CSX

SEC source: 0001209191-21-005458 · doc4.xml · nonDerivative · entry 2

Williams Angela C · CIK 0001735776 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,611

F2 · shares: Withholding of stock to satisfy tax obligation.

SEC source: 0001209191-21-005458 · doc4.xml · nonDerivative · entry 1

Williams Angela C · CIK 0001735776 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,936

F1 · shares: Shares awarded pursuant to the CSX 2018 - 2020 Long Term Incentive Plan.

SEC source: 0001209191-21-005448 · doc4.xml · nonDerivative · entry 2

Wallace Mark Kenneth · CIK 0001662190 · EVP - Sales & Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,134

F2 · shares: Withholding of stock to satisfy tax obligation.

SEC source: 0001209191-21-005448 · doc4.xml · nonDerivative · entry 1

Wallace Mark Kenneth · CIK 0001662190 · EVP - Sales & Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,459

F1 · shares: Shares awarded pursuant to the CSX 2018 - 2020 Long Term Incentive Plan.

SEC source: 0001209191-21-005436 · doc4.xml · nonDerivative · entry 2

Sorfleet Diana B · CIK 0001749261 · EVP & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,588

F2 · shares: Withholding of stock to satisfy tax obligation.

F3 · balance_after: Includes 341 shares acquired under CSX Corporation Employee Stock Purchase Plan on July 1, 2020.

SEC source: 0001209191-21-005436 · doc4.xml · nonDerivative · entry 1

Sorfleet Diana B · CIK 0001749261 · EVP & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,639

F1 · shares: Shares awarded pursuant to the CSX 2018 - 2020 Long Term Incentive Plan.

SEC source: 0001209191-21-005415 · doc4.xml · nonDerivative · entry 2

FOOTE JAMES M · CIK 0001020058 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,315

F2 · shares: Withholding of stock to satisfy tax obligation.

SEC source: 0001209191-21-005415 · doc4.xml · nonDerivative · entry 1

FOOTE JAMES M · CIK 0001020058 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 221,972

F1 · shares: Shares awarded pursuant to the CSX 2018 - 2020 Long Term Incentive Plan.

SEC source: 0001209191-21-005407 · doc4.xml · nonDerivative · entry 2

Boychuk Jamie J. · CIK 0001790747 · EVP - Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,988

F2 · shares: Withholding of stock to satisfy tax obligation.

F3 · balance_after: Includes 341 shares acquired under CSX Corporation Employee Stock Purchase Plan on July 1, 2020.

SEC source: 0001209191-21-005407 · doc4.xml · nonDerivative · entry 1

Boychuk Jamie J. · CIK 0001790747 · EVP - Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,683

F1 · shares: Shares awarded pursuant to the CSX 2018 - 2020 Long Term Incentive Plan.

SEC source: 0001209191-21-005426 · doc4.xml · nonDerivative · entry 2

Goldman Nathan D · CIK 0001722513 · EVP & CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,698

F2 · shares: Withholding of stock to satisfy tax obligation.

SEC source: 0001209191-21-005426 · doc4.xml · nonDerivative · entry 1

Goldman Nathan D · CIK 0001722513 · EVP & CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,026

F1 · shares: Shares awarded pursuant to the CSX 2018 - 2020 Long Term Incentive Plan.

SEC source: 0001209191-21-005402 · doc4.xml · nonDerivative · entry 2

Boone Kevin S. · CIK 0001778769 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,134

F2 · shares: Withholding of stock to satisfy tax obligation.

F3 · balance_after: Includes 79 shares acquired under CSX Corporation Employee Stock Purchase Plan on January 4, 2021.

SEC source: 0001209191-21-005402 · doc4.xml · nonDerivative · entry 1

Boone Kevin S. · CIK 0001778769 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,722

F1 · shares: Shares awarded pursuant to the CSX 2018 - 2020 Long Term Incentive Plan.

