Last 12 months
Inside the activity.
0 purchase rows · 6 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 4 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 1 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 04, 2019 Filed Mar 5, 2019 14:57 UTC |
ROWLAND LLOYD AGeneral Counsel
|
PurchaseCommon Stock | 9,000 | $10.33 | $92,970.00 |
DisclosureSEC source: 0001567619-19-006113 · doc1.xml · nonDerivative · entry 1 ROWLAND LLOYD A · CIK 0001236395 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,979 Read SEC document |
| January 25, 2019 Filed Jan 29, 2019 18:58 UTC |
ROWLAND LLOYD AGeneral Counsel
|
GrantStock Option (right to buy) · Derivative | 54,900 | $0.00 Strike: $16.85 | $0.00 |
DisclosureSEC source: 0001567619-19-001864 · doc1.xml · derivative · entry 1 ROWLAND LLOYD A · CIK 0001236395 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,900 Underlying: Common Stock · 54,900 shares Expires 2029-01-24 F1 · derivative.exercise_date: 1/48th of the shares subject to the option vest on each monthly anniversary measured from January 1, 2019 (the "Vesting Commencement Date"), such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date, subject to the Reporting Person's continued service to the Issuer through each such date. Read SEC document |
| January 25, 2019 Filed Jan 30, 2019 00:01 UTC |
Kavanaugh William MichaelCSO, Head Res.&Non-Clin. Dev.
|
GrantStock Option (right to buy) · Derivative | 90,000 | $0.00 Strike: $16.85 | $0.00 |
DisclosureSEC source: 0001567619-19-001866 · doc1.xml · derivative · entry 1 Kavanaugh William Michael · CIK 0001578767 · CSO, Head Res.&Non-Clin. Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,000 Underlying: Common Stock · 90,000 shares Expires 2029-01-24 F1 · derivative.exercise_date: 1/48th of the shares subject to the option vest on each monthly anniversary measured from January 1, 2019 (the "Vesting Commencement Date"), such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date, subject to the Reporting Person's continued service to the Issuer through each such date. Read SEC document |
| January 25, 2019 Filed Jan 30, 2019 00:00 UTC |
HUMPHREY RACHELChief Medical Officer
|
GrantStock Option (right to buy) · Derivative | 90,000 | $0.00 Strike: $16.85 | $0.00 |
DisclosureSEC source: 0001567619-19-001865 · doc1.xml · derivative · entry 1 HUMPHREY RACHEL · CIK 0001579781 · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,000 Underlying: Common Stock · 90,000 shares Expires 2029-01-24 F1 · derivative.exercise_date: 1/48th of the shares subject to the option vest on each monthly anniversary measured from January 1, 2019 (the "Vesting Commencement Date"), such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date, subject to the Reporting Person's continued service to the Issuer through each such date. Read SEC document |
| January 25, 2019 Filed Jan 29, 2019 23:57 UTC |
RAY DEBANJANChief Financial Officer
|
GrantStock Option (right to buy) · Derivative | 90,000 | $0.00 Strike: $16.85 | $0.00 |
DisclosureSEC source: 0001567619-19-001863 · doc1.xml · derivative · entry 1 RAY DEBANJAN · CIK 0001706863 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,000 Underlying: Common Stock · 90,000 shares Expires 2029-01-24 F1 · derivative.exercise_date: 1/48th of the shares subject to the option vest on each monthly anniversary measured from January 1, 2019 (the "Vesting Commencement Date"), such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date, subject to the Reporting Person's continued service to the Issuer through each such date. Read SEC document |
| January 25, 2019 Filed Jan 29, 2019 23:56 UTC |
McCarthy Sean A.Director · President and CEO
|
GrantStock Option (right to buy) · Derivative | 300,000 | $0.00 Strike: $16.85 | $0.00 |
DisclosureSEC source: 0001567619-19-001862 · doc1.xml · derivative · entry 1 McCarthy Sean A. · CIK 0001654058 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,000 Underlying: Common Stock · 300,000 shares Expires 2029-01-24 F1 · derivative.exercise_date: 1/48th of the shares subject to the option vest on each monthly anniversary measured from January 1, 2019 (the "Vesting Commencement Date"), such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date, subject to the Reporting Person's continued service to the Issuer through each such date. Read SEC document |
| December 20, 2018 Filed Dec 27, 2018 17:42 UTC |
Meyers James RDirector
|
GrantStock Option (right to buy) · Derivative | 28,000 | $0.00 Strike: $14.04 | $0.00 |
DisclosureSEC source: 0001567619-18-008731 · doc1.xml · derivative · entry 1 Meyers James R · CIK 0001387521 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,000 Underlying: Common Stock · 28,000 shares Expires 2028-12-19 F1 · derivative.exercise_date: 1/36th of the shares subject to the option vest on each monthly anniversary measured from December 20, 2018 (the "Vesting Commencement Date"), such that 100% of the shares subject to the option will be fully vested and exercisable on the third anniversary of the Vesting Commencement Date, subject to the Reporting Person's continued service to the Issuer through each such date. Read SEC document |
