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Creatd, Inc.

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8175
SEC CIK
0001357671
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198

Last 12 months

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0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 13, 2021 Filed Apr 14, 2021 19:14 UTC PurchaseCommon Stock 1,165 $4.29 $4,997.85
Disclosure

SEC source: 0001213900-21-021504 · ownership.xml · nonDerivative · entry 1

Maury Justin Fontaine · CIK 0001764884 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,495

Read SEC document
April 09, 2021 Filed Apr 13, 2021 12:29 UTC
Frommer JeremyDirector · CHIEF EXECUTIVE OFFICER
PurchaseCommon Stock 1,657 $4.32 $7,158.24
Disclosure

SEC source: 0001213900-21-021319 · ownership.xml · nonDerivative · entry 3

Frommer Jeremy · CIK 0001665669 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 321,298

Read SEC document
April 09, 2021 Filed Apr 13, 2021 12:29 UTC
Frommer JeremyDirector · CHIEF EXECUTIVE OFFICER
PurchaseCommon Stock 500 $4.36 $2,180.00
Disclosure

SEC source: 0001213900-21-021319 · ownership.xml · nonDerivative · entry 2

Frommer Jeremy · CIK 0001665669 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 319,641

Read SEC document
April 09, 2021 Filed Apr 13, 2021 12:29 UTC
Frommer JeremyDirector · CHIEF EXECUTIVE OFFICER
PurchaseCommon Stock 346 $4.34 $1,501.64
Disclosure

SEC source: 0001213900-21-021319 · ownership.xml · nonDerivative · entry 1

Frommer Jeremy · CIK 0001665669 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 319,141

Read SEC document
April 01, 2021 Filed Apr 2, 2021 16:42 UTC
Frommer JeremyDirector · CEO
PurchaseCommon Stock 100 $4.44 $444.00
Disclosure

SEC source: 0001213900-21-019964 · ownership.xml · nonDerivative · entry 7

Frommer Jeremy · CIK 0001665669 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 318,795

Read SEC document
April 01, 2021 Filed Apr 2, 2021 16:42 UTC
Frommer JeremyDirector · CEO
PurchaseCommon Stock 1,900 $4.45 $8,455.00
Disclosure

SEC source: 0001213900-21-019964 · ownership.xml · nonDerivative · entry 6

Frommer Jeremy · CIK 0001665669 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 318,695

Read SEC document
March 31, 2021 Filed Apr 2, 2021 16:42 UTC
Frommer JeremyDirector · CEO
SaleWarrant (right to buy) · Derivative 11,140 $2.25 Strike: $4.50 $25,065.00
Disclosure

SEC source: 0001213900-21-019964 · ownership.xml · derivative · entry 9

Frommer Jeremy · CIK 0001665669 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,140 shares

Expires 2025-09-15

Read SEC document
March 31, 2021 Filed Apr 2, 2021 16:42 UTC
Frommer JeremyDirector · CEO
SaleWarrant (right to buy) · Derivative 410 $2.31 Strike: $4.50 $947.10
Disclosure

SEC source: 0001213900-21-019964 · ownership.xml · derivative · entry 8

Frommer Jeremy · CIK 0001665669 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,140

Underlying: Common Stock · 410 shares

Expires 2025-09-15

Read SEC document
March 31, 2021 Filed Apr 2, 2021 16:42 UTC
Frommer JeremyDirector · CEO
PurchaseCommon Stock 2,237 $4.69 $10,491.53
Disclosure

SEC source: 0001213900-21-019964 · ownership.xml · nonDerivative · entry 5

Frommer Jeremy · CIK 0001665669 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 316,795

Read SEC document
March 31, 2021 Filed Apr 2, 2021 16:42 UTC
Frommer JeremyDirector · CEO
PurchaseCommon Stock 988 $4.66 $4,604.08
Disclosure

SEC source: 0001213900-21-019964 · ownership.xml · nonDerivative · entry 4

Frommer Jeremy · CIK 0001665669 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 314,558

Read SEC document
March 31, 2021 Filed Apr 2, 2021 16:42 UTC
Frommer JeremyDirector · CEO
PurchaseCommon Stock 1,100 $4.67 $5,137.00
Disclosure

SEC source: 0001213900-21-019964 · ownership.xml · nonDerivative · entry 3

Frommer Jeremy · CIK 0001665669 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 313,570

Read SEC document
March 31, 2021 Filed Apr 2, 2021 16:42 UTC
Frommer JeremyDirector · CEO
PurchaseCommon Stock 1,000 $4.65 $4,650.00
Disclosure

