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Nasdaq · USD

CSTL

CASTLE BIOSCIENCES INC

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Tapewire entity
359
SEC CIK
0001447362
Parsed reports
578

Last 12 months

Inside the activity.

0 purchase rows · 214 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025014
Dec 2025010
Jan 202603
Feb 202603
Mar 2026026
Apr 2026014
May 2026028
Jun 2026015
Jul 2026036
Aug 2026044
Sep 2026015
Oct 202606

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 19, 2021 Filed Jul 21, 2021 20:19 UTC
MAETZOLD DEREK JDirector · Pres. & Chief Exec. Officer
SaleCommon Stock 833 $64.59 $53,806.80
Disclosure

SEC source: 0001447362-21-000176 · wf-form4_162689872837799.xml · nonDerivative · entry 4

MAETZOLD DEREK J · CIK 0001239501 · Director · Pres. & Chief Exec. Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By The Maetzold Descendants 2020 Trust

Disclosed balance after: 178,467

F4 · kind: These transactions were made pursuant to a Rule 10b5-1 plan adopted by DJM Grantor Retained Annuity Trust No. 1, The Maetzold Descendants 2020 Trust, and the Derek Maetzold 2020 Irrevocable Trust on June 15, 2021.

F5 · price: This transaction was executed in multiple trades at prices ranging from $64.110 to $64.990, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F7 · ownership.nature: Held by The Maetzold Descendants 2020 Trust of which the Reporting Person's spouse is the trustee and the Reporting Person's spouse and their children are beneficiaries.

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July 19, 2021 Filed Jul 21, 2021 20:19 UTC
MAETZOLD DEREK JDirector · Pres. & Chief Exec. Officer
SaleCommon Stock 833 $64.59 $53,806.80
Disclosure

SEC source: 0001447362-21-000176 · wf-form4_162689872837799.xml · nonDerivative · entry 3

MAETZOLD DEREK J · CIK 0001239501 · Director · Pres. & Chief Exec. Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By DJM Grantor Retained Annuity Trust No. 1

Disclosed balance after: 155,627

F4 · kind: These transactions were made pursuant to a Rule 10b5-1 plan adopted by DJM Grantor Retained Annuity Trust No. 1, The Maetzold Descendants 2020 Trust, and the Derek Maetzold 2020 Irrevocable Trust on June 15, 2021.

F5 · price: This transaction was executed in multiple trades at prices ranging from $64.110 to $64.990, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F6 · ownership.nature: Held by DJM Grantor Retained Annuity Trust No. 1 of which the Reporting Person is the trustee and beneficiary.

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July 19, 2021 Filed Jul 21, 2021 20:19 UTC
MAETZOLD DEREK JDirector · Pres. & Chief Exec. Officer
SaleCommon Stock 570 $65.11 $37,112.70
Disclosure

SEC source: 0001447362-21-000176 · wf-form4_162689872837799.xml · nonDerivative · entry 2

MAETZOLD DEREK J · CIK 0001239501 · Director · Pres. & Chief Exec. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 426,018

F1 · kind: These transactions were made pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on December 11, 2020.

F3 · price: This transaction was executed in multiple trades at prices ranging from $64.985 to $65.290, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
July 19, 2021 Filed Jul 21, 2021 20:19 UTC
MAETZOLD DEREK JDirector · Pres. & Chief Exec. Officer
SaleCommon Stock 9,430 $64.59 $609,055.41
Disclosure

SEC source: 0001447362-21-000176 · wf-form4_162689872837799.xml · nonDerivative · entry 1

MAETZOLD DEREK J · CIK 0001239501 · Director · Pres. & Chief Exec. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 426,588

F1 · kind: These transactions were made pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on December 11, 2020.

F2 · price: This transaction was executed in multiple trades at prices ranging from $63.970 to $64.950, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
July 14, 2021 Filed Jul 16, 2021 21:02 UTC GrantRestricted Stock Units · Derivative 1,320 $0.00 $0.00
Disclosure

SEC source: 0001447362-21-000174 · wf-form4_162646934375237.xml · derivative · entry 2

Goldberg Ellen · CIK 0001867100 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,320

Underlying: Common Stock · 1,320 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's Common Stock.

F3 · derivative.exercise_date: The RSUs vest in three equal annual installments beginning on July 14, 2022.

F3 · derivative.expiration_date: The RSUs vest in three equal annual installments beginning on July 14, 2022.

Read SEC document
July 14, 2021 Filed Jul 16, 2021 21:02 UTC GrantStock option (right to buy) · Derivative 5,365 $0.00 Strike: $66.80 $0.00
Disclosure

SEC source: 0001447362-21-000174 · wf-form4_162646934375237.xml · derivative · entry 1

Goldberg Ellen · CIK 0001867100 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,365

Underlying: Common Stock · 5,365 shares

Expires 2031-07-13

F1 · derivative.exercise_date: One-third of the shares shall vest on July 14, 2022, and the remaining shares shall vest in 24 equal monthly installments thereafter.

