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Nasdaq · USD

CSTL

CASTLE BIOSCIENCES INC

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Tapewire entity
359
SEC CIK
0001447362
Parsed reports
578

Last 12 months

Inside the activity.

0 purchase rows · 214 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025014
Dec 2025010
Jan 202603
Feb 202603
Mar 2026026
Apr 2026014
May 2026028
Jun 2026015
Jul 2026036
Aug 2026044
Sep 2026015
Oct 202606

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 30, 2021 Filed Mar 31, 2021 20:13 UTC
MAETZOLD DEREK JDirector · Pres. & Chief Exec. Officer
SaleCommon Stock 9,438 $61.92 $584,410.40
Disclosure

SEC source: 0001447362-21-000065 · wf-form4_161722161264349.xml · nonDerivative · entry 5

MAETZOLD DEREK J · CIK 0001239501 · Director · Pres. & Chief Exec. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 652,262

F1 · kind: These transactions were made pursuant to Rule 10b5-1 plans adopted by the Reporting Person on September 10, 2020 and December 11, 2020.

F6 · price: This transaction was executed in multiple trades at prices ranging from $61.600 to $62.350, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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March 30, 2021 Filed Mar 31, 2021 20:13 UTC
MAETZOLD DEREK JDirector · Pres. & Chief Exec. Officer
SaleCommon Stock 4,114 $60.99 $250,916.97
Disclosure

SEC source: 0001447362-21-000065 · wf-form4_161722161264349.xml · nonDerivative · entry 4

MAETZOLD DEREK J · CIK 0001239501 · Director · Pres. & Chief Exec. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 661,700

F1 · kind: These transactions were made pursuant to Rule 10b5-1 plans adopted by the Reporting Person on September 10, 2020 and December 11, 2020.

F5 · price: This transaction was executed in multiple trades at prices ranging from $60.590 to $61.580, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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March 30, 2021 Filed Mar 31, 2021 20:13 UTC
MAETZOLD DEREK JDirector · Pres. & Chief Exec. Officer
SaleCommon Stock 700 $59.94 $41,954.50
Disclosure

SEC source: 0001447362-21-000065 · wf-form4_161722161264349.xml · nonDerivative · entry 3

MAETZOLD DEREK J · CIK 0001239501 · Director · Pres. & Chief Exec. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 665,814

F1 · kind: These transactions were made pursuant to Rule 10b5-1 plans adopted by the Reporting Person on September 10, 2020 and December 11, 2020.

F4 · price: This transaction was executed in multiple trades at prices ranging from $59.480 to $60.460, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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March 30, 2021 Filed Mar 31, 2021 20:13 UTC
MAETZOLD DEREK JDirector · Pres. & Chief Exec. Officer
SaleCommon Stock 1,300 $58.57 $76,134.50
Disclosure

SEC source: 0001447362-21-000065 · wf-form4_161722161264349.xml · nonDerivative · entry 2

MAETZOLD DEREK J · CIK 0001239501 · Director · Pres. & Chief Exec. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 666,514

F1 · kind: These transactions were made pursuant to Rule 10b5-1 plans adopted by the Reporting Person on September 10, 2020 and December 11, 2020.

F3 · price: This transaction was executed in multiple trades at prices ranging from $58.100 to $58.945, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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March 30, 2021 Filed Mar 31, 2021 20:13 UTC
MAETZOLD DEREK JDirector · Pres. & Chief Exec. Officer
SaleCommon Stock 1,322 $56.99 $75,336.81
Disclosure

SEC source: 0001447362-21-000065 · wf-form4_161722161264349.xml · nonDerivative · entry 1

MAETZOLD DEREK J · CIK 0001239501 · Director · Pres. & Chief Exec. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 667,814

F1 · kind: These transactions were made pursuant to Rule 10b5-1 plans adopted by the Reporting Person on September 10, 2020 and December 11, 2020.

F2 · price: This transaction was executed in multiple trades at prices ranging from $56.690 to $57.500, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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March 29, 2021 Filed Mar 30, 2021 21:08 UTC
MAETZOLD DEREK JDirector · Pres. & Chief Exec. Officer
SaleCommon Stock 1,734 $59.55 $103,264.90
Disclosure

SEC source: 0001447362-21-000063 · wf-form4_161713849480029.xml · nonDerivative · entry 6

MAETZOLD DEREK J · CIK 0001239501 · Director · Pres. & Chief Exec. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 669,136

F1 · kind: These transactions were made pursuant to Rule 10b5-1 plans adopted by the Reporting Person on September 10, 2020 and December 11, 2020.

