Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 04, 2019 Filed Nov 6, 2019 22:15 UTC |
Poliakoff Abba DavidDirector
|
GrantOption to purchase Common Stock · Derivative | 10,000 | $5.43 Strike: $5.43 | $54,300.00 |
DisclosureSEC source: 0001628280-19-013530 · wf-form4_157307852453753.xml · derivative · entry 1 Poliakoff Abba David · CIK 0001423066 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires 2024-11-03 F1 · derivative.exercise_date: The options vest and are exercisable over a twelve month period, with vesting to occur on November 4, 2019, February 4, 2020, May 4, 2020 and August 4, 2020, respectively. Read SEC document |
| November 04, 2019 Filed Nov 6, 2019 22:14 UTC |
ACKERMAN JOELDirector
|
GrantOption to purchase Common Stock · Derivative | 16,667 | $5.43 Strike: $5.43 | $90,501.81 |
DisclosureSEC source: 0001628280-19-013528 · wf-form4_157307845404785.xml · derivative · entry 1 ACKERMAN JOEL · CIK 0001220630 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,667 Underlying: Common Stock · 16,667 shares Expires 2024-11-03 F1 · derivative.exercise_date: The Options vest and are exercisable over a twelve month period, with vesting to occur on November 4, 2019, February 4, 2020, May 4, 2020 and August 4, 2020, respectively. Read SEC document |
| January 18, 2019 Filed Apr 30, 2019 20:30 UTC |
Battery Ventures IX, L.P.10% owner
Battery Investment Partners IX, LLC10% owner
Battery Partners IX, LLC10% owner
BATTERY MANAGEMENT CORP.10% owner
Agrawal Neeraj10% owner
BROWN MICHAEL MAURICE10% owner
Feldman Jesse10% owner
Lee Roger H10% owner
TABORS R DAVID10% owner
TOBIN SCOTT RDirector · 10% owner
|
OtherWarrant to purchase shares of Common Stock · Derivative | 58,333 | $0.00 Strike: $4.80 | $0.00 |
DisclosureSEC source: 0001179110-19-005296 · edgar.xml · derivative · entry 2 Battery Ventures IX, L.P. · CIK 0001485934 · 10% owner Battery Investment Partners IX, LLC · CIK 0001517640 · 10% owner Battery Partners IX, LLC · CIK 0001517642 · 10% owner Battery Management Corp. · CIK 0001548594 · 10% owner Agrawal Neeraj · CIK 0001532809 · 10% owner BROWN MICHAEL MAURICE · CIK 0001354614 · 10% owner Feldman Jesse · CIK 0001568322 · 10% owner Lee Roger H · CIK 0001404868 · 10% owner TABORS R DAVID · CIK 0001199925 · 10% owner TOBIN SCOTT R · CIK 0001199926 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Funds Disclosed balance after: 0 Underlying: Common Stock · 58,333 shares Expires 2019-01-27 F3 · derivative.exercise_price: Effective March 13, 2015, the warrants were amended to reduce the exercise price to $0.40 per share (before giving effect to the Reverse Stock Split referenced in footnote 4 below) and to change the expiration date to January 28, 2019. F4 · derivative.exercise_price: Effective August 11, 2015, the Issuer effected a 1-for-12 reverse stock split of the Issuer's Common Stock (the "Reverse Stock Split"). All share numbers and the exercise price of the warrants reported herein give effect to the Reverse Stock Split. F3 · shares: Effective March 13, 2015, the warrants were amended to reduce the exercise price to $0.40 per share (before giving effect to the Reverse Stock Split referenced in footnote 4 below) and to change the expiration date to January 28, 2019. F4 · shares: Effective August 11, 2015, the Issuer effected a 1-for-12 reverse stock split of the Issuer's Common Stock (the "Reverse Stock Split"). All share numbers and the exercise price of the warrants reported herein give effect to the Reverse Stock Split. F3 · derivative.expiration_date: Effective March 13, 2015, the warrants were amended to reduce the exercise