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Nasdaq · USD

CTMX

CytomX Therapeutics, Inc.

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5124
SEC CIK
0001501989
Parsed reports
342

Last 12 months

Inside the activity.

0 purchase rows · 6 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 202600
Mar 202604
Apr 202600
May 202600
Jun 202601
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 03, 2026 Filed Aug 5, 2026 23:33 UTC
Carvajal AlejandraChief Legal Officer
GrantStock Option (Right to Buy) · Derivative 450,000 $0.00 Strike: $3.17 $0.00
Disclosure

SEC source: 0001610717-26-000351 · form4.xml · derivative · entry 2

Carvajal Alejandra · CIK 0001645755 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 450,000

Underlying: Common Stock · 450,000 shares

Expires 2036-08-02

F3 · derivative.exercise_date: 25% of the shares subject to the option vest on the one-year anniversary measured from August 3, 2026 (the "Vesting Commencement Date"), and 1/48 monthly thereafter such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date, subject to the Reporting Person's continued service to the Issuer through each such date.

Read SEC document
August 03, 2026 Filed Aug 5, 2026 23:33 UTC
Carvajal AlejandraChief Legal Officer
GrantCommon Stock 100,000 $0.00 $0.00
Disclosure

SEC source: 0001610717-26-000351 · form4.xml · nonDerivative · entry 1

Carvajal Alejandra · CIK 0001645755 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,000

F1 · shares: Constitute restricted stock units ("RSUs") for which the Reporting Person is entitled to receive one (1) share of Common Stock for each RSU upon vesting. 25% of the RSUs vest annually on September 15 of each year, with the first 25% vesting on September 15, 2027, subject to the Reporting Person's continued service to the Issuer through each such date.

F2 · balance_after: Includes 100,000 RSUs.

Read SEC document
July 24, 2026 Filed Jul 30, 2026 21:07 UTC GrantStock Option (Right to Buy) · Derivative 118,000 $0.00 Strike: $3.24 $0.00
Disclosure

SEC source: 0001610717-26-000345 · form4.xml · derivative · entry 1

Fuchs Charles S. · CIK 0001719576 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 118,000

Underlying: Common Stock · 118,000 shares

Expires 2036-07-23

F1 · derivative.exercise_date: 1/36th of the shares subject to the option vest on each monthly anniversary measured from July 24, 2026 (the "Vesting Commencement Date"), such that 100% of the shares subject to the option will be fully vested and exercisable on the third anniversary of the Vesting Commencement Date, subject to the Reporting Person's continued service to the Issuer through each such date.

Read SEC document
June 17, 2026 Filed Jun 22, 2026 20:47 UTC GrantStock Option (Right to Buy) · Derivative 59,000 $0.00 Strike: $2.96 $0.00
Disclosure

SEC source: 0001610717-26-000275 · form4.xml · derivative · entry 1

Ashworth Alan · CIK 0001886426 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 59,000

Underlying: Common Stock · 59,000 shares

Expires 2036-06-16

F1 · derivative.exercise_date: 100% of the shares subject to the option shall vest in full on the earlier of (i) the first anniversary of the grant date or (ii) the date of the 2027 Annual Meeting of the Issuer's stockholders, assuming continuous service as a director until such vesting date.

Read SEC document
June 17, 2026 Filed Jun 22, 2026 20:45 UTC GrantStock Option (Right to Buy) · Derivative 59,000 $0.00 Strike: $2.96 $0.00
Disclosure

SEC source: 0001610717-26-000274 · form4.xml · derivative · entry 1

Jones Elaine V · CIK 0001296907 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 59,000

Underlying: Common Stock · 59,000 shares

Expires 2036-06-16

F1 · derivative.exercise_date: 100% of the shares subject to the option shall vest in full on the earlier of (i) the first anniversary of the grant date or (ii) the date of the 2027 Annual Meeting of the Issuer's stockholders, assuming continuous service as a director until such vesting date.

Read SEC document
June 17, 2026 Filed Jun 22, 2026 20:49 UTC GrantStock Option (Right to Buy) · Derivative 59,000 $0.00 Strike: $2.96 $0.00
Disclosure

SEC source: 0001610717-26-000277 · form4.xml · derivative · entry 1

Meyers James R · CIK 0001387521 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 59,000

Underlying: Common Stock · 59,000 shares

Expires 2036-06-16

F1 · derivative.exercise_date: 100% of the shares subject to the option shall vest in full on the earlier of (i) the first anniversary of the grant date or (ii) the date of the 2027 Annual Meeting of the Issuer's stockholders, assuming continuous service as a director until such vesting date.

