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Nasdaq · USD

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Cytek Biosciences, Inc.

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5345
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0001831915
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294

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Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 24, 2022 Filed Oct 25, 2022 21:38 UTC
Jeanmonod PatrikChief Financial Officer
SaleCommon Stock 3,500 $15.16 $53,060.00
Disclosure

SEC source: 0001209191-22-054563 · doc4.xml · nonDerivative · entry 1

Jeanmonod Patrik · CIK 0001873085 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,563

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 31, 2022.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.82 to $15.33, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
October 19, 2022 Filed Oct 20, 2022 22:18 UTC
Yan MingDirector · Chief Technology Officer
SaleCommon Stock 20,000 $14.42 $288,400.00
Disclosure

SEC source: 0001209191-22-054210 · doc4.xml · nonDerivative · entry 1

Yan Ming · CIK 0001874041 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,005,624

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 6, 2021.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.06 to $14.62, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
October 07, 2022 Filed Oct 11, 2022 21:42 UTC
Jiang WenbinDirector · President and CEO
SaleCommon Stock 20,000 $14.79 $295,800.00
Disclosure

SEC source: 0001209191-22-053368 · doc4.xml · nonDerivative · entry 1

Jiang Wenbin · CIK 0001872873 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,805,820

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 6, 2021.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.49 to $15.27, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
September 26, 2022 Filed Sep 28, 2022 21:38 UTC
Jeanmonod PatrikChief Financial Officer
SaleCommon Stock 3,500 $12.63 $44,205.00
Disclosure

SEC source: 0001209191-22-051488 · doc4.xml · nonDerivative · entry 1

Jeanmonod Patrik · CIK 0001873085 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,063

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 31, 2022.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.44 to $12.82, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
September 19, 2022 Filed Sep 20, 2022 21:47 UTC
Yan MingDirector · Chief Technology Officer
SaleCommon Stock 20,000 $12.42 $248,400.00
Disclosure

SEC source: 0001209191-22-050770 · doc4.xml · nonDerivative · entry 1

Yan Ming · CIK 0001874041 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,025,624

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 6, 2021.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.11 to $13.04, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
September 08, 2022 Filed Feb 23, 2023 23:34 UTC
Jeanmonod PatrikChief Financial Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 40,000 $0.00 Strike: $0.40 $0.00
Disclosure

SEC source: 0001209191-23-012351 · doc4.xml · derivative · entry 2

Jeanmonod Patrik · CIK 0001873085 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 202,661

Underlying: Common Stock · 40,000 shares

Expires 2029-01-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The shares subject to the option vest as follows: 25% of the shares subject to the option vests on October 15, 2019; and 1/48th of the shares subject to the option vest monthly thereafter over the following three years.

Read SEC document
September 08, 2022 Filed Feb 23, 2023 23:34 UTC
Jeanmonod PatrikChief Financial Officer
Exercise / conversionCommon Stock 40,000 $0.40 $16,000.00
Disclosure

SEC source: 0001209191-23-012351 · doc4.xml · nonDerivative · entry 1

Jeanmonod Patrik · CIK 0001873085 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,132

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The Forms 4 filed after the date of the option exercise reported in this Form 4 incorrectly underreported total ownership by 40,000 shares. The number of securities beneficially owned following this option exercise is reflected as of February 17, 2022.

Read SEC document
September 07, 2022 Filed Sep 10, 2022 00:06 UTC
Jiang WenbinDirector · President and CEO
SaleCommon Stock 20,000 $12.89 $257,800.00
Disclosure

SEC source: 0001209191-22-049368 · doc4.xml · nonDerivative · entry 1

Jiang Wenbin · CIK 0001872873 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,825,820

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 6, 2021.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.27 to $13.19, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
August 24, 2022 Filed Aug 25, 2022 22:14 UTC
Jeanmonod PatrikChief Financial Officer
SaleCommon Stock 3,500 $13.45 $47,075.00
Disclosure

SEC source: 0001209191-22-047576 · doc4.xml · nonDerivative · entry 1

Jeanmonod Patrik · CIK 0001873085 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,563

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 31, 2022.

