Last 12 months
Inside the activity.
0 purchase rows · 214 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 14 |
| Dec 2025 | 0 | 10 |
| Jan 2026 | 0 | 3 |
| Feb 2026 | 0 | 3 |
| Mar 2026 | 0 | 26 |
| Apr 2026 | 0 | 14 |
| May 2026 | 0 | 28 |
| Jun 2026 | 0 | 15 |
| Jul 2026 | 0 | 36 |
| Aug 2026 | 0 | 44 |
| Sep 2026 | 0 | 15 |
| Oct 2026 | 0 | 6 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 22, 2020 Filed May 26, 2020 20:11 UTC |
Monzon Federico A.Chief Medical Officer
|
Exercise / conversionStock option (right to buy) · Derivative | 20,000 | $0.00 Strike: $1.92 | $0.00 |
DisclosureSEC source: 0001447362-20-000082 · wf-form4_159052388689095.xml · derivative · entry 2 Monzon Federico A. · CIK 0001783133 · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,584 Underlying: Common Stock · 20,000 shares Expires 2026-01-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The shares subject to the option are fully vested. Read SEC document |
| May 22, 2020 Filed May 26, 2020 20:11 UTC |
Monzon Federico A.Chief Medical Officer
|
Exercise / conversionCommon Stock | 20,000 | $1.92 | $38,400.00 |
DisclosureSEC source: 0001447362-20-000082 · wf-form4_159052388689095.xml · nonDerivative · entry 1 Monzon Federico A. · CIK 0001783133 · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,459 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 22, 2020 Filed May 26, 2020 20:07 UTC |
Cook Joseph C. IIIDirector · 10% owner
|
SaleCommon Stock | 871 | $38.20 | $33,272.20 |
DisclosureSEC source: 0001447362-20-000078 · wf-form4_159052360680850.xml · nonDerivative · entry 4 Cook Joseph C. III · CIK 0001783205 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 1,670,218 F1 · kind: The transactions on this Form 4 were made pursuant to a Rule 10b5-1 plan adopted by MGC Venture Partners 2013, L.P. ("MGC 2013 LP") on March 13, 2020. F7 · price: This transaction was executed in multiple trades at prices ranging from $38.04 to $38.28, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · ownership.nature: Held by MGC 2013 LP, MGC Venture Partners 2018, L.P. ("MGC 2018 LP") and MGC Venture Partners QP 2018, L.P. ("MGC 2018 QP LP"). MGC Venture Partners 2013 GP, LLC ("MGC 2013 GP") is the general partner of MGC 2013 LP. MGC Venture Partners 2018 GP, LLC ("MGC 2018 GP") is the general partner of MGC 2018 LP and MGC 2018 QP LP. F4 · ownership.nature: The Reporting Person is a managing director of MGC 2013 GP and a managing partner of MGC 2018 GP, and shares voting and investment power over the shares held by MGC 2013 LP, MGC 2018 LP and MGC 2018 QP LP. The Reporting Person disclaims beneficial ownership of the shares held by MGC 2013 GP, MGC 2018 GP, MGC 2013 LP, MGC 2018 LP and MGC 2018 QP LP as reported herein, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purposes. Read SEC document |
| May 22, 2020 Filed May 26, 2020 20:07 UTC |
Cook Joseph C. IIIDirector · 10% owner
|
SaleCommon Stock | 10,325 | $37.26 | $384,709.50 |
DisclosureSEC source: 0001447362-20-000078 · wf-form4_159052360680850.xml · nonDerivative · entry 3 Cook Joseph C. III · CIK 0001783205 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 1,671,089 F1 · kind: The transactions on this Form 4 were made pursuant to a Rule 10b5-1 plan adopted by MGC Venture Partners 2013, L.P. ("MGC 2013 LP") on March 13, 2020. F6 · price: This transaction was executed in multiple trades at prices ranging from $37.00 to $37.98, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · ownership.nature: Held by MGC 2013 LP, MGC Venture Partners 2018, L.P. ("MGC 2018 LP") and MGC Venture Partners QP 2018, L.P. ("MGC 2018 QP LP"). MGC Venture Partners 2013 GP, LLC ("MGC 2013 GP") is the general partner of MGC 2013 LP. MGC Venture Partners 2018 GP, LLC ("MGC 2018 GP") is the general partner of MGC 2018 LP and MGC 2018 QP LP. F4 · ownership.nature: The Reporting Person is a managing director of MGC 2013 GP and a managing partner of MGC 2018 GP, and shares voting and investment power over the shares held by MGC 2013 LP, MGC 2018 LP and MGC 2018 QP LP. The Reporting Person disclaims beneficial ownership of the shares held by MGC 2013 GP, MGC 2018 GP, MGC 2013 LP, MGC 2018 LP and MGC 2018 QP LP as reported herein, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purposes. Read SEC document |
| May 21, 2020 Filed May 22, 2020 20:09 UTC |
BRADBURY DANIELDirector
|
SaleCommon Stock | 2,251 | $37.43 | $84,250.43 |
DisclosureSEC source: 0001447362-20-000076 · wf-form4_159017812288427.xml · nonDerivative · entry 4 BRADBURY DANIEL · CIK 0001236397 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC Disclosed balance after: 893,578 F1 · kind: The transactions on this Form 4 were made pursuant to a Rule 10b5-1 plan adopted by BioBrit, LLC (the "LLC") on March 13, 2020. F6 · price: This transaction was executed in multiple trades at prices ranging from $37.150 to $37.915, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · ownership.nature: Held by the LLC, of which the Reporting Person is the managing member and has voting and investment power over the shares. Read SEC document |
| May 21, 2020 Filed May 22, 2020 20:09 UTC |
BRADBURY DANIELDirector
|
SaleCommon Stock | 1,499 | $36.88 | $55,284.62 |
DisclosureSEC source: 0001447362-20-000076 · wf-form4_159017812288427.xml · nonDerivative · entry 3 BRADBURY DANIEL · CIK 0001236397 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC Disclosed balance after: 895,829 F1 · kind: The transactions on this Form 4 were made pursuant to a Rule 10b5-1 plan adopted by BioBrit, LLC (the "LLC") on March 13, 2020. F5 · price: This transaction was executed in multiple trades at prices ranging from $36.140 to $37.140, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · ownership.nature: Held by the LLC, of which the Reporting Person is the managing member and has voting and investment power over the shares. Read SEC document |
| May 21, 2020 Filed May 26, 2020 20:07 UTC |
Cook Joseph C. IIIDirector · 10% owner
|
SaleCommon Stock | 800 | $38.33 | $30,664.00 |
DisclosureSEC source: 0001447362-20-000078 · wf-form4_159052360680850.xml · nonDerivative · entry 2 Cook Joseph C. III · CIK 0001783205 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 1,681,414 F1 · kind: The transactions on this Form 4 were made pursuant to a Rule 10b5-1 plan adopted by MGC Venture Partners 2013, L.P. ("MGC 2013 LP") on March 13, 2020. F5 · price: This transaction was executed in multiple trades at prices ranging from $38.10 to $38.58, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · ownership.nature: Held by MGC 2013 LP, MGC Venture Partners 2018, L.P. ("MGC 2018 LP") and MGC Venture Partners QP 2018, L.P. ("MGC 2018 QP LP"). MGC Venture Partners 2013 GP, LLC ("MGC 2013 GP") is the general partner of MGC 2013 LP. MGC Venture Partners 2018 GP, LLC ("MGC 2018 GP") is the general partner of MGC 2018 LP and MGC 2018 QP LP. F4 · ownership.nature: The Reporting Person is a managing director of MGC 2013 GP and a managing partner of MGC 2018 GP, and shares voting and investment power over the shares held by MGC 2013 LP, MGC 2018 LP and MGC 2018 QP LP. The Reporting Person disclaims beneficial ownership of the shares held by MGC 2013 GP, MGC 2018 GP, MGC 2013 LP, MGC 2018 LP and MGC 2018 QP LP as reported herein, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purposes. Read SEC document |
| May 21, 2020 Filed May 26, 2020 20:07 UTC |
Cook Joseph C. IIIDirector · 10% owner
|
SaleCommon Stock | 10,622 | $37.34 | $396,625.48 |
