Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 21, 2019 Filed Oct 8, 2019 20:40 UTC Amendment |
STOOPS JEFFREYDirector
|
GrantStock Option · Derivative | 100,000 | $0.00 Strike: $6.98 | $0.00 |
DisclosureSEC source: 0001709682-19-000045 · wf-form4a_157056721945632.xml · derivative · entry 1 STOOPS JEFFREY · CIK 0001106860 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires 2029-08-21 F1 · derivative.exercise_date: The Stock Option will vest in three equal, annual installments beginning on August 21, 2020. F2 · derivative.exercise_date: This amendment is being filed to correct the vesting terms originally reported. Read SEC document |
| August 21, 2019 Filed Oct 8, 2019 20:40 UTC Amendment |
PLUMMER WILLIAM BDirector
|
GrantStock Option · Derivative | 100,000 | $0.00 Strike: $6.98 | $0.00 |
DisclosureSEC source: 0001709682-19-000044 · wf-form4a_157056719583286.xml · derivative · entry 1 PLUMMER WILLIAM B · CIK 0001254896 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires 2029-08-21 F1 · derivative.exercise_date: The Stock Option will vest in three equal, annual installments beginning on August 21, 2020. F2 · derivative.exercise_date: This amendment is being filed to correct the vesting terms originally reported. Read SEC document |
| July 31, 2019 Filed Aug 1, 2019 12:46 UTC |
STOOPS JEFFREYDirector
|
PurchaseWarrants · Derivative | 1,166,667 | $1.50 | $1,750,000.50 |
DisclosureSEC source: 0001213900-19-014307 · ownership.xml · derivative · entry 1 STOOPS JEFFREY · CIK 0001106860 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · see footnote Disclosed balance after: 1,166,667 Underlying: Common Stock · 1,166,667 shares Expires not disclosed F1 · derivative.exercise_price: Each warrant entitles the holder to purchase from the issuer a number of shares of common stock at the price of $11.50 per share, subject to adjustments. F2 · derivative.expiration_date: The warrants expire and terminate on the earlier to occur of July 31, 2024 and the date on which the warrants are redeemed at the issuer's election pursuant to warrant agreement governing such warrants. F3 · ownership.direct: Securities held by Calculated Risk Partners, LP, a family limited partnership the general partner of which is controlled by the Reporting Person. F3 · ownership.nature: Securities held by Calculated Risk Partners, LP, a family limited partnership the general partner of which is controlled by the Reporting Person. Read SEC document |
| July 31, 2019 Filed Aug 1, 2019 08:37 UTC |
NESCO Holdings GP, LLC10% owner
NESCO Holdings, LP10% owner
|
OtherWarrants · Derivative | 40,911 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-19-014297 · ownership.xml · derivative · entry 3 NESCO Holdings GP, LLC · CIK 0001779905 · 10% owner NESCO Holdings, LP · CIK 0001779899 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 2,392,808 Underlying: Common Stock · 40,911 shares Expires not disclosed F8 · derivative.exercise_price: Each warrant entitles the holder to purchase from the issuer a number of shares of common stock at the price of $11.50 per share, subject to adjustments. F7 · kind: In connection with and immediately following the Issuer's initial business combination on July 31, 2019, Nesco Holdings, LP distributed (i) common stock and warrants as consideration for the complete redemption of certain employees' common equity interests in Nesco Holdings, LP and (ii) common stock for the forfeiture of certain profits interests in Nesco Holdings, LP held by another employee. The securities distributed in (i) above represent such employees' pro rata share of the consideration that Nesco Holdings, LP received in connection with the Issuer's initial business combination based on certain of such employee's ownership in Nesco Holdings, LP. The common stock distributed in (ii) above represents a negotiated settlement for the employees forfeited profits interests. The closing price of the Issuer's common stock was $9.05 on the effective date of the initial business combination. F7 · price: In connection with and immediately following the Issuer's initial business combination on July 31, 2019, Nesco Holdings, LP distributed (i) common stock and warrants as consideration for the complete redemption of certain employees' common equity interests in Nesco Holdings, LP and (ii) common stock for the forfeiture of certain profits interests in Nesco Holdings, LP held by another employee. The securities distributed in (i) above represent such employees' pro rata share of the consideration that Nesco Holdings, LP received in connection with the Issuer's initial business combination based on certain of such employee's ownership in Nesco Holdings, LP. The common stock distributed in (ii) above represents a negotiated settlement for the employees forfeited profits interests. The closing price of the Issuer's common stock was $9.05 on the effective date of the initial business combination. F9 · derivative.expiration_date: The warrants expire and terminate on the earlier to occur of July 31, 2024 and the date on which the warrants are redeemed at the issuer's election pursuant to warrant agreement governing such warrants. F2 · ownership.nature: The general partner of NESCO Holdings, LP is NESCO Holdings GP, LLC. The members of NESCO Holdings GP, LLC are ECP III, III-A, III-B, III-C, III-D, and Energy Capital Partners III (NESCO Co-Invest), LP ("NESCO Co-Invest"). The general partner of ECP III, III-A, III-B, III-C, and III-D is Energy Capital Partners GP III, LP ("ECP III GP LP"), and the general partner of ECP III GP LP is Energy Capital Partners III, LLC ("ECP III GP LLC"). The general partner of NESCO Co-Invest is Energy Capital Partners GP III Co-Investment (NESCO), LLC, and the managing member of Energy Capital Partners GP III Co-Investment (NESCO), LLC is ECP III GP LLC. The managing member of ECP III GP LLC is ECP ControlCo, LLC ("ECP ControlCo"). F3 · ownership.nature: (Continued from footnote 2) As a result, each of the above entities may be deemed to share beneficial ownership of the shares held by Nesco Holdings, LP. The managing members of ECP ControlCo are Douglas Kimmelman, Andrew Singer, Peter Labbat, Tyler Reeder and Rahman D'Argenio all of whom collectively share the power to vote and dispose of the securities beneficially owned by ECP ControlCo. Each such individual disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. F4 · ownership.nature: Due to the limitations of the electronic filing system, certain Reporting Persons are filing a separate Form 4. F5 · ownership.nature: Information with respect to each of the Reporting Persons is given solely by such reporting person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. F6 · ownership.nature: Each of the Reporting Persons (other than to the extent it directly holds securities reported herein) disclaims beneficial ownership of the securities held by the other Reporting Persons, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934 (the "Exchange Act"), each of the Reporting Persons (other than to the extent it directly holds securities reported herein) states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the securities reported herein for purposes of Section 16 of the Exchange Act or for any other purpose. F10 · ownership.nature: Represents securities held directly by NESCO Holdings, LP. Read SEC document |
| July 31, 2019 Filed Aug 1, 2019 08:37 UTC |
NESCO Holdings GP, LLC10% owner
NESCO Holdings, LP10% owner
|
SaleWarrants · Derivative | 66,281 | $1.50 | $99,421.50 |
DisclosureSEC source: 0001213900-19-014297 · ownership.xml · derivative · entry 2 NESCO Holdings GP, LLC · CIK 0001779905 · 10% owner NESCO Holdings, LP · CIK 0001779899 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 2,433,719 Underlying: Common Stock · 66,281 shares Expires not disclosed F8 · derivative.exercise_price: Each warrant entitles the holder to purchase from the issuer a number of shares of common stock at the price of $11.50 per share, subject to adjustments. F9 · derivative.expiration_date: The warrants expire and terminate on the earlier to occur of July 31, 2024 and the date on which the warrants are redeemed at the issuer's election pursuant to warrant agreement governing such warrants. F2 · ownership.nature: The general partner of NESCO Holdings, LP is NESCO Holdings GP, LLC. The members of NESCO Holdings GP, LLC are ECP III, III-A, III-B, III-C, III-D, and Energy Capital Partners III (NESCO Co-Invest), LP ("NESCO Co-Invest"). The general partner of ECP III, III-A, III-B, III-C, and III-D is Energy Capital Partners GP III, LP ("ECP III GP LP"), and the general partner of ECP III GP LP is Energy Capital Partners III, LLC ("ECP III GP LLC"). The general partner of NESCO Co-Invest is Energy Capital Partners GP III Co-Investment (NESCO), LLC, and the managing member of Energy Capital Partners GP III Co-Investment (NESCO), LLC is ECP III GP LLC. The managing member of ECP III GP LLC is ECP ControlCo, LLC ("ECP ControlCo"). F3 · ownership.nature: (Continued from footnote 2) As a result, each of the above entities may be deemed to share beneficial ownership of the shares held by Nesco Holdings, LP. The managing members of ECP ControlCo are Douglas Kimmelman, Andrew Singer, Peter Labbat, Tyler Reeder and Rahman D'Argenio all of whom collectively share the power to vote and dispose of the securities beneficially owned by ECP ControlCo. Each such individual disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. F4 · ownership.nature: Due to the limitations of the electronic filing system, certain Reporting Persons are filing a separate Form 4. F5 · ownership.nature: Information with respect to each of the Reporting Persons is given solely by such reporting person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. F6 · ownership.nature: Each of the Reporting Persons (other than to the extent it directly holds securities reported herein) disclaims beneficial ownership of the securities held by the other Reporting Persons, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934 (the "Exchange Act"), each of the Reporting Persons (other than to the extent it directly holds securities reported herein) states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the securities reported herein for purposes of Section 16 of the Exchange Act or for any other purpose. F10 · ownership.nature: Represents securities held directly by NESCO Holdings, LP. Read SEC document |