SEC source: 0001213900-21-019964 · ownership.xml · nonDerivative · entry 2

Frommer Jeremy · CIK 0001665669 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 312,470

Read SEC document
March 31, 2021 Filed Apr 2, 2021 16:42 UTC
Frommer JeremyDirector · CEO
PurchaseCommon Stock 400 $4.63 $1,852.00
Disclosure

SEC source: 0001213900-21-019964 · ownership.xml · nonDerivative · entry 1

Frommer Jeremy · CIK 0001665669 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 311,470

Read SEC document
March 31, 2021 Filed Apr 2, 2021 20:41 UTC SaleWarrant (right to buy) · Derivative 2,600 $2.25 Strike: $4.50 $5,850.00
Disclosure

SEC source: 0001213900-21-019963 · ownership.xml · derivative · entry 3

Maury Justin Fontaine · CIK 0001764884 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,600 shares

Expires 2025-09-15

Read SEC document
March 31, 2021 Filed Apr 2, 2021 20:41 UTC PurchaseCommon Stock 150 $4.67 $700.50
Disclosure

SEC source: 0001213900-21-019963 · ownership.xml · nonDerivative · entry 2

Maury Justin Fontaine · CIK 0001764884 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,330

Read SEC document
March 31, 2021 Filed Apr 2, 2021 20:41 UTC PurchaseCommon Stock 1,100 $4.69 $5,159.00
Disclosure

SEC source: 0001213900-21-019963 · ownership.xml · nonDerivative · entry 1

Maury Justin Fontaine · CIK 0001764884 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,180

Read SEC document
February 23, 2021 Filed Feb 25, 2021 16:07 UTC
Frommer JeremyDirector · CHIEF EXECUTIVE OFFICER
GrantOptions to purchase Common Stock · Derivative 400,000 $0.00 Strike: $5.65 $0.00
Disclosure

SEC source: 0001213900-21-011618 · ownership.xml · derivative · entry 1

Frommer Jeremy · CIK 0001665669 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 400,000

Underlying: Common Stock, par value $0.001 · 400,000 shares

Expires 2026-02-23

F1 · shares: 200,000 stock options shall vest on February 23, 2022, and 200,000 stock options shall vest on February 23, 2023

F1 · derivative.exercise_date: 200,000 stock options shall vest on February 23, 2022, and 200,000 stock options shall vest on February 23, 2023

Read SEC document
February 23, 2021 Filed Feb 25, 2021 21:12 UTC
Weisberg LaurieDirector · CHIEF OPERATING OFFICER
GrantOptions to purchase Common Stock · Derivative 50,000 $0.00 Strike: $5.65 $0.00
Disclosure

SEC source: 0001213900-21-011633 · ownership.xml · derivative · entry 1

Weisberg Laurie · CIK 0001820954 · Director · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock, par value $0.001 · 50,000 shares

Expires 2026-02-23

F1 · shares: 25,000 stock options shall vest on February 23, 2022, and 25,000 stock options shall vest on February 23, 2023

F1 · derivative.exercise_date: 25,000 stock options shall vest on February 23, 2022, and 25,000 stock options shall vest on February 23, 2023

Read SEC document
February 23, 2021 Filed Feb 25, 2021 21:09 UTC
Pullano ChelseaCHIEF FINANCIAL OFFICER
GrantOptions to purchase Common Stock · Derivative 150,000 $0.00 Strike: $5.65 $0.00
Disclosure

SEC source: 0001213900-21-011625 · ownership.xml · derivative · entry 1

Pullano Chelsea · CIK 0001820196 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock, par value $0.001 · 150,000 shares

Expires 2026-02-23

F1 · shares: 75,000 stock options shall vest on February 23, 2022, and 75,000 stock options shall vest on February 23, 2023

F1 · derivative.exercise_date: 75,000 stock options shall vest on February 23, 2022, and 75,000 stock options shall vest on February 23, 2023

Read SEC document
February 23, 2021 Filed Feb 25, 2021 21:08 UTC GrantOptions to purchase Common Stock · Derivative 374,000 $0.00 Strike: $5.65 $0.00
Disclosure

SEC source: 0001213900-21-011621 · ownership.xml · derivative · entry 1

Maury Justin Fontaine · CIK 0001764884 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 374,000

Underlying: Common Stock, par value $0.001 · 374,000 shares

Expires 2026-02-23

F1 · shares: 187,000 stock options shall vest on February 23, 2022, and 187,000 stock options shall vest on February 23, 2023

