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CARLISLE COMPANIES INC

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982
SEC CIK
0000790051
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691

Last 12 months

Inside the activity.

0 purchase rows · 18 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 2026018
Mar 202600
Apr 202600
May 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 05, 2019 Filed Dec 23, 2019 20:22 UTC GiftCommon Stock 6,315 Not disclosed Not disclosed
Disclosure

SEC source: 0000790051-19-000138 · wf-form4_157713255256466.xml · nonDerivative · entry 1

ROBERTS DAVID A · CIK 0001198752 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,365

F1 · price: On November 5, 2019, the reporting person gifted 6,315 shares to an educational institution.

F2 · balance_after: Includes 7,508 shares transferred to direct ownership from the termination of a Grantor Retained Annuity Trust on February 14, 2019, excludes 14,121 shares transferred to a Grantor Retained Annuity Trust on August 29, 2019 for the benefit of the reporting person's children of which the reporting person's spouse is trustee, and excludes 8,826 shares transferred to a Grantor Retained Annuity Trust on August 29, 2019 for the benefit of the reporting person's children of which the reporting person is trustee.

Read SEC document
November 04, 2019 Filed Nov 4, 2019 18:31 UTC
SHEARS NICHOLAS J.President, CCM
SaleCommon Stock 5,323 $158.56 $844,014.88
Disclosure

SEC source: 0000790051-19-000128 · wf-form4_157289226737313.xml · nonDerivative · entry 1

SHEARS NICHOLAS J. · CIK 0001773984 · President, CCM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,995

F1 · price: This transaction was executed in multiple trades at prices ranging from $158.50 to $158.92. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

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October 24, 2019 Filed Oct 25, 2019 17:27 UTC
Berlin John EPresident, CIT
SaleCommon Stock 135 $154.05 $20,796.75
Disclosure

SEC source: 0000790051-19-000126 · wf-form4_157202445098291.xml · nonDerivative · entry 2

Berlin John E · CIK 0001492665 · President, CIT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,989

F2 · shares: Represents 135 shares disposed of in the issuer's defined contribution plan.

F3 · balance_after: Includes 53 shares acquired in the issuer's defined contribution plan during the year.

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October 24, 2019 Filed Oct 25, 2019 17:27 UTC
Berlin John EPresident, CIT
SaleCommon Stock 7,000 $153.77 $1,076,390.00
Disclosure

SEC source: 0000790051-19-000126 · wf-form4_157202445098291.xml · nonDerivative · entry 1

Berlin John E · CIK 0001492665 · President, CIT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,071

F1 · price: This transaction was executed in multiple trades at prices ranging from $153.50 to $154.11. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
October 02, 2019 Filed Oct 2, 2019 22:22 UTC
Bausch Shelley JPresident, CFT
Tax withholdingCommon Stock 2,539 $139.27 $353,606.53
Disclosure

SEC source: 0000790051-19-000119 · wf-form4_157005490936253.xml · nonDerivative · entry 1

Bausch Shelley J · CIK 0001714460 · President, CFT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,125

F1 · shares: Shares retained to satisfy the reporting person's withholding tax obligation with regards to vesting of previously awarded restricted shares.

Read SEC document
September 13, 2019 Filed Sep 13, 2019 16:55 UTC
SHEARS NICHOLAS J.President, CCM
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 3,105 Not disclosed Strike: $92.46 Not disclosed
Disclosure

SEC source: 0000790051-19-000117 · wf-form4_156839372366401.xml · derivative · entry 6

SHEARS NICHOLAS J. · CIK 0001773984 · President, CCM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,105 shares

Expires 2025-02-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: The transaction is the exercise of a derivative security.

F3 · derivative.exercise_date: The option vested in three equal annual installments beginning on February 14, 2016.

Read SEC document
September 13, 2019 Filed Sep 13, 2019 16:55 UTC
SHEARS NICHOLAS J.President, CCM
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 3,465 Not disclosed Strike: $73.08 Not disclosed
Disclosure

SEC source: 0000790051-19-000117 · wf-form4_156839372366401.xml · derivative · entry 5

SHEARS NICHOLAS J. · CIK 0001773984 · President, CCM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,465 shares

Expires 2024-02-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: The transaction is the exercise of a derivative security.

