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Nasdaq · USD

CRON

Cronos Group Inc.

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4811
SEC CIK
0001656472
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268

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 15, 2023 Filed Mar 18, 2023 00:35 UTC
Buggy ShannonSVP, Global Head of People
Tax withholdingCOMMON SHARES 5,157 $1.99 $10,262.43
Disclosure

SEC source: 0001656472-23-000029 · wf-form4_167909974206306.xml · nonDerivative · entry 2

Buggy Shannon · CIK 0001830967 · SVP, Global Head of People

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,868

Read SEC document
March 15, 2023 Filed Mar 18, 2023 00:35 UTC
Buggy ShannonSVP, Global Head of People
Exercise / conversionCOMMON SHARES 13,889 $0.00 $0.00
Disclosure

SEC source: 0001656472-23-000029 · wf-form4_167909974206306.xml · nonDerivative · entry 1

Buggy Shannon · CIK 0001830967 · SVP, Global Head of People

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,025

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one common share of Cronos Group Inc.

Read SEC document
March 15, 2023 Filed Mar 21, 2023 16:30 UTC
Holm JamesChief Financial Officer
GrantRESTRICTED STOCK UNITS · Derivative 290,201 $0.00 $0.00
Disclosure

SEC source: 0001656472-23-000049 · wf-form4_167943063211885.xml · derivative · entry 1

Holm James · CIK 0001954410 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 306,175

Underlying: COMMON SHARES · 290,201 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one common share of Cronos Group Inc.

F2 · derivative.exercise_date: The RSUs vest in three substantially equal annual installments beginning March 15, 2024, subject to continued employment through each applicable vesting date.

F2 · derivative.expiration_date: The RSUs vest in three substantially equal annual installments beginning March 15, 2024, subject to continued employment through each applicable vesting date.

Read SEC document
March 15, 2023 Filed Mar 21, 2023 16:25 UTC
Cortez Carlos S.VP, Controller
GrantRESTRICTED STOCK UNITS · Derivative 42,701 $0.00 $0.00
Disclosure

SEC source: 0001656472-23-000045 · wf-form4_167943033692004.xml · derivative · entry 1

Cortez Carlos S. · CIK 0001868992 · VP, Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 77,724

Underlying: COMMON SHARES · 42,701 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one common share of Cronos Group Inc.

F2 · derivative.exercise_date: The RSUs vest in three substantially equal annual installments beginning March 15, 2024, subject to continued employment through each applicable vesting date.

F2 · derivative.expiration_date: The RSUs vest in three substantially equal annual installments beginning March 15, 2024, subject to continued employment through each applicable vesting date.

Read SEC document
March 15, 2023 Filed Mar 21, 2023 20:32 UTC
Weigensberg AryeSee Remarks
GrantRESTRICTED STOCK UNITS · Derivative 72,709 $0.00 $0.00
Disclosure

SEC source: 0001656472-23-000051 · wf-form4_167943075759999.xml · derivative · entry 1

Weigensberg Arye · CIK 0001937121 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 128,491

Underlying: COMMON SHARES · 72,709 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one common share of Cronos Group Inc.

F2 · derivative.exercise_date: The RSUs vest in three substantially equal annual installments beginning March 15, 2024, subject to continued employment through each applicable date.

F2 · derivative.expiration_date: The RSUs vest in three substantially equal annual installments beginning March 15, 2024, subject to continued employment through each applicable date.

Read SEC document
March 15, 2023 Filed Mar 21, 2023 20:37 UTC
Shlimak AnnaSee Remarks
GrantRESTRICTED STOCK UNITS · Derivative 135,678 $0.00 $0.00
Disclosure

SEC source: 0001656472-23-000055 · wf-form4_167943105298793.xml · derivative · entry 1

Shlimak Anna · CIK 0001804953 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 238,643

Underlying: COMMON SHARES · 135,678 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one common share of Cronos Group Inc.

F2 · derivative.exercise_date: The RSUs vest in three substantially equal annual installments beginning March 15, 2024, subject to continued employment through each applicable date.

F2 · derivative.expiration_date: The RSUs vest in three substantially equal annual installments beginning March 15, 2024, subject to continued employment through each applicable date.

Read SEC document
March 15, 2023 Filed Mar 21, 2023 16:11 UTC
GORENSTEIN MICHAEL RYANDirector · See remarks below
Exercise / conversionRESTRICTED STOCK UNITS · Derivative 973,618 $0.00 $0.00
Disclosure

SEC source: 0001656472-23-000041 · wf-form4_167942945999921.xml · derivative · entry 2

GORENSTEIN MICHAEL RYAN · CIK 0001797199 · Director · See remarks below

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,714,249

Underlying: COMMON SHARES · 973,618 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one common share of Cronos Group Inc.