F1 · derivative.exercise_date: 187,000 stock options shall vest on February 23, 2022, and 187,000 stock options shall vest on February 23, 2023

Read SEC document
January 04, 2021 Filed Jan 6, 2021 22:01 UTC
Goldberg Eric10% owner
PurchaseWarrants (right to buy) · Derivative 36,408 Not disclosed Strike: $4.50 Not disclosed
Disclosure

SEC source: 0001213900-21-000729 · ownership.xml · derivative · entry 2

Goldberg Eric Ellis · CIK 0001838979 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,408

Underlying: Common Stock · 36,408 shares

Expires 2026-01-04

F3 · derivative.exercise_price: The warrants were included together with the purchase of Series E Preferred Stock. The combined purchase price of one share of Common Stock underlying the Series E Preferred Stock and one and a half warrant was $4.12. The exercise price of each share under the warrants is $4.50, subject to adjustment in accordance with the terms of the warrants and are exercisable at any time from the issuance date through 5:00 p.m. (NYC time) on the fifth anniversary of the issuance date.

F2 · kind: The purchase was made in a private (PIPE) transaction with the Issuer in which the Issuer sold Series E Preferred Stock and warrants. The transactions contemplated by the PIPE transaction closed on January 4, 2021 and were reported on a current report on Form 8-K filed with the U.S. Securities and Exchange Commission by the Issuer on January 5, 2021.

F2 · price: The purchase was made in a private (PIPE) transaction with the Issuer in which the Issuer sold Series E Preferred Stock and warrants. The transactions contemplated by the PIPE transaction closed on January 4, 2021 and were reported on a current report on Form 8-K filed with the U.S. Securities and Exchange Commission by the Issuer on January 5, 2021.

F3 · derivative.exercise_date: The warrants were included together with the purchase of Series E Preferred Stock. The combined purchase price of one share of Common Stock underlying the Series E Preferred Stock and one and a half warrant was $4.12. The exercise price of each share under the warrants is $4.50, subject to adjustment in accordance with the terms of the warrants and are exercisable at any time from the issuance date through 5:00 p.m. (NYC time) on the fifth anniversary of the issuance date.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 22:01 UTC
Goldberg Eric10% owner
PurchaseSeries E Convertible Preferred Stock · Derivative 100 $1,000.00 Strike: $4.12 $100,000.00
Disclosure

SEC source: 0001213900-21-000729 · ownership.xml · derivative · entry 1

Goldberg Eric Ellis · CIK 0001838979 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100

Underlying: Common Stock · 24,272 shares

Expires not disclosed

F1 · derivative.exercise_price: The Issuer issued its Series E Convertible Preferred Stock, par value $0.001 per share (the "Series E Preferred Stock"), at a stated value equal to $1,000 per share. Pursuant to the terms of the Series E Preferred Stock, each share of Series E Preferred Stock is convertible into shares of the Issuer's common stock, par value $0.001 per share ("Common Stock"), at the election of the holder, at any time following the original issue date at a price of $4.12 per share, subject to adjustment. The Series E Preferred Stock does not have an expiration date.

F2 · kind: The purchase was made in a private (PIPE) transaction with the Issuer in which the Issuer sold Series E Preferred Stock and warrants. The transactions contemplated by the PIPE transaction closed on January 4, 2021 and were reported on a current report on Form 8-K filed with the U.S. Securities and Exchange Commission by the Issuer on January 5, 2021.

F1 · derivative.exercise_date: The Issuer issued its Series E Convertible Preferred Stock, par value $0.001 per share (the "Series E Preferred Stock"), at a stated value equal to $1,000 per share. Pursuant to the terms of the Series E Preferred Stock, each share of Series E Preferred Stock is convertible into shares of the Issuer's common stock, par value $0.001 per share ("Common Stock"), at the election of the holder, at any time following the original issue date at a price of $4.12 per share, subject to adjustment. The Series E Preferred Stock does not have an expiration date.

F1 · derivative.expiration_date: The Issuer issued its Series E Convertible Preferred Stock, par value $0.001 per share (the "Series E Preferred Stock"), at a stated value equal to $1,000 per share. Pursuant to the terms of the Series E Preferred Stock, each share of Series E Preferred Stock is convertible into shares of the Issuer's common stock, par value $0.001 per share ("Common Stock"), at the election of the holder, at any time following the original issue date at a price of $4.12 per share, subject to adjustment. The Series E Preferred Stock does not have an expiration date.