F7 · price: This transaction was executed in multiple trades at prices ranging from $59.340 to $60.000, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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March 29, 2021 Filed Mar 30, 2021 21:08 UTC
MAETZOLD DEREK JDirector · Pres. & Chief Exec. Officer
SaleCommon Stock 11,240 $58.85 $661,462.76
Disclosure

SEC source: 0001447362-21-000063 · wf-form4_161713849480029.xml · nonDerivative · entry 5

MAETZOLD DEREK J · CIK 0001239501 · Director · Pres. & Chief Exec. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 670,870

F1 · kind: These transactions were made pursuant to Rule 10b5-1 plans adopted by the Reporting Person on September 10, 2020 and December 11, 2020.

F6 · price: This transaction was executed in multiple trades at prices ranging from $58.270 to $59.260, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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March 26, 2021 Filed Mar 30, 2021 21:08 UTC
MAETZOLD DEREK JDirector · Pres. & Chief Exec. Officer
SaleCommon Stock 300 $61.91 $18,572.10
Disclosure

SEC source: 0001447362-21-000063 · wf-form4_161713849480029.xml · nonDerivative · entry 4

MAETZOLD DEREK J · CIK 0001239501 · Director · Pres. & Chief Exec. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 682,110

F1 · kind: These transactions were made pursuant to Rule 10b5-1 plans adopted by the Reporting Person on September 10, 2020 and December 11, 2020.

F5 · price: This transaction was executed in multiple trades at prices ranging from $61.860 to $61.930, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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March 26, 2021 Filed Mar 30, 2021 21:08 UTC
MAETZOLD DEREK JDirector · Pres. & Chief Exec. Officer
SaleCommon Stock 6,200 $61.19 $379,371.80
Disclosure

SEC source: 0001447362-21-000063 · wf-form4_161713849480029.xml · nonDerivative · entry 3

MAETZOLD DEREK J · CIK 0001239501 · Director · Pres. & Chief Exec. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 682,410

F1 · kind: These transactions were made pursuant to Rule 10b5-1 plans adopted by the Reporting Person on September 10, 2020 and December 11, 2020.

F4 · price: This transaction was executed in multiple trades at prices ranging from $60.830 to $61.750, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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March 26, 2021 Filed Mar 30, 2021 21:08 UTC
MAETZOLD DEREK JDirector · Pres. & Chief Exec. Officer
SaleCommon Stock 1,800 $60.42 $108,759.60
Disclosure

SEC source: 0001447362-21-000063 · wf-form4_161713849480029.xml · nonDerivative · entry 2

MAETZOLD DEREK J · CIK 0001239501 · Director · Pres. & Chief Exec. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 688,610

F1 · kind: These transactions were made pursuant to Rule 10b5-1 plans adopted by the Reporting Person on September 10, 2020 and December 11, 2020.

F3 · price: This transaction was executed in multiple trades at prices ranging from $59.800 to $60.795, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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March 26, 2021 Filed Mar 30, 2021 21:08 UTC
MAETZOLD DEREK JDirector · Pres. & Chief Exec. Officer
SaleCommon Stock 4,975 $59.46 $295,833.40
Disclosure

SEC source: 0001447362-21-000063 · wf-form4_161713849480029.xml · nonDerivative · entry 1

MAETZOLD DEREK J · CIK 0001239501 · Director · Pres. & Chief Exec. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 690,410

F1 · kind: These transactions were made pursuant to Rule 10b5-1 plans adopted by the Reporting Person on September 10, 2020 and December 11, 2020.

F2 · price: This transaction was executed in multiple trades at prices ranging from $58.800 to $59.790, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
March 25, 2021 Filed Mar 26, 2021 20:45 UTC SaleCommon Stock 200 $62.36 $12,472.00
Disclosure

SEC source: 0001447362-21-000061 · wf-form4_161679149902936.xml · nonDerivative · entry 8

BRADBURY DANIEL · CIK 0001236397 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By LLC

Disclosed balance after: 320,993

F1 · kind: The transactions on this Form 4 were made pursuant to a Rule 10b5-1 plan adopted by BioBrit, LLC (the "LLC") on September 5, 2020.

F3 · ownership.nature: Held by the LLC, of which the Reporting Person is the managing member and has voting and investment power over the shares.

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March 25, 2021 Filed Mar 26, 2021 20:45 UTC SaleCommon Stock 2,965 $61.73 $183,020.56
Disclosure

SEC source: 0001447362-21-000061 · wf-form4_161679149902936.xml · nonDerivative · entry 7

BRADBURY DANIEL · CIK 0001236397 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By LLC

Disclosed balance after: 321,193

F1 · kind: The transactions on this Form 4 were made pursuant to a Rule 10b5-1 plan adopted by BioBrit, LLC (the "LLC") on September 5, 2020.

F9 · price: This transaction was executed in multiple trades at prices ranging from $61.280 to $62.235, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: Held by the LLC, of which the Reporting Person is the managing member and has voting and investment power over the shares.