| July 31, 2019 Filed Aug 1, 2019 08:37 UTC |
NESCO Holdings GP, LLC10% owner
NESCO Holdings, LP10% owner
|
OtherCommon Stock | 421,650 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-19-014297 · ownership.xml · nonDerivative · entry 1 NESCO Holdings GP, LLC · CIK 0001779905 · 10% owner NESCO Holdings, LP · CIK 0001779899 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 25,738,988 F7 · kind: In connection with and immediately following the Issuer's initial business combination on July 31, 2019, Nesco Holdings, LP distributed (i) common stock and warrants as consideration for the complete redemption of certain employees' common equity interests in Nesco Holdings, LP and (ii) common stock for the forfeiture of certain profits interests in Nesco Holdings, LP held by another employee. The securities distributed in (i) above represent such employees' pro rata share of the consideration that Nesco Holdings, LP received in connection with the Issuer's initial business combination based on certain of such employee's ownership in Nesco Holdings, LP. The common stock distributed in (ii) above represents a negotiated settlement for the employees forfeited profits interests. The closing price of the Issuer's common stock was $9.05 on the effective date of the initial business combination. F7 · price: In connection with and immediately following the Issuer's initial business combination on July 31, 2019, Nesco Holdings, LP distributed (i) common stock and warrants as consideration for the complete redemption of certain employees' common equity interests in Nesco Holdings, LP and (ii) common stock for the forfeiture of certain profits interests in Nesco Holdings, LP held by another employee. The securities distributed in (i) above represent such employees' pro rata share of the consideration that Nesco Holdings, LP received in connection with the Issuer's initial business combination based on certain of such employee's ownership in Nesco Holdings, LP. The common stock distributed in (ii) above represents a negotiated settlement for the employees forfeited profits interests. The closing price of the Issuer's common stock was $9.05 on the effective date of the initial business combination. F1 · ownership.nature: Reflects securities held directly by the following entities in the following amounts: NESCO Holdings, LP - 21,238,988, Energy Capital Partners III, LP ("ECP III") - 64,450, Energy Capital Partners III-A, LP ("III-A") - 2,169,601, Energy Capital Partners III-B, LP ("III-B") - 262,015, Energy Capital Partners III-C, LP ("III-C") - 896,947, Energy Capital Partners III-D, LP ("III-D") - 1,106,987. F2 · ownership.nature: The general partner of NESCO Holdings, LP is NESCO Holdings GP, LLC. The members of NESCO Holdings GP, LLC are ECP III, III-A, III-B, III-C, III-D, and Energy Capital Partners III (NESCO Co-Invest), LP ("NESCO Co-Invest"). The general partner of ECP III, III-A, III-B, III-C, and III-D is Energy Capital Partners GP III, LP ("ECP III GP LP"), and the general partner of ECP III GP LP is Energy Capital Partners III, LLC ("ECP III GP LLC"). The general partner of NESCO Co-Invest is Energy Capital Partners GP III Co-Investment (NESCO), LLC, and the managing member of Energy Capital Partners GP III Co-Investment (NESCO), LLC is ECP III GP LLC. The managing member of ECP III GP LLC is ECP ControlCo, LLC ("ECP ControlCo"). F3 · ownership.nature: (Continued from footnote 2) As a result, each of the above entities may be deemed to share beneficial ownership of the shares held by Nesco Holdings, LP. The managing members of ECP ControlCo are Douglas Kimmelman, Andrew Singer, Peter Labbat, Tyler Reeder and Rahman D'Argenio all of whom collectively share the power to vote and dispose of the securities beneficially owned by ECP ControlCo. Each such individual disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. F4 · ownership.nature: Due to the limitations of the electronic filing system, certain Reporting Persons are filing a separate Form 4. F5 · ownership.nature: Information with respect to each of the Reporting Persons is given solely by such reporting person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. F6 · ownership.nature: Each of the Reporting Persons (other than to the extent it directly holds securities reported herein) disclaims beneficial ownership of the securities held by the other Reporting Persons, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934 (the "Exchange Act"), each of the Reporting Persons (other than to the extent it directly holds securities reported herein) states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the securities reported herein for purposes of Section 16 of the Exchange Act or for any other purpose. Read SEC document |
| July 31, 2019 Filed Aug 1, 2019 08:45 UTC |
Coburn Brooke B.Director
|
SaleWarrants · Derivative | 20,408 | $1.50 Strike: $11.50 | $30,612.00 |
DisclosureSEC source: 0001094891-19-000167 · edgar.xml · derivative · entry 8 Coburn Brooke B. · CIK 0001714220 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,313 Underlying: Common Stock · 20,408 shares Expires not disclosed F3 · derivative.exercise_date: The warrants will become exercisable 30 days after the completion of the Issuer's initial business combination. F4 · derivative.expiration_date: The warrants will expire on the fifth anniversary of the completion of the Issuer's initial business combination. Read SEC document |
| July 31, 2019 Filed Aug 1, 2019 08:45 UTC |
Coburn Brooke B.Director
|
ConversionWarrants · Derivative | 20,408 | $1.50 Strike: $11.50 | $30,612.00 |
DisclosureSEC source: 0001094891-19-000167 · edgar.xml · derivative · entry 7 Coburn Brooke B. · CIK 0001714220 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,721 Underlying: Common Stock · 20,408 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The warrants will become exercisable 30 days after the completion of the Issuer's initial business combination. F4 · derivative.expiration_date: The warrants will expire on the fifth anniversary of the completion of the Issuer's initial business combination. Read SEC document |
| July 31, 2019 Filed Aug 1, 2019 08:45 UTC |
Coburn Brooke B.Director
|
ConversionConvertible Promissory Note · Derivative | Not disclosed | Not disclosed Strike: $1.50 | $30,612.00 |
DisclosureSEC source: 0001094891-19-000167 · edgar.xml · derivative · entry 6 Coburn Brooke B. · CIK 0001714220 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: Not disclosed Underlying: Warrants · 20,408 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · security: The reporting person was issued a series of convertible promissory notes in consideration of loans made on March 22, 2019, May 15, 2019, and July 24, 2019, in the aggregate principal amount of $30,612. F6 · price: The reporting person was issued a series of convertible promissory notes in consideration of loans made on March 22, 2019, May 15, 2019, and July 24, 2019, in the aggregate principal amount of $30,612. F5 · derivative.exercise_date: The promissory note is convertible, at the reporting person's option, at the closing of the Issuer's initial business combination. If the note is not converted, it will be repaid within 5 business days of the closing of such business combination. F5 · derivative.expiration_date: The promissory note is convertible, at the reporting person's option, at the closing of the Issuer's initial business combination. If the note is not converted, it will be repaid within 5 business days of the closing of such business combination. Read SEC document |
| July 31, 2019 Filed Aug 1, 2019 08:45 UTC |
Coburn Brooke B.Director
|
GrantCommon Stock | 4,985 | $10.00 | $49,850.00 |
DisclosureSEC source: 0001094891-19-000167 · edgar.xml · nonDerivative · entry 2 Coburn Brooke B. · CIK 0001714220 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,317 Read SEC document |
| July 31, 2019 Filed Aug 1, 2019 12:36 UTC |
ECP ControlCo, LLC10% owner
ENERGY CAPITAL PARTNERS III, LLC10% owner
Energy Capital Partners GP III, LP10% owner
ENERGY CAPITAL PARTNERS III, LP10% owner
ENERGY CAPITAL PARTNERS III-A, LP10% owner
ENERGY CAPITAL PARTNERS III-B, LP10% owner
ENERGY CAPITAL PARTNERS III-C, LP10% owner
ENERGY CAPITAL PARTNERS III-D, LP10% owner
|