| December 12, 2018 Filed Dec 14, 2018 20:23 UTC |
RAY DEBANJANChief Financial Officer
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 3,000 | $0.00 Strike: $1.45 | $0.00 |
DisclosureSEC source: 0001567619-18-008005 · doc1.xml · derivative · entry 3 RAY DEBANJAN · CIK 0001706863 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,220 Underlying: Common Stock · 3,000 shares Expires 2024-02-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported herein were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F2 · derivative.exercise_date: 100% of the shares subject to the option are fully vested and exercisable. Read SEC document |
| December 12, 2018 Filed Dec 14, 2018 20:23 UTC |
RAY DEBANJANChief Financial Officer
|
SaleCommon Stock | 3,000 | $15.00 | $45,000.00 |
DisclosureSEC source: 0001567619-18-008005 · doc1.xml · nonDerivative · entry 2 RAY DEBANJAN · CIK 0001706863 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,928 F1 · kind: The transactions reported herein were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. Read SEC document |
| December 12, 2018 Filed Dec 14, 2018 20:23 UTC |
RAY DEBANJANChief Financial Officer
|
Exercise / conversionCommon Stock | 3,000 | $1.45 | $4,346.70 |
DisclosureSEC source: 0001567619-18-008005 · doc1.xml · nonDerivative · entry 1 RAY DEBANJAN · CIK 0001706863 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,928 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported herein were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. Read SEC document |
| November 30, 2018 Filed Dec 6, 2018 13:55 UTC |
ROWLAND LLOYD AGeneral Counsel
|
GrantCommon Stock | 979 | $11.73 | $11,483.67 |
DisclosureSEC source: 0001567619-18-007414 · doc1.xml · nonDerivative · entry 1 ROWLAND LLOYD A · CIK 0001236395 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 979 F1 · kind: 979 shares were acquired pursuant to the Issuer's Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c). Read SEC document |
| November 30, 2018 Filed Dec 6, 2018 18:57 UTC |
McCarthy Sean A.Director · President and CEO
|
GrantCommon Stock | 468 | $11.73 | $5,489.64 |
DisclosureSEC source: 0001567619-18-007415 · doc1.xml · nonDerivative · entry 1 McCarthy Sean A. · CIK 0001654058 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,531 F1 · kind: 468 shares were acquired pursuant to the Issuer's Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c). Read SEC document |
| November 02, 2018 Filed Nov 5, 2018 21:14 UTC |
McCarthy Sean A.Director · President and CEO
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 1,156 | $0.00 Strike: $1.57 | $0.00 |
DisclosureSEC source: 0001567619-18-005081 · doc1.xml · derivative · entry 7 McCarthy Sean A. · CIK 0001654058 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,071 Underlying: Common Stock · 1,156 shares Expires 2025-02-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported herein were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F2 · derivative.exercise_date: This option vests in 48 substantially equal monthly installments starting on the last day of January 2015. Read SEC document |
| November 02, 2018 Filed Nov 5, 2018 21:14 UTC |
McCarthy Sean A.Director · President and CEO
|
SaleCommon Stock | 1,156 | $15.01 | $17,348.09 |
DisclosureSEC source: 0001567619-18-005081 · doc1.xml · nonDerivative · entry 5 McCarthy Sean A. · CIK 0001654058 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,063 F1 · kind: The transactions reported herein were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F3 · price: This transaction was executed in multiple trades in prices ranging from $15.00 to $15.02, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. Read SEC document |
| November 02, 2018 Filed Nov 5, 2018 21:14 UTC |
McCarthy Sean A.Director · President and CEO
|
Exercise / conversionCommon Stock | 1,156 | $1.57 | $1,820.58 |
DisclosureSEC source: 0001567619-18-005081 · doc1.xml · nonDerivative · entry 4 McCarthy Sean A. · CIK 0001654058 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,219 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported herein were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. Read SEC document |
| November 01, 2018 Filed Nov 5, 2018 21:15 UTC |
RAY DEBANJANChief Financial Officer
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 3,000 | $0.00 Strike: $1.45 | $0.00 |