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March 25, 2021 Filed Mar 26, 2021 20:45 UTC SaleCommon Stock 3,439 $60.69 $208,723.23
Disclosure

SEC source: 0001447362-21-000061 · wf-form4_161679149902936.xml · nonDerivative · entry 6

BRADBURY DANIEL · CIK 0001236397 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By LLC

Disclosed balance after: 324,158

F1 · kind: The transactions on this Form 4 were made pursuant to a Rule 10b5-1 plan adopted by BioBrit, LLC (the "LLC") on September 5, 2020.

F8 · price: This transaction was executed in multiple trades at prices ranging from $60.280 to $61.080, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: Held by the LLC, of which the Reporting Person is the managing member and has voting and investment power over the shares.

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March 25, 2021 Filed Mar 26, 2021 20:45 UTC SaleCommon Stock 896 $59.93 $53,699.07
Disclosure

SEC source: 0001447362-21-000061 · wf-form4_161679149902936.xml · nonDerivative · entry 5

BRADBURY DANIEL · CIK 0001236397 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By LLC

Disclosed balance after: 327,597

F1 · kind: The transactions on this Form 4 were made pursuant to a Rule 10b5-1 plan adopted by BioBrit, LLC (the "LLC") on September 5, 2020.

F7 · price: This transaction was executed in multiple trades at prices ranging from $59.270 to $60.230, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: Held by the LLC, of which the Reporting Person is the managing member and has voting and investment power over the shares.

Read SEC document
March 24, 2021 Filed Mar 26, 2021 20:45 UTC SaleCommon Stock 1,210 $64.68 $78,264.01
Disclosure

SEC source: 0001447362-21-000061 · wf-form4_161679149902936.xml · nonDerivative · entry 4

BRADBURY DANIEL · CIK 0001236397 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By LLC

Disclosed balance after: 328,493

F1 · kind: The transactions on this Form 4 were made pursuant to a Rule 10b5-1 plan adopted by BioBrit, LLC (the "LLC") on September 5, 2020.

F6 · price: This transaction was executed in multiple trades at prices ranging from $64.380 to $65.315, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: Held by the LLC, of which the Reporting Person is the managing member and has voting and investment power over the shares.

Read SEC document
March 24, 2021 Filed Mar 26, 2021 20:45 UTC SaleCommon Stock 3,080 $63.71 $196,220.64
Disclosure

SEC source: 0001447362-21-000061 · wf-form4_161679149902936.xml · nonDerivative · entry 3

BRADBURY DANIEL · CIK 0001236397 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By LLC

Disclosed balance after: 329,703

F1 · kind: The transactions on this Form 4 were made pursuant to a Rule 10b5-1 plan adopted by BioBrit, LLC (the "LLC") on September 5, 2020.

F5 · price: This transaction was executed in multiple trades at prices ranging from $63.310 to $64.145, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: Held by the LLC, of which the Reporting Person is the managing member and has voting and investment power over the shares.

Read SEC document
March 24, 2021 Filed Mar 26, 2021 20:45 UTC SaleCommon Stock 1,310 $62.88 $82,372.80
Disclosure

SEC source: 0001447362-21-000061 · wf-form4_161679149902936.xml · nonDerivative · entry 2

BRADBURY DANIEL · CIK 0001236397 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By LLC

Disclosed balance after: 332,783

F1 · kind: The transactions on this Form 4 were made pursuant to a Rule 10b5-1 plan adopted by BioBrit, LLC (the "LLC") on September 5, 2020.

F4 · price: This transaction was executed in multiple trades at prices ranging from $62.310 to $63.305, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: Held by the LLC, of which the Reporting Person is the managing member and has voting and investment power over the shares.

Read SEC document
March 24, 2021 Filed Mar 26, 2021 20:45 UTC SaleCommon Stock 1,900 $61.21 $116,289.50
Disclosure

SEC source: 0001447362-21-000061 · wf-form4_161679149902936.xml · nonDerivative · entry 1

BRADBURY DANIEL · CIK 0001236397 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By LLC

Disclosed balance after: 334,093

F1 · kind: The transactions on this Form 4 were made pursuant to a Rule 10b5-1 plan adopted by BioBrit, LLC (the "LLC") on September 5, 2020.

F2 · price: This transaction was executed in multiple trades at prices ranging from $60.690 to $61.530, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: Held by the LLC, of which the Reporting Person is the managing member and has voting and investment power over the shares.

Read SEC document
March 22, 2021 Filed Mar 23, 2021 21:29 UTC SaleCommon Stock 10,000 $67.12 $671,212.00
Disclosure

SEC source: 0001447362-21-000059 · wf-form4_161653494158788.xml · nonDerivative · entry 2

KABAKOFF DAVID S · CIK 0001024008 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By L.P.

Disclosed balance after: 733,577

F1 · kind: The transaction on this Form 4 was made pursuant to a Rule 10b5-1 plan adopted by Sofinnova HealthQuest Partners, L.P. on December 17, 2020.