OtherWarrants · Derivative | 40,911 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-19-014295 · ownership.xml · derivative · entry 3 ECP ControlCo, LLC · CIK 0001707921 · 10% owner ENERGY CAPITAL PARTNERS III, LLC · CIK 0001621292 · 10% owner ENERGY CAPITAL PARTNERS GP III CO-INVESTMENT (NESCO), LLC · CIK 0001780268 · 10% owner Energy Capital Partners III (NESCO Co-Invest), LP · CIK 0001604735 · 10% owner Energy Capital Partners GP III, LP · CIK 0001697506 · 10% owner ENERGY CAPITAL PARTNERS III, LP · CIK 0001594546 · 10% owner ENERGY CAPITAL PARTNERS III-A, LP · CIK 0001594547 · 10% owner ENERGY CAPITAL PARTNERS III-B, LP · CIK 0001594548 · 10% owner ENERGY CAPITAL PARTNERS III-C, LP · CIK 0001594549 · 10% owner ENERGY CAPITAL PARTNERS III-D, LP · CIK 0001594550 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 2,392,808 Underlying: Common Stock · 40,911 shares Expires not disclosed F8 · derivative.exercise_price: Each warrant entitles the holder to purchase from the issuer a number of shares of common stock at the price of $11.50 per share, subject to adjustments. F7 · kind: In connection with and immediately following the Issuer's initial business combination on July 31, 2019, Nesco Holdings, LP distributed (i) common stock and warrants as consideration for the complete redemption of certain employees' common equity interests in Nesco Holdings, LP and (ii) common stock for the forfeiture of certain profits interests in Nesco Holdings, LP held by another employee. The securities distributed in (i) above represent such employees' pro rata share of the consideration that Nesco Holdings, LP received in connection with the Issuer's initial business combination based on certain of such employee's ownership in Nesco Holdings, LP. The common stock distributed in (ii) above represents a negotiated settlement for the employees forfeited profits interests. The closing price of the Issuer's common stock was $9.05 on the effective date of the initial business combination. F7 · price: In connection with and immediately following the Issuer's initial business combination on July 31, 2019, Nesco Holdings, LP distributed (i) common stock and warrants as consideration for the complete redemption of certain employees' common equity interests in Nesco Holdings, LP and (ii) common stock for the forfeiture of certain profits interests in Nesco Holdings, LP held by another employee. The securities distributed in (i) above represent such employees' pro rata share of the consideration that Nesco Holdings, LP received in connection with the Issuer's initial business combination based on certain of such employee's ownership in Nesco Holdings, LP. The common stock distributed in (ii) above represents a negotiated settlement for the employees forfeited profits interests. The closing price of the Issuer's common stock was $9.05 on the effective date of the initial business combination. F9 · derivative.expiration_date: The warrants expire and terminate on the earlier to occur of July 31, 2024 and the date on which the warrants are redeemed at the issuer's election pursuant to warrant agreement governing such warrants. F2 · ownership.nature: The general partner of NESCO Holdings, LP is NESCO Holdings GP, LLC. The members of NESCO Holdings GP, LLC are ECP III, III-A, III-B, III-C, III-D, and Energy Capital Partners III (NESCO Co-Invest), LP ("NESCO Co-Invest"). The general partner of ECP III, III-A, III-B, III-C, and III-D is Energy Capital Partners GP III, LP ("ECP III GP LP"), and the general partner of ECP III GP LP is Energy Capital Partners III, LLC ("ECP III GP LLC"). The general partner of NESCO Co-Invest is Energy Capital Partners GP III Co-Investment (NESCO), LLC, and the managing member of Energy Capital Partners GP III Co-Investment (NESCO), LLC is ECP III GP LLC. The managing member of ECP III GP LLC is ECP ControlCo, LLC ("ECP ControlCo"). F3 · ownership.nature: (Continued from footnote 2) As a result, each of the above entities may be deemed to share beneficial ownership of the shares held by Nesco Holdings, LP. The managing members of ECP ControlCo are Douglas Kimmelman, Andrew Singer, Peter Labbat, Tyler Reeder and Rahman D'Argenio all of whom collectively share the power to vote and dispose of the securities beneficially owned by ECP ControlCo. Each such individual disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. F4 · ownership.nature: Due to the limitations of the electronic filing system, certain Reporting Persons are filing a separate Form 4. F5 · ownership.nature: Information with respect to each of the Reporting Persons is given solely by such reporting person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. F6 · ownership.nature: Each of the Reporting Persons (other than to the extent it directly holds securities reported herein) disclaims beneficial ownership of the securities held by the other Reporting Persons, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934 (the "Exchange Act"), each of the Reporting Persons (other than to the extent it directly holds securities reported herein) states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the securities reported herein for purposes of Section 16 of the Exchange Act or for any other purpose. F10 · ownership.nature: Represents securities held directly by NESCO Holdings, LP. Read SEC document |
| July 31, 2019 Filed Aug 1, 2019 12:36 UTC |
ECP ControlCo, LLC10% owner
ENERGY CAPITAL PARTNERS III, LLC10% owner
Energy Capital Partners GP III, LP10% owner
ENERGY CAPITAL PARTNERS III, LP10% owner
ENERGY CAPITAL PARTNERS III-A, LP10% owner
ENERGY CAPITAL PARTNERS III-B, LP10% owner
ENERGY CAPITAL PARTNERS III-C, LP10% owner
ENERGY CAPITAL PARTNERS III-D, LP10% owner
|
SaleWarrants · Derivative | 66,281 | $1.50 | $99,421.50 |
DisclosureSEC source: 0001213900-19-014295 · ownership.xml · derivative · entry 2 ECP ControlCo, LLC · CIK 0001707921 · 10% owner ENERGY CAPITAL PARTNERS III, LLC · CIK 0001621292 · 10% owner ENERGY CAPITAL PARTNERS GP III CO-INVESTMENT (NESCO), LLC · CIK 0001780268 · 10% owner Energy Capital Partners III (NESCO Co-Invest), LP · CIK 0001604735 · 10% owner Energy Capital Partners GP III, LP · CIK 0001697506 · 10% owner ENERGY CAPITAL PARTNERS III, LP · CIK 0001594546 · 10% owner ENERGY CAPITAL PARTNERS III-A, LP · CIK 0001594547 · 10% owner ENERGY CAPITAL PARTNERS III-B, LP · CIK 0001594548 · 10% owner ENERGY CAPITAL PARTNERS III-C, LP · CIK 0001594549 · 10% owner ENERGY CAPITAL PARTNERS III-D, LP · CIK 0001594550 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 2,433,719 Underlying: Common Stock · 66,281 shares Expires not disclosed F8 · derivative.exercise_price: Each warrant entitles the holder to purchase from the issuer a number of shares of common stock at the price of $11.50 per share, subject to adjustments. F9 · derivative.expiration_date: The warrants expire and terminate on the earlier to occur of July 31, 2024 and the date on which the warrants are redeemed at the issuer's election pursuant to warrant agreement governing such warrants. F2 · ownership.nature: The general partner of NESCO Holdings, LP is NESCO Holdings GP, LLC. The members of NESCO Holdings GP, LLC are ECP III, III-A, III-B, III-C, III-D, and Energy Capital Partners III (NESCO Co-Invest), LP ("NESCO Co-Invest"). The general partner of ECP III, III-A, III-B, III-C, and III-D is Energy Capital Partners GP III, LP ("ECP III GP LP"), and the general partner of ECP III GP LP is Energy Capital Partners III, LLC ("ECP III GP LLC"). The general partner of NESCO Co-Invest is Energy Capital Partners GP III Co-Investment (NESCO), LLC, and the managing member of Energy Capital Partners GP III Co-Investment (NESCO), LLC is ECP III GP LLC. The managing member of ECP III GP LLC is ECP ControlCo, LLC ("ECP ControlCo"). F3 · ownership.nature: (Continued from footnote 2) As a result, each of the above entities may be deemed to share beneficial ownership of the shares held by Nesco Holdings, LP. The managing members of ECP ControlCo are Douglas Kimmelman, Andrew Singer, Peter Labbat, Tyler Reeder and Rahman D'Argenio all of whom collectively share the power to vote and dispose of the securities beneficially owned by ECP ControlCo. Each such individual disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. F4 · ownership.nature: Due to the limitations of the electronic filing system, certain Reporting Persons are filing a separate Form 4. F5 · ownership.nature: Information with respect to each of the Reporting Persons is given solely by such reporting person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. F6 · ownership.nature: Each of the Reporting Persons (other than to the extent it directly holds securities reported herein) disclaims beneficial ownership of the securities held by the other Reporting Persons, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934 (the "Exchange Act"), each of the Reporting Persons (other than to the extent it directly holds securities reported herein) states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the securities reported herein for purposes of Section 16 of the Exchange Act or for any other purpose. F10 · ownership.nature: Represents securities held directly by NESCO Holdings, LP. Read SEC document |
| July 31, 2019 Filed Aug 1, 2019 12:36 UTC |
ECP ControlCo, LLC10% owner
ENERGY CAPITAL PARTNERS III, LLC10% owner
Energy Capital Partners GP III, LP10% owner
ENERGY CAPITAL PARTNERS III, LP10% owner
ENERGY CAPITAL PARTNERS III-A, LP10% owner
ENERGY CAPITAL PARTNERS III-B, LP10% owner
ENERGY CAPITAL PARTNERS III-C, LP10% owner
ENERGY CAPITAL PARTNERS III-D, LP10% owner
|