F1 · derivative.exercise_date: The option vested in three equal annual installments beginning on February 15, 2015.

Read SEC document
September 13, 2019 Filed Sep 13, 2019 16:55 UTC
SHEARS NICHOLAS J.President, CCM
SaleCommon Stock 3,105 $149.00 $462,645.00
Disclosure

SEC source: 0000790051-19-000117 · wf-form4_156839372366401.xml · nonDerivative · entry 4

SHEARS NICHOLAS J. · CIK 0001773984 · President, CCM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,318

Read SEC document
September 13, 2019 Filed Sep 13, 2019 16:55 UTC
SHEARS NICHOLAS J.President, CCM
Exercise / conversionCommon Stock 3,105 $92.46 $287,088.30
Disclosure

SEC source: 0000790051-19-000117 · wf-form4_156839372366401.xml · nonDerivative · entry 3

SHEARS NICHOLAS J. · CIK 0001773984 · President, CCM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,423

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 13, 2019 Filed Sep 13, 2019 16:55 UTC
SHEARS NICHOLAS J.President, CCM
SaleCommon Stock 3,465 $149.00 $516,285.00
Disclosure

SEC source: 0000790051-19-000117 · wf-form4_156839372366401.xml · nonDerivative · entry 2

SHEARS NICHOLAS J. · CIK 0001773984 · President, CCM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,318

Read SEC document
September 13, 2019 Filed Sep 13, 2019 16:55 UTC
SHEARS NICHOLAS J.President, CCM
Exercise / conversionCommon Stock 3,465 $73.08 $253,222.20
Disclosure

SEC source: 0000790051-19-000117 · wf-form4_156839372366401.xml · nonDerivative · entry 1

SHEARS NICHOLAS J. · CIK 0001773984 · President, CCM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,783

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 12, 2019 Filed Sep 12, 2019 20:01 UTC PurchaseCommon Stock 297 $147.25 $43,733.25
Disclosure

SEC source: 0000790051-19-000115 · wf-form4_156831847957789.xml · nonDerivative · entry 6

TAYLOR DOUGLAS CHARLES · CIK 0001720276 · V.P., COS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,463

Read SEC document
September 12, 2019 Filed Sep 12, 2019 20:01 UTC PurchaseCommon Stock 400 $147.29 $58,916.00
Disclosure

SEC source: 0000790051-19-000115 · wf-form4_156831847957789.xml · nonDerivative · entry 5

TAYLOR DOUGLAS CHARLES · CIK 0001720276 · V.P., COS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,166

Read SEC document
September 11, 2019 Filed Sep 12, 2019 01:40 UTC GrantDeferred Stock Units · Derivative 399 $147.76 $58,956.24
Disclosure

SEC source: 0000790051-19-000113 · wf-form4_156825243597898.xml · derivative · entry 1

Singh Jesse G · CIK 0001594032 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 399

Underlying: Common Stock · 399 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit is the economic equivalent of one share of the issuer's common stock. The deferred stock units become payable in cash upon the reporting person's termination of service as a director of the issuer, such payment to be made in a lump sum or in quarterly installments over ten years based upon the closing price of the issuer's common stock on the payment date.

F2 · shares: Received as part of the reporting person's annual retainer for which the reporting person elected to defer under the issuer's non-qualified deferred compensation plan.

F1 · derivative.exercise_date: Each deferred stock unit is the economic equivalent of one share of the issuer's common stock. The deferred stock units become payable in cash upon the reporting person's termination of service as a director of the issuer, such payment to be made in a lump sum or in quarterly installments over ten years based upon the closing price of the issuer's common stock on the payment date.

F1 · derivative.expiration_date: Each deferred stock unit is the economic equivalent of one share of the issuer's common stock. The deferred stock units become payable in cash upon the reporting person's termination of service as a director of the issuer, such payment to be made in a lump sum or in quarterly installments over ten years based upon the closing price of the issuer's common stock on the payment date.

