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Custom Truck One Source, Inc.

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0001709682
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 21, 2019 Filed Oct 8, 2019 20:40 UTC Amendment GrantStock Option · Derivative 100,000 $0.00 Strike: $6.98 $0.00
Disclosure

SEC source: 0001709682-19-000045 · wf-form4a_157056721945632.xml · derivative · entry 1

STOOPS JEFFREY · CIK 0001106860 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2029-08-21

F1 · derivative.exercise_date: The Stock Option will vest in three equal, annual installments beginning on August 21, 2020.

F2 · derivative.exercise_date: This amendment is being filed to correct the vesting terms originally reported.

Read SEC document
August 21, 2019 Filed Oct 8, 2019 20:40 UTC Amendment GrantStock Option · Derivative 100,000 $0.00 Strike: $6.98 $0.00
Disclosure

SEC source: 0001709682-19-000044 · wf-form4a_157056719583286.xml · derivative · entry 1

PLUMMER WILLIAM B · CIK 0001254896 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2029-08-21

F1 · derivative.exercise_date: The Stock Option will vest in three equal, annual installments beginning on August 21, 2020.

F2 · derivative.exercise_date: This amendment is being filed to correct the vesting terms originally reported.

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July 31, 2019 Filed Aug 1, 2019 12:46 UTC PurchaseWarrants · Derivative 1,166,667 $1.50 $1,750,000.50
Disclosure

SEC source: 0001213900-19-014307 · ownership.xml · derivative · entry 1

STOOPS JEFFREY · CIK 0001106860 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · see footnote

Disclosed balance after: 1,166,667

Underlying: Common Stock · 1,166,667 shares

Expires not disclosed

F1 · derivative.exercise_price: Each warrant entitles the holder to purchase from the issuer a number of shares of common stock at the price of $11.50 per share, subject to adjustments.

F2 · derivative.expiration_date: The warrants expire and terminate on the earlier to occur of July 31, 2024 and the date on which the warrants are redeemed at the issuer's election pursuant to warrant agreement governing such warrants.

F3 · ownership.direct: Securities held by Calculated Risk Partners, LP, a family limited partnership the general partner of which is controlled by the Reporting Person.

F3 · ownership.nature: Securities held by Calculated Risk Partners, LP, a family limited partnership the general partner of which is controlled by the Reporting Person.

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July 31, 2019 Filed Aug 1, 2019 08:37 UTC OtherWarrants · Derivative 40,911 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-19-014297 · ownership.xml · derivative · entry 3

NESCO Holdings GP, LLC · CIK 0001779905 · 10% owner

NESCO Holdings, LP · CIK 0001779899 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 2,392,808

Underlying: Common Stock · 40,911 shares

Expires not disclosed

F8 · derivative.exercise_price: Each warrant entitles the holder to purchase from the issuer a number of shares of common stock at the price of $11.50 per share, subject to adjustments.

F7 · kind: In connection with and immediately following the Issuer's initial business combination on July 31, 2019, Nesco Holdings, LP distributed (i) common stock and warrants as consideration for the complete redemption of certain employees' common equity interests in Nesco Holdings, LP and (ii) common stock for the forfeiture of certain profits interests in Nesco Holdings, LP held by another employee. The securities distributed in (i) above represent such employees' pro rata share of the consideration that Nesco Holdings, LP received in connection with the Issuer's initial business combination based on certain of such employee's ownership in Nesco Holdings, LP. The common stock distributed in (ii) above represents a negotiated settlement for the employees forfeited profits interests. The closing price of the Issuer's common stock was $9.05 on the effective date of the initial business combination.

F7 · price: In connection with and immediately following the Issuer's initial business combination on July 31, 2019, Nesco Holdings, LP distributed (i) common stock and warrants as consideration for the complete redemption of certain employees' common equity interests in Nesco Holdings, LP and (ii) common stock for the forfeiture of certain profits interests in Nesco Holdings, LP held by another employee. The securities distributed in (i) above represent such employees' pro rata share of the consideration that Nesco Holdings, LP received in connection with the Issuer's initial business combination based on certain of such employee's ownership in Nesco Holdings, LP. The common stock distributed in (ii) above represents a negotiated settlement for the employees forfeited profits interests. The closing price of the Issuer's common stock was $9.05 on the effective date of the initial business combination.

F9 · derivative.expiration_date: The warrants expire and terminate on the earlier to occur of July 31, 2024 and the date on which the warrants are redeemed at the issuer's election pursuant to warrant agreement governing such warrants.

F2 · ownership.nature: The general partner of NESCO Holdings, LP is NESCO Holdings GP, LLC. The members of NESCO Holdings GP, LLC are ECP III, III-A, III-B, III-C, III-D, and Energy Capital Partners III (NESCO Co-Invest), LP ("NESCO Co-Invest"). The general partner of ECP III, III-A, III-B, III-C, and III-D is Energy Capital Partners GP III, LP ("ECP III GP LP"), and the general partner of ECP III GP LP is Energy Capital Partners III, LLC ("ECP III GP LLC"). The general partner of NESCO Co-Invest is Energy Capital Partners GP III Co-Investment (NESCO), LLC, and the managing member of Energy Capital Partners GP III Co-Investment (NESCO), LLC is ECP III GP LLC. The managing member of ECP III GP LLC is ECP ControlCo, LLC ("ECP ControlCo").

F3 · ownership.nature: (Continued from footnote 2) As a result, each of the above entities may be deemed to share beneficial ownership of the shares held by Nesco Holdings, LP. The managing members of ECP ControlCo are Douglas Kimmelman, Andrew Singer, Peter Labbat, Tyler Reeder and Rahman D'Argenio all of whom collectively share the power to vote and dispose of the securities beneficially owned by ECP ControlCo. Each such individual disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

F4 · ownership.nature: Due to the limitations of the electronic filing system, certain Reporting Persons are filing a separate Form 4.

F5 · ownership.nature: Information with respect to each of the Reporting Persons is given solely by such reporting person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person.

F6 · ownership.nature: Each of the Reporting Persons (other than to the extent it directly holds securities reported herein) disclaims beneficial ownership of the securities held by the other Reporting Persons, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934 (the "Exchange Act"), each of the Reporting Persons (other than to the extent it directly holds securities reported herein) states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the securities reported herein for purposes of Section 16 of the Exchange Act or for any other purpose.

F10 · ownership.nature: Represents securities held directly by NESCO Holdings, LP.

Read SEC document
July 31, 2019 Filed Aug 1, 2019 08:37 UTC SaleWarrants · Derivative 66,281 $1.50 $99,421.50
Disclosure

SEC source: 0001213900-19-014297 · ownership.xml · derivative · entry 2

NESCO Holdings GP, LLC · CIK 0001779905 · 10% owner

NESCO Holdings, LP · CIK 0001779899 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 2,433,719

Underlying: Common Stock · 66,281 shares

Expires not disclosed

F8 · derivative.exercise_price: Each warrant entitles the holder to purchase from the issuer a number of shares of common stock at the price of $11.50 per share, subject to adjustments.

F9 · derivative.expiration_date: The warrants expire and terminate on the earlier to occur of July 31, 2024 and the date on which the warrants are redeemed at the issuer's election pursuant to warrant agreement governing such warrants.

F2 · ownership.nature: The general partner of NESCO Holdings, LP is NESCO Holdings GP, LLC. The members of NESCO Holdings GP, LLC are ECP III, III-A, III-B, III-C, III-D, and Energy Capital Partners III (NESCO Co-Invest), LP ("NESCO Co-Invest"). The general partner of ECP III, III-A, III-B, III-C, and III-D is Energy Capital Partners GP III, LP ("ECP III GP LP"), and the general partner of ECP III GP LP is Energy Capital Partners III, LLC ("ECP III GP LLC"). The general partner of NESCO Co-Invest is Energy Capital Partners GP III Co-Investment (NESCO), LLC, and the managing member of Energy Capital Partners GP III Co-Investment (NESCO), LLC is ECP III GP LLC. The managing member of ECP III GP LLC is ECP ControlCo, LLC ("ECP ControlCo").

F3 · ownership.nature: (Continued from footnote 2) As a result, each of the above entities may be deemed to share beneficial ownership of the shares held by Nesco Holdings, LP. The managing members of ECP ControlCo are Douglas Kimmelman, Andrew Singer, Peter Labbat, Tyler Reeder and Rahman D'Argenio all of whom collectively share the power to vote and dispose of the securities beneficially owned by ECP ControlCo. Each such individual disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

F4 · ownership.nature: Due to the limitations of the electronic filing system, certain Reporting Persons are filing a separate Form 4.