price to $0.40 per share (before giving effect to the Reverse Stock Split referenced in footnote 4 below) and to change the expiration date to January 28, 2019. F2 · ownership.nature: Consists of 1,991,965 shares of the Issuer's Common Stock held by Battery Ventures IX, L.P. ("BVIX") and 19,917 shares of the Issuer's Common Stock held by Battery Investment Partners IX, LLC ("BIPIX"). Battery Partners IX, LLC ("BPIX") is the sole general partner of BVIX and the sole manager of BIPIX. Battery Management Corp. ("BMC") is the investment adviser of BPIX. Neeraj Agrawal, Michael M. Brown, Jesse Feldman, Roger H. Lee, R. David Tabors and Scott R. Tobin (collectively, the "Managing Members") are the managing members of BPIX. The Managing Members are also officers of BMC (collectively, the "Officers"). The Managing Members and the Officers, in their respective capacities as such, may be deemed to have shared voting and dispositive power over the shares held by BVIX and BIPIX. Read SEC document |
| January 16, 2019 Filed Jan 16, 2019 20:39 UTC |
Morris RonnieDirector · CEO
|
Exercise / conversionWarrant to purchase shares of Common Stock · Derivative | 4,167 | $0.00 Strike: $4.80 | $0.00 |
DisclosureSEC source: 0001628280-19-000359 · wf-form4_154767117333530.xml · derivative · entry 2 Morris Ronnie · CIK 0001504443 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,940 Underlying: Common Stock · 4,167 shares Expires 2020-03-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 16, 2019 Filed Jan 16, 2019 20:39 UTC |
Morris RonnieDirector · CEO
|
Exercise / conversionCommon Stock | 4,167 | $4.80 | $20,001.60 |
DisclosureSEC source: 0001628280-19-000359 · wf-form4_154767117333530.xml · nonDerivative · entry 1 Morris Ronnie · CIK 0001504443 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 837,168 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 08, 2019 Filed Apr 30, 2019 20:30 UTC |
Battery Ventures IX, L.P.10% owner
Battery Investment Partners IX, LLC10% owner
Battery Partners IX, LLC10% owner
BATTERY MANAGEMENT CORP.10% owner
Agrawal Neeraj10% owner
BROWN MICHAEL MAURICE10% owner
Feldman Jesse10% owner
Lee Roger H10% owner
TABORS R DAVID10% owner
TOBIN SCOTT RDirector · 10% owner
|
OtherCommon Stock | 58,333 | $4.80 | $279,998.40 |
DisclosureSEC source: 0001179110-19-005296 · edgar.xml · nonDerivative · entry 1 Battery Ventures IX, L.P. · CIK 0001485934 · 10% owner Battery Investment Partners IX, LLC · CIK 0001517640 · 10% owner Battery Partners IX, LLC · CIK 0001517642 · 10% owner Battery Management Corp. · CIK 0001548594 · 10% owner Agrawal Neeraj · CIK 0001532809 · 10% owner BROWN MICHAEL MAURICE · CIK 0001354614 · 10% owner Feldman Jesse · CIK 0001568322 · 10% owner Lee Roger H · CIK 0001404868 · 10% owner TABORS R DAVID · CIK 0001199925 · 10% owner TOBIN SCOTT R · CIK 0001199926 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Funds Disclosed balance after: 2,011,882 F1 · balance_after: The Reporting Persons disclaim beneficial ownership of these securities except to the extent of their pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose. F2 · ownership.nature: Consists of 1,991,965 shares of the Issuer's Common Stock held by Battery Ventures IX, L.P. ("BVIX") and 19,917 shares of the Issuer's Common Stock held by Battery Investment Partners IX, LLC ("BIPIX"). Battery Partners IX, LLC ("BPIX") is the sole general partner of BVIX and the sole manager of BIPIX. Battery Management Corp. ("BMC") is the investment adviser of BPIX. Neeraj Agrawal, Michael M. Brown, Jesse Feldman, Roger H. Lee, R. David Tabors and Scott R. Tobin (collectively, the "Managing Members") are the managing members of BPIX. The Managing Members are also officers of BMC (collectively, the "Officers"). The Managing Members and the Officers, in their respective capacities as such, may be deemed to have shared voting and dispositive power over the shares held by BVIX and BIPIX. Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 20:01 UTC |
