Last 12 months
Inside the activity.
2 purchase rows · 1 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 1 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 2 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 15, 2015 Filed Jan 7, 2019 15:07 UTC |
MILLS RICHARD CDirector · Chief Executive Officer · 10% owner
|
OtherCommon Stock | 87,976 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-19-000479 · edgar.xml · nonDerivative · entry 4 MILLS RICHARD C · CIK 0001076128 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By RFK Commnications, LLC Disclosed balance after: 87,976 F1 · kind: Shares received as merger consideration in connection with Issuer's merger with Conexus World Capital, LLC. F7 · shares: All common stock share numbers have be adjusted to reflect a 1 for 30 reverse stock split effective on 10/17/2018. F1 · price: Shares received as merger consideration in connection with Issuer's merger with Conexus World Capital, LLC. F7 · balance_after: All common stock share numbers have be adjusted to reflect a 1 for 30 reverse stock split effective on 10/17/2018. F2 · ownership.nature: The Reporting Person is a principal of RFK Communications, LLC and has voting and investment power for this entity. Read SEC document |
| October 15, 2015 Filed Jan 7, 2019 15:07 UTC |
MILLS RICHARD CDirector · Chief Executive Officer · 10% owner
|
OtherCommon Stock | 248,236 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-19-000479 · edgar.xml · nonDerivative · entry 1 MILLS RICHARD C · CIK 0001076128 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 248,236 F1 · kind: Shares received as merger consideration in connection with Issuer's merger with Conexus World Capital, LLC. F7 · shares: All common stock share numbers have be adjusted to reflect a 1 for 30 reverse stock split effective on 10/17/2018. F1 · price: Shares received as merger consideration in connection with Issuer's merger with Conexus World Capital, LLC. F7 · balance_after: All common stock share numbers have be adjusted to reflect a 1 for 30 reverse stock split effective on 10/17/2018. Read SEC document |
| October 15, 2015 Filed Feb 15, 2024 21:47 UTC Amendment |
MILLS RICHARD CDirector · Chief Executive Officer · 10% owner
|
OtherCommon Stock | 29,325 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-24-004389 · rdgdoc.xml · nonDerivative · entry 2 MILLS RICHARD C · CIK 0001076128 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By RFK Communications, LLC Disclosed balance after: 29,325 F2 · kind: All common stock share numbers reflect the Issuer's 1-for-30 reverse stock split effective on October 17, 2018, and a 1-for-3 reverse stock split effective on March 27, 2023. F2 · shares: All common stock share numbers reflect the Issuer's 1-for-30 reverse stock split effective on October 17, 2018, and a 1-for-3 reverse stock split effective on March 27, 2023. F3 · shares: Shares received as merger consideration in connection with Issuer's merger with Conexus World Capital, LLC. F1 · price: On January 7, 2019, the reporting person filed a Form 5 that inadvertently reported that he received 82,744 shares as merger consideration in connection with Issuer's merger with Conexus World Capital, LLC. In fact, the reporting person received 71,634 shares in such merger. F2 · balance_after: All common stock share numbers reflect the Issuer's 1-for-30 reverse stock split effective on October 17, 2018, and a 1-for-3 reverse stock split effective on March 27, 2023. F4 · ownership.nature: The Reporting Person is a principal of RFK Communications, LLC and has voting and investment power for this entity. Read SEC document |
| October 15, 2015 Filed Feb 15, 2024 21:47 UTC Amendment |
MILLS RICHARD CDirector · Chief Executive Officer · 10% owner
|