F5 · ownership.nature: Information with respect to each of the Reporting Persons is given solely by such reporting person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person.

F6 · ownership.nature: Each of the Reporting Persons (other than to the extent it directly holds securities reported herein) disclaims beneficial ownership of the securities held by the other Reporting Persons, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934 (the "Exchange Act"), each of the Reporting Persons (other than to the extent it directly holds securities reported herein) states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the securities reported herein for purposes of Section 16 of the Exchange Act or for any other purpose.

F10 · ownership.nature: Represents securities held directly by NESCO Holdings, LP.

Read SEC document
July 31, 2019 Filed Aug 1, 2019 08:37 UTC OtherCommon Stock 421,650 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-19-014297 · ownership.xml · nonDerivative · entry 1

NESCO Holdings GP, LLC · CIK 0001779905 · 10% owner

NESCO Holdings, LP · CIK 0001779899 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 25,738,988

F7 · kind: In connection with and immediately following the Issuer's initial business combination on July 31, 2019, Nesco Holdings, LP distributed (i) common stock and warrants as consideration for the complete redemption of certain employees' common equity interests in Nesco Holdings, LP and (ii) common stock for the forfeiture of certain profits interests in Nesco Holdings, LP held by another employee. The securities distributed in (i) above represent such employees' pro rata share of the consideration that Nesco Holdings, LP received in connection with the Issuer's initial business combination based on certain of such employee's ownership in Nesco Holdings, LP. The common stock distributed in (ii) above represents a negotiated settlement for the employees forfeited profits interests. The closing price of the Issuer's common stock was $9.05 on the effective date of the initial business combination.

F7 · price: In connection with and immediately following the Issuer's initial business combination on July 31, 2019, Nesco Holdings, LP distributed (i) common stock and warrants as consideration for the complete redemption of certain employees' common equity interests in Nesco Holdings, LP and (ii) common stock for the forfeiture of certain profits interests in Nesco Holdings, LP held by another employee. The securities distributed in (i) above represent such employees' pro rata share of the consideration that Nesco Holdings, LP received in connection with the Issuer's initial business combination based on certain of such employee's ownership in Nesco Holdings, LP. The common stock distributed in (ii) above represents a negotiated settlement for the employees forfeited profits interests. The closing price of the Issuer's common stock was $9.05 on the effective date of the initial business combination.

F1 · ownership.nature: Reflects securities held directly by the following entities in the following amounts: NESCO Holdings, LP - 21,238,988, Energy Capital Partners III, LP ("ECP III") - 64,450, Energy Capital Partners III-A, LP ("III-A") - 2,169,601, Energy Capital Partners III-B, LP ("III-B") - 262,015, Energy Capital Partners III-C, LP ("III-C") - 896,947, Energy Capital Partners III-D, LP ("III-D") - 1,106,987.

F2 · ownership.nature: The general partner of NESCO Holdings, LP is NESCO Holdings GP, LLC. The members of NESCO Holdings GP, LLC are ECP III, III-A, III-B, III-C, III-D, and Energy Capital Partners III (NESCO Co-Invest), LP ("NESCO Co-Invest"). The general partner of ECP III, III-A, III-B, III-C, and III-D is Energy Capital Partners GP III, LP ("ECP III GP LP"), and the general partner of ECP III GP LP is Energy Capital Partners III, LLC ("ECP III GP LLC"). The general partner of NESCO Co-Invest is Energy Capital Partners GP III Co-Investment (NESCO), LLC, and the managing member of Energy Capital Partners GP III Co-Investment (NESCO), LLC is ECP III GP LLC. The managing member of ECP III GP LLC is ECP ControlCo, LLC ("ECP ControlCo").

F3 · ownership.nature: (Continued from footnote 2) As a result, each of the above entities may be deemed to share beneficial ownership of the shares held by Nesco Holdings, LP. The managing members of ECP ControlCo are Douglas Kimmelman, Andrew Singer, Peter Labbat, Tyler Reeder and Rahman D'Argenio all of whom collectively share the power to vote and dispose of the securities beneficially owned by ECP ControlCo. Each such individual disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

F4 · ownership.nature: Due to the limitations of the electronic filing system, certain Reporting Persons are filing a separate Form 4.

F5 · ownership.nature: Information with respect to each of the Reporting Persons is given solely by such reporting person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person.

F6 · ownership.nature: Each of the Reporting Persons (other than to the extent it directly holds securities reported herein) disclaims beneficial ownership of the securities held by the other Reporting Persons, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934 (the "Exchange Act"), each of the Reporting Persons (other than to the extent it directly holds securities reported herein) states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the securities reported herein for purposes of Section 16 of the Exchange Act or for any other purpose.

Read SEC document
July 31, 2019 Filed Aug 1, 2019 08:45 UTC SaleWarrants · Derivative 20,408 $1.50 Strike: $11.50 $30,612.00
Disclosure

SEC source: 0001094891-19-000167 · edgar.xml · derivative · entry 8

Coburn Brooke B. · CIK 0001714220 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,313

Underlying: Common Stock · 20,408 shares

Expires not disclosed

F3 · derivative.exercise_date: The warrants will become exercisable 30 days after the completion of the Issuer's initial business combination.

F4 · derivative.expiration_date: The warrants will expire on the fifth anniversary of the completion of the Issuer's initial business combination.

Read SEC document
July 31, 2019 Filed Aug 1, 2019 08:45 UTC ConversionWarrants · Derivative 20,408 $1.50 Strike: $11.50 $30,612.00
Disclosure

SEC source: 0001094891-19-000167 · edgar.xml · derivative · entry 7

Coburn Brooke B. · CIK 0001714220 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,721

Underlying: Common Stock · 20,408 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The warrants will become exercisable 30 days after the completion of the Issuer's initial business combination.

F4 · derivative.expiration_date: The warrants will expire on the fifth anniversary of the completion of the Issuer's initial business combination.

Read SEC document
July 31, 2019 Filed Aug 1, 2019 08:45 UTC ConversionConvertible Promissory Note · Derivative Not disclosed Not disclosed Strike: $1.50 $30,612.00
Disclosure

SEC source: 0001094891-19-000167 · edgar.xml · derivative · entry 6

Coburn Brooke B. · CIK 0001714220 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: Not disclosed

Underlying: Warrants · 20,408 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · security: The reporting person was issued a series of convertible promissory notes in consideration of loans made on March 22, 2019, May 15, 2019, and July 24, 2019, in the aggregate principal amount of $30,612.

F6 · price: The reporting person was issued a series of convertible promissory notes in consideration of loans made on March 22, 2019, May 15, 2019, and July 24, 2019, in the aggregate principal amount of $30,612.

F5 · derivative.exercise_date: The promissory note is convertible, at the reporting person's option, at the closing of the Issuer's initial business combination. If the note is not converted, it will be repaid within 5 business days of the closing of such business combination.

F5 · derivative.expiration_date: The promissory note is convertible, at the reporting person's option, at the closing of the Issuer's initial business combination. If the note is not converted, it will be repaid within 5 business days of the closing of such business combination.

Read SEC document
July 31, 2019 Filed Aug 1, 2019 08:45 UTC GrantCommon Stock 4,985 $10.00 $49,850.00
Disclosure

SEC source: 0001094891-19-000167 · edgar.xml · nonDerivative · entry 2

Coburn Brooke B. · CIK 0001714220 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,317

Read SEC document
July 31, 2019 Filed Aug 1, 2019 12:36 UTC OtherWarrants · Derivative 40,911 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-19-014295 · ownership.xml · derivative · entry 3

ECP ControlCo, LLC · CIK 0001707921 · 10% owner

ENERGY CAPITAL PARTNERS III, LLC · CIK 0001621292 · 10% owner

ENERGY CAPITAL PARTNERS GP III CO-INVESTMENT (NESCO), LLC · CIK 0001780268 · 10% owner

Energy Capital Partners III (NESCO Co-Invest), LP · CIK 0001604735 · 10% owner

Energy Capital Partners GP III, LP · CIK 0001697506 · 10% owner

ENERGY CAPITAL PARTNERS III, LP · CIK 0001594546 · 10% owner

ENERGY CAPITAL PARTNERS III-A, LP · CIK 0001594547 · 10% owner

ENERGY CAPITAL PARTNERS III-B, LP · CIK 0001594548 · 10% owner

ENERGY CAPITAL PARTNERS III-C, LP · CIK 0001594549 · 10% owner

ENERGY CAPITAL PARTNERS III-D, LP · CIK 0001594550 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 2,392,808

Underlying: Common Stock · 40,911 shares

Expires not disclosed

F8 · derivative.exercise_price: Each warrant entitles the holder to purchase from the issuer a number of shares of common stock at the price of $11.50 per share, subject to adjustments.