Read SEC document
August 19, 2022 Filed Aug 19, 2022 23:41 UTC
Yan MingDirector · Chief Technology Officer
SaleCommon Stock 20,000 $13.62 $272,400.00
Disclosure

SEC source: 0001209191-22-046949 · doc4.xml · nonDerivative · entry 3

Yan Ming · CIK 0001874041 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,045,624

F3 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 6, 2021.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.41 to $13.86, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
August 18, 2022 Filed Aug 19, 2022 19:39 UTC
Poirson AllenSVP Marketing and Corp. Dev.
Exercise / conversionRestricted Stock Units · Derivative 790 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-046948 · doc4.xml · derivative · entry 3

Poirson Allen · CIK 0001874301 · SVP Marketing and Corp. Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,803

Underlying: Common Stock · 790 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (the "RSU Award") represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: The shares subject to the RSU Award shall vest quarterly over four years, with 4/48th of the total shares underlying the RSU Award vesting on May 18, 2022 and 3/48th of the total shares underlying the RSU Award vesting each subsequent quarter thereafter on August 18, November 18, February 18 and May 18.

F3 · derivative.expiration_date: The shares subject to the RSU Award shall vest quarterly over four years, with 4/48th of the total shares underlying the RSU Award vesting on May 18, 2022 and 3/48th of the total shares underlying the RSU Award vesting each subsequent quarter thereafter on August 18, November 18, February 18 and May 18.

Read SEC document
August 18, 2022 Filed Aug 19, 2022 19:39 UTC
Poirson AllenSVP Marketing and Corp. Dev.
Tax withholdingCommon Stock 308 $14.06 $4,330.48
Disclosure

SEC source: 0001209191-22-046948 · doc4.xml · nonDerivative · entry 2

Poirson Allen · CIK 0001874301 · SVP Marketing and Corp. Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,507

F2 · shares: Represents the number of shares withheld by and surrendered to the Issuer on August 18, 2022, to satisfy tax withholding obligations that arose in connection with the vesting of the RSU Award.

Read SEC document
August 18, 2022 Filed Aug 19, 2022 19:39 UTC
Poirson AllenSVP Marketing and Corp. Dev.
Exercise / conversionCommon Stock 790 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-046948 · doc4.xml · nonDerivative · entry 1

Poirson Allen · CIK 0001874301 · SVP Marketing and Corp. Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,815

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (the "RSU Award") represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
August 18, 2022 Filed Aug 19, 2022 23:41 UTC
Yan MingDirector · Chief Technology Officer
Exercise / conversionRestricted Stock Units · Derivative 1,981 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-046949 · doc4.xml · derivative · entry 4

Yan Ming · CIK 0001874041 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,085

Underlying: Common Stock · 1,981 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (the "RSU Award") represents a contingent right to receive one share of the Issuer's common stock.

F5 · derivative.exercise_date: The shares subject to the RSU Award shall vest quarterly over four years, with 4/48th of the total shares underlying the RSU Award vesting on May 18, 2022 and 3/48th of the total shares underlying the RSU Award vesting each subsequent quarter thereafter on August 18, November 18, February 18 and May 18.

F5 · derivative.expiration_date: The shares subject to the RSU Award shall vest quarterly over four years, with 4/48th of the total shares underlying the RSU Award vesting on May 18, 2022 and 3/48th of the total shares underlying the RSU Award vesting each subsequent quarter thereafter on August 18, November 18, February 18 and May 18.

Read SEC document
August 18, 2022 Filed Aug 19, 2022 23:41 UTC
Yan MingDirector · Chief Technology Officer
Tax withholdingCommon Stock 772 $14.06 $10,854.32
Disclosure

SEC source: 0001209191-22-046949 · doc4.xml · nonDerivative · entry 2

Yan Ming · CIK 0001874041 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,065,624

F2 · shares: Represents the number of shares withheld by and surrendered to the Issuer on August 18, 2022, to satisfy tax withholding obligations that arose in connection with the vesting of the RSU Award.

