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Nasdaq · USD

CRMD

CorMedix Inc.

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5280
SEC CIK
0001410098
Parsed reports
315

Last 12 months

Inside the activity.

0 purchase rows · 8 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202502
Dec 202505
Jan 202601
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
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Aug 202600
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 10, 2019 Filed Jan 11, 2019 16:10 UTC GrantStock Option (Right to Buy Common Stock) · Derivative 75,000 $0.00 Strike: $1.66 $0.00
Disclosure

SEC source: 0001654954-19-000378 · section16.xml · derivative · entry 3

Dillione Janet · CIK 0001489798 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 75,000 shares

Expires 2029-01-10

F2 · derivative.exercise_date: These options were granted on 01/10/2019. The options vest monthly with full vesting on the one year anniversary of the date of grant, subject to continued service on the board.

Read SEC document
January 10, 2019 Filed Jan 11, 2019 16:10 UTC GrantRestricted Stock Units 5,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001654954-19-000378 · section16.xml · nonDerivative · entry 2

Dillione Janet · CIK 0001489798 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,909

F1 · price: These shares consist of restricted stock units granted on 01/10/2019. These restricted stock units will vest monthly with full vesting on the first anniversary of the date of grant, subject to continued service on the board.

Read SEC document
January 10, 2019 Filed Jan 11, 2019 16:10 UTC GrantRestricted Stock Units 12,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001654954-19-000378 · section16.xml · nonDerivative · entry 1

Dillione Janet · CIK 0001489798 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,909

F1 · price: These shares consist of restricted stock units granted on 01/10/2019. These restricted stock units will vest monthly with full vesting on the first anniversary of the date of grant, subject to continued service on the board.

Read SEC document
January 10, 2019 Filed Jan 11, 2019 16:13 UTC GrantStock Option (Right to Buy Common Stock) · Derivative 75,000 $0.00 Strike: $1.66 $0.00
Disclosure

SEC source: 0001654954-19-000380 · section16.xml · derivative · entry 3

Gelbfish Gary A. · CIK 0001488011 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 75,000 shares

Expires 2029-01-10

F3 · derivative.exercise_date: These options were granted on 01/10/2019. The options vest monthly with full vesting on the one year anniversary of the date of grant, subject to continued service on the board.

Read SEC document
January 10, 2019 Filed Jan 11, 2019 16:13 UTC GrantRestricted Stock Units 12,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001654954-19-000380 · section16.xml · nonDerivative · entry 1

Gelbfish Gary A. · CIK 0001488011 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,654,871

F1 · price: These shares consist of restricted stock units granted on 01/10/2019. These restricted stock units will vest monthly with full vesting on the first anniversary of the date of grant, subject to continued service on the board.

Read SEC document
January 10, 2019 Filed Jan 11, 2019 21:24 UTC
Hurlburt ElizabethEVP, Head of Clinical Ops.
GrantStock Option (Right to Buy Common Stock) · Derivative 120,000 $0.00 Strike: $1.66 $0.00
Disclosure

SEC source: 0001654954-19-000387 · section16.xml · derivative · entry 2

Masson Elizabeth · CIK 0001735256 · EVP, Head of Clinical Ops.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,000

Underlying: Common Stock · 120,000 shares

Expires 2029-01-10

F1 · derivative.exercise_date: These options were granted on 1/10/2019. These options vest, subject to continued employment, as follows: 35% of the options vest over time, with 25% vested on the grant date and 25% vesting on the first, second and third anniversaries of the grant date; and 65% of the options vest upon the achievement of certain milestones.

Read SEC document
January 10, 2019 Filed Jan 11, 2019 21:21 UTC
ARMSTRONG JR. JOHN L.Exec VP of Tech Operations
GrantStock Option (Right to Buy Common Stock) · Derivative 45,000 $0.00 Strike: $1.66 $0.00
Disclosure

SEC source: 0001654954-19-000385 · section16.xml · derivative · entry 2

ARMSTRONG JR. JOHN L. · CIK 0001268675 · Exec VP of Tech Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,000

Underlying: Common Stock · 45,000 shares

Expires 2029-01-10

F1 · derivative.exercise_date: These options were granted on 1/10/2019. These options vest, subject to continued employment, as follows: 35% of the options vest over time, with 25% vested on the grant date and 25% vesting on the first, second and third anniversaries of the grant date; and 65% of the options vest upon the achievement of certain milestones.