Read SEC document
July 14, 2021 Filed Jul 16, 2021 20:58 UTC
Caple KimDirector
GrantRestricted Stock Units · Derivative 1,320 $0.00 $0.00
Disclosure

SEC source: 0001447362-21-000172 · wf-form4_162646908409583.xml · derivative · entry 2

Caple Kim · CIK 0001867184 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,320

Underlying: Common Stock · 1,320 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's Common Stock.

F3 · derivative.exercise_date: The RSUs vest in three equal annual installments beginning on July 14, 2022.

F3 · derivative.expiration_date: The RSUs vest in three equal annual installments beginning on July 14, 2022.

Read SEC document
July 14, 2021 Filed Jul 16, 2021 20:58 UTC
Caple KimDirector
GrantStock option (right to buy) · Derivative 5,365 $0.00 Strike: $66.80 $0.00
Disclosure

SEC source: 0001447362-21-000172 · wf-form4_162646908409583.xml · derivative · entry 1

Caple Kim · CIK 0001867184 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,365

Underlying: Common Stock · 5,365 shares

Expires 2031-07-13

F1 · derivative.exercise_date: One-third of the shares shall vest on July 14, 2022, and the remaining shares shall vest in 24 equal monthly installments thereafter.

Read SEC document
July 09, 2021 Filed Jul 12, 2021 20:16 UTC
MAETZOLD DEREK JDirector · Pres. & Chief Exec. Officer
SaleCommon Stock 3,100 $73.44 $227,676.40
Disclosure

SEC source: 0001447362-21-000162 · wf-form4_162612096487887.xml · nonDerivative · entry 4

MAETZOLD DEREK J · CIK 0001239501 · Director · Pres. & Chief Exec. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 436,018

F1 · kind: These transactions were made pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on December 11, 2020.

F5 · price: This transaction was executed in multiple trades at prices ranging from $73.170 to $74.090, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
July 09, 2021 Filed Jul 12, 2021 20:16 UTC
MAETZOLD DEREK JDirector · Pres. & Chief Exec. Officer
SaleCommon Stock 4,700 $72.66 $341,520.80
Disclosure

SEC source: 0001447362-21-000162 · wf-form4_162612096487887.xml · nonDerivative · entry 3

MAETZOLD DEREK J · CIK 0001239501 · Director · Pres. & Chief Exec. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 439,118

F1 · kind: These transactions were made pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on December 11, 2020.

F4 · price: This transaction was executed in multiple trades at prices ranging from $72.170 to $73.150, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
July 09, 2021 Filed Jul 12, 2021 20:16 UTC
MAETZOLD DEREK JDirector · Pres. & Chief Exec. Officer
SaleCommon Stock 1,010 $71.92 $72,634.15
Disclosure

SEC source: 0001447362-21-000162 · wf-form4_162612096487887.xml · nonDerivative · entry 2

MAETZOLD DEREK J · CIK 0001239501 · Director · Pres. & Chief Exec. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 443,818

F1 · kind: These transactions were made pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on December 11, 2020.

F3 · price: This transaction was executed in multiple trades at prices ranging from $71.155 to $72.040, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
July 09, 2021 Filed Jul 12, 2021 20:16 UTC
MAETZOLD DEREK JDirector · Pres. & Chief Exec. Officer
SaleCommon Stock 1,190 $70.40 $83,774.81
Disclosure

SEC source: 0001447362-21-000162 · wf-form4_162612096487887.xml · nonDerivative · entry 1

MAETZOLD DEREK J · CIK 0001239501 · Director · Pres. & Chief Exec. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 444,828

F1 · kind: These transactions were made pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on December 11, 2020.

F2 · price: This transaction was executed in multiple trades at prices ranging from $70.010 to $70.940, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
July 09, 2021 Filed Jul 12, 2021 20:13 UTC SaleCommon Stock 1,250 $73.12 $91,403.75
Disclosure

SEC source: 0001447362-21-000160 · wf-form4_162612080493305.xml · nonDerivative · entry 18

BRADBURY DANIEL · CIK 0001236397 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Annette Bradbury Irrecovable Descendant's Trust

Disclosed balance after: 155,304

F1 · kind: The transactions on this Form 4 were made pursuant to a Rule 10b5-1 plan adopted collectively by BioBrit, LLC (the "LLC"), The Annette E. Bradbury Irrevocable Descendants' Trust, and The Daniel M. Bradbury Irrevocable Descendants' Trust on May 26, 2021.

F20 · price: This transaction was executed in multiple trades at prices ranging from $72.910 to $73.270, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F11 · ownership.nature: Held by Annette Bradbury Irrecovable Descendant's Trust of which the reporting person and his spouse are trustees and their children are beneficiaries.

