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Nasdaq · USD

CROX

Crocs, Inc.

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Tapewire entity
3843
SEC CIK
0001334036
Parsed reports
447

Last 12 months

Inside the activity.

5 purchase rows · 12 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202510
Dec 202500
Jan 202600
Feb 202603
Mar 202600
Apr 202600
May 202600
Jun 202603
Jul 202600
Aug 202606
Sep 202640
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 02, 2020 Filed Jan 6, 2020 22:21 UTC GrantCommon Stock 1,060 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-002023 · doc4.xml · nonDerivative · entry 1

KAPLAN BETH J · CIK 0001247154 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,060

F1 · shares: Pursuant to the issuer's Board of Directors Compensation Plan, Ms. Kaplan was granted a prorated amount of the board's annual grant of common stock under the issuer's 2015 Equity Incentive Plan, based on the closing price of the issuer's common stock on January 2, 2020.

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December 30, 2019 Filed Jan 2, 2020 14:42 UTC
Hart Daniel PExecutive Vice President
SaleCommon Stock 25,000 $42.00 $1,050,000.00
Disclosure

SEC source: 0001209191-20-000188 · doc4.xml · nonDerivative · entry 1

Hart Daniel P · CIK 0001466325 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 259,996

F1 · kind: The shares were sold pursuant to a sales plan adopted by the reporting person on December 2, 2019 and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934.

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December 20, 2019 Filed Jan 2, 2020 21:31 UTC GiftCommon Stock 1,274 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-000305 · doc4.xml · nonDerivative · entry 1

FRASCH RONALD · CIK 0001160547 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,065

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November 18, 2019 Filed Nov 20, 2019 21:33 UTC
Rees AndrewChief Executive Officer
Tax withholdingCommon Stock 7,662 $35.47 $271,771.14
Disclosure

SEC source: 0001209191-19-057444 · doc4.xml · nonDerivative · entry 1

Rees Andrew · CIK 0001609901 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 829,896

F1 · shares: Represents shares withheld by the issuer to cover tax withholding obligations upon vesting of a restricted stock unit award.

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November 04, 2019 Filed Nov 4, 2019 21:31 UTC
BMA VI L.L.C.10% owner
SaleCommon Stock 2,479 $35.54 $88,103.66
Disclosure

SEC source: 0000899243-19-026565 · doc4.xml · nonDerivative · entry 3

Blackstone Holdings III L.P. · CIK 0001404073 · 10% owner

Blackstone Capital Partners VI L.P. · CIK 0001443881 · 10% owner

Blackstone Family Investment Partnership VI ESC L.P. · CIK 0001555906 · 10% owner

Blackstone Management Associates VI L.L.C. · CIK 0001556089 · 10% owner

BMA VI L.L.C. · CIK 0001556083 · 10% owner

Blackstone Holdings III GP L.P. · CIK 0001478809 · 10% owner

Blackstone Holdings III GP Management L.L.C. · CIK 0001478815 · 10% owner

Blackstone Group Inc · CIK 0001393818 · 10% owner

Blackstone Group Management L.L.C. · CIK 0001404071 · 10% owner

SCHWARZMAN STEPHEN A · CIK 0001070844 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 0

F1 · price: This amount represents the $35.54 sale price per share of the Issuer's common stock, having par value of $0.001 per share (the "Common Stock") received by the Reporting Persons in connection with a secondary block trade which closed on November 4, 2019.

F4 · ownership.nature: These securities were directly held by Blackstone Management Partners L.L.C. (collectively with Blackstone Capital Partners VI L.P. and Blackstone Family Investment Partnership VI-ESC L.P., the "Blackstone Entities"), an indirect subsidiary of The Blackstone Group Inc.

F5 · ownership.nature: The general partner of Blackstone Capital Partners VI L.P. is Blackstone Management Associates VI L.L.C. The sole member of Blackstone Management Associates VI L.L.C. is BMA VI L.L.C. The general partner of Blackstone Family Investment Partnership VI-ESC L.P. is BCP VI Side-by-Side GP L.L.C. The sole member of each of BCP VI Side-by-Side GP L.L.C. and BMA VI L.L.C. is Blackstone Holdings III L.P. The general partner of Blackstone Holdings III L.P. is Blackstone Holdings III GP L.P. The general partner of Blackstone Holdings III GP L.P. is Blackstone Holdings III GP Management L.L.C. The sole member of Blackstone Holdings III GP Management L.L.C. is The Blackstone Group Inc. (f/k/a The Blackstone Group L.P.). The sole holder of the Class C common stock of the Blackstone Group Inc. is Blackstone Group Management L.L.C. Blackstone Group Management L.L.C. is wholly owned by Blackstone's senior managing directors and controlled by its founder, Stephen A. Schwarzman.

F6 · ownership.nature: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person.

F7 · ownership.nature: Each of such Blackstone entities and Mr. Schwarzman may be deemed to beneficially own the shares reported herein directly or indirectly controlled by it or him, but each (other than the Blackstone Entities to the extent of their direct holdings) disclaims beneficial ownership of such shares, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein.

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November 04, 2019 Filed Nov 4, 2019 21:31 UTC
BMA VI L.L.C.10% owner
SaleCommon Stock 17,137 $35.54 $609,048.98
Disclosure

SEC source: 0000899243-19-026565 · doc4.xml · nonDerivative · entry 2

Blackstone Holdings III L.P. · CIK 0001404073 · 10% owner

Blackstone Capital Partners VI L.P. · CIK 0001443881 · 10% owner

Blackstone Family Investment Partnership VI ESC L.P. · CIK 0001555906 · 10% owner

Blackstone Management Associates VI L.L.C. · CIK 0001556089 · 10% owner

BMA VI L.L.C. · CIK 0001556083 · 10% owner

Blackstone Holdings III GP L.P. · CIK 0001478809 · 10% owner

Blackstone Holdings III GP Management L.L.C. · CIK 0001478815 · 10% owner

Blackstone Group Inc · CIK 0001393818 · 10% owner

Blackstone Group Management L.L.C. · CIK 0001404071 · 10% owner

SCHWARZMAN STEPHEN A · CIK 0001070844 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 0

F1 · price: This amount represents the $35.54 sale price per share of the Issuer's common stock, having par value of $0.001 per share (the "Common Stock") received by the Reporting Persons in connection with a secondary block trade which closed on November 4, 2019.

F3 · ownership.nature: These securities are directly held by Blackstone Family Investment Partnership VI-ESC L.P

F5 · ownership.nature: The general partner of Blackstone Capital Partners VI L.P. is Blackstone Management Associates VI L.L.C. The sole member of Blackstone Management Associates VI L.L.C. is BMA VI L.L.C. The general partner of Blackstone Family Investment Partnership VI-ESC L.P. is BCP VI Side-by-Side GP L.L.C. The sole member of each of BCP VI Side-by-Side GP L.L.C. and BMA VI L.L.C. is Blackstone Holdings III L.P. The general partner of Blackstone Holdings III L.P. is Blackstone Holdings III GP L.P. The general partner of Blackstone Holdings III GP L.P. is Blackstone Holdings III GP Management L.L.C. The sole member of Blackstone Holdings III GP Management L.L.C. is The Blackstone Group Inc. (f/k/a The Blackstone Group L.P.). The sole holder of the Class C common stock of the Blackstone Group Inc. is Blackstone Group Management L.L.C. Blackstone Group Management L.L.C. is wholly owned by Blackstone's senior managing directors and controlled by its founder, Stephen A. Schwarzman.