F2 · ownership.nature: Held by Sofinnova HealthQuest Partners, L.P., or HealthQuest Partners. HealthQuest Venture Management, L.L.C., or HealthQuest Management, is the general partner of HealthQuest Partners. David Kabakoff, Ph.D., the Reporting Person, is a partner of HealthQuest Management. Garheng Kong is the managing member of HealthQuest Management and has sole voting and investment power over the shares held by HealthQuest Partners. Each of HealthQuest Management, Mr. Kong and Dr. Kabakoff disclaims beneficial ownership over all shares held by HealthQuest Partners except to the extent of any pecuniary interest therein.

Read SEC document
March 19, 2021 Filed Mar 23, 2021 21:29 UTC SaleCommon Stock 10,000 $66.17 $661,699.00
Disclosure

SEC source: 0001447362-21-000059 · wf-form4_161653494158788.xml · nonDerivative · entry 1

KABAKOFF DAVID S · CIK 0001024008 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By L.P.

Disclosed balance after: 743,577

F1 · kind: The transaction on this Form 4 was made pursuant to a Rule 10b5-1 plan adopted by Sofinnova HealthQuest Partners, L.P. on December 17, 2020.

F2 · ownership.nature: Held by Sofinnova HealthQuest Partners, L.P., or HealthQuest Partners. HealthQuest Venture Management, L.L.C., or HealthQuest Management, is the general partner of HealthQuest Partners. David Kabakoff, Ph.D., the Reporting Person, is a partner of HealthQuest Management. Garheng Kong is the managing member of HealthQuest Management and has sole voting and investment power over the shares held by HealthQuest Partners. Each of HealthQuest Management, Mr. Kong and Dr. Kabakoff disclaims beneficial ownership over all shares held by HealthQuest Partners except to the extent of any pecuniary interest therein.

Read SEC document
March 18, 2021 Filed Mar 22, 2021 20:04 UTC Exercise / conversionStock option (right to buy) · Derivative 12,229 $0.00 Strike: $16.00 $0.00
Disclosure

SEC source: 0001447362-21-000057 · wf-form4_161644347105756.xml · derivative · entry 4

Cook Joseph C. III · CIK 0001783205 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,666

Underlying: Common Stock · 12,229 shares

Expires 2029-07-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: 25% of the 30,895 shares originally subject to the option vested on August 1, 2020, and the remaining shares vest in 36 equal monthly installments thereafter.

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March 18, 2021 Filed Mar 22, 2021 20:04 UTC Exercise / conversionCommon Stock 12,229 $16.00 $195,664.00
Disclosure

SEC source: 0001447362-21-000057 · wf-form4_161644347105756.xml · nonDerivative · entry 1

Cook Joseph C. III · CIK 0001783205 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,407

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 17, 2021 Filed Mar 18, 2021 20:14 UTC SaleCommon Stock 10,000 $66.14 $661,365.00
Disclosure

SEC source: 0001447362-21-000055 · wf-form4_161609844748968.xml · nonDerivative · entry 5

KABAKOFF DAVID S · CIK 0001024008 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By L.P.

Disclosed balance after: 753,577

F1 · kind: The transaction on this Form 4 was made pursuant to a Rule 10b5-1 plan adopted by Sofinnova HealthQuest Partners, L.P. on December 17, 2020.

F3 · ownership.nature: Held by Sofinnova HealthQuest Partners, L.P., or HealthQuest Partners. HealthQuest Venture Management, L.L.C., or HealthQuest Management, is the general partner of HealthQuest Partners. David Kabakoff, Ph.D., the Reporting Person, is a partner of HealthQuest Management. Garheng Kong is the managing member of HealthQuest Management and has sole voting and investment power over the shares held by HealthQuest Partners. Each of HealthQuest Management, Mr. Kong and Dr. Kabakoff disclaims beneficial ownership over all shares held by HealthQuest Partners except to the extent of any pecuniary interest therein.

Read SEC document
March 16, 2021 Filed Mar 18, 2021 20:14 UTC SaleCommon Stock 20,000 $65.73 $1,314,566.00
Disclosure

SEC source: 0001447362-21-000055 · wf-form4_161609844748968.xml · nonDerivative · entry 4

KABAKOFF DAVID S · CIK 0001024008 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By L.P.

Disclosed balance after: 763,577

F1 · kind: The transaction on this Form 4 was made pursuant to a Rule 10b5-1 plan adopted by Sofinnova HealthQuest Partners, L.P. on December 17, 2020.

F6 · price: This transaction was executed in multiple trades at prices ranging from $65.7011 to $65.7554, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: Held by Sofinnova HealthQuest Partners, L.P., or HealthQuest Partners. HealthQuest Venture Management, L.L.C., or HealthQuest Management, is the general partner of HealthQuest Partners. David Kabakoff, Ph.D., the Reporting Person, is a partner of HealthQuest Management. Garheng Kong is the managing member of HealthQuest Management and has sole voting and investment power over the shares held by HealthQuest Partners. Each of HealthQuest Management, Mr. Kong and Dr. Kabakoff disclaims beneficial ownership over all shares held by HealthQuest Partners except to the extent of any pecuniary interest therein.