F2 · derivative.exercise_date: The RSUs vest in three substantially equal annual installments beginning March 15, 2024, subject to continued employment through each applicable vesting date.

F2 · derivative.expiration_date: The RSUs vest in three substantially equal annual installments beginning March 15, 2024, subject to continued employment through each applicable vesting date.

Read SEC document
March 15, 2023 Filed Mar 21, 2023 16:11 UTC
GORENSTEIN MICHAEL RYANDirector · See remarks below
Exercise / conversionCOMMON SHARES 973,618 $0.00 $0.00
Disclosure

SEC source: 0001656472-23-000041 · wf-form4_167942945999921.xml · nonDerivative · entry 1

GORENSTEIN MICHAEL RYAN · CIK 0001797199 · Director · See remarks below

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,615,714

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2023 Filed Mar 21, 2023 20:35 UTC GrantRESTRICTED STOCK UNITS · Derivative 71,691 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001656472-23-000053 · wf-form4_167943092416366.xml · derivative · entry 1

Doucet Terrence Gregory Joseph · CIK 0001923055 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 126,517

Underlying: COMMON SHARES · 71,691 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one common share of Cronos Group Inc.

F2 · derivative.exercise_date: The RSUs vest in three substantially equal annual installments beginning March 15, 2024, subject to continued employment through each applicable vesting date.

F2 · derivative.expiration_date: The RSUs vest in three substantially equal annual installments beginning March 15, 2024, subject to continued employment through each applicable vesting date.

Read SEC document
March 15, 2023 Filed Mar 21, 2023 20:28 UTC
Gorelik RanGeneral Manager (Israel)
GrantRESTRICTED STOCK UNITS · Derivative 100,502 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001656472-23-000047 · wf-form4_167943050344863.xml · derivative · entry 1

Gorelik Ran · CIK 0001920435 · General Manager (Israel)

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 184,905

Underlying: COMMON SHARES · 100,502 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one common share of Cronos Group Inc.

F2 · derivative.exercise_date: The RSUs vest in three substantially equal annual installments beginning March 15, 2024, subject to continued employment through each applicable vesting date.

F2 · derivative.expiration_date: The RSUs vest in three substantially equal annual installments beginning March 15, 2024, subject to continued employment through each applicable vesting date.

Read SEC document
March 15, 2023 Filed Mar 21, 2023 20:22 UTC
Buggy ShannonSVP, Global Head of People
GrantRESTRICTED STOCK UNITS · Derivative 62,814 $0.00 $0.00
Disclosure

SEC source: 0001656472-23-000043 · wf-form4_167943012591522.xml · derivative · entry 1

Buggy Shannon · CIK 0001830967 · SVP, Global Head of People

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 125,643

Underlying: COMMON SHARES · 62,814 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one common share of Cronos Group Inc.

F2 · derivative.exercise_date: The RSUs vest in three substantially equal annual installments beginning March 15, 2024, subject to continued employment through each applicable vesting date.

F2 · derivative.expiration_date: The RSUs vest in three substantially equal annual installments beginning March 15, 2024, subject to continued employment through each applicable vesting date.

Read SEC document
March 15, 2023 Filed Mar 21, 2023 20:08 UTC
JACOBSON JEFFREY DAVIDChief Growth Officer
GrantRESTRICTED STOCK UNITS · Derivative 177,573 $0.00 $0.00
Disclosure

SEC source: 0001656472-23-000039 · wf-form4_167942927215917.xml · derivative · entry 1

JACOBSON JEFFREY DAVID · CIK 0001796124 · Chief Growth Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 260,534

Underlying: COMMON SHARES · 177,573 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one common share of Cronos Group Inc.

F2 · derivative.exercise_date: The RSUs vest in three substantially equal annual installments beginning March 15, 2024, subject to continued employment through each applicable vesting date.

F2 · derivative.expiration_date: The RSUs vest in three substantially equal annual installments beginning March 15, 2024, subject to continued employment through each applicable vesting date.

Read SEC document
March 15, 2023 Filed Mar 5, 2024 17:21 UTC Amendment
GORENSTEIN MICHAEL RYANDirector · See remarks below
GrantRESTRICTED STOCK UNITS · Derivative 973,618 $0.00 $0.00
Disclosure

SEC source: 0001656472-24-000026 · wk-form4a_1709677289.xml · derivative · entry 1

GORENSTEIN MICHAEL RYAN · CIK 0001797199 · Director · See remarks below

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,692,846

Underlying: COMMON SHARES · 973,618 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one common share of Cronos Group Inc.