F6 · ownership.nature: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person.

F7 · ownership.nature: Each of such Blackstone entities and Mr. Schwarzman may be deemed to beneficially own the shares reported herein directly or indirectly controlled by it or him, but each (other than the Blackstone Entities to the extent of their direct holdings) disclaims beneficial ownership of such shares, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein.

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November 04, 2019 Filed Nov 4, 2019 21:31 UTC
BMA VI L.L.C.10% owner
SaleCommon Stock 6,844,929 $35.54 $243,268,776.66
Disclosure

SEC source: 0000899243-19-026565 · doc4.xml · nonDerivative · entry 1

Blackstone Holdings III L.P. · CIK 0001404073 · 10% owner

Blackstone Capital Partners VI L.P. · CIK 0001443881 · 10% owner

Blackstone Family Investment Partnership VI ESC L.P. · CIK 0001555906 · 10% owner

Blackstone Management Associates VI L.L.C. · CIK 0001556089 · 10% owner

BMA VI L.L.C. · CIK 0001556083 · 10% owner

Blackstone Holdings III GP L.P. · CIK 0001478809 · 10% owner

Blackstone Holdings III GP Management L.L.C. · CIK 0001478815 · 10% owner

Blackstone Group Inc · CIK 0001393818 · 10% owner

Blackstone Group Management L.L.C. · CIK 0001404071 · 10% owner

SCHWARZMAN STEPHEN A · CIK 0001070844 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 0

F1 · price: This amount represents the $35.54 sale price per share of the Issuer's common stock, having par value of $0.001 per share (the "Common Stock") received by the Reporting Persons in connection with a secondary block trade which closed on November 4, 2019.

F2 · ownership.nature: These securities are directly held by Blackstone Capital Partners VI L.P.

F5 · ownership.nature: The general partner of Blackstone Capital Partners VI L.P. is Blackstone Management Associates VI L.L.C. The sole member of Blackstone Management Associates VI L.L.C. is BMA VI L.L.C. The general partner of Blackstone Family Investment Partnership VI-ESC L.P. is BCP VI Side-by-Side GP L.L.C. The sole member of each of BCP VI Side-by-Side GP L.L.C. and BMA VI L.L.C. is Blackstone Holdings III L.P. The general partner of Blackstone Holdings III L.P. is Blackstone Holdings III GP L.P. The general partner of Blackstone Holdings III GP L.P. is Blackstone Holdings III GP Management L.L.C. The sole member of Blackstone Holdings III GP Management L.L.C. is The Blackstone Group Inc. (f/k/a The Blackstone Group L.P.). The sole holder of the Class C common stock of the Blackstone Group Inc. is Blackstone Group Management L.L.C. Blackstone Group Management L.L.C. is wholly owned by Blackstone's senior managing directors and controlled by its founder, Stephen A. Schwarzman.

F6 · ownership.nature: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person.

F7 · ownership.nature: Each of such Blackstone entities and Mr. Schwarzman may be deemed to beneficially own the shares reported herein directly or indirectly controlled by it or him, but each (other than the Blackstone Entities to the extent of their direct holdings) disclaims beneficial ownership of such shares, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein.

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September 20, 2019 Filed Sep 25, 2019 19:17 UTC Tax withholdingCommon Stock 1,008 $27.01 $27,226.08
Disclosure

SEC source: 0001209191-19-050739 · doc4.xml · nonDerivative · entry 1

MEHLMAN ANNE · CIK 0001750770 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,535

F1 · shares: Represents shares withheld by the issuer to cover tax withholding obligations upon vesting of a restricted stock unit award.

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August 01, 2019 Filed Aug 2, 2019 16:04 UTC SaleCommon Stcok 7,068 $26.00 $183,768.00
Disclosure

SEC source: 0001209191-19-044213 · doc4.xml · nonDerivative · entry 1

WRIGHT DOREEN A · CIK 0001187813 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,680

F1 · kind: The shares were sold pursuant to a sales plan adopted by the reporting person in May 2019 and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934.

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June 05, 2019 Filed Jun 7, 2019 20:00 UTC GrantCommon Stock 5,157 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-035501 · doc4.xml · nonDerivative · entry 1

FRASCH RONALD · CIK 0001160547 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,339

F1 · shares: Represents the annual common stock grant to non-employee directors pursuant to the issuer's Board of Directors Compensation Plan.

Read SEC document
June 05, 2019 Filed Jun 7, 2019 20:02 UTC
Bickley IanDirector
GrantCommon Stock 2,965 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-035503 · doc4.xml · nonDerivative · entry 2

Bickley Ian · CIK 0001632468 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,426

F2 · shares: Pursuant to the issuer's Board of Directors Compensation Plan, the reporting person elected to receive restricted stock in lieu of the cash compensation retainer for Board and committee service. The restricted stock vests in four equal installments on September 5, 2019, December 5, 2019, March 5, 2020 and June 5, 2020.

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June 05, 2019 Filed Jun 7, 2019 20:02 UTC
Bickley IanDirector
GrantCommon Stock 5,157 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-035503 · doc4.xml · nonDerivative · entry 1

Bickley Ian · CIK 0001632468 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,461

F1 · shares: Represents the annual common stock grant to non-employee directors pursuant to the issuer's Board of Directors Compensation Plan.

Read SEC document
June 05, 2019 Filed Jun 7, 2019 19:59 UTC
Gray WilliamDirector
GrantCommon Stock 5,157 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-035496 · doc4.xml · nonDerivative · entry 1

Gray William · CIK 0001407133 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,530

F1 · shares: Represents the annual common stock grant to non-employee directors pursuant to the issuer's Board of Directors Compensation Plan.

Read SEC document
June 05, 2019 Filed Jun 7, 2019 15:59 UTC GrantCommon Stock 5,157 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-035495 · doc4.xml · nonDerivative · entry 1

WRIGHT DOREEN A · CIK 0001187813 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,748

F1 · shares: Represents the annual common stock grant to non-employee directors pursuant to the issuer's Board of Directors Compensation Plan. In accordance with the Board of Directors Compensation Plan, the reporting person elected to receive the annual equity grant in the form of restricted stock units. The restricted stock units vest upon the earlier of the reporting person's separation of service from the Board of Directors or a change in control of the issuer. Each restricted stock unit represents the contingent right to receive one share of the issuer's common stock.

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June 05, 2019 Filed Jun 7, 2019 20:01 UTC GrantCommon Stock 9,314 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-035502 · doc4.xml · nonDerivative · entry 1

SMACH THOMAS J · CIK 0001194106 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,576

F1 · shares: Represents the annual common stock grant to non-employee directors pursuant to the issuer's Board of Directors Compensation Plan.