Read SEC document
August 18, 2022 Filed Aug 19, 2022 23:41 UTC
Yan MingDirector · Chief Technology Officer
Exercise / conversionCommon Stock 1,981 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-046949 · doc4.xml · nonDerivative · entry 1

Yan Ming · CIK 0001874041 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,066,396

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (the "RSU Award") represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
August 18, 2022 Filed Aug 19, 2022 23:37 UTC
Jiang WenbinDirector · President and CEO
Exercise / conversionRestricted Stock Units · Derivative 6,758 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-046947 · doc4.xml · derivative · entry 3

Jiang Wenbin · CIK 0001872873 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,368

Underlying: Common Stock · 6,758 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (the "RSU Award") represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: The shares subject to the RSU Award shall vest quarterly over four years, with 4/48th of the total shares underlying the RSU Award vesting on May 18, 2022 and 3/48th of the total shares underlying the RSU Award vesting each subsequent quarter thereafter on August 18, November 18, February 18 and May 18.

F3 · derivative.expiration_date: The shares subject to the RSU Award shall vest quarterly over four years, with 4/48th of the total shares underlying the RSU Award vesting on May 18, 2022 and 3/48th of the total shares underlying the RSU Award vesting each subsequent quarter thereafter on August 18, November 18, February 18 and May 18.

Read SEC document
August 18, 2022 Filed Aug 19, 2022 23:37 UTC
Jiang WenbinDirector · President and CEO
Tax withholdingCommon Stock 2,479 $14.06 $34,854.74
Disclosure

SEC source: 0001209191-22-046947 · doc4.xml · nonDerivative · entry 2

Jiang Wenbin · CIK 0001872873 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,845,820

F2 · shares: Represents the number of shares withheld by and surrendered to the Issuer on August 18, 2022, to satisfy tax withholding obligations that arose in connection with the vesting of the RSU Award.

Read SEC document
August 18, 2022 Filed Aug 19, 2022 23:37 UTC
Jiang WenbinDirector · President and CEO
Exercise / conversionCommon Stock 6,758 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-046947 · doc4.xml · nonDerivative · entry 1

Jiang Wenbin · CIK 0001872873 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,848,299

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (the "RSU Award") represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
August 18, 2022 Filed Aug 19, 2022 23:33 UTC
Jeanmonod PatrikChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 1,752 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-046946 · doc4.xml · derivative · entry 3

Jeanmonod Patrik · CIK 0001873085 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,954

Underlying: Common Stock · 1,752 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (the "RSU Award") represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: The shares subject to the RSU Award shall vest quarterly over four years, with 4/48th of the total shares underlying the RSU Award vesting on May 18, 2022 and 3/48th of the total shares underlying the RSU Award vesting each subsequent quarter thereafter on August 18, November 18, February 18 and May 18.

F3 · derivative.expiration_date: The shares subject to the RSU Award shall vest quarterly over four years, with 4/48th of the total shares underlying the RSU Award vesting on May 18, 2022 and 3/48th of the total shares underlying the RSU Award vesting each subsequent quarter thereafter on August 18, November 18, February 18 and May 18.

Read SEC document
August 18, 2022 Filed Aug 19, 2022 23:33 UTC
Jeanmonod PatrikChief Financial Officer
Tax withholdingCommon Stock 683 $14.06 $9,602.98
Disclosure

SEC source: 0001209191-22-046946 · doc4.xml · nonDerivative · entry 2

Jeanmonod Patrik · CIK 0001873085 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,063

F2 · shares: Represents the number of shares withheld by and surrendered to the Issuer on August 18, 2022, to satisfy tax withholding obligations that arose in connection with the vesting of the RSU Award.