F7 · kind: In connection with and immediately following the Issuer's initial business combination on July 31, 2019, Nesco Holdings, LP distributed (i) common stock and warrants as consideration for the complete redemption of certain employees' common equity interests in Nesco Holdings, LP and (ii) common stock for the forfeiture of certain profits interests in Nesco Holdings, LP held by another employee. The securities distributed in (i) above represent such employees' pro rata share of the consideration that Nesco Holdings, LP received in connection with the Issuer's initial business combination based on certain of such employee's ownership in Nesco Holdings, LP. The common stock distributed in (ii) above represents a negotiated settlement for the employees forfeited profits interests. The closing price of the Issuer's common stock was $9.05 on the effective date of the initial business combination.

F7 · price: In connection with and immediately following the Issuer's initial business combination on July 31, 2019, Nesco Holdings, LP distributed (i) common stock and warrants as consideration for the complete redemption of certain employees' common equity interests in Nesco Holdings, LP and (ii) common stock for the forfeiture of certain profits interests in Nesco Holdings, LP held by another employee. The securities distributed in (i) above represent such employees' pro rata share of the consideration that Nesco Holdings, LP received in connection with the Issuer's initial business combination based on certain of such employee's ownership in Nesco Holdings, LP. The common stock distributed in (ii) above represents a negotiated settlement for the employees forfeited profits interests. The closing price of the Issuer's common stock was $9.05 on the effective date of the initial business combination.

F9 · derivative.expiration_date: The warrants expire and terminate on the earlier to occur of July 31, 2024 and the date on which the warrants are redeemed at the issuer's election pursuant to warrant agreement governing such warrants.

F2 · ownership.nature: The general partner of NESCO Holdings, LP is NESCO Holdings GP, LLC. The members of NESCO Holdings GP, LLC are ECP III, III-A, III-B, III-C, III-D, and Energy Capital Partners III (NESCO Co-Invest), LP ("NESCO Co-Invest"). The general partner of ECP III, III-A, III-B, III-C, and III-D is Energy Capital Partners GP III, LP ("ECP III GP LP"), and the general partner of ECP III GP LP is Energy Capital Partners III, LLC ("ECP III GP LLC"). The general partner of NESCO Co-Invest is Energy Capital Partners GP III Co-Investment (NESCO), LLC, and the managing member of Energy Capital Partners GP III Co-Investment (NESCO), LLC is ECP III GP LLC. The managing member of ECP III GP LLC is ECP ControlCo, LLC ("ECP ControlCo").

F3 · ownership.nature: (Continued from footnote 2) As a result, each of the above entities may be deemed to share beneficial ownership of the shares held by Nesco Holdings, LP. The managing members of ECP ControlCo are Douglas Kimmelman, Andrew Singer, Peter Labbat, Tyler Reeder and Rahman D'Argenio all of whom collectively share the power to vote and dispose of the securities beneficially owned by ECP ControlCo. Each such individual disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

F4 · ownership.nature: Due to the limitations of the electronic filing system, certain Reporting Persons are filing a separate Form 4.

F5 · ownership.nature: Information with respect to each of the Reporting Persons is given solely by such reporting person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person.

F6 · ownership.nature: Each of the Reporting Persons (other than to the extent it directly holds securities reported herein) disclaims beneficial ownership of the securities held by the other Reporting Persons, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934 (the "Exchange Act"), each of the Reporting Persons (other than to the extent it directly holds securities reported herein) states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the securities reported herein for purposes of Section 16 of the Exchange Act or for any other purpose.

F10 · ownership.nature: Represents securities held directly by NESCO Holdings, LP.

Read SEC document
July 31, 2019 Filed Aug 1, 2019 12:36 UTC SaleWarrants · Derivative 66,281 $1.50 $99,421.50
Disclosure

SEC source: 0001213900-19-014295 · ownership.xml · derivative · entry 2

ECP ControlCo, LLC · CIK 0001707921 · 10% owner

ENERGY CAPITAL PARTNERS III, LLC · CIK 0001621292 · 10% owner

ENERGY CAPITAL PARTNERS GP III CO-INVESTMENT (NESCO), LLC · CIK 0001780268 · 10% owner

Energy Capital Partners III (NESCO Co-Invest), LP · CIK 0001604735 · 10% owner

Energy Capital Partners GP III, LP · CIK 0001697506 · 10% owner

ENERGY CAPITAL PARTNERS III, LP · CIK 0001594546 · 10% owner

ENERGY CAPITAL PARTNERS III-A, LP · CIK 0001594547 · 10% owner

ENERGY CAPITAL PARTNERS III-B, LP · CIK 0001594548 · 10% owner

ENERGY CAPITAL PARTNERS III-C, LP · CIK 0001594549 · 10% owner

ENERGY CAPITAL PARTNERS III-D, LP · CIK 0001594550 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 2,433,719

Underlying: Common Stock · 66,281 shares

Expires not disclosed

F8 · derivative.exercise_price: Each warrant entitles the holder to purchase from the issuer a number of shares of common stock at the price of $11.50 per share, subject to adjustments.

F9 · derivative.expiration_date: The warrants expire and terminate on the earlier to occur of July 31, 2024 and the date on which the warrants are redeemed at the issuer's election pursuant to warrant agreement governing such warrants.

F2 · ownership.nature: The general partner of NESCO Holdings, LP is NESCO Holdings GP, LLC. The members of NESCO Holdings GP, LLC are ECP III, III-A, III-B, III-C, III-D, and Energy Capital Partners III (NESCO Co-Invest), LP ("NESCO Co-Invest"). The general partner of ECP III, III-A, III-B, III-C, and III-D is Energy Capital Partners GP III, LP ("ECP III GP LP"), and the general partner of ECP III GP LP is Energy Capital Partners III, LLC ("ECP III GP LLC"). The general partner of NESCO Co-Invest is Energy Capital Partners GP III Co-Investment (NESCO), LLC, and the managing member of Energy Capital Partners GP III Co-Investment (NESCO), LLC is ECP III GP LLC. The managing member of ECP III GP LLC is ECP ControlCo, LLC ("ECP ControlCo").

F3 · ownership.nature: (Continued from footnote 2) As a result, each of the above entities may be deemed to share beneficial ownership of the shares held by Nesco Holdings, LP. The managing members of ECP ControlCo are Douglas Kimmelman, Andrew Singer, Peter Labbat, Tyler Reeder and Rahman D'Argenio all of whom collectively share the power to vote and dispose of the securities beneficially owned by ECP ControlCo. Each such individual disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

F4 · ownership.nature: Due to the limitations of the electronic filing system, certain Reporting Persons are filing a separate Form 4.

F5 · ownership.nature: Information with respect to each of the Reporting Persons is given solely by such reporting person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person.

F6 · ownership.nature: Each of the Reporting Persons (other than to the extent it directly holds securities reported herein) disclaims beneficial ownership of the securities held by the other Reporting Persons, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934 (the "Exchange Act"), each of the Reporting Persons (other than to the extent it directly holds securities reported herein) states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the securities reported herein for purposes of Section 16 of the Exchange Act or for any other purpose.

F10 · ownership.nature: Represents securities held directly by NESCO Holdings, LP.

Read SEC document
July 31, 2019 Filed Aug 1, 2019 12:36 UTC OtherCommon Stock 421,650 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-19-014295 · ownership.xml · nonDerivative · entry 1

ECP ControlCo, LLC · CIK 0001707921 · 10% owner

ENERGY CAPITAL PARTNERS III, LLC · CIK 0001621292 · 10% owner

ENERGY CAPITAL PARTNERS GP III CO-INVESTMENT (NESCO), LLC · CIK 0001780268 · 10% owner

Energy Capital Partners III (NESCO Co-Invest), LP · CIK 0001604735 · 10% owner

Energy Capital Partners GP III, LP · CIK 0001697506 · 10% owner

ENERGY CAPITAL PARTNERS III, LP · CIK 0001594546 · 10% owner

ENERGY CAPITAL PARTNERS III-A, LP · CIK 0001594547 · 10% owner

ENERGY CAPITAL PARTNERS III-B, LP · CIK 0001594548 · 10% owner

ENERGY CAPITAL PARTNERS III-C, LP · CIK 0001594549 · 10% owner

ENERGY CAPITAL PARTNERS III-D, LP · CIK 0001594550 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 25,738,988

F7 · kind: In connection with and immediately following the Issuer's initial business combination on July 31, 2019, Nesco Holdings, LP distributed (i) common stock and warrants as consideration for the complete redemption of certain employees' common equity interests in Nesco Holdings, LP and (ii) common stock for the forfeiture of certain profits interests in Nesco Holdings, LP held by another employee. The securities distributed in (i) above represent such employees' pro rata share of the consideration that Nesco Holdings, LP received in connection with the Issuer's initial business combination based on certain of such employee's ownership in Nesco Holdings, LP. The common stock distributed in (ii) above represents a negotiated settlement for the employees forfeited profits interests. The closing price of the Issuer's common stock was $9.05 on the effective date of the initial business combination.