OtherCommon Stock | 71,634 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-24-004389 · rdgdoc.xml · nonDerivative · entry 1 MILLS RICHARD C · CIK 0001076128 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 286,601 F1 · kind: On January 7, 2019, the reporting person filed a Form 5 that inadvertently reported that he received 82,744 shares as merger consideration in connection with Issuer's merger with Conexus World Capital, LLC. In fact, the reporting person received 71,634 shares in such merger. F1 · shares: On January 7, 2019, the reporting person filed a Form 5 that inadvertently reported that he received 82,744 shares as merger consideration in connection with Issuer's merger with Conexus World Capital, LLC. In fact, the reporting person received 71,634 shares in such merger. F1 · price: On January 7, 2019, the reporting person filed a Form 5 that inadvertently reported that he received 82,744 shares as merger consideration in connection with Issuer's merger with Conexus World Capital, LLC. In fact, the reporting person received 71,634 shares in such merger. F2 · balance_after: All common stock share numbers reflect the Issuer's 1-for-30 reverse stock split effective on October 17, 2018, and a 1-for-3 reverse stock split effective on March 27, 2023. Read SEC document |
| June 30, 2015 Filed Jan 23, 2017 19:20 UTC |
HARRIS DONALD ADirector
|
OtherSeries A Convertible Preferred Stock · Derivative | 1,100 | Not disclosed Strike: $0.26 | Not disclosed |
DisclosureSEC source: 0001179110-17-001157 · edgar.xml · derivative · entry 4 HARRIS DONALD A · CIK 0001134583 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,100 Underlying: Common Stock · 4,314 shares Expires not disclosed F3 · kind: The Reporting Person received these shares as a payment-in-kind dividend. F3 · price: The Reporting Person received these shares as a payment-in-kind dividend. F1 · derivative.expiration_date: No expiration date. Read SEC document |
| June 23, 2015 Filed Jan 18, 2017 16:14 UTC |
COGUT CRAIG M10% owner
PEGASUS CAPITAL LLC10% owner
Pegasus Investors IV GP, LLC10% owner
Pegasus Investors IV, L.P.10% owner
PEGASUS PARTNERS IV (AIV), L.P.10% owner
PEGASUS PARTNERS IV LP10% owner
PP IV BSH, LLC10% owner
|
PurchaseCommon Stock Warrant (right to buy) · Derivative | 935,351 | Not disclosed Strike: $0.30 | Not disclosed |
DisclosureSEC source: 0001179110-17-000987 · edgar.xml · derivative · entry 6 COGUT CRAIG M · CIK 0001032672 · 10% owner PEGASUS CAPITAL LLC · CIK 0001259178 · 10% owner Pegasus Investors IV GP, LLC · CIK 0001441405 · 10% owner Pegasus Investors IV, L.P. · CIK 0001441404 · 10% owner PEGASUS PARTNERS IV (AIV), L.P. · CIK 0001497525 · 10% owner PEGASUS PARTNERS IV LP · CIK 0001431283 · 10% owner PP IV BSH, LLC · CIK 0001616239 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 935,351 Underlying: Common Stock · 935,351 shares Expires 2020-06-23 F10 · price: The warrant was issued for no additional consideration in connection with the conversion of an earlier promissory note into a longer-term debt obligation of the issuer. F1 · ownership.nature: All securities acquired and included in this report were acquired by Slipstream Communications, LLC ("Slipstream Communications"). BCOM Holdings, LP ("BCOM Holdings") is the managing member of Slipstream Communications. BCOM GP LLC ("BCOM GP") is the general partner of BCOM Holdings. Business Services Holdings, LLC ("Business Services Holdings") is the sole member of BCOM GP. Each of PP IV BSH, LLC ("PP IV BSH"), Pegasus Partners IV (AIV), L.P. ("Pegasus Partners (AIV)") and Pegasus Investors IV, L.P. ("Pegasus Investors") are the members of Business Services Holdings. Pegasus Partners IV, L.P. ("Pegasus Partners") is the sole member of PP IV BSH. Pegasus Investors is the general partner of each of Pegasus Partners (AIV) and Pegasus Partners, and Pegasus Investors IV GP, L.L.C. ("Pegasus Investors GP") is the general partner of Pegasus Investors. Pegasus Investors GP is wholly owned by Pegasus Capital, LLC ("Pegasus Capital"). F2 · ownership.nature: Pegasus Capital may be deemed to be directly or indirectly controlled by Mr. Craig Cogut. Slipstream Communications, BCOM Holdings, BCOM GP and Business Services Holdings are filing a separate Form 4 to report the transactions reported herein.Each of Slipstream Communications, BCOM Holdings, BCOM GP, Business Services Holdings, PP IV BSH, Pegasus Partners (AIV), Pegasus Partners, Pegasus Investors, Pegasus Investors GP, Pegasus Capital and Mr. Cogut disclaims beneficial ownership of any of the issuer's securities as to which this report relates except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that any of the foregoing entities or Mr. Cogut is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purposes. Read SEC document |