DisclosureSEC source: 0001447362-20-000078 · wf-form4_159052360680850.xml · nonDerivative · entry 1 Cook Joseph C. III · CIK 0001783205 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 1,682,214 F1 · kind: The transactions on this Form 4 were made pursuant to a Rule 10b5-1 plan adopted by MGC Venture Partners 2013, L.P. ("MGC 2013 LP") on March 13, 2020. F2 · price: This transaction was executed in multiple trades at prices ranging from $37.00 to $37.99, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · ownership.nature: Held by MGC 2013 LP, MGC Venture Partners 2018, L.P. ("MGC 2018 LP") and MGC Venture Partners QP 2018, L.P. ("MGC 2018 QP LP"). MGC Venture Partners 2013 GP, LLC ("MGC 2013 GP") is the general partner of MGC 2013 LP. MGC Venture Partners 2018 GP, LLC ("MGC 2018 GP") is the general partner of MGC 2018 LP and MGC 2018 QP LP. F4 · ownership.nature: The Reporting Person is a managing director of MGC 2013 GP and a managing partner of MGC 2018 GP, and shares voting and investment power over the shares held by MGC 2013 LP, MGC 2018 LP and MGC 2018 QP LP. The Reporting Person disclaims beneficial ownership of the shares held by MGC 2013 GP, MGC 2018 GP, MGC 2013 LP, MGC 2018 LP and MGC 2018 QP LP as reported herein, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purposes. Read SEC document |
| May 20, 2020 Filed May 21, 2020 20:08 UTC |
Cook Joseph C. IIIDirector · 10% owner
|
SaleCommon Stock | 10,084 | $37.10 | $374,116.40 |
DisclosureSEC source: 0001447362-20-000070 · wf-form4_159009171514660.xml · nonDerivative · entry 2 Cook Joseph C. III · CIK 0001783205 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 1,692,836 F1 · kind: The transactions on this Form 4 were made pursuant to a Rule 10b5-1 plan adopted by MGC Venture Partners 2013, L.P. ("MGC 2013 LP") on March 13, 2020. F5 · price: This transaction was executed in multiple trades at prices ranging from $37.00 to $37.39, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · ownership.nature: Held by MGC 2013 LP, MGC Venture Partners 2018, L.P. ("MGC 2018 LP") and MGC Venture Partners QP 2018, L.P. ("MGC 2018 QP LP"). MGC Venture Partners 2013 GP, LLC ("MGC 2013 GP") is the general partner of MGC 2013 LP. MGC Venture Partners 2018 GP, LLC ("MGC 2018 GP") is the general partner of MGC 2018 LP and MGC 2018 QP LP. F4 · ownership.nature: The Reporting Person is a managing director of MGC 2013 GP and a managing partner of MGC 2018 GP, and shares voting and investment power over the shares held by MGC 2013 LP, MGC 2018 LP and MGC 2018 QP LP. The Reporting Person disclaims beneficial ownership of the shares held by MGC 2013 GP, MGC 2018 GP, MGC 2013 LP, MGC 2018 LP and MGC 2018 QP LP as reported herein, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purposes. Read SEC document |
| May 20, 2020 Filed May 22, 2020 20:09 UTC |
BRADBURY DANIELDirector
|
SaleCommon Stock | 1,651 | $37.25 | $61,493.15 |
DisclosureSEC source: 0001447362-20-000076 · wf-form4_159017812288427.xml · nonDerivative · entry 2 BRADBURY DANIEL · CIK 0001236397 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC Disclosed balance after: 897,328 F1 · kind: The transactions on this Form 4 were made pursuant to a Rule 10b5-1 plan adopted by BioBrit, LLC (the "LLC") on March 13, 2020. F4 · price: This transaction was executed in multiple trades at prices ranging from $37.170 to $37.390, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · ownership.nature: Held by the LLC, of which the Reporting Person is the managing member and has voting and investment power over the shares. Read SEC document |
| May 20, 2020 Filed May 22, 2020 20:09 UTC |
BRADBURY DANIELDirector
|
SaleCommon Stock | 9,599 | $36.84 | $353,646.36 |
DisclosureSEC source: 0001447362-20-000076 · wf-form4_159017812288427.xml · nonDerivative · entry 1 BRADBURY DANIEL · CIK 0001236397 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC Disclosed balance after: 898,979 F1 · kind: The transactions on this Form 4 were made pursuant to a Rule 10b5-1 plan adopted by BioBrit, LLC (the "LLC") on March 13, 2020. F2 · price: This transaction was executed in multiple trades at prices ranging from $36.145 to $37.145, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · ownership.nature: Held by the LLC, of which the Reporting Person is the managing member and has voting and investment power over the shares. Read SEC document |
| May 19, 2020 Filed May 21, 2020 20:08 UTC |
Cook Joseph C. IIIDirector · 10% owner
|
SaleCommon Stock | 900 | $37.03 | $33,327.00 |
DisclosureSEC source: 0001447362-20-000070 · wf-form4_159009171514660.xml · nonDerivative · entry 1 Cook Joseph C. III · CIK 0001783205 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 1,702,920 F1 · kind: The transactions on this Form 4 were made pursuant to a Rule 10b5-1 plan adopted by MGC Venture Partners 2013, L.P. ("MGC 2013 LP") on March 13, 2020. F2 · price: This transaction was executed in multiple trades at prices ranging from $37.00 to $37.13, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · ownership.nature: Held by MGC 2013 LP, MGC Venture Partners 2018, L.P. ("MGC 2018 LP") and MGC Venture Partners QP 2018, L.P. ("MGC 2018 QP LP"). MGC Venture Partners 2013 GP, LLC ("MGC 2013 GP") is the general partner of MGC 2013 LP. MGC Venture Partners 2018 GP, LLC ("MGC 2018 GP") is the general partner of MGC 2018 LP and MGC 2018 QP LP. F4 · ownership.nature: The Reporting Person is a managing director of MGC 2013 GP and a managing partner of MGC 2018 GP, and shares voting and investment power over the shares held by MGC 2013 LP, MGC 2018 LP and MGC 2018 QP LP. The Reporting Person disclaims beneficial ownership of the shares held by MGC 2013 GP, MGC 2018 GP, MGC 2013 LP, MGC 2018 LP and MGC 2018 QP LP as reported herein, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purposes. Read SEC document |
| May 18, 2020 Filed May 19, 2020 20:39 UTC |
Cook Joseph C. IIIDirector · 10% owner
|
SaleCommon Stock | 100 | $39.00 | $3,900.00 |
DisclosureSEC source: 0001447362-20-000068 · wf-form4_158992074087636.xml · nonDerivative · entry 5 Cook Joseph C. III · CIK 0001783205 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 1,703,820 F1 · kind: The transactions on this Form 4 were made pursuant to a Rule 10b5-1 plan adopted by MGC Venture Partners 2013, L.P. ("MGC 2013 LP") on March 13, 2020. F3 · ownership.nature: Held by MGC 2013 LP, MGC Venture Partners 2018, L.P. ("MGC 2018 LP") and MGC Venture Partners QP 2018, L.P. ("MGC 2018 QP LP"). MGC Venture Partners 2013 GP, LLC ("MGC 2013 GP") is the general partner of MGC 2013 LP. MGC Venture Partners 2018 GP, LLC ("MGC 2018 GP") is the general partner of MGC 2018 LP and MGC 2018 QP LP. F4 · ownership.nature: The Reporting Person is a managing director of MGC 2013 GP and a managing partner of MGC 2018 GP, and shares voting and investment power over the shares held by MGC 2013 LP, MGC 2018 LP and MGC 2018 QP LP. The Reporting Person disclaims beneficial ownership of the shares held by MGC 2013 GP, MGC 2018 GP, MGC 2013 LP, MGC 2018 LP and MGC 2018 QP LP as reported herein, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purposes. Read SEC document |
| May 18, 2020 Filed May 19, 2020 20:39 UTC |
Cook Joseph C. IIIDirector · 10% owner
|
SaleCommon Stock | 4,901 | $38.40 | $188,198.40 |
DisclosureSEC source: 0001447362-20-000068 · wf-form4_158992074087636.xml · nonDerivative · entry 4 Cook Joseph C. III · CIK 0001783205 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 1,703,920 F1 · kind: The transactions on this Form 4 were made pursuant to a Rule 10b5-1 plan adopted by MGC Venture Partners 2013, L.P. ("MGC 2013 LP") on March 13, 2020. F7 · price: This transaction was executed in multiple trades at prices ranging from $38.00 to $38.99, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · ownership.nature: Held by MGC 2013 LP, MGC Venture Partners 2018, L.P. ("MGC 2018 LP") and MGC Venture Partners QP 2018, L.P. ("MGC 2018 QP LP"). MGC Venture Partners 2013 GP, LLC ("MGC 2013 GP") is the general partner of MGC 2013 LP. MGC Venture Partners 2018 GP, LLC ("MGC 2018 GP") is the general partner of MGC 2018 LP and MGC 2018 QP LP. F4 · ownership.nature: The Reporting Person is a managing director of MGC 2013 GP and a managing partner of MGC 2018 GP, and shares voting and investment power over the shares held by MGC 2013 LP, MGC 2018 LP and MGC 2018 QP LP. The Reporting Person disclaims beneficial ownership of the shares held by MGC 2013 GP, MGC 2018 GP, MGC 2013 LP, MGC 2018 LP and MGC 2018 QP LP as reported herein, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purposes. Read SEC document |
