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Cytek Biosciences, Inc.

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5345
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0001831915
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294

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 18, 2023 Filed Aug 22, 2023 00:19 UTC
Jiang WenbinDirector · President and CEO
Exercise / conversionRestricted Stock Units · Derivative 11,781 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-046832 · doc4.xml · derivative · entry 6

Jiang Wenbin · CIK 0001872873 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 168,866

Underlying: Common Stock · 11,781 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (the "RSU Award") represents a contingent right to receive one share of the Issuer's common stock.

F4 · derivative.exercise_date: The shares subject to the RSU Award shall vest over four years with 2/48 of the total shares underlying the RSU Award vesting on May 18, 2023 and each May 18 thereafter; 3/48 of the total shares underlying the RSU Award vesting on August 18, 2023 and each August 18 thereafter; 3/48 of the total shares underlying the RSU Award vesting on November 18, 2023 and each November 18 thereafter; and 4/48 of the total shares underlying the RSU Award vesting each March 10, 2024 and each March 10 thereafter, until fully vested.

F4 · derivative.expiration_date: The shares subject to the RSU Award shall vest over four years with 2/48 of the total shares underlying the RSU Award vesting on May 18, 2023 and each May 18 thereafter; 3/48 of the total shares underlying the RSU Award vesting on August 18, 2023 and each August 18 thereafter; 3/48 of the total shares underlying the RSU Award vesting on November 18, 2023 and each November 18 thereafter; and 4/48 of the total shares underlying the RSU Award vesting each March 10, 2024 and each March 10 thereafter, until fully vested.

Read SEC document
August 18, 2023 Filed Aug 22, 2023 00:19 UTC
Jiang WenbinDirector · President and CEO
Exercise / conversionRestricted Stock Units · Derivative 6,758 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-046832 · doc4.xml · derivative · entry 5

Jiang Wenbin · CIK 0001872873 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,336

Underlying: Common Stock · 6,758 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (the "RSU Award") represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: The shares subject to the RSU Award shall vest quarterly over four years, with 4/48th of the total shares underlying the RSU Award vesting on May 18, 2022 and 3/48th of the total shares underlying the RSU Award vesting each subsequent quarter thereafter on August 18, November 18, February 18 and May 18.

F3 · derivative.expiration_date: The shares subject to the RSU Award shall vest quarterly over four years, with 4/48th of the total shares underlying the RSU Award vesting on May 18, 2022 and 3/48th of the total shares underlying the RSU Award vesting each subsequent quarter thereafter on August 18, November 18, February 18 and May 18.

Read SEC document
August 18, 2023 Filed Aug 22, 2023 00:19 UTC
Jiang WenbinDirector · President and CEO
Tax withholdingCommon Stock 3,965 $8.46 $33,543.90
Disclosure

SEC source: 0001209191-23-046832 · doc4.xml · nonDerivative · entry 4

Jiang Wenbin · CIK 0001872873 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,625,796

F2 · shares: Represents the number of shares withheld by and surrendered to the Issuer on August 18, 2023, to satisfy tax withholding obligations that arose in connection with the vesting of the RSU Award.

Read SEC document
August 18, 2023 Filed Aug 22, 2023 00:19 UTC
Jiang WenbinDirector · President and CEO
Exercise / conversionCommon Stock 11,781 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-046832 · doc4.xml · nonDerivative · entry 3

Jiang Wenbin · CIK 0001872873 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,629,761

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (the "RSU Award") represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
August 18, 2023 Filed Aug 22, 2023 00:19 UTC
Jiang WenbinDirector · President and CEO
Tax withholdingCommon Stock 2,245 $8.46 $18,992.70
Disclosure

SEC source: 0001209191-23-046832 · doc4.xml · nonDerivative · entry 2

Jiang Wenbin · CIK 0001872873 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,617,980

F2 · shares: Represents the number of shares withheld by and surrendered to the Issuer on August 18, 2023, to satisfy tax withholding obligations that arose in connection with the vesting of the RSU Award.