| June 23, 2015 Filed Jan 18, 2017 21:15 UTC |
Business Services Holdings, LLC10% owner
Slipstream Communications, LLC10% owner
BCOM GP LLC10% owner
BCOM Holdings, LP10% owner
|
PurchaseCommon Stock Warrant (right to buy) · Derivative | 935,351 | Not disclosed Strike: $0.30 | Not disclosed |
DisclosureSEC source: 0001179110-17-000988 · edgar.xml · derivative · entry 6 Business Services Holdings, LLC · CIK 0001616237 · 10% owner Slipstream Communications, LLC · CIK 0001616222 · 10% owner BCOM GP LLC · CIK 0001616236 · 10% owner BCOM Holdings, LP · CIK 0001616231 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 935,351 Underlying: Common Stock · 935,351 shares Expires 2020-06-23 F10 · price: The warrant was issued for no additional consideration in connection with the conversion of an earlier promissory note into a longer-term debt obligation of the issuer. F1 · ownership.nature: All securities acquired and included in this report were acquired by Slipstream Funding, LLC ("Slipstream Funding"). Slipstream Funding is wholly owned by Slipstream Communications, LLC. ("Slipstream Communications"). BCOM Holdings, LP ("BCOM Holdings") is the managing member of Slipstream Communications. BCOM GP LLC ("BCOM GP") is the general partner of BCOM Holdings. Business Services Holdings, LLC ("Business Services Holdings") is the sole member of BCOM GP. Each of PP IV BSH, LLC ("PP IV BSH"), Pegasus Partners IV (AIV), L.P. ("Pegasus Partners (AIV)") and Pegasus Investors IV, L.P. ("Pegasus Investors") are the members of Business Services Holdings. Pegasus Partners IV, L.P. ("Pegasus Partners") is the sole member of PP IV BSH. Pegasus Investors is the general partner of each of Pegasus Partners (AIV) and Pegasus Partners, and Pegasus Investors IV GP, L.L.C. ("Pegasus Investors GP") is the general partner of Pegasus Investors. F2 · ownership.nature: Pegasus Investors GP is wholly owned by Pegasus Capital, LLC ("Pegasus Capital"). Pegasus Capital may be deemed to be directly or indirectly controlled by Mr. Craig Cogut.Craig Cogut, Pegasus Capital, Pegasus Investors, Pegasus Partners, Pegasus Partners (AIV), Pegasus Investors GP, and PP IV BSH are filing a separate Form 4 to report the transactions reported herein. Each of Slipstream Communications, BCOM Holdings, BCOM GP, Business Services Holdings, PP IV BSH, Pegasus Partners (AIV), Pegasus Partners, Pegasus Investors, Pegasus Investors GP, Pegasus Capital and Mr. Cogut disclaim beneficial ownership of any of the issuer's securities as to which this report relates except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that any of the foregoing entities or Mr. Cogut is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purposes. Read SEC document |
| May 20, 2015 Filed Jan 18, 2017 16:14 UTC |
COGUT CRAIG M10% owner
PEGASUS CAPITAL LLC10% owner
Pegasus Investors IV GP, LLC10% owner
Pegasus Investors IV, L.P.10% owner
PEGASUS PARTNERS IV (AIV), L.P.10% owner
PEGASUS PARTNERS IV LP10% owner
PP IV BSH, LLC10% owner
|
PurchaseCommon Stock Warrant (right to buy) · Derivative | 762,295 | Not disclosed Strike: $0.31 | Not disclosed |
DisclosureSEC source: 0001179110-17-000987 · edgar.xml · derivative · entry 5 COGUT CRAIG M · CIK 0001032672 · 10% owner PEGASUS CAPITAL LLC · CIK 0001259178 · 10% owner Pegasus Investors IV GP, LLC · CIK 0001441405 · 10% owner Pegasus Investors IV, L.P. · CIK 0001441404 · 10% owner PEGASUS PARTNERS IV (AIV), L.P. · CIK 0001497525 · 10% owner PEGASUS PARTNERS IV LP · CIK 0001431283 · 10% owner PP IV BSH, LLC · CIK 0001616239 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 762,295 Underlying: Common Stock · 762,295 shares Expires 2020-05-20 F9 · price: The warrant was issued for no additional consideration in connection with the offer and sale of the Subordinated Secured Promissory Note on the same date. F1 · ownership.nature: All securities acquired and included in this report were