Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 27, 2021 Filed May 27, 2021 22:41 UTC |
McMonagle RyanPresident, COO
|
GrantRestricted Stock Unit · Derivative | 162,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-21-029712 · ownership.xml · derivative · entry 1 McMonagle Ryan · CIK 0001851380 · President, COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 162,500 Underlying: Common Stock · 162,500 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. F2 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning on April 1, 2022. F2 · derivative.expiration_date: The restricted stock units vest in four equal annual installments beginning on April 1, 2022. Read SEC document |
| May 27, 2021 Filed May 27, 2021 22:45 UTC |
Rich Thomas R.EVP Rentals
|
GrantPerformance Stock Unit · Derivative | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-21-029718 · ownership.xml · derivative · entry 2 Rich Thomas R. · CIK 0001854514 · EVP Rentals 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires not disclosed F3 · derivative.exercise_price: Each performance stock unit represents a contingent right to receive one share of the Issuer's common stock. The performance stock units will vest if the volume weighted average price per share of the Issuer's common stock achieves certain thresholds over the performance period ending December 31, 2024. F3 · derivative.exercise_date: Each performance stock unit represents a contingent right to receive one share of the Issuer's common stock. The performance stock units will vest if the volume weighted average price per share of the Issuer's common stock achieves certain thresholds over the performance period ending December 31, 2024. F3 · derivative.expiration_date: Each performance stock unit represents a contingent right to receive one share of the Issuer's common stock. The performance stock units will vest if the volume weighted average price per share of the Issuer's common stock achieves certain thresholds over the performance period ending December 31, 2024. Read SEC document |
| May 27, 2021 Filed May 27, 2021 22:45 UTC |
Rich Thomas R.EVP Rentals
|
GrantRestricted Stock Unit · Derivative | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-21-029718 · ownership.xml · derivative · entry 1 Rich Thomas R. · CIK 0001854514 · EVP Rentals 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. F2 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning on April 1, 2022. F2 · derivative.expiration_date: The restricted stock units vest in four equal annual installments beginning on April 1, 2022. Read SEC document |
| May 27, 2021 Filed May 27, 2021 18:38 UTC | GrantPerformance Stock Unit · Derivative | 17,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-21-029707 · ownership.xml · derivative · entry 2 Carlsen James · CIK 0001854934 · CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,500 Underlying: Common Stock · 17,500 shares Expires not disclosed F3 · derivative.exercise_price: Each performance stock unit represents a contingent right to receive one share of the Issuer's common stock. The performance stock units will vest if the volume weighted average price per share of the Issuer's common stock achieves certain thresholds over the performance period ending December 31, 2024. F3 · derivative.exercise_date: Each performance stock unit represents a contingent right to receive one share of the Issuer's common stock. The performance stock units will vest if the volume weighted average price per share of the Issuer's common stock achieves certain thresholds over the performance period ending December 31, 2024. F3 · derivative.expiration_date: Each performance stock unit represents a contingent right to receive one share of the Issuer's common stock. The performance stock units will vest if the volume weighted average price per share of the Issuer's common stock achieves certain thresholds over the performance period ending December 31, 2024. Read SEC document |
|
| May 27, 2021 Filed May 27, 2021 18:38 UTC | GrantRestricted Stock Unit · Derivative | 17,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-21-029707 · ownership.xml · derivative · entry 1 Carlsen James · CIK 0001854934 · CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,500 Underlying: Common Stock · 17,500 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. F2 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning on April 1, 2022. F2 · derivative.expiration_date: The restricted stock units vest in four equal annual installments beginning on April 1, 2022. Read SEC document |
|
| May 27, 2021 Filed May 27, 2021 18:31 UTC |
Haubenreich Adam G.VP and General Counsel
|
GrantPerformance Stock Unit · Derivative | 62,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-21-029697 · ownership.xml · derivative · entry 2 Haubenreich Adam G. · CIK 0001852510 · VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,500 Underlying: Common Stock · 62,500 shares Expires not disclosed F3 · derivative.exercise_price: Each performance stock unit represents a contingent right to receive one share of the Issuer's common stock. The performance stock units will vest if the volume weighted average price per share of the Issuer's common stock achieves certain thresholds over the performance period ending December 31, 2024. F3 · derivative.exercise_date: Each performance stock unit represents a contingent right to receive one share of the Issuer's common stock. The performance stock units will vest if the volume weighted average price per share of the Issuer's common stock achieves certain thresholds over the performance period ending December 31, 2024. F3 · derivative.expiration_date: Each performance stock unit represents a contingent right to receive one share of the Issuer's common stock. The performance stock units will vest if the volume weighted average price per share of the Issuer's common stock achieves certain thresholds over the performance period ending December 31, 2024. Read SEC document |
| May 27, 2021 Filed May 27, 2021 18:31 UTC |
Haubenreich Adam G.VP and General Counsel
|
GrantRestricted Stock Unit · Derivative | 62,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-21-029697 · ownership.xml · derivative · entry 1 Haubenreich Adam G. · CIK 0001852510 · VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,500 Underlying: Common Stock · 62,500 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. F2 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning on April 1, 2022. F2 · derivative.expiration_date: The restricted stock units vest in four equal annual installments beginning on April 1, 2022. Read SEC document |
| May 27, 2021 Filed May 27, 2021 22:40 UTC |
Ross Joe P.President Sales
|
GrantPerformance Stock Unit · Derivative | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-21-029710 · ownership.xml · derivative · entry 2 Ross Joe P. · CIK 0001852519 · President Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires not disclosed F3 · derivative.exercise_price: Each performance stock unit represents a contingent right to receive one share of the Issuer's common stock. The performance stock units will vest if the volume weighted average price per share of the Issuer's common stock achieves certain thresholds over the performance period ending December 31, 2024. F3 · derivative.exercise_date: Each performance stock unit represents a contingent right to receive one share of the Issuer's common stock. The performance stock units will vest if the volume weighted average price per share of the Issuer's common stock achieves certain thresholds over the performance period ending December 31, 2024. F3 · derivative.expiration_date: Each performance stock unit represents a contingent right to receive one share of the Issuer's common stock. The performance stock units will vest if the volume weighted average price per share of the Issuer's common stock achieves certain thresholds over the performance period ending December 31, 2024. Read SEC document |