F7 · price: In connection with and immediately following the Issuer's initial business combination on July 31, 2019, Nesco Holdings, LP distributed (i) common stock and warrants as consideration for the complete redemption of certain employees' common equity interests in Nesco Holdings, LP and (ii) common stock for the forfeiture of certain profits interests in Nesco Holdings, LP held by another employee. The securities distributed in (i) above represent such employees' pro rata share of the consideration that Nesco Holdings, LP received in connection with the Issuer's initial business combination based on certain of such employee's ownership in Nesco Holdings, LP. The common stock distributed in (ii) above represents a negotiated settlement for the employees forfeited profits interests. The closing price of the Issuer's common stock was $9.05 on the effective date of the initial business combination.

F1 · ownership.nature: Reflects securities held directly by the following entities in the following amounts: NESCO Holdings, LP - 21,238,988, Energy Capital Partners III, LP ("ECP III") - 64,450, Energy Capital Partners III-A, LP ("III-A") - 2,169,601, Energy Capital Partners III-B, LP ("III-B") - 262,015, Energy Capital Partners III-C, LP ("III-C") - 896,947, Energy Capital Partners III-D, LP ("III-D") - 1,106,987.

F2 · ownership.nature: The general partner of NESCO Holdings, LP is NESCO Holdings GP, LLC. The members of NESCO Holdings GP, LLC are ECP III, III-A, III-B, III-C, III-D, and Energy Capital Partners III (NESCO Co-Invest), LP ("NESCO Co-Invest"). The general partner of ECP III, III-A, III-B, III-C, and III-D is Energy Capital Partners GP III, LP ("ECP III GP LP"), and the general partner of ECP III GP LP is Energy Capital Partners III, LLC ("ECP III GP LLC"). The general partner of NESCO Co-Invest is Energy Capital Partners GP III Co-Investment (NESCO), LLC, and the managing member of Energy Capital Partners GP III Co-Investment (NESCO), LLC is ECP III GP LLC. The managing member of ECP III GP LLC is ECP ControlCo, LLC ("ECP ControlCo").

F3 · ownership.nature: (Continued from footnote 2) As a result, each of the above entities may be deemed to share beneficial ownership of the shares held by Nesco Holdings, LP. The managing members of ECP ControlCo are Douglas Kimmelman, Andrew Singer, Peter Labbat, Tyler Reeder and Rahman D'Argenio all of whom collectively share the power to vote and dispose of the securities beneficially owned by ECP ControlCo. Each such individual disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

F4 · ownership.nature: Due to the limitations of the electronic filing system, certain Reporting Persons are filing a separate Form 4.

F5 · ownership.nature: Information with respect to each of the Reporting Persons is given solely by such reporting person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person.

F6 · ownership.nature: Each of the Reporting Persons (other than to the extent it directly holds securities reported herein) disclaims beneficial ownership of the securities held by the other Reporting Persons, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934 (the "Exchange Act"), each of the Reporting Persons (other than to the extent it directly holds securities reported herein) states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the securities reported herein for purposes of Section 16 of the Exchange Act or for any other purpose.

Read SEC document
July 31, 2019 Filed Aug 1, 2019 08:47 UTC SaleWarrants · Derivative 20,408 $1.50 Strike: $11.50 $30,612.00
Disclosure

SEC source: 0001094891-19-000169 · edgar.xml · derivative · entry 8

Donaldson Richard C · CIK 0001416656 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,313

Underlying: Common Stock · 20,408 shares

Expires not disclosed

F3 · derivative.exercise_date: The warrants will become exercisable 30 days after the completion of the Issuer's initial business combination.

F4 · derivative.expiration_date: The warrants will expire on the fifth anniversary of the completion of the Issuer's initial business combination.

Read SEC document
July 31, 2019 Filed Aug 1, 2019 08:47 UTC ConversionWarrants · Derivative 20,408 $1.50 Strike: $11.50 $30,612.00
Disclosure

SEC source: 0001094891-19-000169 · edgar.xml · derivative · entry 7

Donaldson Richard C · CIK 0001416656 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,721

Underlying: Common Stock · 20,408 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The warrants will become exercisable 30 days after the completion of the Issuer's initial business combination.

F4 · derivative.expiration_date: The warrants will expire on the fifth anniversary of the completion of the Issuer's initial business combination.

Read SEC document
July 31, 2019 Filed Aug 1, 2019 08:47 UTC ConversionConvertible Promissory Note · Derivative Not disclosed Not disclosed Strike: $1.50 $30,612.00
Disclosure

SEC source: 0001094891-19-000169 · edgar.xml · derivative · entry 6

Donaldson Richard C · CIK 0001416656 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: Not disclosed

Underlying: Warrants · 20,408 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · security: The reporting person was issued a series of convertible promissory notes in consideration of loans made on March 22, 2019, May 15, 2019, and July 24, 2019, in the aggregate principal amount of $30,612.

F6 · price: The reporting person was issued a series of convertible promissory notes in consideration of loans made on March 22, 2019, May 15, 2019, and July 24, 2019, in the aggregate principal amount of $30,612.

F5 · derivative.exercise_date: The promissory note is convertible, at the reporting person's option, at the closing of the Issuer's initial business combination. If the note is not converted, it will be repaid within 5 business days of the closing of such business combination.

F5 · derivative.expiration_date: The promissory note is convertible, at the reporting person's option, at the closing of the Issuer's initial business combination. If the note is not converted, it will be repaid within 5 business days of the closing of such business combination.

Read SEC document
July 31, 2019 Filed Aug 1, 2019 08:47 UTC GrantCommon Stock 4,985 $10.00 $49,850.00
Disclosure

SEC source: 0001094891-19-000169 · edgar.xml · nonDerivative · entry 2

Donaldson Richard C · CIK 0001416656 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,317

Read SEC document
July 31, 2019 Filed Aug 1, 2019 12:39 UTC
EIN MARKDirector · 10% owner
SaleWarrants · Derivative 625,851 $1.50 Strike: $11.50 $938,776.50
Disclosure

SEC source: 0001094891-19-000161 · edgar.xml · derivative · entry 9

EIN MARK · CIK 0001246840 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Capitol Acquisition Management IV, LLC

Disclosed balance after: 2,457,338

Underlying: Common Stock · 625,851 shares

Expires not disclosed

F3 · derivative.exercise_date: The warrants will become exercisable 30 days after the completion of the Issuer's initial business combination.

F4 · derivative.expiration_date: The warrants will expire on the fifth anniversary of the completion of the Issuer's initial business combination.

F7 · ownership.nature: Mr. Ein controls Capitol Acquisition Management IV, LLC.

Read SEC document
July 31, 2019 Filed Aug 1, 2019 12:39 UTC
EIN MARKDirector · 10% owner
ConversionWarrants · Derivative 625,851 $1.50 Strike: $11.50 $938,776.50
Disclosure

SEC source: 0001094891-19-000161 · edgar.xml · derivative · entry 8

EIN MARK · CIK 0001246840 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Capitol Acquisition Management IV, LLC

Disclosed balance after: 3,083,189

Underlying: Common Stock · 625,851 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The warrants will become exercisable 30 days after the completion of the Issuer's initial business combination.

F4 · derivative.expiration_date: The warrants will expire on the fifth anniversary of the completion of the Issuer's initial business combination.

F7 · ownership.nature: Mr. Ein controls Capitol Acquisition Management IV, LLC.

Read SEC document
July 31, 2019 Filed Aug 1, 2019 12:39 UTC
EIN MARKDirector · 10% owner
ConversionConvertible Promissory Note · Derivative Not disclosed $1.50 Strike: $1.50 $938,777.00
Disclosure

SEC source: 0001094891-19-000161 · edgar.xml · derivative · entry 7

EIN MARK · CIK 0001246840 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Capitol Acquisition Management IV, LLC

Disclosed balance after: Not disclosed

Underlying: Warrants · 625,851 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · security: The reporting person was issued a series of convertible promissory notes in consideration of loans made on March 22, 2019, May 16, 2019, and July 24, 2019, in the aggregate principal amount of $938,777.