Read SEC document
August 18, 2023 Filed Aug 22, 2023 00:19 UTC
Jiang WenbinDirector · President and CEO
Exercise / conversionCommon Stock 6,758 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-046832 · doc4.xml · nonDerivative · entry 1

Jiang Wenbin · CIK 0001872873 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,620,225

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (the "RSU Award") represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
August 18, 2023 Filed Aug 22, 2023 00:16 UTC
Williams Paul ChristopherChief Operating Officer
Exercise / conversionRestricted Stock Units · Derivative 920 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-046829 · doc4.xml · derivative · entry 3

Williams Paul Christopher · CIK 0001951234 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,193

Underlying: 08/18/2023 · 920 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (the "RSU Award") represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: The shares subject to the RSU Award shall vest over four years with 2/48 of the total shares underlying the RSU Award vesting on May 18, 2023 and each May 18 thereafter; 3/48 of the total shares underlying the RSU Award vesting on August 18, 2023 and each August 18 thereafter; 3/48 of the total shares underlying the RSU Award vesting on November 18, 2023 and each November 18 thereafter; and 4/48 of the total shares underlying the RSU Award vesting each March 10, 2024 and each March 10 thereafter, until fully vested.

F3 · derivative.expiration_date: The shares subject to the RSU Award shall vest over four years with 2/48 of the total shares underlying the RSU Award vesting on May 18, 2023 and each May 18 thereafter; 3/48 of the total shares underlying the RSU Award vesting on August 18, 2023 and each August 18 thereafter; 3/48 of the total shares underlying the RSU Award vesting on November 18, 2023 and each November 18 thereafter; and 4/48 of the total shares underlying the RSU Award vesting each March 10, 2024 and each March 10 thereafter, until fully vested.

Read SEC document
August 18, 2023 Filed Aug 22, 2023 00:16 UTC
Williams Paul ChristopherChief Operating Officer
Tax withholdingCommon Stock 359 $8.46 $3,037.14
Disclosure

SEC source: 0001209191-23-046829 · doc4.xml · nonDerivative · entry 2

Williams Paul Christopher · CIK 0001951234 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 935

F2 · shares: Represents the number of shares withheld by and surrendered to the Issuer on August 18, 2023, to satisfy tax withholding obligations that arose in connection with the vesting of the RSU Award.

Read SEC document
August 18, 2023 Filed Aug 22, 2023 00:16 UTC
Williams Paul ChristopherChief Operating Officer
Exercise / conversionCommon Stock 920 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-046829 · doc4.xml · nonDerivative · entry 1

Williams Paul Christopher · CIK 0001951234 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,294

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (the "RSU Award") represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
August 18, 2023 Filed Aug 22, 2023 00:14 UTC
Barnett ValerieGeneral Counsel
Exercise / conversionRestricted Stock Units · Derivative 3,681 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-046828 · doc4.xml · derivative · entry 6

Barnett Valerie · CIK 0001873091 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,771

Underlying: Common Stock · 3,681 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (the "RSU Award") represents a contingent right to receive one share of the Issuer's common stock.

F5 · derivative.exercise_date: The shares subject to the RSU Award shall vest over four years with 2/48 of the total shares underlying the RSU Award vesting on May 18, 2023 and each May 18 thereafter; 3/48 of the total shares underlying the RSU Award vesting on August 18, 2023 and each August 18 thereafter; 3/48 of the total shares underlying the RSU Award vesting on November 18, 2023 and each November 18 thereafter; and 4/48 of the total shares underlying the RSU Award vesting each March 10, 2024 and each March 10 thereafter, until fully vested.

F5 · derivative.expiration_date: The shares subject to the RSU Award shall vest over four years with 2/48 of the total shares underlying the RSU Award vesting on May 18, 2023 and each May 18 thereafter; 3/48 of the total shares underlying the RSU Award vesting on August 18, 2023 and each August 18 thereafter; 3/48 of the total shares underlying the RSU Award vesting on November 18, 2023 and each November 18 thereafter; and 4/48 of the total shares underlying the RSU Award vesting each March 10, 2024 and each March 10 thereafter, until fully vested.