| May 27, 2021 Filed May 27, 2021 22:40 UTC |
Ross Joe P.President Sales
|
GrantRestricted Stock Unit · Derivative | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-21-029710 · ownership.xml · derivative · entry 1 Ross Joe P. · CIK 0001852519 · President Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. F2 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning on April 1, 2022. F2 · derivative.expiration_date: The restricted stock units vest in four equal annual installments beginning on April 1, 2022. Read SEC document |
| May 27, 2021 Filed May 27, 2021 18:33 UTC |
Meader BradCFO
|
GrantPerformance Stock Unit · Derivative | 75,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-21-029701 · ownership.xml · derivative · entry 2 Meader Brad · CIK 0001852169 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,000 Underlying: Common Stock · 75,000 shares Expires not disclosed F3 · derivative.exercise_price: Each performance stock unit represents a contingent right to receive one share of the Issuer's common stock. The performance stock units will vest if the volume weighted average price per share of the Issuer's common stock achieves certain thresholds over the performance period ending December 31, 2024. F3 · derivative.exercise_date: Each performance stock unit represents a contingent right to receive one share of the Issuer's common stock. The performance stock units will vest if the volume weighted average price per share of the Issuer's common stock achieves certain thresholds over the performance period ending December 31, 2024. F3 · derivative.expiration_date: Each performance stock unit represents a contingent right to receive one share of the Issuer's common stock. The performance stock units will vest if the volume weighted average price per share of the Issuer's common stock achieves certain thresholds over the performance period ending December 31, 2024. Read SEC document |
| May 27, 2021 Filed May 27, 2021 18:33 UTC |
Meader BradCFO
|
GrantRestricted Stock Unit · Derivative | 75,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-21-029701 · ownership.xml · derivative · entry 1 Meader Brad · CIK 0001852169 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,000 Underlying: Common Stock · 75,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. F2 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning on April 1, 2022. F2 · derivative.expiration_date: The restricted stock units vest in four equal annual installments beginning on April 1, 2022. Read SEC document |
| May 27, 2021 Filed May 27, 2021 22:36 UTC |
Ross Fredrick M. Jr.Director · Chief Executive Officer
|
GrantPerformance Stock Unit · Derivative | 175,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-21-029705 · ownership.xml · derivative · entry 2 Ross Fredrick M. Jr. · CIK 0001851369 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 175,000 Underlying: Common Stock · 175,000 shares Expires not disclosed F3 · derivative.exercise_price: Each performance stock unit represents a contingent right to receive one share of the Issuer's common stock. The performance stock units will vest if the volume weighted average price per share of the Issuer's common stock achieves certain thresholds over the performance period ending December 31, 2024. F3 · derivative.exercise_date: Each performance stock unit represents a contingent right to receive one share of the Issuer's common stock. The performance stock units will vest if the volume weighted average price per share of the Issuer's common stock achieves certain thresholds over the performance period ending December 31, 2024. F3 · derivative.expiration_date: Each performance stock unit represents a contingent right to receive one share of the Issuer's common stock. The performance stock units will vest if the volume weighted average price per share of the Issuer's common stock achieves certain thresholds over the performance period ending December 31, 2024. Read SEC document |
| May 27, 2021 Filed May 27, 2021 22:36 UTC |
Ross Fredrick M. Jr.Director · Chief Executive Officer
|
GrantRestricted Stock Unit · Derivative | 175,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-21-029705 · ownership.xml · derivative · entry 1 Ross Fredrick M. Jr. · CIK 0001851369 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 175,000 Underlying: Common Stock · 175,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. F2 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning on April 1, 2022. F2 · derivative.expiration_date: The restricted stock units vest in four equal annual installments beginning on April 1, 2022. Read SEC document |
| May 27, 2021 Filed May 27, 2021 22:43 UTC |
BARRETT RAYMOND TODDChief Accounting Officer
|
GrantPerformance Stock Unit · Derivative | 17,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-21-029715 · ownership.xml · derivative · entry 2 BARRETT RAYMOND TODD · CIK 0001785100 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,500 Underlying: Common Stock · 17,500 shares Expires not disclosed F3 · derivative.exercise_price: Each performance stock unit represents a contingent right to receive one share of the Issuer's common stock. The performance stock units will vest if the volume weighted average price per share of the Issuer's common stock achieves certain thresholds over the performance period ending December 31, 2024. F3 · derivative.exercise_date: Each performance stock unit represents a contingent right to receive one share of the Issuer's common stock. The performance stock units will vest if the volume weighted average price per share of the Issuer's common stock achieves certain thresholds over the performance period ending December 31, 2024. F3 · derivative.expiration_date: Each performance stock unit represents a contingent right to receive one share of the Issuer's common stock. The performance stock units will vest if the volume weighted average price per share of the Issuer's common stock achieves certain thresholds over the performance period ending December 31, 2024. Read SEC document |
| May 27, 2021 Filed May 27, 2021 22:43 UTC |
BARRETT RAYMOND TODDChief Accounting Officer
|
GrantRestricted Stock Unit · Derivative | 17,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-21-029715 · ownership.xml · derivative · entry 1 BARRETT RAYMOND TODD · CIK 0001785100 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,500 Underlying: Common Stock · 17,500 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. F2 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning on April 1, 2022. F2 · derivative.expiration_date: The restricted stock units vest in four equal annual installments beginning on April 1, 2022. Read SEC document |
| May 17, 2021 Filed Apr 6, 2022 00:28 UTC |
ECP ControlCo, LLCDirector · 10% owner
ECP Management GP, LLCDirector · 10% owner