| May 18, 2020 Filed May 19, 2020 20:39 UTC |
Cook Joseph C. IIIDirector · 10% owner
|
SaleCommon Stock | 5,199 | $37.65 | $195,742.35 |
DisclosureSEC source: 0001447362-20-000068 · wf-form4_158992074087636.xml · nonDerivative · entry 3 Cook Joseph C. III · CIK 0001783205 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 1,708,821 F1 · kind: The transactions on this Form 4 were made pursuant to a Rule 10b5-1 plan adopted by MGC Venture Partners 2013, L.P. ("MGC 2013 LP") on March 13, 2020. F6 · price: This transaction was executed in multiple trades at prices ranging from $37.00 to $37.99, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · ownership.nature: Held by MGC 2013 LP, MGC Venture Partners 2018, L.P. ("MGC 2018 LP") and MGC Venture Partners QP 2018, L.P. ("MGC 2018 QP LP"). MGC Venture Partners 2013 GP, LLC ("MGC 2013 GP") is the general partner of MGC 2013 LP. MGC Venture Partners 2018 GP, LLC ("MGC 2018 GP") is the general partner of MGC 2018 LP and MGC 2018 QP LP. F4 · ownership.nature: The Reporting Person is a managing director of MGC 2013 GP and a managing partner of MGC 2018 GP, and shares voting and investment power over the shares held by MGC 2013 LP, MGC 2018 LP and MGC 2018 QP LP. The Reporting Person disclaims beneficial ownership of the shares held by MGC 2013 GP, MGC 2018 GP, MGC 2013 LP, MGC 2018 LP and MGC 2018 QP LP as reported herein, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purposes. Read SEC document |
| May 15, 2020 Filed May 19, 2020 16:05 UTC |
MGC Venture Partners 2013 GP, LLC10% owner
MGC Venture Partners 2013, L.P.10% owner
MGC Venture Partners 2018 GP, LLC10% owner
MGC VENTURE PARTNERS 2018, L.P.10% owner
MGC VENTURE PARTNERS QP 2018, L.P.10% owner
|
SaleCommon Stock | 8,117 | $37.28 | $302,601.76 |
DisclosureSEC source: 0000899243-20-013561 · doc4.xml · nonDerivative · entry 2 MGC Venture Partners 2013 GP, LLC · CIK 0001783292 · 10% owner MGC Venture Partners 2013, L.P. · CIK 0001572764 · 10% owner MGC Venture Partners 2018 GP, LLC · CIK 0001783291 · 10% owner MGC VENTURE PARTNERS 2018, L.P. · CIK 0001745133 · 10% owner MGC VENTURE PARTNERS QP 2018, L.P. · CIK 0001749814 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 1,464,020 F1 · kind: The transactions on this Form 4 were made pursuant to a Rule 10b5-1 plan adopted by MGC Venture Partners 2013, L.P. ("MGC 2013 LP") on March 13, 2020. F6 · price: This transaction was executed in multiple trades at prices ranging from $37.00 to $37.50, inclusive. The price reported above reflects the weighted-average sale price. MGC 2013 LP hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F7 · balance_after: Reflects number of shares owned as of May 15, 2020. F3 · ownership.nature: Held directly by MGC 2013 LP. F4 · ownership.nature: MGC Venture Partners 2013 GP, LLC ("MGC 2013 GP") is the general partner of MGC 2013 LP. MGC Venture Partners 2018 GP, LLC ("MGC 2018 GP") is the general partner of MGC Venture Partners 2018, L.P. ("MGC 2018 LP") and MGC Venture Partners QP 2018, L.P. ("MGC QP 2018 LP"). Each of MGC 2013 LP, MGC 2013 GP, MGC 2018 LP, MGC QP 2018 LP and MGC 2018 GP directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of some or all of the shares owned by MGC 2013 LP, MGC 2018 LP and MGC QP 2018 LP and, therefore, a "ten percent holder" hereunder. F5 · ownership.nature: Each of Joseph C. Cook, Jr., Joseph C. Cook III, Steven D. Singleton and Byron W. Smith are managing directors of MGC 2013 GP and share voting and investment power over the shares held by MGC 2013 LP. Each of Joseph C. Cook, Jr., Joseph C. Cook III, Steven D. Singleton, Byron W. Smith, Jay Ferguson and Rob Readnour are managing partners of MGC 2018 GP and share voting and investment power over the shares held by MGC 2018 LP and MGC QP 2018 LP. Each of the reporting persons disclaims beneficial ownership of the shares held by any other reporting persons reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting persons are the beneficial owners of such securities for purposes of Section 16 or for any other purposes. Read SEC document |
| May 15, 2020 Filed May 19, 2020 16:05 UTC |
MGC Venture Partners 2013 GP, LLC10% owner
MGC Venture Partners 2013, L.P.10% owner
MGC Venture Partners 2018 GP, LLC10% owner
MGC VENTURE PARTNERS 2018, L.P.10% owner
MGC VENTURE PARTNERS QP 2018, L.P.10% owner
|
SaleCommon Stock | 13,799 | $36.39 | $502,145.61 |
DisclosureSEC source: 0000899243-20-013561 · doc4.xml · nonDerivative · entry 1 MGC Venture Partners 2013 GP, LLC · CIK 0001783292 · 10% owner MGC Venture Partners 2013, L.P. · CIK 0001572764 · 10% owner MGC Venture Partners 2018 GP, LLC · CIK 0001783291 · 10% owner MGC VENTURE PARTNERS 2018, L.P. · CIK 0001745133 · 10% owner MGC VENTURE PARTNERS QP 2018, L.P. · CIK 0001749814 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 1,472,137 F1 · kind: The transactions on this Form 4 were made pursuant to a Rule 10b5-1 plan adopted by MGC Venture Partners 2013, L.P. ("MGC 2013 LP") on March 13, 2020. F2 · price: This transaction was executed in multiple trades at prices ranging from $36.00 to $36.98, inclusive. The price reported above reflects the weighted-average sale price. MGC 2013 LP hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · ownership.nature: Held directly by MGC 2013 LP. F4 · ownership.nature: MGC Venture Partners 2013 GP, LLC ("MGC 2013 GP") is the general partner of MGC 2013 LP. MGC Venture Partners 2018 GP, LLC ("MGC 2018 GP") is the general partner of MGC Venture Partners 2018, L.P. ("MGC 2018 LP") and MGC Venture Partners QP 2018, L.P. ("MGC QP 2018 LP"). Each of MGC 2013 LP, MGC 2013 GP, MGC 2018 LP, MGC QP 2018 LP and MGC 2018 GP directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of some or all of the shares owned by MGC 2013 LP, MGC 2018 LP and MGC QP 2018 LP and, therefore, a "ten percent holder" hereunder. F5 · ownership.nature: Each of Joseph C. Cook, Jr., Joseph C. Cook III, Steven D. Singleton and Byron W. Smith are managing directors of MGC 2013 GP and share voting and investment power over the shares held by MGC 2013 LP. Each of Joseph C. Cook, Jr., Joseph C. Cook III, Steven D. Singleton, Byron W. Smith, Jay Ferguson and Rob Readnour are managing partners of MGC 2018 GP and share voting and investment power over the shares held by MGC 2018 LP and MGC QP 2018 LP. Each of the reporting persons disclaims beneficial ownership of the shares held by any other reporting persons reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting persons are the beneficial owners of such securities for purposes of Section 16 or for any other purposes. Read SEC document |
| May 15, 2020 Filed May 19, 2020 20:39 UTC |
Cook Joseph C. IIIDirector · 10% owner
|
SaleCommon Stock | 8,117 | $37.28 | $302,601.76 |
DisclosureSEC source: 0001447362-20-000068 · wf-form4_158992074087636.xml · nonDerivative · entry 2 Cook Joseph C. III · CIK 0001783205 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 1,714,020 F1 · kind: The transactions on this Form 4 were made pursuant to a Rule 10b5-1 plan adopted by MGC Venture Partners 2013, L.P. ("MGC 2013 LP") on March 13, 2020. F5 · price: This transaction was executed in multiple trades at prices ranging from $37.00 to $37.50, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · ownership.nature: Held by MGC 2013 LP, MGC Venture Partners 2018, L.P. ("MGC 2018 LP") and MGC Venture Partners QP 2018, L.P. ("MGC 2018 QP LP"). MGC Venture Partners 2013 GP, LLC ("MGC 2013 GP") is the general partner of MGC 2013 LP. MGC Venture Partners 2018 GP, LLC ("MGC 2018 GP") is the general partner of MGC 2018 LP and MGC 2018 QP LP. F4 · ownership.nature: The Reporting Person is a managing director of MGC 2013 GP and a managing partner of MGC 2018 GP, and shares voting and investment power over the shares held by MGC 2013 LP, MGC 2018 LP and MGC 2018 QP LP. The Reporting Person disclaims beneficial ownership of the shares held by MGC 2013 GP, MGC 2018 GP, MGC 2013 LP, MGC 2018 LP and MGC 2018 QP LP as reported herein, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purposes. Read SEC document |
