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Nasdaq · USD

CVBF

CVB FINANCIAL CORP

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Tapewire entity
4071
SEC CIK
0000354647
Parsed reports
428

Last 12 months

Inside the activity.

7 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202510
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202640
Jun 202600
Jul 202610
Aug 202611
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 18, 2018 Filed Sep 20, 2018 22:57 UTC
Brager David A.EVP Sales Division Manager
Tax withholdingCommon Stock 700 $23.55 $16,485.00
Disclosure

SEC source: 0001567619-18-002976 · doc1.xml · nonDerivative · entry 1

Brager David A. · CIK 0001506476 · EVP Sales Division Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,033

Read SEC document
September 12, 2018 Filed Sep 13, 2018 22:55 UTC
Myers Christopher DDirector · President & CEO
GrantPerformance-based Restricted Stock Units · Derivative 105,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-18-002566 · doc1.xml · derivative · entry 3

Myers Christopher D · CIK 0001371381 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,000

Underlying: Common Stock · 105,000 shares

Expires not disclosed

F7 · security: Performance-based restricted stock units ("PRSUs") granted pursuant to the Plan and the related award agreement entered into pursuant thereto, in accordance with the terms of the Employment Agreement.

F2 · date: Effective date of grant is September 12, 2018.

F8 · shares: This is a target only. Number of PRSUs is tied to satisfaction of certain performance criteria (other than the price of Issuer's commons stock), as defined in the Employment Agreement. Reporting Person may acquire shares of Issuer's common stock to the extent that the performance targets are achieved as of the end of certain performance periods ending June 30, 2019, June 30, 2020 and June 30, 2021. The actual number of shares ultimately deliverable ranges from 0 to 131,250 shares (subject to any subsequent stock split and the like). PRSUs earned, if any, will vest in installments on specific dates over three years subject to certain conditions.

F6 · derivative.exercise_date: Not applicable.

F6 · derivative.expiration_date: Not applicable.

F8 · derivative.underlying_shares: This is a target only. Number of PRSUs is tied to satisfaction of certain performance criteria (other than the price of Issuer's commons stock), as defined in the Employment Agreement. Reporting Person may acquire shares of Issuer's common stock to the extent that the performance targets are achieved as of the end of certain performance periods ending June 30, 2019, June 30, 2020 and June 30, 2021. The actual number of shares ultimately deliverable ranges from 0 to 131,250 shares (subject to any subsequent stock split and the like). PRSUs earned, if any, will vest in installments on specific dates over three years subject to certain conditions.

F8 · balance_after: This is a target only. Number of PRSUs is tied to satisfaction of certain performance criteria (other than the price of Issuer's commons stock), as defined in the Employment Agreement. Reporting Person may acquire shares of Issuer's common stock to the extent that the performance targets are achieved as of the end of certain performance periods ending June 30, 2019, June 30, 2020 and June 30, 2021. The actual number of shares ultimately deliverable ranges from 0 to 131,250 shares (subject to any subsequent stock split and the like). PRSUs earned, if any, will vest in installments on specific dates over three years subject to certain conditions.

Read SEC document
September 12, 2018 Filed Sep 13, 2018 22:55 UTC
Myers Christopher DDirector · President & CEO
GrantRestricted Stock Units · Derivative 105,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-18-002566 · doc1.xml · derivative · entry 2

Myers Christopher D · CIK 0001371381 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,000

Underlying: Common Stock · 105,000 shares

Expires not disclosed

F4 · security: Restricted Stock Units ("RSUs") granted pursuant to the Plan and the related award agreement entered into pursuant thereto, in accordance with the terms of the Employment Agreement.

F2 · date: Effective date of grant is September 12, 2018.

F5 · derivative.exercise_date: RSUs vest over three years on the anniversary of the effective date of grant, provided Reporting Person continues in employment with Issuer through each vesting date, as follows: 15,000 RSUs vest on the first anniversary and 45,000 shares vest on each of the second and third anniversaries.

F6 · derivative.expiration_date: Not applicable.