Read SEC document
January 04, 2021 Filed Jan 13, 2021 10:43 UTC PurchaseWarrants (right to buy) · Derivative 36,408 Not disclosed Strike: $4.50 Not disclosed
Disclosure

SEC source: 0001213900-21-001872 · ownership.xml · derivative · entry 2

Standish Mark · CIK 0001822776 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 205,877

Underlying: Common Stock · 36,408 shares

Expires 2025-12-31

F3 · derivative.exercise_price: The warrants were included together with the purchase of Series E Preferred Stock. The combined purchase price of one share of Common Stock underlying the Series E Preferred Stock and one and a half warrant was $4.12. The exercise price of each share under the warrants is $4.50, subject to adjustment in accordance with the terms of the warrants and are exercisable at any time from the issuance date through 5:00 p.m. (NYC time) on the fifth anniversary of the issuance date.

F2 · kind: The purchase was made in a private transaction with the Issuer in which the Issuer sold Series E Preferred Stock and warrants. The transactions contemplated by the PIPE transaction closed on January 4, 2021 and were reported on a current report on Form 8-K filed with the U.S. Securities and Exchange Commission by the Issuer on January 5, 2021.

F2 · price: The purchase was made in a private transaction with the Issuer in which the Issuer sold Series E Preferred Stock and warrants. The transactions contemplated by the PIPE transaction closed on January 4, 2021 and were reported on a current report on Form 8-K filed with the U.S. Securities and Exchange Commission by the Issuer on January 5, 2021.

F3 · derivative.exercise_date: The warrants were included together with the purchase of Series E Preferred Stock. The combined purchase price of one share of Common Stock underlying the Series E Preferred Stock and one and a half warrant was $4.12. The exercise price of each share under the warrants is $4.50, subject to adjustment in accordance with the terms of the warrants and are exercisable at any time from the issuance date through 5:00 p.m. (NYC time) on the fifth anniversary of the issuance date.

Read SEC document
January 04, 2021 Filed Jan 13, 2021 10:43 UTC PurchaseSeries E Convertible Preferred Stock · Derivative 100 $1,000.00 Strike: $4.12 $100,000.00
Disclosure

SEC source: 0001213900-21-001872 · ownership.xml · derivative · entry 1

Standish Mark · CIK 0001822776 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100

Underlying: Common Stock · 24,272 shares

Expires not disclosed

F1 · derivative.exercise_price: The Issuer issued its Series E Convertible Preferred Stock, par value $0.001 per share (the "Series E Preferred Stock"), at a stated value equal to $1,000 per share. Pursuant to the terms of the Series E Preferred Stock, each share of Series E Preferred Stock is convertible into shares of the Issuer's common stock, par value $0.001 per share ("Common Stock"), at the election of the holder, at any time following the original issue date at a price of $4.12 per share, subject to adjustment. The Series E Preferred Stock does not have an expiration date.

F2 · kind: The purchase was made in a private transaction with the Issuer in which the Issuer sold Series E Preferred Stock and warrants. The transactions contemplated by the PIPE transaction closed on January 4, 2021 and were reported on a current report on Form 8-K filed with the U.S. Securities and Exchange Commission by the Issuer on January 5, 2021.

F1 · derivative.exercise_date: The Issuer issued its Series E Convertible Preferred Stock, par value $0.001 per share (the "Series E Preferred Stock"), at a stated value equal to $1,000 per share. Pursuant to the terms of the Series E Preferred Stock, each share of Series E Preferred Stock is convertible into shares of the Issuer's common stock, par value $0.001 per share ("Common Stock"), at the election of the holder, at any time following the original issue date at a price of $4.12 per share, subject to adjustment. The Series E Preferred Stock does not have an expiration date.

F1 · derivative.expiration_date: The Issuer issued its Series E Convertible Preferred Stock, par value $0.001 per share (the "Series E Preferred Stock"), at a stated value equal to $1,000 per share. Pursuant to the terms of the Series E Preferred Stock, each share of Series E Preferred Stock is convertible into shares of the Issuer's common stock, par value $0.001 per share ("Common Stock"), at the election of the holder, at any time following the original issue date at a price of $4.12 per share, subject to adjustment. The Series E Preferred Stock does not have an expiration date.

Read SEC document
December 31, 2020 Filed Feb 16, 2021 21:22 UTC
Rosen ArthurNo longer subject to Sec. 16
PurchaseCommon Stock, $0.001 par value per share 7,864 $11.00 $86,504.00
Disclosure

SEC source: 0001213900-21-009622 · ownership.xml · nonDerivative · entry 1

Rosen Arthur · CIK 0001336989 · No longer subject to Sec. 16

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 825,844

F3 · kind: Reporting Person made an open market purchase of common stock.