| May 15, 2020 Filed May 19, 2020 20:39 UTC |
Cook Joseph C. IIIDirector · 10% owner
|
SaleCommon Stock | 13,799 | $36.39 | $502,145.61 |
DisclosureSEC source: 0001447362-20-000068 · wf-form4_158992074087636.xml · nonDerivative · entry 1 Cook Joseph C. III · CIK 0001783205 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 1,722,137 F1 · kind: The transactions on this Form 4 were made pursuant to a Rule 10b5-1 plan adopted by MGC Venture Partners 2013, L.P. ("MGC 2013 LP") on March 13, 2020. F2 · price: This transaction was executed in multiple trades at prices ranging from $36.00 to $36.98, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · ownership.nature: Held by MGC 2013 LP, MGC Venture Partners 2018, L.P. ("MGC 2018 LP") and MGC Venture Partners QP 2018, L.P. ("MGC 2018 QP LP"). MGC Venture Partners 2013 GP, LLC ("MGC 2013 GP") is the general partner of MGC 2013 LP. MGC Venture Partners 2018 GP, LLC ("MGC 2018 GP") is the general partner of MGC 2018 LP and MGC 2018 QP LP. F4 · ownership.nature: The Reporting Person is a managing director of MGC 2013 GP and a managing partner of MGC 2018 GP, and shares voting and investment power over the shares held by MGC 2013 LP, MGC 2018 LP and MGC 2018 QP LP. The Reporting Person disclaims beneficial ownership of the shares held by MGC 2013 GP, MGC 2018 GP, MGC 2013 LP, MGC 2018 LP and MGC 2018 QP LP as reported herein, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purposes. Read SEC document |
| May 14, 2020 Filed May 18, 2020 20:03 UTC |
MAETZOLD DEREK JDirector · Pres. & Chief Exec. Officer · 10% owner
|
SaleCommon Stock | 10,000 | $32.58 | $325,800.00 |
DisclosureSEC source: 0001447362-20-000066 · wf-form4_158983217168260.xml · nonDerivative · entry 1 MAETZOLD DEREK J · CIK 0001239501 · Director · Pres. & Chief Exec. Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,632,348 F1 · kind: The transaction on this Form 4 was made pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on March 18, 2020. F2 · price: This transaction was executed in multiple trades at prices ranging from $32.00 to $33.00, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| May 13, 2020 Filed May 14, 2020 16:26 UTC |
MGC Venture Partners 2013 GP, LLC10% owner
MGC Venture Partners 2013, L.P.10% owner
MGC Venture Partners 2018 GP, LLC10% owner
MGC VENTURE PARTNERS 2018, L.P.10% owner
MGC VENTURE PARTNERS QP 2018, L.P.10% owner
|
SaleCommon Stock | 1,131 | $36.08 | $40,806.48 |
DisclosureSEC source: 0000899243-20-013082 · doc4.xml · nonDerivative · entry 3 MGC Venture Partners 2013 GP, LLC · CIK 0001783292 · 10% owner MGC Venture Partners 2013, L.P. · CIK 0001572764 · 10% owner MGC Venture Partners 2018 GP, LLC · CIK 0001783291 · 10% owner MGC VENTURE PARTNERS 2018, L.P. · CIK 0001745133 · 10% owner MGC VENTURE PARTNERS QP 2018, L.P. · CIK 0001749814 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 1,485,936 F1 · kind: The transactions on this Form 4 were made pursuant to a Rule 10b5-1 plan adopted by MGC Venture Partners 2013, L.P. ("MGC 2013 LP") on March 13, 2020. F7 · price: This transaction was executed in multiple trades at prices ranging from $36.00 to $36.45, inclusive. The price reported above reflects the weighted-average sale price. MGC 2013 LP hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · ownership.nature: Held directly by MGC 2013 LP. F4 · ownership.nature: MGC Venture Partners 2013 GP, LLC ("MGC 2013 GP") is the general partner of MGC 2013 LP. MGC Venture Partners 2018 GP, LLC ("MGC 2018 GP") is the general partner of MGC Venture Partners 2018, L.P. ("MGC 2018 LP") and MGC Venture Partners QP 2018, L.P. ("MGC QP 2018 LP"). Each of MGC 2013 LP, MGC 2013 GP, MGC 2018 LP, MGC QP 2018 LP and MGC 2018 GP directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of some or all of the shares owned by MGC 2013 LP, MGC 2018 LP and MGC QP 2018 LP and, therefore, a "ten percent holder" hereunder. F5 · ownership.nature: Each of Joseph C. Cook, Jr., Joseph C. Cook III, Steven D. Singleton and Byron W. Smith are managing directors of MGC 2013 GP and share voting and investment power over the shares held by MGC 2013 LP. Each of Joseph C. Cook, Jr., Joseph C. Cook III, Steven D. Singleton, Byron W. Smith, Jay Ferguson and Rob Readnour are managing partners of MGC 2018 GP and share voting and investment power over the shares held by MGC 2018 LP and MGC QP 2018 LP. Each of the reporting persons disclaims beneficial ownership of the shares held by any other reporting persons reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting persons are the beneficial owners of such securities for purposes of Section 16 or for any other purposes. Read SEC document |
| May 13, 2020 Filed May 14, 2020 20:08 UTC |
Cook Joseph C. IIIDirector · 10% owner
|
SaleCommon Stock | 1,131 | $36.08 | $40,806.48 |
DisclosureSEC source: 0001447362-20-000063 · wf-form4_158948687358607.xml · nonDerivative · entry 3 Cook Joseph C. III · CIK 0001783205 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 1,735,936 F1 · kind: The transactions on this Form 4 were made pursuant to a Rule 10b5-1 plan adopted by MGC Venture Partners 2013, L.P. ("MGC 2013 LP") on March 13, 2020. F6 · price: This transaction was executed in multiple trades at prices ranging from $36.00 to $36.45, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · ownership.nature: Held by MGC 2013 LP, MGC Venture Partners 2018, L.P. ("MGC 2018 LP") and MGC Venture Partners QP 2018, L.P. ("MGC 2018 QP LP"). MGC Venture Partners 2013 GP, LLC ("MGC 2013 GP") is the general partner of MGC 2013 LP. MGC Venture Partners 2018 GP, LLC ("MGC 2018 GP") is the general partner of MGC 2018 LP and MGC 2018 QP LP. F4 · ownership.nature: The Reporting Person is a managing director of MGC 2013 GP and a managing partner of MGC 2018 GP, and shares voting and investment power over the shares held by MGC 2013 LP, MGC 2018 LP and MGC 2018 QP LP. The Reporting Person disclaims beneficial ownership of the shares held by MGC 2013 GP, MGC 2018 GP, MGC 2013 LP, MGC 2018 LP and MGC 2018 QP LP as reported herein, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purposes. Read SEC document |
| May 12, 2020 Filed May 14, 2020 16:26 UTC |
MGC Venture Partners 2013 GP, LLC10% owner
MGC Venture Partners 2013, L.P.10% owner
MGC Venture Partners 2018 GP, LLC10% owner
MGC VENTURE PARTNERS 2018, L.P.10% owner
MGC VENTURE PARTNERS QP 2018, L.P.10% owner
|
SaleCommon Stock | 4,601 | $37.46 | $172,353.46 |
DisclosureSEC source: 0000899243-20-013082 · doc4.xml · nonDerivative · entry 2 MGC Venture Partners 2013 GP, LLC · CIK 0001783292 · 10% owner MGC Venture Partners 2013, L.P. · CIK 0001572764 · 10% owner MGC Venture Partners 2018 GP, LLC · CIK 0001783291 · 10% owner MGC VENTURE PARTNERS 2018, L.P. · CIK 0001745133 · 10% owner MGC VENTURE PARTNERS QP 2018, L.P. · CIK 0001749814 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 1,487,067 F1 · kind: The transactions on this Form 4 were made pursuant to a Rule 10b5-1 plan adopted by MGC Venture Partners 2013, L.P. ("MGC 2013 LP") on March 13, 2020. F6 · price: This transaction was executed in multiple trades at prices ranging from $37.00 to $37.98, inclusive. The price reported above reflects the weighted-average sale price. MGC 2013 LP hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · ownership.nature: Held directly by MGC 2013 LP. F4 · ownership.nature: MGC Venture Partners 2013 GP, LLC ("MGC 2013 GP") is the general partner of MGC 2013 LP. MGC Venture Partners 2018 GP, LLC ("MGC 2018 GP") is the general partner of MGC Venture Partners 2018, L.P. ("MGC 2018 LP") and MGC Venture Partners QP 2018, L.P. ("MGC QP 2018 LP"). Each of MGC 2013 LP, MGC 2013 GP, MGC 2018 LP, MGC QP 2018 LP and MGC 2018 GP directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of some or all of the shares owned by MGC 2013 LP, MGC 2018 LP and MGC QP 2018 LP and, therefore, a "ten percent holder" hereunder. F5 · ownership.nature: Each of Joseph C. Cook, Jr., Joseph C. Cook III, Steven D. Singleton and Byron W. Smith are managing directors of MGC 2013 GP and share voting and investment power over the shares held by MGC 2013 LP. Each of Joseph C. Cook, Jr., Joseph C. Cook III, Steven D. Singleton, Byron W. Smith, Jay Ferguson and Rob Readnour are managing partners of MGC 2018 GP and share voting and investment power over the shares held by MGC 2018 LP and MGC QP 2018 LP. Each of the reporting persons disclaims beneficial ownership of the shares held by any other reporting persons reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting persons are the beneficial owners of such securities for purposes of Section 16 or for any other purposes. Read SEC document |