Read SEC document
January 10, 2019 Filed Jan 11, 2019 21:17 UTC GrantStock Option (Right to Buy Common Stock) · Derivative 75,000 $0.00 Strike: $1.66 $0.00
Disclosure

SEC source: 0001654954-19-000383 · section16.xml · derivative · entry 6

Lefkowitz Steven W · CIK 0001313149 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 75,000 shares

Expires 2029-01-10

F4 · derivative.exercise_date: These options were granted on 01/10/2019. The options vest monthly with full vesting on the one year anniversary of the date of grant, subject to continued service on the board.

Read SEC document
January 10, 2019 Filed Jan 11, 2019 21:17 UTC GrantRestricted Stock Units 10,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001654954-19-000383 · section16.xml · nonDerivative · entry 3

Lefkowitz Steven W · CIK 0001313149 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 251,379

F1 · price: These shares consist of restricted stock units granted on 01/10/2019. These restricted stock units will vest monthly with full vesting on the first anniversary of the date of grant, subject to continued service on the board.

F2 · ownership.direct: Includes 24,963 shares held by the reporting person for the benefit of his minor son.

Read SEC document
January 10, 2019 Filed Jan 11, 2019 21:17 UTC GrantRestricted Stock Units 7,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001654954-19-000383 · section16.xml · nonDerivative · entry 2

Lefkowitz Steven W · CIK 0001313149 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 241,379

F1 · price: These shares consist of restricted stock units granted on 01/10/2019. These restricted stock units will vest monthly with full vesting on the first anniversary of the date of grant, subject to continued service on the board.

F2 · ownership.direct: Includes 24,963 shares held by the reporting person for the benefit of his minor son.

Read SEC document
January 10, 2019 Filed Jan 11, 2019 21:17 UTC GrantRestricted Stock Units 12,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001654954-19-000383 · section16.xml · nonDerivative · entry 1

Lefkowitz Steven W · CIK 0001313149 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 233,879

F1 · price: These shares consist of restricted stock units granted on 01/10/2019. These restricted stock units will vest monthly with full vesting on the first anniversary of the date of grant, subject to continued service on the board.

F2 · ownership.direct: Includes 24,963 shares held by the reporting person for the benefit of his minor son.

Read SEC document
January 10, 2019 Filed Jan 11, 2019 21:19 UTC
Cook Robert W.Chief Financial Officer
GrantStock Option (Right to Buy Common Stock) · Derivative 100,000 $0.00 Strike: $1.66 $0.00
Disclosure

SEC source: 0001654954-19-000384 · section16.xml · derivative · entry 2

Cook Robert W. · CIK 0001235438 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2029-01-10

F1 · derivative.exercise_date: These options were granted on 1/10/2019. These options vest, subject to continued employment, as follows: 35% of the options vest over time, with 25% vested on the grant date and 25% vesting on the first, second and third anniversaries of the grant date; and 65% of the options vest upon the achievement of certain milestones.

Read SEC document
January 10, 2019 Filed Jan 11, 2019 21:16 UTC
Khan MehmoodDirector
GrantStock Option (Right to Buy Common Stock) · Derivative 75,000 $0.00 Strike: $1.66 $0.00
Disclosure

SEC source: 0001654954-19-000382 · section16.xml · derivative · entry 3

Khan Mehmood · CIK 0001505888 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 75,000 shares

Expires 2029-01-10

F2 · derivative.exercise_date: These options were granted on 01/10/2019. The options vest monthly with full vesting on the one year anniversary of the date of grant, subject to continued service on the board.

Read SEC document
January 10, 2019 Filed Jan 11, 2019 21:16 UTC
Khan MehmoodDirector
GrantRestricted Stock Units 3,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001654954-19-000382 · section16.xml · nonDerivative · entry 2

Khan Mehmood · CIK 0001505888 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 580,083

F1 · price: These shares consist of restricted stock units granted on 01/10/2019. These restricted stock units will vest monthly with full vesting on the first anniversary of the date of grant, subject to continued service on the board.

