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Nasdaq · USD

CVBF

CVB FINANCIAL CORP

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4071
SEC CIK
0000354647
Parsed reports
428

Last 12 months

Inside the activity.

7 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202510
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202640
Jun 202600
Jul 202610
Aug 202611
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 25, 2020 Filed Mar 27, 2020 00:35 UTC
Oswalt Hal WDirector
GrantCommon Stock 4,683 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-007064 · doc1.xml · nonDerivative · entry 1

Oswalt Hal W · CIK 0001595220 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,933

Read SEC document
March 25, 2020 Filed Mar 27, 2020 01:27 UTC
WOHL RICHARD HEVP & General Counsel
GrantCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-007068 · doc1.xml · nonDerivative · entry 1

WOHL RICHARD H · CIK 0001223126 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,682.642

Read SEC document
March 25, 2020 Filed Mar 27, 2020 01:21 UTC
DeAngelis YamynnEVP Chief Risk Officer
GrantCommon Stock 4,000 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-007066 · doc1.xml · nonDerivative · entry 1

DeAngelis Yamynn · CIK 0001733262 · EVP Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,349

Read SEC document
March 25, 2020 Filed Mar 27, 2020 00:32 UTC GrantCommon Stock 4,683 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-007060 · doc1.xml · nonDerivative · entry 1

O Brien Raymond V III · CIK 0001558716 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,683

Read SEC document
March 25, 2020 Filed Mar 27, 2020 00:22 UTC GrantCommon Stock 4,683 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-007057 · doc1.xml · nonDerivative · entry 1

Laitsch Marshall · CIK 0001314070 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,726

Read SEC document
March 25, 2020 Filed Mar 27, 2020 00:05 UTC
Kan AnnaDirector
GrantCommon Stock 4,683 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-007054 · doc1.xml · nonDerivative · entry 1

Kan Anna · CIK 0001681468 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,683

Read SEC document
March 25, 2020 Filed Mar 26, 2020 23:04 UTC GrantCommon Stock 4,683 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-007049 · doc1.xml · nonDerivative · entry 1

Guerra, Jr. Rodrigo · CIK 0001711278 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,683

Read SEC document
March 25, 2020 Filed Mar 26, 2020 22:54 UTC GrantCommon Stock 4,683 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-007045 · doc1.xml · nonDerivative · entry 1

Borba George A Jr · CIK 0001562449 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,915

F1 · balance_after: Shares held by George Borba Jr of which 4,683 shares are restricted

Read SEC document
March 25, 2020 Filed Mar 26, 2020 22:59 UTC GrantCommon Stock 4,683 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-007047 · doc1.xml · nonDerivative · entry 1

Del Guercio Stephen A · CIK 0001561350 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,683

Read SEC document
March 25, 2020 Filed Mar 27, 2020 22:39 UTC GrantCommon Stock 11,250 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-007132 · doc1.xml · nonDerivative · entry 1

Farnsworth David F · CIK 0001680121 · EVP $ CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,422

Read SEC document
March 25, 2020 Filed Mar 27, 2020 23:39 UTC
Brager David A.Director · CEO
GrantCommon Stock 31,750 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-007137 · doc1.xml · nonDerivative · entry 1

Brager David A. · CIK 0001506476 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,165

Read SEC document
March 25, 2020 Filed Mar 27, 2020 22:38 UTC
Harvey David CEVP Chief Operations Officer
GrantCommon Stock 22,500 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-007130 · doc1.xml · nonDerivative · entry 1

Harvey David C · CIK 0001480054 · EVP Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,282

Read SEC document
March 25, 2020 Filed Mar 27, 2020 22:37 UTC GrantCommon Stock 22,500 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-007128 · doc1.xml · nonDerivative · entry 1

Nicholson E Allen · CIK 0001651815 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,622

Read SEC document
March 25, 2020 Filed Apr 1, 2020 18:03 UTC GrantCommon Stock 4,683 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-007273 · doc1.xml · nonDerivative · entry 1

Leslie Kristina M · CIK 0001307207 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,683

Read SEC document
March 25, 2020 Filed Mar 4, 2021 19:04 UTC Amendment
Oswalt Hal WDirector
GrantCommon Stock 4,683 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-005629 · doc1.xml · nonDerivative · entry 1

Oswalt Hal W · CIK 0001595220 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,683

F1 · balance_after: This amendment corrects the number of shares beneficially owned following the reported transaction.