F5 · derivative.exercise_date: The promissory note is convertible, at the reporting person's option, at the closing of the Issuer's initial business combination. If the note is not converted, it will be repaid within 5 business days of the closing of such business combination

F5 · derivative.expiration_date: The promissory note is convertible, at the reporting person's option, at the closing of the Issuer's initial business combination. If the note is not converted, it will be repaid within 5 business days of the closing of such business combination

F7 · ownership.nature: Mr. Ein controls Capitol Acquisition Management IV, LLC.

Read SEC document
July 31, 2019 Filed Aug 1, 2019 12:39 UTC
EIN MARKDirector · 10% owner
SaleWarrants · Derivative 66,924 $1.50 Strike: $11.50 $100,386.00
Disclosure

SEC source: 0001094891-19-000161 · edgar.xml · derivative · entry 6

EIN MARK · CIK 0001246840 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Capitol Acquisition Management IV, LLC

Disclosed balance after: 2,457,338

Underlying: Common Stock · 66,924 shares

Expires not disclosed

F3 · derivative.exercise_date: The warrants will become exercisable 30 days after the completion of the Issuer's initial business combination.

F4 · derivative.expiration_date: The warrants will expire on the fifth anniversary of the completion of the Issuer's initial business combination.

F7 · ownership.nature: Mr. Ein controls Capitol Acquisition Management IV, LLC.

Read SEC document
July 31, 2019 Filed Aug 1, 2019 12:39 UTC
EIN MARKDirector · 10% owner
GrantCommon Stock 656,697 $10.00 $6,566,970.00
Disclosure

SEC source: 0001094891-19-000161 · edgar.xml · nonDerivative · entry 2

EIN MARK · CIK 0001246840 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Capitol Acquisition Management IV, LLC

Disclosed balance after: 5,706,286

F7 · ownership.nature: Mr. Ein controls Capitol Acquisition Management IV, LLC.

Read SEC document
July 31, 2019 Filed Aug 1, 2019 08:43 UTC SaleWarrants · Derivative 20,408 $11.50 Strike: $11.50 $234,692.00
Disclosure

SEC source: 0001094891-19-000165 · edgar.xml · derivative · entry 8

Calcano Lawrence · CIK 0001383283 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,313

Underlying: Common Stock · 20,408 shares

Expires not disclosed

F3 · derivative.exercise_date: The warrants will become exercisable 30 days after the completion of the Issuer's initial business combination.

F4 · derivative.expiration_date: The warrants will expire on the fifth anniversary of the completion of the Issuer's initial business combination.

Read SEC document
July 31, 2019 Filed Aug 1, 2019 08:43 UTC ConversionWarrants · Derivative 20,408 $1.50 Strike: $11.50 $30,612.00
Disclosure

SEC source: 0001094891-19-000165 · edgar.xml · derivative · entry 7

Calcano Lawrence · CIK 0001383283 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,721

Underlying: Common Stock · 20,408 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The warrants will become exercisable 30 days after the completion of the Issuer's initial business combination.

F4 · derivative.expiration_date: The warrants will expire on the fifth anniversary of the completion of the Issuer's initial business combination.

Read SEC document
July 31, 2019 Filed Aug 1, 2019 08:43 UTC ConversionConvertible Promissory Notes · Derivative Not disclosed Not disclosed Strike: $1.50 $30,612.00
Disclosure

SEC source: 0001094891-19-000165 · edgar.xml · derivative · entry 6

Calcano Lawrence · CIK 0001383283 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: Not disclosed

Underlying: Warrants · 20,408 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · security: The reporting person was issued a series of convertible promissory notes in consideration of loans made on March 22, 2019, May 20, 2019, and July 24, 2019, in the aggregate principal amount of $30,612.

F6 · price: The reporting person was issued a series of convertible promissory notes in consideration of loans made on March 22, 2019, May 20, 2019, and July 24, 2019, in the aggregate principal amount of $30,612.

F5 · derivative.exercise_date: The promissory note is convertible into warrants, at the reporting person's option, at the closing of the Issuer's initial business combination. If the note is not converted, it will be repaid within 5 business days of the closing of such business combination. If the business combination is not consummated, the note will expire worthless.

F5 · derivative.expiration_date: The promissory note is convertible into warrants, at the reporting person's option, at the closing of the Issuer's initial business combination. If the note is not converted, it will be repaid within 5 business days of the closing of such business combination. If the business combination is not consummated, the note will expire worthless.

Read SEC document
July 31, 2019 Filed Aug 1, 2019 08:43 UTC GrantCommon Stock 4,985 $10.00 $49,850.00
Disclosure

SEC source: 0001094891-19-000165 · edgar.xml · nonDerivative · entry 2

Calcano Lawrence · CIK 0001383283 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,317

Read SEC document
July 31, 2019 Filed Aug 1, 2019 12:41 UTC SaleWarrants · Derivative 312,925 $1.50 Strike: $11.50 $469,387.50
Disclosure

SEC source: 0001094891-19-000163 · edgar.xml · derivative · entry 9

Dryden L. Dyson · CIK 0001574445 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Capitol Acquisition Founder IV, LLC

Disclosed balance after: 1,228,670

Underlying: Common Stock · 312,925 shares

Expires not disclosed

F3 · derivative.exercise_date: The warrants will become exercisable 30 days after the completion of the Issuer's initial business combination.

F4 · derivative.expiration_date: The warrants will expire on the fifth anniversary of the completion of the Issuer's initial business combination.

F7 · ownership.nature: Mr. Dryden controls Capitol Acquisition Founder IV, LLC.

Read SEC document
July 31, 2019 Filed Aug 1, 2019 12:41 UTC ConversionWarrants · Derivative 312,925 $1.50 Strike: $11.50 $469,387.50
Disclosure

SEC source: 0001094891-19-000163 · edgar.xml · derivative · entry 8

Dryden L. Dyson · CIK 0001574445 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Capitol Acquisition Founder IV, LLC

Disclosed balance after: 1,541,595

Underlying: Common Stock · 312,925 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The warrants will become exercisable 30 days after the completion of the Issuer's initial business combination.

F4 · derivative.expiration_date: The warrants will expire on the fifth anniversary of the completion of the Issuer's initial business combination.

F7 · ownership.nature: Mr. Dryden controls Capitol Acquisition Founder IV, LLC.

Read SEC document
July 31, 2019 Filed Aug 1, 2019 12:41 UTC ConversionConvertible Promissory Note · Derivative Not disclosed Not disclosed Strike: $1.50 $469,387.00
Disclosure

SEC source: 0001094891-19-000163 · edgar.xml · derivative · entry 7

Dryden L. Dyson · CIK 0001574445 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Capitol Acquisition Founder IV, LLC

Disclosed balance after: Not disclosed

Underlying: Warrants · 312,925 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · security: The reporting person was issued a series of convertible promissory notes in consideration of loans made on March 22, 2019, May 15, 2019, and July 24, 2019, in the aggregate principal amount of $469,387.

F6 · price: The reporting person was issued a series of convertible promissory notes in consideration of loans made on March 22, 2019, May 15, 2019, and July 24, 2019, in the aggregate principal amount of $469,387.

F5 · derivative.exercise_date: The promissory note is convertible, at the reporting person's option, at the closing of the Issuer's initial business combination. If the note is not converted, it will be repaid within 5 business days of the closing of such business combination.

F5 · derivative.expiration_date: The promissory note is convertible, at the reporting person's option, at the closing of the Issuer's initial business combination. If the note is not converted, it will be repaid within 5 business days of the closing of such business combination.

F7 · ownership.nature: Mr. Dryden controls Capitol Acquisition Founder IV, LLC.

Read SEC document
July 31, 2019 Filed Aug 1, 2019 12:41 UTC SaleWarrants · Derivative 33,462 $1.50 Strike: $11.50 $50,193.00
Disclosure

SEC source: 0001094891-19-000163 · edgar.xml · derivative · entry 6

Dryden L. Dyson · CIK 0001574445 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Capitol Acquisition Founder IV, LLC

Disclosed balance after: 1,228,670

Underlying: Common Stock · 33,462 shares

Expires not disclosed

F3 · derivative.exercise_date: The warrants will become exercisable 30 days after the completion of the Issuer's initial business combination.

F4 · derivative.expiration_date: The warrants will expire on the fifth anniversary of the completion of the Issuer's initial business combination.

F7 · ownership.nature: Mr. Dryden controls Capitol Acquisition Founder IV, LLC.