Read SEC document
January 10, 2019 Filed Jan 11, 2019 21:16 UTC
Khan MehmoodDirector
GrantRestricted Stock Units 12,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001654954-19-000382 · section16.xml · nonDerivative · entry 1

Khan Mehmood · CIK 0001505888 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 577,083

F1 · price: These shares consist of restricted stock units granted on 01/10/2019. These restricted stock units will vest monthly with full vesting on the first anniversary of the date of grant, subject to continued service on the board.

Read SEC document
December 31, 2018 Filed Jan 3, 2019 21:02 UTC
ARMSTRONG JR. JOHN L.Exec VP of Tech Operations
Exercise / conversionRestricted Stock Units · Derivative 18,029 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001654954-19-000079 · section16.xml · derivative · entry 2

ARMSTRONG JR. JOHN L. · CIK 0001268675 · Exec VP of Tech Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 18,029 shares

Expires 2027-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Each restricted stock unit represents the right to receive one share of CorMedix Inc. common stock. The restricted stock units vested 50% on December 31, 2017 and December 31, 2018, subject to continued employment.

Read SEC document
December 31, 2018 Filed Jan 3, 2019 21:02 UTC
ARMSTRONG JR. JOHN L.Exec VP of Tech Operations
Exercise / conversionCommon Stock 18,029 $0.00 $0.00
Disclosure

SEC source: 0001654954-19-000079 · section16.xml · nonDerivative · entry 1

ARMSTRONG JR. JOHN L. · CIK 0001268675 · Exec VP of Tech Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 306,890

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive one share of CorMedix Inc. common stock. The restricted stock units vested 50% on December 31, 2017 and December 31, 2018, subject to continued employment.

Read SEC document
December 20, 2018 Filed Dec 21, 2018 21:19 UTC PurchaseCommon Stock, $0.001 par value per share 20,000 $1.18 $23,500.00
Disclosure

SEC source: 0001654954-18-014242 · section16.xml · nonDerivative · entry 1

Lefkowitz Steven W · CIK 0001313149 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Wade Capital Corporation Money Purchase Plan

Disclosed balance after: 135,757

F1 · price: Represents the weighted average purchase price of the shares purchased ranging from a low of $1.15 to a high of $1.20 per share.

F2 · ownership.direct: The reporting person beneficially owns these securities through Wade Capital Corporation Money Purchase Plan (an entity for which he has voting and investment control).

Read SEC document
December 20, 2018 Filed Dec 21, 2018 21:16 UTC
Khan MehmoodDirector
PurchaseCommon Stock 100,000 $1.24 $124,410.00
Disclosure

SEC source: 0001654954-18-014238 · section16.xml · nonDerivative · entry 1

Khan Mehmood · CIK 0001505888 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 564,583

Read SEC document
December 14, 2018 Filed Dec 17, 2018 16:01 UTC
Kaplan MyronDirector
PurchaseCommon Stock 50,000 $1.47 $73,300.00
Disclosure

SEC source: 0001654954-18-014003 · section16.xml · nonDerivative · entry 1

Kaplan Myron · CIK 0001672645 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 431,166

F1 · price: Represents the weighted average purchase price of the shares purchased ranging from a low of $1.4350 to a high of $1.47 per share.

Read SEC document
December 05, 2018 Filed Dec 6, 2018 21:19 UTC
Hurlburt ElizabethEVP, Head of Clinical Ops.
Exercise / conversionStock Option (Right to Buy Common Stock) · Derivative 40,000 $0.00 Strike: $0.29 $0.00
Disclosure

SEC source: 0001654954-18-013655 · section16.xml · derivative · entry 2

Masson Elizabeth · CIK 0001735256 · EVP, Head of Clinical Ops.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 270,000

Underlying: Common Stock · 40,000 shares

Expires 2028-03-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The options vest as follows: 186,000 will vest over four years in four (4) equal installments on the first four anniversaries of 3/19/2018. The remaining options vest on the achievement of certain milestones, subject to continued employment.