Read SEC document
September 12, 2018 Filed Sep 13, 2018 22:55 UTC
Myers Christopher DDirector · President & CEO
GrantEmployee Stock Option (Right to Buy) · Derivative 100,000 $23.75 Strike: $23.75 $2,375,000.00
Disclosure

SEC source: 0001567619-18-002566 · doc1.xml · derivative · entry 1

Myers Christopher D · CIK 0001371381 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2028-09-12

F1 · security: Employee stock options (right-to-buy) ("Options") granted pursuant to Issuer's 2018 Equity Incentive Plan (the "Plan"), and the related award agreement entered into pursuant thereto, in accordance with the terms of Reporting Person's employment agreement dated September 12, 2018 (the "Employment Agreement").

F2 · date: Effective date of grant is September 12, 2018.

F3 · derivative.exercise_date: Options vest over three years in equal installments on each of the first three anniversaries of the effective date of grant, provided Reporting Person continues in employment with Issuer through each vesting date. Only vested options are exercisable.

Read SEC document
August 22, 2018 Filed Aug 23, 2018 16:32 UTC GrantCommon stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001567619-18-001701 · doc1.xml · nonDerivative · entry 1

Laitsch Marshall · CIK 0001314070 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,025

Read SEC document
August 10, 2018 Filed Aug 13, 2018 17:30 UTC GrantCommon Stock 11,351 $0.00 $0.00
Disclosure

SEC source: 0001567619-18-000529 · doc1.xml · nonDerivative · entry 1

Laitsch Marshall · CIK 0001314070 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,025

F1 · price: Received in exchange for 1200 shares of Community Bank common stock in connection with the merger (the "Merger") of Community Bank with and into Citizens Business Bank, a wholly-owned subsidiary of CVB Financial Corp. ("CVBF"), with Citizens Business Bank surviving. On August 10, 2018, the effective date of the Merger, the closing price of CVBF's common stock was $24.22 per share and the closing price of Community Bank's common stock was $300 per share.

Read SEC document
July 20, 2018 Filed Jul 24, 2018 16:40 UTC Tax withholdingCommon Stock 692 $23.17 $16,033.64
Disclosure

SEC source: 0001140361-18-033264 · doc1.xml · nonDerivative · entry 1

Farnsworth David F · CIK 0001680121 · EVP $ CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,556

Read SEC document
June 28, 2018 Filed Jun 29, 2018 19:46 UTC Exercise / conversionStock Option Right to Buy · Derivative 6,000 $16.62 Strike: $16.62 $99,720.00
Disclosure

SEC source: 0001140361-18-030685 · doc1.xml · derivative · entry 2

Nicholson E Allen · CIK 0001651815 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,000 shares

Expires 2026-06-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 28, 2018 Filed Jun 29, 2018 19:46 UTC Exercise / conversionCommon Stock 6,000 $16.62 $99,720.00
Disclosure

SEC source: 0001140361-18-030685 · doc1.xml · nonDerivative · entry 1

Nicholson E Allen · CIK 0001651815 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 06, 2018 Filed Jun 7, 2018 22:21 UTC
Harvey David CEVP Chief Operations Officer
Exercise / conversionStock Option Right to Buy · Derivative 10,000 $11.82 Strike: $11.82 $118,200.00
Disclosure

SEC source: 0001140361-18-027763 · doc1.xml · derivative · entry 2

Harvey David C · CIK 0001480054 · EVP Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2022-03-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 06, 2018 Filed Jun 7, 2018 22:21 UTC
Harvey David CEVP Chief Operations Officer
Exercise / conversionCommon Stock 10,000 $11.82 $118,200.00
Disclosure

SEC source: 0001140361-18-027763 · doc1.xml · nonDerivative · entry 1

Harvey David C · CIK 0001480054 · EVP Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,902

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 14, 2018 Filed May 16, 2018 19:43 UTC
DeAngelis YamynnEVP Chief Risk Officer
Exercise / conversionStock Option Right to Buy · Derivative 2,500 $9.46 Strike: $9.46 $23,650.00
Disclosure

SEC source: 0001140361-18-024182 · doc1.xml · derivative · entry 2

DeAngelis Yamynn · CIK 0001733262 · EVP Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,500 shares

Expires 2018-06-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 14, 2018 Filed May 16, 2018 19:43 UTC
DeAngelis YamynnEVP Chief Risk Officer
Exercise / conversionCommon Stock 2,500 $9.46 $23,650.00
Disclosure

SEC source: 0001140361-18-024182 · doc1.xml · nonDerivative · entry 1

DeAngelis Yamynn · CIK 0001733262 · EVP Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,815