ACKERMAN JOELDirector
|
Exercise / conversionWarrant to purchase shares of Common Stock · Derivative | 4,167 | $0.00 Strike: $4.80 | $0.00 |
DisclosureSEC source: 0001628280-19-000100 · wf-form4_154663204408380.xml · derivative · entry 2 ACKERMAN JOEL · CIK 0001220630 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,494,956 Underlying: Common Stock · 4,167 shares Expires 2019-01-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 20:01 UTC |
ACKERMAN JOELDirector
|
Exercise / conversionCommon Stock | 4,167 | $4.80 | $20,001.60 |
DisclosureSEC source: 0001628280-19-000100 · wf-form4_154663204408380.xml · nonDerivative · entry 1 ACKERMAN JOEL · CIK 0001220630 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,113,877 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 19, 2018 Filed Dec 20, 2018 20:18 UTC |
Morris RonnieDirector · CEO
|
PurchaseCommon Stock | 20,000 | $7.44 | $148,800.00 |
DisclosureSEC source: 0001628280-18-015324 · wf-form4_154533707522601.xml · nonDerivative · entry 1 Morris Ronnie · CIK 0001504443 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 833,001 Read SEC document |
| November 06, 2018 Filed Nov 8, 2018 22:02 UTC |
Mendelson Daniel NewmanDirector
|
SaleCommon Stock | 5,000 | $13.75 | $68,750.00 |
DisclosureSEC source: 0001628280-18-014013 · wf-form4_154171453610938.xml · nonDerivative · entry 1 Mendelson Daniel Newman · CIK 0001327897 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,500 Read SEC document |
| November 01, 2018 Filed Nov 5, 2018 16:45 UTC |
Poliakoff Abba DavidDirector
|
GrantOption to purchase Common Stock · Derivative | 10,000 | $12.73 Strike: $12.73 | $127,300.00 |
DisclosureSEC source: 0001628280-18-013560 · wf-form4_154143632468957.xml · derivative · entry 1 Poliakoff Abba David · CIK 0001423066 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires 2023-11-01 F1 · derivative.exercise_date: The options vest and are exercisable over a twelve month period, with vesting to occur on November 1, 2018, February 1, 2019, May 1, 2019 and August 1, 2019, respectively. Read SEC document |
| November 01, 2018 Filed Nov 5, 2018 16:44 UTC |
Breitfeld Philip P.Director
|
GrantOption to purchase Common Stock · Derivative | 8,333 | $12.73 Strike: $12.73 | $106,079.09 |
DisclosureSEC source: 0001628280-18-013559 · wf-form4_154143624704516.xml · derivative · entry 1 Breitfeld Philip P. · CIK 0001690133 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,333 Underlying: Common Stock · 8,333 shares Expires 2023-11-01 F1 · derivative.exercise_date: The options vest and are exercisable over a twelve month period, with vesting to occur on November 1, 2018, February 1, 2019, May 1, 2019 and August 1, 2019, respectively. Read SEC document |
| November 01, 2018 Filed Nov 5, 2018 16:43 UTC |
TOBIN SCOTT RDirector
|
GrantOption to purchase Common Stock · Derivative | 10,000 | $12.73 Strike: $12.73 | $127,300.00 |
DisclosureSEC source: 0001628280-18-013558 · wf-form4_154143617067976.xml · derivative · entry 1 TOBIN SCOTT R · CIK 0001199926 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires 2023-11-01 F1 · derivative.exercise_date: The options vest and are exercisable over a twelve month period, with vesting to occur on November 1, 2018, February 1, 2019, May 1, 2019 and August 1, 2019, respectively. Read SEC document |