Read SEC document
June 17, 2026 Filed Jun 22, 2026 20:52 UTC GrantStock Option (Right to Buy) · Derivative 59,000 $0.00 Strike: $2.96 $0.00
Disclosure

SEC source: 0001610717-26-000279 · form4.xml · derivative · entry 1

Young Matthew P. · CIK 0001601583 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 59,000

Underlying: Common Stock · 59,000 shares

Expires 2036-06-16

F1 · derivative.exercise_date: 100% of the shares subject to the option shall vest in full on the earlier of (i) the first anniversary of the grant date or (ii) the date of the 2027 Annual Meeting of the Issuer's stockholders, assuming continuous service as a director until such vesting date.

Read SEC document
June 17, 2026 Filed Jun 22, 2026 20:53 UTC
Su ZhenDirector
GrantStock Option (Right to Buy) · Derivative 59,000 $0.00 Strike: $2.96 $0.00
Disclosure

SEC source: 0001610717-26-000280 · form4.xml · derivative · entry 1

Su Zhen · CIK 0001991642 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 59,000

Underlying: Common Stock · 59,000 shares

Expires 2036-06-16

F1 · derivative.exercise_date: 100% of the shares subject to the option shall vest in full on the earlier of (i) the first anniversary of the grant date or (ii) the date of the 2027 Annual Meeting of the Issuer's stockholders, assuming continuous service as a director until such vesting date.

Read SEC document
June 17, 2026 Filed Jun 22, 2026 20:48 UTC GrantStock Option (Right to Buy) · Derivative 59,000 $0.00 Strike: $2.96 $0.00
Disclosure

SEC source: 0001610717-26-000276 · form4.xml · derivative · entry 1

Gilbert Halley E · CIK 0001601360 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 59,000

Underlying: Common Stock · 59,000 shares

Expires 2036-06-16

F1 · derivative.exercise_date: 100% of the shares subject to the option shall vest in full on the earlier of (i) the first anniversary of the grant date or (ii) the date of the 2027 Annual Meeting of the Issuer's stockholders, assuming continuous service as a director until such vesting date.

Read SEC document
June 17, 2026 Filed Jun 22, 2026 20:50 UTC GrantStock Option (Right to Buy) · Derivative 59,000 $0.00 Strike: $2.96 $0.00
Disclosure

SEC source: 0001610717-26-000278 · form4.xml · derivative · entry 1

Mohindru Mani · CIK 0001664708 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 59,000

Underlying: Common Stock · 59,000 shares

Expires 2036-06-16

F1 · derivative.exercise_date: 100% of the shares subject to the option shall vest in full on the earlier of (i) the first anniversary of the grant date or (ii) the date of the 2027 Annual Meeting of the Issuer's stockholders, assuming continuous service as a director until such vesting date.

Read SEC document
June 15, 2026 Filed Jun 17, 2026 22:38 UTC
Ogden ChristopherChief Financial Officer
SaleCommon Stock 1,624 $3.05 $4,953.20
Disclosure

SEC source: 0001610717-26-000229 · form4.xml · nonDerivative · entry 1

Ogden Christopher · CIK 0001914523 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 295,324

F1 · kind: The shares were sold solely to satisfy tax or other government withholding obligations in connection with the vesting of restricted stock units ("RSUs").

F2 · balance_after: Includes 167,249 RSUs.

Read SEC document
March 17, 2026 Filed Mar 19, 2026 18:25 UTC
BELVIN MARCIASVP, Chief Scientific Officer
SaleCommon Stock 31,492 $6.42 $202,273.12
Disclosure

SEC source: 0001610717-26-000123 · form4.xml · nonDerivative · entry 1

BELVIN MARCIA · CIK 0001970752 · SVP, Chief Scientific Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 300,760

F1 · kind: The shares were sold solely to satisfy tax or other government withholding obligations in connection with the vesting of restricted stock units ("RSUs").

F2 · balance_after: Includes 135,833 RSUs.

Read SEC document
March 17, 2026 Filed Mar 19, 2026 18:41 UTC
Chu Yu-WayeChief Medical Officer
SaleCommon Stock 21,279 $6.42 $136,675.02
Disclosure

SEC source: 0001610717-26-000125 · form4.xml · nonDerivative · entry 1

Chu Yu-Waye · CIK 0001854586 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 189,446

F1 · kind: The shares were sold solely to satisfy tax or other government withholding obligations in connection with the vesting of restricted stock units ("RSUs").

F2 · balance_after: Includes 149,833 RSUs.

