Last 12 months
Inside the activity.
5 purchase rows · 12 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 1 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 3 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 3 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 6 |
| Sep 2026 | 4 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 21, 2018 Filed Aug 23, 2018 20:41 UTC |
SMACH THOMAS JDirector
|
SaleCommon Stock | 50,000 | $20.00 | $1,000,000.00 |
DisclosureSEC source: 0001209191-18-048191 · doc4.xml · nonDerivative · entry 1 SMACH THOMAS J · CIK 0001194106 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,262 F1 · kind: The shares were sold pursuant to a sales plan adopted by the reporting person in August 2018 and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934. Read SEC document |
| June 11, 2018 Filed Jun 13, 2018 16:14 UTC |
Rees AndrewChief Executive Officer
|
GrantCommon Stock | 209,067 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-037378 · doc4.xml · nonDerivative · entry 1 Rees Andrew · CIK 0001609901 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 642,492 F1 · shares: The restricted stock units vest based on the achievement of certain stock prices of the issuer during the four years after the grant date. F2 · shares: Represents restricted stock units granted to the reporting person under the issuer's 2015 Equity Incentive Plan. Each restricted stock unit represents the contingent right to receive one share of the issuer's common stock. F3 · balance_after: Includes 71,990 shares previously reported as held directly by the reporting person, which are currently held directly by the V&M REES REV. TRUST. F4 · balance_after: Adjusted to reflect 401,154 restricted stock units that were cancelled as performance metrics relating to the vesting of the awards were not achieved. Read SEC document |
| June 05, 2018 Filed Jun 6, 2018 23:33 UTC |
FRASCH RONALDDirector
|
GrantCommon Stock | 5,373 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-036172 · doc4.xml · nonDerivative · entry 1 FRASCH RONALD · CIK 0001160547 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,182 F1 · shares: Pursuant to the issuer's Board of Directors Compensation Plan, the Board of Directors granted $100,000 of common stock to each non-employee director under the issuer's 2015 Equity Incentive Plan, based on the $18.61 closing price of the stock on June 5, 2018 as quoted on the NASDAQ Global Select Market. Read SEC document |
| June 05, 2018 Filed Jun 6, 2018 23:13 UTC |
Bickley IanDirector
|
GrantCommon Stock | 5,911 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-036165 · doc4.xml · nonDerivative · entry 2 Bickley Ian · CIK 0001632468 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,842 F2 · shares: Pursuant to the issuer's Board of Directors Compensation Plan, the reporting person elected to receive $110,000 of restricted stock issued under the issuer's 2015 Equity Incentive Plan, in lieu of cash compensation. The restricted stock issued to the reporting person is based on the $18.61 closing price of the common stock on June 5, 2018, as quoted on the NASDAQ Global Select Market. The restricted stock vests in four equal installments on September 5, 2018, December 5, 2018, March 5, 2019 and June 5, 2019. Read SEC document |
| June 05, 2018 Filed Jun 6, 2018 23:13 UTC |
Bickley IanDirector
|
GrantCommon Stock | 5,373 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-036165 · doc4.xml · nonDerivative · entry 1 Bickley Ian · CIK 0001632468 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,931 F1 · shares: Pursuant to the issuer's Board of Directors Compensation Plan, the Board of Directors granted $100,000 of common stock to each non-employee director under the issuer's 2015 Equity Incentive Plan, based on the $18.61 closing price of the stock on June 5, 2018 as quoted on the NASDAQ Global Select Market. Read SEC document |
| June 05, 2018 Filed Jun 6, 2018 23:07 UTC |
Gray WilliamDirector
|
GrantCommon Stock | 5,373 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-036163 · doc4.xml · nonDerivative · entry 1 Gray William · CIK 0001407133 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,373 F1 · shares: Pursuant to the issuer's Board of Directors Compensation Plan, the Board of Directors granted $100,000 of common stock to each non-employee director under the issuer's 2015 Equity Incentive Plan, based on the $18.61 closing price of the stock on June 5, 2018 as quoted on the NASDAQ Global Select Market. Read SEC document |