F2 · derivative.exercise_date: On March 15, 2023, the Reporting Person was granted 973,618 RSUs, vesting in three substantially equal annual installments beginning on the first anniversary of the grant date.

F2 · derivative.expiration_date: On March 15, 2023, the Reporting Person was granted 973,618 RSUs, vesting in three substantially equal annual installments beginning on the first anniversary of the grant date.

F3 · balance_after: The Reporting Person is filing this amended Form 4 to reflect that on March 15, 2023, the Reporting Person was awarded 973,618 RSUs. Due to an inadvertent error, the Form 4 filed on March 21, 2023 incorrectly reported this award as a disposition of 973,618 RSUs and an acquisition of 973,618 common shares.

Read SEC document
March 15, 2023 Filed Apr 10, 2024 21:08 UTC
Gorelik RanSee remarks
Exercise / conversionRESTRICTED STOCK UNITS · Derivative 22,222 $0.00 $0.00
Disclosure

SEC source: 0001656472-24-000047 · wk-form4_1712783275.xml · derivative · entry 2

Gorelik Ran · CIK 0001920435 · See remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,801

Underlying: COMMON SHARES · 22,222 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one common share of Cronos Group Inc.

F2 · derivative.exercise_date: On March 15, 2022, the reporting person was granted 66,666 RSUs, vesting in three substantially equal annual installments beginning on the first anniversary of the grant date.

F2 · derivative.expiration_date: On March 15, 2022, the reporting person was granted 66,666 RSUs, vesting in three substantially equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
March 15, 2023 Filed Apr 10, 2024 21:08 UTC
Gorelik RanSee remarks
Exercise / conversionCOMMON SHARES 22,222 $0.00 $0.00
Disclosure

SEC source: 0001656472-24-000047 · wk-form4_1712783275.xml · nonDerivative · entry 1

Gorelik Ran · CIK 0001920435 · See remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 102,662

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one common share of Cronos Group Inc.

Read SEC document
March 08, 2023 Filed Mar 10, 2023 21:43 UTC Exercise / conversionRESTRICTED STOCK UNITS · Derivative 3,883 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001656472-23-000027 · wf-form4_167848461056401.xml · derivative · entry 3

Doucet Terrence Gregory Joseph · CIK 0001923055 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,826

Underlying: COMMON SHARES · 3,883 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one common share of Cronos Group Inc.

F3 · derivative.exercise_date: On May 10, 2021, the reporting person was granted 11,651 RSUs, vesting in three substantially equal annual installments beginning on the first anniversary of the grant date.

F3 · derivative.expiration_date: On May 10, 2021, the reporting person was granted 11,651 RSUs, vesting in three substantially equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
March 08, 2023 Filed Mar 10, 2023 21:43 UTC Tax withholdingCOMMON SHARES 1,584 $2.83 $4,482.72
Disclosure

SEC source: 0001656472-23-000027 · wf-form4_167848461056401.xml · nonDerivative · entry 2

Doucet Terrence Gregory Joseph · CIK 0001923055 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,798

F2 · price: Price is expressed in Canadian dollars.

Read SEC document
March 08, 2023 Filed Mar 10, 2023 21:43 UTC Exercise / conversionCOMMON SHARES 3,883 $0.00 $0.00
Disclosure

SEC source: 0001656472-23-000027 · wf-form4_167848461056401.xml · nonDerivative · entry 1

Doucet Terrence Gregory Joseph · CIK 0001923055 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,382

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one common share of Cronos Group Inc.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 21:27 UTC
Shlimak AnnaSee Remarks
Exercise / conversionRESTRICTED STOCK UNITS · Derivative 7,336 $0.00 $0.00
Disclosure

SEC source: 0001656472-23-000017 · wf-form4_167787883138851.xml · derivative · entry 3

Shlimak Anna · CIK 0001804953 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,535

Underlying: COMMON SHARES · 7,336 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one common share of Cronos Group Inc.

F2 · derivative.exercise_date: The RSUs vest in three substantially equal annual installments beginning March 1, 2022, subject to continued employment through each applicable vesting date.