acquired by Slipstream Communications, LLC ("Slipstream Communications"). BCOM Holdings, LP ("BCOM Holdings") is the managing member of Slipstream Communications. BCOM GP LLC ("BCOM GP") is the general partner of BCOM Holdings. Business Services Holdings, LLC ("Business Services Holdings") is the sole member of BCOM GP. Each of PP IV BSH, LLC ("PP IV BSH"), Pegasus Partners IV (AIV), L.P. ("Pegasus Partners (AIV)") and Pegasus Investors IV, L.P. ("Pegasus Investors") are the members of Business Services Holdings. Pegasus Partners IV, L.P. ("Pegasus Partners") is the sole member of PP IV BSH. Pegasus Investors is the general partner of each of Pegasus Partners (AIV) and Pegasus Partners, and Pegasus Investors IV GP, L.L.C. ("Pegasus Investors GP") is the general partner of Pegasus Investors. Pegasus Investors GP is wholly owned by Pegasus Capital, LLC ("Pegasus Capital"). F2 · ownership.nature: Pegasus Capital may be deemed to be directly or indirectly controlled by Mr. Craig Cogut. Slipstream Communications, BCOM Holdings, BCOM GP and Business Services Holdings are filing a separate Form 4 to report the transactions reported herein.Each of Slipstream Communications, BCOM Holdings, BCOM GP, Business Services Holdings, PP IV BSH, Pegasus Partners (AIV), Pegasus Partners, Pegasus Investors, Pegasus Investors GP, Pegasus Capital and Mr. Cogut disclaims beneficial ownership of any of the issuer's securities as to which this report relates except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that any of the foregoing entities or Mr. Cogut is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purposes. Read SEC document |
| May 20, 2015 Filed Jan 18, 2017 16:14 UTC |
COGUT CRAIG M10% owner
PEGASUS CAPITAL LLC10% owner
Pegasus Investors IV GP, LLC10% owner
Pegasus Investors IV, L.P.10% owner
PEGASUS PARTNERS IV (AIV), L.P.10% owner
PEGASUS PARTNERS IV LP10% owner
PP IV BSH, LLC10% owner
|
PurchaseSubordinated Secured Promissory Note · Derivative | Not disclosed | $465,000.00 Strike: $0.75 | $465,000.00 |
DisclosureSEC source: 0001179110-17-000987 · edgar.xml · derivative · entry 4 COGUT CRAIG M · CIK 0001032672 · 10% owner PEGASUS CAPITAL LLC · CIK 0001259178 · 10% owner Pegasus Investors IV GP, LLC · CIK 0001441405 · 10% owner Pegasus Investors IV, L.P. · CIK 0001441404 · 10% owner PEGASUS PARTNERS IV (AIV), L.P. · CIK 0001497525 · 10% owner PEGASUS PARTNERS IV LP · CIK 0001431283 · 10% owner PP IV BSH, LLC · CIK 0001616239 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: Not disclosed Underlying: Series A 6% Convertible Preferred Stock · 581,250 shares Expires 2016-05-20 F8 · derivative.exercise_price: The conversion price reflected in the table is the effective conversion price under the promissory note, after giving effect to a 25% conversion premium contained in the promissory note. F1 · ownership.nature: All securities acquired and included in this report were acquired by Slipstream Communications, LLC ("Slipstream Communications"). BCOM Holdings, LP ("BCOM Holdings") is the managing member of Slipstream Communications. BCOM GP LLC ("BCOM GP") is the general partner of BCOM Holdings. Business Services Holdings, LLC ("Business Services Holdings") is the sole member of BCOM GP. Each of PP IV BSH, LLC ("PP IV BSH"), Pegasus Partners IV (AIV), L.P. ("Pegasus Partners (AIV)") and Pegasus Investors IV, L.P. ("Pegasus Investors") are the members of Business Services Holdings. Pegasus Partners IV, L.P. ("Pegasus Partners") is the sole member of PP IV BSH. Pegasus Investors is the general partner of each of Pegasus Partners (AIV) and Pegasus Partners, and Pegasus Investors IV GP, L.L.C. ("Pegasus Investors GP") is the general partner of Pegasus Investors. Pegasus Investors GP is wholly owned by Pegasus Capital, LLC ("Pegasus Capital"). F2 · ownership.nature: Pegasus Capital may be deemed to be directly or indirectly controlled by Mr. Craig Cogut. Slipstream Communications, BCOM Holdings, BCOM GP and Business Services Holdings are filing a separate Form 4 to report the transactions reported herein.Each of Slipstream Communications, BCOM Holdings, BCOM GP, Business Services Holdings, PP IV BSH, Pegasus Partners (AIV), Pegasus Partners, Pegasus Investors, Pegasus Investors GP, Pegasus Capital and Mr. Cogut disclaims beneficial ownership of any of the issuer's securities as to which this report relates except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that any of the foregoing entities or Mr. Cogut is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purposes. Read SEC document |