Energy Capital Partners Management, LPDirector · 10% owner
|
Exercise / conversionStock Option · Derivative | 80,000 | $0.00 Strike: $4.00 | $0.00 |
DisclosureSEC source: 0001213900-22-018291 · ownership.xml · derivative · entry 5 ECP ControlCo, LLC · CIK 0001707921 · Director · 10% owner ECP Management GP, LLC · CIK 0001815147 · Director · 10% owner Energy Capital Partners Management, LP · CIK 0001815150 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 0 Underlying: Common Stock · 80,000 shares Expires 2030-06-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Represents securities held directly by Energy Capital Partners Management, LP ("ECP Management"). ECP Management GP, LLC is the general partner of ECP Management and may be deemed to share beneficial ownership of the securities held by ECP Management. F5 · ownership.nature: ECP ControlCo, LLC ("ECP ControlCo") is the managing member of ECP III GP LLC and the sole member of ECP Management GP, LLC. As a result, ECP ControlCo may be deemed to share beneficial ownership of the securities beneficially owned by ECP III GP LLC and ECP Management GP, LLC. The managing members of ECP ControlCo are Douglas Kimmelman, Andrew Singer, Peter Labbat, Tyler Reeder and Rahman D'Argenio all of whom collectively share the power to vote and dispose of the securities beneficially owned by ECP ControlCo. Each such individual disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| May 17, 2021 Filed Apr 6, 2022 00:28 UTC |
ECP ControlCo, LLCDirector · 10% owner
ECP Management GP, LLCDirector · 10% owner
Energy Capital Partners Management, LPDirector · 10% owner
|
Tax withholdingCommon Stock | 32,852 | $9.74 | $319,978.48 |
DisclosureSEC source: 0001213900-22-018291 · ownership.xml · nonDerivative · entry 2 ECP ControlCo, LLC · CIK 0001707921 · Director · 10% owner ECP Management GP, LLC · CIK 0001815147 · Director · 10% owner Energy Capital Partners Management, LP · CIK 0001815150 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 107,148 F1 · ownership.nature: Represents securities held directly by Energy Capital Partners Management, LP ("ECP Management"). ECP Management GP, LLC is the general partner of ECP Management and may be deemed to share beneficial ownership of the securities held by ECP Management. F5 · ownership.nature: ECP ControlCo, LLC ("ECP ControlCo") is the managing member of ECP III GP LLC and the sole member of ECP Management GP, LLC. As a result, ECP ControlCo may be deemed to share beneficial ownership of the securities beneficially owned by ECP III GP LLC and ECP Management GP, LLC. The managing members of ECP ControlCo are Douglas Kimmelman, Andrew Singer, Peter Labbat, Tyler Reeder and Rahman D'Argenio all of whom collectively share the power to vote and dispose of the securities beneficially owned by ECP ControlCo. Each such individual disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| May 17, 2021 Filed Apr 6, 2022 00:28 UTC |
ECP ControlCo, LLCDirector · 10% owner
ECP Management GP, LLCDirector · 10% owner
Energy Capital Partners Management, LPDirector · 10% owner
|
Exercise / conversionCommon Stock | 80,000 | $4.00 | $320,000.00 |
DisclosureSEC source: 0001213900-22-018291 · ownership.xml · nonDerivative · entry 1 ECP ControlCo, LLC · CIK 0001707921 · Director · 10% owner ECP Management GP, LLC · CIK 0001815147 · Director · 10% owner Energy Capital Partners Management, LP · CIK 0001815150 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 140,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Represents securities held directly by Energy Capital Partners Management, LP ("ECP Management"). ECP Management GP, LLC is the general partner of ECP Management and may be deemed to share beneficial ownership of the securities held by ECP Management. F5 · ownership.nature: ECP ControlCo, LLC ("ECP ControlCo") is the managing member of ECP III GP LLC and the sole member of ECP Management GP, LLC. As a result, ECP ControlCo may be deemed to share beneficial ownership of the securities beneficially owned by ECP III GP LLC and ECP Management GP, LLC. The managing members of ECP ControlCo are Douglas Kimmelman, Andrew Singer, Peter Labbat, Tyler Reeder and Rahman D'Argenio all of whom collectively share the power to vote and dispose of the securities beneficially owned by ECP ControlCo. Each such individual disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| April 01, 2021 Filed Apr 6, 2021 00:06 UTC |
McMonagle RyanPresident, COO
|
OtherCommon Stock | 67,926 | $5.00 | $339,630.00 |
DisclosureSEC source: 0001213900-21-020212 · ownership.xml · nonDerivative · entry 2 McMonagle Ryan · CIK 0001851380 · President, COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 197,926 F1 · kind: In connection with the acquisition of Custom Truck One Source, L.P. ("Custom Truck") by the Issuer, the reporting person received shares of the Issuer's Common Stock in exchange for a portion of their Custom Truck equity interests with a value equal to the product of (x) $5.00 multiplied by (y) the number of shares of Common Stock received. Read SEC document |
| April 01, 2021 Filed Apr 6, 2021 00:06 UTC |
McMonagle RyanPresident, COO
|
PurchaseCommon Stock | 130,000 | $5.00 | $650,000.00 |
DisclosureSEC source: 0001213900-21-020212 · ownership.xml · nonDerivative · entry 1 McMonagle Ryan · CIK 0001851380 · President, COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,000 Read SEC document |
| April 01, 2021 Filed Apr 5, 2021 20:23 UTC |
NELSON GEORGIA RDirector
|
GrantRestricted Stock Unit · Derivative | 13,631 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-21-020241 · ownership.xml · derivative · entry 2 NELSON GEORGIA R · CIK 0001141392 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,631 Underlying: Common Stock · 13,631 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. F2 · derivative.exercise_date: The restricted stock units will vest on March 31, 2022 and have no expiration date. F2 · derivative.expiration_date: The restricted stock units will vest on March 31, 2022 and have no expiration date. Read SEC document |
| April 01, 2021 Filed Apr 5, 2021 20:23 UTC |
NELSON GEORGIA RDirector
|
PurchaseCommon Stock | 25,000 | $5.00 | $125,000.00 |
DisclosureSEC source: 0001213900-21-020241 · ownership.xml · nonDerivative · entry 1 NELSON GEORGIA R · CIK 0001141392 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Read SEC document |
| April 01, 2021 Filed Apr 5, 2021 16:58 UTC |
PE One Source Holdings, LLC10% owner
Platinum Equity Partners V, L.P.10% owner
Platinum Equity Partners V, LLC10% owner
Platinum Equity InvestCo, L.P.10% owner
Platinum InvestCo (Cayman), LLC10% owner
|
PurchaseCommon Stock | 148,600,000 | $5.00 | $743,000,000.00 |