Read SEC document
March 17, 2026 Filed Mar 19, 2026 22:35 UTC
McCarthy Sean A.Director · CEO
SaleCommon Stock 118,969 $6.42 $764,137.89
Disclosure

SEC source: 0001610717-26-000124 · form4.xml · nonDerivative · entry 1

McCarthy Sean A. · CIK 0001654058 · Director · CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,078,922

F1 · kind: The shares were sold solely to satisfy tax or other government withholding obligations in connection with the vesting of restricted stock units ("RSUs").

F2 · balance_after: Includes 457,500 RSUs.

Read SEC document
March 17, 2026 Filed Mar 19, 2026 22:21 UTC
Ogden ChristopherChief Financial Officer
SaleCommon Stock 19,323 $6.42 $124,111.63
Disclosure

SEC source: 0001610717-26-000122 · form4.xml · nonDerivative · entry 1

Ogden Christopher · CIK 0001914523 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 296,948

F1 · kind: The shares were sold solely to satisfy tax or other government withholding obligations in connection with the vesting of restricted stock units ("RSUs").

F2 · balance_after: Includes 173,082 RSUs.

Read SEC document
February 02, 2026 Filed Feb 4, 2026 16:28 UTC
Lester RachaelChief Business Officer
GrantPerformance Stock Units (PSUs) · Derivative 50,000 $0.00 $0.00
Disclosure

SEC source: 0001610717-26-000043 · form4.xml · derivative · entry 3

Lester Rachael · CIK 0002094324 · Chief Business Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires not disclosed

F4 · derivative.exercise_price: Each Performance Stock Unit ("PSU") represents a contingent right to receive one (1) share of Common Stock upon vesting. 1/3 of the PSUs vest upon the achievement of each of three clinical milestones, subject to the Reporting Person continuing as a service provider through each such date.

F4 · derivative.exercise_date: Each Performance Stock Unit ("PSU") represents a contingent right to receive one (1) share of Common Stock upon vesting. 1/3 of the PSUs vest upon the achievement of each of three clinical milestones, subject to the Reporting Person continuing as a service provider through each such date.

F4 · derivative.expiration_date: Each Performance Stock Unit ("PSU") represents a contingent right to receive one (1) share of Common Stock upon vesting. 1/3 of the PSUs vest upon the achievement of each of three clinical milestones, subject to the Reporting Person continuing as a service provider through each such date.

Read SEC document
February 02, 2026 Filed Feb 4, 2026 16:28 UTC
Lester RachaelChief Business Officer
GrantStock Option (Right to Buy) · Derivative 50,000 $0.00 Strike: $6.09 $0.00
Disclosure

SEC source: 0001610717-26-000043 · form4.xml · derivative · entry 2

Lester Rachael · CIK 0002094324 · Chief Business Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2036-02-01

F3 · derivative.exercise_date: 1/48th of the shares subject to the option vest on each monthly anniversary measured from February 2, 2026 (the "Vesting Commencement Date"), such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date, subject to the Reporting Person's continued service to the Issuer through each such date.

Read SEC document
February 02, 2026 Filed Feb 4, 2026 16:28 UTC
Lester RachaelChief Business Officer
GrantCommon Stock 20,000 $0.00 $0.00
Disclosure

SEC source: 0001610717-26-000043 · form4.xml · nonDerivative · entry 1

Lester Rachael · CIK 0002094324 · Chief Business Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,000

F1 · shares: Constitute restricted stock units ("RSUs") for which the Reporting Person is entitled to receive one (1) share of Common Stock for each RSU upon vesting. 1/3rd of the RSUs vest annually on March 15 of each year, with the first 1/3rd vesting on March 15, 2027, subject to the Reporting Person continuing as a service provider through each such date.

F2 · balance_after: Includes 20,000 RSUs.

Read SEC document
February 02, 2026 Filed Feb 4, 2026 16:25 UTC
BELVIN MARCIASVP, Chief Scientific Officer
GrantStock Option (Right to Buy) · Derivative 250,000 $0.00 Strike: $6.09 $0.00
Disclosure

SEC source: 0001610717-26-000041 · form4.xml · derivative · entry 2

BELVIN MARCIA · CIK 0001970752 · SVP, Chief Scientific Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 250,000

Underlying: Common Stock · 250,000 shares

Expires 2036-02-01

F3 · derivative.exercise_date: 1/48th of the shares subject to the option vest on each monthly anniversary measured from February 2, 2026 (the "Vesting Commencement Date"), such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date, subject to the Reporting Person's continued service to the Issuer through each such date.

