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Nasdaq · USD

CUE

Cue Biopharma, Inc.

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Tapewire entity
6301
SEC CIK
0001645460
Parsed reports
259

Last 12 months

Inside the activity.

5 purchase rows · 15 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202550
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 2026011
Sep 202600
Oct 202604

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 02, 2026 Filed Jan 6, 2026 16:00 UTC GrantStock Option (right to buy) · Derivative 24,400 $0.00 Strike: $0.34 $0.00
Disclosure

SEC source: 0001193125-26-004359 · ownership.xml · derivative · entry 1

Kiener Peter A · CIK 0001328146 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,400

Underlying: Common Stock · 24,400 shares

Expires 2036-01-01

F1 · shares: Represents a stock option award granted pursuant to the Issuer's Director Compensation Policy.

F2 · derivative.exercise_date: This stock option becomes fully exercisable on the first anniversary of the grant date.

Read SEC document
January 02, 2026 Filed Jan 6, 2026 21:00 UTC GrantStock Option (right to buy) · Derivative 24,400 $0.00 Strike: $0.34 $0.00
Disclosure

SEC source: 0001193125-26-004356 · ownership.xml · derivative · entry 1

Garzone Pamela · CIK 0001974756 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,400

Underlying: Common Stock · 24,400 shares

Expires 2036-01-01

F1 · shares: Represents a stock option award granted pursuant to the Issuer's Director Compensation Policy.

F2 · derivative.exercise_date: This stock option becomes fully exercisable on the first anniversary of the grant date.

Read SEC document
January 02, 2026 Filed Jan 6, 2026 21:00 UTC
Morich FrankDirector
GrantStock Option (right to buy) · Derivative 24,400 $0.00 Strike: $0.34 $0.00
Disclosure

SEC source: 0001193125-26-004357 · ownership.xml · derivative · entry 1

Morich Frank · CIK 0001748615 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,400

Underlying: Common Stock · 24,400 shares

Expires 2036-01-01

F1 · shares: Represents a stock option award granted pursuant to the Issuer's Director Compensation Policy.

F2 · derivative.exercise_date: This stock option becomes fully exercisable on the first anniversary of the grant date.

Read SEC document
January 02, 2026 Filed Jan 6, 2026 21:00 UTC GrantStock Option (right to buy) · Derivative 24,400 $0.00 Strike: $0.34 $0.00
Disclosure

SEC source: 0001193125-26-004355 · ownership.xml · derivative · entry 1

Verheyen Patrick · CIK 0001972605 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,400

Underlying: Common Stock · 24,400 shares

Expires 2036-01-01

F1 · shares: Represents a stock option award granted pursuant to the Issuer's Director Compensation Policy.

F2 · derivative.exercise_date: This stock option becomes fully exercisable on the first anniversary of the grant date.

Read SEC document
December 30, 2025 Filed Jan 2, 2026 16:00 UTC
Sarraf PashaDirector
PurchaseCommon Stock 77,417 $0.30 $23,348.97
Disclosure

SEC source: 0001193125-26-000900 · ownership.xml · nonDerivative · entry 5

Sarraf Pasha · CIK 0002059447 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 323,857

Read SEC document
December 30, 2025 Filed Jan 2, 2026 16:00 UTC
Sarraf PashaDirector
PurchaseCommon Stock 78,116 $0.31 $24,325.32
Disclosure

SEC source: 0001193125-26-000900 · ownership.xml · nonDerivative · entry 4

Sarraf Pasha · CIK 0002059447 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 246,440

Read SEC document
December 30, 2025 Filed Jan 2, 2026 16:00 UTC
Sarraf PashaDirector
PurchaseCommon Stock 86,947 $0.32 $27,596.98
Disclosure

SEC source: 0001193125-26-000900 · ownership.xml · nonDerivative · entry 3

Sarraf Pasha · CIK 0002059447 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 168,324