DisclosureSEC source: 0001140361-21-011617 · form4.xml · nonDerivative · entry 1 PE One Source Holdings, LLC · CIK 0001855018 · 10% owner Platinum Equity Capital Partners V, L.P. · CIK 0001778958 · 10% owner Platinum Equity Partners V, L.P. · CIK 0001854950 · 10% owner Platinum Equity Partners V, LLC · CIK 0001854827 · 10% owner Platinum Equity Investment Holdings V, LLC · CIK 0001854932 · 10% owner Platinum Equity Investment Holdings V Manager, LLC · CIK 0001854967 · 10% owner Platinum Equity InvestCo, L.P. · CIK 0001756331 · 10% owner Platinum InvestCo (Cayman), LLC · CIK 0001766567 · 10% owner Platinum Equity Investment Holdings IC (Cayman), LLC · CIK 0001756330 · 10% owner Platinum Equity Investment Holdings, LLC · CIK 0001634372 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 148,600,000 F1 · ownership.direct: Two Forms 4 are being filed, covering a total of twelve (12) reporting persons. This is the first of the two Forms 4 (the "First Form 4") and is being filed by each of: (i) PE One Source Holdings, LLC, a Delaware limited liability company ("PE One Source"), (ii) Platinum Equity Capital Partners V, L.P., a Delaware limited partnership ("PECP V"), (iii) Platinum Equity Partners V, L.P., a Delaware limited partnership ("PEP V LP"), (iv) Platinum Equity Partners V, LLC, a Delaware limited liability company ("PEP V LLC"), (v) Platinum Equity Investment Holdings V, LLC, a Delaware limited liability company ("PEIH V"), (vi) Platinum Equity Investment Holdings V Manager, LLC, a Delaware limited liability company ("PEIH V Manager"), (vii) Platinum Equity InvestCo, L.P., a Cayman Islands limited partnership ("PEIC LP"), (viii) Platinum InvestCo (Cayman), LLC, a Cayman Islands limited liability company ("PIC LLC"), F2 · ownership.direct: (Continued From Footnote 1) (ix) Platinum Equity Investment Holdings IC (Cayman), LLC, a Delaware limited liability company ("PEIH IC LLC"), and (x) Platinum Equity Investment Holdings, LLC, a Delaware limited liability company ("Platinum Holdings"). The second of the two Forms 4 (the "Second Form 4") is being filed by (xi) Platinum Equity, LLC, a Delaware limited liability company ("Platinum Equity," and together with the entities listed in clauses (i)-(x), the "Platinum Entities," and (xii) Tom Gores, an individual and citizen of the United States (each person or entity listed in clauses (i)-(xii), a "Reporting Person" and, collectively, the "Reporting Persons"). PE One Source directly owns 148,600,000 shares of common stock, par value $0.0001 per share (the "Shares"), of Custom Truck One Source, Inc. (the "Issuer"). PECP V holds a majority of the outstanding equity in PE One Source and, accordingly, may be deemed to beneficially own the Shares beneficially owned by PE One Source. F3 · ownership.direct: (Continued From Footnote 2) PEP V LP is the general partner of PECP V and, accordingly, may be deemed to beneficially own the Shares beneficially owned by PECP V. PEP V LLC is the general partner of PEP V LP and, accordingly, may be deemed to beneficially own the Shares beneficially owned by PEP V LP. PEIH V holds all of the outstanding equity in PEP V LLC and, accordingly, may be deemed to beneficially own the Shares beneficially owned by PEP V LLC. PEIH V Manager is the sole manager of PEIH V and, accordingly, may be deemed to beneficially own the Shares beneficially owned by PEIH V. PEIC LP holds all of the outstanding equity in PEIH V and, accordingly, may be deemed to beneficially own the Shares beneficially owned by PEIH V. PIC LLC holds a controlling interest in PEIC LP and, accordingly, may be deemed to beneficially own the Shares beneficially owned by PEIC LP. PEIH IC LLC is the general partner of PEIC LP and, accordingly, may be deemed to beneficially own the Shares beneficia F4 · ownership.direct: (Continued From Footnote 3) Platinum Equity is the sole member of Platinum Holdings, and PEIH V Manager and, accordingly, may be deemed to beneficially own the Shares beneficially owned by each of Platinum Holdings and PEIH V Manager. Platinum Equity and Tom Gores, together, hold a controlling interest in PIC LLC and may be deemed to beneficially own the Shares beneficially owned by PIC LLC. Tom Gores is the Chairman and Chief Executive Officer of Platinum Equity and, accordingly, may be deemed to beneficially own the Shares beneficially owned by Platinum Equity. Mr. Gores disclaims beneficial ownership of all the Shares held by each of the entities listed above with respect to which he does not have a pecuniary interest. Because of the relationship discussed above, each Reporting Person may be deemed to beneficially own the Shares reported in this Form 4. F5 · ownership.direct: Pursuant to Rule 16a-1(a)(4) under the Exchange Act, this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities in excess of their respective pecuniary interests. F1 · ownership.nature: Two Forms 4 are being filed, covering a total of twelve (12) reporting persons. This is the first of the two Forms 4 (the "First Form 4") and is being filed by each of: (i) PE One Source Holdings, LLC, a Delaware limited liability company ("PE One Source"), (ii) Platinum Equity Capital Partners V, L.P., a Delaware limited partnership ("PECP V"), (iii) Platinum Equity Partners V, L.P., a Delaware limited partnership ("PEP V LP"), (iv) Platinum Equity Partners V, LLC, a Delaware limited liability company ("PEP V LLC"), (v) Platinum Equity Investment Holdings V, LLC, a Delaware limited liability company ("PEIH V"), (vi) Platinum Equity Investment Holdings V Manager, LLC, a Delaware limited liability company ("PEIH V Manager"), (vii) Platinum Equity InvestCo, L.P., a Cayman Islands limited partnership ("PEIC LP"), (viii) Platinum InvestCo (Cayman), LLC, a Cayman Islands limited liability company ("PIC LLC"), F2 · ownership.nature: (Continued From Footnote 1) (ix) Platinum Equity Investment Holdings IC (Cayman), LLC, a Delaware limited liability company ("PEIH IC LLC"), and (x) Platinum Equity Investment Holdings, LLC, a Delaware limited liability company ("Platinum Holdings"). The second of the two Forms 4 (the "Second Form 4") is being filed by (xi) Platinum Equity, LLC, a Delaware limited liability company ("Platinum Equity," and together with the entities listed in clauses (i)-(x), the "Platinum Entities," and (xii) Tom Gores, an individual and citizen of the United States (each person or entity listed in clauses (i)-(xii), a "Reporting Person" and, collectively, the "Reporting Persons"). PE One Source directly owns 148,600,000 shares of common stock, par value $0.0001 per share (the "Shares"), of Custom Truck One Source, Inc. (the "Issuer"). PECP V holds a majority of the outstanding equity in PE One Source and, accordingly, may be deemed to beneficially own the Shares beneficially owned by PE One Source. F3 · ownership.nature: (Continued From Footnote 2) PEP V LP is the general partner of PECP V and, accordingly, may be deemed to beneficially own the Shares beneficially owned by PECP V. PEP V LLC is the general partner of PEP V LP and, accordingly, may be deemed to beneficially own the Shares beneficially owned by PEP V LP. PEIH V holds all of the outstanding equity in PEP V LLC and, accordingly, may be deemed to beneficially own the Shares beneficially owned by PEP V LLC. PEIH V Manager is the sole manager of PEIH V and, accordingly, may be deemed to beneficially own the Shares beneficially owned by PEIH V. PEIC LP holds all of the outstanding equity in PEIH V and, accordingly, may be deemed to beneficially own the Shares beneficially owned by PEIH V. PIC LLC holds a controlling interest in PEIC LP and, accordingly, may be deemed to beneficially own the Shares beneficially owned by PEIC LP. PEIH IC LLC is the general partner of PEIC LP and, accordingly, may be deemed to beneficially own the Shares beneficia F4 · ownership.nature: (Continued From Footnote 3) Platinum Equity is the sole member of Platinum Holdings, and PEIH V Manager and, accordingly, may be deemed to beneficially own the Shares beneficially owned by each of Platinum Holdings and PEIH V Manager. Platinum Equity and Tom Gores, together, hold a controlling interest in PIC LLC and may be deemed to beneficially own the Shares beneficially owned by PIC LLC. Tom Gores is the Chairman and Chief Executive Officer of Platinum Equity and, accordingly, may be deemed to beneficially own the Shares beneficially owned by Platinum Equity. Mr. Gores disclaims beneficial ownership of all the Shares held by each of the entities listed above with respect to which he does not have a pecuniary interest. Because of the relationship discussed above, each Reporting Person may be deemed to beneficially own the Shares reported in this Form 4. F5 · ownership.nature: Pursuant to Rule 16a-1(a)(4) under the Exchange Act, this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities in excess of their respective pecuniary interests. Read SEC document |