Read SEC document
June 05, 2019 Filed Jun 7, 2019 20:00 UTC GrantCommon Stock 7,220 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-035498 · doc4.xml · nonDerivative · entry 2

TREFF DOUGLAS J · CIK 0001218163 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,349

F2 · shares: Pursuant to the issuer's Board of Directors Compensation Plan, the reporting person elected to receive restricted stock in lieu of the cash compensation retainer for Board and committee service. The restricted stock vests in four equal installments on September 5, 2019, December 5, 2019, March 5, 2020 and June 5, 2020.

Read SEC document
June 05, 2019 Filed Jun 7, 2019 20:00 UTC GrantCommon Stock 5,157 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-035498 · doc4.xml · nonDerivative · entry 1

TREFF DOUGLAS J · CIK 0001218163 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,129

F1 · shares: Represents the annual common stock grant to non-employee directors pursuant to the issuer's Board of Directors Compensation Plan.

Read SEC document
March 17, 2019 Filed Mar 19, 2019 17:38 UTC
Hart Daniel PExecutive Vice President
Tax withholdingCommon Stock 7,585 $24.92 $189,018.20
Disclosure

SEC source: 0001209191-19-020412 · doc4.xml · nonDerivative · entry 1

Hart Daniel P · CIK 0001466325 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 284,996

F1 · shares: Represents shares withheld by the issuer to cover tax withholding obligations upon vesting of a restricted stock unit award.

F2 · balance_after: Adjusted to reflect 1,424 restricted stock units that were cancelled as certain performance metrics relating to the vesting of such awards was not achieved.

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March 17, 2019 Filed Mar 19, 2019 21:37 UTC Tax withholdingCommon Stock 19,270 $24.92 $480,208.40
Disclosure

SEC source: 0001209191-19-020410 · doc4.xml · nonDerivative · entry 1

Teffner Carrie W. · CIK 0001473684 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 375,418

F1 · shares: Represents shares withheld by the issuer to cover tax withholding obligations upon vesting of a restricted stock unit award

F2 · balance_after: Adjusted to reflect 2,846 restricted stock units that were cancelled as certain performance metrics relating to the vesting of such awards were not achieved.

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March 17, 2019 Filed Mar 19, 2019 21:37 UTC
Rees AndrewChief Executive Officer
Disposition to issuerCommon Stock 4,676 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-020411 · doc4.xml · nonDerivative · entry 1

Rees Andrew · CIK 0001609901 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 837,558

F1 · shares: Represents 4,676 restricted stock units that were cancelled as certain performance metrics relating to the vesting of such awards were not achieved.

Read SEC document
March 08, 2019 Filed Mar 11, 2019 21:20 UTC
Teffner Carrie W.EVP, Chief Financial Officer
Tax withholdingCommon Stock 9,048 $25.18 $227,828.64
Disclosure

SEC source: 0001209191-19-018528 · doc4.xml · nonDerivative · entry 1

Teffner Carrie W. · CIK 0001473684 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 397,534

F1 · shares: Represents shares withheld by the issuer to cover tax withholding obligations upon vesting of a restricted stock unit award.

F2 · balance_after: Adjusted to reflect 10,961 restricted stock units that were cancelled as certain performance metrics relating to the vesting of such awards were not achieved.

Read SEC document
March 08, 2019 Filed Mar 11, 2019 17:20 UTC
Hart Daniel PExecutive Vice President
Tax withholdingCommon Stock 4,002 $25.18 $100,770.36
Disclosure

SEC source: 0001209191-19-018529 · doc4.xml · nonDerivative · entry 2

Hart Daniel P · CIK 0001466325 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 293,975

F2 · shares: Represents shares withheld by the issuer to cover tax withholding obligations upon vesting of a restricted stock unit award.

F3 · balance_after: Adjusted to reflect 5,481 restricted stock units that were cancelled as certain performance metrics relating to the vesting of such awards was not achieved.

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March 07, 2019 Filed Mar 11, 2019 17:21 UTC GrantCommon Stock 49,271 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-018530 · doc4.xml · nonDerivative · entry 1

MEHLMAN ANNE · CIK 0001750770 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,543

F1 · shares: Represents 49,271 restricted stock units granted to the reporting person under the issuer's 2015 Equity Incentive Plan. Each restricted stock unit represents the contingent right to receive one share of the issuer's common stock. The restricted stock units vest as follows: (i) 9,853 of the restricted stock units vest in three equal annual installments on March 7, 2020, March 7, 2021 and March 7, 2022, provided that the reporting person remains employed by the issuer as of each vesting date, and (ii) up to 39,418 of the restricted stock units vest in three equal annual installments beginning on the date in 2020 that the issuer's compensation committee certifies that certain performance metrics are achieved, provided that the reporting person remains employed by the issuer as of each vesting date.

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March 07, 2019 Filed Mar 11, 2019 17:20 UTC
Hart Daniel PExecutive Vice President
GrantCommon Stock 32,846 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-018529 · doc4.xml · nonDerivative · entry 1

Hart Daniel P · CIK 0001466325 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 303,458

F1 · shares: Represents 32,846 restricted stock units granted to the reporting person under the issuer's 2015 Equity Incentive Plan. Each restricted stock unit represents the contingent right to receive one share of the issuer's common stock. The restricted stock units vest as follows: (i) 6,568 of the restricted stock units vest in three equal annual installments on March 7, 2020, March 7, 2021 and March 7, 2022, provided that the reporting person remains employed by the issuer as of each vesting date, and (ii) up to 26,278 of the restricted stock units vest in three equal annual installments beginning on the date in 2020 that the issuer's compensation committee certifies that certain performance metrics are achieved, provided that the reporting person remains employed by the issuer as of each vesting date.

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March 07, 2019 Filed Mar 11, 2019 21:37 UTC
Rees AndrewChief Executive Officer
GrantCommon Stock 224,465 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-018538 · doc4.xml · nonDerivative · entry 1

Rees Andrew · CIK 0001609901 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 842,234

F1 · shares: Represents 224,465 restricted stock units granted to the reporting person under the issuer's 2015 Equity Incentive Plan. Each restricted stock unit represents the contingent right to receive one share of the issuer's common stock. The restricted stock units vest as follows: (i) 44,355 of the restricted stock units vest in three equal annual installments on March 7, 2020, March 7, 2021 and March 7, 2022, provided that the reporting person remains employed by the issuer as of each vesting date, and (ii) up to 180,110 of the restricted stock units vest in three equal annual installments beginning on the date in 2020 that the issuer's compensation committee certifies that certain performance metrics are achieved, provided that the reporting person remains employed by the issuer as of each vesting date.

F2 · balance_after: Adjusted to reflect 24,723 restricted stock units that were cancelled as certain performance metrics relating to the vesting of such awards were not achieved.

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March 01, 2019 Filed Mar 4, 2019 21:19 UTC
Teffner Carrie W.EVP, Chief Financial Officer
Tax withholdingCommon Stock 6,217 $25.12 $156,171.04
Disclosure

SEC source: 0001209191-19-015582 · doc4.xml · nonDerivative · entry 2

Teffner Carrie W. · CIK 0001473684 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 417,543

F1 · shares: Represents shares withheld by the issuer to cover tax withholding obligations upon vesting of a restricted stock unit award.