Read SEC document
February 02, 2026 Filed Feb 4, 2026 16:25 UTC
BELVIN MARCIASVP, Chief Scientific Officer
GrantCommon Stock 60,000 $0.00 $0.00
Disclosure

SEC source: 0001610717-26-000041 · form4.xml · nonDerivative · entry 1

BELVIN MARCIA · CIK 0001970752 · SVP, Chief Scientific Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 332,252

F1 · shares: Constitute restricted stock units ("RSUs") for which the Reporting Person is entitled to receive one (1) share of Common Stock for each RSU upon vesting. 1/3rd of the RSUs vest annually on March 15 of each year, with the first 1/3rd vesting on March 15, 2027, subject to the Reporting Person continuing as a service provider through each such date.

F2 · balance_after: Includes 218,958 RSUs.

Read SEC document
February 02, 2026 Filed Feb 4, 2026 16:27 UTC
Chu Yu-WayeChief Medical Officer
GrantStock Option (Right to Buy) · Derivative 300,000 $0.00 Strike: $6.09 $0.00
Disclosure

SEC source: 0001610717-26-000042 · form4.xml · derivative · entry 2

Chu Yu-Waye · CIK 0001854586 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 300,000

Underlying: Common Stock · 300,000 shares

Expires 2036-02-01

F3 · derivative.exercise_date: 1/48th of the shares subject to the option vest on each monthly anniversary measured from February 2, 2026 (the "Vesting Commencement Date"), such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date, subject to the Reporting Person's continued service to the Issuer through each such date.

Read SEC document
February 02, 2026 Filed Feb 4, 2026 16:27 UTC
Chu Yu-WayeChief Medical Officer
GrantCommon Stock 75,000 $0.00 $0.00
Disclosure

SEC source: 0001610717-26-000042 · form4.xml · nonDerivative · entry 1

Chu Yu-Waye · CIK 0001854586 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 210,725

F1 · shares: Constitute restricted stock units ("RSUs") for which the Reporting Person is entitled to receive one (1) share of Common Stock for each RSU upon vesting. 1/3rd of the RSUs vest annually on March 15 of each year, with the first 1/3rd vesting on March 15, 2027, subject to the Reporting Person continuing as a service provider through each such date.

F2 · balance_after: Includes 206,000 RSUs.

Read SEC document
February 02, 2026 Filed Feb 4, 2026 21:23 UTC
Ogden ChristopherChief Financial Officer
GrantStock Option (Right to Buy) · Derivative 325,000 $0.00 Strike: $6.09 $0.00
Disclosure

SEC source: 0001610717-26-000040 · form4.xml · derivative · entry 2

Ogden Christopher · CIK 0001914523 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 325,000

Underlying: Common Stock · 325,000 shares

Expires 2036-02-01

F3 · derivative.exercise_date: 1/48th of the shares subject to the option vest on each monthly anniversary measured from February 2, 2026 (the "Vesting Commencement Date"), such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date, subject to the Reporting Person's continued service to the Issuer through each such date.

Read SEC document
February 02, 2026 Filed Feb 4, 2026 21:23 UTC
Ogden ChristopherChief Financial Officer
GrantCommon Stock 90,000 $0.00 $0.00
Disclosure

SEC source: 0001610717-26-000040 · form4.xml · nonDerivative · entry 1

Ogden Christopher · CIK 0001914523 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 316,271

F1 · shares: Constitute restricted stock units ("RSUs") for which the Reporting Person is entitled to receive one (1) share of Common Stock for each RSU upon vesting. 1/3rd of the RSUs vest annually on March 15 of each year, with the first 1/3rd vesting on March 15, 2027, subject to the Reporting Person continuing as a service provider through each such date.

F2 · balance_after: Includes 239,987 RSUs.

Read SEC document
February 02, 2026 Filed Feb 4, 2026 21:22 UTC
McCarthy Sean A.Director · CEO
GrantStock Option (Right to Buy) · Derivative 980,000 $0.00 Strike: $6.09 $0.00
Disclosure

SEC source: 0001610717-26-000039 · form4.xml · derivative · entry 3

McCarthy Sean A. · CIK 0001654058 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 980,000

Underlying: Common Stock · 980,000 shares

Expires 2036-02-01

F3 · derivative.exercise_date: 1/48th of the shares subject to the option vest on each monthly anniversary measured from February 2, 2026 (the "Vesting Commencement Date"), such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date, subject to the Reporting Person's continued service to the Issuer through each such date.

Read SEC document
February 02, 2026 Filed Feb 4, 2026 21:22 UTC
McCarthy Sean A.Director · CEO
GrantCommon Stock 210,000 $0.00 $0.00
Disclosure

SEC source: 0001610717-26-000039 · form4.xml · nonDerivative · entry 1

McCarthy Sean A. · CIK 0001654058 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,197,891

F1 · shares: Constitute restricted stock units ("RSUs") for which the Reporting Person is entitled to receive one (1) share of Common Stock for each RSU upon vesting. 1/3rd of the RSUs vest annually on March 15 of each year, with the first 1/3rd vesting on March 15, 2027, subject to the Reporting Person continuing as a service provider through each such date.