Read SEC document
December 30, 2025 Filed Jan 2, 2026 16:00 UTC
Sarraf PashaDirector
PurchaseCommon Stock 77,148 $0.30 $23,167.54
Disclosure

SEC source: 0001193125-26-000900 · ownership.xml · nonDerivative · entry 2

Sarraf Pasha · CIK 0002059447 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 81,377

Read SEC document
December 30, 2025 Filed Jan 2, 2026 16:00 UTC
Sarraf PashaDirector
PurchaseCommon Stock 4,229 $0.31 $1,308.45
Disclosure

SEC source: 0001193125-26-000900 · ownership.xml · nonDerivative · entry 1

Sarraf Pasha · CIK 0002059447 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,229

Read SEC document
December 03, 2025 Filed Dec 5, 2025 23:54 UTC
Sandercock ColinSVP, GENERAL COUNSEL
GrantStock Option (right to buy) · Derivative 70,000 $0.00 Strike: $0.70 $0.00
Disclosure

SEC source: 0001193125-25-310067 · ownership.xml · derivative · entry 2

Sandercock Colin · CIK 0001724870 · SVP, GENERAL COUNSEL

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,000

Underlying: Common Stock · 70,000 shares

Expires 2024-07-23

F2 · derivative.exercise_date: On July 24, 2024 the Reporting Person was granted an option with vesting subject to the satisfaction of performance-based vesting criteria. The performance-based vesting criteria for these shares was deemed satisfied or waived on December 3, 2025 and these shares underlying the option vested.

Read SEC document
September 29, 2025 Filed Oct 3, 2025 00:13 UTC
Azam UsmanDirector · CHIEF EXECUTIVE OFFICER
GrantStock Option (right to buy) · Derivative 1,875,000 $0.00 Strike: $0.72 $0.00
Disclosure

SEC source: 0001193125-25-228920 · ownership.xml · derivative · entry 1

Azam Usman · CIK 0002089768 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,875,000

Underlying: Common Stock · 1,875,000 shares

Expires 2035-09-28

F1 · derivative.exercise_date: This stock option becomes exercisable in 48 monthly installments beginning on September 29, 2026.

Read SEC document
September 29, 2025 Filed Nov 25, 2025 21:00 UTC
Baker Daniel G.CHIEF DEVELOPMENT OFFICER
GrantStock Option (right to buy) · Derivative 50,000 $0.00 Strike: $0.72 $0.00
Disclosure

SEC source: 0001193125-25-296985 · ownership.xml · derivative · entry 1

Baker Daniel G. · CIK 0002046802 · CHIEF DEVELOPMENT OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2035-09-28

F1 · derivative.exercise_date: This stock option becomes fully exercisable on the first anniversary of the grant date.

Read SEC document
September 29, 2025 Filed Nov 25, 2025 21:00 UTC
Warren LucindaCHIEF BUSINESS OFFICER
GrantStock Option (right to buy) · Derivative 125,000 $0.00 Strike: $0.72 $0.00
Disclosure

SEC source: 0001193125-25-296986 · ownership.xml · derivative · entry 1

Warren Lucinda · CIK 0002035620 · CHIEF BUSINESS OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 125,000

Underlying: Common Stock · 125,000 shares

Expires 2035-09-28

F1 · derivative.exercise_date: This stock option becomes fully exercisable on the first anniversary of the grant date.

Read SEC document
September 26, 2025 Filed Dec 5, 2025 23:54 UTC
Sandercock ColinSVP, GENERAL COUNSEL
GrantStock Option (right to buy) · Derivative 30,000 $0.00 Strike: $0.70 $0.00
Disclosure

SEC source: 0001193125-25-310067 · ownership.xml · derivative · entry 1

Sandercock Colin · CIK 0001724870 · SVP, GENERAL COUNSEL

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2034-07-23

F1 · derivative.exercise_date: On July 24, 2024 the Reporting Person was granted an option with vesting subject to the satisfaction of performance-based vesting criteria. The performance-based vesting criteria for these shares was deemed satisfied or waived on September 26, 2025 and these shares underlying the option vested.