| June 05, 2018 Filed Jun 6, 2018 19:53 UTC |
WRIGHT DOREEN ADirector
|
GrantCommon Stock | 5,373 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-036177 · doc4.xml · nonDerivative · entry 1 WRIGHT DOREEN A · CIK 0001187813 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,591 F1 · shares: Pursuant to the issuer's Board of Directors Compensation Plan, the Board of Directors granted $100,000 of restricted stock units to the reporting person under the issuer's 2015 Equity Incentive Plan, based on the $18.61 closing price of the common stock on June 5, 2018, as quoted on the NASDAQ Global Select Market. The restricted stock units vest upon the earlier of Ms. Wright's separation of service from the Board of Directors or a change in control of the issuer. Each restricted stock unit represents the contingent right to receive one share of the issuer's common stock. Read SEC document |
| June 05, 2018 Filed Jun 6, 2018 23:44 UTC |
SMACH THOMAS JDirector
|
GrantCommon Stock | 9,704 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-036175 · doc4.xml · nonDerivative · entry 1 SMACH THOMAS J · CIK 0001194106 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 175,262 F1 · shares: Pursuant to the issuer's Board of Directors Compensation Plan, the Board of Directors granted $180,600 of restricted stock units to the reporting person under the issuer's 2015 Equity Incentive Plan, based on the $18.61 closing price of the common stock on June 5, 2018, as quoted on the NASDAQ Global Select Market. The restricted stock units vest upon the earlier of Mr. Smach's separation of service from the Board of Directors or a change in control of the issuer. Each restricted stock unit represents the contingent right to receive one share of the issuer's common stock. Read SEC document |
| June 05, 2018 Filed Jun 6, 2018 23:19 UTC |
TREFF DOUGLAS JDirector
|
GrantCommon Stock | 7,523 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-036169 · doc4.xml · nonDerivative · entry 2 TREFF DOUGLAS J · CIK 0001218163 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,972 F2 · shares: Pursuant to the issuer's Board of Directors Compensation Plan, the reporting person elected to receive $140,000 of restricted stock issued under the issuer's 2015 Equity Incentive Plan, in lieu of cash compensation. The restricted stock issued to the reporting person is based on the $18.61 closing price of the common stock on June 5, 2018, as quoted on the NASDAQ Global Select Market. The restricted stock vests in four equal installments on September 5, 2018, December 5, 2018, March 5, 2019 and June 5, 2019. Read SEC document |
| June 05, 2018 Filed Jun 6, 2018 23:19 UTC |
TREFF DOUGLAS JDirector
|
GrantCommon Stock | 5,373 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-036169 · doc4.xml · nonDerivative · entry 1 TREFF DOUGLAS J · CIK 0001218163 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,449 F1 · shares: Pursuant to the issuer's Board of Directors Compensation Plan, the Board of Directors granted $100,000 of common stock to each non-employee director under the issuer's 2015 Equity Incentive Plan, based on the $18.61 closing price of the stock on June 5, 2018 as quoted on the NASDAQ Global Select Market. Read SEC document |
| March 17, 2018 Filed Mar 19, 2018 20:44 UTC |
Teffner Carrie W.EVP, Chief Financial Officer
|
Tax withholdingCommon Stock | 12,697 | $14.87 | $188,804.39 |
DisclosureSEC source: 0001209191-18-020600 · doc4.xml · nonDerivative · entry 1 Teffner Carrie W. · CIK 0001473684 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 438,842 F1 · shares: Represents shares withheld by the issuer to cover tax withholding obligations upon vesting of a restricted stock unit award. F2 · balance_after: Adjusted to reflect 102,338 restricted stock units that were cancelled as certain performance metrics relating to the vesting of such awards were not achieved. Read SEC document |
| March 17, 2018 Filed Mar 19, 2018 16:38 UTC |
Hart Daniel PExecutive Vice President
|
Tax withholdingCommon Stock | 6,347 | $14.87 | $94,379.89 |
DisclosureSEC source: 0001209191-18-020589 · doc4.xml · nonDerivative · entry 1 Hart Daniel P · CIK 0001466325 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 326,875 F1 · shares: Represents shares withheld by the issuer to cover tax withholding obligations upon vesting of a restricted stock unit award. F2 · balance_after: Adjusted to reflect 51,172 restricted stock units that were cancelled as certain performance metrics relating to the vesting of such awards were not achieved. Read SEC document |