Read SEC document
July 09, 2021 Filed Jul 12, 2021 20:13 UTC SaleCommon Stock 404 $73.81 $29,817.62
Disclosure

SEC source: 0001447362-21-000160 · wf-form4_162612080493305.xml · nonDerivative · entry 17

BRADBURY DANIEL · CIK 0001236397 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Daniel Bradbury Irrecovable Descendant's Trust

Disclosed balance after: 155,281

F1 · kind: The transactions on this Form 4 were made pursuant to a Rule 10b5-1 plan adopted collectively by BioBrit, LLC (the "LLC"), The Annette E. Bradbury Irrevocable Descendants' Trust, and The Daniel M. Bradbury Irrevocable Descendants' Trust on May 26, 2021.

F19 · price: This transaction was executed in multiple trades at prices ranging from $73.580 to $74.050, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F6 · ownership.nature: Held by Daniel Bradbury Irrecovable Descendant's Trust of which the reporting person and his spouse are trustees and their children are beneficiaries.

Read SEC document
July 09, 2021 Filed Jul 12, 2021 20:13 UTC SaleCommon Stock 846 $73.17 $61,902.67
Disclosure

SEC source: 0001447362-21-000160 · wf-form4_162612080493305.xml · nonDerivative · entry 16

BRADBURY DANIEL · CIK 0001236397 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Daniel Bradbury Irrecovable Descendant's Trust

Disclosed balance after: 155,685

F1 · kind: The transactions on this Form 4 were made pursuant to a Rule 10b5-1 plan adopted collectively by BioBrit, LLC (the "LLC"), The Annette E. Bradbury Irrevocable Descendants' Trust, and The Daniel M. Bradbury Irrevocable Descendants' Trust on May 26, 2021.

F18 · price: This transaction was executed in multiple trades at prices ranging from $72.580 to $73.520, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F6 · ownership.nature: Held by Daniel Bradbury Irrecovable Descendant's Trust of which the reporting person and his spouse are trustees and their children are beneficiaries.

Read SEC document
July 09, 2021 Filed Jul 12, 2021 20:13 UTC SaleCommon Stock 100 $72.76 $7,276.00
Disclosure

SEC source: 0001447362-21-000160 · wf-form4_162612080493305.xml · nonDerivative · entry 15

BRADBURY DANIEL · CIK 0001236397 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By LLC

Disclosed balance after: 285,993

F1 · kind: The transactions on this Form 4 were made pursuant to a Rule 10b5-1 plan adopted collectively by BioBrit, LLC (the "LLC"), The Annette E. Bradbury Irrevocable Descendants' Trust, and The Daniel M. Bradbury Irrevocable Descendants' Trust on May 26, 2021.

F3 · ownership.nature: Held by the LLC, of which the Reporting Person is the managing member and has voting and investment power over the shares.

Read SEC document
July 09, 2021 Filed Jul 12, 2021 20:13 UTC SaleCommon Stock 1,800 $72.26 $130,069.80
Disclosure

SEC source: 0001447362-21-000160 · wf-form4_162612080493305.xml · nonDerivative · entry 14

BRADBURY DANIEL · CIK 0001236397 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By LLC

Disclosed balance after: 286,093

F1 · kind: The transactions on this Form 4 were made pursuant to a Rule 10b5-1 plan adopted collectively by BioBrit, LLC (the "LLC"), The Annette E. Bradbury Irrevocable Descendants' Trust, and The Daniel M. Bradbury Irrevocable Descendants' Trust on May 26, 2021.

F17 · price: This transaction was executed in multiple trades at prices ranging from $71.730 to $72.660, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: Held by the LLC, of which the Reporting Person is the managing member and has voting and investment power over the shares.

Read SEC document
July 09, 2021 Filed Jul 12, 2021 20:13 UTC SaleCommon Stock 600 $70.37 $42,220.80
Disclosure

SEC source: 0001447362-21-000160 · wf-form4_162612080493305.xml · nonDerivative · entry 13

BRADBURY DANIEL · CIK 0001236397 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By LLC

Disclosed balance after: 287,893

F1 · kind: The transactions on this Form 4 were made pursuant to a Rule 10b5-1 plan adopted collectively by BioBrit, LLC (the "LLC"), The Annette E. Bradbury Irrevocable Descendants' Trust, and The Daniel M. Bradbury Irrevocable Descendants' Trust on May 26, 2021.

F16 · price: This transaction was executed in multiple trades at prices ranging from $70.080 to $70.920, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: Held by the LLC, of which the Reporting Person is the managing member and has voting and investment power over the shares.