F2 · derivative.expiration_date: The RSUs vest in three substantially equal annual installments beginning March 1, 2022, subject to continued employment through each applicable vesting date.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 21:27 UTC
Shlimak AnnaSee Remarks
Tax withholdingCOMMON SHARES 2,175 $2.17 $4,719.75
Disclosure

SEC source: 0001656472-23-000017 · wf-form4_167787883138851.xml · nonDerivative · entry 2

Shlimak Anna · CIK 0001804953 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,286

Read SEC document
March 01, 2023 Filed Mar 3, 2023 21:27 UTC
Shlimak AnnaSee Remarks
Exercise / conversionCOMMON SHARES 7,336 $0.00 $0.00
Disclosure

SEC source: 0001656472-23-000017 · wf-form4_167787883138851.xml · nonDerivative · entry 1

Shlimak Anna · CIK 0001804953 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,461

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one common share of Cronos Group Inc.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 16:31 UTC
GORENSTEIN MICHAEL RYANDirector · See remarks below
Exercise / conversionRESTRICTED STOCK UNITS · Derivative 62,659 $0.00 $0.00
Disclosure

SEC source: 0001656472-23-000019 · wf-form4_167787902812197.xml · derivative · entry 3

GORENSTEIN MICHAEL RYAN · CIK 0001797199 · Director · See remarks below

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,719,228

Underlying: COMMON SHARES · 62,659 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one common share of Cronos Group Inc.

F2 · derivative.exercise_date: The RSUs vest in two substantially equal installments on each of March 1, 2023 and March 1, 2024.

F2 · derivative.expiration_date: The RSUs vest in two substantially equal installments on each of March 1, 2023 and March 1, 2024.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 16:31 UTC
GORENSTEIN MICHAEL RYANDirector · See remarks below
Tax withholdingCOMMON SHARES 15,365 $2.17 $33,342.05
Disclosure

SEC source: 0001656472-23-000019 · wf-form4_167787902812197.xml · nonDerivative · entry 2

GORENSTEIN MICHAEL RYAN · CIK 0001797199 · Director · See remarks below

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,618,371

Read SEC document
March 01, 2023 Filed Mar 3, 2023 16:31 UTC
GORENSTEIN MICHAEL RYANDirector · See remarks below
Exercise / conversionCOMMON SHARES 62,659 $0.00 $0.00
Disclosure

SEC source: 0001656472-23-000019 · wf-form4_167787902812197.xml · nonDerivative · entry 1

GORENSTEIN MICHAEL RYAN · CIK 0001797199 · Director · See remarks below

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,633,736

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one common share of Cronos Group Inc.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 21:41 UTC
JACOBSON JEFFREY DAVIDChief Growth Officer
Exercise / conversionRESTRICTED STOCK UNITS · Derivative 7,018 $0.00 $0.00
Disclosure

SEC source: 0001656472-23-000025 · wf-form4_167787966737576.xml · derivative · entry 4

JACOBSON JEFFREY DAVID · CIK 0001796124 · Chief Growth Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,728

Underlying: COMMON SHARES · 7,018 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one common share of Cronos Group Inc.

F4 · derivative.exercise_date: The RSUs vest in two substantially equal installments on each of March 1, 2023 and March 1, 2024

F4 · derivative.expiration_date: The RSUs vest in two substantially equal installments on each of March 1, 2023 and March 1, 2024

Read SEC document
March 01, 2023 Filed Mar 3, 2023 21:41 UTC
JACOBSON JEFFREY DAVIDChief Growth Officer
GrantCOMMON SHARE OPTION (right to buy) · Derivative 188,317 $0.00 Strike: $2.96 $0.00
Disclosure

SEC source: 0001656472-23-000025 · wf-form4_167787966737576.xml · derivative · entry 3

JACOBSON JEFFREY DAVID · CIK 0001796124 · Chief Growth Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,317

Underlying: COMMON SHARE OPTION (right to buy) · 188,317 shares

Expires 2030-03-01

F2 · derivative.exercise_price: Price is expressed in Canadian dollars.

F3 · derivative.exercise_date: The options vest in quarterly equal installments over a four-year period beginning on June 1, 2023, subject to continued employment through each applicable vesting date.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 21:41 UTC
JACOBSON JEFFREY DAVIDChief Growth Officer
Tax withholdingCOMMON SHARES 3,509 $2.96 $10,386.64
Disclosure

SEC source: 0001656472-23-000025 · wf-form4_167787966737576.xml · nonDerivative · entry 2

JACOBSON JEFFREY DAVID · CIK 0001796124 · Chief Growth Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,276

F2 · price: Price is expressed in Canadian dollars.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 21:41 UTC
JACOBSON JEFFREY DAVIDChief Growth Officer
Exercise / conversionCOMMON SHARES 7,018 $0.00 $0.00
Disclosure