| April 01, 2021 Filed Apr 6, 2021 00:03 UTC |
Rich Thomas R.EVP - Rentals
|
OtherCommon Stock | 20,857 | $5.00 | $104,285.00 |
DisclosureSEC source: 0001213900-21-020211 · ownership.xml · nonDerivative · entry 1 Rich Thomas R. · CIK 0001854514 · EVP - Rentals 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,857 F1 · kind: In connection with the acquisition of Custom Truck One Source, L.P. ("Custom Truck") by the Issuer, the reporting person received shares of the Issuer's Common Stock in exchange for a portion of their Custom Truck equity interests with a value equal to the product of (x) $5.00 multiplied by (y) the number of shares of Common Stock received. Read SEC document |
| April 01, 2021 Filed Apr 5, 2021 20:23 UTC |
Carlsen JamesEVP - Rentals
|
OtherCommon Stock | 11,974 | $5.00 | $59,870.00 |
DisclosureSEC source: 0001213900-21-020243 · ownership.xml · nonDerivative · entry 2 Carlsen James · CIK 0001854934 · EVP - Rentals 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,974 F1 · kind: In connection with the acquisition of Custom Truck One Source, L.P. ("Custom Truck") by the Issuer, the reporting person received shares of the Issuer's Common Stock in exchange for a portion of their Custom Truck equity interests with a value equal to the product of (x) $5.00 multiplied by (y) the number of shares of Common Stock received. Read SEC document |
| April 01, 2021 Filed Apr 5, 2021 20:23 UTC |
Carlsen JamesEVP - Rentals
|
PurchaseCommon Stock | 20,000 | $5.00 | $100,000.00 |
DisclosureSEC source: 0001213900-21-020243 · ownership.xml · nonDerivative · entry 1 Carlsen James · CIK 0001854934 · EVP - Rentals 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Read SEC document |
| April 01, 2021 Filed Apr 5, 2021 20:20 UTC |
Haubenreich Adam G.VP and General Counsel
|
OtherCommon Stock | 17,318 | $5.00 | $86,590.00 |
DisclosureSEC source: 0001213900-21-020235 · ownership.xml · nonDerivative · entry 2 Haubenreich Adam P. · CIK 0001852510 · VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,318 F1 · kind: In connection with the acquisition of Custom Truck One Source, L.P. ("Custom Truck") by the Issuer, the reporting person received shares of the Issuer's Common Stock in exchange for a portion of their Custom Truck equity interests with a value equal to the product of (x) $5.00 multiplied by (y) the number of shares of Common Stock received. Read SEC document |
| April 01, 2021 Filed Apr 5, 2021 20:20 UTC |
Haubenreich Adam G.VP and General Counsel
|
PurchaseCommon Stock | 45,000 | $5.00 | $225,000.00 |
DisclosureSEC source: 0001213900-21-020235 · ownership.xml · nonDerivative · entry 1 Haubenreich Adam P. · CIK 0001852510 · VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,000 Read SEC document |
| April 01, 2021 Filed Apr 6, 2021 00:10 UTC |
Ross Joe P.President - Sales
|
OtherCommon Stock | 282,449 | $5.00 | $1,412,245.00 |
DisclosureSEC source: 0001213900-21-020221 · ownership.xml · nonDerivative · entry 2 Ross Joe P. · CIK 0001852519 · President - Sales 10b5-1 filing: Not disclosed Ownership: Indirect · By Joseph P. Ross Holding Company, LLC Disclosed balance after: 282,449 F1 · kind: In connection with the acquisition of Custom Truck One Source, L.P. ("Custom Truck") by the Issuer, the reporting person received shares of the Issuer's Common Stock in exchange for a portion of their Custom Truck equity interests with a value equal to the product of (x) $5.00 multiplied by (y) the number of shares of Common Stock received. Read SEC document |
| April 01, 2021 Filed Apr 6, 2021 00:10 UTC |
Ross Joe P.President - Sales
|
OtherCommon Stock | 1,326 | $5.00 | $6,630.00 |
DisclosureSEC source: 0001213900-21-020221 · ownership.xml · nonDerivative · entry 1 Ross Joe P. · CIK 0001852519 · President - Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,326 F1 · kind: In connection with the acquisition of Custom Truck One Source, L.P. ("Custom Truck") by the Issuer, the reporting person received shares of the Issuer's Common Stock in exchange for a portion of their Custom Truck equity interests with a value equal to the product of (x) $5.00 multiplied by (y) the number of shares of Common Stock received. Read SEC document |
| April 01, 2021 Filed Apr 5, 2021 20:21 UTC |
Meader BradChief Financial Officer
|
OtherCommon Stock | 23,956 | $5.00 | $119,780.00 |
DisclosureSEC source: 0001213900-21-020236 · ownership.xml · nonDerivative · entry 2 Meader Brad · CIK 0001852169 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,956 F1 · kind: In connection with the acquisition of Custom Truck One Source, L.P. ("Custom Truck") by the Issuer, the reporting person received shares of the Issuer's Common Stock in exchange for a portion of their Custom Truck equity interests with a value equal to the product of (x) $5.00 multiplied by (y) the number of shares of Common Stock received. Read SEC document |
| April 01, 2021 Filed Apr 5, 2021 20:21 UTC |
Meader BradChief Financial Officer
|
PurchaseCommon Stock | 25,000 | $5.00 | $125,000.00 |
DisclosureSEC source: 0001213900-21-020236 · ownership.xml · nonDerivative · entry 1 Meader Brad · CIK 0001852169 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Read SEC document |
| April 01, 2021 Filed Apr 6, 2021 00:22 UTC |
Ross Fredrick M. Jr.Director · Chief Executive Officer
|
OtherCommon Stock | 2,000,000 | $5.00 | $10,000,000.00 |
DisclosureSEC source: 0001213900-21-020239 · ownership.xml · nonDerivative · entry 1 Ross Fredrick M. Jr. · CIK 0001851369 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 2,000,000 F1 · kind: In connection with the acquisition of Custom Truck One Source, L.P. ("Custom Truck") by the Issuer, the reporting person received shares of the Issuer's Common Stock in exchange for a portion of their Custom Truck equity interests with a value equal to the product of (x) $5.00 multiplied by (y) the number of shares of Common Stock received. F2 · ownership.nature: Represents securities held by the Frederick M. Ross, Jr. Holding Company, LLC. Read SEC document |
| April 01, 2021 Filed Apr 6, 2021 00:21 UTC |
ECP ControlCo, LLCDirector · 10% owner
ECP Management GP, LLCDirector · 10% owner
Energy Capital Partners Management, LPDirector · 10% owner
|