| May 20, 2015 Filed Jan 18, 2017 21:15 UTC |
Business Services Holdings, LLC10% owner
Slipstream Communications, LLC10% owner
BCOM GP LLC10% owner
BCOM Holdings, LP10% owner
|
PurchaseCommon Stock Warrant (right to buy) · Derivative | 762,295 | Not disclosed Strike: $0.31 | Not disclosed |
DisclosureSEC source: 0001179110-17-000988 · edgar.xml · derivative · entry 5 Business Services Holdings, LLC · CIK 0001616237 · 10% owner Slipstream Communications, LLC · CIK 0001616222 · 10% owner BCOM GP LLC · CIK 0001616236 · 10% owner BCOM Holdings, LP · CIK 0001616231 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 762,295 Underlying: Common Stock · 762,295 shares Expires 2020-05-20 F9 · price: The warrant was issued for no additional consideration in connection with the offer and sale of the Subordinated Secured Promissory Note on the same date. F1 · ownership.nature: All securities acquired and included in this report were acquired by Slipstream Funding, LLC ("Slipstream Funding"). Slipstream Funding is wholly owned by Slipstream Communications, LLC. ("Slipstream Communications"). BCOM Holdings, LP ("BCOM Holdings") is the managing member of Slipstream Communications. BCOM GP LLC ("BCOM GP") is the general partner of BCOM Holdings. Business Services Holdings, LLC ("Business Services Holdings") is the sole member of BCOM GP. Each of PP IV BSH, LLC ("PP IV BSH"), Pegasus Partners IV (AIV), L.P. ("Pegasus Partners (AIV)") and Pegasus Investors IV, L.P. ("Pegasus Investors") are the members of Business Services Holdings. Pegasus Partners IV, L.P. ("Pegasus Partners") is the sole member of PP IV BSH. Pegasus Investors is the general partner of each of Pegasus Partners (AIV) and Pegasus Partners, and Pegasus Investors IV GP, L.L.C. ("Pegasus Investors GP") is the general partner of Pegasus Investors. F2 · ownership.nature: Pegasus Investors GP is wholly owned by Pegasus Capital, LLC ("Pegasus Capital"). Pegasus Capital may be deemed to be directly or indirectly controlled by Mr. Craig Cogut.Craig Cogut, Pegasus Capital, Pegasus Investors, Pegasus Partners, Pegasus Partners (AIV), Pegasus Investors GP, and PP IV BSH are filing a separate Form 4 to report the transactions reported herein. Each of Slipstream Communications, BCOM Holdings, BCOM GP, Business Services Holdings, PP IV BSH, Pegasus Partners (AIV), Pegasus Partners, Pegasus Investors, Pegasus Investors GP, Pegasus Capital and Mr. Cogut disclaim beneficial ownership of any of the issuer's securities as to which this report relates except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that any of the foregoing entities or Mr. Cogut is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purposes. Read SEC document |
| May 20, 2015 Filed Jan 18, 2017 21:15 UTC |
Business Services Holdings, LLC10% owner
Slipstream Communications, LLC10% owner
BCOM GP LLC10% owner
BCOM Holdings, LP10% owner
|
PurchaseSubordinated Secured Promissory Note · Derivative | Not disclosed | $465,000.00 Strike: $0.75 | $465,000.00 |
DisclosureSEC source: 0001179110-17-000988 · edgar.xml · derivative · entry 4 Business Services Holdings, LLC · CIK 0001616237 · 10% owner Slipstream Communications, LLC · CIK 0001616222 · 10% owner BCOM GP LLC · CIK 0001616236 · 10% owner BCOM Holdings, LP · CIK 0001616231 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: Not disclosed Underlying: Series A 6% Convertible Preferred Stock · 581,250 shares Expires 2016-05-20 F8 · derivative.exercise_price: The conversion price reflected in the table is the effective conversion price under the promissory note, after giving effect to a 25% conversion premium contained in the promissory note. F1 · ownership.nature: All securities acquired and included in this report were acquired by Slipstream