SEC source: 0001656472-23-000025 · wf-form4_167787966737576.xml · nonDerivative · entry 1

JACOBSON JEFFREY DAVID · CIK 0001796124 · Chief Growth Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184,785

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one common share of Cronos Group Inc.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 21:37 UTC
Buggy ShannonSVP, Global Head of People
Exercise / conversionRESTRICTED STOCK UNITS · Derivative 3,987 $0.00 $0.00
Disclosure

SEC source: 0001656472-23-000023 · wf-form4_167787943989263.xml · derivative · entry 3

Buggy Shannon · CIK 0001830967 · SVP, Global Head of People

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,829

Underlying: COMMON SHARES · 3,987 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one common share of Cronos Group Inc.

F2 · derivative.exercise_date: The RSUs vest in three substantially equal annual installments beginning March 1, 2022, subject to continued employment through each applicable vesting date.

F2 · derivative.expiration_date: The RSUs vest in three substantially equal annual installments beginning March 1, 2022, subject to continued employment through each applicable vesting date.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 21:37 UTC
Buggy ShannonSVP, Global Head of People
Tax withholdingCOMMON SHARES 1,438 $2.17 $3,120.46
Disclosure

SEC source: 0001656472-23-000023 · wf-form4_167787943989263.xml · nonDerivative · entry 2

Buggy Shannon · CIK 0001830967 · SVP, Global Head of People

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,136

Read SEC document
March 01, 2023 Filed Mar 3, 2023 21:37 UTC
Buggy ShannonSVP, Global Head of People
Exercise / conversionCOMMON SHARES 3,987 $0.00 $0.00
Disclosure

SEC source: 0001656472-23-000023 · wf-form4_167787943989263.xml · nonDerivative · entry 1

Buggy Shannon · CIK 0001830967 · SVP, Global Head of People

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,574

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one common share of Cronos Group Inc.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 21:34 UTC
Gorelik RanGeneral Manager (Israel)
Exercise / conversionRESTRICTED STOCK UNITS · Derivative 6,379 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001656472-23-000021 · wf-form4_167787922471603.xml · derivative · entry 2

Gorelik Ran · CIK 0001920435 · General Manager (Israel)

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,403

Underlying: COMMON SHARES · 6,379 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one common share of Cronos Group Inc.

F2 · derivative.exercise_date: On March 1, 2021, the reporting person was granted 19,138 RSUs, vesting in three substantially equal annual installments beginning on the first anniversary of the grant date.

F2 · derivative.expiration_date: On March 1, 2021, the reporting person was granted 19,138 RSUs, vesting in three substantially equal annual installments beginning on the first anniversary of the grant date.

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March 01, 2023 Filed Mar 3, 2023 21:34 UTC
Gorelik RanGeneral Manager (Israel)
Exercise / conversionCOMMON SHARES 6,379 $0.00 $0.00
Disclosure

SEC source: 0001656472-23-000021 · wf-form4_167787922471603.xml · nonDerivative · entry 1

Gorelik Ran · CIK 0001920435 · General Manager (Israel)

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,282

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one common share of Cronos Group Inc.

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December 17, 2022 Filed Dec 20, 2022 21:13 UTC
Weigensberg AryeSee Remarks
Exercise / conversionRESTRICTED STOCK UNITS · Derivative 1,532 $0.00 $0.00
Disclosure

SEC source: 0001656472-22-000205 · wf-form4_167157078099760.xml · derivative · entry 2

Weigensberg Arye · CIK 0001937121 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,782

Underlying: COMMON SHARES · 1,532 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one common share of Cronos Group Inc.

F2 · derivative.exercise_date: On December 17, 2020, the reporting person was granted 4,596 RSUs, vesting in three substantially equal annual installments beginning on the first anniversary of the grant date.

F2 · derivative.expiration_date: On December 17, 2020, the reporting person was granted 4,596 RSUs, vesting in three substantially equal annual installments beginning on the first anniversary of the grant date.

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December 17, 2022 Filed Dec 20, 2022 21:13 UTC
Weigensberg AryeSee Remarks
Exercise / conversionCOMMON SHARES 1,532 $0.00 $0.00
Disclosure

SEC source: 0001656472-22-000205 · wf-form4_167157078099760.xml · nonDerivative · entry 1

Weigensberg Arye · CIK 0001937121 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,037

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one common share of Cronos Group Inc.