Exercise / conversionRestricted Stock Unit · Derivative | 60,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-21-020238 · ownership.xml · derivative · entry 4 ECP ControlCo, LLC · CIK 0001707921 · Director · 10% owner ECP Management GP, LLC · CIK 0001815147 · Director · 10% owner Energy Capital Partners Management, LP · CIK 0001815150 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 0 Underlying: Common Stock · 60,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. F7 · derivative.exercise_date: In connection with the acquisition of Custom Truck One Source, L.P. by the Issuer, these restricted stock units automatically vested. F7 · derivative.expiration_date: In connection with the acquisition of Custom Truck One Source, L.P. by the Issuer, these restricted stock units automatically vested. F2 · ownership.nature: Represents securities held directly by the following entities in the following amounts: NESCO Holdings, LP - 21,238,988, Energy Capital Partners III, LP ("ECP III") - 64,450, Energy Capital Partners III-A, LP ("III-A") - 2,169,601, Energy Capital Partners III-B, LP ("III-B") - 262,015, Energy Capital Partners III-C, LP ("III-C") - 896,947, Energy Capital Partners III-D, LP ("III-D") - 1,106,987. F3 · ownership.nature: The general partner of NESCO Holdings, LP is NESCO Holdings GP, LLC. The members of NESCO Holdings GP, LLC are ECP III, III-A, III-B, III-C, III-D, and Energy Capital Partners III (NESCO Co-Invest), LP ("NESCO Co-Invest"). The general partner of ECP III, III-A, III-B, III-C, and III-D is Energy Capital Partners GP III, LP ("ECP III GP LP"), and the general partner of ECP III GP LP is Energy Capital Partners III, LLC ("ECP III GP LLC"). The general partner of NESCO Co-Invest is Energy Capital Partners GP III Co-Investment (NESCO), LLC, and the managing member of Energy Capital Partners GP III Co-Investment (NESCO), LLC is ECP III GP LLC. As a result, each of the foregoing entities may be deemed to share beneficial ownership of the securities held by Nesco Holdings, LP. F4 · ownership.nature: ECP ControlCo, LLC ("ECP ControlCo") is the managing member of ECP III GP LLC and the sole member of ECP Management GP, LLC. As a result, ECP ControlCo may be deemed to share beneficial ownership of the securities beneficially owned by ECP III GP LLC and ECP Management GP, LLC. The managing members of ECP ControlCo are Douglas Kimmelman, Andrew Singer, Peter Labbat, Tyler Reeder and Rahman D'Argenio all of whom collectively share the power to vote and dispose of the securities beneficially owned by ECP ControlCo. Each such individual disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| April 01, 2021 Filed Apr 6, 2021 00:21 UTC |
ECP ControlCo, LLCDirector · 10% owner
ECP Management GP, LLCDirector · 10% owner
Energy Capital Partners Management, LPDirector · 10% owner
|
GrantRestricted Stock Unit · Derivative | 13,631 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-21-020238 · ownership.xml · derivative · entry 3 ECP ControlCo, LLC · CIK 0001707921 · Director · 10% owner ECP Management GP, LLC · CIK 0001815147 · Director · 10% owner Energy Capital Partners Management, LP · CIK 0001815150 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 13,631 Underlying: Common Stock · 13,631 shares Expires not disclosed F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. F6 · derivative.exercise_date: The restricted stock units will vest on March 31, 2022 and have no expiration date. F6 · derivative.expiration_date: The restricted stock units will vest on March 31, 2022 and have no expiration date. F1 · ownership.nature: Represents securities held directly by Energy Capital Partners Management, LP ("ECP Management"). Each of Jennifer Gray, Rahman D'Argenio, Matthew Himler and Douglas Kimmelman have entered into an agreement with ECP Mangement pursuant to which he or she has irrevocably assigned any and all compensation, including the equity award reported herein, that he or she may receive from serving as a director of the Issuer to ECP Management. ECP Management GP, LLC is the general partner of ECP Management and may be deemed to share beneficial ownership of the securities held by ECP Management. F4 · ownership.nature: ECP ControlCo, LLC ("ECP ControlCo") is the managing member of ECP III GP LLC and the sole member of ECP Management GP, LLC. As a result, ECP ControlCo may be deemed to share beneficial ownership of the securities beneficially owned by ECP III GP LLC and ECP Management GP, LLC. The managing members of ECP ControlCo are Douglas Kimmelman, Andrew Singer, Peter Labbat, Tyler Reeder and Rahman D'Argenio all of whom collectively share the power to vote and dispose of the securities beneficially owned by ECP ControlCo. Each such individual disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| April 01, 2021 Filed Apr 6, 2021 00:21 UTC |
ECP ControlCo, LLCDirector · 10% owner
ECP Management GP, LLCDirector · 10% owner
Energy Capital Partners Management, LPDirector · 10% owner
|
Exercise / conversionCommon Stock | 60,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-21-020238 · ownership.xml · nonDerivative · entry 1 ECP ControlCo, LLC · CIK 0001707921 · Director · 10% owner ECP Management GP, LLC · CIK 0001815147 · Director · 10% owner Energy Capital Partners Management, LP · CIK 0001815150 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 60,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Represents securities held directly by Energy Capital Partners Management, LP ("ECP Management"). Each of Jennifer Gray, Rahman D'Argenio, Matthew Himler and Douglas Kimmelman have entered into an agreement with ECP Mangement pursuant to which he or she has irrevocably assigned any and all compensation, including the equity award reported herein, that he or she may receive from serving as a director of the Issuer to ECP Management. ECP Management GP, LLC is the general partner of ECP Management and may be deemed to share beneficial ownership of the securities held by ECP Management. F4 · ownership.nature: ECP ControlCo, LLC ("ECP ControlCo") is the managing member of ECP III GP LLC and the sole member of ECP Management GP, LLC. As a result, ECP ControlCo may be deemed to share beneficial ownership of the securities beneficially owned by ECP III GP LLC and ECP Management GP, LLC. The managing members of ECP ControlCo are Douglas Kimmelman, Andrew Singer, Peter Labbat, Tyler Reeder and Rahman D'Argenio all of whom collectively share the power to vote and dispose of the securities beneficially owned by ECP ControlCo. Each such individual disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| April 01, 2021 Filed Apr 5, 2021 20:08 UTC |
Heinberg Marshall ADirector
|
GrantRestricted Stock Unit · Derivative | 24,537 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-21-020216 · ownership.xml · derivative · entry 3 Heinberg Marshall · CIK 0001481338 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,537 Underlying: Common Stock · 24,537 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. F2 · derivative.exercise_date: The restricted stock units will vest on March 31, 2022 and have no expiration date. F2 · derivative.expiration_date: The restricted stock units will vest on March 31, 2022 and have no expiration date. Read SEC document |
| April 01, 2021 Filed Apr 5, 2021 20:08 UTC |
Heinberg Marshall ADirector
|
PurchaseCommon Stock | 50,000 | $5.00 | $250,000.00 |
DisclosureSEC source: 0001213900-21-020216 · ownership.xml · nonDerivative · entry 2 Heinberg Marshall · CIK 0001481338 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Domestic Partner Disclosed balance after: 50,000 Read SEC document |
| April 01, 2021 Filed Apr 5, 2021 20:08 UTC |
Heinberg Marshall ADirector
|
PurchaseCommon Stock | 100,000 | $5.00 | $500,000.00 |