Read SEC document
December 05, 2018 Filed Dec 6, 2018 21:19 UTC
Hurlburt ElizabethEVP, Head of Clinical Ops.
Exercise / conversionCommon Stock 40,000 $0.29 $11,600.00
Disclosure

SEC source: 0001654954-18-013655 · section16.xml · nonDerivative · entry 1

Masson Elizabeth · CIK 0001735256 · EVP, Head of Clinical Ops.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 29, 2018 Filed Nov 30, 2018 21:04 UTC
ARMSTRONG JR. JOHN L.Exec VP of Tech Operations
PurchaseCommon Stock 250,000 $1.45 $363,150.00
Disclosure

SEC source: 0001654954-18-013406 · section16.xml · nonDerivative · entry 1

ARMSTRONG JR. JOHN L. · CIK 0001268675 · Exec VP of Tech Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 288,861

F1 · price: Represents the weighted average purchase price of the shares purchased ranging from a low of $1.4150 to a high of $1.47.

Read SEC document
November 27, 2018 Filed Nov 27, 2018 21:55 UTC
Baluch KhosoDirector · Chief Executive Officer
PurchaseCommon Stock 21,500 $1.21 $26,015.00
Disclosure

SEC source: 0001654954-18-013261 · section16.xml · nonDerivative · entry 1

Baluch Khoso · CIK 0001686223 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,373

F1 · price: Represents the weighted average purchase price of the shares purchased ranging from a low of $1.21 to a high of $1.22 per share.

Read SEC document
November 27, 2018 Filed Nov 27, 2018 21:53 UTC
Cook Robert W.Chief Financial Officer
PurchaseCommon Stock 25,000 $1.17 $29,212.50
Disclosure

SEC source: 0001654954-18-013260 · section16.xml · nonDerivative · entry 1

Cook Robert W. · CIK 0001235438 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,083

Read SEC document
November 26, 2018 Filed Nov 27, 2018 21:55 UTC
Baluch KhosoDirector · Chief Executive Officer
PurchaseCommon Stock 3,500 $1.28 $4,480.00
Disclosure

SEC source: 0001654954-18-013261 · section16.xml · nonDerivative · entry 2

Baluch Khoso · CIK 0001686223 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 228,873

Read SEC document
November 23, 2018 Filed Nov 27, 2018 16:19 UTC
Kaplan MyronDirector
PurchaseCommon Stock 50,000 $1.30 $64,795.00
Disclosure

SEC source: 0001654954-18-013254 · section16.xml · nonDerivative · entry 1

Kaplan Myron · CIK 0001672645 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 371,166

F1 · price: Represents the weighted average purchase price of the shares purchased ranging from a low of $1.2775 to a high of $1.30 per share.

Read SEC document
November 14, 2018 Filed Nov 16, 2018 16:07 UTC GrantPhantom Stock · Derivative 6,637 $1.13 Strike: $0.00 $7,499.81
Disclosure

SEC source: 0001654954-18-012892 · section16.xml · derivative · entry 2

Dillione Janet · CIK 0001489798 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,637

Underlying: Common Stock · 6,637 shares

Expires not disclosed

F1 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock become payable in common stock on the tenth business day of January of the year following the reporting person's termination of service as a director.

F1 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock become payable in common stock on the tenth business day of January of the year following the reporting person's termination of service as a director.

Read SEC document
November 14, 2018 Filed Nov 30, 2018 16:21 UTC Amendment GrantPhantom Stock · Derivative 6,637 $1.13 Strike: $0.00 $7,499.81
Disclosure

SEC source: 0001654954-18-013416 · section16.xml · derivative · entry 2

Dillione Janet · CIK 0001489798 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,637

Underlying: Common Stock · 6,637 shares

Expires not disclosed

F2 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock become payable in common stock on the tenth business day of January of the year following the reporting person's termination of service as a director.

F2 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock become payable in common stock on the tenth business day of January of the year following the reporting person's termination of service as a director.