OtherCommon Stock | 421,650 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-19-014295 · ownership.xml · nonDerivative · entry 1 ECP ControlCo, LLC · CIK 0001707921 · 10% owner ENERGY CAPITAL PARTNERS III, LLC · CIK 0001621292 · 10% owner ENERGY CAPITAL PARTNERS GP III CO-INVESTMENT (NESCO), LLC · CIK 0001780268 · 10% owner Energy Capital Partners III (NESCO Co-Invest), LP · CIK 0001604735 · 10% owner Energy Capital Partners GP III, LP · CIK 0001697506 · 10% owner ENERGY CAPITAL PARTNERS III, LP · CIK 0001594546 · 10% owner ENERGY CAPITAL PARTNERS III-A, LP · CIK 0001594547 · 10% owner ENERGY CAPITAL PARTNERS III-B, LP · CIK 0001594548 · 10% owner ENERGY CAPITAL PARTNERS III-C, LP · CIK 0001594549 · 10% owner ENERGY CAPITAL PARTNERS III-D, LP · CIK 0001594550 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 25,738,988 F7 · kind: In connection with and immediately following the Issuer's initial business combination on July 31, 2019, Nesco Holdings, LP distributed (i) common stock and warrants as consideration for the complete redemption of certain employees' common equity interests in Nesco Holdings, LP and (ii) common stock for the forfeiture of certain profits interests in Nesco Holdings, LP held by another employee. The securities distributed in (i) above represent such employees' pro rata share of the consideration that Nesco Holdings, LP received in connection with the Issuer's initial business combination based on certain of such employee's ownership in Nesco Holdings, LP. The common stock distributed in (ii) above represents a negotiated settlement for the employees forfeited profits interests. The closing price of the Issuer's common stock was $9.05 on the effective date of the initial business combination. F7 · price: In connection with and immediately following the Issuer's initial business combination on July 31, 2019, Nesco Holdings, LP distributed (i) common stock and warrants as consideration for the complete redemption of certain employees' common equity interests in Nesco Holdings, LP and (ii) common stock for the forfeiture of certain profits interests in Nesco Holdings, LP held by another employee. The securities distributed in (i) above represent such employees' pro rata share of the consideration that Nesco Holdings, LP received in connection with the Issuer's initial business combination based on certain of such employee's ownership in Nesco Holdings, LP. The common stock distributed in (ii) above represents a negotiated settlement for the employees forfeited profits interests. The closing price of the Issuer's common stock was $9.05 on the effective date of the initial business combination. F1 · ownership.nature: Reflects securities held directly by the following entities in the following amounts: NESCO Holdings, LP - 21,238,988, Energy Capital Partners III, LP ("ECP III") - 64,450, Energy Capital Partners III-A, LP ("III-A") - 2,169,601, Energy Capital Partners III-B, LP ("III-B") - 262,015, Energy Capital Partners III-C, LP ("III-C") - 896,947, Energy Capital Partners III-D, LP ("III-D") - 1,106,987. F2 · ownership.nature: The general partner of NESCO Holdings, LP is NESCO Holdings GP, LLC. The members of NESCO Holdings GP, LLC are ECP III, III-A, III-B, III-C, III-D, and Energy Capital Partners III (NESCO Co-Invest), LP ("NESCO Co-Invest"). The general partner of ECP III, III-A, III-B, III-C, and III-D is Energy Capital Partners GP III, LP ("ECP III GP LP"), and the general partner of ECP III GP LP is Energy Capital Partners III, LLC ("ECP III GP LLC"). The general partner of NESCO Co-Invest is Energy Capital Partners GP III Co-Investment (NESCO), LLC, and the managing member of Energy Capital Partners GP III Co-Investment (NESCO), LLC is ECP III GP LLC. The managing member of ECP III GP LLC is ECP ControlCo, LLC ("ECP ControlCo"). F3 · ownership.nature: (Continued from footnote 2) As a result, each of the above entities may be deemed to share beneficial ownership of the shares held by Nesco Holdings, LP. The managing members of ECP ControlCo are Douglas Kimmelman, Andrew Singer, Peter Labbat, Tyler Reeder and Rahman D'Argenio all of whom collectively share the power to vote and dispose of the securities beneficially owned by ECP ControlCo. Each such individual disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. F4 · ownership.nature: Due to the limitations of the electronic filing system, certain Reporting Persons are filing a separate Form 4. F5 · ownership.nature: Information with respect to each of the Reporting Persons is given solely by such reporting person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. F6 · ownership.nature: Each of the Reporting Persons (other than to the extent it directly holds securities reported herein) disclaims beneficial ownership of the securities held by the other Reporting Persons, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934 (the "Exchange Act"), each of the Reporting Persons (other than to the extent it directly holds securities reported herein) states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the securities reported herein for purposes of Section 16 of the Exchange Act or for any other purpose. Read SEC document |
| July 31, 2019 Filed Aug 1, 2019 08:47 UTC |
Donaldson Richard CDirector
|
SaleWarrants · Derivative | 20,408 | $1.50 Strike: $11.50 | $30,612.00 |
DisclosureSEC source: 0001094891-19-000169 · edgar.xml · derivative · entry 8 Donaldson Richard C · CIK 0001416656 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,313 Underlying: Common Stock · 20,408 shares Expires not disclosed F3 · derivative.exercise_date: The warrants will become exercisable 30 days after the completion of the Issuer's initial business combination. F4 · derivative.expiration_date: The warrants will expire on the fifth anniversary of the completion of the Issuer's initial business combination. Read SEC document |
| July 31, 2019 Filed Aug 1, 2019 08:47 UTC |
Donaldson Richard CDirector
|
ConversionWarrants · Derivative | 20,408 | $1.50 Strike: $11.50 | $30,612.00 |
DisclosureSEC source: 0001094891-19-000169 · edgar.xml · derivative · entry 7 Donaldson Richard C · CIK 0001416656 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,721 Underlying: Common Stock · 20,408 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The warrants will become exercisable 30 days after the completion of the Issuer's initial business combination. F4 · derivative.expiration_date: The warrants will expire on the fifth anniversary of the completion of the Issuer's initial business combination. Read SEC document |
| July 31, 2019 Filed Aug 1, 2019 08:47 UTC |
Donaldson Richard CDirector
|
ConversionConvertible Promissory Note · Derivative | Not disclosed | Not disclosed Strike: $1.50 | $30,612.00 |
DisclosureSEC source: 0001094891-19-000169 · edgar.xml · derivative · entry 6 Donaldson Richard C · CIK 0001416656 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: Not disclosed Underlying: Warrants · 20,408 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · security: The reporting person was issued a series of convertible promissory notes in consideration of loans made on March 22, 2019, May 15, 2019, and July 24, 2019, in the aggregate principal amount of $30,612. F6 · price: The reporting person was issued a series of convertible promissory notes in consideration of loans made on March 22, 2019, May 15, 2019, and July 24, 2019, in the aggregate principal amount of $30,612. F5 · derivative.exercise_date: The promissory note is convertible, at the reporting person's option, at the closing of the Issuer's initial business combination. If the note is not converted, it will be repaid within 5 business days of the closing of such business combination. F5 · derivative.expiration_date: The promissory note is convertible, at the reporting person's option, at the closing of the Issuer's initial business combination. If the note is not converted, it will be repaid within 5 business days of the closing of such business combination. Read SEC document |
| July 31, 2019 Filed Aug 1, 2019 08:47 UTC |
Donaldson Richard CDirector
|
GrantCommon Stock | 4,985 | $10.00 | $49,850.00 |
DisclosureSEC source: 0001094891-19-000169 · edgar.xml · nonDerivative · entry 2 Donaldson Richard C · CIK 0001416656 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,317 Read SEC document |
| July 31, 2019 Filed Aug 1, 2019 12:39 UTC |
EIN MARKDirector · 10% owner
|
SaleWarrants · Derivative | 625,851 | $1.50 Strike: $11.50 | $938,776.50 |
DisclosureSEC source: 0001094891-19-000161 · edgar.xml · derivative · entry 9 EIN MARK · CIK 0001246840 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Capitol Acquisition Management IV, LLC Disclosed balance after: 2,457,338 Underlying: Common Stock · 625,851 shares Expires not disclosed F3 · derivative.exercise_date: The warrants will become exercisable 30 days after the completion of the Issuer's initial business combination. F4 · derivative.expiration_date: The warrants will expire on the fifth anniversary of the completion of the Issuer's initial business combination. F7 · ownership.nature: Mr. Ein controls Capitol Acquisition Management IV, LLC. Read SEC document |
| July 31, 2019 Filed Aug 1, 2019 12:39 UTC |
EIN MARKDirector · 10% owner
|
ConversionWarrants · Derivative | 625,851 | $1.50 Strike: $11.50 | $938,776.50 |
DisclosureSEC source: 0001094891-19-000161 · edgar.xml · derivative · entry 8 EIN MARK · CIK 0001246840 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Capitol Acquisition Management IV, LLC Disclosed balance after: 3,083,189 Underlying: Common Stock · 625,851 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The warrants will become exercisable 30 days after the completion of the Issuer's initial business combination. F4 · derivative.expiration_date: The warrants will expire on the fifth anniversary of the completion of the Issuer's initial business combination. F7 · ownership.nature: Mr. Ein controls Capitol Acquisition Management IV, LLC. Read SEC document |
| July 31, 2019 Filed Aug 1, 2019 12:39 UTC |
EIN MARKDirector · 10% owner
|
ConversionConvertible Promissory Note · Derivative | Not disclosed | $1.50 Strike: $1.50 | $938,777.00 |
DisclosureSEC source: 0001094891-19-000161 · edgar.xml · derivative · entry 7 EIN MARK · CIK 0001246840 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Capitol Acquisition Management IV, LLC Disclosed balance after: Not disclosed Underlying: Warrants · 625,851 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · security: The reporting person was issued a series of convertible promissory notes in consideration of loans made on March 22, 2019, May 16, 2019, and July 24, 2019, in the aggregate principal amount of $938,777. F5 · derivative.exercise_date: The promissory note is convertible, at the reporting person's option, at the closing of the Issuer's initial business combination. If the note is not converted, it will be repaid within 5 business days of the closing of such business combination F5 · derivative.expiration_date: The promissory note is convertible, at the reporting person's option, at the closing of the Issuer's initial business combination. If the note is not converted, it will be repaid within 5 business days of the closing of such business combination F7 · ownership.nature: Mr. Ein controls Capitol Acquisition Management IV, LLC. Read SEC document |