Read SEC document
June 04, 2025 Filed Jun 6, 2025 20:00 UTC GrantStock Option (right to buy) · Derivative 48,800 $0.00 Strike: $0.62 $0.00
Disclosure

SEC source: 0000950170-25-083026 · ownership.xml · derivative · entry 1

Broadfoot Jill Marie · CIK 0001305178 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,800

Underlying: Common Stock · 48,800 shares

Expires 2035-06-03

F1 · shares: Represents a stock option award granted pursuant to the Issuer's Director Compensation Policy.

F2 · derivative.exercise_date: This option was granted on June 4, 2025. The shares underlying the option are scheduled to vest over three years with one-third vesting on the one-year anniversary of the grant date and the balance vesting in eight equal quarterly installments.

Read SEC document
March 21, 2025 Filed Mar 25, 2025 20:00 UTC
Baker Daniel G.CHIEF DEVELOPMENT OFFICER
GrantStock Option (right to buy) · Derivative 100,000 $0.00 Strike: $0.99 $0.00
Disclosure

SEC source: 0000950170-25-044346 · ownership.xml · derivative · entry 1

Baker Daniel G. · CIK 0002046802 · CHIEF DEVELOPMENT OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2035-03-20

F1 · derivative.exercise_date: This stock option becomes exercisable in eight equal semi-annual installments beginning on September 21, 2025.

Read SEC document
March 21, 2025 Filed Mar 25, 2025 20:00 UTC
Warren LucindaCHIEF BUSINESS OFFICER
GrantStock Option (right to buy) · Derivative 250,000 $0.00 Strike: $0.99 $0.00
Disclosure

SEC source: 0000950170-25-044344 · ownership.xml · derivative · entry 1

Warren Lucinda · CIK 0002035620 · CHIEF BUSINESS OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 250,000

Underlying: Common Stock · 250,000 shares

Expires 2035-03-20

F1 · derivative.exercise_date: This stock option becomes exercisable in eight equal semi-annual installments beginning on September 21, 2025.

Read SEC document
March 21, 2025 Filed Mar 25, 2025 20:00 UTC
Sandercock ColinSVP, GENERAL COUNSEL
GrantStock Option (right to buy) · Derivative 200,000 $0.00 Strike: $0.99 $0.00
Disclosure

SEC source: 0000950170-25-044345 · ownership.xml · derivative · entry 1

Sandercock Colin · CIK 0001724870 · SVP, GENERAL COUNSEL

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Common Stock · 200,000 shares

Expires 2035-03-20

F1 · derivative.exercise_date: This stock option becomes exercisable in eight equal semi-annual installments beginning on September 21, 2025.

Read SEC document
March 21, 2025 Filed Mar 25, 2025 16:00 UTC
PASSERI DANIEL RDirector · CHIEF EXECUTIVE OFFICER
GrantStock Option (right to buy) · Derivative 450,000 $0.00 Strike: $0.99 $0.00
Disclosure

SEC source: 0000950170-25-044347 · ownership.xml · derivative · entry 1

PASSERI DANIEL R · CIK 0001190121 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 450,000

Underlying: Common Stock · 450,000 shares

Expires 2035-03-20

F1 · derivative.exercise_date: This stock option becomes exercisable in eight equal semi-annual installments beginning on September 21, 2025.

Read SEC document
March 21, 2025 Filed Mar 25, 2025 20:00 UTC
Millar Kerri-AnnCHIEF FINANCIAL OFFICER
GrantStock Option (right to buy) · Derivative 200,000 $0.00 Strike: $0.99 $0.00
Disclosure

SEC source: 0000950170-25-044348 · ownership.xml · derivative · entry 1

Millar Kerri-Ann · CIK 0001739126 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Common Stock · 200,000 shares

Expires 2035-03-20

F1 · derivative.exercise_date: This stock option becomes exercisable in eight equal semi-annual installments beginning on September 21, 2025.