| May 12, 2020 Filed May 14, 2020 16:26 UTC |
MGC Venture Partners 2013 GP, LLC10% owner
MGC Venture Partners 2013, L.P.10% owner
MGC Venture Partners 2018 GP, LLC10% owner
MGC VENTURE PARTNERS 2018, L.P.10% owner
MGC VENTURE PARTNERS QP 2018, L.P.10% owner
|
SaleCommon Stock | 5,187 | $36.61 | $189,896.07 |
DisclosureSEC source: 0000899243-20-013082 · doc4.xml · nonDerivative · entry 1 MGC Venture Partners 2013 GP, LLC · CIK 0001783292 · 10% owner MGC Venture Partners 2013, L.P. · CIK 0001572764 · 10% owner MGC Venture Partners 2018 GP, LLC · CIK 0001783291 · 10% owner MGC VENTURE PARTNERS 2018, L.P. · CIK 0001745133 · 10% owner MGC VENTURE PARTNERS QP 2018, L.P. · CIK 0001749814 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 1,491,668 F1 · kind: The transactions on this Form 4 were made pursuant to a Rule 10b5-1 plan adopted by MGC Venture Partners 2013, L.P. ("MGC 2013 LP") on March 13, 2020. F2 · price: This transaction was executed in multiple trades at prices ranging from $36.00 to $36.96, inclusive. The price reported above reflects the weighted-average sale price. MGC 2013 LP hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · ownership.nature: Held directly by MGC 2013 LP. F4 · ownership.nature: MGC Venture Partners 2013 GP, LLC ("MGC 2013 GP") is the general partner of MGC 2013 LP. MGC Venture Partners 2018 GP, LLC ("MGC 2018 GP") is the general partner of MGC Venture Partners 2018, L.P. ("MGC 2018 LP") and MGC Venture Partners QP 2018, L.P. ("MGC QP 2018 LP"). Each of MGC 2013 LP, MGC 2013 GP, MGC 2018 LP, MGC QP 2018 LP and MGC 2018 GP directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of some or all of the shares owned by MGC 2013 LP, MGC 2018 LP and MGC QP 2018 LP and, therefore, a "ten percent holder" hereunder. F5 · ownership.nature: Each of Joseph C. Cook, Jr., Joseph C. Cook III, Steven D. Singleton and Byron W. Smith are managing directors of MGC 2013 GP and share voting and investment power over the shares held by MGC 2013 LP. Each of Joseph C. Cook, Jr., Joseph C. Cook III, Steven D. Singleton, Byron W. Smith, Jay Ferguson and Rob Readnour are managing partners of MGC 2018 GP and share voting and investment power over the shares held by MGC 2018 LP and MGC QP 2018 LP. Each of the reporting persons disclaims beneficial ownership of the shares held by any other reporting persons reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting persons are the beneficial owners of such securities for purposes of Section 16 or for any other purposes. Read SEC document |
| May 12, 2020 Filed May 14, 2020 20:06 UTC |
KABAKOFF DAVID SDirector
|
SaleCommon Stock | 100,000 | $35.47 | $3,547,370.00 |
DisclosureSEC source: 0001447362-20-000062 · wf-form4_158948675910469.xml · nonDerivative · entry 3 KABAKOFF DAVID S · CIK 0001024008 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By L.P. Disclosed balance after: 1,433,577 F1 · kind: The transactions on this Form 4 were made pursuant to a Rule 10b5-1 plan adopted by Sofinnova HealthQuest Partners, L.P. on December 17, 2019. F5 · price: This transaction was executed in multiple trades at prices ranging from $35.1750 to $35.6650, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · ownership.nature: Held by Sofinnova HealthQuest Partners, L.P., or HealthQuest Partners. HealthQuest Venture Management, L.L.C., or HealthQuest Management, is the general partner of HealthQuest Partners. David Kabakoff, Ph.D., the Reporting Person, is a partner of HealthQuest Management. Garheng Kong is the managing member of HealthQuest Management and has sole voting and investment power over the shares held by HealthQuest Partners. Each of HealthQuest Management, Mr. Kong and Dr. Kabakoff disclaims beneficial ownership over all shares held by HealthQuest Partners except to the extent of any pecuniary interest therein. Read SEC document |
| May 12, 2020 Filed May 14, 2020 20:06 UTC |
KABAKOFF DAVID SDirector
|
SaleCommon Stock | 100,000 | $34.25 | $3,425,370.00 |
DisclosureSEC source: 0001447362-20-000062 · wf-form4_158948675910469.xml · nonDerivative · entry 2 KABAKOFF DAVID S · CIK 0001024008 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By L.P. Disclosed balance after: 1,533,577 F1 · kind: The transactions on this Form 4 were made pursuant to a Rule 10b5-1 plan adopted by Sofinnova HealthQuest Partners, L.P. on December 17, 2019. F4 · price: This transaction was executed in multiple trades at prices ranging from $34.0861 to $34.6399, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · ownership.nature: Held by Sofinnova HealthQuest Partners, L.P., or HealthQuest Partners. HealthQuest Venture Management, L.L.C., or HealthQuest Management, is the general partner of HealthQuest Partners. David Kabakoff, Ph.D., the Reporting Person, is a partner of HealthQuest Management. Garheng Kong is the managing member of HealthQuest Management and has sole voting and investment power over the shares held by HealthQuest Partners. Each of HealthQuest Management, Mr. Kong and Dr. Kabakoff disclaims beneficial ownership over all shares held by HealthQuest Partners except to the extent of any pecuniary interest therein. Read SEC document |
| May 12, 2020 Filed May 14, 2020 20:06 UTC |
KABAKOFF DAVID SDirector
|
SaleCommon Stock | 50,000 | $33.04 | $1,651,850.00 |
DisclosureSEC source: 0001447362-20-000062 · wf-form4_158948675910469.xml · nonDerivative · entry 1 KABAKOFF DAVID S · CIK 0001024008 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By L.P. Disclosed balance after: 1,633,577 F1 · kind: The transactions on this Form 4 were made pursuant to a Rule 10b5-1 plan adopted by Sofinnova HealthQuest Partners, L.P. on December 17, 2019. F2 · price: This transaction was executed in multiple trades at prices ranging from $33.0340 to $33.0400, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · ownership.nature: Held by Sofinnova HealthQuest Partners, L.P., or HealthQuest Partners. HealthQuest Venture Management, L.L.C., or HealthQuest Management, is the general partner of HealthQuest Partners. David Kabakoff, Ph.D., the Reporting Person, is a partner of HealthQuest Management. Garheng Kong is the managing member of HealthQuest Management and has sole voting and investment power over the shares held by HealthQuest Partners. Each of HealthQuest Management, Mr. Kong and Dr. Kabakoff disclaims beneficial ownership over all shares held by HealthQuest Partners except to the extent of any pecuniary interest therein. Read SEC document |
| May 12, 2020 Filed May 14, 2020 20:09 UTC |
Anderson Bonnie HDirector
|
SaleCommon Stock | 4,000 | $35.00 | $140,000.00 |
DisclosureSEC source: 0001447362-20-000064 · wf-form4_158948696880092.xml · nonDerivative · entry 1 Anderson Bonnie H · CIK 0001588970 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By trust Disclosed balance after: 30,723 F1 · kind: The transaction on this Form 4 was made pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on March 17, 2020. F2 · ownership.nature: Held by the Bonnie H. Anderson Living Trust, or the Anderson Trust. The Reporting Person is the trustee of the Anderson Trust. Read SEC document |