Read SEC document
March 16, 2021 Filed Mar 18, 2021 20:14 UTC SaleCommon Stock 40,000 $64.63 $2,585,056.00
Disclosure

SEC source: 0001447362-21-000055 · wf-form4_161609844748968.xml · nonDerivative · entry 3

KABAKOFF DAVID S · CIK 0001024008 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By L.P.

Disclosed balance after: 783,577

F1 · kind: The transaction on this Form 4 was made pursuant to a Rule 10b5-1 plan adopted by Sofinnova HealthQuest Partners, L.P. on December 17, 2020.

F5 · price: This transaction was executed in multiple trades at prices ranging from $64.4900 to $64.7471, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: Held by Sofinnova HealthQuest Partners, L.P., or HealthQuest Partners. HealthQuest Venture Management, L.L.C., or HealthQuest Management, is the general partner of HealthQuest Partners. David Kabakoff, Ph.D., the Reporting Person, is a partner of HealthQuest Management. Garheng Kong is the managing member of HealthQuest Management and has sole voting and investment power over the shares held by HealthQuest Partners. Each of HealthQuest Management, Mr. Kong and Dr. Kabakoff disclaims beneficial ownership over all shares held by HealthQuest Partners except to the extent of any pecuniary interest therein.

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March 16, 2021 Filed Mar 18, 2021 20:14 UTC SaleCommon Stock 30,000 $63.76 $1,912,707.00
Disclosure

SEC source: 0001447362-21-000055 · wf-form4_161609844748968.xml · nonDerivative · entry 2

KABAKOFF DAVID S · CIK 0001024008 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By L.P.

Disclosed balance after: 823,577

F1 · kind: The transaction on this Form 4 was made pursuant to a Rule 10b5-1 plan adopted by Sofinnova HealthQuest Partners, L.P. on December 17, 2020.

F4 · price: This transaction was executed in multiple trades at prices ranging from $63.4256 to $63.9355, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: Held by Sofinnova HealthQuest Partners, L.P., or HealthQuest Partners. HealthQuest Venture Management, L.L.C., or HealthQuest Management, is the general partner of HealthQuest Partners. David Kabakoff, Ph.D., the Reporting Person, is a partner of HealthQuest Management. Garheng Kong is the managing member of HealthQuest Management and has sole voting and investment power over the shares held by HealthQuest Partners. Each of HealthQuest Management, Mr. Kong and Dr. Kabakoff disclaims beneficial ownership over all shares held by HealthQuest Partners except to the extent of any pecuniary interest therein.

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March 16, 2021 Filed Mar 18, 2021 20:14 UTC SaleCommon Stock 30,000 $61.21 $1,836,351.00
Disclosure

SEC source: 0001447362-21-000055 · wf-form4_161609844748968.xml · nonDerivative · entry 1

KABAKOFF DAVID S · CIK 0001024008 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By L.P.

Disclosed balance after: 853,577

F1 · kind: The transaction on this Form 4 was made pursuant to a Rule 10b5-1 plan adopted by Sofinnova HealthQuest Partners, L.P. on December 17, 2020.

F2 · price: This transaction was executed in multiple trades at prices ranging from $61.1168 to $61.3623, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: Held by Sofinnova HealthQuest Partners, L.P., or HealthQuest Partners. HealthQuest Venture Management, L.L.C., or HealthQuest Management, is the general partner of HealthQuest Partners. David Kabakoff, Ph.D., the Reporting Person, is a partner of HealthQuest Management. Garheng Kong is the managing member of HealthQuest Management and has sole voting and investment power over the shares held by HealthQuest Partners. Each of HealthQuest Management, Mr. Kong and Dr. Kabakoff disclaims beneficial ownership over all shares held by HealthQuest Partners except to the extent of any pecuniary interest therein.

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March 12, 2021 Filed Mar 15, 2021 20:05 UTC
MAETZOLD DEREK JDirector · Pres. & Chief Exec. Officer
SaleCommon Stock 59 $67.03 $3,955.01
Disclosure

SEC source: 0001447362-21-000053 · wf-form4_161583872171264.xml · nonDerivative · entry 5

MAETZOLD DEREK J · CIK 0001239501 · Director · Pres. & Chief Exec. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 695,385

F1 · kind: These transactions were made pursuant to Rule 10b5-1 plans adopted by the Reporting Person on September 10, 2020 and December 11, 2020.

F6 · price: This transaction was executed in multiple trades at prices ranging from $66.800 to $67.075, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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March 12, 2021 Filed Mar 15, 2021 20:05 UTC
MAETZOLD DEREK JDirector · Pres. & Chief Exec. Officer
SaleCommon Stock 1,165 $66.26 $77,196.40
Disclosure

SEC source: 0001447362-21-000053 · wf-form4_161583872171264.xml · nonDerivative · entry 4

MAETZOLD DEREK J · CIK 0001239501 · Director · Pres. & Chief Exec. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 695,444

F1 · kind: These transactions were made pursuant to Rule 10b5-1 plans adopted by the Reporting Person on September 10, 2020 and December 11, 2020.