Read SEC document
March 01, 2019 Filed Mar 4, 2019 21:19 UTC
Teffner Carrie W.EVP, Chief Financial Officer
Tax withholdingCommon Stock 3,333 $25.12 $83,724.96
Disclosure

SEC source: 0001209191-19-015582 · doc4.xml · nonDerivative · entry 1

Teffner Carrie W. · CIK 0001473684 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 423,760

F1 · shares: Represents shares withheld by the issuer to cover tax withholding obligations upon vesting of a restricted stock unit award.

Read SEC document
March 01, 2019 Filed Mar 4, 2019 16:14 UTC
Hart Daniel PExecutive Vice President
Tax withholdingCommon Stock 4,041 $25.12 $101,509.92
Disclosure

SEC source: 0001209191-19-015560 · doc4.xml · nonDerivative · entry 2

Hart Daniel P · CIK 0001466325 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 270,612

F1 · shares: Represents shares withheld by the issuer to cover tax withholding obligations upon vesting of a restricted stock unit award.

Read SEC document
March 01, 2019 Filed Mar 4, 2019 16:14 UTC
Hart Daniel PExecutive Vice President
Tax withholdingCommon Stock 2,222 $25.12 $55,816.64
Disclosure

SEC source: 0001209191-19-015560 · doc4.xml · nonDerivative · entry 1

Hart Daniel P · CIK 0001466325 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 274,653

F1 · shares: Represents shares withheld by the issuer to cover tax withholding obligations upon vesting of a restricted stock unit award.

Read SEC document
February 19, 2019 Filed Feb 22, 2019 15:43 UTC
Bickley IanDirector
GrantCommon Stock 1,462 $28.50 $41,667.00
Disclosure

SEC source: 0001209191-19-012412 · doc4.xml · nonDerivative · entry 1

Bickley Ian · CIK 0001632468 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,304

F1 · shares: Pursuant to the issuer's Board of Directors Compensation Plan, the reporting person elected to receive $50,000 of restricted stock awards issued under the issuer's 2015 Equity Incentive Plan, in lieu of cash compensation. The restricted stock issued to the reporting person is based on the $28.50 closing price of the common stock on February 19, 2019, as quoted on the NASDAQ Global Select Market. The restricted stock vests monthly on March 1, 2019, April 1, 2019, May 1, 2019, June 1, 2019, July 1, 2019.

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February 12, 2019 Filed Feb 14, 2019 15:22 UTC Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $16.48 $0.00
Disclosure

SEC source: 0001209191-19-009997 · doc4.xml · derivative · entry 3

SMACH THOMAS J · CIK 0001194106 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2019-06-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option is fully vested.

Read SEC document
February 12, 2019 Filed Feb 14, 2019 15:22 UTC SaleCommon Stock 10,000 $26.71 $267,100.00
Disclosure

SEC source: 0001209191-19-009997 · doc4.xml · nonDerivative · entry 2

SMACH THOMAS J · CIK 0001194106 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,262

Read SEC document
February 12, 2019 Filed Feb 14, 2019 15:22 UTC Exercise / conversionCommon Stock 10,000 $16.48 $164,800.00
Disclosure

SEC source: 0001209191-19-009997 · doc4.xml · nonDerivative · entry 1

SMACH THOMAS J · CIK 0001194106 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,262

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 12, 2019 Filed Apr 16, 2019 21:49 UTC Amendment Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $16.48 $0.00
Disclosure

SEC source: 0001209191-19-024799 · doc4a.xml · derivative · entry 2

SMACH THOMAS J · CIK 0001194106 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2019-06-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option is fully vested.

Read SEC document
February 12, 2019 Filed Apr 16, 2019 21:49 UTC Amendment Exercise / conversionCommon Stock 10,000 $16.48 $164,800.00
Disclosure

SEC source: 0001209191-19-024799 · doc4a.xml · nonDerivative · entry 1

SMACH THOMAS J · CIK 0001194106 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,262

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The original Form 4 mistakenly reported the sale of 10,000 shares acquired through the option exercise.

Read SEC document
January 08, 2019 Filed Jan 11, 2019 12:34 UTC
Hart Daniel PExecutive Vice President
SaleCommon Stock 25,000 $30.00 $750,000.00
Disclosure

SEC source: 0001209191-19-003378 · doc4.xml · nonDerivative · entry 1

Hart Daniel P · CIK 0001466325 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 276,875

F1 · kind: The shares were sold pursuant to a sales plan adopted by the reporting person in December 2018 and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934.

Read SEC document
December 28, 2018 Filed Dec 31, 2018 16:07 UTC
Hart Daniel PExecutive Vice President
SaleCommon Stock 25,000 $27.00 $675,000.00
Disclosure

SEC source: 0001209191-18-064396 · doc4.xml · nonDerivative · entry 1

Hart Daniel P · CIK 0001466325 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 301,875

F1 · kind: The shares were sold pursuant to a sales plan adopted by the reporting person in December 2018 and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934.

Read SEC document
December 16, 2018 Filed Dec 18, 2018 21:24 UTC
Teffner Carrie W.EVP, Chief Financial Officer
Tax withholdingCommon Stock 11,749 $25.39 $298,307.11
Disclosure

SEC source: 0001209191-18-063174 · doc4.xml · nonDerivative · entry 1

Teffner Carrie W. · CIK 0001473684 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 427,093

F1 · shares: Represents shares withheld by the issuer to cover tax withholding obligations upon vesting of a restricted stock unit award.

Read SEC document
December 02, 2018 Filed Dec 4, 2018 21:45 UTC
BMA VI L.L.C.10% owner
ConversionSeries A Convertible Preferred Stock · Derivative 248.5 $0.00 Strike: $14.50 $0.00
Disclosure

SEC source: 0000899243-18-030053 · doc4.xml · derivative · entry 6

Blackstone Holdings III L.P. · CIK 0001404073 · 10% owner

Blackstone Capital Partners VI L.P. · CIK 0001443881 · 10% owner

Blackstone Family Investment Partnership VI ESC L.P. · CIK 0001555906 · 10% owner

Blackstone Management Associates VI L.L.C. · CIK 0001556089 · 10% owner

BMA VI L.L.C. · CIK 0001556083 · 10% owner

Blackstone Holdings III GP L.P. · CIK 0001478809 · 10% owner

Blackstone Holdings III GP Management L.L.C. · CIK 0001478815 · 10% owner

Blackstone Group L.P. · CIK 0001393818 · 10% owner

Blackstone Group Management L.L.C. · CIK 0001404071 · 10% owner

SCHWARZMAN STEPHEN A · CIK 0001070844 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 0

Underlying: Common Stock · 17,137.9268 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The number of shares of Common Stock deliverable upon conversion of each share of Preferred Stock is equal to 68.9655 shares, subject to customary anti-dilution and other adjustments. The Preferred Stock was convertible at any time and had no expiration date. The Issuer could mandatorily convert the Preferred Stock into Common Stock after January 27, 2017, if certain conditions were met. Fractional shares are to be paid in cash upon settlement.