Funding, LLC ("Slipstream Funding"). Slipstream Funding is wholly owned by Slipstream Communications, LLC. ("Slipstream Communications"). BCOM Holdings, LP ("BCOM Holdings") is the managing member of Slipstream Communications. BCOM GP LLC ("BCOM GP") is the general partner of BCOM Holdings. Business Services Holdings, LLC ("Business Services Holdings") is the sole member of BCOM GP. Each of PP IV BSH, LLC ("PP IV BSH"), Pegasus Partners IV (AIV), L.P. ("Pegasus Partners (AIV)") and Pegasus Investors IV, L.P. ("Pegasus Investors") are the members of Business Services Holdings. Pegasus Partners IV, L.P. ("Pegasus Partners") is the sole member of PP IV BSH. Pegasus Investors is the general partner of each of Pegasus Partners (AIV) and Pegasus Partners, and Pegasus Investors IV GP, L.L.C. ("Pegasus Investors GP") is the general partner of Pegasus Investors. F2 · ownership.nature: Pegasus Investors GP is wholly owned by Pegasus Capital, LLC ("Pegasus Capital"). Pegasus Capital may be deemed to be directly or indirectly controlled by Mr. Craig Cogut.Craig Cogut, Pegasus Capital, Pegasus Investors, Pegasus Partners, Pegasus Partners (AIV), Pegasus Investors GP, and PP IV BSH are filing a separate Form 4 to report the transactions reported herein. Each of Slipstream Communications, BCOM Holdings, BCOM GP, Business Services Holdings, PP IV BSH, Pegasus Partners (AIV), Pegasus Partners, Pegasus Investors, Pegasus Investors GP, Pegasus Capital and Mr. Cogut disclaim beneficial ownership of any of the issuer's securities as to which this report relates except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that any of the foregoing entities or Mr. Cogut is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purposes. Read SEC document |
| February 18, 2015 Filed Jan 18, 2017 16:14 UTC |
COGUT CRAIG M10% owner
PEGASUS CAPITAL LLC10% owner
Pegasus Investors IV GP, LLC10% owner
Pegasus Investors IV, L.P.10% owner
PEGASUS PARTNERS IV (AIV), L.P.10% owner
PEGASUS PARTNERS IV LP10% owner
PP IV BSH, LLC10% owner
|
PurchaseCommon Stock Warrant (right to buy) · Derivative | 218,750 | Not disclosed Strike: $0.50 | Not disclosed |
DisclosureSEC source: 0001179110-17-000987 · edgar.xml · derivative · entry 3 COGUT CRAIG M · CIK 0001032672 · 10% owner PEGASUS CAPITAL LLC · CIK 0001259178 · 10% owner Pegasus Investors IV GP, LLC · CIK 0001441405 · 10% owner Pegasus Investors IV, L.P. · CIK 0001441404 · 10% owner PEGASUS PARTNERS IV (AIV), L.P. · CIK 0001497525 · 10% owner PEGASUS PARTNERS IV LP · CIK 0001431283 · 10% owner PP IV BSH, LLC · CIK 0001616239 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 218,750 Underlying: Common Stock · 218,750 shares Expires 2020-02-18 F6 · derivative.exercise_price: As of the date of this report, the exercise price at which the warrant may be exercised for the purchase of Common Stock is $0.36. F7 · price: The warrant was issued for no additional consideration in connection with the offer and sale of Series A 6% Convertible Preferred Stock on the same date. F1 · ownership.nature: All securities acquired and included in this report were acquired by Slipstream Communications, LLC ("Slipstream Communications"). BCOM Holdings, LP ("BCOM Holdings") is the managing member of Slipstream Communications. BCOM GP LLC ("BCOM GP") is the general partner of BCOM Holdings. Business Services Holdings, LLC ("Business Services Holdings") is the sole member of BCOM GP. Each of PP IV BSH, LLC ("PP IV BSH"), Pegasus Partners IV (AIV), L.P. ("Pegasus Partners (AIV)") and Pegasus Investors IV, L.P. ("Pegasus Investors") are the members of Business Services Holdings. Pegasus Partners IV, L.P. ("Pegasus Partners") is the sole member of PP IV BSH. Pegasus Investors is the general partner of each of Pegasus Partners (AIV) and Pegasus Partners, and Pegasus Investors IV GP, L.L.C. ("Pegasus Investors GP") is the general partner of Pegasus Investors. Pegasus Investors GP is wholly owned by Pegasus Capital, LLC ("Pegasus Capital"). F2 · ownership.nature: Pegasus Capital may be deemed to be directly or indirectly controlled by Mr. Craig Cogut. Slipstream Communications, BCOM Holdings, BCOM GP and Business Services Holdings are filing a separate Form 4 to report the transactions reported herein.Each of Slipstream Communications, BCOM Holdings, BCOM GP, Business Services Holdings, PP IV BSH, Pegasus Partners (AIV), Pegasus Partners, Pegasus Investors, Pegasus Investors GP, Pegasus Capital and Mr. Cogut disclaims beneficial ownership of any of the issuer's securities as to which this report relates except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that any of the foregoing entities or Mr. Cogut is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purposes. Read SEC document |