Read SEC document
September 11, 2019 Filed Sep 12, 2019 01:34 UTC GrantDeferred Stock Units · Derivative 388 $147.76 $57,330.88
Disclosure

SEC source: 0000790051-19-000111 · wf-form4_156825208059284.xml · derivative · entry 1

OSTRANDER GREGG A · CIK 0001071491 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 388

Underlying: Common Stock · 388 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit is the economic equivalent of one share of the issuer's common stock. The deferred stock units become payable in cash upon the reporting person's termination of service as a director of the issuer, such payment to be made in a lump sum or in quarterly installments over ten years based upon the closing price of the issuer's common stock on the payment date.

F2 · shares: Received as part of the reporting person's annual retainer for which the reporting person elected to defer under the issuer's non-qualified deferred compensation plan.

F1 · derivative.exercise_date: Each deferred stock unit is the economic equivalent of one share of the issuer's common stock. The deferred stock units become payable in cash upon the reporting person's termination of service as a director of the issuer, such payment to be made in a lump sum or in quarterly installments over ten years based upon the closing price of the issuer's common stock on the payment date.

F1 · derivative.expiration_date: Each deferred stock unit is the economic equivalent of one share of the issuer's common stock. The deferred stock units become payable in cash upon the reporting person's termination of service as a director of the issuer, such payment to be made in a lump sum or in quarterly installments over ten years based upon the closing price of the issuer's common stock on the payment date.

Read SEC document
September 11, 2019 Filed Sep 12, 2019 01:27 UTC OtherCommon Stock 287 $147.76 $42,407.12
Disclosure

SEC source: 0000790051-19-000109 · wf-form4_156825164534170.xml · nonDerivative · entry 1

Ricard Corrine D. · CIK 0001547351 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 600

F1 · kind: Received as part of the reporting person's annual retainer.

Read SEC document
September 11, 2019 Filed Sep 12, 2019 20:01 UTC Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 2,740 Not disclosed Strike: $83.31 Not disclosed
Disclosure

SEC source: 0000790051-19-000115 · wf-form4_156831847957789.xml · derivative · entry 8

TAYLOR DOUGLAS CHARLES · CIK 0001720276 · V.P., COS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,740 shares

Expires 2026-02-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: The transaction is the exercise of a derivative security.

F3 · derivative.exercise_date: The option vested in three equal annual installments beginning on February 3, 2017.

Read SEC document
September 11, 2019 Filed Sep 12, 2019 20:01 UTC Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 2,455 Not disclosed Strike: $92.46 Not disclosed
Disclosure

SEC source: 0000790051-19-000115 · wf-form4_156831847957789.xml · derivative · entry 7

TAYLOR DOUGLAS CHARLES · CIK 0001720276 · V.P., COS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,455 shares

Expires 2025-02-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: The transaction is the exercise of a derivative security.

F1 · derivative.exercise_date: The option vested in three equal annual installments beginning on February 4, 2016.

Read SEC document
September 11, 2019 Filed Sep 12, 2019 20:01 UTC SaleCommon Stock 2,740 $146.68 $401,903.20
Disclosure

SEC source: 0000790051-19-000115 · wf-form4_156831847957789.xml · nonDerivative · entry 4

TAYLOR DOUGLAS CHARLES · CIK 0001720276 · V.P., COS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,766

Read SEC document
September 11, 2019 Filed Sep 12, 2019 20:01 UTC Exercise / conversionCommon Stock 2,740 $83.31 $228,269.40
Disclosure

SEC source: 0000790051-19-000115 · wf-form4_156831847957789.xml · nonDerivative · entry 3

TAYLOR DOUGLAS CHARLES · CIK 0001720276 · V.P., COS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,506

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 11, 2019 Filed Sep 12, 2019 20:01 UTC SaleCommon Stock 2,455 $146.68 $360,099.40
Disclosure

SEC source: 0000790051-19-000115 · wf-form4_156831847957789.xml · nonDerivative · entry 2

TAYLOR DOUGLAS CHARLES · CIK 0001720276 · V.P., COS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,766

Read SEC document
September 11, 2019 Filed Sep 12, 2019 20:01 UTC Exercise / conversionCommon Stock 2,455 $92.46 $226,989.30
Disclosure

SEC source: 0000790051-19-000115 · wf-form4_156831847957789.xml · nonDerivative · entry 1

TAYLOR DOUGLAS CHARLES · CIK 0001720276 · V.P., COS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,221