| November 01, 2018 Filed Nov 5, 2018 16:41 UTC |
ACKERMAN JOELDirector
|
GrantOption to purchase Common Stock · Derivative | 16,667 | $12.73 Strike: $12.73 | $212,170.91 |
DisclosureSEC source: 0001628280-18-013557 · wf-form4_154143607370813.xml · derivative · entry 1 ACKERMAN JOEL · CIK 0001220630 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,667 Underlying: Common Stock · 16,667 shares Expires 2023-11-01 F1 · derivative.exercise_date: The Options vest and are exercisable over a twelve month period, with vesting to occur on November 1, 2018, February 1, 2019, May 1, 2019 and August 1, 2019, respectively. Read SEC document |
| November 01, 2018 Filed Nov 5, 2018 16:39 UTC |
Mendelson Daniel NewmanDirector
|
GrantOption to purchase Common Stock · Derivative | 10,000 | $12.73 Strike: $12.73 | $127,300.00 |
DisclosureSEC source: 0001628280-18-013556 · wf-form4_154143595175126.xml · derivative · entry 1 Mendelson Daniel Newman · CIK 0001327897 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires 2023-11-01 F1 · derivative.exercise_date: The options vest and are exercisable over a twelve month period, with vesting to occur on November 1, 2018, February 1, 2019, May 1, 2019 and August 1, 2019, respectively. Read SEC document |
| November 01, 2018 Filed Nov 5, 2018 16:38 UTC |
SIDRANSKY DAVIDDirector
|
GrantOption to purchase Common Stock · Derivative | 8,333 | $12.73 Strike: $12.73 | $106,079.09 |
DisclosureSEC source: 0001628280-18-013555 · wf-form4_154143587133148.xml · derivative · entry 1 SIDRANSKY DAVID · CIK 0001277161 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,333 Underlying: Common Stock · 8,333 shares Expires 2023-11-01 F1 · derivative.exercise_date: The options vest and are exercisable over a twelve month period, with vesting to occur on November 1, 2018, February 1, 2019, May 1, 2019 and August 1, 2019, respectively. Read SEC document |
| October 12, 2018 Filed Oct 12, 2018 18:45 UTC |
ACKERMAN JOELDirector
|
Exercise / conversionOption to purchase Common Stock · Derivative | 100,000 | $0.00 Strike: $2.10 | $0.00 |
DisclosureSEC source: 0001628280-18-012512 · wf-form4_153936992313751.xml · derivative · entry 3 ACKERMAN JOEL · CIK 0001220630 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 100,000 shares Expires 2025-10-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The options were immediately exercisable upon grant on July 21, 2016. Read SEC document |
| October 12, 2018 Filed Oct 12, 2018 18:45 UTC |
ACKERMAN JOELDirector
|
Tax withholdingCommon Stock | 12,021 | $17.47 | $210,006.87 |
DisclosureSEC source: 0001628280-18-012512 · wf-form4_153936992313751.xml · nonDerivative · entry 2 ACKERMAN JOEL · CIK 0001220630 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,109,710 F1 · kind: Represents a "net exercise" of outstanding stock options. These shares were withheld by Champions Oncology, Inc. for payment of the exercise price based on the market price of Champions Oncology, Inc. common stock on September 30, 2018. F1 · price: Represents a "net exercise" of outstanding stock options. These shares were withheld by Champions Oncology, Inc. for payment of the exercise price based on the market price of Champions Oncology, Inc. common stock on September 30, 2018. Read SEC document |
| October 12, 2018 Filed Oct 12, 2018 18:45 UTC |
ACKERMAN JOELDirector
|
Exercise / conversionCommon Stock | 100,000 | $2.10 | $210,000.00 |