| May 12, 2020 Filed May 14, 2020 20:08 UTC |
Cook Joseph C. IIIDirector · 10% owner
|
SaleCommon Stock | 4,601 | $37.46 | $172,353.46 |
DisclosureSEC source: 0001447362-20-000063 · wf-form4_158948687358607.xml · nonDerivative · entry 2 Cook Joseph C. III · CIK 0001783205 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 1,737,067 F1 · kind: The transactions on this Form 4 were made pursuant to a Rule 10b5-1 plan adopted by MGC Venture Partners 2013, L.P. ("MGC 2013 LP") on March 13, 2020. F5 · price: This transaction was executed in multiple trades at prices ranging from $37.00 to $37.98, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · ownership.nature: Held by MGC 2013 LP, MGC Venture Partners 2018, L.P. ("MGC 2018 LP") and MGC Venture Partners QP 2018, L.P. ("MGC 2018 QP LP"). MGC Venture Partners 2013 GP, LLC ("MGC 2013 GP") is the general partner of MGC 2013 LP. MGC Venture Partners 2018 GP, LLC ("MGC 2018 GP") is the general partner of MGC 2018 LP and MGC 2018 QP LP. F4 · ownership.nature: The Reporting Person is a managing director of MGC 2013 GP and a managing partner of MGC 2018 GP, and shares voting and investment power over the shares held by MGC 2013 LP, MGC 2018 LP and MGC 2018 QP LP. The Reporting Person disclaims beneficial ownership of the shares held by MGC 2013 GP, MGC 2018 GP, MGC 2013 LP, MGC 2018 LP and MGC 2018 QP LP as reported herein, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purposes. Read SEC document |
| May 12, 2020 Filed May 14, 2020 20:08 UTC |
Cook Joseph C. IIIDirector · 10% owner
|
SaleCommon Stock | 5,187 | $36.61 | $189,896.07 |
DisclosureSEC source: 0001447362-20-000063 · wf-form4_158948687358607.xml · nonDerivative · entry 1 Cook Joseph C. III · CIK 0001783205 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 1,741,668 F1 · kind: The transactions on this Form 4 were made pursuant to a Rule 10b5-1 plan adopted by MGC Venture Partners 2013, L.P. ("MGC 2013 LP") on March 13, 2020. F2 · price: This transaction was executed in multiple trades at prices ranging from $36.00 to $36.96, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · ownership.nature: Held by MGC 2013 LP, MGC Venture Partners 2018, L.P. ("MGC 2018 LP") and MGC Venture Partners QP 2018, L.P. ("MGC 2018 QP LP"). MGC Venture Partners 2013 GP, LLC ("MGC 2013 GP") is the general partner of MGC 2013 LP. MGC Venture Partners 2018 GP, LLC ("MGC 2018 GP") is the general partner of MGC 2018 LP and MGC 2018 QP LP. F4 · ownership.nature: The Reporting Person is a managing director of MGC 2013 GP and a managing partner of MGC 2018 GP, and shares voting and investment power over the shares held by MGC 2013 LP, MGC 2018 LP and MGC 2018 QP LP. The Reporting Person disclaims beneficial ownership of the shares held by MGC 2013 GP, MGC 2018 GP, MGC 2013 LP, MGC 2018 LP and MGC 2018 QP LP as reported herein, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purposes. Read SEC document |
| May 12, 2020 Filed May 14, 2020 20:04 UTC |
MAETZOLD DEREK JDirector · Pres. & Chief Exec. Officer · 10% owner
|
Exercise / conversionStock option (right to buy) · Derivative | 65,627 | $0.00 Strike: $1.92 | $0.00 |
DisclosureSEC source: 0001447362-20-000061 · wf-form4_158948664897633.xml · derivative · entry 3 MAETZOLD DEREK J · CIK 0001239501 · Director · Pres. & Chief Exec. Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 65,627 shares Expires 2020-06-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The shares subject to the option are fully vested. Read SEC document |
| May 12, 2020 Filed May 14, 2020 20:04 UTC |
MAETZOLD DEREK JDirector · Pres. & Chief Exec. Officer · 10% owner
|
Exercise / conversionCommon Stock | 65,627 | $1.92 | $126,003.84 |
DisclosureSEC source: 0001447362-20-000061 · wf-form4_158948664897633.xml · nonDerivative · entry 1 MAETZOLD DEREK J · CIK 0001239501 · Director · Pres. & Chief Exec. Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,642,348 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 12, 2020 Filed May 14, 2020 10:02 UTC |
Sofinnova HealthQuest Partners, L.P.10% owner
Kong Garheng10% owner
|
SaleCommon Stock | 250,000 | $34.50 | $8,624,600.00 |
DisclosureSEC source: 0001104659-20-061078 · tm209687d1_form4.xml · nonDerivative · entry 1 Sofinnova HealthQuest Partners, L.P. · CIK 0001579382 · 10% owner HealthQuest Venture Management, L.L.C. · CIK 0001783696 · 10% owner Kong Garheng · CIK 0001435183 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,433,577 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Sofinnova Healthquest Partners, L.P. on December 17, 2019. F2 · price: Represents the weighted-average sale price per share of a series of transactions, all of which were executed on May 12, 2020. The actual sale prices ranged from a low of $33.034 to a high of $35.665, inclusive. Each Reporting Person undertakes to provide upon request of the SEC Staff, Castle Biosciences, Inc. or a Castle Biosciences, Inc. security holder full information regarding the number of shares sold at each price within the range. F3 · ownership.direct: The shares are directly held by Sofinnova HealthQuest Partners, L.P. ("HealthQuest"). HealthQuest Venture Management, L.L.C. ("HQVM"), the general partner of HealthQuest, and Garheng Kong, the managing member of HQVM, may be deemed to have sole voting and dispositive power with respect to the shares held of record by HealthQuest. Mr. Kong and HQVM disclaim beneficial ownership over all shares owned by HealthQuest except to the extent of any pecuniary interest therein. Read SEC document |
| May 12, 2020 Filed May 19, 2020 23:29 UTC Amendment |
Sofinnova HealthQuest Partners, L.P.See Remarks
HealthQuest Venture Management, L.L.C.See Remarks
Kong GarhengSee Remarks
|
SaleCommon Stock | 100,000 | $35.47 | $3,547,370.00 |
DisclosureSEC source: 0001104659-20-063888 · tm2019858-1_4a.xml · nonDerivative · entry 3 Sofinnova HealthQuest Partners, L.P. · CIK 0001579382 · See Remarks HealthQuest Venture Management, L.L.C. · CIK 0001783696 · See Remarks Kong Garheng · CIK 0001435183 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,433,577 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Sofinnova Healthquest Partners, L.P. on December 17, 2019. F5 · price: Represents the weighted-average sale price per share of a series of transactions, all of which were executed on May 12, 2020. The actual sale prices ranged from a low of $35.175 to a high of $35.665, inclusive. Each Reporting Person undertakes to provide upon request of the SEC Staff, Castle Biosciences, Inc. or a Castle Biosciences, Inc. security holder full information regarding the number of shares sold at each price within the range. F3 · ownership.direct: The shares are directly held by Sofinnova HealthQuest Partners, L.P. ("HealthQuest"). HealthQuest Venture Management, L.L.C. ("HQVM"), the general partner of HealthQuest, and Garheng Kong, the managing member of HQVM, may be deemed to have sole voting and dispositive power with respect to the shares held of record by HealthQuest. Mr. Kong and HQVM disclaim beneficial ownership over all shares owned by HealthQuest except to the extent of any pecuniary interest therein. Read SEC document |
| May 12, 2020 Filed May 19, 2020 23:29 UTC Amendment |
Sofinnova HealthQuest Partners, L.P.See Remarks
HealthQuest Venture Management, L.L.C.See Remarks
Kong GarhengSee Remarks
|
SaleCommon Stock | 100,000 | $34.25 | $3,425,370.00 |