Read SEC document
August 18, 2022 Filed Aug 19, 2022 23:33 UTC
Jeanmonod PatrikChief Financial Officer
Exercise / conversionCommon Stock 1,752 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-046946 · doc4.xml · nonDerivative · entry 1

Jeanmonod Patrik · CIK 0001873085 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,746

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (the "RSU Award") represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
August 18, 2022 Filed Aug 19, 2022 23:30 UTC
Barnett ValerieGeneral Counsel
Exercise / conversionRestricted Stock Units · Derivative 2,016 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-046945 · doc4.xml · derivative · entry 3

Barnett Valerie · CIK 0001873091 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,554

Underlying: Common Stock · 2,016 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (the "RSU Award") represents a contingent right to receive one share of the Issuer's common stock.

F4 · derivative.exercise_date: The shares subject to the RSU Award shall vest quarterly over four years, with 4/48th of the total shares underlying the RSU Award vesting on May 18, 2022 and 3/48th of the total shares underlying the RSU Award vesting each subsequent quarter thereafter on August 18, November 18, February 18 and May 18.

F4 · derivative.expiration_date: The shares subject to the RSU Award shall vest quarterly over four years, with 4/48th of the total shares underlying the RSU Award vesting on May 18, 2022 and 3/48th of the total shares underlying the RSU Award vesting each subsequent quarter thereafter on August 18, November 18, February 18 and May 18.

Read SEC document
August 18, 2022 Filed Aug 19, 2022 23:30 UTC
Barnett ValerieGeneral Counsel
Tax withholdingCommon Stock 786 $14.06 $11,051.16
Disclosure

SEC source: 0001209191-22-046945 · doc4.xml · nonDerivative · entry 2

Barnett Valerie · CIK 0001873091 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,881

F3 · shares: Represents the number of shares withheld by and surrendered to the Issuer on August 18, 2022, to satisfy tax withholding obligations that arose in connection with the vesting of the RSU Award.

Read SEC document
August 18, 2022 Filed Aug 19, 2022 23:30 UTC
Barnett ValerieGeneral Counsel
Exercise / conversionCommon Stock 2,016 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-046945 · doc4.xml · nonDerivative · entry 1

Barnett Valerie · CIK 0001873091 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,667

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (the "RSU Award") represents a contingent right to receive one share of the Issuer's common stock.

F2 · balance_after: Includes 2,610 shares acquired by the Reporting Person under the Issuer's 2021 Employee Stock Purchase Plan on May 31, 2022.

Read SEC document
August 08, 2022 Filed Aug 10, 2022 21:59 UTC
Jiang WenbinDirector · President and CEO
SaleCommon Stock 20,000 $15.09 $301,800.00
Disclosure

SEC source: 0001209191-22-045286 · doc4.xml · nonDerivative · entry 1

Jiang Wenbin · CIK 0001872873 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,841,541

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 6, 2021.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.59 to $15.30, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
August 01, 2022 Filed Aug 3, 2022 21:49 UTC
Jeanmonod PatrikChief Financial Officer
SaleCommon Stock 3,500 $12.80 $44,800.00
Disclosure

SEC source: 0001209191-22-044309 · doc4.xml · nonDerivative · entry 1

Jeanmonod Patrik · CIK 0001873085 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,994

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 31, 2022.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.62 to $12.96, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

F3 · balance_after: Includes 1,071 shares acquired by the Reporting Person under the Issuer's 2021 Employee Stock Purchase Plan on May 31, 2022.

Read SEC document
July 19, 2022 Filed Jul 20, 2022 22:14 UTC
Yan MingDirector · Chief Technology Officer
SaleCommon Stock 20,000 $11.83 $236,600.00
Disclosure

SEC source: 0001209191-22-042761 · doc4.xml · nonDerivative · entry 1

Yan Ming · CIK 0001874041 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,064,415

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 6, 2021.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.62 to $11.96, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
July 07, 2022 Filed Jul 8, 2022 21:59 UTC
Jiang WenbinDirector · President and CEO
SaleCommon Stock 20,000 $11.19 $223,800.00
Disclosure

SEC source: 0001209191-22-041705 · doc4.xml · nonDerivative · entry 1

Jiang Wenbin · CIK 0001872873 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,861,541

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 6, 2021.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.02 to $11.35, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
June 21, 2022 Filed Jun 22, 2022 23:07 UTC
Yan MingDirector · Chief Technology Officer
SaleCommon Stock 20,000 $10.06 $201,200.00
Disclosure