Read SEC document
March 21, 2025 Filed Mar 25, 2025 20:00 UTC
Levisetti MatteoChief Medical Officer
GrantStock Option (right to buy) · Derivative 250,000 $0.00 Strike: $0.99 $0.00
Disclosure

SEC source: 0000950170-25-044343 · ownership.xml · derivative · entry 1

Levisetti Matteo · CIK 0001962444 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 250,000

Underlying: Common Stock · 250,000 shares

Expires 2035-03-20

F1 · derivative.exercise_date: This stock option becomes exercisable in eight equal semi-annual installments beginning on September 21, 2025.

Read SEC document
March 10, 2025 Filed Mar 12, 2025 16:00 UTC
Sarraf PashaDirector
GrantStock Option (right to buy) · Derivative 48,800 $0.00 Strike: $1.03 $0.00
Disclosure

SEC source: 0000950170-25-037889 · ownership.xml · derivative · entry 1

Sarraf Pasha · CIK 0002059447 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,800

Underlying: Common Stock · 48,800 shares

Expires 2035-03-09

F1 · shares: Represents a stock option award granted pursuant to the Issuer's Director Compensation Policy.

F2 · derivative.exercise_date: This option was granted on March 10, 2025. The shares underlying the option are scheduled to vest over three years with one-third vesting on the one-year anniversary of the grant date and the balance vesting in eight equal quarterly installments.

Read SEC document
January 02, 2025 Filed Jan 3, 2025 21:00 UTC GrantStock Option (right to buy) · Derivative 24,400 $0.00 Strike: $1.09 $0.00
Disclosure

SEC source: 0000950170-25-001106 · ownership.xml · derivative · entry 1

DRISCOLL FREDERICK W · CIK 0001129890 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,400

Underlying: Common Stock · 24,400 shares

Expires 2035-01-01

F1 · shares: Represents a stock option award granted pursuant to the Issuer's Director Compensation Policy.

F2 · derivative.exercise_date: This option was granted on January 2, 2025. The option is scheduled to vest as to 50% of the underlying shares on the six-month anniversary of the grant date and as to the remaining 50% on the first anniversary of the grant date.

Read SEC document
January 02, 2025 Filed Jan 3, 2025 16:00 UTC GrantStock Option (right to buy) · Derivative 24,400 $0.00 Strike: $1.09 $0.00
Disclosure

SEC source: 0000950170-25-001105 · ownership.xml · derivative · entry 1

Kiener Peter A · CIK 0001328146 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,400

Underlying: Common Stock · 24,400 shares

Expires 2035-01-01

F1 · shares: Represents a stock option award granted pursuant to the Issuer's Director Compensation Policy.

F2 · derivative.exercise_date: This option was granted on January 2, 2025. The option is scheduled to vest as to 50% of the underlying shares on the six-month anniversary of the grant date and as to the remaining 50% on the first anniversary of the grant date.

Read SEC document
January 02, 2025 Filed Jan 3, 2025 21:00 UTC GrantStock Option (right to buy) · Derivative 24,400 $0.00 Strike: $1.09 $0.00
Disclosure

SEC source: 0000950170-25-001103 · ownership.xml · derivative · entry 1

Verheyen Patrick · CIK 0001972605 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,400

Underlying: Common Stock · 24,400 shares

Expires 2035-01-01

F1 · shares: Represents a stock option award granted pursuant to the Issuer's Director Compensation Policy.

F2 · derivative.exercise_date: This option was granted on January 2, 2025. The option is scheduled to vest as to 50% of the underlying shares on the six-month anniversary of the grant date and as to the remaining 50% on the first anniversary of the grant date.