| March 08, 2018 Filed Mar 9, 2018 22:03 UTC |
Ribatt GreggDirector
|
Tax withholdingCommon Stock | 8,590 | $14.11 | $121,204.90 |
DisclosureSEC source: 0001209191-18-018543 · doc4.xml · nonDerivative · entry 1 Ribatt Gregg · CIK 0001523928 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 289,920 F1 · shares: Represents shares withheld by the issuer to cover tax withholding obligations upon vesting of a restricted stock unit award. Read SEC document |
| March 08, 2018 Filed Mar 12, 2018 23:26 UTC |
Teffner Carrie W.EVP, Chief Financial Officer
|
GrantCommon Stock | 115,759 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-018978 · doc4.xml · nonDerivative · entry 1 Teffner Carrie W. · CIK 0001473684 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 553,877 F1 · shares: Represents 115,759 restricted stock units granted to the reporting person under the issuer's 2015 Equity Incentive Plan. Each restricted stock unit represents the contingent right to receive one share of the issuer's common stock. The restricted stock units vest as follows: (i) 23,149 of the restricted stock units vest in three equal annual installments on March 8, 2019, March 8, 2020 and March 8, 2021, provided that the reporting person remains employed by the issuer as of each vesting date, and (ii) up to 92,610 of the restricted stock units vest in three equal annual installments beginning on the date in 2019 that the issuer's compensation committee certifies that certain performance metrics are achieved, provided that the reporting person remains employed by the issuer as of each vesting date. Read SEC document |
| March 08, 2018 Filed Mar 12, 2018 19:22 UTC |
Hart Daniel PExecutive Vice President
|
GrantCommon Stock | 57,878 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-018971 · doc4.xml · nonDerivative · entry 1 Hart Daniel P · CIK 0001466325 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 384,394 F1 · shares: Represents 57,878 restricted stock units granted to the reporting person under the issuer's 2015 Equity Incentive Plan. Each restricted stock unit represents the contingent right to receive one share of the issuer's common stock. The restricted stock units vest as follows: (i) 11,574 of the restricted stock units vest in three equal annual installments on March 8, 2019, March 8, 2020 and March 8, 2021, provided that the reporting person remains employed by the issuer as of each vesting date, and (ii) up to 46,304 of the restricted stock units vest in three equal annual installments beginning on the date in 2019 that the issuer's compensation committee certifies that certain performance metrics are achieved, provided that the reporting person remains employed by the issuer as of each vesting date. Read SEC document |
| March 08, 2018 Filed Mar 12, 2018 23:56 UTC |
Rees AndrewChief Executive Officer
|
GrantCommon Stock | 260,382 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-018989 · doc4.xml · nonDerivative · entry 1 Rees Andrew · CIK 0001609901 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 906,569 F1 · shares: Represents 260,382 restricted stock units granted to the reporting person under the issuer's 2015 Equity Incentive Plan. Each restricted stock unit represents the contingent right to receive one share of the issuer's common stock. The restricted stock units vest as follows: (i) 51,452 of the restricted stock units vest in three equal annual installments on March 8, 2019, March 8, 2020 and March 8, 2021, provided that the reporting person remains employed by the issuer as of each vesting date, and (ii) up to 208,930 of the restricted stock units vest in three equal annual installments beginning on the date in 2019 that the issuer's compensation committee certifies that certain performance metrics are achieved, provided that the reporting person remains employed by the issuer as of each vesting date. F2 · balance_after: Includes 65,427 shares previously reported as held directly by the reporting person, which are currently held directly by the V&M REES REV. TRUST. Read SEC document |
| March 01, 2018 Filed Mar 3, 2018 00:41 UTC |
Teffner Carrie W.EVP, Chief Financial Officer
|