Read SEC document
January 28, 2020 Filed Jan 30, 2020 00:54 UTC
Oswalt Hal WDirector
SaleCommon Stock 10,250 $21.16 $216,838.75
Disclosure

SEC source: 0001567619-20-001695 · doc1.xml · nonDerivative · entry 1

Oswalt Hal W · CIK 0001595220 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

F1 · price: Represents the average sale price. The Shares were sold at prices ranging from $21.14 to $21.17 per share. Full information regarding the number of Shares sold at each price shall be provided to the Securities and Exchange Commission staff, Issuer, or a security holder of Issuer, upon request.

Read SEC document
November 19, 2019 Filed Nov 21, 2019 22:05 UTC
Brager David A.EVP Sales Division Manager
Tax withholdingCommon Stock 1,400 $21.24 $29,736.00
Disclosure

SEC source: 0001567619-19-022033 · doc1.xml · nonDerivative · entry 1

Brager David A. · CIK 0001506476 · EVP Sales Division Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,415

Read SEC document
November 19, 2019 Filed Nov 21, 2019 22:18 UTC
Harvey David CEVP Chief Operations Officer
Tax withholdingCommon Stock 1,338 $21.24 $28,419.12
Disclosure

SEC source: 0001567619-19-022036 · doc1.xml · nonDerivative · entry 1

Harvey David C · CIK 0001480054 · EVP Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,782

Read SEC document
November 15, 2019 Filed Nov 19, 2019 21:58 UTC Tax withholdingCommon Stock 376 $21.33 $8,020.08
Disclosure

SEC source: 0001567619-19-021882 · doc1.xml · nonDerivative · entry 1

Nicholson E Allen · CIK 0001651815 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,122

Read SEC document
November 15, 2019 Filed Nov 19, 2019 21:55 UTC
Harvey David CEVP Chief Operations Officer
Tax withholdingCommon Stock 446 $21.33 $9,513.18
Disclosure

SEC source: 0001567619-19-021880 · doc1.xml · nonDerivative · entry 1

Harvey David C · CIK 0001480054 · EVP Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,120

Read SEC document
November 15, 2019 Filed Nov 19, 2019 21:51 UTC
Brager David A.EVP Sales Division Manager
Tax withholdingCommon Stock 700 $21.33 $14,931.00
Disclosure

SEC source: 0001567619-19-021877 · doc1.xml · nonDerivative · entry 1

Brager David A. · CIK 0001506476 · EVP Sales Division Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,815

Read SEC document
October 28, 2019 Filed Oct 30, 2019 22:04 UTC
Myers Christopher DDirector · President & CEO
SaleCommon Stock 16,500 $21.16 $349,090.50
Disclosure

SEC source: 0001567619-19-020152 · doc1.xml · nonDerivative · entry 1

Myers Christopher D · CIK 0001371381 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 424,557

F1 · price: Represents the weighted average sales price. The Shares were sold at prices ranging from $21.15 to $21.17 per share. Full information regarding the number of Shares sold at each price shall be provided to the Securities and Exchange Commission staff (the "Staff"), Issuer, or a security holder of Issuer, upon request.

F2 · balance_after: Includes 180,000 shares of restricted stock units.

Read SEC document
October 28, 2019 Filed Mar 4, 2020 00:24 UTC Amendment
Myers Christopher DDirector · President & CEO
SaleCommon Stock 16,500 $21.16 $349,090.50
Disclosure

SEC source: 0001567619-20-005542 · doc1.xml · nonDerivative · entry 1

Myers Christopher D · CIK 0001371381 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 409,557

F1 · price: Represents the weighted average sales price. The Shares were sold at prices ranging from $21.15 to $21.17 per share. Full information regarding the number of Shares sold at each price shall be provided to the Securities and Exchange Commission staff (the "Staff"), Issuer, or a security holder of Issuer, upon request.