F3 · shares: Reporting Person made an open market purchase of common stock.

F6 · shares: On August 17, 2020, the Issuer effected a 1:3 reverse stock split of its issued and outstanding shares of common stock.

F6 · balance_after: On August 17, 2020, the Issuer effected a 1:3 reverse stock split of its issued and outstanding shares of common stock.

Read SEC document
December 22, 2020 Filed Dec 28, 2020 17:01 UTC
Frommer JeremyDirector · CHIEF EXECUTIVE OFFICER
PurchaseCommon Stock 100 $3.93 $393.00
Disclosure

SEC source: 0001213900-20-044878 · ownership.xml · nonDerivative · entry 3

Frommer Jeremy · CIK 0001665669 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 311,070

Read SEC document
December 22, 2020 Filed Dec 28, 2020 17:01 UTC
Frommer JeremyDirector · CHIEF EXECUTIVE OFFICER
PurchaseCommon Stock 450 $3.95 $1,777.50
Disclosure

SEC source: 0001213900-20-044878 · ownership.xml · nonDerivative · entry 2

Frommer Jeremy · CIK 0001665669 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 310,970

Read SEC document
December 22, 2020 Filed Dec 28, 2020 17:01 UTC
Frommer JeremyDirector · CHIEF EXECUTIVE OFFICER
PurchaseCommon Stock 100 $3.94 $394.00
Disclosure

SEC source: 0001213900-20-044878 · ownership.xml · nonDerivative · entry 1

Frommer Jeremy · CIK 0001665669 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 310,520

Read SEC document
December 21, 2020 Filed Jan 5, 2021 21:32 UTC
Goldberg Eric10% owner
PurchaseCommon Stock 2,000 $3.83 $7,660.00
Disclosure

SEC source: 0001213900-21-000451 · ownership.xml · nonDerivative · entry 2

Goldberg Eric Ellis · CIK 0001838979 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,218,780

Read SEC document
December 20, 2020 Filed Jan 5, 2021 21:32 UTC
Goldberg Eric10% owner
PurchaseCommon Stock 5,000 $4.01 $20,050.00
Disclosure

SEC source: 0001213900-21-000451 · ownership.xml · nonDerivative · entry 1

Goldberg Eric Ellis · CIK 0001838979 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,216,780

Read SEC document
December 18, 2020 Filed Dec 22, 2020 21:47 UTC PurchaseCommon Stock 4,000 $4.00 $16,000.00
Disclosure

SEC source: 0001213900-20-044091 · ownership.xml · nonDerivative · entry 1

SCHILLER LEONARD M · CIK 0001201808 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Leonard M. Schiller Revocable Trust Dtd. 10/3/1997

Disclosed balance after: 70,221

Read SEC document
December 15, 2020 Filed Dec 16, 2020 21:31 UTC PurchaseCommon Stock 1,731 $4.00 $6,924.00
Disclosure

SEC source: 0001213900-20-043029 · ownership.xml · nonDerivative · entry 19

Patterson Mark Richard · CIK 0001822807 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,918

Read SEC document
December 15, 2020 Filed Dec 16, 2020 21:31 UTC PurchaseCommon Stock 529 $3.99 $2,110.71
Disclosure

SEC source: 0001213900-20-043029 · ownership.xml · nonDerivative · entry 18

Patterson Mark Richard · CIK 0001822807 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,187

Read SEC document
December 15, 2020 Filed Dec 16, 2020 21:31 UTC PurchaseCommon Stock 2,309 $3.98 $9,189.82
Disclosure

SEC source: 0001213900-20-043029 · ownership.xml · nonDerivative · entry 17

Patterson Mark Richard · CIK 0001822807 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,658

Read SEC document
December 15, 2020 Filed Dec 16, 2020 21:31 UTC PurchaseCommon Stock 1,676 $3.97 $6,653.72
Disclosure

SEC source: 0001213900-20-043029 · ownership.xml · nonDerivative · entry 16

Patterson Mark Richard · CIK 0001822807 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 171,349

Read SEC document
December 15, 2020 Filed Dec 16, 2020 21:31 UTC PurchaseCommon Stock 1,845 $3.96 $7,306.20
Disclosure

SEC source: 0001213900-20-043029 · ownership.xml · nonDerivative · entry 15

Patterson Mark Richard · CIK 0001822807 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,673