SEC source: 0001209191-20-063779 · doc4.xml · nonDerivative · entry 1

WHISLER J STEVEN · CIK 0001192050 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · CSX Corporation Directors Deferred Compensation Plan

Disclosed balance after: 11,825

F1 · shares: Exempt payment of director's fees and/or annual retainer in the form of CSX Common Stock pursuant to the 2019 CSX Stock and Incentive Award Plan.

F2 · ownership.nature: By Trustee, CSX Directors Deferred Compensation Plan (the "Plan"). The shares are payable after the reporting person ceases to be a director or otherwise pursuant to the applicable deferral election under the Plan.

SEC source: 0001209191-20-057291 · doc4.xml · nonDerivative · entry 1

Goldman Nathan D · CIK 0001722513 · EVP & CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,174

SEC source: 0001209191-20-057295 · doc4.xml · nonDerivative · entry 2

Wallace Mark Kenneth · CIK 0001662190 · EVP - Sales & Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,607

SEC source: 0001209191-20-056028 · doc4.xml · nonDerivative · entry 3

FOOTE JAMES M · CIK 0001020058 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,640

F3 · shares: Withholding of stock to satisfy tax obligation.

SEC source: 0001209191-20-056028 · doc4.xml · nonDerivative · entry 2

FOOTE JAMES M · CIK 0001020058 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,926

F2 · shares: Shares acquired pursuant to the terms of a long-term incentive plan as described in the Reporting Person's employment letter dated October 25, 2017.

SEC source: 0001209191-20-053244 · doc4.xml · nonDerivative · entry 2

Boone Kevin S. · CIK 0001778769 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,743

F2 · shares: Withholding of stock to satisfy tax obligation upon vesting of restricted stock.

SEC source: 0001209191-20-050708 · doc4.xml · nonDerivative · entry 1

WHISLER J STEVEN · CIK 0001192050 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · CSX Corporation Directors Deferred Compensation Plan

Disclosed balance after: 11,436

F1 · shares: Exempt payment of director's fees and/or annual retainer in the form of CSX Common Stock pursuant to the 2019 CSX Stock and Incentive Award Plan.

F2 · ownership.nature: By Trustee, CSX Directors Deferred Compensation Plan (the "Plan"). The shares are payable after the reporting person ceases to be a director or otherwise pursuant to the applicable deferral election under the Plan.

SEC source: 0001209191-20-046624 · doc4.xml · derivative · entry 3

Goldman Nathan D · CIK 0001722513 · EVP & CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,241

Underlying: Common Stock · 25,000 shares

Expires 2025-12-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-20-046624 · doc4.xml · nonDerivative · entry 2

Goldman Nathan D · CIK 0001722513 · EVP & CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,174

SEC source: 0001209191-20-046624 · doc4.xml · nonDerivative · entry 1

Goldman Nathan D · CIK 0001722513 · EVP & CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,174

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-20-046629 · doc4.xml · derivative · entry 6

Sorfleet Diana B · CIK 0001749261 · EVP & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,500 shares

Expires 2025-12-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-20-046629 · doc4.xml · derivative · entry 5

Sorfleet Diana B · CIK 0001749261 · EVP & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,500

Underlying: Common Stock · 34,741 shares

Expires 2025-12-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-20-046629 · doc4.xml · nonDerivative · entry 4

Sorfleet Diana B · CIK 0001749261 · EVP & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,728

SEC source: 0001209191-20-046629 · doc4.xml · nonDerivative · entry 3

Sorfleet Diana B · CIK 0001749261 · EVP & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,823

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-20-046629 · doc4.xml · nonDerivative · entry 2

Sorfleet Diana B · CIK 0001749261 · EVP & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,323

SEC source: 0001209191-20-046629 · doc4.xml · nonDerivative · entry 1

Sorfleet Diana B · CIK 0001749261 · EVP & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,064

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-20-043618 · doc4.xml · nonDerivative · entry 1

ZILLMER JOHN J · CIK 0001188262 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,539

F1 · shares: The transaction was effected for tax planning purposes.

SEC source: 0001209191-20-053244 · doc4.xml · nonDerivative · entry 1

Boone Kevin S. · CIK 0001778769 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,869

F1 · shares: These shares were acquired under the CSX Corporation Employee Stock Purchase Plan in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c).