Read SEC document
July 08, 2021 Filed Jul 9, 2021 20:27 UTC
MAETZOLD DEREK JDirector · Pres. & Chief Exec. Officer
SaleCommon Stock 700 $71.01 $49,706.30
Disclosure

SEC source: 0001447362-21-000158 · wf-form4_162586243150374.xml · nonDerivative · entry 8

MAETZOLD DEREK J · CIK 0001239501 · Director · Pres. & Chief Exec. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 446,018

F1 · kind: These transactions were made pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on December 11, 2020.

F9 · price: This transaction was executed in multiple trades at prices ranging from $70.960 to $71.040, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
July 08, 2021 Filed Jul 9, 2021 20:27 UTC
MAETZOLD DEREK JDirector · Pres. & Chief Exec. Officer
SaleCommon Stock 4,504 $70.31 $316,685.25
Disclosure

SEC source: 0001447362-21-000158 · wf-form4_162586243150374.xml · nonDerivative · entry 7

MAETZOLD DEREK J · CIK 0001239501 · Director · Pres. & Chief Exec. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 446,718

F1 · kind: These transactions were made pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on December 11, 2020.

F8 · price: This transaction was executed in multiple trades at prices ranging from $69.890 to $70.840, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
July 08, 2021 Filed Jul 9, 2021 20:27 UTC
MAETZOLD DEREK JDirector · Pres. & Chief Exec. Officer
SaleCommon Stock 1,597 $69.51 $111,007.47
Disclosure

SEC source: 0001447362-21-000158 · wf-form4_162586243150374.xml · nonDerivative · entry 6

MAETZOLD DEREK J · CIK 0001239501 · Director · Pres. & Chief Exec. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 451,222

F1 · kind: These transactions were made pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on December 11, 2020.

F7 · price: This transaction was executed in multiple trades at prices ranging from $68.880 to $69.870, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
July 08, 2021 Filed Jul 9, 2021 20:27 UTC
MAETZOLD DEREK JDirector · Pres. & Chief Exec. Officer
SaleCommon Stock 2,599 $68.42 $177,820.98
Disclosure

SEC source: 0001447362-21-000158 · wf-form4_162586243150374.xml · nonDerivative · entry 5

MAETZOLD DEREK J · CIK 0001239501 · Director · Pres. & Chief Exec. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 452,819

F1 · kind: These transactions were made pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on December 11, 2020.

F6 · price: This transaction was executed in multiple trades at prices ranging from $67.880 to $68.830, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
July 08, 2021 Filed Jul 9, 2021 20:27 UTC
MAETZOLD DEREK JDirector · Pres. & Chief Exec. Officer
SaleCommon Stock 600 $66.62 $39,970.80
Disclosure

SEC source: 0001447362-21-000158 · wf-form4_162586243150374.xml · nonDerivative · entry 4

MAETZOLD DEREK J · CIK 0001239501 · Director · Pres. & Chief Exec. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 455,418

F1 · kind: These transactions were made pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on December 11, 2020.

F5 · price: This transaction was executed in multiple trades at prices ranging from $66.460 to $66.810, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
July 08, 2021 Filed Jul 12, 2021 20:13 UTC SaleCommon Stock 200 $71.03 $14,205.00
Disclosure

SEC source: 0001447362-21-000160 · wf-form4_162612080493305.xml · nonDerivative · entry 12

BRADBURY DANIEL · CIK 0001236397 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Annette Bradbury Irrecovable Descendant's Trust

Disclosed balance after: 156,554

F1 · kind: The transactions on this Form 4 were made pursuant to a Rule 10b5-1 plan adopted collectively by BioBrit, LLC (the "LLC"), The Annette E. Bradbury Irrevocable Descendants' Trust, and The Daniel M. Bradbury Irrevocable Descendants' Trust on May 26, 2021.

F15 · price: This transaction was executed in multiple trades at prices ranging from $71.015 to $71.035, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F11 · ownership.nature: Held by Annette Bradbury Irrecovable Descendant's Trust of which the reporting person and his spouse are trustees and their children are beneficiaries.

Read SEC document
July 08, 2021 Filed Jul 12, 2021 20:13 UTC SaleCommon Stock 425 $70.39 $29,915.33
Disclosure

SEC source: 0001447362-21-000160 · wf-form4_162612080493305.xml · nonDerivative · entry 11

BRADBURY DANIEL · CIK 0001236397 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Annette Bradbury Irrecovable Descendant's Trust

Disclosed balance after: 156,754

F1 · kind: The transactions on this Form 4 were made pursuant to a Rule 10b5-1 plan adopted collectively by BioBrit, LLC (the "LLC"), The Annette E. Bradbury Irrevocable Descendants' Trust, and The Daniel M. Bradbury Irrevocable Descendants' Trust on May 26, 2021.

F14 · price: This transaction was executed in multiple trades at prices ranging from $69.960 to $70.630, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F11 · ownership.nature: Held by Annette Bradbury Irrecovable Descendant's Trust of which the reporting person and his spouse are trustees and their children are beneficiaries.