SEC source: 0001209191-22-038768 · doc4.xml · nonDerivative · entry 1

Yan Ming · CIK 0001874041 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,084,415

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 6, 2021.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.94 to $10.22, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
June 07, 2022 Filed Jun 10, 2022 00:08 UTC
Jiang WenbinDirector · President and CEO
SaleCommon Stock 20,000 $10.75 $215,000.00
Disclosure

SEC source: 0001209191-22-035656 · doc4.xml · nonDerivative · entry 1

Jiang Wenbin · CIK 0001872873 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,881,541

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 6, 2021.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.50 to $10.96, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

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June 01, 2022 Filed Jun 3, 2022 17:26 UTC GrantStock Option (right to buy) · Derivative 47,013 $0.00 Strike: $9.67 $0.00
Disclosure

SEC source: 0001209191-22-034227 · doc4.xml · derivative · entry 1

NEFF DEBORAH J · CIK 0001221786 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,013

Underlying: Common Stock · 47,013 shares

Expires 2032-06-01

F1 · derivative.exercise_date: 1/36th of the shares subject to the option vest monthly over three years from the vesting commencement date of June 1, 2022. The option becomes fully vested on June 1, 2025.

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June 01, 2022 Filed Jun 3, 2022 21:32 UTC GrantStock Option (right to buy) · Derivative 47,013 $0.00 Strike: $9.67 $0.00
Disclosure

SEC source: 0001209191-22-034253 · doc4.xml · derivative · entry 1

HARDISON DON M · CIK 0001209588 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,013

Underlying: Common Stock · 47,013 shares

Expires 2032-06-01

F1 · derivative.exercise_date: 1/36th of the shares subject to the option vest monthly over three years from the vesting commencement date of June 1, 2022. The option becomes fully vested on June 1, 2025.

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June 01, 2022 Filed Jun 3, 2022 21:38 UTC
Ball JackDirector
GrantStock Option (right to buy) · Derivative 25,789 $0.00 Strike: $9.67 $0.00
Disclosure

SEC source: 0001209191-22-034261 · doc4.xml · derivative · entry 1

Ball Jack · CIK 0001873083 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,789

Underlying: Common Stock · 25,789 shares

Expires 2032-06-01

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June 01, 2022 Filed Jun 3, 2022 21:36 UTC
Dion GiseleDirector
GrantStock Option (right to buy) · Derivative 25,789 $0.00 Strike: $9.67 $0.00
Disclosure

SEC source: 0001209191-22-034259 · doc4.xml · derivative · entry 1

Dion Gisele · CIK 0001873088 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,789

Underlying: Common Stock · 25,789 shares

Expires 2032-06-01

Read SEC document
June 01, 2022 Filed Jun 3, 2022 21:35 UTC
Imper VeraDirector
GrantStock Option (right to buy) · Derivative 25,789 $0.00 Strike: $9.67 $0.00
Disclosure

SEC source: 0001209191-22-034257 · doc4.xml · derivative · entry 1

Imper Vera · CIK 0001902959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,789

Underlying: Common Stock · 25,789 shares

Expires 2032-06-01

Read SEC document
May 19, 2022 Filed May 20, 2022 23:19 UTC
Yan MingDirector · Chief Technology Officer
SaleCommon Stock 20,000 $9.92 $198,400.00
Disclosure

SEC source: 0001209191-22-031172 · doc4.xml · nonDerivative · entry 3

Yan Ming · CIK 0001874041 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,104,415

F3 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 6, 2021.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.60 to $10.11, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

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May 18, 2022 Filed May 20, 2022 19:17 UTC
Poirson AllenSVP Marketing and Corp. Dev.
Exercise / conversionRestricted Stock Units · Derivative 1,053 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-031170 · doc4.xml · derivative · entry 3

Poirson Allen · CIK 0001874301 · SVP Marketing and Corp. Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,593

Underlying: Common Stock · 1,053 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (the "RSU Award") represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: The shares subject to the RSU Award shall vest quarterly over four years, with 4/48th of the total shares underlying the RSU Award vesting on May 18, 2022 and 3/48th of the total shares underlying the RSU Award vesting each subsequent quarter thereafter on August 18, November 18, February 18 and May 18.