Read SEC document
November 06, 2018 Filed Nov 27, 2018 16:08 UTC
Kaplan MyronDirector
Exercise / conversionRestricted Stock Units · Derivative 5,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001654954-18-013249 · section16.xml · derivative · entry 2

Kaplan Myron · CIK 0001672645 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These Restricted Stock Units were granted on 11/6/2017. Each restricted stock unit represents the right to receive one share of CorMedix Inc. common stock. The restricted stock units vested in full on the first anniversary of the date of grant, which was November 6, 2018.

F1 · derivative.expiration_date: These Restricted Stock Units were granted on 11/6/2017. Each restricted stock unit represents the right to receive one share of CorMedix Inc. common stock. The restricted stock units vested in full on the first anniversary of the date of grant, which was November 6, 2018.

Read SEC document
November 06, 2018 Filed Nov 27, 2018 16:08 UTC
Kaplan MyronDirector
Exercise / conversionCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001654954-18-013249 · section16.xml · nonDerivative · entry 1

Kaplan Myron · CIK 0001672645 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 321,166

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: These Restricted Stock Units were granted on 11/6/2017. Each restricted stock unit represents the right to receive one share of CorMedix Inc. common stock. The restricted stock units vested in full on the first anniversary of the date of grant, which was November 6, 2018.

Read SEC document
October 12, 2018 Filed Oct 16, 2018 17:07 UTC Exercise / conversionSeries B Common Stock Warrant · Derivative 1,000,000 $0.00 Strike: $1.05 $0.00
Disclosure

SEC source: 0001654954-18-011239 · section16.xml · derivative · entry 4

Gelbfish Gary A. · CIK 0001488011 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.001 par value per share · 1,000,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: The Series B Common Stock warrant is exercisable any time after the Company publicly announces through the filing of a Current Report on Form 8-K that the Company has received Stockholder Approval and the amendment to the Company's Certificate of Incorporation has become effective (the "Initial Exercise Date"). The warrant shall be exercisable for a period of five years from the Initial Exercise Date.

F2 · derivative.exercise_date: The Series B Common Stock warrant is exercisable any time after the Company publicly announces through the filing of a Current Report on Form 8-K that the Company has received Stockholder Approval and the amendment to the Company's Certificate of Incorporation has become effective (the "Initial Exercise Date"). The warrant shall be exercisable for a period of five years from the Initial Exercise Date.

F2 · derivative.expiration_date: The Series B Common Stock warrant is exercisable any time after the Company publicly announces through the filing of a Current Report on Form 8-K that the Company has received Stockholder Approval and the amendment to the Company's Certificate of Incorporation has become effective (the "Initial Exercise Date"). The warrant shall be exercisable for a period of five years from the Initial Exercise Date.

Read SEC document
October 12, 2018 Filed Oct 16, 2018 17:07 UTC Tax withholdingCommon Stock 468,750 $2.24 $1,050,000.00
Disclosure

SEC source: 0001654954-18-011239 · section16.xml · nonDerivative · entry 2

Gelbfish Gary A. · CIK 0001488011 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,632,371

Read SEC document
October 12, 2018 Filed Oct 16, 2018 17:07 UTC Exercise / conversionCommon Stock 1,000,000 $1.05 $1,050,000.00
Disclosure

SEC source: 0001654954-18-011239 · section16.xml · nonDerivative · entry 1

Gelbfish Gary A. · CIK 0001488011 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,101,121

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 12, 2018 Filed Nov 30, 2018 16:12 UTC Amendment Exercise / conversionSeries B Common Stock Warrant · Derivative 1,000,000 $0.00 Strike: $1.05 $0.00
Disclosure

SEC source: 0001654954-18-013410 · section16.xml · derivative · entry 4

Gelbfish Gary A. · CIK 0001488011 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.001 par value per share · 1,000,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: The Series B Common Stock warrant is exercisable any time after the Company publicly announces through the filing of a Current Report on Form 8-K that the Company has received Stockholder Approval and the amendment to the Company's Certificate of Incorporation has become effective (the "Initial Exercise Date"). The warrant shall be exercisable for a period of five years from the Initial Exercise Date.

F3 · derivative.exercise_date: The Series B Common Stock warrant is exercisable any time after the Company publicly announces through the filing of a Current Report on Form 8-K that the Company has received Stockholder Approval and the amendment to the Company's Certificate of Incorporation has become effective (the "Initial Exercise Date"). The warrant shall be exercisable for a period of five years from the Initial Exercise Date.