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 30, 2018 Filed Apr 30, 2018 20:30 UTC PurchaseCommon Stock 5,000 $22.46 $112,295.00
Disclosure

SEC source: 0001140361-18-020506 · doc1.xml · nonDerivative · entry 1

Guerra, Jr. Rodrigo · CIK 0001711278 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,000

Read SEC document
March 21, 2018 Filed Mar 23, 2018 17:26 UTC
Oswalt Hal WDirector
GrantCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-014769 · doc1.xml · nonDerivative · entry 1

Oswalt Hal W · CIK 0001595220 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,000

Read SEC document
March 21, 2018 Filed Mar 23, 2018 17:19 UTC GrantCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-014766 · doc1.xml · nonDerivative · entry 1

O Brien Raymond V III · CIK 0001558716 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,000

Read SEC document
March 21, 2018 Filed Mar 23, 2018 17:11 UTC GrantCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-014758 · doc1.xml · nonDerivative · entry 1

Leslie Kristina M · CIK 0001307207 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,000

Read SEC document
March 21, 2018 Filed Mar 23, 2018 17:06 UTC
Kan AnnaDirector
GrantCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-014756 · doc1.xml · nonDerivative · entry 1

Kan Anna · CIK 0001681468 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,660

Read SEC document
March 21, 2018 Filed Mar 23, 2018 17:01 UTC GrantCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-014749 · doc1.xml · nonDerivative · entry 1

Guerra, Jr. Rodrigo · CIK 0001711278 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

Read SEC document
March 21, 2018 Filed Mar 23, 2018 16:55 UTC GrantCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-014746 · doc1.xml · nonDerivative · entry 1

Del Guercio Stephen A · CIK 0001561350 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,000

Read SEC document
March 21, 2018 Filed Mar 23, 2018 16:50 UTC GrantCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-014744 · doc1.xml · nonDerivative · entry 1

Borba George A Jr · CIK 0001562449 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,232

F1 · balance_after: Shares held by George Borba Jr of which 6000 shares are restricted

Read SEC document
March 20, 2018 Filed Mar 20, 2018 18:49 UTC
DeAngelis YamynnEVP Chief Risk Officer
Tax withholdingCommon Stock 145 $24.14 $3,500.30
Disclosure

SEC source: 0001140361-18-014272 · doc1.xml · nonDerivative · entry 1

DeAngelis Yamynn · CIK 0001733262 · EVP Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,315

Read SEC document
March 12, 2018 Filed Mar 13, 2018 17:34 UTC
Myers Christopher DDirector · President & CEO
Exercise / conversionStock Option Right to Buy · Derivative 30,948 $8.61 Strike: $8.61 $266,462.28
Disclosure

SEC source: 0001140361-18-013176 · doc1.xml · derivative · entry 3

Myers Christopher D · CIK 0001371381 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 30,948 shares

Expires 2019-09-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 12, 2018 Filed Mar 13, 2018 17:34 UTC
Myers Christopher DDirector · President & CEO
Exercise / conversionCommon Stock 30,948 $8.61 $266,462.28
Disclosure

SEC source: 0001140361-18-013176 · doc1.xml · nonDerivative · entry 2

Myers Christopher D · CIK 0001371381 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 347,336

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 09, 2018 Filed Mar 12, 2018 23:36 UTC
Myers Christopher DDirector · President & CEO
Exercise / conversionStock Option Right to Buy · Derivative 20,000 $8.61 Strike: $8.61 $172,200.00
Disclosure

SEC source: 0001140361-18-013127 · doc1.xml · derivative · entry 3

Myers Christopher D · CIK 0001371381 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,000 shares

Expires 2019-09-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 09, 2018 Filed Mar 12, 2018 23:36 UTC
Myers Christopher DDirector · President & CEO
Exercise / conversionCommon Stock 20,000 $8.61 $172,200.00
Disclosure

SEC source: 0001140361-18-013127 · doc1.xml · nonDerivative · entry 2

Myers Christopher D · CIK 0001371381 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 347,336

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 09, 2018 Filed Mar 13, 2018 17:34 UTC
Myers Christopher DDirector · President & CEO
SaleCommon Stock 30,948 $24.07 $744,949.31
Disclosure

SEC source: 0001140361-18-013176 · doc1.xml · nonDerivative · entry 1

Myers Christopher D · CIK 0001371381 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 316,388

F1 · price: Represents the weighted average sales price. The shares were sold at prices ranging from $24.07 to $24.10 per share. Full information regarding the number of shares sold at each price shall be provided to the Securities and Exchange Commission staff (the "Staff"), Issuer, or a security holder of Issuer, upon request.