F3 · derivative.expiration_date: The shares subject to the RSU Award shall vest quarterly over four years, with 4/48th of the total shares underlying the RSU Award vesting on May 18, 2022 and 3/48th of the total shares underlying the RSU Award vesting each subsequent quarter thereafter on August 18, November 18, February 18 and May 18.

Read SEC document
May 18, 2022 Filed May 20, 2022 19:17 UTC
Poirson AllenSVP Marketing and Corp. Dev.
Tax withholdingCommon Stock 411 $9.65 $3,966.15
Disclosure

SEC source: 0001209191-22-031170 · doc4.xml · nonDerivative · entry 2

Poirson Allen · CIK 0001874301 · SVP Marketing and Corp. Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,025

F2 · shares: Represents the number of shares withheld by and surrendered to the Issuer on May 18, 2022, to satisfy tax withholding obligations that arose in connection with the vesting of the RSU Award.

Read SEC document
May 18, 2022 Filed May 20, 2022 19:17 UTC
Poirson AllenSVP Marketing and Corp. Dev.
Exercise / conversionCommon Stock 1,053 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-031170 · doc4.xml · nonDerivative · entry 1

Poirson Allen · CIK 0001874301 · SVP Marketing and Corp. Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,436

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (the "RSU Award") represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
May 18, 2022 Filed May 20, 2022 23:09 UTC
Barnett ValerieGeneral Counsel
Exercise / conversionRestricted Stock Units · Derivative 2,688 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-031161 · doc4.xml · derivative · entry 3

Barnett Valerie · CIK 0001873091 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,570

Underlying: Common Stock · 2,688 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (the "RSU Award") represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: The shares subject to the RSU Award shall vest quarterly over four years, with 4/48th of the total shares underlying the RSU Award vesting on May 18, 2022 and 3/48th of the total shares underlying the RSU Award vesting each subsequent quarter thereafter on August 18, November 18, February 18 and May 18.

F3 · derivative.expiration_date: The shares subject to the RSU Award shall vest quarterly over four years, with 4/48th of the total shares underlying the RSU Award vesting on May 18, 2022 and 3/48th of the total shares underlying the RSU Award vesting each subsequent quarter thereafter on August 18, November 18, February 18 and May 18.

Read SEC document
May 18, 2022 Filed May 20, 2022 23:09 UTC
Barnett ValerieGeneral Counsel
Tax withholdingCommon Stock 1,047 $9.65 $10,103.55
Disclosure

SEC source: 0001209191-22-031161 · doc4.xml · nonDerivative · entry 2

Barnett Valerie · CIK 0001873091 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,041

F2 · shares: Represents the number of shares withheld by and surrendered to the Issuer on May 18, 2022, to satisfy tax withholding obligations that arose in connection with the vesting of the RSU Award.

Read SEC document
May 18, 2022 Filed May 20, 2022 23:09 UTC
Barnett ValerieGeneral Counsel
Exercise / conversionCommon Stock 2,688 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-031161 · doc4.xml · nonDerivative · entry 1

Barnett Valerie · CIK 0001873091 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,088

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (the "RSU Award") represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
May 18, 2022 Filed May 20, 2022 23:19 UTC
Yan MingDirector · Chief Technology Officer
Exercise / conversionRestricted Stock Units · Derivative 2,642 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-031172 · doc4.xml · derivative · entry 4

Yan Ming · CIK 0001874041 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,066

Underlying: Common Stock · 2,642 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (the "RSU Award") represents a contingent right to receive one share of the Issuer's common stock.

F5 · derivative.exercise_date: The shares subject to the RSU Award shall vest quarterly over four years, with 4/48th of the total shares underlying the RSU Award vesting on May 18, 2022 and 3/48th of the total shares underlying the RSU Award vesting each subsequent quarter thereafter on August 18, November 18, February 18 and May 18.