DisclosureSEC source: 0001567619-18-005082 · doc1.xml · derivative · entry 3 RAY DEBANJAN · CIK 0001706863 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,220 Underlying: Common Stock · 3,000 shares Expires 2024-02-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported herein were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F2 · derivative.exercise_date: 100% of the shares subject to the option are fully vested and exercisable. Read SEC document |
| November 01, 2018 Filed Nov 5, 2018 21:15 UTC |
RAY DEBANJANChief Financial Officer
|
SaleCommon Stock | 3,000 | $15.00 | $45,000.00 |
DisclosureSEC source: 0001567619-18-005082 · doc1.xml · nonDerivative · entry 2 RAY DEBANJAN · CIK 0001706863 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,928 F1 · kind: The transactions reported herein were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. Read SEC document |
| November 01, 2018 Filed Nov 5, 2018 21:15 UTC |
RAY DEBANJANChief Financial Officer
|
Exercise / conversionCommon Stock | 3,000 | $1.45 | $4,346.70 |
DisclosureSEC source: 0001567619-18-005082 · doc1.xml · nonDerivative · entry 1 RAY DEBANJAN · CIK 0001706863 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,928 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported herein were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. Read SEC document |
| November 01, 2018 Filed Nov 5, 2018 21:14 UTC |
McCarthy Sean A.Director · President and CEO
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 5,370 | $0.00 Strike: $1.57 | $0.00 |
DisclosureSEC source: 0001567619-18-005081 · doc1.xml · derivative · entry 6 McCarthy Sean A. · CIK 0001654058 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,227 Underlying: Common Stock · 5,370 shares Expires 2025-02-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported herein were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F2 · derivative.exercise_date: This option vests in 48 substantially equal monthly installments starting on the last day of January 2015. Read SEC document |
| November 01, 2018 Filed Nov 5, 2018 21:14 UTC |
McCarthy Sean A.Director · President and CEO
|
SaleCommon Stock | 5,270 | $15.00 | $79,050.00 |
DisclosureSEC source: 0001567619-18-005081 · doc1.xml · nonDerivative · entry 3 McCarthy Sean A. · CIK 0001654058 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,063 F1 · kind: The transactions reported herein were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. Read SEC document |
| November 01, 2018 Filed Nov 5, 2018 21:14 UTC |
McCarthy Sean A.Director · President and CEO
|
SaleCommon Stock | 100 | $15.01 | $1,500.50 |
DisclosureSEC source: 0001567619-18-005081 · doc1.xml · nonDerivative · entry 2 McCarthy Sean A. · CIK 0001654058 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,333 F1 · kind: The transactions reported herein were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. Read SEC document |
| November 01, 2018 Filed Nov 5, 2018 21:14 UTC |
McCarthy Sean A.Director · President and CEO
|
Exercise / conversionCommon Stock | 5,370 | $1.57 | $8,457.21 |
DisclosureSEC source: 0001567619-18-005081 · doc1.xml · nonDerivative · entry 1 McCarthy Sean A. · CIK 0001654058 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,433 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported herein were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. Read SEC document |
| October 01, 2018 Filed Oct 2, 2018 19:18 UTC |
RAY DEBANJANChief Financial Officer
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 3,000 | $0.00 Strike: $1.45 | $0.00 |
DisclosureSEC source: 0001567619-18-003477 · doc1.xml · derivative · entry 3 RAY DEBANJAN · CIK 0001706863 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,220 Underlying: Common Stock · 3,000 shares Expires 2024-02-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The sale was effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F2 · derivative.exercise_date: 100% of the shares subject to the option are fully vested and exercisable. Read SEC document |
| October 01, 2018 Filed Oct 2, 2018 19:18 UTC |
RAY DEBANJANChief Financial Officer
|
SaleCommon Stock | 3,000 | $18.46 | $55,380.00 |
DisclosureSEC source: 0001567619-18-003477 · doc1.xml · nonDerivative · entry 2 RAY DEBANJAN · CIK 0001706863 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,928 F1 · kind: The sale was effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. Read SEC document |
| October 01, 2018 Filed Oct 2, 2018 19:18 UTC |
RAY DEBANJANChief Financial Officer
|
Exercise / conversionCommon Stock | 3,000 | $1.45 | $4,346.70 |
DisclosureSEC source: 0001567619-18-003477 · doc1.xml · nonDerivative · entry 1 RAY DEBANJAN · CIK 0001706863 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,928 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The sale was effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. Read SEC document |
| September 04, 2018 Filed Sep 6, 2018 23:18 UTC |
RAY DEBANJANChief Financial Officer
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 3,000 | $0.00 Strike: $1.45 | $0.00 |