Read SEC document
August 18, 2023 Filed Aug 22, 2023 00:14 UTC
Barnett ValerieGeneral Counsel
Exercise / conversionRestricted Stock Units · Derivative 2,016 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-046828 · doc4.xml · derivative · entry 5

Barnett Valerie · CIK 0001873091 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,490

Underlying: Common Stock · 2,016 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (the "RSU Award") represents a contingent right to receive one share of the Issuer's common stock.

F4 · derivative.exercise_date: The shares subject to the RSU Award shall vest quarterly over four years, with 4/48th of the total shares underlying the RSU Award vesting on May 18, 2022 and 3/48th of the total shares underlying the RSU Award vesting each subsequent quarter thereafter on August 18, November 18, February 18 and May 18.

F4 · derivative.expiration_date: The shares subject to the RSU Award shall vest quarterly over four years, with 4/48th of the total shares underlying the RSU Award vesting on May 18, 2022 and 3/48th of the total shares underlying the RSU Award vesting each subsequent quarter thereafter on August 18, November 18, February 18 and May 18.

Read SEC document
August 18, 2023 Filed Aug 22, 2023 00:14 UTC
Barnett ValerieGeneral Counsel
Tax withholdingCommon Stock 1,434 $8.46 $12,131.64
Disclosure

SEC source: 0001209191-23-046828 · doc4.xml · nonDerivative · entry 4

Barnett Valerie · CIK 0001873091 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,466

F3 · shares: Represents the number of shares withheld by and surrendered to the Issuer on August 18, 2023, to satisfy tax withholding obligations that arose in connection with the vesting of the RSU Award.

Read SEC document
August 18, 2023 Filed Aug 22, 2023 00:14 UTC
Barnett ValerieGeneral Counsel
Exercise / conversionCommon Stock 3,681 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-046828 · doc4.xml · nonDerivative · entry 3

Barnett Valerie · CIK 0001873091 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,900

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (the "RSU Award") represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
August 18, 2023 Filed Aug 22, 2023 00:14 UTC
Barnett ValerieGeneral Counsel
Tax withholdingCommon Stock 786 $8.46 $6,649.56
Disclosure

SEC source: 0001209191-23-046828 · doc4.xml · nonDerivative · entry 2

Barnett Valerie · CIK 0001873091 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,219

F3 · shares: Represents the number of shares withheld by and surrendered to the Issuer on August 18, 2023, to satisfy tax withholding obligations that arose in connection with the vesting of the RSU Award.

Read SEC document
August 18, 2023 Filed Aug 22, 2023 00:14 UTC
Barnett ValerieGeneral Counsel
Exercise / conversionCommon Stock 2,016 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-046828 · doc4.xml · nonDerivative · entry 1

Barnett Valerie · CIK 0001873091 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,005

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (the "RSU Award") represents a contingent right to receive one share of the Issuer's common stock.

F2 · balance_after: Includes 1,919 shares acquired by the Reporting Person under the Issuer's 2021 Employee Stock Purchase Plan on May 31, 2023.

Read SEC document
August 18, 2023 Filed Aug 22, 2023 00:08 UTC
Yan MingDirector · Chief Technology Officer
Exercise / conversionRestricted Stock Units · Derivative 7,363 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-046824 · doc4.xml · derivative · entry 7

Yan Ming · CIK 0001874041 · Director · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 105,542

Underlying: Common Stock · 7,363 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (the "RSU Award") represents a contingent right to receive one share of the Issuer's common stock.

F6 · derivative.exercise_date: The shares subject to the RSU Award shall vest over four years with 2/48 of the total shares underlying the RSU Award vesting on May 18, 2023 and each May 18 thereafter; 3/48 of the total shares underlying the RSU Award vesting on August 18, 2023 and each August 18 thereafter; 3/48 of the total shares underlying the RSU Award vesting on November 18, 2023 and each November 18 thereafter; and 4/48 of the total shares underlying the RSU Award vesting each March 10, 2024 and each March 10 thereafter, until fully vested.

F6 · derivative.expiration_date: The shares subject to the RSU Award shall vest over four years with 2/48 of the total shares underlying the RSU Award vesting on May 18, 2023 and each May 18 thereafter; 3/48 of the total shares underlying the RSU Award vesting on August 18, 2023 and each August 18 thereafter; 3/48 of the total shares underlying the RSU Award vesting on November 18, 2023 and each November 18 thereafter; and 4/48 of the total shares underlying the RSU Award vesting each March 10, 2024 and each March 10 thereafter, until fully vested.