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 24, 2019 Filed Aug 26, 2019 22:26 UTC
SHEARS NICHOLAS J.President, CCM
Tax withholdingCommon Stock 934 $137.16 $128,107.44
Disclosure

SEC source: 0000790051-19-000107 · wf-form4_156685837777909.xml · nonDerivative · entry 1

SHEARS NICHOLAS J. · CIK 0001773984 · President, CCM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,318

Read SEC document
July 01, 2019 Filed Jul 9, 2019 22:02 UTC GiftCommon Stock 14,254 Not disclosed Not disclosed
Disclosure

SEC source: 0000790051-19-000099 · wf-form4_156270970832087.xml · nonDerivative · entry 1

ROBERTS DAVID A · CIK 0001198752 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,054

F1 · price: On July 1, 2019, the reporting person gifted 14,254 shares to a private foundation previously created by the reporting person.

F2 · balance_after: Includes 8,911 shares reclassified as direct ownership that were transferred on July 8, 2019 from Grantor Retained Annuity Trusts that are held in trust for the benefit of the reporting person's children for which the reporting person is trustee, as referenced in Footnote 3.

Read SEC document
June 27, 2019 Filed Jun 27, 2019 20:56 UTC SaleCommon Stock 28,571 $137.74 $3,935,369.54
Disclosure

SEC source: 0000790051-19-000097 · wf-form4_156166898919804.xml · nonDerivative · entry 2

ROBERTS DAVID A · CIK 0001198752 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote 1

Disclosed balance after: 120,371

F1 · price: This transaction was executed in multiple trades at prices ranging from $137.22 to $138.17. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

F2 · balance_after: Consists of (i) 78,957 shares held in Grantor Retained Annuity Trusts for the benefit of the reporting person's children of which the reporting person is trustee, (ii) 20,542 shares held in a Grantor Retained Annuity Trust for the benefit of the reporting person's children of which the reporting person's spouse is trustee, (iii) 10,594 shares held in trust for the benefit of the reporting person's children of which the reporting person's spouse is trustee, and (iv) 10,278 shares held in a private foundation created by the reporting person.

Read SEC document
May 08, 2019 Filed May 8, 2019 23:59 UTC GrantDeferred Stock Units · Derivative 121 $136.03 $16,459.63
Disclosure

SEC source: 0000790051-19-000089 · wf-form4_155735997224127.xml · derivative · entry 1

Singh Jesse G · CIK 0001594032 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121

Underlying: Common Stock · 121 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit is the economic equivalent of one share of the issuer's common stock. The deferred stock units become payable in cash upon the reporting person's termination of service as a director of the issuer, such payment to be made in a lump sum or in quarterly installments over ten years based upon the closing price of the issuer's common stock on the payment date.

F2 · shares: Received as part of the reporting person's annual retainer for which the reporting person elected to defer under the issuer's non-qualified deferred compensation plan.

F1 · derivative.exercise_date: Each deferred stock unit is the economic equivalent of one share of the issuer's common stock. The deferred stock units become payable in cash upon the reporting person's termination of service as a director of the issuer, such payment to be made in a lump sum or in quarterly installments over ten years based upon the closing price of the issuer's common stock on the payment date.

F1 · derivative.expiration_date: Each deferred stock unit is the economic equivalent of one share of the issuer's common stock. The deferred stock units become payable in cash upon the reporting person's termination of service as a director of the issuer, such payment to be made in a lump sum or in quarterly installments over ten years based upon the closing price of the issuer's common stock on the payment date.

Read SEC document
May 08, 2019 Filed May 8, 2019 23:45 UTC GrantDeferred Stock Units · Derivative 109 $136.03 $14,827.27
Disclosure

SEC source: 0000790051-19-000087 · wf-form4_155735912558380.xml · derivative · entry 1

OSTRANDER GREGG A · CIK 0001071491 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109

Underlying: Common Stock · 109 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit is the economic equivalent of one share of the issuer's common stock. The deferred stock units become payable in cash upon the reporting person's termination of service as a director of the issuer, such payment to be made in a lump sum or in quarterly installments over ten years based upon the closing price of the issuer's common stock on the payment date.

F2 · shares: Received as part of the reporting person's annual retainer for which the reporting person elected to defer under the issuer's non-qualified deferred compensation plan.