F2 · balance_after: Includes 698,750 RSUs.

Read SEC document
November 06, 2025 Filed Nov 10, 2025 21:05 UTC
McCarthy Sean A.Director · CEO
SaleClass A Common Stock 101,793 $4.54 $461,906.10
Disclosure

SEC source: 0001610717-25-000372 · form4.xml · nonDerivative · entry 1

McCarthy Sean A. · CIK 0001654058 · Director · CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 987,891

F1 · kind: The transactions reported herein were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan, adopted on August 27, 2024.

F2 · price: This transaction was executed in multiple trades at prices ranging from $4.50 to $4.62, inclusive. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

F3 · balance_after: Includes 488,750 restricted stock units.

Read SEC document
October 20, 2025 Filed Oct 29, 2025 16:50 UTC
Lester RachaelChief Business Officer
GrantStock Option (Right to Buy) · Derivative 650,000 $0.00 Strike: $3.74 $0.00
Disclosure

SEC source: 0001610717-25-000370 · form4.xml · derivative · entry 1

Lester Rachael · CIK 0002094324 · Chief Business Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 650,000

Underlying: Common Stock · 650,000 shares

Expires 2035-10-19

F1 · derivative.exercise_date: 25% of the shares subject to the option vest on the one year anniversary measured from October 20, 2025 (the "Vesting Commencement Date"), and 1/48th of the shares will vest monthly thereafter, such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date, subject to the Reporting Person's continued service to the Issuer through each such date.

Read SEC document
September 26, 2025 Filed Sep 30, 2025 18:37 UTC
BELVIN MARCIASVP, Chief Scientific Officer
GrantPerformance Stock Units (PSUs) · Derivative 18,150 $0.00 $0.00
Disclosure

SEC source: 0001610717-25-000354 · form4.xml · derivative · entry 2

BELVIN MARCIA · CIK 0001970752 · SVP, Chief Scientific Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,150

Underlying: Common Stock · 18,150 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Performance Stock Unit ("PSU") represents a contingent right to receive one (1) share of Common Stock upon vesting. 1/3 of the PSUs vest upon the achievement of each of three clinical milestones, subject to the Reporting Person continuing as a service provider through each such date.

F2 · derivative.exercise_date: Each Performance Stock Unit ("PSU") represents a contingent right to receive one (1) share of Common Stock upon vesting. 1/3 of the PSUs vest upon the achievement of each of three clinical milestones, subject to the Reporting Person continuing as a service provider through each such date.

F2 · derivative.expiration_date: Each Performance Stock Unit ("PSU") represents a contingent right to receive one (1) share of Common Stock upon vesting. 1/3 of the PSUs vest upon the achievement of each of three clinical milestones, subject to the Reporting Person continuing as a service provider through each such date.

Read SEC document
September 26, 2025 Filed Sep 30, 2025 18:37 UTC
BELVIN MARCIASVP, Chief Scientific Officer
GrantStock Option (Right to Buy) · Derivative 36,300 $0.00 Strike: $2.90 $0.00
Disclosure

SEC source: 0001610717-25-000354 · form4.xml · derivative · entry 1

BELVIN MARCIA · CIK 0001970752 · SVP, Chief Scientific Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,300

Underlying: Common Stock · 36,300 shares

Expires 2035-09-25

F1 · derivative.exercise_date: 1/48th of the shares subject to the option vest on each monthly anniversary measured from September 26, 2025 (the "Vesting Commencement Date"), such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date, subject to the Reporting Person's continued service to the Issuer through each such date.

Read SEC document
September 26, 2025 Filed Sep 30, 2025 18:39 UTC
Chu Yu-WayeChief Medical Officer
GrantPerformance Stock Units (PSUs) · Derivative 43,750 $0.00 $0.00
Disclosure

SEC source: 0001610717-25-000356 · form4.xml · derivative · entry 2

Chu Yu-Waye · CIK 0001854586 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,750

Underlying: Common Stock · 43,750 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Performance Stock Unit ("PSU") represents a contingent right to receive one (1) share of Common Stock upon vesting. 1/3 of the PSUs vest upon the achievement of each of three clinical milestones, subject to the Reporting Person continuing as a service provider through each such date.