Read SEC document
August 18, 2023 Filed Aug 22, 2023 00:08 UTC
Yan MingDirector · Chief Technology Officer
Exercise / conversionRestricted Stock Units · Derivative 1,981 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-046824 · doc4.xml · derivative · entry 6

Yan Ming · CIK 0001874041 · Director · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 19,161

Underlying: Common Stock · 1,981 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (the "RSU Award") represents a contingent right to receive one share of the Issuer's common stock.

F5 · derivative.exercise_date: The shares subject to the RSU Award shall vest quarterly over four years, with 4/48th of the total shares underlying the RSU Award vesting on May 18, 2022 and 3/48th of the total shares underlying the RSU Award vesting each subsequent quarter thereafter on August 18, November 18, February 18 and May 18.

F5 · derivative.expiration_date: The shares subject to the RSU Award shall vest quarterly over four years, with 4/48th of the total shares underlying the RSU Award vesting on May 18, 2022 and 3/48th of the total shares underlying the RSU Award vesting each subsequent quarter thereafter on August 18, November 18, February 18 and May 18.

Read SEC document
August 18, 2023 Filed Aug 22, 2023 00:08 UTC
Yan MingDirector · Chief Technology Officer
Tax withholdingCommon Stock 2,868 $8.46 $24,263.28
Disclosure

SEC source: 0001209191-23-046824 · doc4.xml · nonDerivative · entry 4

Yan Ming · CIK 0001874041 · Director · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 7,835,962

F2 · shares: Represents the number of shares withheld by and surrendered to the Issuer on August 18, 2023, to satisfy tax withholding obligations that arose in connection with the vesting of the RSU Award.

Read SEC document
August 18, 2023 Filed Aug 22, 2023 00:08 UTC
Yan MingDirector · Chief Technology Officer
Exercise / conversionCommon Stock 7,363 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-046824 · doc4.xml · nonDerivative · entry 3

Yan Ming · CIK 0001874041 · Director · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 7,838,830

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (the "RSU Award") represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
August 18, 2023 Filed Aug 22, 2023 00:08 UTC
Yan MingDirector · Chief Technology Officer
Tax withholdingCommon Stock 772 $8.46 $6,531.12
Disclosure

SEC source: 0001209191-23-046824 · doc4.xml · nonDerivative · entry 2

Yan Ming · CIK 0001874041 · Director · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 7,831,467

F2 · shares: Represents the number of shares withheld by and surrendered to the Issuer on August 18, 2023, to satisfy tax withholding obligations that arose in connection with the vesting of the RSU Award.

Read SEC document
August 18, 2023 Filed Aug 22, 2023 00:08 UTC
Yan MingDirector · Chief Technology Officer
Exercise / conversionCommon Stock 1,981 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-046824 · doc4.xml · nonDerivative · entry 1

Yan Ming · CIK 0001874041 · Director · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 7,832,239

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (the "RSU Award") represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
August 07, 2023 Filed Aug 9, 2023 00:30 UTC
Jiang WenbinDirector · President and CEO
SaleCommon Stock 20,000 $9.04 $180,800.00
Disclosure

SEC source: 0001209191-23-045099 · doc4.xml · nonDerivative · entry 1

Jiang Wenbin · CIK 0001872873 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,613,467

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 17, 2022.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.81 to $9.19, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
July 24, 2023 Filed Jul 25, 2023 22:22 UTC
Jeanmonod PatrikChief Financial Officer
SaleCommon Stock 3,000 $9.17 $27,510.00
Disclosure

SEC source: 0001209191-23-043340 · doc4.xml · nonDerivative · entry 1

Jeanmonod Patrik · CIK 0001873085 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 101,768

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 13, 2023.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.95 to $9.27, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
July 19, 2023 Filed Jul 20, 2023 22:19 UTC
Yan MingDirector · Chief Technology Officer
SaleCommon Stock 20,000 $8.76 $175,200.00
Disclosure