| February 18, 2015 Filed Jan 18, 2017 16:14 UTC |
COGUT CRAIG M10% owner
PEGASUS CAPITAL LLC10% owner
Pegasus Investors IV GP, LLC10% owner
Pegasus Investors IV, L.P.10% owner
PEGASUS PARTNERS IV (AIV), L.P.10% owner
PEGASUS PARTNERS IV LP10% owner
PP IV BSH, LLC10% owner
|
PurchaseSeries A 6% Convertible Preferred Stock · Derivative | 175,000 | $1.00 Strike: $0.40 | $175,000.00 |
DisclosureSEC source: 0001179110-17-000987 · edgar.xml · derivative · entry 2 COGUT CRAIG M · CIK 0001032672 · 10% owner PEGASUS CAPITAL LLC · CIK 0001259178 · 10% owner Pegasus Investors IV GP, LLC · CIK 0001441405 · 10% owner Pegasus Investors IV, L.P. · CIK 0001441404 · 10% owner PEGASUS PARTNERS IV (AIV), L.P. · CIK 0001497525 · 10% owner PEGASUS PARTNERS IV LP · CIK 0001431283 · 10% owner PP IV BSH, LLC · CIK 0001616239 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 675,000 Underlying: Common Stock · 437,500 shares Expires not disclosed F4 · derivative.exercise_price: As of the date of this report, the conversion price at which the Series A 6% Convertible Preferred Stock may be converted into Common Stock is $0.255. F5 · derivative.expiration_date: No expiration date. F1 · ownership.nature: All securities acquired and included in this report were acquired by Slipstream Communications, LLC ("Slipstream Communications"). BCOM Holdings, LP ("BCOM Holdings") is the managing member of Slipstream Communications. BCOM GP LLC ("BCOM GP") is the general partner of BCOM Holdings. Business Services Holdings, LLC ("Business Services Holdings") is the sole member of BCOM GP. Each of PP IV BSH, LLC ("PP IV BSH"), Pegasus Partners IV (AIV), L.P. ("Pegasus Partners (AIV)") and Pegasus Investors IV, L.P. ("Pegasus Investors") are the members of Business Services Holdings. Pegasus Partners IV, L.P. ("Pegasus Partners") is the sole member of PP IV BSH. Pegasus Investors is the general partner of each of Pegasus Partners (AIV) and Pegasus Partners, and Pegasus Investors IV GP, L.L.C. ("Pegasus Investors GP") is the general partner of Pegasus Investors. Pegasus Investors GP is wholly owned by Pegasus Capital, LLC ("Pegasus Capital"). F2 · ownership.nature: Pegasus Capital may be deemed to be directly or indirectly controlled by Mr. Craig Cogut. Slipstream Communications, BCOM Holdings, BCOM GP and Business Services Holdings are filing a separate Form 4 to report the transactions reported herein.Each of Slipstream Communications, BCOM Holdings, BCOM GP, Business Services Holdings, PP IV BSH, Pegasus Partners (AIV), Pegasus Partners, Pegasus Investors, Pegasus Investors GP, Pegasus Capital and Mr. Cogut disclaims beneficial ownership of any of the issuer's securities as to which this report relates except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that any of the foregoing entities or Mr. Cogut is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purposes. Read SEC document |
| February 18, 2015 Filed Jan 18, 2017 21:15 UTC |
Business Services Holdings, LLC10% owner
Slipstream Communications, LLC10% owner
BCOM GP LLC10% owner
BCOM Holdings, LP10% owner
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PurchaseCommon Stock Warrant (right to buy) · Derivative | 218,750 | Not disclosed Strike: $0.50 | Not disclosed |