DisclosureSEC source: 0001628280-18-012512 · wf-form4_153936992313751.xml · nonDerivative · entry 1 ACKERMAN JOEL · CIK 0001220630 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,121,731 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 11, 2018 Filed Oct 15, 2018 18:05 UTC |
Morris RonnieDirector · CEO
|
GiftCommon Stock | 303,581 | $12.34 | $3,746,189.54 |
DisclosureSEC source: 0001628280-18-012548 · wf-form4_153962672199994.xml · nonDerivative · entry 1 Morris Ronnie · CIK 0001504443 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 813,001 F1 · shares: Shares gifted to RA Morris Family Foundation. Read SEC document |
| October 01, 2018 Filed Oct 3, 2018 14:22 UTC |
ACKERMAN JOELDirector
|
SaleCommon Stock | 22,535 | $17.02 | $383,545.70 |
DisclosureSEC source: 0001628280-18-012240 · wf-form4_153857652991356.xml · nonDerivative · entry 1 ACKERMAN JOEL · CIK 0001220630 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,021,731 Read SEC document |
| September 20, 2018 Filed Oct 5, 2018 14:30 UTC |
Mendelson Daniel NewmanDirector
|
SaleCommon Stock | 8,333 | $13.02 | $108,495.66 |
DisclosureSEC source: 0001628280-18-012338 · wf-form4_153874984226796.xml · nonDerivative · entry 1 Mendelson Daniel Newman · CIK 0001327897 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,500 Read SEC document |
| March 27, 2018 Filed Mar 28, 2018 21:26 UTC |
Morris RonnieDirector · CEO
|
PurchaseCommon Stock | 2,300 | $3.62 | $8,319.10 |
DisclosureSEC source: 0001628280-18-003737 · wf-form4_152227237995067.xml · nonDerivative · entry 2 Morris Ronnie · CIK 0001504443 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,116,582 Read SEC document |
| March 26, 2018 Filed Mar 28, 2018 21:26 UTC |
Morris RonnieDirector · CEO
|
PurchaseCommon Stock | 2,235 | $3.57 | $7,978.95 |
DisclosureSEC source: 0001628280-18-003737 · wf-form4_152227237995067.xml · nonDerivative · entry 1 Morris Ronnie · CIK 0001504443 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,114,282 Read SEC document |
| March 23, 2018 Filed Mar 26, 2018 20:05 UTC |
Morris RonnieDirector · CEO
|
PurchaseCommon Stock | 440 | $3.50 | $1,540.00 |
DisclosureSEC source: 0001628280-18-003566 · wf-form4_152209468717795.xml · nonDerivative · entry 2 Morris Ronnie · CIK 0001504443 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,111,847 Read SEC document |
| March 22, 2018 Filed Mar 26, 2018 20:05 UTC |
Morris RonnieDirector · CEO
|
PurchaseCommon Stock | 200 | $3.48 | $696.50 |
DisclosureSEC source: 0001628280-18-003566 · wf-form4_152209468717795.xml · nonDerivative · entry 3 Morris Ronnie · CIK 0001504443 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,112,047 Read SEC document |
| March 22, 2018 Filed Mar 26, 2018 20:05 UTC |
Morris RonnieDirector · CEO
|
PurchaseCommon Stock | 60 | $3.50 | $210.00 |
DisclosureSEC source: 0001628280-18-003566 · wf-form4_152209468717795.xml · nonDerivative · entry 1 Morris Ronnie · CIK 0001504443 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,111,407 Read SEC document |
| November 08, 2017 Filed Nov 13, 2017 21:17 UTC |
ACKERMAN JOELDirector
|
GrantOption to purchase Common Stock · Derivative | 16,667 | $3.21 Strike: $3.21 | $53,501.07 |
DisclosureSEC source: 0001628280-17-011470 · wf-form4_151060777234020.xml · derivative · entry 1 ACKERMAN JOEL · CIK 0001220630 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,667 Underlying: Common Stock · 16,667 shares Expires 2022-10-31 F1 · derivative.exercise_date: The Options vest and are exercisable over a twelve month period, with vesting to occur on November 8, 2017, February 1, 2018, May 1, 2018 and August 1, 2018, respectively. Read SEC document |
| November 08, 2017 Filed Nov 13, 2017 21:12 UTC |