SEC source: 0001209191-23-042952 · doc4.xml · nonDerivative · entry 1

Yan Ming · CIK 0001874041 · Director · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 7,830,258

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 17, 2022.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.65 to $8.93, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
July 07, 2023 Filed Jul 8, 2023 00:48 UTC
Jiang WenbinDirector · President and CEO
SaleCommon Stock 20,000 $8.48 $169,600.00
Disclosure

SEC source: 0001209191-23-041867 · doc4.xml · nonDerivative · entry 1

Jiang Wenbin · CIK 0001872873 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 7,633,467

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 17, 2022.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.34 to $8.56, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
June 26, 2023 Filed Jun 27, 2023 23:06 UTC
Jeanmonod PatrikChief Financial Officer
SaleCommon Stock 3,000 $7.96 $23,880.00
Disclosure

SEC source: 0001209191-23-039967 · doc4.xml · nonDerivative · entry 1

Jeanmonod Patrik · CIK 0001873085 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 104,768

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 31, 2022, as last modified on September 13, 2022.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.90 to $8.04, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
June 20, 2023 Filed Jun 21, 2023 22:29 UTC
Yan MingDirector · Chief Technology Officer
SaleCommon Stock 20,000 $8.18 $163,600.00
Disclosure

SEC source: 0001209191-23-038904 · doc4.xml · nonDerivative · entry 1

Yan Ming · CIK 0001874041 · Director · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 7,850,258

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 17, 2022.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.02 to $8.35, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
June 14, 2023 Filed Jun 16, 2023 18:41 UTC GrantStock Option (right to buy) · Derivative 30,242 $0.00 Strike: $8.38 $0.00
Disclosure

SEC source: 0001209191-23-038082 · doc4.xml · derivative · entry 1

NEFF DEBORAH J · CIK 0001221786 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,242

Underlying: Common Stock · 30,242 shares

Expires 2033-06-14

Read SEC document
June 14, 2023 Filed Jun 16, 2023 22:38 UTC GrantStock Option (right to buy) · Derivative 30,242 $0.00 Strike: $8.38 $0.00
Disclosure

SEC source: 0001209191-23-038080 · doc4.xml · derivative · entry 1

HARDISON DON M · CIK 0001209588 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,242

Underlying: Common Stock · 30,242 shares

Expires 2033-06-14

Read SEC document
June 14, 2023 Filed Jun 16, 2023 22:39 UTC
Imper VeraDirector
GrantStock Option (right to buy) · Derivative 30,242 $0.00 Strike: $8.38 $0.00
Disclosure

SEC source: 0001209191-23-038081 · doc4.xml · derivative · entry 1

Imper Vera · CIK 0001902959 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,242

Underlying: Common Stock · 30,242 shares

Expires 2033-06-14

Read SEC document
June 14, 2023 Filed Jun 16, 2023 22:36 UTC
Dion GiseleDirector
GrantStock Option (right to buy) · Derivative 30,242 $0.00 Strike: $8.38 $0.00
Disclosure

SEC source: 0001209191-23-038078 · doc4.xml · derivative · entry 1

Dion Gisele · CIK 0001873088 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,242

Underlying: Common Stock · 30,242 shares

Expires 2033-06-14

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June 14, 2023 Filed Jun 16, 2023 22:34 UTC
Ball JackDirector
GrantStock Option (right to buy) · Derivative 30,242 $0.00 Strike: $8.38 $0.00
Disclosure

SEC source: 0001209191-23-038076 · doc4.xml · derivative · entry 1

Ball Jack · CIK 0001873083 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,242

Underlying: Common Stock · 30,242 shares

Expires 2033-06-14

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June 07, 2023 Filed Jun 7, 2023 22:52 UTC
Jiang WenbinDirector · President and CEO
SaleCommon Stock 20,000 $8.23 $164,600.00
Disclosure

SEC source: 0001209191-23-035222 · doc4.xml · nonDerivative · entry 1

Jiang Wenbin · CIK 0001872873 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 7,653,467

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 17, 2022.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.14 to $8.31, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

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May 24, 2023 Filed May 25, 2023 21:42 UTC
Jeanmonod PatrikChief Financial Officer
SaleCommon Stock 3,000 $7.76 $23,280.00
Disclosure

