommon Stock 3,074 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-048466 · doc4.xml · nonDerivative · entry 1

GEESLIN KEITH · CIK 0001196198 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,692

F1 · security: The common stock is being granted as restricted stock units, 100% of which shall vest on August 23, 2019.

F2 · price: Not applicable.

Read SEC document
August 23, 2018 Filed Aug 27, 2018 19:18 UTC GrantCommon Stock 3,074 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-048465 · doc4.xml · nonDerivative · entry 1

FANZILLI FRANK J · CIK 0001243114 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,386

F1 · security: The common stock is being granted as restricted stock units, 100% of which shall vest on August 23, 2019.

F2 · price: Not applicable.

Read SEC document
August 23, 2018 Filed Aug 27, 2018 19:18 UTC GrantCommon Stock 3,074 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-048464 · doc4.xml · nonDerivative · entry 1

Bejar Martha Helena · CIK 0001304391 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,074

F1 · security: The common stock is being granted as restricted stock units, 100% of which shall vest on August 23, 2019.

F2 · price: Not applicable.

Read SEC document
August 23, 2018 Filed Aug 27, 2018 19:17 UTC
Adamo NicolaDirector
GrantCommon Stock 3,074 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-048463 · doc4.xml · nonDerivative · entry 1

Adamo Nicola · CIK 0001669918 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,074

F1 · security: The common stock is being granted as restricted stock units, 100% of which shall vest on August 23, 2019.

F2 · price: Not applicable.

Read SEC document
August 15, 2018 Filed Aug 16, 2018 20:47 UTC
Merrill GaryChief Accounting Officer
SaleCommon Stock 135.4269 $64.67 $8,758.06
Disclosure

SEC source: 0001209191-18-047083 · doc4.xml · nonDerivative · entry 3

Merrill Gary · CIK 0001560814 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,018.3226

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August 15, 2018 Filed Aug 16, 2018 20:47 UTC
Merrill GaryChief Accounting Officer
GrantCommon Stock 135.4269 $44.84 $6,072.54
Disclosure

SEC source: 0001209191-18-047083 · doc4.xml · nonDerivative · entry 2

Merrill Gary · CIK 0001560814 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,153.7495

F2 · security: Shares were acquired under the Commvault Employee Stock Purchase Plan on Aug. 15, 2018.

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August 15, 2018 Filed Aug 16, 2018 20:25 UTC
CAROLAN BRIANVP Finance and CFO
GrantCommon Stock 175.2963 $44.84 $7,860.29
Disclosure

SEC source: 0001209191-18-047052 · doc4.xml · nonDerivative · entry 2

CAROLAN BRIAN · CIK 0001279714 · VP Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,810.9501

F3 · security: Shares were acquired under the Commvault Employee Stock Purchase Plan on Aug. 15, 2018.

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August 15, 2018 Filed Aug 16, 2018 20:24 UTC
BUNTE ALDirector · Executive Vice President & COO
GrantCommon Stock 134.8011 $44.84 $6,044.48
Disclosure

SEC source: 0001209191-18-047049 · doc4.xml · nonDerivative · entry 2

BUNTE AL · CIK 0001279707 · Director · Executive Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 499,447.2735

F3 · security: Shares were acquired under the Commvault Employee Stock Purchase Plan on Aug. 15, 2018.

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August 14, 2018 Filed Aug 16, 2018 20:48 UTC
Miiller Ronald LSVP, Worldwide Sales
Tax withholdingCommon Stock 1,579 $66.00 $104,214.00
Disclosure

SEC source: 0001209191-18-047084 · doc4.xml · nonDerivative · entry 1

Miiller Ronald L · CIK 0001375240 · SVP, Worldwide Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,324.968

F1 · security: This sale of common stock was made to satisfy certain tax withholding obligations resulting from the vesting of restricted stock units.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $66.00 to $66.30 inclusive.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.