Read SEC document
July 08, 2021 Filed Jul 12, 2021 20:13 UTC SaleCommon Stock 202 $69.23 $13,984.26
Disclosure

SEC source: 0001447362-21-000160 · wf-form4_162612080493305.xml · nonDerivative · entry 10

BRADBURY DANIEL · CIK 0001236397 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Annette Bradbury Irrecovable Descendant's Trust

Disclosed balance after: 157,179

F1 · kind: The transactions on this Form 4 were made pursuant to a Rule 10b5-1 plan adopted collectively by BioBrit, LLC (the "LLC"), The Annette E. Bradbury Irrevocable Descendants' Trust, and The Daniel M. Bradbury Irrevocable Descendants' Trust on May 26, 2021.

F13 · price: This transaction was executed in multiple trades at prices ranging from $68.785 to $69.580, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F11 · ownership.nature: Held by Annette Bradbury Irrecovable Descendant's Trust of which the reporting person and his spouse are trustees and their children are beneficiaries.

Read SEC document
July 08, 2021 Filed Jul 12, 2021 20:13 UTC SaleCommon Stock 223 $68.26 $15,221.98
Disclosure

SEC source: 0001447362-21-000160 · wf-form4_162612080493305.xml · nonDerivative · entry 9

BRADBURY DANIEL · CIK 0001236397 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Annette Bradbury Irrecovable Descendant's Trust

Disclosed balance after: 157,381

F1 · kind: The transactions on this Form 4 were made pursuant to a Rule 10b5-1 plan adopted collectively by BioBrit, LLC (the "LLC"), The Annette E. Bradbury Irrevocable Descendants' Trust, and The Daniel M. Bradbury Irrevocable Descendants' Trust on May 26, 2021.

F12 · price: This transaction was executed in multiple trades at prices ranging from $67.780 to $68.655, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F11 · ownership.nature: Held by Annette Bradbury Irrecovable Descendant's Trust of which the reporting person and his spouse are trustees and their children are beneficiaries.

Read SEC document
July 08, 2021 Filed Jul 12, 2021 20:13 UTC SaleCommon Stock 200 $66.75 $13,349.00
Disclosure

SEC source: 0001447362-21-000160 · wf-form4_162612080493305.xml · nonDerivative · entry 8

BRADBURY DANIEL · CIK 0001236397 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Annette Bradbury Irrecovable Descendant's Trust

Disclosed balance after: 157,604

F1 · kind: The transactions on this Form 4 were made pursuant to a Rule 10b5-1 plan adopted collectively by BioBrit, LLC (the "LLC"), The Annette E. Bradbury Irrevocable Descendants' Trust, and The Daniel M. Bradbury Irrevocable Descendants' Trust on May 26, 2021.

F10 · price: This transaction was executed in multiple trades at prices ranging from $66.530 to $66.950, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F11 · ownership.nature: Held by Annette Bradbury Irrecovable Descendant's Trust of which the reporting person and his spouse are trustees and their children are beneficiaries.

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July 08, 2021 Filed Jul 12, 2021 20:13 UTC SaleCommon Stock 300 $70.65 $21,195.60
Disclosure

SEC source: 0001447362-21-000160 · wf-form4_162612080493305.xml · nonDerivative · entry 7

BRADBURY DANIEL · CIK 0001236397 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Daniel Bradbury Irrecovable Descendant's Trust

Disclosed balance after: 156,531

F1 · kind: The transactions on this Form 4 were made pursuant to a Rule 10b5-1 plan adopted collectively by BioBrit, LLC (the "LLC"), The Annette E. Bradbury Irrevocable Descendants' Trust, and The Daniel M. Bradbury Irrevocable Descendants' Trust on May 26, 2021.

F9 · price: This transaction was executed in multiple trades at prices ranging from $70.555 to $70.730, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F6 · ownership.nature: Held by Daniel Bradbury Irrecovable Descendant's Trust of which the reporting person and his spouse are trustees and their children are beneficiaries.

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July 08, 2021 Filed Jul 12, 2021 20:13 UTC SaleCommon Stock 459 $70.01 $32,135.51
Disclosure

SEC source: 0001447362-21-000160 · wf-form4_162612080493305.xml · nonDerivative · entry 6

BRADBURY DANIEL · CIK 0001236397 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Daniel Bradbury Irrecovable Descendant's Trust

Disclosed balance after: 156,831

F1 · kind: The transactions on this Form 4 were made pursuant to a Rule 10b5-1 plan adopted collectively by BioBrit, LLC (the "LLC"), The Annette E. Bradbury Irrevocable Descendants' Trust, and The Daniel M. Bradbury Irrevocable Descendants' Trust on May 26, 2021.

F8 · price: This transaction was executed in multiple trades at prices ranging from $69.530 to $70.440, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F6 · ownership.nature: Held by Daniel Bradbury Irrecovable Descendant's Trust of which the reporting person and his spouse are trustees and their children are beneficiaries.