DisclosureSEC source: 0001213900-21-020216 · ownership.xml · nonDerivative · entry 1 Heinberg Marshall · CIK 0001481338 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Read SEC document |
| April 01, 2021 Filed Apr 5, 2021 21:08 UTC |
PLATINUM EQUITY, LLC10% owner
Gores Tom10% owner
|
PurchaseCommon Stock | 148,600,000 | $5.00 | $743,000,000.00 |
DisclosureSEC source: 0001140361-21-011624 · form4.xml · nonDerivative · entry 1 PLATINUM EQUITY LLC · CIK 0001228754 · 10% owner Gores Tom · CIK 0001471783 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 148,600,000 F1 · ownership.direct: Two Forms 4 are being filed, covering a total of twelve (12) reporting persons. This is the second of the two Forms 4 (the "Second Form 4"). The first of the two Forms 4 (the "First Form 4") is being filed by each of: (i) PE One Source Holdings, LLC, a Delaware limited liability company ("PE One Source"), (ii) Platinum Equity Capital Partners V, L.P., a Delaware limited partnership ("PECP V"), (iii) Platinum Equity Partners V, L.P., a Delaware limited partnership ("PEP V LP"), (iv) Platinum Equity Partners V, LLC, a Delaware limited liability company ("PEP V LLC"), (v) Platinum Equity Investment Holdings V, LLC, a Delaware limited liability company ("PEIH V"), (vi) Platinum Equity Investment Holdings V Manager, LLC, a Delaware limited liability company ("PEIH V Manager"), (vii) Platinum Equity InvestCo, L.P., a Cayman Islands limited partnership ("PEIC LP"), (viii) Platinum InvestCo (Cayman), LLC, a Cayman Islands limited liability company ("PIC LLC"), F2 · ownership.direct: (Continued From Footnote 1) (ix) Platinum Equity Investment Holdings IC (Cayman), LLC, a Delaware limited liability company ("PEIH IC LLC"), and (x) Platinum Equity Investment Holdings, LLC, a Delaware limited liability company ("Platinum Holdings"). This Form 4 is being filed by (xi) Platinum Equity, LLC, a Delaware limited liability company ("Platinum Equity," and together with the entities listed in clauses (i)-(x), the "Platinum Entities," and (xii) Tom Gores, an individual and citizen of the United States (each person or entity listed in clauses (i)-(xii), a "Reporting Person" and, collectively, the "Reporting Persons"). PE One Source directly owns 148,600,000 shares of common stock, par value $0.0001 per share (the "Shares"), of Custom Truck One Source, Inc. (the "Issuer"). PECP V holds a majority of the outstanding equity in PE One Source and, accordingly, may be deemed to beneficially own the Shares beneficially owned by PE One Source. F3 · ownership.direct: (Continued From Footnote 2) PEP V LP is the general partner of PECP V and, accordingly, may be deemed to beneficially own the Shares beneficially owned by PECP V. PEP V LLC is the general partner of PEP V LP and, accordingly, may be deemed to beneficially own the Shares beneficially owned by PEP V LP. PEIH V holds all of the outstanding equity in PEP V LLC and, accordingly, may be deemed to beneficially own the Shares beneficially owned by PEP V LLC. PEIH V Manager is the sole manager of PEIH V and, accordingly, may be deemed to beneficially own the Shares beneficially owned by PEIH V. PEIC LP holds all of the outstanding equity in PEIH V and, accordingly, may be deemed to beneficially own the Shares beneficially owned by PEIH V. PIC LLC holds a controlling interest in PEIC LP and, accordingly, may be deemed to beneficially own the Shares beneficially owned by PEIC LP. PEIH IC LLC is the general partner of PEIC LP and, accordingly, may be deemed to beneficially own the Shares beneficia F4 · ownership.direct: (Continued From Footnote 3) Platinum Equity is the sole member of Platinum Holdings, and PEIH V Manager and, accordingly, may be deemed to beneficially own the Shares beneficially owned by each of Platinum Holdings and PEIH V Manager. Platinum Equity and Tom Gores, together, hold a controlling interest in PIC LLC and may be deemed to beneficially own the Shares beneficially owned by PIC LLC. Tom Gores is the Chairman and Chief Executive Officer of Platinum Equity and, accordingly, may be deemed to beneficially own the Shares beneficially owned by Platinum Equity. Mr. Gores disclaims beneficial ownership of all the Shares held by each of the entities listed above with respect to which he does not have a pecuniary interest. Because of the relationship discussed above, each Reporting Person may be deemed to beneficially own the Shares reported in this Form 4. F5 · ownership.direct: Pursuant to Rule 16a-1(a)(4) under the Exchange Act, this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities in excess of their respective pecuniary interests. F1 · ownership.nature: Two Forms 4 are being filed, covering a total of twelve (12) reporting persons. This is the second of the two Forms 4 (the "Second Form 4"). The first of the two Forms 4 (the "First Form 4") is being filed by each of: (i) PE One Source Holdings, LLC, a Delaware limited liability company ("PE One Source"), (ii) Platinum Equity Capital Partners V, L.P., a Delaware limited partnership ("PECP V"), (iii) Platinum Equity Partners V, L.P., a Delaware limited partnership ("PEP V LP"), (iv) Platinum Equity Partners V, LLC, a Delaware limited liability company ("PEP V LLC"), (v) Platinum Equity Investment Holdings V, LLC, a Delaware limited liability company ("PEIH V"), (vi) Platinum Equity Investment Holdings V Manager, LLC, a Delaware limited liability company ("PEIH V Manager"), (vii) Platinum Equity InvestCo, L.P., a Cayman Islands limited partnership ("PEIC LP"), (viii) Platinum InvestCo (Cayman), LLC, a Cayman Islands limited liability company ("PIC LLC"), F2 · ownership.nature: (Continued From Footnote 1) (ix) Platinum Equity Investment Holdings IC (Cayman), LLC, a Delaware limited liability company ("PEIH IC LLC"), and (x) Platinum Equity Investment Holdings, LLC, a Delaware limited liability company ("Platinum Holdings"). This Form 4 is being filed by (xi) Platinum Equity, LLC, a Delaware limited liability company ("Platinum Equity," and together with the entities listed in clauses (i)-(x), the "Platinum Entities," and (xii) Tom Gores, an individual and citizen of the United States (each person or entity listed in clauses (i)-(xii), a "Reporting Person" and, collectively, the "Reporting Persons"). PE One Source directly owns 148,600,000 shares of common stock, par value $0.0001 per share (the "Shares"), of Custom Truck One Source, Inc. (the "Issuer"). PECP V holds a majority of the outstanding equity in PE One Source and, accordingly, may be deemed to beneficially own the Shares beneficially owned by PE One Source. F3 · ownership.nature: (Continued From Footnote 2) PEP V LP is the general partner of PECP V and, accordingly, may be deemed to beneficially own the Shares beneficially owned by PECP V. PEP V LLC is the general partner of PEP V LP and, accordingly, may be deemed to beneficially own the Shares beneficially owned by PEP V LP. PEIH V holds all of the outstanding equity in PEP V LLC and, accordingly, may be deemed to beneficially own the Shares beneficially owned by PEP V LLC. PEIH V Manager is the sole manager of PEIH V and, accordingly, may be deemed to beneficially own the Shares beneficially owned by PEIH V. PEIC LP holds all of the outstanding equity in PEIH V and, accordingly, may be deemed to beneficially own the Shares beneficially owned by PEIH V. PIC LLC holds a controlling interest in PEIC LP