SEC source: 0001209191-23-032259 · doc4.xml · nonDerivative · entry 1

Jeanmonod Patrik · CIK 0001873085 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 107,768

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 31, 2022, as last modified on September 13, 2022.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.49 to $7.99, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

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May 19, 2023 Filed May 20, 2023 00:09 UTC
Yan MingDirector · Chief Technology Officer
SaleCommon Stock 20,000 $7.19 $143,800.00
Disclosure

SEC source: 0001209191-23-031276 · doc4.xml · nonDerivative · entry 5

Yan Ming · CIK 0001874041 · Director · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 7,870,258

F3 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 17, 2022.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.96 to $7.44, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

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May 18, 2023 Filed May 19, 2023 19:02 UTC
Garland Jonathan ToddChief Commercial Officer
Exercise / conversionRestricted Stock Units · Derivative 1,840 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-031260 · doc4.xml · derivative · entry 6

Garland Jonathan Todd · CIK 0001924824 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,340

Underlying: Common Stock · 1,840 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (the "RSU Award") represents a contingent right to receive one share of the Issuer's common stock.

F4 · derivative.exercise_date: The shares subject to the RSU Award shall vest over 4 years with 2/48 of the total shares underlying the RSU Award vesting on May 18, 2023 and each May 18 thereafter; 3/48 of the total shares underlying the RSU Award vesting on August 18, 2023 and each August 18 thereafter; 3/48 of the total shares underlying the RSU Award vesting on November 18, 2023 and each November 18 thereafter; and 4/48 of the total shares underlying the RSU Award vesting each March 10, 2024 and each March 10 thereafter, until fully vested.

F4 · derivative.expiration_date: The shares subject to the RSU Award shall vest over 4 years with 2/48 of the total shares underlying the RSU Award vesting on May 18, 2023 and each May 18 thereafter; 3/48 of the total shares underlying the RSU Award vesting on August 18, 2023 and each August 18 thereafter; 3/48 of the total shares underlying the RSU Award vesting on November 18, 2023 and each November 18 thereafter; and 4/48 of the total shares underlying the RSU Award vesting each March 10, 2024 and each March 10 thereafter, until fully vested.

Read SEC document
May 18, 2023 Filed May 19, 2023 19:02 UTC
Garland Jonathan ToddChief Commercial Officer
Exercise / conversionRestricted Stock Units · Derivative 7,804 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-031260 · doc4.xml · derivative · entry 5

Garland Jonathan Todd · CIK 0001924824 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,413

Underlying: Common Stock · 7,804 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (the "RSU Award") represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: The shares subject to the RSU Award shall vest quarterly over four years, with 12/48th of the total shares underlying the RSU Award vesting on May 18, 2023 and 3/48th of the total shares underlying the RSU Award vesting each subsequent quarter thereafter on August 18, November 18, February 18 and May 18.

F3 · derivative.expiration_date: The shares subject to the RSU Award shall vest quarterly over four years, with 12/48th of the total shares underlying the RSU Award vesting on May 18, 2023 and 3/48th of the total shares underlying the RSU Award vesting each subsequent quarter thereafter on August 18, November 18, February 18 and May 18.

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May 18, 2023 Filed May 19, 2023 19:02 UTC
Garland Jonathan ToddChief Commercial Officer
Tax withholdingCommon Stock 717 $6.69 $4,796.73
Disclosure

SEC source: 0001209191-23-031260 · doc4.xml · nonDerivative · entry 4

Garland Jonathan Todd · CIK 0001924824 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,887

F2 · shares: Represents the number of shares withheld by and surrendered to the Issuer on May 18, 2023, to satisfy tax withholding obligations that arose in connection with the vesting of the RSU Award.