F2 · balance_after: Includes 180,000 shares of restricted stock units.

F3 · balance_after: Amount corrected (reduced)

Read SEC document
October 19, 2019 Filed Oct 22, 2019 22:32 UTC
Harvey David CEVP Chief Operations Officer
Tax withholdingCommon Stock 1,338 $20.96 $28,044.48
Disclosure

SEC source: 0001567619-19-019891 · doc1.xml · nonDerivative · entry 1

Harvey David C · CIK 0001480054 · EVP Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,566

Read SEC document
October 19, 2019 Filed Oct 22, 2019 20:59 UTC
Brager David A.EVP Sales Division Manager
Tax withholdingCommon Stock 1,400 $20.96 $29,344.00
Disclosure

SEC source: 0001567619-19-019881 · doc1.xml · nonDerivative · entry 1

Brager David A. · CIK 0001506476 · EVP Sales Division Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,515

Read SEC document
September 21, 2019 Filed Sep 24, 2019 22:31 UTC
DeAngelis YamynnEVP Chief Risk Officer
Tax withholdingCommon Stock 173 $21.67 $3,748.91
Disclosure

SEC source: 0001567619-19-018716 · doc1.xml · nonDerivative · entry 1

DeAngelis Yamynn · CIK 0001733262 · EVP Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,349

Read SEC document
September 19, 2019 Filed Sep 23, 2019 22:33 UTC
WOHL RICHARD HEVP & General Counsel
Tax withholdingCommon Stock 527 $21.63 $11,399.01
Disclosure

SEC source: 0001567619-19-018685 · doc1.xml · nonDerivative · entry 1

WOHL RICHARD H · CIK 0001223126 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,682.642

Read SEC document
September 19, 2019 Filed Sep 23, 2019 22:27 UTC Tax withholdingCommon Stock 1,384 $21.63 $29,935.92
Disclosure

SEC source: 0001567619-19-018683 · doc1.xml · nonDerivative · entry 1

Nicholson E Allen · CIK 0001651815 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,498

Read SEC document
September 19, 2019 Filed Sep 23, 2019 22:22 UTC
Harvey David CEVP Chief Operations Officer
Tax withholdingCommon Stock 1,729 $21.63 $37,398.27
Disclosure

SEC source: 0001567619-19-018681 · doc1.xml · nonDerivative · entry 1

Harvey David C · CIK 0001480054 · EVP Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,404

Read SEC document
September 19, 2019 Filed Sep 23, 2019 22:15 UTC Tax withholdingCommon Stock 692 $21.63 $14,967.96
Disclosure

SEC source: 0001567619-19-018678 · doc1.xml · nonDerivative · entry 1

Farnsworth David F · CIK 0001680121 · EVP $ CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,172

Read SEC document
September 19, 2019 Filed Sep 23, 2019 21:58 UTC
Brager David A.EVP Sales Division Manager
Tax withholdingCommon Stock 1,730 $21.63 $37,419.90
Disclosure

SEC source: 0001567619-19-018672 · doc1.xml · nonDerivative · entry 1

Brager David A. · CIK 0001506476 · EVP Sales Division Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,485

Read SEC document
September 19, 2019 Filed Sep 23, 2019 22:08 UTC
DeAngelis YamynnEVP Chief Risk Officer
Tax withholdingCommon Stock 173 $21.63 $3,741.99
Disclosure

SEC source: 0001567619-19-018676 · doc1.xml · nonDerivative · entry 1

DeAngelis Yamynn · CIK 0001733262 · EVP Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,522

Read SEC document
September 19, 2019 Filed Sep 24, 2019 22:41 UTC Amendment
Brager David A.EVP Sales Division Manager
Tax withholdingCommon stock 2,300 $21.63 $49,749.00
Disclosure

SEC source: 0001567619-19-018719 · doc1.xml · nonDerivative · entry 1

Brager David A. · CIK 0001506476 · EVP Sales Division Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,915

Read SEC document
September 19, 2019 Filed Sep 26, 2019 17:53 UTC Amendment
Harvey David CEVP Chief Operations Officer
Tax withholdingCommon Stock 2,229 $21.63 $48,213.27
Disclosure