Read SEC document
July 31, 2019 Filed Aug 1, 2019 12:41 UTC GrantCommon Stock 328,348 $10.00 $3,283,480.00
Disclosure

SEC source: 0001094891-19-000163 · edgar.xml · nonDerivative · entry 2

Dryden L. Dyson · CIK 0001574445 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Capitol Acquisition Founder IV, LLC

Disclosed balance after: 2,853,144

F7 · ownership.nature: Mr. Dryden controls Capitol Acquisition Founder IV, LLC.

Read SEC document
July 31, 2019 Filed Aug 1, 2019 12:41 UTC
JACOBSON LEEDirector · Chief Executive Officer
OtherWarrants · Derivative 17,226 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-19-014302 · ownership.xml · derivative · entry 2

JACOBSON LEE · CIK 0001780217 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,226

Underlying: Common Stock · 17,226 shares

Expires not disclosed

F2 · derivative.exercise_price: Each warrant entitles the holder to purchase from the issuer a number of shares of common stock at the price of $11.50 per share, subject to adjustments.

F1 · kind: In connection with and immediately following the Issuer's initial business combination on July 31, 2019, the Reporting Person received the securities as consideration for the complete redemption of his common equity interests in Nesco Holdings, LP. The securities represent the Reporting Person's pro rata share of the consideration that Nesco Holdings, LP received in connection with the Issuer's initial business combination based on certain of the Reporting Person's ownership in Nesco Holdings, LP. The closing price of the Issuer's common stock was $9.05 on the effective date of the initial business combination.

F1 · price: In connection with and immediately following the Issuer's initial business combination on July 31, 2019, the Reporting Person received the securities as consideration for the complete redemption of his common equity interests in Nesco Holdings, LP. The securities represent the Reporting Person's pro rata share of the consideration that Nesco Holdings, LP received in connection with the Issuer's initial business combination based on certain of the Reporting Person's ownership in Nesco Holdings, LP. The closing price of the Issuer's common stock was $9.05 on the effective date of the initial business combination.

F3 · derivative.expiration_date: The warrants expire and terminate on the earlier to occur of July 31, 2024 and the date on which the warrants are redeemed at the issuer's election pursuant to warrant agreement governing such warrants.

Read SEC document
July 31, 2019 Filed Aug 1, 2019 12:41 UTC
JACOBSON LEEDirector · Chief Executive Officer
OtherCommon Stock 153,312 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-19-014302 · ownership.xml · nonDerivative · entry 1

JACOBSON LEE · CIK 0001780217 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,312

F1 · kind: In connection with and immediately following the Issuer's initial business combination on July 31, 2019, the Reporting Person received the securities as consideration for the complete redemption of his common equity interests in Nesco Holdings, LP. The securities represent the Reporting Person's pro rata share of the consideration that Nesco Holdings, LP received in connection with the Issuer's initial business combination based on certain of the Reporting Person's ownership in Nesco Holdings, LP. The closing price of the Issuer's common stock was $9.05 on the effective date of the initial business combination.

F1 · price: In connection with and immediately following the Issuer's initial business combination on July 31, 2019, the Reporting Person received the securities as consideration for the complete redemption of his common equity interests in Nesco Holdings, LP. The securities represent the Reporting Person's pro rata share of the consideration that Nesco Holdings, LP received in connection with the Issuer's initial business combination based on certain of the Reporting Person's ownership in Nesco Holdings, LP. The closing price of the Issuer's common stock was $9.05 on the effective date of the initial business combination.

Read SEC document
July 31, 2019 Filed Aug 1, 2019 12:44 UTC
KAPELKE KEVINChief Operating Officer
OtherWarrants · Derivative 5,742 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-19-014305 · ownership.xml · derivative · entry 2

KAPELKE KEVIN · CIK 0001780233 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,742

Underlying: Common Stock · 5,742 shares

Expires not disclosed

F2 · derivative.exercise_price: Each warrant entitles the holder to purchase from the issuer a number of shares of common stock at the price of $11.50 per share, subject to adjustments.

F1 · kind: In connection with and immediately following the Issuer's initial business combination on July 31, 2019, the Reporting Person received the securities as consideration for the complete redemption of his common equity interests in Nesco Holdings, LP. The securities represent the Reporting Person's pro rata share of the consideration that Nesco Holdings, LP received in connection with the Issuer's initial business combination based on certain of the Reporting Person's ownership in Nesco Holdings, LP. The closing price of the Issuer's common stock was $9.05 on the effective date of the initial business combination.

F1 · price: In connection with and immediately following the Issuer's initial business combination on July 31, 2019, the Reporting Person received the securities as consideration for the complete redemption of his common equity interests in Nesco Holdings, LP. The securities represent the Reporting Person's pro rata share of the consideration that Nesco Holdings, LP received in connection with the Issuer's initial business combination based on certain of the Reporting Person's ownership in Nesco Holdings, LP. The closing price of the Issuer's common stock was $9.05 on the effective date of the initial business combination.

F3 · derivative.expiration_date: The warrants expire and terminate on the earlier to occur of July 31, 2024 and the date on which the warrants are redeemed at the issuer's election pursuant to warrant agreement governing such warrants.

Read SEC document
July 31, 2019 Filed Aug 1, 2019 12:44 UTC
KAPELKE KEVINChief Operating Officer
OtherCommon Stock 51,104 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-19-014305 · ownership.xml · nonDerivative · entry 1

KAPELKE KEVIN · CIK 0001780233 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,104

F1 · kind: In connection with and immediately following the Issuer's initial business combination on July 31, 2019, the Reporting Person received the securities as consideration for the complete redemption of his common equity interests in Nesco Holdings, LP. The securities represent the Reporting Person's pro rata share of the consideration that Nesco Holdings, LP received in connection with the Issuer's initial business combination based on certain of the Reporting Person's ownership in Nesco Holdings, LP. The closing price of the Issuer's common stock was $9.05 on the effective date of the initial business combination.

F1 · price: In connection with and immediately following the Issuer's initial business combination on July 31, 2019, the Reporting Person received the securities as consideration for the complete redemption of his common equity interests in Nesco Holdings, LP. The securities represent the Reporting Person's pro rata share of the consideration that Nesco Holdings, LP received in connection with the Issuer's initial business combination based on certain of the Reporting Person's ownership in Nesco Holdings, LP. The closing price of the Issuer's common stock was $9.05 on the effective date of the initial business combination.

Read SEC document
July 31, 2019 Filed Aug 1, 2019 12:39 UTC
HEINEMANN BRUCEChief Financial Officer
OtherCommon Stock 57,534 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-19-014300 · ownership.xml · nonDerivative · entry 1

HEINEMANN BRUCE · CIK 0001780234 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,534

F1 · kind: In connection with and immediately following the Issuer's initial business combination on July 31, 2019, the Reporting Person received the securities as consideration for the forfeiture of certain profits interests in Nesco Holdings, LP. The closing price of the Issuer's common stock was $9.05 on the effective date of the initial business combination.

F1 · price: In connection with and immediately following the Issuer's initial business combination on July 31, 2019, the Reporting Person received the securities as consideration for the forfeiture of certain profits interests in Nesco Holdings, LP. The closing price of the Issuer's common stock was $9.05 on the effective date of the initial business combination.

Read SEC document
July 30, 2019 Filed Aug 1, 2019 08:45 UTC Disposition to issuerWarrants · Derivative 51,020 Not disclosed Strike: $11.50 Not disclosed
Disclosure

SEC source: 0001094891-19-000167 · edgar.xml · derivative · entry 5

Coburn Brooke B. · CIK 0001714220 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,313

Underlying: Common Stock · 51,020 shares

Expires not disclosed

F2 · price: The reporting person forfeited these securities to the Issuer for no additional consideration.

F3 · derivative.exercise_date: The warrants will become exercisable 30 days after the completion of the Issuer's initial business combination.

F4 · derivative.expiration_date: The warrants will expire on the fifth anniversary of the completion of the Issuer's initial business combination.

Read SEC document
July 30, 2019 Filed Aug 1, 2019 08:45 UTC ConversionClass B Ordinary Shares · Derivative 38,332 Not disclosed Not disclosed
Disclosure

SEC source: 0001094891-19-000167 · edgar.xml · derivative · entry 4

Coburn Brooke B. · CIK 0001714220 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 38,332 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Class B Ordinary Shares were convertible on a one-for-one basis into common equity of the surviving entity upon the consummation of the Issuer's initial business combination and had no exiration date. In connection with the Issuer's business combination, such Class B Ordinary Shares of Capitol Investment Corp. IV automatically converted into shares of common stock of Nesco Holdings, Inc.