DisclosureSEC source: 0001567619-18-002232 · doc1.xml · derivative · entry 3 RAY DEBANJAN · CIK 0001706863 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,220 Underlying: Common Stock · 3,000 shares Expires 2024-02-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The sale was effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F2 · derivative.exercise_date: 100% of the shares subject to the option are fully vested and exercisable. Read SEC document |
| September 04, 2018 Filed Sep 6, 2018 23:18 UTC |
RAY DEBANJANChief Financial Officer
|
SaleCommon Stock | 3,000 | $22.39 | $67,170.00 |
DisclosureSEC source: 0001567619-18-002232 · doc1.xml · nonDerivative · entry 2 RAY DEBANJAN · CIK 0001706863 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,928 F1 · kind: The sale was effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. Read SEC document |
| September 04, 2018 Filed Sep 6, 2018 23:18 UTC |
RAY DEBANJANChief Financial Officer
|
Exercise / conversionCommon Stock | 3,000 | $1.45 | $4,346.70 |
DisclosureSEC source: 0001567619-18-002232 · doc1.xml · nonDerivative · entry 1 RAY DEBANJAN · CIK 0001706863 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,928 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The sale was effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. Read SEC document |
| September 04, 2018 Filed Sep 6, 2018 23:14 UTC |
McCarthy Sean A.Director · President and CEO
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 13,052 | $0.00 Strike: $1.57 | $0.00 |
DisclosureSEC source: 0001567619-18-002231 · doc1.xml · derivative · entry 3 McCarthy Sean A. · CIK 0001654058 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142,597 Underlying: Common Stock · 13,052 shares Expires 2025-02-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported herein were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F3 · derivative.exercise_date: This option vests in 48 substantially equal monthly installments starting on the last day of January 2015. Read SEC document |
| September 04, 2018 Filed Sep 6, 2018 23:14 UTC |
McCarthy Sean A.Director · President and CEO
|
SaleCommon Stock | 13,052 | $21.86 | $285,342.82 |
DisclosureSEC source: 0001567619-18-002231 · doc1.xml · nonDerivative · entry 2 McCarthy Sean A. · CIK 0001654058 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,063 F1 · kind: The transactions reported herein were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F2 · price: This transaction was executed in multiple trades in prices ranging from $21.65 to $22.39, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. Read SEC document |
| September 04, 2018 Filed Sep 6, 2018 23:14 UTC |
McCarthy Sean A.Director · President and CEO
|
Exercise / conversionCommon Stock | 13,052 | $1.57 | $20,555.59 |
DisclosureSEC source: 0001567619-18-002231 · doc1.xml · nonDerivative · entry 1 McCarthy Sean A. · CIK 0001654058 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,115 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported herein were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. Read SEC document |
| August 01, 2018 Filed Aug 3, 2018 00:55 UTC |
RAY DEBANJANChief Financial Officer
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 290 | $0.00 Strike: $1.45 | $0.00 |
DisclosureSEC source: 0001140361-18-035277 · doc1.xml · derivative · entry 5 RAY DEBANJAN · CIK 0001706863 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,220 Underlying: Common Stock · 290 shares Expires 2024-02-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The sale was effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F2 · derivative.exercise_date: 100% of the shares subject to the option are fully vested and exercisable. Read SEC document |
| August 01, 2018 Filed Aug 3, 2018 00:55 UTC |
RAY DEBANJANChief Financial Officer
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 2,710 | $0.00 Strike: $1.26 | $0.00 |
DisclosureSEC source: 0001140361-18-035277 · doc1.xml · derivative · entry 4 RAY DEBANJAN · CIK 0001706863 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,710 shares Expires 2023-12-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The sale was effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F2 · derivative.exercise_date: 100% of the shares subject to the option are fully vested and exercisable. Read SEC document |
| August 01, 2018 Filed Aug 3, 2018 00:55 UTC |
RAY DEBANJANChief Financial Officer
|
SaleCommon Stock | 3,000 | $26.05 | $78,150.00 |
DisclosureSEC source: 0001140361-18-035277 · doc1.xml · nonDerivative · entry 3 RAY DEBANJAN · CIK 0001706863 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,928 F1 · kind: The sale was effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. Read SEC document |
| August 01, 2018 Filed Aug 3, 2018 00:55 UTC |
RAY DEBANJANChief Financial Officer
|