F5 · price: This transaction was executed in multiple trades at prices ranging from $65.800 to $66.760, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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March 12, 2021 Filed Mar 15, 2021 20:05 UTC
MAETZOLD DEREK JDirector · Pres. & Chief Exec. Officer
SaleCommon Stock 2,000 $65.18 $130,362.00
Disclosure

SEC source: 0001447362-21-000053 · wf-form4_161583872171264.xml · nonDerivative · entry 3

MAETZOLD DEREK J · CIK 0001239501 · Director · Pres. & Chief Exec. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 696,609

F1 · kind: These transactions were made pursuant to Rule 10b5-1 plans adopted by the Reporting Person on September 10, 2020 and December 11, 2020.

F4 · price: This transaction was executed in multiple trades at prices ranging from $64.800 to $65.620, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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March 12, 2021 Filed Mar 15, 2021 20:05 UTC
MAETZOLD DEREK JDirector · Pres. & Chief Exec. Officer
SaleCommon Stock 6,788 $64.32 $436,583.80
Disclosure

SEC source: 0001447362-21-000053 · wf-form4_161583872171264.xml · nonDerivative · entry 2

MAETZOLD DEREK J · CIK 0001239501 · Director · Pres. & Chief Exec. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 698,609

F1 · kind: These transactions were made pursuant to Rule 10b5-1 plans adopted by the Reporting Person on September 10, 2020 and December 11, 2020.

F3 · price: This transaction was executed in multiple trades at prices ranging from $63.770 to $64.760, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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March 12, 2021 Filed Mar 15, 2021 20:05 UTC
MAETZOLD DEREK JDirector · Pres. & Chief Exec. Officer
SaleCommon Stock 4,363 $63.32 $276,282.61
Disclosure

SEC source: 0001447362-21-000053 · wf-form4_161583872171264.xml · nonDerivative · entry 1

MAETZOLD DEREK J · CIK 0001239501 · Director · Pres. & Chief Exec. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 705,397

F1 · kind: These transactions were made pursuant to Rule 10b5-1 plans adopted by the Reporting Person on September 10, 2020 and December 11, 2020.

F2 · price: This transaction was executed in multiple trades at prices ranging from $62.720 to $63.650, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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March 11, 2021 Filed Mar 12, 2021 21:15 UTC
MAETZOLD DEREK JDirector · Pres. & Chief Exec. Officer
SaleCommon Stock 800 $68.55 $54,838.40
Disclosure

SEC source: 0001447362-21-000051 · wf-form4_161558370635915.xml · nonDerivative · entry 7

MAETZOLD DEREK J · CIK 0001239501 · Director · Pres. & Chief Exec. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 709,760

F1 · kind: These transactions were made pursuant to Rule 10b5-1 plans adopted by the Reporting Person on September 10, 2020 and December 11, 2020.

F8 · price: This transaction was executed in multiple trades at prices ranging from $68.290 to $68.880, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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March 11, 2021 Filed Mar 12, 2021 21:15 UTC
MAETZOLD DEREK JDirector · Pres. & Chief Exec. Officer
SaleCommon Stock 9,394 $67.78 $636,715.93
Disclosure

SEC source: 0001447362-21-000051 · wf-form4_161558370635915.xml · nonDerivative · entry 6

MAETZOLD DEREK J · CIK 0001239501 · Director · Pres. & Chief Exec. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 710,560

F1 · kind: These transactions were made pursuant to Rule 10b5-1 plans adopted by the Reporting Person on September 10, 2020 and December 11, 2020.

F7 · price: This transaction was executed in multiple trades at prices ranging from $67.280 to $68.240, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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March 11, 2021 Filed Mar 12, 2021 21:15 UTC
MAETZOLD DEREK JDirector · Pres. & Chief Exec. Officer
SaleCommon Stock 4,181 $66.96 $279,938.86
Disclosure

SEC source: 0001447362-21-000051 · wf-form4_161558370635915.xml · nonDerivative · entry 5

MAETZOLD DEREK J · CIK 0001239501 · Director · Pres. & Chief Exec. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 719,954

F1 · kind: These transactions were made pursuant to Rule 10b5-1 plans adopted by the Reporting Person on September 10, 2020 and December 11, 2020.