F1 · price: The Class B Ordinary Shares were convertible on a one-for-one basis into common equity of the surviving entity upon the consummation of the Issuer's initial business combination and had no exiration date. In connection with the Issuer's business combination, such Class B Ordinary Shares of Capitol Investment Corp. IV automatically converted into shares of common stock of Nesco Holdings, Inc.

F1 · derivative.exercise_date: The Class B Ordinary Shares were convertible on a one-for-one basis into common equity of the surviving entity upon the consummation of the Issuer's initial business combination and had no exiration date. In connection with the Issuer's business combination, such Class B Ordinary Shares of Capitol Investment Corp. IV automatically converted into shares of common stock of Nesco Holdings, Inc.

F1 · derivative.expiration_date: The Class B Ordinary Shares were convertible on a one-for-one basis into common equity of the surviving entity upon the consummation of the Issuer's initial business combination and had no exiration date. In connection with the Issuer's business combination, such Class B Ordinary Shares of Capitol Investment Corp. IV automatically converted into shares of common stock of Nesco Holdings, Inc.

Read SEC document
July 30, 2019 Filed Aug 1, 2019 08:45 UTC Disposition to issuerClass B Ordinary Shares · Derivative 11,668 Not disclosed Not disclosed
Disclosure

SEC source: 0001094891-19-000167 · edgar.xml · derivative · entry 3

Coburn Brooke B. · CIK 0001714220 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,332

Underlying: Common Stock · 11,668 shares

Expires not disclosed

F1 · derivative.exercise_price: The Class B Ordinary Shares were convertible on a one-for-one basis into common equity of the surviving entity upon the consummation of the Issuer's initial business combination and had no exiration date. In connection with the Issuer's business combination, such Class B Ordinary Shares of Capitol Investment Corp. IV automatically converted into shares of common stock of Nesco Holdings, Inc.

F2 · price: The reporting person forfeited these securities to the Issuer for no additional consideration.

F1 · derivative.exercise_date: The Class B Ordinary Shares were convertible on a one-for-one basis into common equity of the surviving entity upon the consummation of the Issuer's initial business combination and had no exiration date. In connection with the Issuer's business combination, such Class B Ordinary Shares of Capitol Investment Corp. IV automatically converted into shares of common stock of Nesco Holdings, Inc.

F1 · derivative.expiration_date: The Class B Ordinary Shares were convertible on a one-for-one basis into common equity of the surviving entity upon the consummation of the Issuer's initial business combination and had no exiration date. In connection with the Issuer's business combination, such Class B Ordinary Shares of Capitol Investment Corp. IV automatically converted into shares of common stock of Nesco Holdings, Inc.

Read SEC document
July 30, 2019 Filed Aug 1, 2019 08:45 UTC ConversionCommon Stock 38,332 Not disclosed Not disclosed
Disclosure

SEC source: 0001094891-19-000167 · edgar.xml · nonDerivative · entry 1

Coburn Brooke B. · CIK 0001714220 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,332

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The Class B Ordinary Shares were convertible on a one-for-one basis into common equity of the surviving entity upon the consummation of the Issuer's initial business combination and had no exiration date. In connection with the Issuer's business combination, such Class B Ordinary Shares of Capitol Investment Corp. IV automatically converted into shares of common stock of Nesco Holdings, Inc.

F1 · price: The Class B Ordinary Shares were convertible on a one-for-one basis into common equity of the surviving entity upon the consummation of the Issuer's initial business combination and had no exiration date. In connection with the Issuer's business combination, such Class B Ordinary Shares of Capitol Investment Corp. IV automatically converted into shares of common stock of Nesco Holdings, Inc.

Read SEC document
July 30, 2019 Filed Aug 1, 2019 08:47 UTC Disposition to issuerWarrants · Derivative 51,020 Not disclosed Strike: $11.50 Not disclosed
Disclosure

SEC source: 0001094891-19-000169 · edgar.xml · derivative · entry 5

Donaldson Richard C · CIK 0001416656 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,313

Underlying: Common Stock · 51,020 shares

Expires not disclosed

F2 · price: The reporting person forfeited these securities to the Issuer for no additional consideration.

F3 · derivative.exercise_date: The warrants will become exercisable 30 days after the completion of the Issuer's initial business combination.

F4 · derivative.expiration_date: The warrants will expire on the fifth anniversary of the completion of the Issuer's initial business combination.

Read SEC document
July 30, 2019 Filed Aug 1, 2019 08:47 UTC ConversionClass B Ordinary Shares · Derivative 38,332 Not disclosed Not disclosed
Disclosure

SEC source: 0001094891-19-000169 · edgar.xml · derivative · entry 4

Donaldson Richard C · CIK 0001416656 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 38,332 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Class B Ordinary Shares were convertible on a one-for-one basis into common equity of the surviving entity upon the consummation of the Issuer's initial business combination and had no exiration date. In connection with the Issuer's business combination, such Class B Ordinary Shares of Capitol Investment Corp. IV automatically converted into shares of common stock of Nesco Holdings, Inc.

F1 · price: The Class B Ordinary Shares were convertible on a one-for-one basis into common equity of the surviving entity upon the consummation of the Issuer's initial business combination and had no exiration date. In connection with the Issuer's business combination, such Class B Ordinary Shares of Capitol Investment Corp. IV automatically converted into shares of common stock of Nesco Holdings, Inc.

F1 · derivative.exercise_date: The Class B Ordinary Shares were convertible on a one-for-one basis into common equity of the surviving entity upon the consummation of the Issuer's initial business combination and had no exiration date. In connection with the Issuer's business combination, such Class B Ordinary Shares of Capitol Investment Corp. IV automatically converted into shares of common stock of Nesco Holdings, Inc.

F1 · derivative.expiration_date: The Class B Ordinary Shares were convertible on a one-for-one basis into common equity of the surviving entity upon the consummation of the Issuer's initial business combination and had no exiration date. In connection with the Issuer's business combination, such Class B Ordinary Shares of Capitol Investment Corp. IV automatically converted into shares of common stock of Nesco Holdings, Inc.

Read SEC document
July 30, 2019 Filed Aug 1, 2019 08:47 UTC Disposition to issuerClass B Ordinary Shares · Derivative 11,668 Not disclosed Not disclosed
Disclosure

SEC source: 0001094891-19-000169 · edgar.xml · derivative · entry 3

Donaldson Richard C · CIK 0001416656 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,332

Underlying: Common Stock · 11,668 shares

Expires not disclosed

F1 · derivative.exercise_price: The Class B Ordinary Shares were convertible on a one-for-one basis into common equity of the surviving entity upon the consummation of the Issuer's initial business combination and had no exiration date. In connection with the Issuer's business combination, such Class B Ordinary Shares of Capitol Investment Corp. IV automatically converted into shares of common stock of Nesco Holdings, Inc.

F2 · price: The reporting person forfeited these securities to the Issuer for no additional consideration.

F1 · derivative.exercise_date: The Class B Ordinary Shares were convertible on a one-for-one basis into common equity of the surviving entity upon the consummation of the Issuer's initial business combination and had no exiration date. In connection with the Issuer's business combination, such Class B Ordinary Shares of Capitol Investment Corp. IV automatically converted into shares of common stock of Nesco Holdings, Inc.

F1 · derivative.expiration_date: The Class B Ordinary Shares were convertible on a one-for-one basis into common equity of the surviving entity upon the consummation of the Issuer's initial business combination and had no exiration date. In connection with the Issuer's business combination, such Class B Ordinary Shares of Capitol Investment Corp. IV automatically converted into shares of common stock of Nesco Holdings, Inc.

Read SEC document
July 30, 2019 Filed Aug 1, 2019 08:47 UTC ConversionCommon Stock 38,332 Not disclosed Not disclosed
Disclosure

SEC source: 0001094891-19-000169 · edgar.xml · nonDerivative · entry 1

Donaldson Richard C · CIK 0001416656 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,332

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The Class B Ordinary Shares were convertible on a one-for-one basis into common equity of the surviving entity upon the consummation of the Issuer's initial business combination and had no exiration date. In connection with the Issuer's business combination, such Class B Ordinary Shares of Capitol Investment Corp. IV automatically converted into shares of common stock of Nesco Holdings, Inc.

F1 · price: The Class B Ordinary Shares were convertible on a one-for-one basis into common equity of the surviving entity upon the consummation of the Issuer's initial business combination and had no exiration date. In connection with the Issuer's business combination, such Class B Ordinary Shares of Capitol Investment Corp. IV automatically converted into shares of common stock of Nesco Holdings, Inc.