F2 · derivative.exercise_date: Each Performance Stock Unit ("PSU") represents a contingent right to receive one (1) share of Common Stock upon vesting. 1/3 of the PSUs vest upon the achievement of each of three clinical milestones, subject to the Reporting Person continuing as a service provider through each such date.

F2 · derivative.expiration_date: Each Performance Stock Unit ("PSU") represents a contingent right to receive one (1) share of Common Stock upon vesting. 1/3 of the PSUs vest upon the achievement of each of three clinical milestones, subject to the Reporting Person continuing as a service provider through each such date.

Read SEC document
September 26, 2025 Filed Sep 30, 2025 18:39 UTC
Chu Yu-WayeChief Medical Officer
GrantStock Option (Right to Buy) · Derivative 87,500 $0.00 Strike: $2.90 $0.00
Disclosure

SEC source: 0001610717-25-000356 · form4.xml · derivative · entry 1

Chu Yu-Waye · CIK 0001854586 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 87,500

Underlying: Common Stock · 87,500 shares

Expires 2035-09-25

F1 · derivative.exercise_date: 1/48th of the shares subject to the option vest on each monthly anniversary measured from September 26, 2025 (the "Vesting Commencement Date"), such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date, subject to the Reporting Person's continued service to the Issuer through each such date.

Read SEC document
September 26, 2025 Filed Sep 30, 2025 22:40 UTC
McCarthy Sean A.Director · CEO
GrantPerformance Stock Units (PSUs) · Derivative 285,000 $0.00 $0.00
Disclosure

SEC source: 0001610717-25-000357 · form4.xml · derivative · entry 2

McCarthy Sean A. · CIK 0001654058 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 285,000

Underlying: Common Stock · 285,000 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Performance Stock Unit ("PSU") represents a contingent right to receive one (1) share of Common Stock upon vesting. 1/3 of the PSUs vest upon the achievement of each of three clinical milestones, subject to the Reporting Person continuing as a service provider through each such date.

F2 · derivative.exercise_date: Each Performance Stock Unit ("PSU") represents a contingent right to receive one (1) share of Common Stock upon vesting. 1/3 of the PSUs vest upon the achievement of each of three clinical milestones, subject to the Reporting Person continuing as a service provider through each such date.

F2 · derivative.expiration_date: Each Performance Stock Unit ("PSU") represents a contingent right to receive one (1) share of Common Stock upon vesting. 1/3 of the PSUs vest upon the achievement of each of three clinical milestones, subject to the Reporting Person continuing as a service provider through each such date.

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September 26, 2025 Filed Sep 30, 2025 22:40 UTC
McCarthy Sean A.Director · CEO
GrantStock Option (Right to Buy) · Derivative 570,000 $0.00 Strike: $2.90 $0.00
Disclosure

SEC source: 0001610717-25-000357 · form4.xml · derivative · entry 1

McCarthy Sean A. · CIK 0001654058 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 570,000

Underlying: Common Stock · 570,000 shares

Expires 2035-09-25

F1 · derivative.exercise_date: 1/48th of the shares subject to the option vest on each monthly anniversary measured from September 26, 2025 (the "Vesting Commencement Date"), such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date, subject to the Reporting Person's continued service to the Issuer through each such date.

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September 26, 2025 Filed Sep 30, 2025 22:38 UTC
Ogden ChristopherChief Financial Officer
GrantPerformance Stock Units (PSUs) · Derivative 39,150 $0.00 $0.00
Disclosure

SEC source: 0001610717-25-000355 · form4.xml · derivative · entry 2

Ogden Christopher · CIK 0001914523 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,150

Underlying: Common Stock · 39,150 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Performance Stock Unit ("PSU") represents a contingent right to receive one (1) share of Common Stock upon vesting. 1/3 of the PSUs vest upon the achievement of each of three clinical milestones, subject to the Reporting Person continuing as a service provider through each such date.

F2 · derivative.exercise_date: Each Performance Stock Unit ("PSU") represents a contingent right to receive one (1) share of Common Stock upon vesting. 1/3 of the PSUs vest upon the achievement of each of three clinical milestones, subject to the Reporting Person continuing as a service provider through each such date.

F2 · derivative.expiration_date: Each Performance Stock Unit ("PSU") represents a contingent right to receive one (1) share of Common Stock upon vesting. 1/3 of the PSUs vest upon the achievement of each of three clinical milestones, subject to the Reporting Person continuing as a service provider through each such date.