and, accordingly, may be deemed to beneficially own the Shares beneficially owned by PEIC LP. PEIH IC LLC is the general partner of PEIC LP and, accordingly, may be deemed to beneficially own the Shares beneficia F4 · ownership.nature: (Continued From Footnote 3) Platinum Equity is the sole member of Platinum Holdings, and PEIH V Manager and, accordingly, may be deemed to beneficially own the Shares beneficially owned by each of Platinum Holdings and PEIH V Manager. Platinum Equity and Tom Gores, together, hold a controlling interest in PIC LLC and may be deemed to beneficially own the Shares beneficially owned by PIC LLC. Tom Gores is the Chairman and Chief Executive Officer of Platinum Equity and, accordingly, may be deemed to beneficially own the Shares beneficially owned by Platinum Equity. Mr. Gores disclaims beneficial ownership of all the Shares held by each of the entities listed above with respect to which he does not have a pecuniary interest. Because of the relationship discussed above, each Reporting Person may be deemed to beneficially own the Shares reported in this Form 4. F5 · ownership.nature: Pursuant to Rule 16a-1(a)(4) under the Exchange Act, this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities in excess of their respective pecuniary interests. Read SEC document |
| April 01, 2021 Filed Apr 6, 2021 00:09 UTC |
EIN MARKDirector
|
GrantRestricted Stock Unit · Derivative | 13,631 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-21-020218 · ownership.xml · derivative · entry 3 EIN MARK · CIK 0001246840 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,631 Underlying: Common Stock · 13,631 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. F2 · derivative.exercise_date: The restricted stock units will vest on March 31, 2022 and have no expiration date. F2 · derivative.expiration_date: The restricted stock units will vest on March 31, 2022 and have no expiration date. Read SEC document |
| April 01, 2021 Filed Apr 6, 2021 00:09 UTC |
EIN MARKDirector
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PurchaseCommon Stock | 1,000,000 | $5.00 | $5,000,000.00 |
DisclosureSEC source: 0001213900-21-020218 · ownership.xml · nonDerivative · entry 1 EIN MARK · CIK 0001246840 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000,000 Read SEC document |
| April 01, 2021 Filed Apr 5, 2021 20:24 UTC |
Munfa John-PaulDirector
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GrantRestricted Stock Unit · Derivative | 13,631 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-21-020246 · ownership.xml · derivative · entry 1 Munfa John-Paul · CIK 0001635140 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,631 Underlying: Common Stock · 13,631 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. F2 · derivative.exercise_date: The restricted stock units will vest on March 31, 2022 and have no expiration date. F2 · derivative.expiration_date: The restricted stock units will vest on March 31, 2022 and have no expiration date. Read SEC document |
| April 01, 2021 Filed Apr 6, 2021 00:07 UTC |
BADER PAUL TDirector
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GrantRestricted Stock Unit · Derivative | 13,631 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-21-020214 · ownership.xml · derivative · entry 2 BADER PAUL · CIK 0001776138 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,631 Underlying: Common Stock · 13,631 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. F2 · derivative.exercise_date: The restricted stock units will vest on March 31, 2022 and have no expiration date. F2 · derivative.expiration_date: The restricted stock units will vest on March 31, 2022 and have no expiration date. Read SEC document |
| April 01, 2021 Filed Apr 6, 2021 00:07 UTC |
BADER PAUL TDirector
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PurchaseCommon Stock | 25,000 | $5.00 | $125,000.00 |
DisclosureSEC source: 0001213900-21-020214 · ownership.xml · nonDerivative · entry 1 BADER PAUL · CIK 0001776138 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Read SEC document |
| March 18, 2021 Filed Apr 5, 2023 00:43 UTC |
BARRETT RAYMOND TODDChief Accounting Officer
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Exercise / conversionRestricted Stock Unit · Derivative | 1,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-23-027291 · ownership.xml · derivative · entry 9 BARRETT RAYMOND TODD · CIK 0001785100 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 1,667 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. F4 · derivative.exercise_date: The restricted stock units vest in four equal, annual installments beginning on March 18, 2021. F4 · derivative.expiration_date: The restricted stock units vest in four equal, annual installments beginning on March 18, 2021. Read SEC document |
| March 18, 2021 Filed Apr 5, 2023 00:43 UTC |
BARRETT RAYMOND TODDChief Accounting Officer
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Exercise / conversionCommon Stock | 1,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-23-027291 · ownership.xml · nonDerivative · entry 1 BARRETT RAYMOND TODD · CIK 0001785100 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,070 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| June 16, 2020 Filed Jun 18, 2020 16:19 UTC |
Boone Joshua AChief Financial Officer
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PurchaseCommon Stock | 16,900 | $3.78 | $63,882.00 |
DisclosureSEC source: 0001567619-20-012372 · doc1.xml · nonDerivative · entry 1 Boone Joshua A · CIK 0001662876 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 216,900 F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $3.58 to $3.96, inclusive. The Reporting Person undertakes to provide Nesco Holdings, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities & Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein. Read SEC document |
| June 15, 2020 Filed Jun 16, 2020 17:06 UTC |
Boone Joshua AChief Financial Officer
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GrantStock Options · Derivative | 500,000 | $0.00 Strike: $3.49 | $0.00 |
DisclosureSEC source: 0001567619-20-012217 · doc1.xml · derivative · entry 2 Boone Joshua A · CIK 0001662876 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 500,000 Underlying: Common Stock · 500,000 shares Expires 2030-06-15 F2 · derivative.exercise_date: The stock options will vest annually in equal installments over four years, beginning June 15, 2021, subject to continued service with the Company. Read SEC document |
| June 15, 2020 Filed Jun 16, 2020 17:06 UTC |
Boone Joshua AChief Financial Officer
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GrantRestricted Stock Units | 200,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-012217 · doc1.xml · nonDerivative · entry 1 Boone Joshua A · CIK 0001662876 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,000 F1 · price: The restricted stock units (RSUs) will vest annually in equal installments over four years beginning June 15, 2021, subject to continued service with the Company. One half of the RSUs will be considered earned if the Company's 10-day average closing stock price on the New York Stock Exchange ("10-Day Average") equals or exceeds $6.00 per share and the second half of RSUs will be considered earned if the Company's 10-Day Average equals or exceeds $10.00 per share. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.