Read SEC document
July 30, 2019 Filed Aug 1, 2019 12:39 UTC
EIN MARKDirector · 10% owner
Disposition to issuerWarrants · Derivative 1,564,627 Not disclosed Strike: $11.50 Not disclosed
Disclosure

SEC source: 0001094891-19-000161 · edgar.xml · derivative · entry 5

EIN MARK · CIK 0001246840 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Capitol Acquisition Management IV, LLC

Disclosed balance after: 2,524,262

Underlying: Class A ordinary shares · 1,564,627 shares

Expires not disclosed

F2 · price: The reporting person forfeited these securities to the Issuer for no additional consideration.

F3 · derivative.exercise_date: The warrants will become exercisable 30 days after the completion of the Issuer's initial business combination.

F4 · derivative.expiration_date: The warrants will expire on the fifth anniversary of the completion of the Issuer's initial business combination.

F7 · ownership.nature: Mr. Ein controls Capitol Acquisition Management IV, LLC.

Read SEC document
July 30, 2019 Filed Aug 1, 2019 12:39 UTC
EIN MARKDirector · 10% owner
ConversionClass B Ordinary Shares · Derivative 5,049,592 Not disclosed Not disclosed
Disclosure

SEC source: 0001094891-19-000161 · edgar.xml · derivative · entry 4

EIN MARK · CIK 0001246840 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Capitol Acquisition Management IV, LLC

Disclosed balance after: 0

Underlying: Common Stock · 5,049,592 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Class B Ordinary Shares were convertible on a one-for-one basis into common equity of the surviving entity upon the consummation of the Issuer's initial business combination and had no exiration date. In connection with the Issuer's business combination, such Class B Ordinary Shares of Capitol Investment Corp. IV automatically converted into shares of common stock of Nesco Holdings, Inc.

F1 · price: The Class B Ordinary Shares were convertible on a one-for-one basis into common equity of the surviving entity upon the consummation of the Issuer's initial business combination and had no exiration date. In connection with the Issuer's business combination, such Class B Ordinary Shares of Capitol Investment Corp. IV automatically converted into shares of common stock of Nesco Holdings, Inc.

F1 · derivative.exercise_date: The Class B Ordinary Shares were convertible on a one-for-one basis into common equity of the surviving entity upon the consummation of the Issuer's initial business combination and had no exiration date. In connection with the Issuer's business combination, such Class B Ordinary Shares of Capitol Investment Corp. IV automatically converted into shares of common stock of Nesco Holdings, Inc.

F1 · derivative.expiration_date: The Class B Ordinary Shares were convertible on a one-for-one basis into common equity of the surviving entity upon the consummation of the Issuer's initial business combination and had no exiration date. In connection with the Issuer's business combination, such Class B Ordinary Shares of Capitol Investment Corp. IV automatically converted into shares of common stock of Nesco Holdings, Inc.

F7 · ownership.nature: Mr. Ein controls Capitol Acquisition Management IV, LLC.

Read SEC document
July 30, 2019 Filed Aug 1, 2019 12:39 UTC
EIN MARKDirector · 10% owner
Disposition to issuerClass B Ordinary Shares · Derivative 1,537,074 Not disclosed Not disclosed
Disclosure

SEC source: 0001094891-19-000161 · edgar.xml · derivative · entry 3

EIN MARK · CIK 0001246840 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Capitol Acquisition Management IV, LLC

Disclosed balance after: 5,049,592

Underlying: Common Stock · 1,537,074 shares

Expires not disclosed

F1 · derivative.exercise_price: The Class B Ordinary Shares were convertible on a one-for-one basis into common equity of the surviving entity upon the consummation of the Issuer's initial business combination and had no exiration date. In connection with the Issuer's business combination, such Class B Ordinary Shares of Capitol Investment Corp. IV automatically converted into shares of common stock of Nesco Holdings, Inc.

F1 · price: The Class B Ordinary Shares were convertible on a one-for-one basis into common equity of the surviving entity upon the consummation of the Issuer's initial business combination and had no exiration date. In connection with the Issuer's business combination, such Class B Ordinary Shares of Capitol Investment Corp. IV automatically converted into shares of common stock of Nesco Holdings, Inc.

F1 · derivative.exercise_date: The Class B Ordinary Shares were convertible on a one-for-one basis into common equity of the surviving entity upon the consummation of the Issuer's initial business combination and had no exiration date. In connection with the Issuer's business combination, such Class B Ordinary Shares of Capitol Investment Corp. IV automatically converted into shares of common stock of Nesco Holdings, Inc.

F1 · derivative.expiration_date: The Class B Ordinary Shares were convertible on a one-for-one basis into common equity of the surviving entity upon the consummation of the Issuer's initial business combination and had no exiration date. In connection with the Issuer's business combination, such Class B Ordinary Shares of Capitol Investment Corp. IV automatically converted into shares of common stock of Nesco Holdings, Inc.

F7 · ownership.nature: Mr. Ein controls Capitol Acquisition Management IV, LLC.

Read SEC document
July 30, 2019 Filed Aug 1, 2019 12:39 UTC
EIN MARKDirector · 10% owner
ConversionCommon Stock 5,049,592 Not disclosed Not disclosed
Disclosure

SEC source: 0001094891-19-000161 · edgar.xml · nonDerivative · entry 1

EIN MARK · CIK 0001246840 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Capitol Acquisition Management IV, LLC

Disclosed balance after: 5,049,592

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The Class B Ordinary Shares were convertible on a one-for-one basis into common equity of the surviving entity upon the consummation of the Issuer's initial business combination and had no exiration date. In connection with the Issuer's business combination, such Class B Ordinary Shares of Capitol Investment Corp. IV automatically converted into shares of common stock of Nesco Holdings, Inc.

F1 · price: The Class B Ordinary Shares were convertible on a one-for-one basis into common equity of the surviving entity upon the consummation of the Issuer's initial business combination and had no exiration date. In connection with the Issuer's business combination, such Class B Ordinary Shares of Capitol Investment Corp. IV automatically converted into shares of common stock of Nesco Holdings, Inc.

F7 · ownership.nature: Mr. Ein controls Capitol Acquisition Management IV, LLC.

Read SEC document
July 30, 2019 Filed Aug 1, 2019 08:43 UTC Disposition to issuerWarrants · Derivative 51,020 Not disclosed Strike: $11.50 Not disclosed
Disclosure

SEC source: 0001094891-19-000165 · edgar.xml · derivative · entry 5

Calcano Lawrence · CIK 0001383283 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,313

Underlying: Common Stock · 51,020 shares

Expires not disclosed

F2 · price: The reporting person forfeited these securities to the Issuer for no additional consideration.

F3 · derivative.exercise_date: The warrants will become exercisable 30 days after the completion of the Issuer's initial business combination.

F4 · derivative.expiration_date: The warrants will expire on the fifth anniversary of the completion of the Issuer's initial business combination.

Read SEC document
July 30, 2019 Filed Aug 1, 2019 08:43 UTC ConversionClass B Ordinary Shares · Derivative 38,332 Not disclosed Not disclosed
Disclosure

SEC source: 0001094891-19-000165 · edgar.xml · derivative · entry 4

Calcano Lawrence · CIK 0001383283 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 38,332 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Class B Ordinary Shares were convertible on a one-for-one basis into common equity of the surviving entity upon the consummation of the Issuer's initial business combination and had no exiration date. In connection with the Issuer's business combination, such Class B Ordinary Shares of Capitol Investment Corp. IV automatically converted into shares of common stock of Nesco Holdings, Inc.

F1 · price: The Class B Ordinary Shares were convertible on a one-for-one basis into common equity of the surviving entity upon the consummation of the Issuer's initial business combination and had no exiration date. In connection with the Issuer's business combination, such Class B Ordinary Shares of Capitol Investment Corp. IV automatically converted into shares of common stock of Nesco Holdings, Inc.

F1 · derivative.exercise_date: The Class B Ordinary Shares were convertible on a one-for-one basis into common equity of the surviving entity upon the consummation of the Issuer's initial business combination and had no exiration date. In connection with the Issuer's business combination, such Class B Ordinary Shares of Capitol Investment Corp. IV automatically converted into shares of common stock of Nesco Holdings, Inc.

F1 · derivative.expiration_date: The Class B Ordinary Shares were convertible on a one-for-one basis into common equity of the surviving entity upon the consummation of the Issuer's initial business combination and had no exiration date. In connection with the Issuer's business combination, such Class B Ordinary Shares of Capitol Investment Corp. IV automatically converted into shares of common stock of Nesco Holdings, Inc.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.