F1 · kind: On December 2, 2018, (a) Blackstone Capital Partners VI L.P. ("BCP VI") agreed to sell 99,251.5 shares of the Issuer's Series A Convertible Preferred Stock, par value $0.001 per share (the "Preferred Stock") to the Issuer for an aggregate price of $182,348,917.17 and convert 99,251.5 shares of Preferred Stock into shares of Issuer common stock, having par value of $0.001 per share (the "Common Stock"), and (b) Blackstone Family Investment Partnership VI-ESC L.P. ("BFIP VI", together with BCP VI, the "Partnerships") agreed to sell 248.5 shares of Preferred Stock for an aggregate price of $456,554.37 and convert 248.5 shares of Preferred Stock into Common Stock. These transactions are expected to close on December 5, 2018.

F2 · derivative.exercise_date: The number of shares of Common Stock deliverable upon conversion of each share of Preferred Stock is equal to 68.9655 shares, subject to customary anti-dilution and other adjustments. The Preferred Stock was convertible at any time and had no expiration date. The Issuer could mandatorily convert the Preferred Stock into Common Stock after January 27, 2017, if certain conditions were met. Fractional shares are to be paid in cash upon settlement.

F2 · derivative.expiration_date: The number of shares of Common Stock deliverable upon conversion of each share of Preferred Stock is equal to 68.9655 shares, subject to customary anti-dilution and other adjustments. The Preferred Stock was convertible at any time and had no expiration date. The Issuer could mandatorily convert the Preferred Stock into Common Stock after January 27, 2017, if certain conditions were met. Fractional shares are to be paid in cash upon settlement.

F4 · ownership.nature: These securities are directly held by BFIP VI.

F5 · ownership.nature: The general partner of BCP VI is Blackstone Management Associates VI L.L.C. The sole member of Blackstone Management Associates VI L.L.C. is BMA VI L.L.C. The general partner of BFIP VI is BCP VI Side-by-Side GP L.L.C. The sole member of each of BCP VI Side-by-Side GP L.L.C. and BMA VI L.L.C. is Blackstone Holdings III L.P. The general partner of Blackstone Holdings III L.P. is Blackstone Holdings III GP L.P. The general partner of Blackstone Holdings III GP L.P. is Blackstone Holdings III GP Management L.L.C. The sole member of Blackstone Holdings III GP Management L.L.C. is The Blackstone Group L.P. The general partner of The Blackstone Group L.P. is Blackstone Group Management L.L.C. Blackstone Group Management L.L.C. is wholly owned by Blackstone's senior managing directors and controlled by its founder, Stephen A. Schwarzman.

F6 · ownership.nature: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person.

F7 · ownership.nature: Each of such Blackstone entities and Mr. Schwarzman may be deemed to beneficially own the shares beneficially owned by the Partnerships directly or indirectly controlled by it or him, but each (other than the Partnerships to the extent of their direct holdings) disclaims beneficial ownership of such shares, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein.

Read SEC document
December 02, 2018 Filed Dec 4, 2018 21:45 UTC
BMA VI L.L.C.10% owner
SaleSeries A Convertible Preferred Stock · Derivative 248.5 Not disclosed Strike: $14.50 Not disclosed
Disclosure

SEC source: 0000899243-18-030053 · doc4.xml · derivative · entry 5

Blackstone Holdings III L.P. · CIK 0001404073 · 10% owner

Blackstone Capital Partners VI L.P. · CIK 0001443881 · 10% owner

Blackstone Family Investment Partnership VI ESC L.P. · CIK 0001555906 · 10% owner

Blackstone Management Associates VI L.L.C. · CIK 0001556089 · 10% owner

BMA VI L.L.C. · CIK 0001556083 · 10% owner

Blackstone Holdings III GP L.P. · CIK 0001478809 · 10% owner

Blackstone Holdings III GP Management L.L.C. · CIK 0001478815 · 10% owner

Blackstone Group L.P. · CIK 0001393818 · 10% owner

Blackstone Group Management L.L.C. · CIK 0001404071 · 10% owner

SCHWARZMAN STEPHEN A · CIK 0001070844 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 248.5

Underlying: Common Stock · 17,137.9268 shares

Expires not disclosed

F2 · derivative.exercise_price: The number of shares of Common Stock deliverable upon conversion of each share of Preferred Stock is equal to 68.9655 shares, subject to customary anti-dilution and other adjustments. The Preferred Stock was convertible at any time and had no expiration date. The Issuer could mandatorily convert the Preferred Stock into Common Stock after January 27, 2017, if certain conditions were met. Fractional shares are to be paid in cash upon settlement.

F1 · kind: On December 2, 2018, (a) Blackstone Capital Partners VI L.P. ("BCP VI") agreed to sell 99,251.5 shares of the Issuer's Series A Convertible Preferred Stock, par value $0.001 per share (the "Preferred Stock") to the Issuer for an aggregate price of $182,348,917.17 and convert 99,251.5 shares of Preferred Stock into shares of Issuer common stock, having par value of $0.001 per share (the "Common Stock"), and (b) Blackstone Family Investment Partnership VI-ESC L.P. ("BFIP VI", together with BCP VI, the "Partnerships") agreed to sell 248.5 shares of Preferred Stock for an aggregate price of $456,554.37 and convert 248.5 shares of Preferred Stock into Common Stock. These transactions are expected to close on December 5, 2018.

F1 · price: On December 2, 2018, (a) Blackstone Capital Partners VI L.P. ("BCP VI") agreed to sell 99,251.5 shares of the Issuer's Series A Convertible Preferred Stock, par value $0.001 per share (the "Preferred Stock") to the Issuer for an aggregate price of $182,348,917.17 and convert 99,251.5 shares of Preferred Stock into shares of Issuer common stock, having par value of $0.001 per share (the "Common Stock"), and (b) Blackstone Family Investment Partnership VI-ESC L.P. ("BFIP VI", together with BCP VI, the "Partnerships") agreed to sell 248.5 shares of Preferred Stock for an aggregate price of $456,554.37 and convert 248.5 shares of Preferred Stock into Common Stock. These transactions are expected to close on December 5, 2018.

F2 · derivative.exercise_date: The number of shares of Common Stock deliverable upon conversion of each share of Preferred Stock is equal to 68.9655 shares, subject to customary anti-dilution and other adjustments. The Preferred Stock was convertible at any time and had no expiration date. The Issuer could mandatorily convert the Preferred Stock into Common Stock after January 27, 2017, if certain conditions were met. Fractional shares are to be paid in cash upon settlement.

F2 · derivative.expiration_date: The number of shares of Common Stock deliverable upon conversion of each share of Preferred Stock is equal to 68.9655 shares, subject to customary anti-dilution and other adjustments. The Preferred Stock was convertible at any time and had no expiration date. The Issuer could mandatorily convert the Preferred Stock into Common Stock after January 27, 2017, if certain conditions were met. Fractional shares are to be paid in cash upon settlement.

F4 · ownership.nature: These securities are directly held by BFIP VI.

F5 · ownership.nature: The general partner of BCP VI is Blackstone Management Associates VI L.L.C. The sole member of Blackstone Management Associates VI L.L.C. is BMA VI L.L.C. The general partner of BFIP VI is BCP VI Side-by-Side GP L.L.C. The sole member of each of BCP VI Side-by-Side GP L.L.C. and BMA VI L.L.C. is Blackstone Holdings III L.P. The general partner of Blackstone Holdings III L.P. is Blackstone Holdings III GP L.P. The general partner of Blackstone Holdings III GP L.P. is Blackstone Holdings III GP Management L.L.C. The sole member of Blackstone Holdings III GP Management L.L.C. is The Blackstone Group L.P. The general partner of The Blackstone Group L.P. is Blackstone Group Management L.L.C. Blackstone Group Management L.L.C. is wholly owned by Blackstone's senior managing directors and controlled by its founder, Stephen A. Schwarzman.