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December 17, 2022 Filed Dec 20, 2022 21:12 UTC Exercise / conversionRESTRICTED STOCK UNITS · Derivative 2,656 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001656472-22-000204 · wf-form4_167157071960735.xml · derivative · entry 3

Doucet Terrence Gregory Joseph · CIK 0001923055 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,987

Underlying: COMMON SHARES · 2,656 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: On December 17, 2020, the reporting person was granted 7,969 RSUs, vesting in three substantially equal annual installments beginning on the first anniversary of the grant date.

F3 · derivative.expiration_date: On December 17, 2020, the reporting person was granted 7,969 RSUs, vesting in three substantially equal annual installments beginning on the first anniversary of the grant date.

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December 17, 2022 Filed Dec 20, 2022 21:12 UTC Tax withholdingCOMMON SHARES 944 $3.91 $3,691.04
Disclosure

SEC source: 0001656472-22-000204 · wf-form4_167157071960735.xml · nonDerivative · entry 2

Doucet Terrence Gregory Joseph · CIK 0001923055 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,499

F2 · price: The price reported is denominated in Canadian dollars.

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December 17, 2022 Filed Dec 20, 2022 21:12 UTC Exercise / conversionCOMMON SHARES 2,656 $0.00 $0.00
Disclosure

SEC source: 0001656472-22-000204 · wf-form4_167157071960735.xml · nonDerivative · entry 1

Doucet Terrence Gregory Joseph · CIK 0001923055 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,443

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one common share of Cronos Group Inc.

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December 16, 2022 Filed Dec 19, 2022 22:18 UTC OtherWarrant (right to buy) · Derivative 1 $0.00 Strike: $19.00 $0.00
Disclosure

SEC source: 0000764180-22-000115 · wf-form4_167148823187689.xml · derivative · entry 2

ALTRIA GROUP, INC. · CIK 0000764180 · 10% owner

Altria Summit LLC · CIK 0001797821 · 10% owner

Maple Holdco (Bermuda) Ltd. · CIK 0001797904 · 10% owner

Maple Acquireco (Canada) ULC · CIK 0001797863 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Common Stock · 84,243,223 shares

Expires 2023-03-08

F4 · derivative.exercise_price: The exercise price is expressed in Canadian dollars.

F5 · kind: On December 16, 2022, Altria Summit notified the Issuer of its irrevocable abandonment of the Warrant and of any and all rights that it may have held in the Warrant or any Common Shares underlying the Warrant for no consideration and returned to the Issuer the certificate evidencing the Warrant. Following such abandonment, each of Altria and Altria Summit disclaim any beneficial ownership of the 84,243,223 Common Shares which, as of December 14, 2022, based on information provided by the Issuer, were issuable upon the exercise in full of the Warrant, and this report shall not be deemed an admission that a Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F5 · price: On December 16, 2022, Altria Summit notified the Issuer of its irrevocable abandonment of the Warrant and of any and all rights that it may have held in the Warrant or any Common Shares underlying the Warrant for no consideration and returned to the Issuer the certificate evidencing the Warrant. Following such abandonment, each of Altria and Altria Summit disclaim any beneficial ownership of the 84,243,223 Common Shares which, as of December 14, 2022, based on information provided by the Issuer, were issuable upon the exercise in full of the Warrant, and this report shall not be deemed an admission that a Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F1 · ownership.nature: This Form 4 is being jointly filed by and on behalf of each of the following persons (each, a "Reporting Person"): (i) Altria Group, Inc., a corporation organized under the laws of the Commonwealth of Virginia ("Altria"); (ii) Altria Summit LLC, a limited liability company organized and existing under the laws of the Commonwealth of Virginia ("Altria Summit"); (iii) Maple Holdco (Bermuda) Ltd., a company organized under the laws of Bermuda ("Bermuda Holdco"); and (iv) Maple Acquireco (Canada) ULC, an unlimited liability company organized under the laws of the province of British Columbia, Canada ("Acquireco").

F2 · ownership.nature: Acquireco is wholly owned by Bermuda Holdco, which is wholly owned by Altria Summit, which is wholly owned by Altria. Altria Summit is a manager-managed limited liability company and Altria is its sole member.

F6 · ownership.nature: Reflects a warrant (the "Warrant") to purchase up to 84,243,223 shares of common stock, no par value, of the Issuer ("Common Shares") directly held by Altria Summit. The Warrant was issued on March 8, 2019 and, at the time of issuance, provided Altria Summit the right to purchase up to an additional 73,990,693 Common Shares at an exercise price of CAD$19.00 per Common Share, subject to customary anti-dilution adjustments.