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September 26, 2025 Filed Sep 30, 2025 22:38 UTC
Ogden ChristopherChief Financial Officer
GrantStock Option (Right to Buy) · Derivative 78,250 $0.00 Strike: $2.90 $0.00
Disclosure

SEC source: 0001610717-25-000355 · form4.xml · derivative · entry 1

Ogden Christopher · CIK 0001914523 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 78,250

Underlying: Common Stock · 78,250 shares

Expires 2035-09-25

F1 · derivative.exercise_date: 1/48th of the shares subject to the option vest on each monthly anniversary measured from September 26, 2025 (the "Vesting Commencement Date"), such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date, subject to the Reporting Person's continued service to the Issuer through each such date.

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June 16, 2025 Filed Jun 17, 2025 16:10 UTC
BELVIN MARCIASVP, Chief Scientific Officer
SaleCommon Stock 13,884 $2.69 $37,334.08
Disclosure

SEC source: 0001610717-25-000235 · form4.xml · nonDerivative · entry 2

BELVIN MARCIA · CIK 0001970752 · SVP, Chief Scientific Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 272,252

F3 · kind: The shares were sold solely to satisfy tax or other government withholding obligations in connection with the vesting of PSUs.

F2 · balance_after: Includes 158,958 restricted stock units.

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June 16, 2025 Filed Jun 17, 2025 20:11 UTC
Ogden ChristopherChief Financial Officer
SaleCommon Stock 10,614 $2.69 $28,539.98
Disclosure

SEC source: 0001610717-25-000236 · form4.xml · nonDerivative · entry 3

Ogden Christopher · CIK 0001914523 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 226,271

F4 · kind: The shares were sold solely to satisfy tax or other government withholding obligations in connection with the vesting of PSUs.

F2 · balance_after: Includes 149,987 RSUs.

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June 16, 2025 Filed Jun 17, 2025 20:09 UTC
McCarthy Sean A.Director · CEO
SaleCommon Stock 55,511 $2.69 $149,263.53
Disclosure

SEC source: 0001610717-25-000234 · form4.xml · nonDerivative · entry 2

McCarthy Sean A. · CIK 0001654058 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,089,684

F3 · kind: The shares were sold solely to satisfy tax or other government withholding obligations in connection with the vesting of PSUs.

F2 · balance_after: Includes 488,750 restricted stock units.

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June 13, 2025 Filed Jun 17, 2025 16:10 UTC
BELVIN MARCIASVP, Chief Scientific Officer
Exercise / conversionPerformance Stock Units · Derivative 37,500 $0.00 $0.00
Disclosure

SEC source: 0001610717-25-000235 · form4.xml · derivative · entry 3

BELVIN MARCIA · CIK 0001970752 · SVP, Chief Scientific Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 37,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each PSU represented a contingent right to receive one (1) share of common stock upon vesting.

F4 · derivative.exercise_date: Each PSU represented a contingent right to receive one (1) share of common stock upon vesting.

F4 · derivative.expiration_date: Each PSU represented a contingent right to receive one (1) share of common stock upon vesting.

Read SEC document
June 13, 2025 Filed Jun 17, 2025 16:10 UTC
BELVIN MARCIASVP, Chief Scientific Officer
Exercise / conversionCommon Stock 37,500 $0.00 $0.00
Disclosure

SEC source: 0001610717-25-000235 · form4.xml · nonDerivative · entry 1

BELVIN MARCIA · CIK 0001970752 · SVP, Chief Scientific Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 286,136

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction represents the vesting of performance stock units ("PSUs") initially granted on February 2, 2023.

F2 · balance_after: Includes 158,958 restricted stock units.

Read SEC document
June 13, 2025 Filed Jun 17, 2025 20:11 UTC
Ogden ChristopherChief Financial Officer
Exercise / conversionPerformance Stock Units · Derivative 37,500 $0.00 $0.00
Disclosure

SEC source: 0001610717-25-000236 · form4.xml · derivative · entry 4

Ogden Christopher · CIK 0001914523 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 37,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each PSU represented a contingent right to receive one (1) share of common stock upon vesting.

F5 · derivative.exercise_date: Each PSU represented a contingent right to receive one (1) share of common stock upon vesting.

F5 · derivative.expiration_date: Each PSU represented a contingent right to receive one (1) share of common stock upon vesting.

Read SEC document
June 13, 2025 Filed Jun 17, 2025 20:11 UTC
Ogden ChristopherChief Financial Officer
Exercise / conversionCommon Stock 37,500 $0.00 $0.00
Disclosure

SEC source: 0001610717-25-000236 · form4.xml · nonDerivative · entry 2

Ogden Christopher · CIK 0001914523 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 236,885

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: This transaction represents the vesting of performance stock units ("PSUs") initially granted on February 2, 2023.

F2 · balance_after: Includes 149,987 RSUs.