Tax withholdingCommon Stock | 5,582 | $12.92 | $72,119.44 |
DisclosureSEC source: 0001209191-18-016046 · doc4.xml · nonDerivative · entry 1 Teffner Carrie W. · CIK 0001473684 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 438,118 F1 · shares: Represents shares withheld by the issuer to cover tax withholding obligations upon vesting of a restricted stock unit award. Read SEC document |
| March 01, 2018 Filed Mar 2, 2018 19:32 UTC |
Hart Daniel PExecutive Vice President
|
Tax withholdingCommon Stock | 6,227 | $12.92 | $80,452.84 |
DisclosureSEC source: 0001209191-18-016043 · doc4.xml · nonDerivative · entry 1 Hart Daniel P · CIK 0001466325 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 326,516 F1 · shares: Represents shares withheld by the issuer to cover tax withholding obligations upon vesting of a restricted stock unit award. Read SEC document |
| March 01, 2018 Filed Mar 3, 2018 00:30 UTC |
Ribatt GreggDirector
|
Tax withholdingCommon Stock | 4,086 | $12.92 | $52,791.12 |
DisclosureSEC source: 0001209191-18-016041 · doc4.xml · nonDerivative · entry 1 Ribatt Gregg · CIK 0001523928 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 298,510 F1 · shares: Represents shares withheld by the issuer to cover tax withholding obligations upon vesting of a restricted stock unit award. Read SEC document |
| January 28, 2018 Filed Jan 29, 2018 23:34 UTC |
Ribatt GreggDirector
|
Tax withholdingCommon Stock | 16,445 | $13.82 | $227,269.90 |
DisclosureSEC source: 0001209191-18-005931 · doc4.xml · nonDerivative · entry 1 Ribatt Gregg · CIK 0001523928 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 302,596 F1 · shares: Represents shares withheld by the issuer to cover tax withholding obligations upon vesting of a restricted stock unit award. Read SEC document |
| December 16, 2017 Filed Dec 18, 2017 22:54 UTC |
Teffner Carrie W.EVP, Chief Financial Officer
|
Tax withholdingCommon Stock | 8,543 | $12.55 | $107,214.65 |
DisclosureSEC source: 0001209191-17-066197 · doc4.xml · nonDerivative · entry 1 Teffner Carrie W. · CIK 0001473684 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 443,700 F1 · shares: Represents shares withheld by the issuer to cover tax withholding obligations upon vesting of a restricted stock unit award. Read SEC document |
| June 06, 2017 Filed Jun 8, 2017 23:23 UTC |
FRASCH RONALDDirector
|
GrantCommon Stock | 13,168 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-038668 · doc4.xml · nonDerivative · entry 1 FRASCH RONALD · CIK 0001160547 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,809 F1 · shares: Pursuant to the issuer's Board of Directors Compensation Plan, the Board of Directors granted $90,000 of common stock to each non-employee director under the issuer's 2015 Equity Incentive Plan, based on the $6.835 closing price of the stock on June 6, 2017 as quoted on the NASDAQ Global Select Market. Read SEC document |
| June 06, 2017 Filed Jun 8, 2017 23:19 UTC |
Bickley IanDirector
|
GrantCommon Stock | 16,094 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-038666 · doc4.xml · nonDerivative · entry 2 Bickley Ian · CIK 0001632468 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,558 F2 · shares: Pursuant to the issuer's Board of Directors Compensation Plan, the reporting person elected to receive $110,000 of restricted stock issued under the issuer's 2015 Equity Incentive Plan, in lieu of cash compensation. The restricted stock issued to the reporting person is based on the $6.835 closing price of the common stock on June 6, 2017, as quoted on the NASDAQ Global Select Market. The restricted stock vests in four equal installments on September 6, 2017, December 6, 2017, March 6, 2018 and June 6, 2018. Read SEC document |
| June 06, 2017 Filed Jun 8, 2017 23:19 UTC |
Bickley IanDirector
|
GrantCommon Stock | 13,168 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-038666 · doc4.xml · nonDerivative · entry 1 Bickley Ian · CIK 0001632468 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,464 F1 · shares: Pursuant to the issuer's Board of Directors Compensation Plan, the Board of Directors granted $90,000 of common stock to each non-employee director under the issuer's 2015 Equity Incentive Plan, based on the $6.835 closing price of the stock on June 6, 2017 as quoted on the NASDAQ Global Select Market. Read SEC document |
| June 06, 2017 Filed Jun 8, 2017 19:29 UTC |
WRIGHT DOREEN ADirector
|