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December 15, 2022 Filed Dec 16, 2022 21:14 UTC PurchaseCOMMON SHARES 76,711 $2.81 $215,304.76
Disclosure

SEC source: 0001656472-22-000199 · wf-form4_167122524817151.xml · nonDerivative · entry 4

ADLER JASON MARC · CIK 0001796212 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Gotham Green Fund III (Q), LP

Disclosed balance after: 1,049,988

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $2.775 to $2.84. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F3 · ownership.direct: Gotham Green GP III, LLC is the general partner of Gotham Green Fund III (Q), LP. Mr. Adler, as the Managing Member of Gotham Green GP III, LLC, may be deemed to be the indirect beneficial owner of such shares for purposes of Section 16 of the Exchange Act. Mr. Adler disclaims that he is the beneficial owner of such shares, except to the extent of his pecuniary interest.

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December 15, 2022 Filed Dec 16, 2022 21:14 UTC PurchaseCOMMON SHARES 32,877 $2.81 $92,275.88
Disclosure

SEC source: 0001656472-22-000199 · wf-form4_167122524817151.xml · nonDerivative · entry 3

ADLER JASON MARC · CIK 0001796212 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Gotham Green Fund III, LP

Disclosed balance after: 450,012

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $2.775 to $2.84. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F2 · ownership.direct: Gotham Green GP III, LLC is the general partner of Gotham Green Fund III, LP. Mr. Adler, as the Managing Member of Gotham Green GP III, LLC, may be deemed to be the indirect beneficial owner of such shares for purposes of Section 16 of the Exchange Act. Mr. Adler disclaims that he is the beneficial owner of such shares, except to the extent of his pecuniary interest.

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December 14, 2022 Filed Dec 16, 2022 21:14 UTC PurchaseCOMMON SHARES 66,219 $2.83 $187,320.31
Disclosure

SEC source: 0001656472-22-000199 · wf-form4_167122524817151.xml · nonDerivative · entry 2

ADLER JASON MARC · CIK 0001796212 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Gotham Green Fund III (Q), LP

Disclosed balance after: 973,277

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $2.7781 to $2.87. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F3 · ownership.direct: Gotham Green GP III, LLC is the general partner of Gotham Green Fund III (Q), LP. Mr. Adler, as the Managing Member of Gotham Green GP III, LLC, may be deemed to be the indirect beneficial owner of such shares for purposes of Section 16 of the Exchange Act. Mr. Adler disclaims that he is the beneficial owner of such shares, except to the extent of his pecuniary interest.

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December 14, 2022 Filed Dec 16, 2022 21:14 UTC PurchaseCOMMON SHARES 28,381 $2.83 $80,284.17
Disclosure

SEC source: 0001656472-22-000199 · wf-form4_167122524817151.xml · nonDerivative · entry 1

ADLER JASON MARC · CIK 0001796212 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Gotham Green Fund III, LP

Disclosed balance after: 417,135

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $2.7781 to $2.87. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F2 · ownership.direct: Gotham Green GP III, LLC is the general partner of Gotham Green Fund III, LP. Mr. Adler, as the Managing Member of Gotham Green GP III, LLC, may be deemed to be the indirect beneficial owner of such shares for purposes of Section 16 of the Exchange Act. Mr. Adler disclaims that he is the beneficial owner of such shares, except to the extent of his pecuniary interest.

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December 13, 2022 Filed Dec 14, 2022 21:02 UTC PurchaseCOMMON SHARES 61,706 $2.89 $178,484.61
Disclosure

SEC source: 0001656472-22-000193 · wf-form4_167105171013629.xml · nonDerivative · entry 4

ADLER JASON MARC · CIK 0001796212 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Gotham Green Fund III (Q), LP

Disclosed balance after: 907,058

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $2.825 to $3.00. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F3 · ownership.direct: Gotham Green GP III, LLC is the general partner of Gotham Green Fund III (Q), LP. Mr. Adler, as the Managing Member of Gotham Green GP III, LLC, may be deemed to be the indirect beneficial owner of such shares for purposes of Section 16 of the Exchange Act. Mr. Adler disclaims that he is the beneficial owner of such shares, except to the extent of his pecuniary interest.

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December 13, 2022 Filed Dec 14, 2022 21:02 UTC PurchaseCOMMON SHARES 26,446 $2.89 $76,495.06
Disclosure

SEC source: 0001656472-22-000193 · wf-form4_167105171013629.xml · nonDerivative · entry 3

ADLER JASON MARC · CIK 0001796212 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Gotham Green Fund III, LP

Disclosed balance after: 388,754

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $2.825 to $3.00. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F2 · ownership.direct: Gotham Green GP III, LLC is the general partner of Gotham Green Fund III, LP. Mr. Adler, as the Managing Member of Gotham Green GP III, LLC, may be deemed to be the indirect beneficial owner of such shares for purposes of Section 16 of the Exchange Act. Mr. Adler disclaims that he is the beneficial owner of such shares, except to the extent of his pecuniary interest.