Read SEC document
March 08, 2018 Filed Mar 12, 2018 23:36 UTC
Myers Christopher DDirector · President & CEO
SaleCommon Stock 20,000 $23.85 $477,040.00
Disclosure

SEC source: 0001140361-18-013127 · doc1.xml · nonDerivative · entry 1

Myers Christopher D · CIK 0001371381 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 327,336

F1 · price: Represents the weighted average sales price. The shares were sold at prices ranging from $23.85 to $23.87 per share. Full information regarding the number of shares sold at each price shall be provided to the Securities and Exchange Commission staff (the "Staff"), Issuer, or a security holder of Issuer, upon request.

Read SEC document
February 26, 2018 Filed Feb 28, 2018 22:18 UTC
Myers Christopher DDirector · President & CEO
Exercise / conversionStock Option Right to Buy · Derivative 6,821 $14.66 Strike: $14.66 $99,995.86
Disclosure

SEC source: 0001140361-18-010865 · doc1.xml · derivative · entry 2

Myers Christopher D · CIK 0001371381 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,821 shares

Expires 2024-02-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 26, 2018 Filed Feb 28, 2018 22:18 UTC
Myers Christopher DDirector · President & CEO
Exercise / conversionCommon Stock 6,821 $14.66 $99,995.86
Disclosure

SEC source: 0001140361-18-010865 · doc1.xml · nonDerivative · entry 1

Myers Christopher D · CIK 0001371381 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 347,336

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 06, 2018 Filed Feb 7, 2018 21:17 UTC
Myers Christopher DDirector · President & CEO
Tax withholdingCommon Stock 30,000 $23.39 $701,700.00
Disclosure

SEC source: 0001140361-18-005591 · doc1.xml · nonDerivative · entry 1

Myers Christopher D · CIK 0001371381 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 340,515

Read SEC document
November 19, 2017 Filed Nov 21, 2017 23:45 UTC
Harvey David CEVP Chief Operations Officer
Tax withholdingCommon Stock 1,128 $23.02 $25,966.56
Disclosure

SEC source: 0001140361-17-043597 · doc1.xml · nonDerivative · entry 1

Harvey David C · CIK 0001480054 · EVP Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,902

Read SEC document
November 19, 2017 Filed Nov 21, 2017 23:41 UTC
Brager David A.EVP Sales Division Manager
Tax withholdingCommon Stock 1,580 $23.02 $36,371.60
Disclosure

SEC source: 0001140361-17-043593 · doc1.xml · nonDerivative · entry 1

Brager David A. · CIK 0001506476 · EVP Sales Division Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,733

Read SEC document
November 15, 2017 Filed Nov 17, 2017 16:59 UTC
Brager David A.EVP Sales Division Manager
GrantCommon Stock 7,500 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-043166 · doc1.xml · nonDerivative · entry 1

Brager David A. · CIK 0001506476 · EVP Sales Division Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,313

Read SEC document
November 15, 2017 Filed Nov 17, 2017 16:54 UTC GrantCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-043164 · doc1.xml · nonDerivative · entry 1

Nicholson E Allen · CIK 0001651815 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Read SEC document
November 15, 2017 Filed Nov 17, 2017 16:51 UTC
Harvey David CEVP Chief Operations Officer
GrantCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-043162 · doc1.xml · nonDerivative · entry 1

Harvey David C · CIK 0001480054 · EVP Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,030

Read SEC document
October 19, 2017 Filed Oct 20, 2017 22:32 UTC
Harvey David CEVP Chief Operations Officer
Tax withholdingCommon Stock 1,128 $24.10 $27,184.80
Disclosure

SEC source: 0001140361-17-039189 · doc1.xml · nonDerivative · entry 1

Harvey David C · CIK 0001480054 · EVP Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,030

Read SEC document
October 19, 2017 Filed Oct 20, 2017 22:27 UTC
Brager David A.EVP Sales Division Manager
Tax withholdingCommon Stock 1,500 $24.10 $36,150.00
Disclosure