F5 · derivative.expiration_date: The shares subject to the RSU Award shall vest quarterly over four years, with 4/48th of the total shares underlying the RSU Award vesting on May 18, 2022 and 3/48th of the total shares underlying the RSU Award vesting each subsequent quarter thereafter on August 18, November 18, February 18 and May 18.

Read SEC document
May 18, 2022 Filed May 20, 2022 23:19 UTC
Yan MingDirector · Chief Technology Officer
Tax withholdingCommon Stock 1,030 $9.65 $9,939.50
Disclosure

SEC source: 0001209191-22-031172 · doc4.xml · nonDerivative · entry 2

Yan Ming · CIK 0001874041 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,124,415

F2 · shares: Represents the number of shares withheld by and surrendered to the Issuer on May 18, 2022, to satisfy tax withholding obligations that arose in connection with the vesting of the RSU Award.

Read SEC document
May 18, 2022 Filed May 20, 2022 23:19 UTC
Yan MingDirector · Chief Technology Officer
Exercise / conversionCommon Stock 2,642 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-031172 · doc4.xml · nonDerivative · entry 1

Yan Ming · CIK 0001874041 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,125,445

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (the "RSU Award") represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
May 18, 2022 Filed May 20, 2022 23:15 UTC
Jiang WenbinDirector · President and CEO
Exercise / conversionRestricted Stock Units · Derivative 9,011 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-031168 · doc4.xml · derivative · entry 3

Jiang Wenbin · CIK 0001872873 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,126

Underlying: Common Stock · 9,011 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (the "RSU Award") represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: The shares subject to the RSU Award shall vest quarterly over four years, with 4/48th of the total shares underlying the RSU Award vesting on May 18, 2022 and 3/48th of the total shares underlying the RSU Award vesting each subsequent quarter thereafter on August 18, November 18, February 18 and May 18.

F3 · derivative.expiration_date: The shares subject to the RSU Award shall vest quarterly over four years, with 4/48th of the total shares underlying the RSU Award vesting on May 18, 2022 and 3/48th of the total shares underlying the RSU Award vesting each subsequent quarter thereafter on August 18, November 18, February 18 and May 18.

Read SEC document
May 18, 2022 Filed May 20, 2022 23:15 UTC
Jiang WenbinDirector · President and CEO
Tax withholdingCommon STock 3,510 $9.65 $33,871.50
Disclosure

SEC source: 0001209191-22-031168 · doc4.xml · nonDerivative · entry 2

Jiang Wenbin · CIK 0001872873 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,901,541

F2 · shares: Represents the number of shares withheld by and surrendered to the Issuer on May 18, 2022, to satisfy tax withholding obligations that arose in connection with the vesting of the RSU Award.

Read SEC document
May 18, 2022 Filed May 20, 2022 23:15 UTC
Jiang WenbinDirector · President and CEO
Exercise / conversionCommon Stock 9,011 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-031168 · doc4.xml · nonDerivative · entry 1

Jiang Wenbin · CIK 0001872873 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,905,051

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (the "RSU Award") represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
May 18, 2022 Filed May 20, 2022 23:12 UTC
Jeanmonod PatrikChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 2,336 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-031164 · doc4.xml · derivative · entry 3

Jeanmonod Patrik · CIK 0001873085 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,706

Underlying: Common Stock · 2,336 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (the "RSU Award") represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: The shares subject to the RSU Award shall vest quarterly over four years, with 4/48th of the total shares underlying the RSU Award vesting on May 18, 2022 and 3/48th of the total shares underlying the RSU Award vesting each subsequent quarter thereafter on August 18, November 18, February 18 and May 18.

F3 · derivative.expiration_date: The shares subject to the RSU Award shall vest quarterly over four years, with 4/48th of the total shares underlying the RSU Award vesting on May 18, 2022 and 3/48th of the total shares underlying the RSU Award vesting each subsequent quarter thereafter on August 18, November 18, February 18 and May 18.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.