| July 31, 2019 Filed Aug 1, 2019 12:39 UTC |
EIN MARKDirector · 10% owner
|
SaleWarrants · Derivative | 66,924 | $1.50 Strike: $11.50 | $100,386.00 |
DisclosureSEC source: 0001094891-19-000161 · edgar.xml · derivative · entry 6 EIN MARK · CIK 0001246840 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Capitol Acquisition Management IV, LLC Disclosed balance after: 2,457,338 Underlying: Common Stock · 66,924 shares Expires not disclosed F3 · derivative.exercise_date: The warrants will become exercisable 30 days after the completion of the Issuer's initial business combination. F4 · derivative.expiration_date: The warrants will expire on the fifth anniversary of the completion of the Issuer's initial business combination. F7 · ownership.nature: Mr. Ein controls Capitol Acquisition Management IV, LLC. Read SEC document |
| July 31, 2019 Filed Aug 1, 2019 12:39 UTC |
EIN MARKDirector · 10% owner
|
GrantCommon Stock | 656,697 | $10.00 | $6,566,970.00 |
DisclosureSEC source: 0001094891-19-000161 · edgar.xml · nonDerivative · entry 2 EIN MARK · CIK 0001246840 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Capitol Acquisition Management IV, LLC Disclosed balance after: 5,706,286 F7 · ownership.nature: Mr. Ein controls Capitol Acquisition Management IV, LLC. Read SEC document |
| July 31, 2019 Filed Aug 1, 2019 08:43 UTC |
Calcano LawrenceDirector
|
SaleWarrants · Derivative | 20,408 | $11.50 Strike: $11.50 | $234,692.00 |
DisclosureSEC source: 0001094891-19-000165 · edgar.xml · derivative · entry 8 Calcano Lawrence · CIK 0001383283 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,313 Underlying: Common Stock · 20,408 shares Expires not disclosed F3 · derivative.exercise_date: The warrants will become exercisable 30 days after the completion of the Issuer's initial business combination. F4 · derivative.expiration_date: The warrants will expire on the fifth anniversary of the completion of the Issuer's initial business combination. Read SEC document |
| July 31, 2019 Filed Aug 1, 2019 08:43 UTC |
Calcano LawrenceDirector
|
ConversionWarrants · Derivative | 20,408 | $1.50 Strike: $11.50 | $30,612.00 |
DisclosureSEC source: 0001094891-19-000165 · edgar.xml · derivative · entry 7 Calcano Lawrence · CIK 0001383283 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,721 Underlying: Common Stock · 20,408 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The warrants will become exercisable 30 days after the completion of the Issuer's initial business combination. F4 · derivative.expiration_date: The warrants will expire on the fifth anniversary of the completion of the Issuer's initial business combination. Read SEC document |
| July 31, 2019 Filed Aug 1, 2019 08:43 UTC |
Calcano LawrenceDirector
|
ConversionConvertible Promissory Notes · Derivative | Not disclosed | Not disclosed Strike: $1.50 | $30,612.00 |
DisclosureSEC source: 0001094891-19-000165 · edgar.xml · derivative · entry 6 Calcano Lawrence · CIK 0001383283 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: Not disclosed Underlying: Warrants · 20,408 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · security: The reporting person was issued a series of convertible promissory notes in consideration of loans made on March 22, 2019, May 20, 2019, and July 24, 2019, in the aggregate principal amount of $30,612. F6 · price: The reporting person was issued a series of convertible promissory notes in consideration of loans made on March 22, 2019, May 20, 2019, and July 24, 2019, in the aggregate principal amount of $30,612. F5 · derivative.exercise_date: The promissory note is convertible into warrants, at the reporting person's option, at the closing of the Issuer's initial business combination. If the note is not converted, it will be repaid within 5 business days of the closing of such business combination. If the business combination is not consummated, the note will expire worthless. F5 · derivative.expiration_date: The promissory note is convertible into warrants, at the reporting person's option, at the closing of the Issuer's initial business combination. If the note is not converted, it will be repaid within 5 business days of the closing of such business combination. If the business combination is not consummated, the note will expire worthless. Read SEC document |
| July 31, 2019 Filed Aug 1, 2019 08:43 UTC |
Calcano LawrenceDirector
|
GrantCommon Stock | 4,985 | $10.00 | $49,850.00 |
DisclosureSEC source: 0001094891-19-000165 · edgar.xml · nonDerivative · entry 2 Calcano Lawrence · CIK 0001383283 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,317 Read SEC document |
| July 31, 2019 Filed Aug 1, 2019 12:41 UTC |
Dryden L. DysonDirector
|
SaleWarrants · Derivative | 312,925 | $1.50 Strike: $11.50 | $469,387.50 |
DisclosureSEC source: 0001094891-19-000163 · edgar.xml · derivative · entry 9 Dryden L. Dyson · CIK 0001574445 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Capitol Acquisition Founder IV, LLC Disclosed balance after: 1,228,670 Underlying: Common Stock · 312,925 shares Expires not disclosed F3 · derivative.exercise_date: The warrants will become exercisable 30 days after the completion of the Issuer's initial business combination. F4 · derivative.expiration_date: The warrants will expire on the fifth anniversary of the completion of the Issuer's initial business combination. F7 · ownership.nature: Mr. Dryden controls Capitol Acquisition Founder IV, LLC. Read SEC document |
| July 31, 2019 Filed Aug 1, 2019 12:41 UTC |
Dryden L. DysonDirector
|
ConversionWarrants · Derivative | 312,925 | $1.50 Strike: $11.50 | $469,387.50 |
DisclosureSEC source: 0001094891-19-000163 · edgar.xml · derivative · entry 8 Dryden L. Dyson · CIK 0001574445 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Capitol Acquisition Founder IV, LLC Disclosed balance after: 1,541,595 Underlying: Common Stock · 312,925 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The warrants will become exercisable 30 days after the completion of the Issuer's initial business combination. F4 · derivative.expiration_date: The warrants will expire on the fifth anniversary of the completion of the Issuer's initial business combination. F7 · ownership.nature: Mr. Dryden controls Capitol Acquisition Founder IV, LLC. Read SEC document |
| July 31, 2019 Filed Aug 1, 2019 12:41 UTC |
Dryden L. DysonDirector
|
ConversionConvertible Promissory Note · Derivative | Not disclosed | Not disclosed Strike: $1.50 | $469,387.00 |
DisclosureSEC source: 0001094891-19-000163 · edgar.xml · derivative · entry 7 Dryden L. Dyson · CIK 0001574445 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Capitol Acquisition Founder IV, LLC Disclosed balance after: Not disclosed Underlying: Warrants · 312,925 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · security: The reporting person was issued a series of convertible promissory notes in consideration of loans made on March 22, 2019, May 15, 2019, and July 24, 2019, in the aggregate principal amount of $469,387. F6 · price: The reporting person was issued a series of convertible promissory notes in consideration of loans made on March 22, 2019, May 15, 2019, and July 24, 2019, in the aggregate principal amount of $469,387. F5 · derivative.exercise_date: The promissory note is convertible, at the reporting person's option, at the closing of the Issuer's initial business combination. If the note is not converted, it will be repaid within 5 business days of the closing of such business combination. F5 · derivative.expiration_date: The promissory note is convertible, at the reporting person's option, at the closing of the Issuer's initial business combination. If the note is not converted, it will be repaid within 5 business days of the closing of such business combination. F7 · ownership.nature: Mr. Dryden controls Capitol Acquisition Founder IV, LLC. Read SEC document |
| July 31, 2019 Filed Aug 1, 2019 12:41 UTC |
Dryden L. DysonDirector
|
SaleWarrants · Derivative | 33,462 | $1.50 Strike: $11.50 | $50,193.00 |
DisclosureSEC source: 0001094891-19-000163 · edgar.xml · derivative · entry 6 Dryden L. Dyson · CIK 0001574445 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Capitol Acquisition Founder IV, LLC Disclosed balance after: 1,228,670 Underlying: Common Stock · 33,462 shares Expires not disclosed F3 · derivative.exercise_date: The warrants will become exercisable 30 days after the completion of the Issuer's initial business combination. F4 · derivative.expiration_date: The warrants will expire on the fifth anniversary of the completion of the Issuer's initial business combination. F7 · ownership.nature: Mr. Dryden controls Capitol Acquisition Founder IV, LLC. Read SEC document |
| July 31, 2019 Filed Aug 1, 2019 12:41 UTC |
Dryden L. DysonDirector
|
GrantCommon Stock | 328,348 | $10.00 | $3,283,480.00 |
DisclosureSEC source: 0001094891-19-000163 · edgar.xml · nonDerivative · entry 2 Dryden L. Dyson · CIK 0001574445 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Capitol Acquisition Founder IV, LLC Disclosed balance after: 2,853,144 F7 · ownership.nature: Mr. Dryden controls Capitol Acquisition Founder IV, LLC. Read SEC document |
| July 31, 2019 Filed Aug 1, 2019 12:41 UTC |
JACOBSON LEEDirector · Chief Executive Officer
|