Read SEC document
January 02, 2025 Filed Jan 3, 2025 21:00 UTC GrantStock Option (right to buy) · Derivative 24,400 $0.00 Strike: $1.09 $0.00
Disclosure

SEC source: 0000950170-25-001101 · ownership.xml · derivative · entry 1

Garzone Pamela · CIK 0001974756 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,400

Underlying: Common Stock · 24,400 shares

Expires 2035-01-01

F1 · shares: Represents a stock option award granted pursuant to the Issuer's Director Compensation Policy.

F2 · derivative.exercise_date: This option was granted on January 2, 2025. The option is scheduled to vest as to 50% of the underlying shares on the six-month anniversary of the grant date and as to the remaining 50% on the first anniversary of the grant date.

Read SEC document
January 02, 2025 Filed Jan 3, 2025 21:00 UTC
Morich FrankDirector
GrantStock Option (right to buy) · Derivative 24,400 $0.00 Strike: $1.09 $0.00
Disclosure

SEC source: 0000950170-25-001107 · ownership.xml · derivative · entry 1

Morich Frank · CIK 0001748615 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,400

Underlying: Common Stock · 24,400 shares

Expires 2035-01-01

F1 · shares: Represents a stock option award granted pursuant to the Issuer's Director Compensation Policy.

F2 · derivative.exercise_date: This option was granted on January 2, 2025. The option is scheduled to vest as to 50% of the underlying shares on the six-month anniversary of the grant date and as to the remaining 50% on the first anniversary of the grant date.

Read SEC document
December 16, 2024 Filed Dec 18, 2024 16:00 UTC
PASSERI DANIEL RDirector · CHIEF EXECUTIVE OFFICER
PurchaseCommon Stock 30,000 $1.03 $30,900.00
Disclosure

SEC source: 0000950170-24-137860 · ownership.xml · nonDerivative · entry 1

PASSERI DANIEL R · CIK 0001190121 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 164,578

F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.97 to $1.04, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range provided.

Read SEC document
November 25, 2024 Filed Nov 29, 2024 21:00 UTC
Baker Daniel G.CHIEF DEVELOPMENT OFFICER
GrantStock Option (right to buy) · Derivative 200,000 $0.00 Strike: $1.06 $0.00
Disclosure

SEC source: 0000950170-24-131890 · ownership.xml · derivative · entry 1

Baker Daniel G. · CIK 0002046802 · CHIEF DEVELOPMENT OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Common Stock · 200,000 shares

Expires 2034-11-24

F1 · shares: Represents an inducement stock option granted on November 25, 2024.

F2 · derivative.exercise_date: This stock option will become exercisable over two years in equal, semi-annual installments beginning on May 25, 2025.

Read SEC document
September 03, 2024 Filed Sep 5, 2024 20:00 UTC
Warren LucindaCHIEF BUSINESS OFFICER
GrantStock Option (right to buy) · Derivative 350,000 $0.00 Strike: $0.66 $0.00
Disclosure

SEC source: 0000950170-24-103955 · ownership.xml · derivative · entry 1

Warren Lucinda · CIK 0002035620 · CHIEF BUSINESS OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 350,000

Underlying: Common Stock · 350,000 shares

Expires 2034-09-02

F1 · derivative.exercise_date: This stock option becomes exercisable in four equal semi-annual installments beginning on March 3, 2025.

Read SEC document
June 05, 2024 Filed Jun 7, 2024 20:00 UTC
Sandercock ColinSVP, GENERAL COUNSEL
GrantStock Option (right to buy) · Derivative 60,000 $0.00 Strike: $1.65 $0.00
Disclosure

SEC source: 0000950170-24-070562 · ownership.xml · derivative · entry 1

Sandercock Colin · CIK 0001724870 · SVP, GENERAL COUNSEL

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Common Stock · 60,000 shares

Expires 2034-06-04

F1 · derivative.exercise_date: This stock option becomes exercisable in eight equal semi-annual installments beginning on December 5, 2024.