F6 · price: This transaction was executed in multiple trades at prices ranging from $66.280 to $67.235, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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March 10, 2021 Filed Mar 12, 2021 21:15 UTC
MAETZOLD DEREK JDirector · Pres. & Chief Exec. Officer
SaleCommon Stock 3,685 $66.22 $244,009.65
Disclosure

SEC source: 0001447362-21-000051 · wf-form4_161558370635915.xml · nonDerivative · entry 4

MAETZOLD DEREK J · CIK 0001239501 · Director · Pres. & Chief Exec. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 724,135

F1 · kind: These transactions were made pursuant to Rule 10b5-1 plans adopted by the Reporting Person on September 10, 2020 and December 11, 2020.

F5 · price: This transaction was executed in multiple trades at prices ranging from $65.930 to $66.820, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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March 10, 2021 Filed Mar 12, 2021 21:15 UTC
MAETZOLD DEREK JDirector · Pres. & Chief Exec. Officer
SaleCommon Stock 5,690 $65.60 $373,269.69
Disclosure

SEC source: 0001447362-21-000051 · wf-form4_161558370635915.xml · nonDerivative · entry 3

MAETZOLD DEREK J · CIK 0001239501 · Director · Pres. & Chief Exec. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 727,820

F1 · kind: These transactions were made pursuant to Rule 10b5-1 plans adopted by the Reporting Person on September 10, 2020 and December 11, 2020.

F4 · price: This transaction was executed in multiple trades at prices ranging from $64.920 to $65.900, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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March 10, 2021 Filed Mar 12, 2021 21:15 UTC
MAETZOLD DEREK JDirector · Pres. & Chief Exec. Officer
SaleCommon Stock 1,815 $64.32 $116,740.80
Disclosure

SEC source: 0001447362-21-000051 · wf-form4_161558370635915.xml · nonDerivative · entry 2

MAETZOLD DEREK J · CIK 0001239501 · Director · Pres. & Chief Exec. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 733,510

F1 · kind: These transactions were made pursuant to Rule 10b5-1 plans adopted by the Reporting Person on September 10, 2020 and December 11, 2020.

F3 · price: This transaction was executed in multiple trades at prices ranging from $63.880 to $64.870, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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March 10, 2021 Filed Mar 12, 2021 21:15 UTC
MAETZOLD DEREK JDirector · Pres. & Chief Exec. Officer
SaleCommon Stock 3,185 $63.26 $201,495.84
Disclosure

SEC source: 0001447362-21-000051 · wf-form4_161558370635915.xml · nonDerivative · entry 1

MAETZOLD DEREK J · CIK 0001239501 · Director · Pres. & Chief Exec. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 735,325

F1 · kind: These transactions were made pursuant to Rule 10b5-1 plans adopted by the Reporting Person on September 10, 2020 and December 11, 2020.

F2 · price: This transaction was executed in multiple trades at prices ranging from $62.800 to $63.760, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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March 09, 2021 Filed Mar 10, 2021 21:08 UTC SaleCommon Stock 200 $68.81 $13,762.00
Disclosure

SEC source: 0001447362-21-000040 · wf-form4_161541047963828.xml · nonDerivative · entry 11

BRADBURY DANIEL · CIK 0001236397 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By LLC

Disclosed balance after: 335,993

F1 · kind: The transactions on this Form 4 were made pursuant to a Rule 10b5-1 plan adopted by BioBrit, LLC (the "LLC") on September 5, 2020.

F3 · ownership.nature: Held by the LLC, of which the Reporting Person is the managing member and has voting and investment power over the shares.

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March 09, 2021 Filed Mar 10, 2021 21:08 UTC SaleCommon Stock 946 $67.28 $63,650.66
Disclosure

SEC source: 0001447362-21-000040 · wf-form4_161541047963828.xml · nonDerivative · entry 10

BRADBURY DANIEL · CIK 0001236397 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By LLC

Disclosed balance after: 336,193

F1 · kind: The transactions on this Form 4 were made pursuant to a Rule 10b5-1 plan adopted by BioBrit, LLC (the "LLC") on September 5, 2020.

F12 · price: This transaction was executed in multiple trades at prices ranging from $66.900 to $67.750, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: Held by the LLC, of which the Reporting Person is the managing member and has voting and investment power over the shares.

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March 09, 2021 Filed Mar 10, 2021 21:08 UTC SaleCommon Stock 383 $66.02 $25,286.43
Disclosure

SEC source: 0001447362-21-000040 · wf-form4_161541047963828.xml · nonDerivative · entry 9

BRADBURY DANIEL · CIK 0001236397 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By LLC

Disclosed balance after: 337,139

F1 · kind: The transactions on this Form 4 were made pursuant to a Rule 10b5-1 plan adopted by BioBrit, LLC (the "LLC") on September 5, 2020.

F11 · price: This transaction was executed in multiple trades at prices ranging from $65.720 to $66.680, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: Held by the LLC, of which the Reporting Person is the managing member and has voting and investment power over the shares.