F3 · derivative.expiration_date: The Series B Common Stock warrant is exercisable any time after the Company publicly announces through the filing of a Current Report on Form 8-K that the Company has received Stockholder Approval and the amendment to the Company's Certificate of Incorporation has become effective (the "Initial Exercise Date"). The warrant shall be exercisable for a period of five years from the Initial Exercise Date.

Read SEC document
October 12, 2018 Filed Nov 30, 2018 16:12 UTC Amendment Tax withholdingCommon Stock 468,750 $2.24 $1,050,000.00
Disclosure

SEC source: 0001654954-18-013410 · section16.xml · nonDerivative · entry 2

Gelbfish Gary A. · CIK 0001488011 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,642,371

F1 · balance_after: This amendment is being filed solely to correct the reporting person's holdings to reflect an ownership correction to a report filed on 2/20/2018 and amended the same date as this amended report.

Read SEC document
October 12, 2018 Filed Nov 30, 2018 16:12 UTC Amendment Exercise / conversionCommon Stock 1,000,000 $1.05 $1,050,000.00
Disclosure

SEC source: 0001654954-18-013410 · section16.xml · nonDerivative · entry 1

Gelbfish Gary A. · CIK 0001488011 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,111,121

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: This amendment is being filed solely to correct the reporting person's holdings to reflect an ownership correction to a report filed on 2/20/2018 and amended the same date as this amended report.

Read SEC document
October 01, 2018 Filed Oct 1, 2018 16:02 UTC
Kaplan MyronDirector
GrantRestricted Stock Units · Derivative 10,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001654954-18-010714 · section16.xml · derivative · entry 2

Kaplan Myron · CIK 0001672645 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires not disclosed

F1 · derivative.exercise_date: These restricted stock units were granted on 10/01/2018 for service on the Company's Strategic Finance Committee. Each restricted stock unit represents the right to receive one share of CorMedix Inc. common stock. The restricted stock units vest monthly and will vest in full on the first anniversary of the date of grant, subject to continued service on the board.

F1 · derivative.expiration_date: These restricted stock units were granted on 10/01/2018 for service on the Company's Strategic Finance Committee. Each restricted stock unit represents the right to receive one share of CorMedix Inc. common stock. The restricted stock units vest monthly and will vest in full on the first anniversary of the date of grant, subject to continued service on the board.

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October 01, 2018 Filed Oct 1, 2018 20:01 UTC GrantRestricted Stock Units · Derivative 10,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001654954-18-010713 · section16.xml · derivative · entry 4

Lefkowitz Steven W · CIK 0001313149 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires not disclosed

F3 · derivative.exercise_date: These restricted stock units were granted on 10/01/2018 for service on the Company's Strategic Finance Committee. Each restricted stock unit represents the right to receive one share of CorMedix Inc. common stock. The restricted stock units vest monthly and will vest in full on the first anniversary of the date of grant, subject to continued service on the board.

F3 · derivative.expiration_date: These restricted stock units were granted on 10/01/2018 for service on the Company's Strategic Finance Committee. Each restricted stock unit represents the right to receive one share of CorMedix Inc. common stock. The restricted stock units vest monthly and will vest in full on the first anniversary of the date of grant, subject to continued service on the board.

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October 01, 2018 Filed Nov 27, 2018 16:09 UTC Amendment
Kaplan MyronDirector
GrantRestricted Stock Units 10,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001654954-18-013250 · section16.xml · nonDerivative · entry 1

Kaplan Myron · CIK 0001672645 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 316,166

F1 · price: These shares consist of restricted stock units granted on 10/1/2018. The restricted stock units vest monthly and will vest in full on the first anniversary of the date of grant, subject to continued service on the board. This amendment reports the restricted stock units in Table I rather than Table II as originally reported.

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October 01, 2018 Filed Nov 30, 2018 21:14 UTC Amendment GrantCommon Stock, $0.001 par value per share 10,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001654954-18-013411 · section16.xml · nonDerivative · entry 1

Lefkowitz Steven W · CIK 0001313149 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 221,379

F1 · price: These shares consist of restricted stock units granted on 10/01/2018. These restricted stock units vest monthly with full vesting on the first anniversary of the date of grant, subject to continued service on the board. This amendment reports the restricted stock units in Table I rather than Table II as originally reported.