F1 · derivative.exercise_date: Each deferred stock unit is the economic equivalent of one share of the issuer's common stock. The deferred stock units become payable in cash upon the reporting person's termination of service as a director of the issuer, such payment to be made in a lump sum or in quarterly installments over ten years based upon the closing price of the issuer's common stock on the payment date.

F1 · derivative.expiration_date: Each deferred stock unit is the economic equivalent of one share of the issuer's common stock. The deferred stock units become payable in cash upon the reporting person's termination of service as a director of the issuer, such payment to be made in a lump sum or in quarterly installments over ten years based upon the closing price of the issuer's common stock on the payment date.

Read SEC document
March 01, 2019 Filed Mar 4, 2019 16:14 UTC
Berlin John EPresident, CIT
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 15,150 Not disclosed Strike: $83.31 Not disclosed
Disclosure

SEC source: 0000790051-19-000076 · wf-form4_155171607721624.xml · derivative · entry 3

Berlin John E · CIK 0001492665 · President, CIT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,150 shares

Expires 2026-02-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: The transaction is the exercise of a derivative security.

F2 · derivative.exercise_date: The option vested in three equal annual installments beginning on February 3, 2017.

Read SEC document
March 01, 2019 Filed Mar 4, 2019 16:14 UTC
Berlin John EPresident, CIT
SaleCommon Stock 15,150 $124.24 $1,882,236.00
Disclosure

SEC source: 0000790051-19-000076 · wf-form4_155171607721624.xml · nonDerivative · entry 2

Berlin John E · CIK 0001492665 · President, CIT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,071

F1 · price: This transaction was executed in multiple trades at prices ranging from $124.07 to $124.42. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
March 01, 2019 Filed Mar 4, 2019 16:14 UTC
Berlin John EPresident, CIT
Exercise / conversionCommon Stock 15,150 $83.31 $1,262,146.50
Disclosure

SEC source: 0000790051-19-000076 · wf-form4_155171607721624.xml · nonDerivative · entry 1

Berlin John E · CIK 0001492665 · President, CIT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,221

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 15, 2019 Filed Feb 19, 2019 19:32 UTC
Roche Robert M.VP & Chief Financial Officer
Tax withholdingCommon Stock 579 $121.42 $70,302.18
Disclosure

SEC source: 0000790051-19-000074 · wf-form4_155060471923049.xml · nonDerivative · entry 1

Roche Robert M. · CIK 0001698243 · VP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,614

F1 · shares: Shares retained by the issuer to satisfy the reporting person's withholding tax obligation on the release of previously awarded restricted shares.

Read SEC document
February 14, 2019 Filed Feb 14, 2019 23:27 UTC SaleCommon Stock 3,610 $121.50 $438,615.00
Disclosure

SEC source: 0000790051-19-000072 · wf-form4_155018684951658.xml · nonDerivative · entry 2

ROBERTS DAVID A · CIK 0001198752 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote 1

Disclosed balance after: 152,577

F1 · balance_after: Consists of (i) 107,528 shares held in Grantor Retained Annuity Trusts for the benefit of the reporting person's children of which the reporting person is trustee, (ii) 24,177 shares held in a Grantor Retained Annuity Trust for the benefit of the reporting person's children of which the reporting person's spouse is trustee, (iii) 10,594 shares held in trust for the benefit of the reporting person's children of which the reporting person's spouse is trustee, and (iv) 10,278 shares held in a private foundation created by the reporting person.

Read SEC document
February 13, 2019 Filed Feb 14, 2019 20:34 UTC
KOCH D CHRISTIANCEO & President
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 15,720 Not disclosed Strike: $64.80 Not disclosed
Disclosure

SEC source: 0000790051-19-000068 · wf-form4_155017648297215.xml · derivative · entry 9

KOCH D CHRISTIAN · CIK 0001190801 · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,720 shares

Expires 2023-02-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · price: The transaction is the exercise of a derivative security.

F6 · derivative.exercise_date: The option vested in three equal annual installments beginning on February 6, 2014.