Read SEC document
June 05, 2024 Filed Jun 7, 2024 16:00 UTC GrantStock Option (right to buy) · Derivative 48,800 $0.00 Strike: $1.65 $0.00
Disclosure

SEC source: 0000950170-24-070563 · ownership.xml · derivative · entry 1

Fox Michael J · CIK 0001589232 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,800

Underlying: Common Stock · 48,800 shares

Expires 2034-06-04

F1 · shares: Represents a stock option award granted pursuant to the Issuer's Director Compensation Policy.

F2 · derivative.exercise_date: This option was granted on June 5, 2024. The shares underlying the option are scheduled to vest over three years with one-third vesting on the one-year anniversary of the grant date and the balance vesting in eight equal quarterly installments

Read SEC document
June 05, 2024 Filed Jun 7, 2024 20:00 UTC
Levisetti MatteoChief Medical Officer
GrantStock Option (right to buy) · Derivative 125,000 $0.00 Strike: $1.65 $0.00
Disclosure

SEC source: 0000950170-24-070565 · ownership.xml · derivative · entry 1

Levisetti Matteo · CIK 0001962444 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 125,000

Underlying: Common Stock · 125,000 shares

Expires 2034-06-04

F1 · derivative.exercise_date: This stock option becomes exercisable in eight equal semi-annual installments beginning on December 5, 2024.

Read SEC document
June 05, 2024 Filed Jun 7, 2024 20:00 UTC
Suri AnishPRESIDENT AND CSO
GrantStock Option (right to buy) · Derivative 150,000 $0.00 Strike: $1.65 $0.00
Disclosure

SEC source: 0000950170-24-070564 · ownership.xml · derivative · entry 1

Suri Anish · CIK 0001739130 · PRESIDENT AND CSO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock · 150,000 shares

Expires 2034-06-04

F1 · derivative.exercise_date: This stock option becomes exercisable in eight equal semi-annual installments beginning on December 5, 2024.

Read SEC document
June 05, 2024 Filed Jun 7, 2024 20:00 UTC
Millar Kerri-AnnCHIEF FINANCIAL OFFICER
GrantStock Option (right to buy) · Derivative 60,000 $0.00 Strike: $1.65 $0.00
Disclosure

SEC source: 0000950170-24-070559 · ownership.xml · derivative · entry 1

Millar Kerri-Ann · CIK 0001739126 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Common Stock · 60,000 shares

Expires 2034-06-04

F1 · derivative.exercise_date: This stock option becomes exercisable in eight equal semi-annual installments beginning on December 5, 2024.

Read SEC document
March 06, 2024 Filed Mar 8, 2024 21:00 UTC
Sandercock ColinSVP, GENERAL COUNSEL
GrantStock Option (right to buy) · Derivative 175,000 $0.00 Strike: $1.94 $0.00
Disclosure

SEC source: 0000950170-24-028613 · ownership.xml · derivative · entry 1

Sandercock Colin · CIK 0001724870 · SVP, GENERAL COUNSEL

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 175,000

Underlying: Common Stock · 175,000 shares

Expires 2034-03-05

F1 · derivative.exercise_date: This stock option becomes exercisable in eight equal semi-annual installments beginning on September 6, 2024.

Read SEC document
March 06, 2024 Filed Mar 8, 2024 16:00 UTC
PASSERI DANIEL RDirector · CHIEF EXECUTIVE OFFICER
GrantStock Option (right to buy) · Derivative 400,000 $0.00 Strike: $1.94 $0.00
Disclosure

SEC source: 0000950170-24-028609 · ownership.xml · derivative · entry 1

PASSERI DANIEL R · CIK 0001190121 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 400,000

Underlying: Common Stock · 400,000 shares

Expires 2034-03-05

F1 · derivative.exercise_date: This stock option becomes exercisable in eight equal semi-annual installments beginning on September 6, 2024.