OtherWarrants · Derivative | 17,226 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-19-014302 · ownership.xml · derivative · entry 2 JACOBSON LEE · CIK 0001780217 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,226 Underlying: Common Stock · 17,226 shares Expires not disclosed F2 · derivative.exercise_price: Each warrant entitles the holder to purchase from the issuer a number of shares of common stock at the price of $11.50 per share, subject to adjustments. F1 · kind: In connection with and immediately following the Issuer's initial business combination on July 31, 2019, the Reporting Person received the securities as consideration for the complete redemption of his common equity interests in Nesco Holdings, LP. The securities represent the Reporting Person's pro rata share of the consideration that Nesco Holdings, LP received in connection with the Issuer's initial business combination based on certain of the Reporting Person's ownership in Nesco Holdings, LP. The closing price of the Issuer's common stock was $9.05 on the effective date of the initial business combination. F1 · price: In connection with and immediately following the Issuer's initial business combination on July 31, 2019, the Reporting Person received the securities as consideration for the complete redemption of his common equity interests in Nesco Holdings, LP. The securities represent the Reporting Person's pro rata share of the consideration that Nesco Holdings, LP received in connection with the Issuer's initial business combination based on certain of the Reporting Person's ownership in Nesco Holdings, LP. The closing price of the Issuer's common stock was $9.05 on the effective date of the initial business combination. F3 · derivative.expiration_date: The warrants expire and terminate on the earlier to occur of July 31, 2024 and the date on which the warrants are redeemed at the issuer's election pursuant to warrant agreement governing such warrants. Read SEC document |
| July 31, 2019 Filed Aug 1, 2019 12:41 UTC |
JACOBSON LEEDirector · Chief Executive Officer
|
OtherCommon Stock | 153,312 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-19-014302 · ownership.xml · nonDerivative · entry 1 JACOBSON LEE · CIK 0001780217 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 153,312 F1 · kind: In connection with and immediately following the Issuer's initial business combination on July 31, 2019, the Reporting Person received the securities as consideration for the complete redemption of his common equity interests in Nesco Holdings, LP. The securities represent the Reporting Person's pro rata share of the consideration that Nesco Holdings, LP received in connection with the Issuer's initial business combination based on certain of the Reporting Person's ownership in Nesco Holdings, LP. The closing price of the Issuer's common stock was $9.05 on the effective date of the initial business combination. F1 · price: In connection with and immediately following the Issuer's initial business combination on July 31, 2019, the Reporting Person received the securities as consideration for the complete redemption of his common equity interests in Nesco Holdings, LP. The securities represent the Reporting Person's pro rata share of the consideration that Nesco Holdings, LP received in connection with the Issuer's initial business combination based on certain of the Reporting Person's ownership in Nesco Holdings, LP. The closing price of the Issuer's common stock was $9.05 on the effective date of the initial business combination. Read SEC document |
| July 31, 2019 Filed Aug 1, 2019 12:44 UTC |
KAPELKE KEVINChief Operating Officer
|
OtherWarrants · Derivative | 5,742 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-19-014305 · ownership.xml · derivative · entry 2 KAPELKE KEVIN · CIK 0001780233 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,742 Underlying: Common Stock · 5,742 shares Expires not disclosed F2 · derivative.exercise_price: Each warrant entitles the holder to purchase from the issuer a number of shares of common stock at the price of $11.50 per share, subject to adjustments. F1 · kind: In connection with and immediately following the Issuer's initial business combination on July 31, 2019, the Reporting Person received the securities as consideration for the complete redemption of his common equity interests in Nesco Holdings, LP. The securities represent the Reporting Person's pro rata share of the consideration that Nesco Holdings, LP received in connection with the Issuer's initial business combination based on certain of the Reporting Person's ownership in Nesco Holdings, LP. The closing price of the Issuer's common stock was $9.05 on the effective date of the initial business combination. F1 · price: In connection with and immediately following the Issuer's initial business combination on July 31, 2019, the Reporting Person received the securities as consideration for the complete redemption of his common equity interests in Nesco Holdings, LP. The securities represent the Reporting Person's pro rata share of the consideration that Nesco Holdings, LP received in connection with the Issuer's initial business combination based on certain of the Reporting Person's ownership in Nesco Holdings, LP. The closing price of the Issuer's common stock was $9.05 on the effective date of the initial business combination. F3 · derivative.expiration_date: The warrants expire and terminate on the earlier to occur of July 31, 2024 and the date on which the warrants are redeemed at the issuer's election pursuant to warrant agreement governing such warrants. Read SEC document |
| July 31, 2019 Filed Aug 1, 2019 12:44 UTC |
KAPELKE KEVINChief Operating Officer
|
OtherCommon Stock | 51,104 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-19-014305 · ownership.xml · nonDerivative · entry 1 KAPELKE KEVIN · CIK 0001780233 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,104 F1 · kind: In connection with and immediately following the Issuer's initial business combination on July 31, 2019, the Reporting Person received the securities as consideration for the complete redemption of his common equity interests in Nesco Holdings, LP. The securities represent the Reporting Person's pro rata share of the consideration that Nesco Holdings, LP received in connection with the Issuer's initial business combination based on certain of the Reporting Person's ownership in Nesco Holdings, LP. The closing price of the Issuer's common stock was $9.05 on the effective date of the initial business combination. F1 · price: In connection with and immediately following the Issuer's initial business combination on July 31, 2019, the Reporting Person received the securities as consideration for the complete redemption of his common equity interests in Nesco Holdings, LP. The securities represent the Reporting Person's pro rata share of the consideration that Nesco Holdings, LP received in connection with the Issuer's initial business combination based on certain of the Reporting Person's ownership in Nesco Holdings, LP. The closing price of the Issuer's common stock was $9.05 on the effective date of the initial business combination. Read SEC document |
| July 31, 2019 Filed Aug 1, 2019 12:39 UTC |
HEINEMANN BRUCEChief Financial Officer
|
OtherCommon Stock | 57,534 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-19-014300 · ownership.xml · nonDerivative · entry 1 HEINEMANN BRUCE · CIK 0001780234 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,534 F1 · kind: In connection with and immediately following the Issuer's initial business combination on July 31, 2019, the Reporting Person received the securities as consideration for the forfeiture of certain profits interests in Nesco Holdings, LP. The closing price of the Issuer's common stock was $9.05 on the effective date of the initial business combination. F1 · price: In connection with and immediately following the Issuer's initial business combination on July 31, 2019, the Reporting Person received the securities as consideration for the forfeiture of certain profits interests in Nesco Holdings, LP. The closing price of the Issuer's common stock was $9.05 on the effective date of the initial business combination. Read SEC document |
| July 30, 2019 Filed Aug 1, 2019 08:45 UTC |
Coburn Brooke B.Director
|
Disposition to issuerWarrants · Derivative | 51,020 | Not disclosed Strike: $11.50 | Not disclosed |
DisclosureSEC source: 0001094891-19-000167 · edgar.xml · derivative · entry 5 Coburn Brooke B. · CIK 0001714220 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,313 Underlying: Common Stock · 51,020 shares Expires not disclosed F2 · price: The reporting person forfeited these securities to the Issuer for no additional consideration. F3 · derivative.exercise_date: The warrants will become exercisable 30 days after the completion of the Issuer's initial business combination. F4 · derivative.expiration_date: The warrants will expire on the fifth anniversary of the completion of the Issuer's initial business combination. Read SEC document |
| July 30, 2019 Filed Aug 1, 2019 08:45 UTC |
Coburn Brooke B.Director
|