SEC source: 0001140361-17-039187 · doc1.xml · nonDerivative · entry 1

Brager David A. · CIK 0001506476 · EVP Sales Division Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,813

Read SEC document
September 18, 2017 Filed Sep 20, 2017 17:15 UTC
Harvey David CEVP Chief Operations Officer
Tax withholdingCommon Stock 564 $21.55 $12,154.20
Disclosure

SEC source: 0001140361-17-036011 · doc1.xml · nonDerivative · entry 1

Harvey David C · CIK 0001480054 · EVP Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,158

Read SEC document
September 18, 2017 Filed Sep 20, 2017 17:10 UTC
Brager David A.EVP Sales Division Manager
Tax withholdingCommon Stock 700 $21.55 $15,085.00
Disclosure

SEC source: 0001140361-17-036009 · doc1.xml · nonDerivative · entry 1

Brager David A. · CIK 0001506476 · EVP Sales Division Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,313

Read SEC document
August 03, 2017 Filed Aug 7, 2017 16:10 UTC
Kan AnnaDirector
PurchaseCommon Stock 4,660 $21.50 $100,190.00
Disclosure

SEC source: 0001140361-17-030310 · doc1.xml · nonDerivative · entry 1

Kan Anna · CIK 0001681468 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,660

Read SEC document
July 20, 2017 Filed Jul 24, 2017 23:04 UTC Tax withholdingCommon Stock 752 $21.88 $16,453.76
Disclosure

SEC source: 0001140361-17-028494 · doc1.xml · nonDerivative · entry 1

Farnsworth David F · CIK 0001680121 · EVP $ CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,248

Read SEC document
July 19, 2017 Filed Jul 20, 2017 22:24 UTC GrantCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-028329 · doc1.xml · nonDerivative · entry 1

Guerra, Jr. Rodrigo · CIK 0001711278 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

Read SEC document
May 09, 2017 Filed May 10, 2017 16:43 UTC
Brager David A.EVP Sales Division Manager
Exercise / conversionStock Option Right to Buy · Derivative 2,000 $11.82 Strike: $11.82 $23,640.00
Disclosure

SEC source: 0001140361-17-019267 · doc1.xml · derivative · entry 3

Brager David A. · CIK 0001506476 · EVP Sales Division Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,000 shares

Expires 2022-03-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 09, 2017 Filed May 10, 2017 16:43 UTC
Brager David A.EVP Sales Division Manager
Exercise / conversionCommon Stock 2,000 $11.82 $23,640.00
Disclosure

SEC source: 0001140361-17-019267 · doc1.xml · nonDerivative · entry 2

Brager David A. · CIK 0001506476 · EVP Sales Division Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,013

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 08, 2017 Filed May 10, 2017 16:43 UTC
Brager David A.EVP Sales Division Manager
SaleCommon Stock 2,000 $22.13 $44,265.40
Disclosure

SEC source: 0001140361-17-019267 · doc1.xml · nonDerivative · entry 1

Brager David A. · CIK 0001506476 · EVP Sales Division Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,013

Read SEC document
March 22, 2017 Filed Apr 14, 2017 21:43 UTC Amendment GrantCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-015910 · doc1.xml · nonDerivative · entry 1

Borba George A Jr · CIK 0001562449 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,232

F1 · date: Amendment filed to reflect correct grant date

F2 · balance_after: Shares held by George Borba Jr of which 6000 shares are restricted

Read SEC document
March 22, 2017 Filed Apr 14, 2017 21:10 UTC Amendment
Oswalt Hal WDirector
GrantCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-015904 · doc1.xml · nonDerivative · entry 1

Oswalt Hal W · CIK 0001595220 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,000

F1 · date: Amendment filed to reflect correct grant date.

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March 22, 2017 Filed Apr 14, 2017 21:07 UTC Amendment GrantCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-015901 · doc1.xml · nonDerivative · entry 1

O Brien Raymond V III · CIK 0001558716 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

F1 · date: Amendment filed to reflect correct grant date.

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March 22, 2017 Filed Apr 14, 2017 20:59 UTC Amendment
Kan AnnaDirector
GrantCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-015895 · doc1.xml · nonDerivative · entry 1

Kan Anna · CIK 0001681468 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,000

F1 · date: Amendment filed to reflect correct grant date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.