Breitfeld Philip P.Director
|
GrantOption to purchase Common Stock · Derivative | 8,333 | $3.21 Strike: $3.21 | $26,748.93 |
DisclosureSEC source: 0001628280-17-011463 · wf-form4_151060751099362.xml · derivative · entry 1 Breitfeld Philip P. · CIK 0001690133 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,333 Underlying: Common Stock · 8,333 shares Expires 2022-10-31 F1 · derivative.exercise_date: The options vest and are exercisable over a twelve month period, with vesting to occur on November 8, 2017, February 1, 2018, May 1, 2018 and August 1, 2018, respectively. Read SEC document |
| November 08, 2017 Filed Nov 13, 2017 21:10 UTC |
TOBIN SCOTT RDirector
|
GrantOption to purchase Common Stock · Derivative | 10,000 | $3.21 Strike: $3.21 | $32,100.00 |
DisclosureSEC source: 0001628280-17-011460 · wf-form4_151060741290012.xml · derivative · entry 1 TOBIN SCOTT R · CIK 0001199926 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires 2022-10-31 F1 · derivative.exercise_date: The options vest and are exercisable over a twelve month period, with vesting to occur on November 8, 2017, February 1, 2018, May 1, 2018 and August 1, 2018, respectively. Read SEC document |
| November 08, 2017 Filed Nov 13, 2017 21:07 UTC |
Poliakoff Abba DavidDirector
|
GrantOption to purchase Common Stock · Derivative | 10,000 | $3.21 Strike: $3.21 | $32,100.00 |
DisclosureSEC source: 0001628280-17-011455 · wf-form4_151060724600611.xml · derivative · entry 1 Poliakoff Abba David · CIK 0001423066 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires 2022-10-31 F1 · derivative.exercise_date: The options vest and are exercisable over a twelve month period, with vesting to occur on November 8, 2017, February 1, 2018, May 1, 2018 and August 1, 2018, respectively. Read SEC document |
| January 03, 2017 Filed Mar 10, 2017 16:03 UTC |
Breitfeld Philip P.Director
|
GrantOption to purchase Common Stock · Derivative | 45,000 | $2.85 Strike: $1.59 | $128,250.00 |
DisclosureSEC source: 0001628280-17-002464 · wf-form4_148916179808463.xml · derivative · entry 1 Breitfeld Philip P. · CIK 0001690133 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,000 Underlying: Common Stock · 45,000 shares Expires 2021-11-01 F1 · derivative.exercise_date: The Options will vest over a three-year period: upon completion of one full year of service, 1/3rd of the Option will be fully vested; upon completion of two full years of service, 2/3rds of the Option will be fully vested; upon completion of three full years of service, 100% of the Option will be fully vested. Read SEC document |
| November 01, 2016 Filed Nov 3, 2016 18:31 UTC |
SIDRANSKY DAVIDDirector
|
GrantStock Options · Derivative | 16,667 | $0.00 Strike: $1.59 | $0.00 |
DisclosureSEC source: 0001144204-16-131342 · v452159_4.xml · derivative · entry 1 SIDRANSKY DAVID · CIK 0001277161 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,667 Underlying: Common Stock · 16,667 shares Expires 2021-10-31 F1 · derivative.exercise_date: The options vest and are exercisable over a twelve month period, with vesting to occur on November 1, 2016, February 1, 2017, May 1, 2017 and August 1, 2017, respectively. Read SEC document |
| November 01, 2016 Filed Nov 3, 2016 18:31 UTC |
Mendelson Daniel NewmanDirector
|
GrantStock Options · Derivative | 10,000 | $0.00 Strike: $1.59 | $0.00 |
DisclosureSEC source: 0001144204-16-131340 · v452158_4.xml · derivative · entry 1 Mendelson Daniel Newman · CIK 0001327897 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires 2021-10-31 F1 · derivative.exercise_date: The options vest and are exercisable over a twelve month period, with vesting to occur on November 1, 2016, February 1, 2017, May 1, 2017 and August 1, 2017, respectively. Read SEC document |