SEC source: 0001209191-20-056028 · doc4.xml · nonDerivative · entry 1

FOOTE JAMES M · CIK 0001020058 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,082

F1 · shares: These shares were acquired under the CSX Corporation Employee Stock Purchase Plan in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c).

SEC source: 0001209191-20-057295 · doc4.xml · nonDerivative · entry 1

Wallace Mark Kenneth · CIK 0001662190 · EVP - Sales & Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,593

F1 · shares: These shares were acquired under the CSX Corporation Employee Stock Purchase Plan in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c).

SEC source: 0001209191-20-037003 · doc4.xml · nonDerivative · entry 1

WHISLER J STEVEN · CIK 0001192050 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · CSX Corporation Directors Deferred Compensation Plan

Disclosed balance after: 11,000

F1 · shares: Exempt payment of director's fees and/or annual retainer in the form of CSX Common Stock pursuant to the 2019 CSX Stock and Incentive Award Plan.

F2 · ownership.nature: By Trustee, CSX Directors Deferred Compensation Plan (the "Plan"). The shares are payable after the reporting person ceases to be a director or otherwise pursuant to the applicable deferral election under the Plan.

SEC source: 0001209191-20-032943 · doc4.xml · nonDerivative · entry 1

Wallace Mark Kenneth · CIK 0001662190 · EVP - Sales & Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,252

F1 · shares: The transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 4, 2020. The plan has been approved pursuant to the terms of the Issuer's policies and is part of the Reporting Person's strategy to diversify assets.

SEC source: 0001209191-20-032318 · doc4.xml · nonDerivative · entry 1

Boychuk Jamie J. · CIK 0001790747 · EVP - Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,764

F1 · shares: Withholding of stock to satisfy tax obligation.

SEC source: 0001567619-20-008780 · doc1.xml · nonDerivative · entry 2

Hilal Paul C · CIK 0001413084 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 2,600,079

F5 · shares: Reflects distributions by MR Employee Incentive Pool LLC, an entity controlled by Mr. Hilal and which holds shares of the Issuer on behalf of certain employees of Mantle Ridge LP, to those employees. No consideration was paid in connection with these distributions.

F5 · price: Reflects distributions by MR Employee Incentive Pool LLC, an entity controlled by Mr. Hilal and which holds shares of the Issuer on behalf of certain employees of Mantle Ridge LP, to those employees. No consideration was paid in connection with these distributions.

F3 · ownership.nature: By virtue of Mr. Hilal's position as ultimately controlling various entities that hold shares in the Issuer, Mr. Hilal may be deemed to be the beneficial owner of these shares for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934 (the "Exchange Act"). Mr. Hilal disclaims beneficial ownership of any of these shares, except to the extent of any pecuniary interest therein.

F4 · ownership.nature: Mr. Hilal continues to serve as a director and as Vice Chairman of the Board of the Issuer and as a result, the entities listed in these notes are directors by deputization for purposes of Section 16 of the Exchange Act.

SEC source: 0001567619-20-008780 · doc1.xml · nonDerivative · entry 1

Hilal Paul C · CIK 0001413084 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 2,625,079

F1 · shares: Reflects sales by MR GP HoldCo MM LLC, an entity controlled by Paul C. Hilal and which holds shares of the Issuer on behalf of Mr. Hilal and certain family members and trusts. Mr. Hilal retains approximately 80% of his ownership and remains fully engaged and committed to supporting the Board and the Issuer. Mr. Hilal has no current plans to cause the sale of any additional shares he controls in the Issuer, although he reserves the right to do so in his discretion.

F2 · price: Weighted average sale price for multiple trades at prices ranging from $67.79 to $68.73. Mr. Hilal hereby undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: By virtue of Mr. Hilal's position as ultimately controlling various entities that hold shares in the Issuer, Mr. Hilal may be deemed to be the beneficial owner of these shares for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934 (the "Exchange Act"). Mr. Hilal disclaims beneficial ownership of any of these shares, except to the extent of any pecuniary interest therein.