Read SEC document
March 06, 2024 Filed Mar 8, 2024 21:00 UTC
Suri AnishPRESIDENT AND CSO
GrantStock Option (right to buy) · Derivative 300,000 $0.00 Strike: $1.94 $0.00
Disclosure

SEC source: 0000950170-24-028611 · ownership.xml · derivative · entry 1

Suri Anish · CIK 0001739130 · PRESIDENT AND CSO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 300,000

Underlying: Common Stock · 300,000 shares

Expires 2034-03-05

F1 · derivative.exercise_date: This stock option becomes exercisable in eight equal semi-annual installments beginning on September 6, 2024.

Read SEC document
March 06, 2024 Filed Mar 8, 2024 21:00 UTC
Millar Kerri-AnnCHIEF FINANCIAL OFFICER
GrantStock Option (right to buy) · Derivative 250,000 $0.00 Strike: $1.94 $0.00
Disclosure

SEC source: 0000950170-24-028612 · ownership.xml · derivative · entry 1

Millar Kerri-Ann · CIK 0001739126 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 250,000

Underlying: Common Stock · 250,000 shares

Expires 2034-03-05

F1 · derivative.exercise_date: This stock option becomes exercisable in eight equal semi-annual installments beginning on September 6, 2024.

Read SEC document
March 06, 2024 Filed Mar 8, 2024 21:00 UTC
Levisetti MatteoChief Medical Officer
GrantStock Option (right to buy) · Derivative 260,000 $0.00 Strike: $1.94 $0.00
Disclosure

SEC source: 0000950170-24-028608 · ownership.xml · derivative · entry 1

Levisetti Matteo · CIK 0001962444 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 260,000

Underlying: Common Stock · 260,000 shares

Expires 2034-03-05

F1 · derivative.exercise_date: This stock option becomes exercisable in eight equal semi-annual installments beginning on September 6, 2024.

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February 20, 2024 Filed Feb 22, 2024 21:00 UTC
Levisetti MatteoChief Medical Officer
GrantStock Option (right to buy) · Derivative 25,000 $0.00 Strike: $3.36 $0.00
Disclosure

SEC source: 0000950170-24-018724 · ownership.xml · derivative · entry 1

Levisetti Matteo · CIK 0001962444 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2033-01-16

F1 · derivative.exercise_date: On January 17, 2023 the Reporting Person was granted an option with vesting subject to the satisfaction of performance-based vesting criteria. The performance-based vesting criteria was deemed satisfied or waived on February 20, 2024 and these shares underlying the option vested in full.

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January 02, 2024 Filed Jan 4, 2024 21:02 UTC GrantStock Option (right to buy) · Derivative 24,400 $0.00 Strike: $2.78 $0.00
Disclosure

SEC source: 0000950170-24-001829 · ownership.xml · derivative · entry 1

DRISCOLL FREDERICK W · CIK 0001129890 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,400

Underlying: Common Stock · 24,400 shares

Expires 2034-01-01

F1 · shares: Represents a stock option award granted pursuant to the Issuer's Director Compensation Policy.

F2 · derivative.exercise_date: This option was granted on January 2, 2024. The shares underlying the option are scheduled to vest in full on the anniversary date of the grant date.

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January 02, 2024 Filed Jan 4, 2024 16:02 UTC GrantStock Option (right to buy) · Derivative 24,400 $0.00 Strike: $2.78 $0.00
Disclosure

SEC source: 0000950170-24-001830 · ownership.xml · derivative · entry 1

Kiener Peter A · CIK 0001328146 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,400

Underlying: Common Stock · 24,400 shares

Expires 2034-01-01

F1 · shares: Represents a stock option award granted pursuant to the Issuer's Director Compensation Policy.

F2 · derivative.exercise_date: This option was granted on January 2, 2024. The shares underlying the option are scheduled to vest in full on the anniversary date of the grant date.