| November 01, 2016 Filed Nov 3, 2016 17:27 UTC |
Poliakoff Abba DavidDirector
|
GrantStock Options · Derivative | 10,000 | $0.00 Strike: $1.59 | $0.00 |
DisclosureSEC source: 0001628280-16-020690 · wf-form4_147819403060591.xml · derivative · entry 1 Poliakoff Abba David · CIK 0001423066 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires 2021-10-31 F1 · derivative.exercise_date: The options vest and are exercisable over a twelve month period, with vesting to occur on November 1, 2016, February 1, 2017, May 1, 2017 and August 1, 2017, respectively. Read SEC document |
| November 01, 2016 Filed Nov 3, 2016 17:27 UTC |
TOBIN SCOTT RDirector
|
GrantCommon Stock · Derivative | 10,000 | $0.00 Strike: $1.59 | $0.00 |
DisclosureSEC source: 0001628280-16-020689 · wf-form4_147819401550346.xml · derivative · entry 1 TOBIN SCOTT R · CIK 0001199926 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires 2021-10-31 F1 · derivative.exercise_date: The options vest and are exercisable over a twelve month period, with vesting to occur on November 1, 2016, February 1, 2017, May 1, 2017 and August 1, 2017, respectively. Read SEC document |
| November 01, 2016 Filed Nov 16, 2016 14:01 UTC |
Breitfeld Philip P.Director
|
GrantOption to purchase Common Stock · Derivative | 8,333 | $0.00 Strike: $1.59 | $0.00 |
DisclosureSEC source: 0001628280-16-021508 · wf-form4_147930488420451.xml · derivative · entry 1 Breitfeld Philip P. · CIK 0001690133 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,333 Underlying: Common Stock · 8,333 shares Expires 2021-11-01 F1 · derivative.exercise_date: The options vest and are exercisable over a twelve month period, with vesting to occur on November 1, 2016, February 1, 2017, May 1, 2017 and August 1, 2017, respectively. Read SEC document |
| October 28, 2016 Filed Nov 1, 2016 16:08 UTC |
ACKERMAN JOELDirector · Chief Executive Officer
|
GrantOption to purchase Common Stock · Derivative | 279,177 | $0.00 Strike: $1.60 | $0.00 |
DisclosureSEC source: 0001628280-16-020509 · wf-form4_147801651403628.xml · derivative · entry 1 ACKERMAN JOEL · CIK 0001220630 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 279,177 Underlying: Common Stock · 279,177 shares Expires 2026-10-31 F1 · derivative.exercise_date: The Options vest and are exercisable over a twelve month period, with vesting to occur on January 31, 2017, April 30, 2017, July 31, 2017 and October 31, 2017, respectively. Read SEC document |
| October 28, 2016 Filed Nov 1, 2016 16:07 UTC |
Morris RonnieDirector · President
|
GrantOption to purchase Common Stock · Derivative | 279,177 | $0.00 Strike: $1.60 | $0.00 |
DisclosureSEC source: 0001628280-16-020507 · wf-form4_147801643241582.xml · derivative · entry 1 Morris Ronnie · CIK 0001504443 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 279,177 Underlying: Common Stock · 279,177 shares Expires 2026-10-31 F1 · derivative.exercise_date: The Options vest and are exercisable over a twelve month period, with vesting to occur on January 31, 2017, April 30, 2017, July 31, 2017 and October 31, 2017, respectively. Read SEC document |
| October 21, 2016 Filed Oct 24, 2016 18:05 UTC |
Morris RonnieDirector · President
|
PurchaseCommon Stock | 10,000 | $1.68 | $16,800.00 |
DisclosureSEC source: 0001628280-16-020189 · wf-form4_147733231914360.xml · nonDerivative · entry 3 Morris Ronnie · CIK 0001504443 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,111,347 Read SEC document |