GrantCommon Stock | 13,168 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-038672 · doc4.xml · nonDerivative · entry 1 WRIGHT DOREEN A · CIK 0001187813 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,218 F1 · shares: Pursuant to the issuer's Board of Directors Compensation Plan, the Board of Directors granted $90,000 of restricted stock units to the reporting person under the issuer's 2015 Equity Incentive Plan, based on the $6.835 closing price of the common stock on June 6, 2017, as quoted on the NASDAQ Global Select Market. The restricted stock units vest upon the earlier of Ms. Wright's separation of service from the Board of Directors or a change in control of the issuer. Each restricted stock unit represents the contingent right to receive one share of the issuer's common stock. Read SEC document |
| June 06, 2017 Filed Jun 8, 2017 23:54 UTC |
SMACH THOMAS JDirector
|
GrantCommon Stock | 23,775 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-038679 · doc4.xml · nonDerivative · entry 1 SMACH THOMAS J · CIK 0001194106 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 165,558 F1 · shares: Pursuant to the issuer's Board of Directors Compensation Plan, the Board of Directors granted $162,500 of common stock under the issuer's 2015 Equity Incentive Plan, based on the $6.835 closing price of the stock on June 6, 2017 as quoted on the NASDAQ Global Select Market. Read SEC document |
| June 06, 2017 Filed Jun 8, 2017 23:26 UTC |
TREFF DOUGLAS JDirector
|
GrantCommon Stock | 19,020 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-038670 · doc4.xml · nonDerivative · entry 2 TREFF DOUGLAS J · CIK 0001218163 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,076 F2 · shares: Pursuant to the issuer's Board of Directors Compensation Plan, the reporting person elected to receive $130,000 of restricted stock issued under the issuer's 2015 Equity Incentive Plan, in lieu of cash compensation. The restricted stock issued to the reporting person is based on the $6.835 closing price of the common stock on June 6, 2017, as quoted on the NASDAQ Global Select Market. The restricted stock vests in four equal installments on September 6, 2017, December 6, 2017, March 6, 2018 and June 6, 2018. Read SEC document |
| June 06, 2017 Filed Jun 8, 2017 23:26 UTC |
TREFF DOUGLAS JDirector
|
GrantCommon Stock | 13,168 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-038670 · doc4.xml · nonDerivative · entry 1 TREFF DOUGLAS J · CIK 0001218163 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,056 F1 · shares: Pursuant to the issuer's Board of Directors Compensation Plan, the Board of Directors granted $90,000 of common stock to each non-employee director under the issuer's 2015 Equity Incentive Plan, based on the $6.835 closing price of the stock on June 6, 2017 as quoted on the NASDAQ Global Select Market. Read SEC document |
| June 06, 2017 Filed Jun 9, 2017 00:05 UTC |
Ribatt GreggDirector
|
GrantCommon Stock | 13,168 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-038683 · doc4.xml · nonDerivative · entry 1 Ribatt Gregg · CIK 0001523928 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 319,041 F1 · shares: Pursuant to the issuer's Board of Directors Compensation Plan, the Board of Directors granted $90,000 of common stock to each non-employee director under the issuer's 2015 Equity Incentive Plan, based on the $6.835 closing price of the stock on June 6, 2017 as quoted on the NASDAQ Global Select Market. F2 · balance_after: Adjusted to reflect 214,152 restricted stock units that were cancelled as certain performance metrics relating to the vesting of such awards were not achieved, and 488,969 restricted stock units that were forfeited by Mr. Ribatt as of June 1, 2017 in connection with his resignation as the issuer's Chief Executive Officer. Read SEC document |
| June 01, 2017 Filed Jun 5, 2017 22:53 UTC |
Rees AndrewChief Executive Officer
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 200,000 | $0.00 Strike: $6.98 | $0.00 |
DisclosureSEC source: 0001209191-17-037965 · doc4.xml · derivative · entry 1 Rees Andrew · CIK 0001609901 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,000 Underlying: Common Stock · 200,000 shares Expires 2027-06-01 F1 · derivative.exercise_date: The option vests in three equal annual installments on June 1, 2018, June 1, 2019 and June 1, 2020. Read SEC document |
| March 17, 2017 Filed Mar 24, 2017 21:14 UTC |
Teffner Carrie W.EVP, Chief Financial Officer