Exercise / conversionCommon Stock | 290 | $1.45 | $420.18 |
DisclosureSEC source: 0001140361-18-035277 · doc1.xml · nonDerivative · entry 2 RAY DEBANJAN · CIK 0001706863 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,928 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The sale was effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. Read SEC document |
| August 01, 2018 Filed Aug 3, 2018 00:55 UTC |
RAY DEBANJANChief Financial Officer
|
Exercise / conversionCommon Stock | 2,710 | $1.26 | $3,414.33 |
DisclosureSEC source: 0001140361-18-035277 · doc1.xml · nonDerivative · entry 1 RAY DEBANJAN · CIK 0001706863 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,638 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The sale was effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. Read SEC document |
| July 05, 2018 Filed Jul 9, 2018 22:15 UTC |
McCarthy Sean A.Director · President and CEO
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 4,497 | $0.00 Strike: $1.57 | $0.00 |
DisclosureSEC source: 0001140361-18-031945 · doc1.xml · derivative · entry 3 McCarthy Sean A. · CIK 0001654058 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,649 Underlying: Common Stock · 4,497 shares Expires 2025-02-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported herein were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F3 · derivative.exercise_date: This option vests in 48 substantially equal monthly installments starting on the last day of January 2015. Read SEC document |
| July 05, 2018 Filed Jul 9, 2018 22:15 UTC |
McCarthy Sean A.Director · President and CEO
|
SaleCommon Stock | 4,497 | $25.06 | $112,688.52 |
DisclosureSEC source: 0001140361-18-031945 · doc1.xml · nonDerivative · entry 2 McCarthy Sean A. · CIK 0001654058 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,063 F1 · kind: The transactions reported herein were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F2 · price: This transaction was executed in multiple trades in prices ranging from $25.00 to $25.23, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. Read SEC document |
| July 05, 2018 Filed Jul 9, 2018 22:15 UTC |
McCarthy Sean A.Director · President and CEO
|
Exercise / conversionCommon Stock | 4,497 | $1.57 | $7,082.33 |
DisclosureSEC source: 0001140361-18-031945 · doc1.xml · nonDerivative · entry 1 McCarthy Sean A. · CIK 0001654058 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,560 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported herein were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. Read SEC document |
| July 03, 2018 Filed Jul 6, 2018 22:52 UTC |
McCarthy Sean A.Director · President and CEO
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 2,028 | $0.00 Strike: $1.57 | $0.00 |
DisclosureSEC source: 0001140361-18-031810 · doc1.xml · derivative · entry 3 McCarthy Sean A. · CIK 0001654058 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 160,146 Underlying: Common Stock · 2,028 shares Expires 2025-02-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported herein were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F3 · derivative.exercise_date: This option vests in 48 substantially equal monthly installments starting on the last day of January 2015. Read SEC document |
| July 03, 2018 Filed Jul 6, 2018 22:52 UTC |
McCarthy Sean A.Director · President and CEO
|
SaleCommon Stock | 2,028 | $25.09 | $50,880.49 |
DisclosureSEC source: 0001140361-18-031810 · doc1.xml · nonDerivative · entry 2 McCarthy Sean A. · CIK 0001654058 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,063 F1 · kind: The transactions reported herein were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F2 · price: This transaction was executed in multiple trades in prices ranging from $25.00 to $25.21, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. Read SEC document |
| July 03, 2018 Filed Jul 6, 2018 22:52 UTC |
McCarthy Sean A.Director · President and CEO
|
Exercise / conversionCommon Stock | 2,028 | $1.57 | $3,193.90 |
DisclosureSEC source: 0001140361-18-031810 · doc1.xml · nonDerivative · entry 1 McCarthy Sean A. · CIK 0001654058 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,091 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported herein were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. Read SEC document |
| July 02, 2018 Filed Jul 3, 2018 22:50 UTC |
McCarthy Sean A.Director · President and CEO
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 13,052 | $0.00 Strike: $1.57 | $0.00 |
DisclosureSEC source: 0001140361-18-031327 · doc1.xml · derivative · entry 3 McCarthy Sean A. · CIK 0001654058 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 162,174 Underlying: Common Stock · 13,052 shares Expires 2025-02-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported herein were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F4 · derivative.exercise_date: This option vests in 48 substantially equal monthly installments starting on the last day of January 2015. Read SEC document |