Read SEC document
June 13, 2025 Filed Jun 17, 2025 20:11 UTC
Ogden ChristopherChief Financial Officer
SaleCommon Stock 1,641 $2.95 $4,841.44
Disclosure

SEC source: 0001610717-25-000236 · form4.xml · nonDerivative · entry 1

Ogden Christopher · CIK 0001914523 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 199,385

F1 · kind: The shares were sold solely to satisfy tax or other government withholding obligations in connection with the vesting of restricted stock units ("RSUs").

F2 · balance_after: Includes 149,987 RSUs.

Read SEC document
June 13, 2025 Filed Jun 17, 2025 20:09 UTC
McCarthy Sean A.Director · CEO
Exercise / conversionPerformance Stock Units · Derivative 150,000 $0.00 $0.00
Disclosure

SEC source: 0001610717-25-000234 · form4.xml · derivative · entry 4

McCarthy Sean A. · CIK 0001654058 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 150,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each PSU represented a contingent right to receive one (1) share of common stock upon vesting.

F5 · derivative.exercise_date: Each PSU represented a contingent right to receive one (1) share of common stock upon vesting.

F5 · derivative.expiration_date: Each PSU represented a contingent right to receive one (1) share of common stock upon vesting.

Read SEC document
June 13, 2025 Filed Jun 17, 2025 20:09 UTC
McCarthy Sean A.Director · CEO
Exercise / conversionCommon Stock 150,000 $0.00 $0.00
Disclosure

SEC source: 0001610717-25-000234 · form4.xml · nonDerivative · entry 1

McCarthy Sean A. · CIK 0001654058 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,145,195

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction represents the vesting of performance stock units ("PSUs") initially granted on February 2, 2023.

F2 · balance_after: Includes 488,750 restricted stock units.

Read SEC document
June 11, 2025 Filed Jun 13, 2025 20:16 UTC GrantStock Option (Right to Buy) · Derivative 38,000 $0.00 Strike: $2.82 $0.00
Disclosure

SEC source: 0001610717-25-000209 · form4.xml · derivative · entry 1

Ashworth Alan · CIK 0001886426 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,000

Underlying: Common Stock · 38,000 shares

Expires 2035-06-10

F1 · derivative.exercise_date: The underlying shares subject to the option vest and become exercisable as to 100% of the total number of shares subject to the option on the earlier of (i) the first anniversary of the grant date or (ii) the date of the 2026 Annual Meeting of the Issuer's stockholders, assuming continuous service as a director until such vesting date.

Read SEC document
June 11, 2025 Filed Jun 13, 2025 20:17 UTC GrantStock Option (Right to Buy) · Derivative 38,000 $0.00 Strike: $2.82 $0.00
Disclosure

SEC source: 0001610717-25-000211 · form4.xml · derivative · entry 1

Jones Elaine V · CIK 0001296907 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,000

Underlying: Common Stock · 38,000 shares

Expires 2035-06-10

F1 · derivative.exercise_date: The underlying shares subject to the option vest and become exercisable as to 100% of the total number of shares subject to the option on the earlier of (i) the first anniversary of the grant date or (ii) the date of the 2026 Annual Meeting of the Issuer's stockholders, assuming continuous service as a director until such vesting date.

Read SEC document
June 11, 2025 Filed Jun 13, 2025 20:17 UTC GrantStock Option (Right to Buy) · Derivative 38,000 $0.00 Strike: $2.82 $0.00
Disclosure

SEC source: 0001610717-25-000212 · form4.xml · derivative · entry 1

Meyers James R · CIK 0001387521 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,000

Underlying: Common Stock · 38,000 shares

Expires 2035-06-10

F1 · derivative.exercise_date: The underlying shares subject to the option vest and become exercisable as to 100% of the total number of shares subject to the option on the earlier of (i) the first anniversary of the grant date or (ii) the date of the 2026 Annual Meeting of the Issuer's stockholders, assuming continuous service as a director until such vesting date.

Read SEC document
June 11, 2025 Filed Jun 13, 2025 20:19 UTC
Su ZhenDirector
GrantStock Option (Right to Buy) · Derivative 38,000 $0.00 Strike: $2.82 $0.00
Disclosure

SEC source: 0001610717-25-000215 · form4.xml · derivative · entry 1

Su Zhen · CIK 0001991642 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,000

Underlying: Common Stock · 38,000 shares

Expires 2035-06-10

F1 · derivative.exercise_date: The underlying shares subject to the option vest and become exercisable as to 100% of the total number of shares subject to the option on the earlier of (i) the first anniversary of the grant date or (ii) the date of the 2026 Annual Meeting of the Issuer's stockholders, assuming continuous service as a director until such vesting date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.