F6 · ownership.nature: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person.

F7 · ownership.nature: Each of such Blackstone entities and Mr. Schwarzman may be deemed to beneficially own the shares beneficially owned by the Partnerships directly or indirectly controlled by it or him, but each (other than the Partnerships to the extent of their direct holdings) disclaims beneficial ownership of such shares, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein.

Read SEC document
December 02, 2018 Filed Dec 4, 2018 21:45 UTC
BMA VI L.L.C.10% owner
ConversionSeries A Convertible Preferred Stock · Derivative 99,251.5 $0.00 Strike: $14.50 $0.00
Disclosure

SEC source: 0000899243-18-030053 · doc4.xml · derivative · entry 4

Blackstone Holdings III L.P. · CIK 0001404073 · 10% owner

Blackstone Capital Partners VI L.P. · CIK 0001443881 · 10% owner

Blackstone Family Investment Partnership VI ESC L.P. · CIK 0001555906 · 10% owner

Blackstone Management Associates VI L.L.C. · CIK 0001556089 · 10% owner

BMA VI L.L.C. · CIK 0001556083 · 10% owner

Blackstone Holdings III GP L.P. · CIK 0001478809 · 10% owner

Blackstone Holdings III GP Management L.L.C. · CIK 0001478815 · 10% owner

Blackstone Group L.P. · CIK 0001393818 · 10% owner

Blackstone Group Management L.L.C. · CIK 0001404071 · 10% owner

SCHWARZMAN STEPHEN A · CIK 0001070844 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 0

Underlying: Common Stock · 6,844,929.3233 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The number of shares of Common Stock deliverable upon conversion of each share of Preferred Stock is equal to 68.9655 shares, subject to customary anti-dilution and other adjustments. The Preferred Stock was convertible at any time and had no expiration date. The Issuer could mandatorily convert the Preferred Stock into Common Stock after January 27, 2017, if certain conditions were met. Fractional shares are to be paid in cash upon settlement.

F1 · kind: On December 2, 2018, (a) Blackstone Capital Partners VI L.P. ("BCP VI") agreed to sell 99,251.5 shares of the Issuer's Series A Convertible Preferred Stock, par value $0.001 per share (the "Preferred Stock") to the Issuer for an aggregate price of $182,348,917.17 and convert 99,251.5 shares of Preferred Stock into shares of Issuer common stock, having par value of $0.001 per share (the "Common Stock"), and (b) Blackstone Family Investment Partnership VI-ESC L.P. ("BFIP VI", together with BCP VI, the "Partnerships") agreed to sell 248.5 shares of Preferred Stock for an aggregate price of $456,554.37 and convert 248.5 shares of Preferred Stock into Common Stock. These transactions are expected to close on December 5, 2018.

F2 · derivative.exercise_date: The number of shares of Common Stock deliverable upon conversion of each share of Preferred Stock is equal to 68.9655 shares, subject to customary anti-dilution and other adjustments. The Preferred Stock was convertible at any time and had no expiration date. The Issuer could mandatorily convert the Preferred Stock into Common Stock after January 27, 2017, if certain conditions were met. Fractional shares are to be paid in cash upon settlement.

F2 · derivative.expiration_date: The number of shares of Common Stock deliverable upon conversion of each share of Preferred Stock is equal to 68.9655 shares, subject to customary anti-dilution and other adjustments. The Preferred Stock was convertible at any time and had no expiration date. The Issuer could mandatorily convert the Preferred Stock into Common Stock after January 27, 2017, if certain conditions were met. Fractional shares are to be paid in cash upon settlement.

F3 · ownership.nature: These securities are directly held by BCP VI.

F5 · ownership.nature: The general partner of BCP VI is Blackstone Management Associates VI L.L.C. The sole member of Blackstone Management Associates VI L.L.C. is BMA VI L.L.C. The general partner of BFIP VI is BCP VI Side-by-Side GP L.L.C. The sole member of each of BCP VI Side-by-Side GP L.L.C. and BMA VI L.L.C. is Blackstone Holdings III L.P. The general partner of Blackstone Holdings III L.P. is Blackstone Holdings III GP L.P. The general partner of Blackstone Holdings III GP L.P. is Blackstone Holdings III GP Management L.L.C. The sole member of Blackstone Holdings III GP Management L.L.C. is The Blackstone Group L.P. The general partner of The Blackstone Group L.P. is Blackstone Group Management L.L.C. Blackstone Group Management L.L.C. is wholly owned by Blackstone's senior managing directors and controlled by its founder, Stephen A. Schwarzman.

F6 · ownership.nature: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person.

F7 · ownership.nature: Each of such Blackstone entities and Mr. Schwarzman may be deemed to beneficially own the shares beneficially owned by the Partnerships directly or indirectly controlled by it or him, but each (other than the Partnerships to the extent of their direct holdings) disclaims beneficial ownership of such shares, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein.

Read SEC document
December 02, 2018 Filed Dec 4, 2018 21:45 UTC
BMA VI L.L.C.10% owner
SaleSeries A Convertible Preferred Stock · Derivative 99,251.5 Not disclosed Strike: $14.50 Not disclosed
Disclosure

SEC source: 0000899243-18-030053 · doc4.xml · derivative · entry 3

Blackstone Holdings III L.P. · CIK 0001404073 · 10% owner

Blackstone Capital Partners VI L.P. · CIK 0001443881 · 10% owner

Blackstone Family Investment Partnership VI ESC L.P. · CIK 0001555906 · 10% owner

Blackstone Management Associates VI L.L.C. · CIK 0001556089 · 10% owner

BMA VI L.L.C. · CIK 0001556083 · 10% owner

Blackstone Holdings III GP L.P. · CIK 0001478809 · 10% owner

Blackstone Holdings III GP Management L.L.C. · CIK 0001478815 · 10% owner

Blackstone Group L.P. · CIK 0001393818 · 10% owner

Blackstone Group Management L.L.C. · CIK 0001404071 · 10% owner

SCHWARZMAN STEPHEN A · CIK 0001070844 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 99,251.5

Underlying: Common Stock · 6,844,929.3233 shares

Expires not disclosed

F2 · derivative.exercise_price: The number of shares of Common Stock deliverable upon conversion of each share of Preferred Stock is equal to 68.9655 shares, subject to customary anti-dilution and other adjustments. The Preferred Stock was convertible at any time and had no expiration date. The Issuer could mandatorily convert the Preferred Stock into Common Stock after January 27, 2017, if certain conditions were met. Fractional shares are to be paid in cash upon settlement.