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July 08, 2021 Filed Jul 12, 2021 20:13 UTC SaleCommon Stock 391 $68.64 $26,839.02
Disclosure

SEC source: 0001447362-21-000160 · wf-form4_162612080493305.xml · nonDerivative · entry 5

BRADBURY DANIEL · CIK 0001236397 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Daniel Bradbury Irrecovable Descendant's Trust

Disclosed balance after: 157,290

F1 · kind: The transactions on this Form 4 were made pursuant to a Rule 10b5-1 plan adopted collectively by BioBrit, LLC (the "LLC"), The Annette E. Bradbury Irrevocable Descendants' Trust, and The Daniel M. Bradbury Irrevocable Descendants' Trust on May 26, 2021.

F7 · price: This transaction was executed in multiple trades at prices ranging from $68.310 to $68.770, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F6 · ownership.nature: Held by Daniel Bradbury Irrecovable Descendant's Trust of which the reporting person and his spouse are trustees and their children are beneficiaries.

Read SEC document
July 08, 2021 Filed Jul 12, 2021 20:13 UTC SaleCommon Stock 100 $66.55 $6,655.00
Disclosure

SEC source: 0001447362-21-000160 · wf-form4_162612080493305.xml · nonDerivative · entry 4

BRADBURY DANIEL · CIK 0001236397 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Daniel Bradbury Irrecovable Descendant's Trust

Disclosed balance after: 157,681

F1 · kind: The transactions on this Form 4 were made pursuant to a Rule 10b5-1 plan adopted collectively by BioBrit, LLC (the "LLC"), The Annette E. Bradbury Irrevocable Descendants' Trust, and The Daniel M. Bradbury Irrevocable Descendants' Trust on May 26, 2021.

F6 · ownership.nature: Held by Daniel Bradbury Irrecovable Descendant's Trust of which the reporting person and his spouse are trustees and their children are beneficiaries.

Read SEC document
July 08, 2021 Filed Jul 12, 2021 20:13 UTC SaleCommon Stock 360 $70.89 $25,520.76
Disclosure

SEC source: 0001447362-21-000160 · wf-form4_162612080493305.xml · nonDerivative · entry 3

BRADBURY DANIEL · CIK 0001236397 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By LLC

Disclosed balance after: 288,493

F1 · kind: The transactions on this Form 4 were made pursuant to a Rule 10b5-1 plan adopted collectively by BioBrit, LLC (the "LLC"), The Annette E. Bradbury Irrevocable Descendants' Trust, and The Daniel M. Bradbury Irrevocable Descendants' Trust on May 26, 2021.

F5 · price: This transaction was executed in multiple trades at prices ranging from $70.720 to $71.015, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: Held by the LLC, of which the Reporting Person is the managing member and has voting and investment power over the shares.

Read SEC document
July 08, 2021 Filed Jul 12, 2021 20:13 UTC SaleCommon Stock 1,440 $70.07 $100,903.68
Disclosure

SEC source: 0001447362-21-000160 · wf-form4_162612080493305.xml · nonDerivative · entry 2

BRADBURY DANIEL · CIK 0001236397 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By LLC

Disclosed balance after: 288,853

F1 · kind: The transactions on this Form 4 were made pursuant to a Rule 10b5-1 plan adopted collectively by BioBrit, LLC (the "LLC"), The Annette E. Bradbury Irrevocable Descendants' Trust, and The Daniel M. Bradbury Irrevocable Descendants' Trust on May 26, 2021.

F4 · price: This transaction was executed in multiple trades at prices ranging from $69.630 to $70.450, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: Held by the LLC, of which the Reporting Person is the managing member and has voting and investment power over the shares.

Read SEC document
July 08, 2021 Filed Jul 12, 2021 20:13 UTC SaleCommon Stock 700 $68.36 $47,853.40
Disclosure

SEC source: 0001447362-21-000160 · wf-form4_162612080493305.xml · nonDerivative · entry 1

BRADBURY DANIEL · CIK 0001236397 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By LLC

Disclosed balance after: 290,293

F1 · kind: The transactions on this Form 4 were made pursuant to a Rule 10b5-1 plan adopted collectively by BioBrit, LLC (the "LLC"), The Annette E. Bradbury Irrevocable Descendants' Trust, and The Daniel M. Bradbury Irrevocable Descendants' Trust on May 26, 2021.

F2 · price: This transaction was executed in multiple trades at prices ranging from $67.870 to $68.680, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: Held by the LLC, of which the Reporting Person is the managing member and has voting and investment power over the shares.

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July 07, 2021 Filed Jul 9, 2021 20:27 UTC
MAETZOLD DEREK JDirector · Pres. & Chief Exec. Officer
SaleCommon Stock 700 $71.44 $50,010.10
Disclosure

SEC source: 0001447362-21-000158 · wf-form4_162586243150374.xml · nonDerivative · entry 3

MAETZOLD DEREK J · CIK 0001239501 · Director · Pres. & Chief Exec. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 456,018

F1 · kind: These transactions were made pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on December 11, 2020.