DisclosureSEC source: 0001104659-20-063888 · tm2019858-1_4a.xml · nonDerivative · entry 2 Sofinnova HealthQuest Partners, L.P. · CIK 0001579382 · See Remarks HealthQuest Venture Management, L.L.C. · CIK 0001783696 · See Remarks Kong Garheng · CIK 0001435183 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,533,577 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Sofinnova Healthquest Partners, L.P. on December 17, 2019. F4 · price: Represents the weighted-average sale price per share of a series of transactions, all of which were executed on May 12, 2020. The actual sale prices ranged from a low of $34.0861 to a high of $34.6399, inclusive. Each Reporting Person undertakes to provide upon request of the SEC Staff, Castle Biosciences, Inc. or a Castle Biosciences, Inc. security holder full information regarding the number of shares sold at each price within the range. F3 · ownership.direct: The shares are directly held by Sofinnova HealthQuest Partners, L.P. ("HealthQuest"). HealthQuest Venture Management, L.L.C. ("HQVM"), the general partner of HealthQuest, and Garheng Kong, the managing member of HQVM, may be deemed to have sole voting and dispositive power with respect to the shares held of record by HealthQuest. Mr. Kong and HQVM disclaim beneficial ownership over all shares owned by HealthQuest except to the extent of any pecuniary interest therein. Read SEC document |
| May 12, 2020 Filed May 19, 2020 23:29 UTC Amendment |
Sofinnova HealthQuest Partners, L.P.See Remarks
HealthQuest Venture Management, L.L.C.See Remarks
Kong GarhengSee Remarks
|
SaleCommon Stock | 50,000 | $33.04 | $1,651,850.00 |
DisclosureSEC source: 0001104659-20-063888 · tm2019858-1_4a.xml · nonDerivative · entry 1 Sofinnova HealthQuest Partners, L.P. · CIK 0001579382 · See Remarks HealthQuest Venture Management, L.L.C. · CIK 0001783696 · See Remarks Kong Garheng · CIK 0001435183 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,633,577 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Sofinnova Healthquest Partners, L.P. on December 17, 2019. F2 · price: Represents the weighted-average sale price per share of a series of transactions, all of which were executed on May 12, 2020. The actual sale prices ranged from a low of $33.034 to a high of $33.04, inclusive. Each Reporting Person undertakes to provide upon request of the SEC Staff, Castle Biosciences, Inc. or a Castle Biosciences, Inc. security holder full information regarding the number of shares sold at each price within the range. F3 · ownership.direct: The shares are directly held by Sofinnova HealthQuest Partners, L.P. ("HealthQuest"). HealthQuest Venture Management, L.L.C. ("HQVM"), the general partner of HealthQuest, and Garheng Kong, the managing member of HQVM, may be deemed to have sole voting and dispositive power with respect to the shares held of record by HealthQuest. Mr. Kong and HQVM disclaim beneficial ownership over all shares owned by HealthQuest except to the extent of any pecuniary interest therein. Read SEC document |
| May 08, 2020 Filed May 12, 2020 20:25 UTC |
Spiess Bernhard E.Chief Business Officer
|
Exercise / conversionStock option (right to buy) · Derivative | 32,233 | $0.00 Strike: $1.92 | $0.00 |
DisclosureSEC source: 0001447362-20-000055 · wf-form4_158931513579119.xml · derivative · entry 2 Spiess Bernhard E. · CIK 0001782994 · Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,867 Underlying: Common Stock · 32,233 shares Expires 2026-05-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: 25% of the 169,592 shares originally subject to the option vested on May 2, 2017, and the remaining shares vested in 36 equal monthly installments thereafter. Read SEC document |
| May 08, 2020 Filed May 12, 2020 20:25 UTC |
Spiess Bernhard E.Chief Business Officer
|
Exercise / conversionCommon Stock | 32,233 | $1.92 | $61,887.36 |
DisclosureSEC source: 0001447362-20-000055 · wf-form4_158931513579119.xml · nonDerivative · entry 1 Spiess Bernhard E. · CIK 0001782994 · Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 157,859 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 30, 2020 Filed May 4, 2020 20:46 UTC |
Anderson Bonnie HDirector
|
SaleCommon Stock | 462 | $31.10 | $14,368.20 |
DisclosureSEC source: 0001447362-20-000045 · wf-form4_158862515278176.xml · nonDerivative · entry 2 Anderson Bonnie H · CIK 0001588970 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By trust Disclosed balance after: 34,723 F1 · kind: The transactions on this Form 4 were made pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on March 17, 2020. F4 · price: This transaction was executed in multiple trades at prices ranging from $30.73 to $31.52, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · ownership.nature: Held by the Bonnie H. Anderson Living Trust, or the Anderson Trust. The Reporting Person is the trustee of the Anderson Trust. Read SEC document |
| April 30, 2020 Filed May 4, 2020 20:46 UTC |
Anderson Bonnie HDirector
|
SaleCommon Stock | 2,538 | $30.09 | $76,368.42 |
DisclosureSEC source: 0001447362-20-000045 · wf-form4_158862515278176.xml · nonDerivative · entry 1 Anderson Bonnie H · CIK 0001588970 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By trust Disclosed balance after: 35,185 F1 · kind: The transactions on this Form 4 were made pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on March 17, 2020. F2 · price: This transaction was executed in multiple trades at prices ranging from $29.59 to $30.38, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · ownership.nature: Held by the Bonnie H. Anderson Living Trust, or the Anderson Trust. The Reporting Person is the trustee of the Anderson Trust. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 13:49 UTC |
Harrison MilesDirector
|
GrantStock option (right to buy) · Derivative | 16,000 | $0.00 Strike: $28.77 | $0.00 |
DisclosureSEC source: 0001447362-20-000037 · wf-form4_158592173021395.xml · derivative · entry 1 Harrison Miles · CIK 0001808228 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,000 Underlying: Common Stock · 16,000 shares Expires 2030-03-31 F1 · derivative.exercise_date: One-third of the shares shall vest on April 15, 2021, and the remaining shares shall vest in 24 equal monthly installments thereafter. Read SEC document |
| February 19, 2020 Filed Feb 21, 2020 22:50 UTC |
KABAKOFF DAVID SDirector · 10% owner
|
SaleCommon Stock | 25,000 | $32.03 | $800,750.00 |
DisclosureSEC source: 0001447362-20-000015 · wf-form4_158232544082709.xml · nonDerivative · entry 1 KABAKOFF DAVID S · CIK 0001024008 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By L.P. Disclosed balance after: 1,683,577 F1 · kind: The transaction on this Form 4 was made pursuant to a Rule 10b5-1 plan adopted by Sofinnova HealthQuest Partners, L.P. on December 17, 2019. F2 · ownership.nature: Held by Sofinnova HealthQuest Partners, L.P., or HealthQuest Partners. HealthQuest Venture Management, L.L.C., or HealthQuest Management, is the general partner of HealthQuest Partners. David Kabakoff, Ph.D., the Reporting Person, is a partner of HealthQuest Management. Garheng Kong is the managing member of HealthQuest Management and has sole voting and investment power over the shares held by HealthQuest Partners. Each of HealthQuest Management, Mr. Kong and Dr. Kabakoff disclaims beneficial ownership over all shares held by HealthQuest Partners except to the extent of any pecuniary interest therein. Read SEC document |
| February 19, 2020 Filed Feb 21, 2020 22:22 UTC |
Sofinnova HealthQuest Partners, L.P.10% owner
Kong Garheng10% owner
|
SaleCommon Stock | 25,000 | $32.03 | $800,750.00 |
DisclosureSEC source: 0001104659-20-023968 · tm209687-1_4.xml · nonDerivative · entry 1 Sofinnova HealthQuest Partners, L.P. · CIK 0001579382 · 10% owner HealthQuest Venture Management, L.L.C. · CIK 0001783696 · 10% owner Kong Garheng · CIK 0001435183 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,683,577 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Sofinnova Healthquest Partners, L.P. on December 17, 2019. F2 · ownership.direct: The shares are directly held by Sofinnova HealthQuest Partners, L.P. ("HealthQuest"). HealthQuest Venture Management, L.L.C. ("HQVM"), the general partner of HealthQuest, and Garheng Kong, the managing member of HQVM, may be deemed to have sole voting and dispositive power with respect to the shares held of record by HealthQuest. Mr. Kong and HQVM disclaim beneficial ownership over all shares owned by HealthQuest except to the extent of any pecuniary interest therein. Read SEC document |
| February 13, 2020 Filed Feb 18, 2020 22:29 UTC |