F1 · kind: On December 2, 2018, (a) Blackstone Capital Partners VI L.P. ("BCP VI") agreed to sell 99,251.5 shares of the Issuer's Series A Convertible Preferred Stock, par value $0.001 per share (the "Preferred Stock") to the Issuer for an aggregate price of $182,348,917.17 and convert 99,251.5 shares of Preferred Stock into shares of Issuer common stock, having par value of $0.001 per share (the "Common Stock"), and (b) Blackstone Family Investment Partnership VI-ESC L.P. ("BFIP VI", together with BCP VI, the "Partnerships") agreed to sell 248.5 shares of Preferred Stock for an aggregate price of $456,554.37 and convert 248.5 shares of Preferred Stock into Common Stock. These transactions are expected to close on December 5, 2018.

F1 · price: On December 2, 2018, (a) Blackstone Capital Partners VI L.P. ("BCP VI") agreed to sell 99,251.5 shares of the Issuer's Series A Convertible Preferred Stock, par value $0.001 per share (the "Preferred Stock") to the Issuer for an aggregate price of $182,348,917.17 and convert 99,251.5 shares of Preferred Stock into shares of Issuer common stock, having par value of $0.001 per share (the "Common Stock"), and (b) Blackstone Family Investment Partnership VI-ESC L.P. ("BFIP VI", together with BCP VI, the "Partnerships") agreed to sell 248.5 shares of Preferred Stock for an aggregate price of $456,554.37 and convert 248.5 shares of Preferred Stock into Common Stock. These transactions are expected to close on December 5, 2018.

F2 · derivative.exercise_date: The number of shares of Common Stock deliverable upon conversion of each share of Preferred Stock is equal to 68.9655 shares, subject to customary anti-dilution and other adjustments. The Preferred Stock was convertible at any time and had no expiration date. The Issuer could mandatorily convert the Preferred Stock into Common Stock after January 27, 2017, if certain conditions were met. Fractional shares are to be paid in cash upon settlement.

F2 · derivative.expiration_date: The number of shares of Common Stock deliverable upon conversion of each share of Preferred Stock is equal to 68.9655 shares, subject to customary anti-dilution and other adjustments. The Preferred Stock was convertible at any time and had no expiration date. The Issuer could mandatorily convert the Preferred Stock into Common Stock after January 27, 2017, if certain conditions were met. Fractional shares are to be paid in cash upon settlement.

F3 · ownership.nature: These securities are directly held by BCP VI.

F5 · ownership.nature: The general partner of BCP VI is Blackstone Management Associates VI L.L.C. The sole member of Blackstone Management Associates VI L.L.C. is BMA VI L.L.C. The general partner of BFIP VI is BCP VI Side-by-Side GP L.L.C. The sole member of each of BCP VI Side-by-Side GP L.L.C. and BMA VI L.L.C. is Blackstone Holdings III L.P. The general partner of Blackstone Holdings III L.P. is Blackstone Holdings III GP L.P. The general partner of Blackstone Holdings III GP L.P. is Blackstone Holdings III GP Management L.L.C. The sole member of Blackstone Holdings III GP Management L.L.C. is The Blackstone Group L.P. The general partner of The Blackstone Group L.P. is Blackstone Group Management L.L.C. Blackstone Group Management L.L.C. is wholly owned by Blackstone's senior managing directors and controlled by its founder, Stephen A. Schwarzman.

F6 · ownership.nature: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person.

F7 · ownership.nature: Each of such Blackstone entities and Mr. Schwarzman may be deemed to beneficially own the shares beneficially owned by the Partnerships directly or indirectly controlled by it or him, but each (other than the Partnerships to the extent of their direct holdings) disclaims beneficial ownership of such shares, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein.

Read SEC document
December 02, 2018 Filed Dec 4, 2018 21:45 UTC
BMA VI L.L.C.10% owner
ConversionCommon Stock 17,137 $14.50 $248,486.50
Disclosure

SEC source: 0000899243-18-030053 · doc4.xml · nonDerivative · entry 2

Blackstone Holdings III L.P. · CIK 0001404073 · 10% owner

Blackstone Capital Partners VI L.P. · CIK 0001443881 · 10% owner

Blackstone Family Investment Partnership VI ESC L.P. · CIK 0001555906 · 10% owner

Blackstone Management Associates VI L.L.C. · CIK 0001556089 · 10% owner

BMA VI L.L.C. · CIK 0001556083 · 10% owner

Blackstone Holdings III GP L.P. · CIK 0001478809 · 10% owner

Blackstone Holdings III GP Management L.L.C. · CIK 0001478815 · 10% owner

Blackstone Group L.P. · CIK 0001393818 · 10% owner

Blackstone Group Management L.L.C. · CIK 0001404071 · 10% owner

SCHWARZMAN STEPHEN A · CIK 0001070844 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 17,137

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On December 2, 2018, (a) Blackstone Capital Partners VI L.P. ("BCP VI") agreed to sell 99,251.5 shares of the Issuer's Series A Convertible Preferred Stock, par value $0.001 per share (the "Preferred Stock") to the Issuer for an aggregate price of $182,348,917.17 and convert 99,251.5 shares of Preferred Stock into shares of Issuer common stock, having par value of $0.001 per share (the "Common Stock"), and (b) Blackstone Family Investment Partnership VI-ESC L.P. ("BFIP VI", together with BCP VI, the "Partnerships") agreed to sell 248.5 shares of Preferred Stock for an aggregate price of $456,554.37 and convert 248.5 shares of Preferred Stock into Common Stock. These transactions are expected to close on December 5, 2018.

F2 · shares: The number of shares of Common Stock deliverable upon conversion of each share of Preferred Stock is equal to 68.9655 shares, subject to customary anti-dilution and other adjustments. The Preferred Stock was convertible at any time and had no expiration date. The Issuer could mandatorily convert the Preferred Stock into Common Stock after January 27, 2017, if certain conditions were met. Fractional shares are to be paid in cash upon settlement.

F2 · price: The number of shares of Common Stock deliverable upon conversion of each share of Preferred Stock is equal to 68.9655 shares, subject to customary anti-dilution and other adjustments. The Preferred Stock was convertible at any time and had no expiration date. The Issuer could mandatorily convert the Preferred Stock into Common Stock after January 27, 2017, if certain conditions were met. Fractional shares are to be paid in cash upon settlement.

F4 · ownership.nature: These securities are directly held by BFIP VI.

F5 · ownership.nature: The general partner of BCP VI is Blackstone Management Associates VI L.L.C. The sole member of Blackstone Management Associates VI L.L.C. is BMA VI L.L.C. The general partner of BFIP VI is BCP VI Side-by-Side GP L.L.C. The sole member of each of BCP VI Side-by-Side GP L.L.C. and BMA VI L.L.C. is Blackstone Holdings III L.P. The general partner of Blackstone Holdings III L.P. is Blackstone Holdings III GP L.P. The general partner of Blackstone Holdings III GP L.P. is Blackstone Holdings III GP Management L.L.C. The sole member of Blackstone Holdings III GP Management L.L.C. is The Blackstone Group L.P. The general partner of The Blackstone Group L.P. is Blackstone Group Management L.L.C. Blackstone Group Management L.L.C. is wholly owned by Blackstone's senior managing directors and controlled by its founder, Stephen A. Schwarzman.

F6 · ownership.nature: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person.