F4 · price: This transaction was executed in multiple trades at prices ranging from $71.150 to $71.785, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
July 07, 2021 Filed Jul 9, 2021 20:27 UTC
MAETZOLD DEREK JDirector · Pres. & Chief Exec. Officer
SaleCommon Stock 3,354 $70.38 $236,047.81
Disclosure

SEC source: 0001447362-21-000158 · wf-form4_162586243150374.xml · nonDerivative · entry 2

MAETZOLD DEREK J · CIK 0001239501 · Director · Pres. & Chief Exec. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 456,718

F1 · kind: These transactions were made pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on December 11, 2020.

F3 · price: This transaction was executed in multiple trades at prices ranging from $70.000 to $70.830, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
July 07, 2021 Filed Jul 9, 2021 20:27 UTC
MAETZOLD DEREK JDirector · Pres. & Chief Exec. Officer
SaleCommon Stock 5,946 $69.69 $414,364.85
Disclosure

SEC source: 0001447362-21-000158 · wf-form4_162586243150374.xml · nonDerivative · entry 1

MAETZOLD DEREK J · CIK 0001239501 · Director · Pres. & Chief Exec. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 460,072

F1 · kind: These transactions were made pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on December 11, 2020.

F2 · price: This transaction was executed in multiple trades at prices ranging from $68.990 to $69.960, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
June 24, 2021 Filed Jun 28, 2021 20:08 UTC
MAETZOLD DEREK JDirector · Pres. & Chief Exec. Officer
SaleCommon Stock 2,100 $75.45 $158,445.00
Disclosure

SEC source: 0001447362-21-000156 · wf-form4_162491091095155.xml · nonDerivative · entry 2

MAETZOLD DEREK J · CIK 0001239501 · Director · Pres. & Chief Exec. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 466,018

F1 · kind: These transactions were made pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on December 11, 2020.

F3 · price: This transaction was executed in multiple trades at prices ranging from $75.15 to $75.92, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
June 24, 2021 Filed Jun 28, 2021 20:08 UTC
MAETZOLD DEREK JDirector · Pres. & Chief Exec. Officer
SaleCommon Stock 7,900 $74.79 $590,841.00
Disclosure

SEC source: 0001447362-21-000156 · wf-form4_162491091095155.xml · nonDerivative · entry 1

MAETZOLD DEREK J · CIK 0001239501 · Director · Pres. & Chief Exec. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 468,118

F1 · kind: These transactions were made pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on December 11, 2020.

F2 · price: This transaction was executed in multiple trades at prices ranging from $74.14 to $75.12, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
June 23, 2021 Filed Jun 24, 2021 20:06 UTC
MAETZOLD DEREK JDirector · Pres. & Chief Exec. Officer
SaleCommon Stock 1,810 $75.81 $137,216.10
Disclosure

SEC source: 0001447362-21-000154 · wf-form4_162456516664044.xml · nonDerivative · entry 4

MAETZOLD DEREK J · CIK 0001239501 · Director · Pres. & Chief Exec. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 476,018

F1 · kind: These transactions were made pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on December 11, 2020.

F5 · price: This transaction was executed in multiple trades at prices ranging from $75.42 to $76.34, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
June 23, 2021 Filed Jun 24, 2021 20:06 UTC
MAETZOLD DEREK JDirector · Pres. & Chief Exec. Officer
SaleCommon Stock 8,190 $74.90 $613,431.00
Disclosure

SEC source: 0001447362-21-000154 · wf-form4_162456516664044.xml · nonDerivative · entry 3

MAETZOLD DEREK J · CIK 0001239501 · Director · Pres. & Chief Exec. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 477,828

F1 · kind: These transactions were made pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on December 11, 2020.

F4 · price: This transaction was executed in multiple trades at prices ranging from $74.42 to $75.40, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
June 22, 2021 Filed Jun 24, 2021 20:06 UTC
MAETZOLD DEREK JDirector · Pres. & Chief Exec. Officer
SaleCommon Stock 4,987 $74.94 $373,725.78
Disclosure

SEC source: 0001447362-21-000154 · wf-form4_162456516664044.xml · nonDerivative · entry 2

MAETZOLD DEREK J · CIK 0001239501 · Director · Pres. & Chief Exec. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 486,018

F1 · kind: These transactions were made pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on December 11, 2020.