F2 · ownership.direct: Includes 24,963 shares held by the reporting person for the benefit of his minor son.

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September 10, 2018 Filed Oct 16, 2018 17:07 UTC OtherSeries A Common Stock Warrant · Derivative 1,000,000 $0.00 Strike: $0.75 $0.00
Disclosure

SEC source: 0001654954-18-011239 · section16.xml · derivative · entry 5

Gelbfish Gary A. · CIK 0001488011 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.001 par value per share · 1,000,000 shares

Expires not disclosed

F3 · security: The Series A Common Stock warrant is exercisable any time after the Company publicly announces through the filing of a Current Report on Form 8-K that the Company has received Stockholder Approval and the amendment to the Company's Certificate of Incorporation has become effective (the "Initial Exercise Date"). The warrant was exercisable for a period of thirteen months from the Initial Exercise Date and expired unexercised on September 10, 2018..

F3 · derivative.exercise_date: The Series A Common Stock warrant is exercisable any time after the Company publicly announces through the filing of a Current Report on Form 8-K that the Company has received Stockholder Approval and the amendment to the Company's Certificate of Incorporation has become effective (the "Initial Exercise Date"). The warrant was exercisable for a period of thirteen months from the Initial Exercise Date and expired unexercised on September 10, 2018..

F3 · derivative.expiration_date: The Series A Common Stock warrant is exercisable any time after the Company publicly announces through the filing of a Current Report on Form 8-K that the Company has received Stockholder Approval and the amendment to the Company's Certificate of Incorporation has become effective (the "Initial Exercise Date"). The warrant was exercisable for a period of thirteen months from the Initial Exercise Date and expired unexercised on September 10, 2018..

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September 10, 2018 Filed Nov 30, 2018 16:12 UTC Amendment OtherSeries A Common Stock Warrant · Derivative 1,000,000 $0.00 Strike: $0.75 $0.00
Disclosure

SEC source: 0001654954-18-013410 · section16.xml · derivative · entry 5

Gelbfish Gary A. · CIK 0001488011 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.001 par value per share · 1,000,000 shares

Expires not disclosed

F4 · security: The Series A Common Stock warrant is exercisable any time after the Company publicly announces through the filing of a Current Report on Form 8-K that the Company has received Stockholder Approval and the amendment to the Company's Certificate of Incorporation has become effective (the "Initial Exercise Date"). The warrant shall be exercisable for a period of thirteen months from the Initial Exercise Date.

F4 · derivative.exercise_date: The Series A Common Stock warrant is exercisable any time after the Company publicly announces through the filing of a Current Report on Form 8-K that the Company has received Stockholder Approval and the amendment to the Company's Certificate of Incorporation has become effective (the "Initial Exercise Date"). The warrant shall be exercisable for a period of thirteen months from the Initial Exercise Date.

F4 · derivative.expiration_date: The Series A Common Stock warrant is exercisable any time after the Company publicly announces through the filing of a Current Report on Form 8-K that the Company has received Stockholder Approval and the amendment to the Company's Certificate of Incorporation has become effective (the "Initial Exercise Date"). The warrant shall be exercisable for a period of thirteen months from the Initial Exercise Date.

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August 14, 2018 Filed Aug 16, 2018 16:01 UTC GrantPhantom Stock · Derivative 13,636 $0.55 Strike: $0.00 $7,499.80
Disclosure

SEC source: 0001654954-18-009262 · section16.xml · derivative · entry 2

Dillione Janet · CIK 0001489798 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,636

Underlying: Common Stock · 13,636 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock become payable in common stock on the tenth business day of January of the year following the reporting person's termination of service as a director.

F1 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock become payable in common stock on the tenth business day of January of the year following the reporting person's termination of service as a director.

F1 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock become payable in common stock on the tenth business day of January of the year following the reporting person's termination of service as a director.