SEC source: 0001567619-19-018782 · doc1.xml · nonDerivative · entry 1

Harvey David C · CIK 0001480054 · EVP Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,904

F1 · shares: Table 1, item # 4 amount amended

Read SEC document
September 12, 2019 Filed Sep 13, 2019 22:32 UTC
Myers Christopher DDirector · President & CEO
Exercise / conversionPerformance Based Restricted Stock Units · Derivative 18,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-19-018322 · doc1.xml · derivative · entry 6

Myers Christopher D · CIK 0001371381 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 18,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents the vesting of 18000 shares of Issuer common stock by the Reporting Person pursuant to a perrformance based restricted stock unit originally granted to Reporting Person pursuant to Issuer's 2018 Equity Incentive Plan

F2 · price: Represents the vesting of 18000 shares of Issuer common stock by the Reporting Person pursuant to a perrformance based restricted stock unit originally granted to Reporting Person pursuant to Issuer's 2018 Equity Incentive Plan

F2 · derivative.exercise_date: Represents the vesting of 18000 shares of Issuer common stock by the Reporting Person pursuant to a perrformance based restricted stock unit originally granted to Reporting Person pursuant to Issuer's 2018 Equity Incentive Plan

F2 · derivative.expiration_date: Represents the vesting of 18000 shares of Issuer common stock by the Reporting Person pursuant to a perrformance based restricted stock unit originally granted to Reporting Person pursuant to Issuer's 2018 Equity Incentive Plan

Read SEC document
September 12, 2019 Filed Sep 13, 2019 22:32 UTC
Myers Christopher DDirector · President & CEO
Exercise / conversionRestricted Stock Units · Derivative 15,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-19-018322 · doc1.xml · derivative · entry 5

Myers Christopher D · CIK 0001371381 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents the vesting of 15000 shares of Issuer common stock by the Reporting Person pursuant to a timed based restricted stock unit originally granted to Reporting Person pursuant to Issuer's 2018 Equity Incentive Plan

F1 · price: Represents the vesting of 15000 shares of Issuer common stock by the Reporting Person pursuant to a timed based restricted stock unit originally granted to Reporting Person pursuant to Issuer's 2018 Equity Incentive Plan

F1 · derivative.exercise_date: Represents the vesting of 15000 shares of Issuer common stock by the Reporting Person pursuant to a timed based restricted stock unit originally granted to Reporting Person pursuant to Issuer's 2018 Equity Incentive Plan

F1 · derivative.expiration_date: Represents the vesting of 15000 shares of Issuer common stock by the Reporting Person pursuant to a timed based restricted stock unit originally granted to Reporting Person pursuant to Issuer's 2018 Equity Incentive Plan

Read SEC document
September 12, 2019 Filed Sep 13, 2019 22:32 UTC
Myers Christopher DDirector · President & CEO
Tax withholdingCommon Stock 9,000 $21.37 $192,330.00
Disclosure

SEC source: 0001567619-19-018322 · doc1.xml · nonDerivative · entry 4

Myers Christopher D · CIK 0001371381 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 246,057

Read SEC document
September 12, 2019 Filed Sep 13, 2019 22:32 UTC
Myers Christopher DDirector · President & CEO
Exercise / conversionCommon Stock 18,000 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-018322 · doc1.xml · nonDerivative · entry 3

Myers Christopher D · CIK 0001371381 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 255,057

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Represents the vesting of 18000 shares of Issuer common stock by the Reporting Person pursuant to a perrformance based restricted stock unit originally granted to Reporting Person pursuant to Issuer's 2018 Equity Incentive Plan

Read SEC document
September 12, 2019 Filed Sep 13, 2019 22:32 UTC
Myers Christopher DDirector · President & CEO
Tax withholdingCommon Stock 7,500 $21.37 $160,275.00
Disclosure

SEC source: 0001567619-19-018322 · doc1.xml · nonDerivative · entry 2

Myers Christopher D · CIK 0001371381 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 237,057