ConversionClass B Ordinary Shares · Derivative | 38,332 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001094891-19-000167 · edgar.xml · derivative · entry 4 Coburn Brooke B. · CIK 0001714220 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 38,332 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Class B Ordinary Shares were convertible on a one-for-one basis into common equity of the surviving entity upon the consummation of the Issuer's initial business combination and had no exiration date. In connection with the Issuer's business combination, such Class B Ordinary Shares of Capitol Investment Corp. IV automatically converted into shares of common stock of Nesco Holdings, Inc. F1 · price: The Class B Ordinary Shares were convertible on a one-for-one basis into common equity of the surviving entity upon the consummation of the Issuer's initial business combination and had no exiration date. In connection with the Issuer's business combination, such Class B Ordinary Shares of Capitol Investment Corp. IV automatically converted into shares of common stock of Nesco Holdings, Inc. F1 · derivative.exercise_date: The Class B Ordinary Shares were convertible on a one-for-one basis into common equity of the surviving entity upon the consummation of the Issuer's initial business combination and had no exiration date. In connection with the Issuer's business combination, such Class B Ordinary Shares of Capitol Investment Corp. IV automatically converted into shares of common stock of Nesco Holdings, Inc. F1 · derivative.expiration_date: The Class B Ordinary Shares were convertible on a one-for-one basis into common equity of the surviving entity upon the consummation of the Issuer's initial business combination and had no exiration date. In connection with the Issuer's business combination, such Class B Ordinary Shares of Capitol Investment Corp. IV automatically converted into shares of common stock of Nesco Holdings, Inc. Read SEC document |
| July 30, 2019 Filed Aug 1, 2019 08:45 UTC |
Coburn Brooke B.Director
|
Disposition to issuerClass B Ordinary Shares · Derivative | 11,668 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001094891-19-000167 · edgar.xml · derivative · entry 3 Coburn Brooke B. · CIK 0001714220 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,332 Underlying: Common Stock · 11,668 shares Expires not disclosed F1 · derivative.exercise_price: The Class B Ordinary Shares were convertible on a one-for-one basis into common equity of the surviving entity upon the consummation of the Issuer's initial business combination and had no exiration date. In connection with the Issuer's business combination, such Class B Ordinary Shares of Capitol Investment Corp. IV automatically converted into shares of common stock of Nesco Holdings, Inc. F2 · price: The reporting person forfeited these securities to the Issuer for no additional consideration. F1 · derivative.exercise_date: The Class B Ordinary Shares were convertible on a one-for-one basis into common equity of the surviving entity upon the consummation of the Issuer's initial business combination and had no exiration date. In connection with the Issuer's business combination, such Class B Ordinary Shares of Capitol Investment Corp. IV automatically converted into shares of common stock of Nesco Holdings, Inc. F1 · derivative.expiration_date: The Class B Ordinary Shares were convertible on a one-for-one basis into common equity of the surviving entity upon the consummation of the Issuer's initial business combination and had no exiration date. In connection with the Issuer's business combination, such Class B Ordinary Shares of Capitol Investment Corp. IV automatically converted into shares of common stock of Nesco Holdings, Inc. Read SEC document |
| July 30, 2019 Filed Aug 1, 2019 08:45 UTC |
Coburn Brooke B.Director
|
ConversionCommon Stock | 38,332 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001094891-19-000167 · edgar.xml · nonDerivative · entry 1 Coburn Brooke B. · CIK 0001714220 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,332 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: The Class B Ordinary Shares were convertible on a one-for-one basis into common equity of the surviving entity upon the consummation of the Issuer's initial business combination and had no exiration date. In connection with the Issuer's business combination, such Class B Ordinary Shares of Capitol Investment Corp. IV automatically converted into shares of common stock of Nesco Holdings, Inc. F1 · price: The Class B Ordinary Shares were convertible on a one-for-one basis into common equity of the surviving entity upon the consummation of the Issuer's initial business combination and had no exiration date. In connection with the Issuer's business combination, such Class B Ordinary Shares of Capitol Investment Corp. IV automatically converted into shares of common stock of Nesco Holdings, Inc. Read SEC document |
| July 30, 2019 Filed Aug 1, 2019 08:47 UTC |
Donaldson Richard CDirector
|
Disposition to issuerWarrants · Derivative | 51,020 | Not disclosed Strike: $11.50 | Not disclosed |
DisclosureSEC source: 0001094891-19-000169 · edgar.xml · derivative · entry 5 Donaldson Richard C · CIK 0001416656 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,313 Underlying: Common Stock · 51,020 shares Expires not disclosed F2 · price: The reporting person forfeited these securities to the Issuer for no additional consideration. F3 · derivative.exercise_date: The warrants will become exercisable 30 days after the completion of the Issuer's initial business combination. F4 · derivative.expiration_date: The warrants will expire on the fifth anniversary of the completion of the Issuer's initial business combination. Read SEC document |
| July 30, 2019 Filed Aug 1, 2019 08:47 UTC |
Donaldson Richard CDirector
|
ConversionClass B Ordinary Shares · Derivative | 38,332 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001094891-19-000169 · edgar.xml · derivative · entry 4 Donaldson Richard C · CIK 0001416656 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 38,332 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Class B Ordinary Shares were convertible on a one-for-one basis into common equity of the surviving entity upon the consummation of the Issuer's initial business combination and had no exiration date. In connection with the Issuer's business combination, such Class B Ordinary Shares of Capitol Investment Corp. IV automatically converted into shares of common stock of Nesco Holdings, Inc. F1 · price: The Class B Ordinary Shares were convertible on a one-for-one basis into common equity of the surviving entity upon the consummation of the Issuer's initial business combination and had no exiration date. In connection with the Issuer's business combination, such Class B Ordinary Shares of Capitol Investment Corp. IV automatically converted into shares of common stock of Nesco Holdings, Inc. F1 · derivative.exercise_date: The Class B Ordinary Shares were convertible on a one-for-one basis into common equity of the surviving entity upon the consummation of the Issuer's initial business combination and had no exiration date. In connection with the Issuer's business combination, such Class B Ordinary Shares of Capitol Investment Corp. IV automatically converted into shares of common stock of Nesco Holdings, Inc. F1 · derivative.expiration_date: The Class B Ordinary Shares were convertible on a one-for-one basis into common equity of the surviving entity upon the consummation of the Issuer's initial business combination and had no exiration date. In connection with the Issuer's business combination, such Class B Ordinary Shares of Capitol Investment Corp. IV automatically converted into shares of common stock of Nesco Holdings, Inc. Read SEC document |
| July 30, 2019 Filed Aug 1, 2019 08:47 UTC |
Donaldson Richard CDirector
|
Disposition to issuerClass B Ordinary Shares · Derivative | 11,668 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001094891-19-000169 · edgar.xml · derivative · entry 3 Donaldson Richard C · CIK 0001416656 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,332 Underlying: Common Stock · 11,668 shares Expires not disclosed F1 · derivative.exercise_price: The Class B Ordinary Shares were convertible on a one-for-one basis into common equity of the surviving entity upon the consummation of the Issuer's initial business combination and had no exiration date. In connection with the Issuer's business combination, such Class B Ordinary Shares of Capitol Investment Corp. IV automatically converted into shares of common stock of Nesco Holdings, Inc. F2 · price: The reporting person forfeited these securities to the Issuer for no additional consideration. F1 · derivative.exercise_date: The Class B Ordinary Shares were convertible on a one-for-one basis into common equity of the surviving entity upon the consummation of the Issuer's initial business combination and had no exiration date. In connection with the Issuer's business combination, such Class B Ordinary Shares of Capitol Investment Corp. IV automatically converted into shares of common stock of Nesco Holdings, Inc. F1 · derivative.expiration_date: The Class B Ordinary Shares were convertible on a one-for-one basis into common equity of the surviving entity upon the consummation of the Issuer's initial business combination and had no exiration date. In connection with the Issuer's business combination, such Class B Ordinary Shares of Capitol Investment Corp. IV automatically converted into shares of common stock of Nesco Holdings, Inc. Read SEC document |
| July 30, 2019 Filed Aug 1, 2019 08:47 UTC |
Donaldson Richard CDirector
|
ConversionCommon Stock | 38,332 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001094891-19-000169 · edgar.xml · nonDerivative · entry 1 Donaldson Richard C · CIK 0001416656 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,332 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: The Class B Ordinary Shares were convertible on a one-for-one basis into common equity of the surviving entity upon the consummation of the Issuer's initial business combination and had no exiration date. In connection with the Issuer's business combination, such Class B Ordinary Shares of Capitol Investment Corp. IV automatically converted into shares of common stock of Nesco Holdings, Inc. F1 · price: The Class B Ordinary Shares were convertible on a one-for-one basis into common equity of the surviving entity upon the consummation of the Issuer's initial business combination and had no exiration date. In connection with the Issuer's business combination, such Class B Ordinary Shares of Capitol Investment Corp. IV automatically converted into shares of common stock of Nesco Holdings, Inc. Read SEC document |