F7 · ownership.nature: Each of such Blackstone entities and Mr. Schwarzman may be deemed to beneficially own the shares beneficially owned by the Partnerships directly or indirectly controlled by it or him, but each (other than the Partnerships to the extent of their direct holdings) disclaims beneficial ownership of such shares, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein.

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December 02, 2018 Filed Dec 4, 2018 21:45 UTC
BMA VI L.L.C.10% owner
ConversionCommon Stock 6,844,929 $14.50 $99,251,470.50
Disclosure

SEC source: 0000899243-18-030053 · doc4.xml · nonDerivative · entry 1

Blackstone Holdings III L.P. · CIK 0001404073 · 10% owner

Blackstone Capital Partners VI L.P. · CIK 0001443881 · 10% owner

Blackstone Family Investment Partnership VI ESC L.P. · CIK 0001555906 · 10% owner

Blackstone Management Associates VI L.L.C. · CIK 0001556089 · 10% owner

BMA VI L.L.C. · CIK 0001556083 · 10% owner

Blackstone Holdings III GP L.P. · CIK 0001478809 · 10% owner

Blackstone Holdings III GP Management L.L.C. · CIK 0001478815 · 10% owner

Blackstone Group L.P. · CIK 0001393818 · 10% owner

Blackstone Group Management L.L.C. · CIK 0001404071 · 10% owner

SCHWARZMAN STEPHEN A · CIK 0001070844 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 6,844,929

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On December 2, 2018, (a) Blackstone Capital Partners VI L.P. ("BCP VI") agreed to sell 99,251.5 shares of the Issuer's Series A Convertible Preferred Stock, par value $0.001 per share (the "Preferred Stock") to the Issuer for an aggregate price of $182,348,917.17 and convert 99,251.5 shares of Preferred Stock into shares of Issuer common stock, having par value of $0.001 per share (the "Common Stock"), and (b) Blackstone Family Investment Partnership VI-ESC L.P. ("BFIP VI", together with BCP VI, the "Partnerships") agreed to sell 248.5 shares of Preferred Stock for an aggregate price of $456,554.37 and convert 248.5 shares of Preferred Stock into Common Stock. These transactions are expected to close on December 5, 2018.

F2 · shares: The number of shares of Common Stock deliverable upon conversion of each share of Preferred Stock is equal to 68.9655 shares, subject to customary anti-dilution and other adjustments. The Preferred Stock was convertible at any time and had no expiration date. The Issuer could mandatorily convert the Preferred Stock into Common Stock after January 27, 2017, if certain conditions were met. Fractional shares are to be paid in cash upon settlement.

F2 · price: The number of shares of Common Stock deliverable upon conversion of each share of Preferred Stock is equal to 68.9655 shares, subject to customary anti-dilution and other adjustments. The Preferred Stock was convertible at any time and had no expiration date. The Issuer could mandatorily convert the Preferred Stock into Common Stock after January 27, 2017, if certain conditions were met. Fractional shares are to be paid in cash upon settlement.

F3 · ownership.nature: These securities are directly held by BCP VI.

F5 · ownership.nature: The general partner of BCP VI is Blackstone Management Associates VI L.L.C. The sole member of Blackstone Management Associates VI L.L.C. is BMA VI L.L.C. The general partner of BFIP VI is BCP VI Side-by-Side GP L.L.C. The sole member of each of BCP VI Side-by-Side GP L.L.C. and BMA VI L.L.C. is Blackstone Holdings III L.P. The general partner of Blackstone Holdings III L.P. is Blackstone Holdings III GP L.P. The general partner of Blackstone Holdings III GP L.P. is Blackstone Holdings III GP Management L.L.C. The sole member of Blackstone Holdings III GP Management L.L.C. is The Blackstone Group L.P. The general partner of The Blackstone Group L.P. is Blackstone Group Management L.L.C. Blackstone Group Management L.L.C. is wholly owned by Blackstone's senior managing directors and controlled by its founder, Stephen A. Schwarzman.

F6 · ownership.nature: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person.

F7 · ownership.nature: Each of such Blackstone entities and Mr. Schwarzman may be deemed to beneficially own the shares beneficially owned by the Partnerships directly or indirectly controlled by it or him, but each (other than the Partnerships to the extent of their direct holdings) disclaims beneficial ownership of such shares, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein.

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September 20, 2018 Filed Sep 24, 2018 16:15 UTC GrantCommon Stock 9,272 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-052035 · doc4.xml · nonDerivative · entry 1

MEHLMAN ANNE · CIK 0001750770 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,272

F1 · security: Represents restricted stock units granted to the reporting person under the issuer's 2015 Equity Incentive Plan. Each restricted stock unit represents the contingent right to receive one share of the issuer's common stock.

F2 · shares: The restricted stock units vest in three equal annual installments on September 20, 2019, September 20, 2020 and September 20, 2021, provided that the reporting person remains in continuous service with the issuer as of each vesting date.

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August 22, 2018 Filed Aug 23, 2018 20:41 UTC SaleCommon Stock 12,400 $20.44 $253,456.00
Disclosure

SEC source: 0001209191-18-048191 · doc4.xml · nonDerivative · entry 3

SMACH THOMAS J · CIK 0001194106 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Son

Disclosed balance after: 0

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $20.41 to $20.47, inclusive. The reporting person undertakes to provide to the issuer, any shareholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · ownership.nature: The reporting person disclaims beneficial ownership of these securities except to the extent the reporting person is deemed to have a pecuniary interest in the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

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August 22, 2018 Filed Aug 23, 2018 20:41 UTC SaleCommon Stock 12,000 $20.44 $245,280.00
Disclosure

SEC source: 0001209191-18-048191 · doc4.xml · nonDerivative · entry 2

SMACH THOMAS J · CIK 0001194106 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · As UGMA Custodian for Children

Disclosed balance after: 0

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $20.41 to $20.47, inclusive. The reporting person undertakes to provide to the issuer, any shareholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · ownership.nature: The reporting person disclaims beneficial ownership of these securities except to the extent the reporting person is deemed to have a pecuniary interest in the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

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August 21, 2018 Filed Aug 22, 2018 16:43 UTC
Hart Daniel PExecutive Vice President
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 20,831 $0.00 Strike: $3.99 $0.00
Disclosure

SEC source: 0001209191-18-047962 · doc4.xml · derivative · entry 3

Hart Daniel P · CIK 0001466325 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,831 shares

Expires 2019-06-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option is fully vested.

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August 21, 2018 Filed Aug 22, 2018 16:43 UTC
Hart Daniel PExecutive Vice President
SaleCommon Stock 20,831 $20.00 $416,620.00
Disclosure

SEC source: 0001209191-18-047962 · doc4.xml · nonDerivative · entry 2

Hart Daniel P · CIK 0001466325 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 326,875

F1 · kind: The shares were sold pursuant to a sales plan adopted by the reporting person in June 2018 and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934.

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August 21, 2018 Filed Aug 22, 2018 16:43 UTC
Hart Daniel PExecutive Vice President
Exercise / conversionCommon Stock 20,831 $3.99 $83,115.69
Disclosure

SEC source: 0001209191-18-047962 · doc4.xml · nonDerivative · entry 1

Hart Daniel P · CIK 0001466325 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 347,706

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.