Read SEC document
February 13, 2019 Filed Feb 14, 2019 20:34 UTC
KOCH D CHRISTIANCEO & President
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 7,189 Not disclosed Strike: $49.56 Not disclosed
Disclosure

SEC source: 0000790051-19-000068 · wf-form4_155017648297215.xml · derivative · entry 8

KOCH D CHRISTIAN · CIK 0001190801 · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,189 shares

Expires 2022-01-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · price: The transaction is the exercise of a derivative security.

F4 · derivative.exercise_date: The option vested in three equal annual installments beginning on February 1, 2013.

Read SEC document
February 13, 2019 Filed Feb 14, 2019 20:34 UTC
KOCH D CHRISTIANCEO & President
SaleCommon Stock 15,720 $120.09 $1,887,814.80
Disclosure

SEC source: 0000790051-19-000068 · wf-form4_155017648297215.xml · nonDerivative · entry 6

KOCH D CHRISTIAN · CIK 0001190801 · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,305

F3 · price: This transaction was executed in multiple trades at prices ranging from $120.01 to $120.26. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

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February 13, 2019 Filed Feb 14, 2019 20:34 UTC
KOCH D CHRISTIANCEO & President
Exercise / conversionCommon Stock 15,720 $64.80 $1,018,656.00
Disclosure

SEC source: 0000790051-19-000068 · wf-form4_155017648297215.xml · nonDerivative · entry 5

KOCH D CHRISTIAN · CIK 0001190801 · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,025

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 13, 2019 Filed Feb 14, 2019 20:34 UTC
KOCH D CHRISTIANCEO & President
SaleCommon Stock 7,189 $120.00 $862,680.00
Disclosure

SEC source: 0000790051-19-000068 · wf-form4_155017648297215.xml · nonDerivative · entry 4

KOCH D CHRISTIAN · CIK 0001190801 · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,305

F2 · price: This transaction was executed in multiple trades at prices ranging from $120.00 to $120.01. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

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February 13, 2019 Filed Feb 14, 2019 20:34 UTC
KOCH D CHRISTIANCEO & President
Exercise / conversionCommon Stock 7,189 $49.56 $356,286.84
Disclosure

SEC source: 0000790051-19-000068 · wf-form4_155017648297215.xml · nonDerivative · entry 3

KOCH D CHRISTIAN · CIK 0001190801 · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,494

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 12, 2019 Filed Feb 13, 2019 19:10 UTC
Selbach Scott CV.P., Secretary & Gen. Counsel
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 457 Not disclosed Strike: $83.31 Not disclosed
Disclosure

SEC source: 0000790051-19-000066 · wf-form4_155008500519018.xml · derivative · entry 15

Selbach Scott C · CIK 0001398657 · V.P., Secretary & Gen. Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 457 shares

Expires 2026-02-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: The transaction is the exercise of a derivative security.

F6 · derivative.exercise_date: The option vested in three equal annual installments beginning on February 3, 2017.

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February 12, 2019 Filed Feb 13, 2019 19:10 UTC
Selbach Scott CV.P., Secretary & Gen. Counsel
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 4,923 Not disclosed Strike: $83.31 Not disclosed
Disclosure

SEC source: 0000790051-19-000066 · wf-form4_155008500519018.xml · derivative · entry 14

Selbach Scott C · CIK 0001398657 · V.P., Secretary & Gen. Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 457

Underlying: Common Stock · 4,923 shares

Expires 2026-02-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: The transaction is the exercise of a derivative security.

F6 · derivative.exercise_date: The option vested in three equal annual installments beginning on February 3, 2017.

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February 12, 2019 Filed Feb 13, 2019 19:10 UTC
Selbach Scott CV.P., Secretary & Gen. Counsel
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 4,770 Not disclosed Strike: $92.46 Not disclosed
Disclosure

SEC source: 0000790051-19-000066 · wf-form4_155008500519018.xml · derivative · entry 13

Selbach Scott C · CIK 0001398657 · V.P., Secretary & Gen. Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,770 shares

Expires 2025-02-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: The transaction is the exercise of a derivative security.

F5 · derivative.exercise_date: The option vested in three equal annual installments beginning on February 4, 2016.

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February 12, 2019 Filed Feb 13, 2019 19:10 UTC
Selbach Scott CV.P., Secretary & Gen. Counsel
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 5,215 Not disclosed Strike: $73.08 Not disclosed
Disclosure

SEC source: 0000790051-19-000066 · wf-form4_155008500519018.xml · derivative · entry 12

Selbach Scott C · CIK 0001398657 · V.P., Secretary & Gen. Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,215 shares

Expires 2024-02-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: The transaction is the exercise of a derivative security.