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May 18, 2023 Filed May 19, 2023 19:02 UTC
Garland Jonathan ToddChief Commercial Officer
Exercise / conversionCommon Stock 1,840 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-031260 · doc4.xml · nonDerivative · entry 3

Garland Jonathan Todd · CIK 0001924824 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,604

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (the "RSU Award") represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
May 18, 2023 Filed May 19, 2023 19:02 UTC
Garland Jonathan ToddChief Commercial Officer
Tax withholdingCommon Stock 3,040 $6.69 $20,337.60
Disclosure

SEC source: 0001209191-23-031260 · doc4.xml · nonDerivative · entry 2

Garland Jonathan Todd · CIK 0001924824 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,764

F2 · shares: Represents the number of shares withheld by and surrendered to the Issuer on May 18, 2023, to satisfy tax withholding obligations that arose in connection with the vesting of the RSU Award.

Read SEC document
May 18, 2023 Filed May 19, 2023 19:02 UTC
Garland Jonathan ToddChief Commercial Officer
Exercise / conversionCommon Stock 7,804 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-031260 · doc4.xml · nonDerivative · entry 1

Garland Jonathan Todd · CIK 0001924824 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,804

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (the "RSU Award") represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
May 18, 2023 Filed May 19, 2023 18:54 UTC
Poirson AllenSVP Bus. and Corp. Dev.
Exercise / conversionRestricted Stock Units · Derivative 1,669 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-031246 · doc4.xml · derivative · entry 6

Poirson Allen · CIK 0001874301 · SVP Bus. and Corp. Dev.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,387

Underlying: Common Stock · 1,669 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (the "RSU Award") represents a contingent right to receive one share of the Issuer's common stock.

F4 · derivative.exercise_date: The shares subject to the RSU Award shall vest over 4 years with 2/48 of the total shares underlying the RSU Award vesting on May 18, 2023 and each May 18 thereafter; 3/48 of the total shares underlying the RSU Award vesting on August 18, 2023 and each August 18 thereafter; 3/48 of the total shares underlying the RSU Award vesting on November 18, 2023 and each November 18 thereafter; and 4/48 of the total shares underlying the RSU Award vesting each March 10, 2024 and each March 10 thereafter, until fully vested.

F4 · derivative.expiration_date: The shares subject to the RSU Award shall vest over 4 years with 2/48 of the total shares underlying the RSU Award vesting on May 18, 2023 and each May 18 thereafter; 3/48 of the total shares underlying the RSU Award vesting on August 18, 2023 and each August 18 thereafter; 3/48 of the total shares underlying the RSU Award vesting on November 18, 2023 and each November 18 thereafter; and 4/48 of the total shares underlying the RSU Award vesting each March 10, 2024 and each March 10 thereafter, until fully vested.

Read SEC document
May 18, 2023 Filed May 19, 2023 18:54 UTC
Poirson AllenSVP Bus. and Corp. Dev.
Exercise / conversionRestricted Stock Units · Derivative 790 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-031246 · doc4.xml · derivative · entry 5

Poirson Allen · CIK 0001874301 · SVP Bus. and Corp. Dev.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,433

Underlying: Common Stock · 790 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (the "RSU Award") represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: The shares subject to the RSU Award shall vest quarterly over four years, with 4/48th of the total shares underlying the RSU Award vesting on May 18, 2022 and 3/48th of the total shares underlying the RSU Award vesting each subsequent quarter thereafter on August 18, November 18, February 18 and May 18.

F3 · derivative.expiration_date: The shares subject to the RSU Award shall vest quarterly over four years, with 4/48th of the total shares underlying the RSU Award vesting on May 18, 2022 and 3/48th of the total shares underlying the RSU Award vesting each subsequent quarter thereafter on August 18, November 18, February 18 and May 18.

Read SEC document
May 18, 2023 Filed May 19, 2023 18:54 UTC
Poirson AllenSVP Bus. and Corp. Dev.
Tax withholdingCommon Stock 651 $6.69 $4,355.19
Disclosure

SEC source: 0001209191-23-031246 · doc4.xml · nonDerivative · entry 4

Poirson Allen · CIK 0001874301 · SVP Bus. and Corp. Dev.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,208

F2 · shares: Represents the number of shares withheld by and surrendered to the Issuer on May 18, 2023, to satisfy tax withholding obligations that arose in connection with the vesting of the RSU Award.