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January 02, 2024 Filed Jan 4, 2024 21:02 UTC GrantStock Option (right to buy) · Derivative 24,400 $0.00 Strike: $2.78 $0.00
Disclosure

SEC source: 0000950170-24-001833 · ownership.xml · derivative · entry 1

Garzone Pamela · CIK 0001974756 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,400

Underlying: Common Stock · 24,400 shares

Expires 2034-01-01

F1 · shares: Represents a stock option award granted pursuant to the Issuer's Director Compensation Policy.

F2 · derivative.exercise_date: This option was granted on January 2, 2024. The shares underlying the option are scheduled to vest in full on the anniversary date of the grant date.

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January 02, 2024 Filed Jan 4, 2024 21:01 UTC GrantStock Option (right to buy) · Derivative 24,400 $0.00 Strike: $2.78 $0.00
Disclosure

SEC source: 0000950170-24-001828 · ownership.xml · derivative · entry 1

Verheyen Patrick · CIK 0001972605 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,400

Underlying: Common Stock · 24,400 shares

Expires 2034-01-01

F1 · shares: Represents a stock option award granted pursuant to the Issuer's Director Compensation Policy.

F2 · derivative.exercise_date: This option was granted on January 2, 2024. The shares underlying the option are scheduled to vest in full on the anniversary date of the grant date.

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January 02, 2024 Filed Jan 4, 2024 21:00 UTC
Morich FrankDirector
GrantStock Option (right to buy) · Derivative 24,400 $0.00 Strike: $2.78 $0.00
Disclosure

SEC source: 0000950170-24-001827 · ownership.xml · derivative · entry 1

Morich Frank · CIK 0001748615 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,400

Underlying: Common Stock · 24,400 shares

Expires 2034-01-01

F1 · shares: Represents a stock option award granted pursuant to the Issuer's Director Compensation Policy.

F2 · derivative.exercise_date: This option was granted on January 2, 2024. The shares underlying the option are scheduled to vest in full on the anniversary date of the grant date.

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August 25, 2023 Filed Aug 29, 2023 20:08 UTC
Suri AnishPRESIDENT AND CSO
PurchaseCommon Stock 4,000 $2.76 $11,040.00
Disclosure

SEC source: 0001209191-23-047575 · doc4.xml · nonDerivative · entry 1

Suri Anish · CIK 0001739130 · PRESIDENT AND CSO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 135,638

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August 14, 2023 Filed Aug 16, 2023 16:07 UTC
PASSERI DANIEL RDirector · CHIEF EXECUTIVE OFFICER
PurchaseCommon Stock 3,000 $2.86 $8,580.00
Disclosure

SEC source: 0001209191-23-046000 · doc4.xml · nonDerivative · entry 1

PASSERI DANIEL R · CIK 0001190121 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 134,578

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July 21, 2023 Filed Jul 25, 2023 16:27 UTC
Sandercock ColinSVP, GENERAL COUNSEL
GrantStock Option (right to buy) · Derivative 75,000 $0.00 Strike: $4.20 $0.00
Disclosure

SEC source: 0001209191-23-043274 · doc4.xml · derivative · entry 1

Sandercock Colin · CIK 0001724870 · SVP, GENERAL COUNSEL

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 75,000 shares

Expires 2033-07-20

F1 · derivative.exercise_date: This stock option grant becomes exercisable in twenty four equal monthly installments beginning on August 21, 2023.

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July 21, 2023 Filed Jul 25, 2023 12:28 UTC
PASSERI DANIEL RDirector · CHIEF EXECUTIVE OFFICER
GrantStock Option (right to buy) · Derivative 450,000 $0.00 Strike: $4.20 $0.00
Disclosure

SEC source: 0001209191-23-043276 · doc4.xml · derivative · entry 1

PASSERI DANIEL R · CIK 0001190121 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 450,000

Underlying: Common Stock · 450,000 shares

Expires 2033-07-20

F1 · derivative.exercise_date: This stock option grant becomes exercisable in twenty four equal monthly installments beginning on August 21, 2023.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.