F4 · ownership.nature: Mr. Hilal continues to serve as a director and as Vice Chairman of the Board of the Issuer and as a result, the entities listed in these notes are directors by deputization for purposes of Section 16 of the Exchange Act.

SEC source: 0001209191-20-021713 · doc4.xml · nonDerivative · entry 1

Wallace Mark Kenneth · CIK 0001662190 · EVP - Sales & Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,252

F1 · shares: Withholding of stock to satisfy tax obligation.

SEC source: 0001209191-20-019245 · doc4.xml · nonDerivative · entry 1

WHISLER J STEVEN · CIK 0001192050 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · CSX Corporation Directors Deferred Compensation Plan

Disclosed balance after: 10,536

F1 · shares: Exempt payment of director's fees and/or annual retainer in the form of CSX Common Stock pursuant to the 2019 CSX Stock and Incentive Award Plan.

F2 · ownership.nature: By Trustee, CSX Directors Deferred Compensation Plan (the "Plan"). The shares are payable after the reporting person ceases to be a director or otherwise pursuant to the applicable deferral election under the Plan.

SEC source: 0001209191-20-012786 · doc4.xml · nonDerivative · entry 1

Williams Angela C · CIK 0001735776 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,736

F1 · shares: Withholding of stock to satisfy tax obligation.

SEC source: 0001209191-20-012778 · doc4.xml · nonDerivative · entry 1

Sorfleet Diana B · CIK 0001749261 · EVP & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,323

F1 · shares: Withholding of stock to satisfy tax obligation.

SEC source: 0001209191-20-012773 · doc4.xml · nonDerivative · entry 1

Goldman Nathan D · CIK 0001722513 · EVP & CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,174

F1 · shares: Withholding of stock to satisfy tax obligation.

SEC source: 0001209191-20-011958 · doc4.xml · nonDerivative · entry 2

ALVARADO DONNA M · CIK 0001012804 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,944

F1 · shares: The transaction was effected to fund a contribution to a defined benefit retirement plan.

SEC source: 0001209191-20-011958 · doc4.xml · nonDerivative · entry 1

ALVARADO DONNA M · CIK 0001012804 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,181

F1 · shares: The transaction was effected to fund a contribution to a defined benefit retirement plan.

SEC source: 0001209191-20-011090 · doc4.xml · derivative · entry 2

Boychuk Jamie J. · CIK 0001790747 · EVP - Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,309

Underlying: Common Stock · 72,309 shares

Expires 2030-02-18

F2 · shares: The options were granted pursuant to the Company's 2020-2022 Long-Term Incentive Plan.

F3 · derivative.exercise_date: The option vests in three equal installments on February 18, 2021, February 18, 2022 and February 18, 2023.

SEC source: 0001209191-20-011128 · doc4.xml · derivative · entry 1

Sorfleet Diana B · CIK 0001749261 · EVP & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,847

Underlying: Common Stock · 57,847 shares

Expires 2030-02-18

F1 · shares: The options were granted pursuant to the Company's 2020-2022 Long-Term Incentive Plan.

F2 · derivative.exercise_date: The option vests in three equal installments on February 18, 2021, February 18, 2022 and February 18, 2023.

SEC source: 0001209191-20-011151 · doc4.xml · derivative · entry 1

Williams Angela C · CIK 0001735776 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,819

Underlying: Common Stock · 7,819 shares

Expires 2030-02-18

F1 · shares: The options were granted pursuant to the Company's 2020-2022 Long-Term Incentive Plan.

F2 · derivative.exercise_date: The option vests in three equal installments on February 18, 2021, February 18, 2022 and February 18, 2023.

SEC source: 0001209191-20-011143 · doc4.xml · derivative · entry 1

Wallace Mark Kenneth · CIK 0001662190 · EVP - Sales & Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,309

Underlying: Common Stock · 72,309 shares

Expires 2030-02-18

F1 · shares: The options were granted pursuant to the Company's 2020-2022 Long-Term Incentive Plan.

F2 · derivative.exercise_date: The option vests in three equal installments on February 18, 2021, February 18, 2022 and February 18, 2023.