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December 13, 2022 Filed Dec 15, 2022 21:06 UTC
Weigensberg AryeSee Remarks
GrantRESTRICTED STOCK UNITS · Derivative 19,266 $0.00 $0.00
Disclosure

SEC source: 0001656472-22-000197 · wf-form4_167113834810622.xml · derivative · entry 1

Weigensberg Arye · CIK 0001937121 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,314

Underlying: COMMON SHARES · 19,266 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one common share of Cronos Group Inc.

F2 · derivative.exercise_date: The RSUs vest in three substantially equal installments on each of December 13, 2023, December 13, 2024, and December 13, 2025.

F2 · derivative.expiration_date: The RSUs vest in three substantially equal installments on each of December 13, 2023, December 13, 2024, and December 13, 2025.

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December 13, 2022 Filed Dec 15, 2022 16:05 UTC
GORENSTEIN MICHAEL RYANDirector · See remarks below
GrantRESTRICTED STOCK UNITS · Derivative 499,826 $0.00 $0.00
Disclosure

SEC source: 0001656472-22-000196 · wf-form4_167113829243441.xml · derivative · entry 1

GORENSTEIN MICHAEL RYAN · CIK 0001797199 · Director · See remarks below

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,781,887

Underlying: COMMON SHARES · 499,826 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one common share of Cronos Group Inc.

F2 · derivative.exercise_date: The RSUs vest in three substantially equal installments on each of December 13, 2023, December 13, 2024, and December 13, 2025.

F2 · derivative.expiration_date: The RSUs vest in three substantially equal installments on each of December 13, 2023, December 13, 2024, and December 13, 2025.

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December 12, 2022 Filed Dec 14, 2022 21:02 UTC PurchaseCOMMON SHARES 60,199 $2.90 $174,282.12
Disclosure

SEC source: 0001656472-22-000193 · wf-form4_167105171013629.xml · nonDerivative · entry 2

ADLER JASON MARC · CIK 0001796212 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Gotham Green Fund III (Q), LP

Disclosed balance after: 845,352

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $2.84 to $2.96. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F3 · ownership.direct: Gotham Green GP III, LLC is the general partner of Gotham Green Fund III (Q), LP. Mr. Adler, as the Managing Member of Gotham Green GP III, LLC, may be deemed to be the indirect beneficial owner of such shares for purposes of Section 16 of the Exchange Act. Mr. Adler disclaims that he is the beneficial owner of such shares, except to the extent of his pecuniary interest.

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December 12, 2022 Filed Dec 14, 2022 21:02 UTC PurchaseCOMMON SHARES 25,801 $2.90 $74,696.48
Disclosure

SEC source: 0001656472-22-000193 · wf-form4_167105171013629.xml · nonDerivative · entry 1

ADLER JASON MARC · CIK 0001796212 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Gotham Green Fund III, LP

Disclosed balance after: 362,308

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $2.84 to $2.96. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F2 · ownership.direct: Gotham Green GP III, LLC is the general partner of Gotham Green Fund III, LP. Mr. Adler, as the Managing Member of Gotham Green GP III, LLC, may be deemed to be the indirect beneficial owner of such shares for purposes of Section 16 of the Exchange Act. Mr. Adler disclaims that he is the beneficial owner of such shares, except to the extent of his pecuniary interest.

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December 09, 2022 Filed Dec 12, 2022 21:21 UTC PurchaseCOMMON SHARES 90,299 $2.89 $261,117.62
Disclosure

SEC source: 0001656472-22-000191 · wf-form4_167088007091534.xml · nonDerivative · entry 4

ADLER JASON MARC · CIK 0001796212 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Gotham Green Fund III (Q), LP

Disclosed balance after: 785,153

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $2.8489 to $2.975. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F3 · ownership.direct: Gotham Green GP III, LLC is the general partner of Gotham Green Fund III (Q), LP. Mr. Adler, as the Managing Member of Gotham Green GP III, LLC, may be deemed to be the indirect beneficial owner of such shares for purposes of Section 16 of the Exchange Act. Mr. Adler disclaims that he is the beneficial owner of such shares, except to the extent of his pecuniary interest.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.