KABAKOFF DAVID SDirector · 10% owner
|
SaleCommon Stock | 25,000 | $32.01 | $800,250.00 |
DisclosureSEC source: 0001447362-20-000012 · wf-form4_158206493466077.xml · nonDerivative · entry 1 KABAKOFF DAVID S · CIK 0001024008 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By L.P. Disclosed balance after: 1,708,577 F1 · kind: The transaction on this Form 4 was made pursuant to a Rule 10b5-1 plan adopted by Sofinnova HealthQuest Partners, L.P. on December 17, 2019. F2 · ownership.nature: Held by Sofinnova HealthQuest Partners, L.P., or HealthQuest Partners. HealthQuest Venture Management, L.L.C., or HealthQuest Management, is the general partner of HealthQuest Partners. David Kabakoff, Ph.D., the Reporting Person, is a partner of HealthQuest Management. Garheng Kong is the managing member of HealthQuest Management and has sole voting and investment power over the shares held by HealthQuest Partners. Each of HealthQuest Management, Mr. Kong and Dr. Kabakoff disclaims beneficial ownership over all shares held by HealthQuest Partners except to the extent of any pecuniary interest therein. Read SEC document |
| February 13, 2020 Filed Feb 18, 2020 22:22 UTC |
Sofinnova HealthQuest Partners, L.P.10% owner
Kong Garheng10% owner
|
SaleCommon Stock | 25,000 | $32.01 | $800,250.00 |
DisclosureSEC source: 0001104659-20-022494 · tm209325-1_4.xml · nonDerivative · entry 1 Sofinnova HealthQuest Partners, L.P. · CIK 0001579382 · 10% owner HealthQuest Venture Management, L.L.C. · CIK 0001783696 · 10% owner Kong Garheng · CIK 0001435183 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,708,577 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Sofinnova Healthquest Partners, L.P. on December 17, 2019. F2 · ownership.direct: The shares are directly held by Sofinnova HealthQuest Partners, L.P. ("HealthQuest"). HealthQuest Venture Management, L.L.C. ("HQVM"), the general partner of HealthQuest, and Garheng Kong, the managing member of HQVM, may be deemed to have sole voting and dispositive power with respect to the shares held of record by HealthQuest. Mr. Kong and HQVM disclaim beneficial ownership over all shares owned by HealthQuest except to the extent of any pecuniary interest therein. Read SEC document |
| February 06, 2020 Filed Feb 10, 2020 21:46 UTC |
KABAKOFF DAVID SDirector · 10% owner
|
SaleCommon Stock | 25,000 | $31.03 | $775,750.00 |
DisclosureSEC source: 0001447362-20-000010 · wf-form4_158137118397757.xml · nonDerivative · entry 1 KABAKOFF DAVID S · CIK 0001024008 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By L.P. Disclosed balance after: 1,733,577 F1 · kind: The transaction on this Form 4 was made pursuant to a Rule 10b5-1 plan adopted by Sofinnova HealthQuest Partners, L.P. on December 17, 2019. F2 · ownership.nature: Held by Sofinnova HealthQuest Partners, L.P., or HealthQuest Partners. HealthQuest Venture Management, L.L.C., or HealthQuest Management, is the general partner of HealthQuest Partners. David Kabakoff, Ph.D., the Reporting Person, is a partner of HealthQuest Management. Garheng Kong is the managing member of HealthQuest Management and has sole voting and investment power over the shares held by HealthQuest Partners. Each of HealthQuest Management, Mr. Kong and Dr. Kabakoff disclaims beneficial ownership over all shares held by HealthQuest Partners except to the extent of any pecuniary interest therein. Read SEC document |
| February 06, 2020 Filed Feb 10, 2020 22:58 UTC |
Sofinnova HealthQuest Partners, L.P.10% owner
Kong Garheng10% owner
|
SaleCommon Stock | 25,000 | $31.03 | $775,750.00 |
DisclosureSEC source: 0001104659-20-014010 · tm207324-1_4.xml · nonDerivative · entry 1 Sofinnova HealthQuest Partners, L.P. · CIK 0001579382 · 10% owner HealthQuest Venture Management, L.L.C. · CIK 0001783696 · 10% owner Kong Garheng · CIK 0001435183 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,733,577 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Sofinnova Healthquest Partners, L.P. on December 17, 2019. F2 · ownership.direct: The shares are directly held by Sofinnova HealthQuest Partners, L.P. ("HealthQuest"). HealthQuest Venture Management, L.L.C. ("HQVM"), the general partner of HealthQuest, and Garheng Kong, the managing member of HQVM, may be deemed to have sole voting and dispositive power with respect to the shares held of record by HealthQuest. Mr. Kong and HQVM disclaim beneficial ownership over all shares owned by HealthQuest except to the extent of any pecuniary interest therein. Read SEC document |
| February 03, 2020 Filed Feb 4, 2020 20:35 UTC |
KABAKOFF DAVID SDirector · 10% owner
|
SaleCommon Stock | 25,000 | $31.06 | $776,525.00 |
DisclosureSEC source: 0001447362-20-000008 · wf-form4_158084850505165.xml · nonDerivative · entry 2 KABAKOFF DAVID S · CIK 0001024008 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By L.P. Disclosed balance after: 1,758,577 F1 · kind: The transactions on this Form 4 were made pursuant to a Rule 10b5-1 plan adopted by Sofinnova HealthQuest Partners, L.P. on December 17, 2019. F2 · ownership.nature: Held by Sofinnova HealthQuest Partners, L.P., or HealthQuest Partners. HealthQuest Venture Management, L.L.C., or HealthQuest Management, is the general partner of HealthQuest Partners. David Kabakoff, Ph.D., the Reporting Person, is a partner of HealthQuest Management. Garheng Kong is the managing member of HealthQuest Management and has sole voting and investment power over the shares held by HealthQuest Partners. Each of HealthQuest Management, Mr. Kong and Dr. Kabakoff disclaims beneficial ownership over all shares held by HealthQuest Partners except to the extent of any pecuniary interest therein. Read SEC document |
| February 03, 2020 Filed Feb 4, 2020 20:10 UTC |
Sofinnova HealthQuest Partners, L.P.10% owner
Kong Garheng10% owner
|
SaleCommon Stock | 25,000 | $31.06 | $776,525.00 |
DisclosureSEC source: 0001104659-20-010543 · tm206618d1_4.xml · nonDerivative · entry 2 Sofinnova HealthQuest Partners, L.P. · CIK 0001579382 · 10% owner HealthQuest Venture Management, L.L.C. · CIK 0001783696 · 10% owner Kong Garheng · CIK 0001435183 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,758,577 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Sofinnova Healthquest Partners, L.P. on December 17, 2019. F2 · ownership.direct: The shares are directly held by Sofinnova HealthQuest Partners, L.P. ("HealthQuest"). HealthQuest Venture Management, L.L.C. ("HQVM"), the general partner of HealthQuest, and Garheng Kong, the managing member of HQVM, may be deemed to have sole voting and dispositive power with respect to the shares held of record by HealthQuest. Mr. Kong and HQVM disclaim beneficial ownership over all shares owned by HealthQuest except to the extent of any pecuniary interest therein. Read SEC document |
| January 31, 2020 Filed Feb 4, 2020 20:35 UTC |
KABAKOFF DAVID SDirector · 10% owner
|
SaleCommon Stock | 25,000 | $30.02 | $750,387.50 |
DisclosureSEC source: 0001447362-20-000008 · wf-form4_158084850505165.xml · nonDerivative · entry 1 KABAKOFF DAVID S · CIK 0001024008 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By L.P. Disclosed balance after: 1,783,577 F1 · kind: The transactions on this Form 4 were made pursuant to a Rule 10b5-1 plan adopted by Sofinnova HealthQuest Partners, L.P. on December 17, 2019. F2 · ownership.nature: Held by Sofinnova HealthQuest Partners, L.P., or HealthQuest Partners. HealthQuest Venture Management, L.L.C., or HealthQuest Management, is the general partner of HealthQuest Partners. David Kabakoff, Ph.D., the Reporting Person, is a partner of HealthQuest Management. Garheng Kong is the managing member of HealthQuest Management and has sole voting and investment power over the shares held by HealthQuest Partners. Each of HealthQuest Management, Mr. Kong and Dr. Kabakoff disclaims beneficial ownership over all shares held by HealthQuest Partners except to the extent of any pecuniary interest therein. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.