Read SEC document
December 15, 2020 Filed Dec 16, 2020 21:31 UTC PurchaseCommon Stock 4 $3.95 $15.80
Disclosure

SEC source: 0001213900-20-043029 · ownership.xml · nonDerivative · entry 14

Patterson Mark Richard · CIK 0001822807 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,828

Read SEC document
December 15, 2020 Filed Dec 16, 2020 21:31 UTC PurchaseCommon Stock 100 $3.93 $393.00
Disclosure

SEC source: 0001213900-20-043029 · ownership.xml · nonDerivative · entry 13

Patterson Mark Richard · CIK 0001822807 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,824

Read SEC document
December 15, 2020 Filed Dec 16, 2020 21:31 UTC PurchaseCommon Stock 174 $3.92 $682.08
Disclosure

SEC source: 0001213900-20-043029 · ownership.xml · nonDerivative · entry 12

Patterson Mark Richard · CIK 0001822807 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,724

Read SEC document
December 15, 2020 Filed Dec 16, 2020 21:31 UTC PurchaseCommon Stock 100 $3.92 $392.00
Disclosure

SEC source: 0001213900-20-043029 · ownership.xml · nonDerivative · entry 11

Patterson Mark Richard · CIK 0001822807 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,550

Read SEC document
December 15, 2020 Filed Dec 16, 2020 21:31 UTC PurchaseCommon Stock 103 $3.91 $402.73
Disclosure

SEC source: 0001213900-20-043029 · ownership.xml · nonDerivative · entry 10

Patterson Mark Richard · CIK 0001822807 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,450

Read SEC document
December 15, 2020 Filed Dec 16, 2020 21:31 UTC PurchaseCommon Stock 8,093 $3.90 $31,562.70
Disclosure

SEC source: 0001213900-20-043029 · ownership.xml · nonDerivative · entry 9

Patterson Mark Richard · CIK 0001822807 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,347

Read SEC document
December 15, 2020 Filed Dec 16, 2020 21:31 UTC PurchaseCommon Stock 300 $3.89 $1,167.00
Disclosure

SEC source: 0001213900-20-043029 · ownership.xml · nonDerivative · entry 8

Patterson Mark Richard · CIK 0001822807 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,254

Read SEC document
December 15, 2020 Filed Dec 16, 2020 21:31 UTC PurchaseCommon Stock 104 $3.88 $403.52
Disclosure

SEC source: 0001213900-20-043029 · ownership.xml · nonDerivative · entry 7

Patterson Mark Richard · CIK 0001822807 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,954

Read SEC document
December 15, 2020 Filed Dec 16, 2020 21:31 UTC PurchaseCommon Stock 301 $3.88 $1,167.88
Disclosure

SEC source: 0001213900-20-043029 · ownership.xml · nonDerivative · entry 6

Patterson Mark Richard · CIK 0001822807 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,850

Read SEC document
December 15, 2020 Filed Dec 16, 2020 21:31 UTC PurchaseCommon Stock 200 $3.87 $774.00
Disclosure

SEC source: 0001213900-20-043029 · ownership.xml · nonDerivative · entry 5

Patterson Mark Richard · CIK 0001822807 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,549

Read SEC document
December 15, 2020 Filed Dec 16, 2020 21:31 UTC PurchaseCommon Stock 1 $3.83 $3.83
Disclosure

SEC source: 0001213900-20-043029 · ownership.xml · nonDerivative · entry 4

Patterson Mark Richard · CIK 0001822807 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,349

Read SEC document
December 15, 2020 Filed Dec 16, 2020 21:31 UTC PurchaseCommon Stock 411 $3.82 $1,570.02
Disclosure

SEC source: 0001213900-20-043029 · ownership.xml · nonDerivative · entry 3

Patterson Mark Richard · CIK 0001822807 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,348

Read SEC document
December 15, 2020 Filed Dec 16, 2020 21:31 UTC PurchaseCommon Stock 1 $3.80 $3.80
Disclosure

SEC source: 0001213900-20-043029 · ownership.xml · nonDerivative · entry 2

Patterson Mark Richard · CIK 0001822807 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,937

Read SEC document
December 15, 2020 Filed Dec 16, 2020 21:31 UTC PurchaseCommon Stock 4 $3.75 $15.00
Disclosure

SEC source: 0001213900-20-043029 · ownership.xml · nonDerivative · entry 1

Patterson Mark Richard · CIK 0001822807 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,936

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.