| July 30, 2019 Filed Aug 1, 2019 12:39 UTC |
EIN MARKDirector · 10% owner
|
Disposition to issuerWarrants · Derivative | 1,564,627 | Not disclosed Strike: $11.50 | Not disclosed |
DisclosureSEC source: 0001094891-19-000161 · edgar.xml · derivative · entry 5 EIN MARK · CIK 0001246840 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Capitol Acquisition Management IV, LLC Disclosed balance after: 2,524,262 Underlying: Class A ordinary shares · 1,564,627 shares Expires not disclosed F2 · price: The reporting person forfeited these securities to the Issuer for no additional consideration. F3 · derivative.exercise_date: The warrants will become exercisable 30 days after the completion of the Issuer's initial business combination. F4 · derivative.expiration_date: The warrants will expire on the fifth anniversary of the completion of the Issuer's initial business combination. F7 · ownership.nature: Mr. Ein controls Capitol Acquisition Management IV, LLC. Read SEC document |
| July 30, 2019 Filed Aug 1, 2019 12:39 UTC |
EIN MARKDirector · 10% owner
|
ConversionClass B Ordinary Shares · Derivative | 5,049,592 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001094891-19-000161 · edgar.xml · derivative · entry 4 EIN MARK · CIK 0001246840 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Capitol Acquisition Management IV, LLC Disclosed balance after: 0 Underlying: Common Stock · 5,049,592 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Class B Ordinary Shares were convertible on a one-for-one basis into common equity of the surviving entity upon the consummation of the Issuer's initial business combination and had no exiration date. In connection with the Issuer's business combination, such Class B Ordinary Shares of Capitol Investment Corp. IV automatically converted into shares of common stock of Nesco Holdings, Inc. F1 · price: The Class B Ordinary Shares were convertible on a one-for-one basis into common equity of the surviving entity upon the consummation of the Issuer's initial business combination and had no exiration date. In connection with the Issuer's business combination, such Class B Ordinary Shares of Capitol Investment Corp. IV automatically converted into shares of common stock of Nesco Holdings, Inc. F1 · derivative.exercise_date: The Class B Ordinary Shares were convertible on a one-for-one basis into common equity of the surviving entity upon the consummation of the Issuer's initial business combination and had no exiration date. In connection with the Issuer's business combination, such Class B Ordinary Shares of Capitol Investment Corp. IV automatically converted into shares of common stock of Nesco Holdings, Inc. F1 · derivative.expiration_date: The Class B Ordinary Shares were convertible on a one-for-one basis into common equity of the surviving entity upon the consummation of the Issuer's initial business combination and had no exiration date. In connection with the Issuer's business combination, such Class B Ordinary Shares of Capitol Investment Corp. IV automatically converted into shares of common stock of Nesco Holdings, Inc. F7 · ownership.nature: Mr. Ein controls Capitol Acquisition Management IV, LLC. Read SEC document |
| July 30, 2019 Filed Aug 1, 2019 12:39 UTC |
EIN MARKDirector · 10% owner
|
Disposition to issuerClass B Ordinary Shares · Derivative | 1,537,074 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001094891-19-000161 · edgar.xml · derivative · entry 3 EIN MARK · CIK 0001246840 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Capitol Acquisition Management IV, LLC Disclosed balance after: 5,049,592 Underlying: Common Stock · 1,537,074 shares Expires not disclosed F1 · derivative.exercise_price: The Class B Ordinary Shares were convertible on a one-for-one basis into common equity of the surviving entity upon the consummation of the Issuer's initial business combination and had no exiration date. In connection with the Issuer's business combination, such Class B Ordinary Shares of Capitol Investment Corp. IV automatically converted into shares of common stock of Nesco Holdings, Inc. F1 · price: The Class B Ordinary Shares were convertible on a one-for-one basis into common equity of the surviving entity upon the consummation of the Issuer's initial business combination and had no exiration date. In connection with the Issuer's business combination, such Class B Ordinary Shares of Capitol Investment Corp. IV automatically converted into shares of common stock of Nesco Holdings, Inc. F1 · derivative.exercise_date: The Class B Ordinary Shares were convertible on a one-for-one basis into common equity of the surviving entity upon the consummation of the Issuer's initial business combination and had no exiration date. In connection with the Issuer's business combination, such Class B Ordinary Shares of Capitol Investment Corp. IV automatically converted into shares of common stock of Nesco Holdings, Inc. F1 · derivative.expiration_date: The Class B Ordinary Shares were convertible on a one-for-one basis into common equity of the surviving entity upon the consummation of the Issuer's initial business combination and had no exiration date. In connection with the Issuer's business combination, such Class B Ordinary Shares of Capitol Investment Corp. IV automatically converted into shares of common stock of Nesco Holdings, Inc. F7 · ownership.nature: Mr. Ein controls Capitol Acquisition Management IV, LLC. Read SEC document |
| July 30, 2019 Filed Aug 1, 2019 12:39 UTC |
EIN MARKDirector · 10% owner
|
ConversionCommon Stock | 5,049,592 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001094891-19-000161 · edgar.xml · nonDerivative · entry 1 EIN MARK · CIK 0001246840 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Capitol Acquisition Management IV, LLC Disclosed balance after: 5,049,592 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: The Class B Ordinary Shares were convertible on a one-for-one basis into common equity of the surviving entity upon the consummation of the Issuer's initial business combination and had no exiration date. In connection with the Issuer's business combination, such Class B Ordinary Shares of Capitol Investment Corp. IV automatically converted into shares of common stock of Nesco Holdings, Inc. F1 · price: The Class B Ordinary Shares were convertible on a one-for-one basis into common equity of the surviving entity upon the consummation of the Issuer's initial business combination and had no exiration date. In connection with the Issuer's business combination, such Class B Ordinary Shares of Capitol Investment Corp. IV automatically converted into shares of common stock of Nesco Holdings, Inc. F7 · ownership.nature: Mr. Ein controls Capitol Acquisition Management IV, LLC. Read SEC document |
| July 30, 2019 Filed Aug 1, 2019 08:43 UTC |
Calcano LawrenceDirector
|
Disposition to issuerWarrants · Derivative | 51,020 | Not disclosed Strike: $11.50 | Not disclosed |
DisclosureSEC source: 0001094891-19-000165 · edgar.xml · derivative · entry 5 Calcano Lawrence · CIK 0001383283 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,313 Underlying: Common Stock · 51,020 shares Expires not disclosed F2 · price: The reporting person forfeited these securities to the Issuer for no additional consideration. F3 · derivative.exercise_date: The warrants will become exercisable 30 days after the completion of the Issuer's initial business combination. F4 · derivative.expiration_date: The warrants will expire on the fifth anniversary of the completion of the Issuer's initial business combination. Read SEC document |
| July 30, 2019 Filed Aug 1, 2019 08:43 UTC |
Calcano LawrenceDirector
|
ConversionClass B Ordinary Shares · Derivative | 38,332 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001094891-19-000165 · edgar.xml · derivative · entry 4 Calcano Lawrence · CIK 0001383283 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 38,332 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Class B Ordinary Shares were convertible on a one-for-one basis into common equity of the surviving entity upon the consummation of the Issuer's initial business combination and had no exiration date. In connection with the Issuer's business combination, such Class B Ordinary Shares of Capitol Investment Corp. IV automatically converted into shares of common stock of Nesco Holdings, Inc. F1 · price: The Class B Ordinary Shares were convertible on a one-for-one basis into common equity of the surviving entity upon the consummation of the Issuer's initial business combination and had no exiration date. In connection with the Issuer's business combination, such Class B Ordinary Shares of Capitol Investment Corp. IV automatically converted into shares of common stock of Nesco Holdings, Inc. F1 · derivative.exercise_date: The Class B Ordinary Shares were convertible on a one-for-one basis into common equity of the surviving entity upon the consummation of the Issuer's initial business combination and had no exiration date. In connection with the Issuer's business combination, such Class B Ordinary Shares of Capitol Investment Corp. IV automatically converted into shares of common stock of Nesco Holdings, Inc. F1 · derivative.expiration_date: The Class B Ordinary Shares were convertible on a one-for-one basis into common equity of the surviving entity upon the consummation of the Issuer's initial business combination and had no exiration date. In connection with the Issuer's business combination, such Class B Ordinary Shares of Capitol Investment Corp. IV automatically converted into shares of common stock of Nesco Holdings, Inc. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.