|
GrantCommon Stock | 233,800 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-022814 · doc4.xml · nonDerivative · entry 1 Teffner Carrie W. · CIK 0001473684 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 452,243 F1 · shares: Represents 233,800 restricted stock units granted to the reporting person under the issuer's 2015 Equity Incentive Plan. Each restricted stock unit represents the contingent right to receive one share of the issuer's common stock. The restricted stock units vest as follows: (i) 46,200 of the restricted stock units vest in three equal annual installments on March 17, 2018, March 17, 2019 and March 17, 2020, provided that the reporting person remains employed by the issuer as of each vesting date, and (ii) up to 187,600 of the restricted stock units vest in three equal annual installments beginning on the date in 2018 that the issuer's compensation committee certifies that certain performance metrics are achieved, provided that the reporting person remains employed by the issuer as of each vesting date. Read SEC document |
| March 17, 2017 Filed Mar 24, 2017 17:06 UTC |
Hart Daniel PExecutive Vice President
|
GrantCommon Stock | 116,900 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-022802 · doc4.xml · nonDerivative · entry 1 Hart Daniel P · CIK 0001466325 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 332,743 F1 · shares: Represents 116,900 restricted stock units granted to the reporting person under the issuer's 2015 Equity Incentive Plan. Each restricted stock unit represents the contingent right to receive one share of the issuer's common stock. The restricted stock units vest as follows: (i) 23,100 of the restricted stock units vest in three equal annual installments on March 17, 2018, March 17, 2019 and March 17, 2020, provided that the reporting person remains employed by the issuer as of each vesting date, and (ii) up to 93,800 of the restricted stock units vest in three equal annual installments beginning on the date in 2018 that the issuer's compensation committee certifies that certain performance metrics are achieved, provided that the reporting person remains employed by the issuer as of each vesting date. Read SEC document |
| March 17, 2017 Filed Mar 24, 2017 21:23 UTC |
Rees AndrewPresident
|
GrantCommon Stock | 384,100 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-022825 · doc4.xml · nonDerivative · entry 1 Rees Andrew · CIK 0001609901 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 711,614 F1 · shares: Represents 384,100 restricted stock units granted to the reporting person under the issuer's 2015 Equity Incentive Plan. Each restricted stock unit represents the contingent right to receive one share of the issuer's common stock. The restricted stock units vest as follows: (i) 75,900 of the restricted stock units vest in three equal annual installments on March 17, 2018, March 17, 2019 and March 17, 2020, provided that the reporting person remains employed by the issuer as of each vesting date, and (ii) up to 308,200 of the restricted stock units vest in three equal annual installments beginning on the date in 2018 that the issuer's compensation committee certifies that certain performance metrics are achieved, provided that the reporting person remains employed by the issuer as of each vesting date. F2 · balance_after: Adjusted to reflect 178,461 restricted stock units that were cancelled as certain performance metrics relating to the vesting of such awards were not achieved. F3 · balance_after: Includes 97,499 shares previously reported as held directly by the reporting person, which are currently held directly by the V&M REES REV. TRUST. Read SEC document |
| March 01, 2017 Filed Mar 4, 2017 01:22 UTC |
Teffner Carrie W.EVP, Chief Financial Officer
|
Tax withholdingCommon Stock | 6,036 | $6.90 | $41,648.40 |
DisclosureSEC source: 0001209191-17-018081 · doc4.xml · nonDerivative · entry 1 Teffner Carrie W. · CIK 0001473684 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 218,443 F1 · shares: Represents shares withheld by the issuer to cover tax withholding obligations upon vesting of a restricted stock unit award. F2 · balance_after: Adjusted to reflect 116,166 restricted stock units that were cancelled as certain performance metrics relating to the vesting of such awards were not achieved. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 20:28 UTC |
Hart Daniel PExecutive Vice President