Read SEC document
September 12, 2019 Filed Sep 13, 2019 22:32 UTC
Myers Christopher DDirector · President & CEO
Exercise / conversionCommon Stock 15,000 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-018322 · doc1.xml · nonDerivative · entry 1

Myers Christopher D · CIK 0001371381 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 244,557

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the vesting of 15000 shares of Issuer common stock by the Reporting Person pursuant to a timed based restricted stock unit originally granted to Reporting Person pursuant to Issuer's 2018 Equity Incentive Plan

Read SEC document
September 03, 2019 Filed Sep 4, 2019 22:50 UTC
Oswalt Hal WDirector
PurchaseCommon Stock 250 $20.12 $5,029.93
Disclosure

SEC source: 0001567619-19-017904 · doc1.xml · nonDerivative · entry 1

Oswalt Hal W · CIK 0001595220 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,250

Read SEC document
July 31, 2019 Filed Aug 1, 2019 21:39 UTC
Myers Christopher DDirector · President & CEO
SaleCommon Stock 4,600 $22.04 $101,374.34
Disclosure

SEC source: 0001567619-19-015629 · doc1.xml · nonDerivative · entry 1

Myers Christopher D · CIK 0001371381 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 229,557

F1 · price: Represents the weighted average sales price. The Shares were sold at prices ranging from $22.00 to $22.08 per share. Full information regarding the number of Shares sold at each price shall be provided to the Securities and Exchange Commission staff (the "Staff"), Issuer, or a security holder of Issuer, upon request.

Read SEC document
July 20, 2019 Filed Jul 23, 2019 19:29 UTC Tax withholdingCommon Stock 692 $20.37 $14,096.04
Disclosure

SEC source: 0001567619-19-015085 · doc1.xml · nonDerivative · entry 1

Farnsworth David F · CIK 0001680121 · EVP $ CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,864

Read SEC document
July 17, 2019 Filed Sep 27, 2019 18:49 UTC
Myers Christopher DDirector · President & CEO
GrantPerformance Based Restricted Stock Units · Derivative 15,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-19-018831 · doc1.xml · derivative · entry 6

Myers Christopher D · CIK 0001371381 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,000 shares

Expires not disclosed

F4 · derivative.exercise_date: On July 17, 2019 pursuant to Issuer's Equity Plan, Issuer amended an outstanding performance based restricted stock unit grant to Reporting Person to reduce the number of shares subject to the performance based restricted stock unit grant from 105000 to 60000 and changing the vesting terms such that up to 15000 shares subject to the performance based grant vests on September 12, 2019 based on the Issuer's Relative Return on Assets and Return on Equity and 45000 shares subject to the grant vests on March 15, 2020 subject to Reporting Person continuing to provide employment services through such date.

F4 · derivative.expiration_date: On July 17, 2019 pursuant to Issuer's Equity Plan, Issuer amended an outstanding performance based restricted stock unit grant to Reporting Person to reduce the number of shares subject to the performance based restricted stock unit grant from 105000 to 60000 and changing the vesting terms such that up to 15000 shares subject to the performance based grant vests on September 12, 2019 based on the Issuer's Relative Return on Assets and Return on Equity and 45000 shares subject to the grant vests on March 15, 2020 subject to Reporting Person continuing to provide employment services through such date.

Read SEC document
July 17, 2019 Filed Sep 27, 2019 18:49 UTC
Myers Christopher DDirector · President & CEO
Disposition to issuerPerformance Based Restricted Stock Units · Derivative 105,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-19-018831 · doc1.xml · derivative · entry 5

Myers Christopher D · CIK 0001371381 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 105,000 shares

Expires not disclosed

F4 · derivative.exercise_date: On July 17, 2019 pursuant to Issuer's Equity Plan, Issuer amended an outstanding performance based restricted stock unit grant to Reporting Person to reduce the number of shares subject to the performance based restricted stock unit grant from 105000 to 60000 and changing the vesting terms such that up to 15000 shares subject to the performance based grant vests on September 12, 2019 based on the Issuer's Relative Return on Assets and Return on Equity and 45000 shares subject to the grant vests on March 15, 2020 subject to Reporting Person continuing to provide employment services through such date.