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May 15, 2018 Filed May 17, 2018 16:01 UTC GrantPhantom Stock · Derivative 37,500 $0.20 Strike: $0.00 $7,500.00
Disclosure

SEC source: 0001654954-18-005595 · section16.xml · derivative · entry 2

Dillione Janet · CIK 0001489798 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,500

Underlying: Common Stock · 37,500 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock become payable in common stock on the tenth business day of January of the year following the reporting person's termination of service as a director.

F1 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock become payable in common stock on the tenth business day of January of the year following the reporting person's termination of service as a director.

F1 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock become payable in common stock on the tenth business day of January of the year following the reporting person's termination of service as a director.

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March 19, 2018 Filed Apr 9, 2018 20:01 UTC
Hurlburt ElizabethEVP, Head of Clinical Ops.
GrantStock Option (Right to Buy Common Stock) · Derivative 310,000 $0.00 Strike: $0.29 $0.00
Disclosure

SEC source: 0001654954-18-003745 · section16.xml · derivative · entry 1

Masson Elizabeth · CIK 0001735256 · EVP, Head of Clinical Ops.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 310,000

Underlying: Common Stock · 310,000 shares

Expires 2028-03-19

F1 · derivative.exercise_date: The options vest as follows: 186,000 will vest over four years in four (4) equal installments on the first four anniversaries of 3/19/2018. The remaining 124,000 options vest on the achievement of certain milestones, subject to continued employment.

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February 21, 2018 Filed Mar 22, 2018 16:03 UTC
Kaplan MyronDirector
Exercise / conversionRestricted Stock Units · Derivative 10,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001654954-18-002935 · section16.xml · derivative · entry 2

Kaplan Myron · CIK 0001672645 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These Restricted Stock Units were granted on 2/21/2017. Each restricted stock unit represents the right to receive one share of CorMedix Inc. common stock. The restricted stock units vested in full on the first anniversary of the date of grant, which was February 21, 2018.

F1 · derivative.expiration_date: These Restricted Stock Units were granted on 2/21/2017. Each restricted stock unit represents the right to receive one share of CorMedix Inc. common stock. The restricted stock units vested in full on the first anniversary of the date of grant, which was February 21, 2018.

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February 21, 2018 Filed Mar 22, 2018 16:03 UTC
Kaplan MyronDirector
Exercise / conversionCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001654954-18-002935 · section16.xml · nonDerivative · entry 1

Kaplan Myron · CIK 0001672645 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 294,166

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: These Restricted Stock Units were granted on 2/21/2017. Each restricted stock unit represents the right to receive one share of CorMedix Inc. common stock. The restricted stock units vested in full on the first anniversary of the date of grant, which was February 21, 2018.

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February 21, 2018 Filed Mar 22, 2018 16:01 UTC Exercise / conversionRestricted Stock Units · Derivative 15,357 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001654954-18-002932 · section16.xml · derivative · entry 2

Dillione Janet · CIK 0001489798 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,357 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These Restricted Stock Units were granted on 2/21/2017. Each restricted stock unit represents the right to receive one share of CorMedix Inc. common stock. The restricted stock vested in full on the first anniversary of the date of grant, which was February 21, 2018.

F1 · derivative.expiration_date: These Restricted Stock Units were granted on 2/21/2017. Each restricted stock unit represents the right to receive one share of CorMedix Inc. common stock. The restricted stock vested in full on the first anniversary of the date of grant, which was February 21, 2018.

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February 21, 2018 Filed Mar 22, 2018 16:01 UTC Exercise / conversionCommon Stock 15,357 $0.00 $0.00
Disclosure

SEC source: 0001654954-18-002932 · section16.xml · nonDerivative · entry 1

Dillione Janet · CIK 0001489798 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,409

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · date: These Restricted Stock Units were granted on 2/21/2017. Each restricted stock unit represents the right to receive one share of CorMedix Inc. common stock. The restricted stock vested in full on the first anniversary of the date of grant, which was February 21, 2018.

F1 · price: These Restricted Stock Units were granted on 2/21/2017. Each restricted stock unit represents the right to receive one share of CorMedix Inc. common stock. The restricted stock vested in full on the first anniversary of the date of grant, which was February 21, 2018.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.