| July 02, 2018 Filed Jul 3, 2018 22:50 UTC |
McCarthy Sean A.Director · President and CEO
|
SaleCommon Stock | 13,052 | $23.42 | $305,707.86 |
DisclosureSEC source: 0001140361-18-031327 · doc1.xml · nonDerivative · entry 2 McCarthy Sean A. · CIK 0001654058 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,063 F1 · kind: The transactions reported herein were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F3 · price: This transaction was executed in multiple trades in prices ranging from $22.56 to $23.68, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F2 · balance_after: Share numbers reflect the transfer of (i) 77,118 shares to the reporting person and (ii) 77,119 shares to the reporting person's ex-wife, from McCarthy Family Trust dated August 9, 2001, Sean A. McCarthy and Jeanette J. McCarthy, Trustees, pursuant to a domestic relations order. Read SEC document |
| July 02, 2018 Filed Jul 3, 2018 22:50 UTC |
McCarthy Sean A.Director · President and CEO
|
Exercise / conversionCommon Stock | 13,052 | $1.57 | $20,555.59 |
DisclosureSEC source: 0001140361-18-031327 · doc1.xml · nonDerivative · entry 1 McCarthy Sean A. · CIK 0001654058 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,115 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported herein were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F2 · balance_after: Share numbers reflect the transfer of (i) 77,118 shares to the reporting person and (ii) 77,119 shares to the reporting person's ex-wife, from McCarthy Family Trust dated August 9, 2001, Sean A. McCarthy and Jeanette J. McCarthy, Trustees, pursuant to a domestic relations order. Read SEC document |
| July 02, 2018 Filed Jul 3, 2018 22:51 UTC |
RAY DEBANJANChief Financial Officer
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 3,000 | $0.00 Strike: $1.26 | $0.00 |
DisclosureSEC source: 0001140361-18-031328 · doc1.xml · derivative · entry 3 RAY DEBANJAN · CIK 0001706863 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,710 Underlying: Common Stock · 3,000 shares Expires 2023-12-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The sale was effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F2 · derivative.exercise_date: 100% of the shares subject to the option are fully vested and exercisable. Read SEC document |
| July 02, 2018 Filed Jul 3, 2018 22:51 UTC |
RAY DEBANJANChief Financial Officer
|
SaleCommon Stock | 3,000 | $22.56 | $67,680.00 |
DisclosureSEC source: 0001140361-18-031328 · doc1.xml · nonDerivative · entry 2 RAY DEBANJAN · CIK 0001706863 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,928 F1 · kind: The sale was effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. Read SEC document |
| July 02, 2018 Filed Jul 3, 2018 22:51 UTC |
RAY DEBANJANChief Financial Officer
|
Exercise / conversionCommon Stock | 3,000 | $1.26 | $3,779.70 |
DisclosureSEC source: 0001140361-18-031328 · doc1.xml · nonDerivative · entry 1 RAY DEBANJAN · CIK 0001706863 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,928 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The sale was effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. Read SEC document |
| June 13, 2018 Filed Jun 15, 2018 17:51 UTC |
Huh HoyoungDirector
|
GrantStock Option (Right to Buy) · Derivative | 14,000 | $0.00 Strike: $25.25 | $0.00 |
DisclosureSEC source: 0000899243-18-016823 · doc4.xml · derivative · entry 1 Huh Hoyoung · CIK 0001401267 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,000 Underlying: Common Stock · 14,000 shares Expires 2028-06-12 F1 · derivative.exercise_date: The underlying shares subject to the option vest and become exercisable as to 100% of the total number of shares subject to the option on the earlier of (i) the first anniversary of the grant date or (ii) the date of the 2019 Annual Meeting of the Issuer's stockholders, assuming continuous service as a director until such vesting date. Read SEC document |
| June 13, 2018 Filed Jun 15, 2018 17:47 UTC |
SCARLETT JOHN ADirector
|
GrantStock Option (Right to Buy) · Derivative | 14,000 | $0.00 Strike: $25.25 | $0.00 |
DisclosureSEC source: 0000899243-18-016814 · doc4.xml · derivative · entry 1 SCARLETT JOHN A · CIK 0001270928 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,000 Underlying: Common Stock · 14,000 shares Expires 2028-06-12 F1 · derivative.exercise_date: The underlying shares subject to the option vest and become exercisable as to 100% of the total number of shares subject to the option on the earlier of (i) the first anniversary of the grant date or (ii) the date of the 2019 Annual Meeting of the Issuer's stockholders, assuming continuous service as a director until such vesting date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.