F4 · derivative.exercise_date: The option vested in three equal annual installments beginning on February 5, 2015.

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February 12, 2019 Filed Feb 13, 2019 19:10 UTC
Selbach Scott CV.P., Secretary & Gen. Counsel
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 5,485 Not disclosed Strike: $64.80 Not disclosed
Disclosure

SEC source: 0000790051-19-000066 · wf-form4_155008500519018.xml · derivative · entry 11

Selbach Scott C · CIK 0001398657 · V.P., Secretary & Gen. Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,485 shares

Expires 2023-02-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: The transaction is the exercise of a derivative security.

F2 · derivative.exercise_date: The option vested in three equal annual installments beginning on February 6, 2014.

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February 12, 2019 Filed Feb 13, 2019 19:10 UTC
Selbach Scott CV.P., Secretary & Gen. Counsel
SaleCommon Stock 457 $120.31 $54,981.67
Disclosure

SEC source: 0000790051-19-000066 · wf-form4_155008500519018.xml · nonDerivative · entry 10

Selbach Scott C · CIK 0001398657 · V.P., Secretary & Gen. Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,431

Read SEC document
February 12, 2019 Filed Feb 13, 2019 19:10 UTC
Selbach Scott CV.P., Secretary & Gen. Counsel
Exercise / conversionCommon Stock 457 $83.31 $38,072.67
Disclosure

SEC source: 0000790051-19-000066 · wf-form4_155008500519018.xml · nonDerivative · entry 9

Selbach Scott C · CIK 0001398657 · V.P., Secretary & Gen. Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,888

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 12, 2019 Filed Feb 13, 2019 19:10 UTC
Selbach Scott CV.P., Secretary & Gen. Counsel
SaleCommon Stock 4,923 $119.82 $589,873.86
Disclosure

SEC source: 0000790051-19-000066 · wf-form4_155008500519018.xml · nonDerivative · entry 8

Selbach Scott C · CIK 0001398657 · V.P., Secretary & Gen. Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,431

F1 · price: This transaction was executed in multiple trades at prices ranging from $119.28 to $120.27. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
February 12, 2019 Filed Feb 13, 2019 19:10 UTC
Selbach Scott CV.P., Secretary & Gen. Counsel
Exercise / conversionCommon Stock 4,923 $83.31 $410,135.13
Disclosure

SEC source: 0000790051-19-000066 · wf-form4_155008500519018.xml · nonDerivative · entry 7

Selbach Scott C · CIK 0001398657 · V.P., Secretary & Gen. Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,354

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 12, 2019 Filed Feb 13, 2019 19:10 UTC
Selbach Scott CV.P., Secretary & Gen. Counsel
SaleCommon Stock 4,770 $119.82 $571,541.40
Disclosure

SEC source: 0000790051-19-000066 · wf-form4_155008500519018.xml · nonDerivative · entry 6

Selbach Scott C · CIK 0001398657 · V.P., Secretary & Gen. Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,431

F1 · price: This transaction was executed in multiple trades at prices ranging from $119.28 to $120.27. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
February 12, 2019 Filed Feb 13, 2019 19:10 UTC
Selbach Scott CV.P., Secretary & Gen. Counsel
Exercise / conversionCommon Stock 4,770 $92.46 $441,034.20
Disclosure

SEC source: 0000790051-19-000066 · wf-form4_155008500519018.xml · nonDerivative · entry 5

Selbach Scott C · CIK 0001398657 · V.P., Secretary & Gen. Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,201

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 12, 2019 Filed Feb 13, 2019 19:10 UTC
Selbach Scott CV.P., Secretary & Gen. Counsel
SaleCommon Stock 5,215 $119.82 $624,861.30
Disclosure

SEC source: 0000790051-19-000066 · wf-form4_155008500519018.xml · nonDerivative · entry 4

Selbach Scott C · CIK 0001398657 · V.P., Secretary & Gen. Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,431

F1 · price: This transaction was executed in multiple trades at prices ranging from $119.28 to $120.27. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.