F3 · price: This transaction was executed in multiple trades at prices ranging from $74.60 to $75.29, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
June 22, 2021 Filed Jun 24, 2021 20:06 UTC
MAETZOLD DEREK JDirector · Pres. & Chief Exec. Officer
SaleCommon Stock 5,013 $74.18 $371,864.34
Disclosure

SEC source: 0001447362-21-000154 · wf-form4_162456516664044.xml · nonDerivative · entry 1

MAETZOLD DEREK J · CIK 0001239501 · Director · Pres. & Chief Exec. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 491,005

F1 · kind: These transactions were made pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on December 11, 2020.

F2 · price: This transaction was executed in multiple trades at prices ranging from $73.60 to $74.59, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
June 17, 2021 Filed Jun 17, 2021 21:36 UTC
Stokes FrankChief Financial Officer
Exercise / conversionStock option (right to buy) · Derivative 1,273 $0.00 Strike: $2.39 $0.00
Disclosure

SEC source: 0001447362-21-000148 · wf-form4_162396576996441.xml · derivative · entry 9

Stokes Frank · CIK 0001782815 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,137

Underlying: Common Stock · 1,273 shares

Expires 2028-05-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These transactions were made pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on May 14, 2021.

F5 · derivative.exercise_date: The option is exercisable immediately, in whole or in part, conditioned upon the Reporting Person entering into a restricted stock purchase agreement with respect to any unvested shares. 25% of the 133,137 shares originally subject to the option vested on December 4, 2018, and the remaining shares vest in 36 equal monthly installments thereafter.

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June 17, 2021 Filed Jun 17, 2021 21:36 UTC
Stokes FrankChief Financial Officer
SaleCommon Stock 1,273 $73.00 $92,929.00
Disclosure

SEC source: 0001447362-21-000148 · wf-form4_162396576996441.xml · nonDerivative · entry 6

Stokes Frank · CIK 0001782815 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,920

F1 · kind: These transactions were made pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on May 14, 2021.

Read SEC document
June 17, 2021 Filed Jun 17, 2021 21:36 UTC
Stokes FrankChief Financial Officer
Exercise / conversionCommon Stock 1,273 $2.39 $3,042.47
Disclosure

SEC source: 0001447362-21-000148 · wf-form4_162396576996441.xml · nonDerivative · entry 5

Stokes Frank · CIK 0001782815 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,193

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These transactions were made pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on May 14, 2021.

Read SEC document
June 17, 2021 Filed Jun 21, 2021 21:47 UTC SaleCommon Stock 30,000 $75.07 $2,252,088.00
Disclosure

SEC source: 0001447362-21-000152 · wf-form4_162431202430123.xml · nonDerivative · entry 1

KABAKOFF DAVID S · CIK 0001024008 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By L.P.

Disclosed balance after: 503,577

F1 · kind: The transaction on this Form 4 was made pursuant to a Rule 10b5-1 plan adopted by Sofinnova HealthQuest Partners, L.P. on December 17, 2020.

F2 · price: This transaction was executed in multiple trades at prices ranging from $75.0453 to $75.0922, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: Held by Sofinnova HealthQuest Partners, L.P., or HealthQuest Partners. HealthQuest Venture Management, L.L.C., or HealthQuest Management, is the general partner of HealthQuest Partners. David Kabakoff, Ph.D., the Reporting Person, is a partner of HealthQuest Management. Garheng Kong is the managing member of HealthQuest Management and has sole voting and investment power over the shares held by HealthQuest Partners. Each of HealthQuest Management, Mr. Kong and Dr. Kabakoff disclaims beneficial ownership over all shares held by HealthQuest Partners except to the extent of any pecuniary interest therein.

Read SEC document
June 17, 2021 Filed Jun 21, 2021 20:11 UTC
Juvenal Tobin WChief Commercial Officer
Exercise / conversionStock option (right to buy) · Derivative 4,737 $0.00 Strike: $2.39 $0.00
Disclosure

SEC source: 0001447362-21-000150 · wf-form4_162430627131283.xml · derivative · entry 5

Juvenal Tobin W · CIK 0001856542 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,695

Underlying: Common Stock · 4,737 shares

Expires 2028-05-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These transactions were made pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on May 15, 2021.

F4 · derivative.exercise_date: 25% of the 24,610 shares originally subject to the option vested on May 10, 2019, and the remaining shares vest in 36 equal monthly installments thereafter.

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June 17, 2021 Filed Jun 21, 2021 20:11 UTC
Juvenal Tobin WChief Commercial Officer
Exercise / conversionStock option (right to buy) · Derivative 5,263 $0.00 Strike: $2.36 $0.00
Disclosure

SEC source: 0001447362-21-000150 · wf-form4_162430627131283.xml · derivative · entry 4

Juvenal Tobin W · CIK 0001856542 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 479

Underlying: Common Stock · 5,263 shares

Expires 2027-07-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These transactions were made pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on May 15, 2021.

F3 · derivative.exercise_date: 25% of the 11,484 shares originally subject to the option vested on July 21, 2018, and the remaining shares vest in 36 equal monthly installments thereafter.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.