F4 · derivative.expiration_date: On July 17, 2019 pursuant to Issuer's Equity Plan, Issuer amended an outstanding performance based restricted stock unit grant to Reporting Person to reduce the number of shares subject to the performance based restricted stock unit grant from 105000 to 60000 and changing the vesting terms such that up to 15000 shares subject to the performance based grant vests on September 12, 2019 based on the Issuer's Relative Return on Assets and Return on Equity and 45000 shares subject to the grant vests on March 15, 2020 subject to Reporting Person continuing to provide employment services through such date.

Read SEC document
July 17, 2019 Filed Sep 27, 2019 18:49 UTC
Myers Christopher DDirector · President & CEO
Disposition to issuerRestricted Stock Units · Derivative 105,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-19-018831 · doc1.xml · derivative · entry 4

Myers Christopher D · CIK 0001371381 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 105,000 shares

Expires not disclosed

F3 · derivative.exercise_date: On July 17, 2019 pursuant to Issuer's Equity Plan, Issuer amended an outstanding restricted stock unit grant to Reporting Person to reduce the number of shares subject to the restricted stock unit grant from 105000 to 60000 and changing the vesting terms such that 15000 shares will vest on September 12, 2019 and 45000 shares will vest on March 15, 2020 subject to Reporting Person continuing to provide employment services through such date(s).

F3 · derivative.expiration_date: On July 17, 2019 pursuant to Issuer's Equity Plan, Issuer amended an outstanding restricted stock unit grant to Reporting Person to reduce the number of shares subject to the restricted stock unit grant from 105000 to 60000 and changing the vesting terms such that 15000 shares will vest on September 12, 2019 and 45000 shares will vest on March 15, 2020 subject to Reporting Person continuing to provide employment services through such date(s).

Read SEC document
July 17, 2019 Filed Sep 27, 2019 18:49 UTC
Myers Christopher DDirector · President & CEO
GrantCommon Stock 45,000 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-018831 · doc1.xml · nonDerivative · entry 3

Myers Christopher D · CIK 0001371381 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 441,057

F4 · shares: On July 17, 2019 pursuant to Issuer's Equity Plan, Issuer amended an outstanding performance based restricted stock unit grant to Reporting Person to reduce the number of shares subject to the performance based restricted stock unit grant from 105000 to 60000 and changing the vesting terms such that up to 15000 shares subject to the performance based grant vests on September 12, 2019 based on the Issuer's Relative Return on Assets and Return on Equity and 45000 shares subject to the grant vests on March 15, 2020 subject to Reporting Person continuing to provide employment services through such date.

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July 17, 2019 Filed Sep 27, 2019 18:49 UTC
Myers Christopher DDirector · President & CEO
GrantCommon Stock 60,000 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-018831 · doc1.xml · nonDerivative · entry 2

Myers Christopher D · CIK 0001371381 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 396,057

F2 · shares: Grant of 60000 RSUs pursuant to Issuer's 2018 Equity Incentive Plan (the "Equity Plan") in connection with the Reporting Person's Retirement and Consulting Agreement dated as of July 17, 2019. The RSUs shall vest in full March 15, 2020 provided that Reporting Person continues employment through such date.

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July 17, 2019 Filed Sep 27, 2019 18:49 UTC
Myers Christopher DDirector · President & CEO
GrantCommon Stock 90,000 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-018831 · doc1.xml · nonDerivative · entry 1

Myers Christopher D · CIK 0001371381 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 336,057

F1 · shares: Grant of 90000 RSUs pursuant to Issuer's 2018 Equity Incentive Plan (the "Equity Plan") in connection with the Reporting Person's Retirement and Consulting Agreement dated as of July 17, 2019. The RSUs shall vest in full December 31, 2020 provided that Reporting Person continues to provide consulting services through such date.

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June 26, 2019 Filed Jun 26, 2019 16:54 UTC Exercise / conversionStock Option Right to Buy · Derivative 3,000 $16.62 Strike: $16.62 $49,860.00
Disclosure

SEC source: 0001567619-19-013999 · doc1.xml · derivative · entry 2

Nicholson E Allen · CIK 0001651815 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,000 shares

Expires 2026-06-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.