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March 09, 2021 Filed Mar 10, 2021 21:08 UTC SaleCommon Stock 995 $65.26 $64,937.68
Disclosure

SEC source: 0001447362-21-000040 · wf-form4_161541047963828.xml · nonDerivative · entry 8

BRADBURY DANIEL · CIK 0001236397 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By LLC

Disclosed balance after: 337,522

F1 · kind: The transactions on this Form 4 were made pursuant to a Rule 10b5-1 plan adopted by BioBrit, LLC (the "LLC") on September 5, 2020.

F10 · price: This transaction was executed in multiple trades at prices ranging from $64.710 to $65.690, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: Held by the LLC, of which the Reporting Person is the managing member and has voting and investment power over the shares.

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March 09, 2021 Filed Mar 10, 2021 21:08 UTC SaleCommon Stock 387 $64.04 $24,785.03
Disclosure

SEC source: 0001447362-21-000040 · wf-form4_161541047963828.xml · nonDerivative · entry 7

BRADBURY DANIEL · CIK 0001236397 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By LLC

Disclosed balance after: 338,517

F1 · kind: The transactions on this Form 4 were made pursuant to a Rule 10b5-1 plan adopted by BioBrit, LLC (the "LLC") on September 5, 2020.

F9 · price: This transaction was executed in multiple trades at prices ranging from $63.570 to $64.550, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: Held by the LLC, of which the Reporting Person is the managing member and has voting and investment power over the shares.

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March 09, 2021 Filed Mar 10, 2021 21:08 UTC SaleCommon Stock 1,914 $62,860.00 $120,314,040.00
Disclosure

SEC source: 0001447362-21-000040 · wf-form4_161541047963828.xml · nonDerivative · entry 6

BRADBURY DANIEL · CIK 0001236397 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By LLC

Disclosed balance after: 338,904

F1 · kind: The transactions on this Form 4 were made pursuant to a Rule 10b5-1 plan adopted by BioBrit, LLC (the "LLC") on September 5, 2020.

F8 · price: This transaction was executed in multiple trades at prices ranging from $62.420 to $63.300, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: Held by the LLC, of which the Reporting Person is the managing member and has voting and investment power over the shares.

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March 09, 2021 Filed Mar 10, 2021 21:08 UTC SaleCommon Stock 2,675 $61.80 $165,320.35
Disclosure

SEC source: 0001447362-21-000040 · wf-form4_161541047963828.xml · nonDerivative · entry 5

BRADBURY DANIEL · CIK 0001236397 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By LLC

Disclosed balance after: 340,818

F1 · kind: The transactions on this Form 4 were made pursuant to a Rule 10b5-1 plan adopted by BioBrit, LLC (the "LLC") on September 5, 2020.

F7 · price: This transaction was executed in multiple trades at prices ranging from $61.270 to $62.260, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: Held by the LLC, of which the Reporting Person is the managing member and has voting and investment power over the shares.

Read SEC document
March 08, 2021 Filed Mar 10, 2021 21:08 UTC SaleCommon Stock 1,200 $68.96 $82,753.20
Disclosure

SEC source: 0001447362-21-000040 · wf-form4_161541047963828.xml · nonDerivative · entry 4

BRADBURY DANIEL · CIK 0001236397 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By LLC

Disclosed balance after: 343,493

F1 · kind: The transactions on this Form 4 were made pursuant to a Rule 10b5-1 plan adopted by BioBrit, LLC (the "LLC") on September 5, 2020.

F6 · price: This transaction was executed in multiple trades at prices ranging from $68.730 to $69.380, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: Held by the LLC, of which the Reporting Person is the managing member and has voting and investment power over the shares.

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March 08, 2021 Filed Mar 10, 2021 21:08 UTC SaleCommon Stock 1,805 $68.04 $122,814.01
Disclosure

SEC source: 0001447362-21-000040 · wf-form4_161541047963828.xml · nonDerivative · entry 3

BRADBURY DANIEL · CIK 0001236397 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By LLC

Disclosed balance after: 344,693

F1 · kind: The transactions on this Form 4 were made pursuant to a Rule 10b5-1 plan adopted by BioBrit, LLC (the "LLC") on September 5, 2020.

F5 · price: This transaction was executed in multiple trades at prices ranging from $67.620 to $68.450, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: Held by the LLC, of which the Reporting Person is the managing member and has voting and investment power over the shares.

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March 08, 2021 Filed Mar 10, 2021 21:08 UTC SaleCommon Stock 2,795 $67.10 $187,544.50
Disclosure

SEC source: 0001447362-21-000040 · wf-form4_161541047963828.xml · nonDerivative · entry 2

BRADBURY DANIEL · CIK 0001236397 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By LLC

Disclosed balance after: 346,498

F1 · kind: The transactions on this Form 4 were made pursuant to a Rule 10b5-1 plan adopted by BioBrit, LLC (the "LLC") on September 5, 2020.

F4 · price: This transaction was executed in multiple trades at prices ranging from $66.495 to $67.445, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: Held by the LLC, of which the Reporting Person is the managing member and has voting and investment power over the shares.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.