| October 21, 2016 Filed Oct 24, 2016 18:05 UTC |
Morris RonnieDirector · President
|
PurchaseCommon Stock | 10,000 | $1.67 | $16,700.00 |
DisclosureSEC source: 0001628280-16-020189 · wf-form4_147733231914360.xml · nonDerivative · entry 2 Morris Ronnie · CIK 0001504443 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,101,347 Read SEC document |
| October 21, 2016 Filed Oct 24, 2016 18:05 UTC |
Morris RonnieDirector · President
|
PurchaseCommon Stock | 10,000 | $1.64 | $16,400.00 |
DisclosureSEC source: 0001628280-16-020189 · wf-form4_147733231914360.xml · nonDerivative · entry 1 Morris Ronnie · CIK 0001504443 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,091,347 Read SEC document |
| October 19, 2016 Filed Oct 20, 2016 20:35 UTC |
Morris RonnieDirector · President
|
PurchaseCommon Stock | 10,000 | $1.70 | $17,000.00 |
DisclosureSEC source: 0001628280-16-020147 · wf-form4_147699574297811.xml · nonDerivative · entry 1 Morris Ronnie · CIK 0001504443 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,081,347 Read SEC document |
| October 18, 2016 Filed Oct 20, 2016 15:13 UTC |
ACKERMAN JOELDirector · Chief Executive Officer
|
PurchaseCommon Stock | 418 | $1.70 | $710.60 |
DisclosureSEC source: 0001628280-16-020145 · wf-form4_147697638819088.xml · nonDerivative · entry 4 ACKERMAN JOEL · CIK 0001220630 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,044,266 Read SEC document |
| October 18, 2016 Filed Oct 20, 2016 15:13 UTC |
ACKERMAN JOELDirector · Chief Executive Officer
|
PurchaseCommon Stock | 381 | $1.69 | $643.89 |
DisclosureSEC source: 0001628280-16-020145 · wf-form4_147697638819088.xml · nonDerivative · entry 3 ACKERMAN JOEL · CIK 0001220630 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,043,848 Read SEC document |
| October 18, 2016 Filed Oct 20, 2016 15:13 UTC |
ACKERMAN JOELDirector · Chief Executive Officer
|
PurchaseCommon Stock | 201 | $1.69 | $340.49 |
DisclosureSEC source: 0001628280-16-020145 · wf-form4_147697638819088.xml · nonDerivative · entry 2 ACKERMAN JOEL · CIK 0001220630 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,043,467 Read SEC document |
| October 18, 2016 Filed Oct 20, 2016 15:13 UTC |
ACKERMAN JOELDirector · Chief Executive Officer
|
PurchaseCommon Stock | 1,000 | $1.70 | $1,697.70 |
DisclosureSEC source: 0001628280-16-020145 · wf-form4_147697638819088.xml · nonDerivative · entry 1 ACKERMAN JOEL · CIK 0001220630 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,043,266 Read SEC document |
| October 14, 2016 Filed Oct 14, 2016 20:40 UTC |
ACKERMAN JOELDirector · Chief Executive Officer
|
PurchaseCommon Stock | 300 | $1.65 | $495.00 |
DisclosureSEC source: 0001628280-16-020083 · wf-form4_147647761895317.xml · nonDerivative · entry 9 ACKERMAN JOEL · CIK 0001220630 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,042,266 Read SEC document |
| October 14, 2016 Filed Oct 14, 2016 20:40 UTC |
ACKERMAN JOELDirector · Chief Executive Officer
|
PurchaseCommon Stock | 1,000 | $1.66 | $1,658.10 |
DisclosureSEC source: 0001628280-16-020083 · wf-form4_147647761895317.xml · nonDerivative · entry 8 ACKERMAN JOEL · CIK 0001220630 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,041,966 Read SEC document |
| October 14, 2016 Filed Oct 17, 2016 13:54 UTC |
Morris RonnieDirector · President
|
PurchaseCommon Stock | 10,000 | $1.66 | $16,600.00 |
DisclosureSEC source: 0001628280-16-020090 · wf-form4_147671244818571.xml · nonDerivative · entry 2 Morris Ronnie · CIK 0001504443 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,071,347 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.