|
Tax withholdingCommon Stock | 6,662 | $6.90 | $45,967.80 |
DisclosureSEC source: 0001209191-17-018087 · doc4.xml · nonDerivative · entry 1 Hart Daniel P · CIK 0001466325 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 215,843 F1 · shares: Represents shares withheld by the issuer to cover tax withholding obligations upon vesting of a restricted stock unit award. F2 · balance_after: Adjusted to reflect 75,508 restricted stock units that were cancelled as certain performance metrics relating to the vesting of such awards were not achieved. Read SEC document |
| January 28, 2017 Filed Jan 31, 2017 22:58 UTC |
Ribatt GreggDirector · Chief Executive Officer
|
Tax withholdingCommon Stock | 17,935 | $7.22 | $129,490.70 |
DisclosureSEC source: 0001209191-17-006462 · doc4.xml · nonDerivative · entry 1 Ribatt Gregg · CIK 0001523928 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,008,994 F1 · shares: Represents shares withheld by the issuer to cover tax withholding obligations upon vesting of a restricted stock unit award. Read SEC document |
| January 02, 2017 Filed Jan 3, 2017 18:58 UTC |
Hart Daniel PExecutive Vice President
|
Tax withholdingCommon Stock | 3,377 | $6.86 | $23,166.22 |
DisclosureSEC source: 0001209191-17-000466 · doc4.xml · nonDerivative · entry 1 Hart Daniel P · CIK 0001466325 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 298,013 F1 · shares: Represents shares withheld by the issuer to cover tax withholding obligations upon vesting of a restricted stock unit award. Read SEC document |
| December 16, 2016 Filed Dec 19, 2016 23:41 UTC |
Teffner Carrie W.EVP, Chief Financial Officer
|
Tax withholdingCommon Stock | 8,543 | $7.09 | $60,569.87 |
DisclosureSEC source: 0001209191-16-156005 · doc4.xml · nonDerivative · entry 1 Teffner Carrie W. · CIK 0001473684 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 340,645 F1 · shares: Represents shares withheld by the issuer to cover tax withholding obligations upon vesting of a restricted stock unit award. Read SEC document |
| January 27, 2014 Filed Jan 30, 2014 02:29 UTC |
Blackstone Inc.10% owner
Blackstone Group Management L.L.C.10% owner
SCHWARZMAN STEPHEN A10% owner
|
OtherCommon Stock | 2,479 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-14-004333 · rrd400887.xml · nonDerivative · entry 1 Blackstone Group L.P. · CIK 0001393818 · 10% owner Blackstone Group Management L.L.C. · CIK 0001404071 · 10% owner SCHWARZMAN STEPHEN A · CIK 0001070844 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 2,479 F1 · kind: On January 27, 2014, Prakash Melwani was granted 2,479 shares of common stock by Crocs, Inc. (the "Issuer") under the Issuer's 2007 Equity Incentive Plan (as amended). Mr. Melwani is an employee of The Blackstone Group L.P. or one of its affiliates ("Blackstone"). Pursuant to arrangements between Mr. Melwani and Blackstone, Mr. Melwani was required to transfer to Blackstone any and all compensation received in connection with his directorship for any company Blackstone invests in or advises. Blackstone has designated Blackstone Management Partners L.L.C. ("BMP") as the entity to receive Mr. Melwani's shares. F1 · ownership.nature: On January 27, 2014, Prakash Melwani was granted 2,479 shares of common stock by Crocs, Inc. (the "Issuer") under the Issuer's 2007 Equity Incentive Plan (as amended). Mr. Melwani is an employee of The Blackstone Group L.P. or one of its affiliates ("Blackstone"). Pursuant to arrangements between Mr. Melwani and Blackstone, Mr. Melwani was required to transfer to Blackstone any and all compensation received in connection with his directorship for any company Blackstone invests in or advises. Blackstone has designated Blackstone Management Partners L.L.C. ("BMP") as the entity to receive Mr. Melwani's shares. F2 · ownership.nature: BMP is an indirect subsidiary of The Blackstone Group L.P. The general partner of The Blackstone Group L.P. is Blackstone Group Management L.L.C. Blackstone Group Management L.L.C. is wholly owned by Blackstone's senior managing directors and controlled by its founder, Stephen A. Schwarzman. F3 · ownership.nature: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. F4 · ownership.nature: Each of such Blackstone entities and Mr. Schwarzman may be deemed to beneficially own the shares beneficially owned by BMP, but each disclaims beneficial ownership of such shares, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.