Read SEC document
May 18, 2023 Filed May 19, 2023 18:54 UTC
Poirson AllenSVP Bus. and Corp. Dev.
Exercise / conversionCommon Stock 1,669 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-031246 · doc4.xml · nonDerivative · entry 3

Poirson Allen · CIK 0001874301 · SVP Bus. and Corp. Dev.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,859

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (the "RSU Award") represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
May 18, 2023 Filed May 19, 2023 18:54 UTC
Poirson AllenSVP Bus. and Corp. Dev.
Tax withholdingCommon Stock 308 $6.69 $2,060.52
Disclosure

SEC source: 0001209191-23-031246 · doc4.xml · nonDerivative · entry 2

Poirson Allen · CIK 0001874301 · SVP Bus. and Corp. Dev.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,190

F2 · shares: Represents the number of shares withheld by and surrendered to the Issuer on May 18, 2023, to satisfy tax withholding obligations that arose in connection with the vesting of the RSU Award.

Read SEC document
May 18, 2023 Filed May 19, 2023 18:54 UTC
Poirson AllenSVP Bus. and Corp. Dev.
Exercise / conversionCommon Stock 790 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-031246 · doc4.xml · nonDerivative · entry 1

Poirson Allen · CIK 0001874301 · SVP Bus. and Corp. Dev.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,498

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (the "RSU Award") represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
May 18, 2023 Filed May 19, 2023 23:18 UTC
Barnett ValerieGeneral Counsel
Exercise / conversionRestricted Stock Units · Derivative 2,454 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-031266 · doc4.xml · derivative · entry 6

Barnett Valerie · CIK 0001873091 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,452

Underlying: Common Stock · 2,454 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (the "RSU Award") represents a contingent right to receive one share of the Issuer's common stock.

F4 · derivative.exercise_date: The shares subject to the RSU Award shall vest over 4 years with 2/48 of the total shares underlying the RSU Award vesting on May 18, 2023 and each May 18 thereafter; 3/48 of the total shares underlying the RSU Award vesting on August 18, 2023 and each August 18 thereafter; 3/48 of the total shares underlying the RSU Award vesting on November 18, 2023 and each November 18 thereafter; and 4/48 of the total shares underlying the RSU Award vesting each March 10, 2024 and each March 10 thereafter, until fully vested.

F4 · derivative.expiration_date: The shares subject to the RSU Award shall vest over 4 years with 2/48 of the total shares underlying the RSU Award vesting on May 18, 2023 and each May 18 thereafter; 3/48 of the total shares underlying the RSU Award vesting on August 18, 2023 and each August 18 thereafter; 3/48 of the total shares underlying the RSU Award vesting on November 18, 2023 and each November 18 thereafter; and 4/48 of the total shares underlying the RSU Award vesting each March 10, 2024 and each March 10 thereafter, until fully vested.

Read SEC document
May 18, 2023 Filed May 19, 2023 23:18 UTC
Barnett ValerieGeneral Counsel
Exercise / conversionRestricted Stock Units · Derivative 2,016 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-031266 · doc4.xml · derivative · entry 5

Barnett Valerie · CIK 0001873091 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,506

Underlying: Common Stock · 2,016 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (the "RSU Award") represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: The shares subject to the RSU Award shall vest quarterly over four years, with 4/48th of the total shares underlying the RSU Award vesting on May 18, 2022 and 3/48th of the total shares underlying the RSU Award vesting each subsequent quarter thereafter on August 18, November 18, February 18 and May 18.

F3 · derivative.expiration_date: The shares subject to the RSU Award shall vest quarterly over four years, with 4/48th of the total shares underlying the RSU Award vesting on May 18, 2022 and 3/48th of the total shares underlying the RSU Award vesting each subsequent quarter thereafter on August 18, November 18, February 18 and May 18.

Read SEC document
May 18, 2023 Filed May 19, 2023 23:18 UTC
Barnett ValerieGeneral Counsel
Tax withholdingCommon Stock 956 $6.69 $6,395.64
Disclosure

SEC source: 0001209191-23-031266 · doc4.xml · nonDerivative · entry 4

Barnett Valerie · CIK 0001873091 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,070

F2 · shares: Represents the number of shares withheld by and surrendered to the Issuer on May 18, 2023, to satisfy tax withholding obligations that arose in connection with the vesting of the RSU Award.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.