DisclosureSEC source: 0001179110-17-000988 · edgar.xml · derivative · entry 3 Business Services Holdings, LLC · CIK 0001616237 · 10% owner Slipstream Communications, LLC · CIK 0001616222 · 10% owner BCOM GP LLC · CIK 0001616236 · 10% owner BCOM Holdings, LP · CIK 0001616231 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 218,750 Underlying: Common Stock · 218,750 shares Expires 2020-02-18 F6 · derivative.exercise_price: As of the date of this report, the exercise price at which the warrant may be exercised for the purchase of Common Stock is $0.36. F7 · price: The warrant was issued for no additional consideration in connection with the offer and sale of Series A 6% Convertible Preferred Stock on the same date. F1 · ownership.nature: All securities acquired and included in this report were acquired by Slipstream Funding, LLC ("Slipstream Funding"). Slipstream Funding is wholly owned by Slipstream Communications, LLC. ("Slipstream Communications"). BCOM Holdings, LP ("BCOM Holdings") is the managing member of Slipstream Communications. BCOM GP LLC ("BCOM GP") is the general partner of BCOM Holdings. Business Services Holdings, LLC ("Business Services Holdings") is the sole member of BCOM GP. Each of PP IV BSH, LLC ("PP IV BSH"), Pegasus Partners IV (AIV), L.P. ("Pegasus Partners (AIV)") and Pegasus Investors IV, L.P. ("Pegasus Investors") are the members of Business Services Holdings. Pegasus Partners IV, L.P. ("Pegasus Partners") is the sole member of PP IV BSH. Pegasus Investors is the general partner of each of Pegasus Partners (AIV) and Pegasus Partners, and Pegasus Investors IV GP, L.L.C. ("Pegasus Investors GP") is the general partner of Pegasus Investors. F2 · ownership.nature: Pegasus Investors GP is wholly owned by Pegasus Capital, LLC ("Pegasus Capital"). Pegasus Capital may be deemed to be directly or indirectly controlled by Mr. Craig Cogut.Craig Cogut, Pegasus Capital, Pegasus Investors, Pegasus Partners, Pegasus Partners (AIV), Pegasus Investors GP, and PP IV BSH are filing a separate Form 4 to report the transactions reported herein. Each of Slipstream Communications, BCOM Holdings, BCOM GP, Business Services Holdings, PP IV BSH, Pegasus Partners (AIV), Pegasus Partners, Pegasus Investors, Pegasus Investors GP, Pegasus Capital and Mr. Cogut disclaim beneficial ownership of any of the issuer's securities as to which this report relates except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that any of the foregoing entities or Mr. Cogut is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purposes. Read SEC document |
| February 18, 2015 Filed Jan 18, 2017 21:15 UTC |
Business Services Holdings, LLC10% owner
Slipstream Communications, LLC10% owner
BCOM GP LLC10% owner
BCOM Holdings, LP10% owner
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PurchaseSeries A 6% Convertible Preferred Stock · Derivative | 175,000 | $1.00 Strike: $0.40 | $175,000.00 |
DisclosureSEC source: 0001179110-17-000988 · edgar.xml · derivative · entry 2 Business Services Holdings, LLC · CIK 0001616237 · 10% owner Slipstream Communications, LLC · CIK 0001616222 · 10% owner BCOM GP LLC · CIK 0001616236 · 10% owner BCOM Holdings, LP · CIK 0001616231 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 675,000 Underlying: Common Stock · 437,500 shares Expires not disclosed F4 · derivative.exercise_price: As of the date of this report, the conversion price at which the Series A 6% Convertible Preferred Stock may be converted into Common Stock is $0.255. F5 · derivative.expiration_date: No expiration date. F1 · ownership.nature: All securities acquired and included in this report were acquired by Slipstream Funding, LLC ("Slipstream Funding"). Slipstream Funding is wholly owned by Slipstream Communications, LLC. ("Slipstream Communications"). BCOM Holdings, LP ("BCOM Holdings") is the managing member of Slipstream Communications. BCOM GP LLC ("BCOM GP") is the general partner of BCOM Holdings. Business Services Holdings, LLC ("Business Services Holdings") is the sole member of BCOM GP. Each of PP IV BSH, LLC ("PP IV BSH"), Pegasus Partners IV (AIV), L.P. ("Pegasus Partners (AIV)") and Pegasus Investors IV, L.P. ("Pegasus Investors") are the members of Business Services Holdings. Pegasus Partners IV, L.P. ("Pegasus Partners") is the sole member of PP IV BSH. Pegasus Investors is the general partner of each of Pegasus Partners (AIV) and Pegasus Partners, and Pegasus Investors IV GP, L.L.C. ("Pegasus Investors GP") is the general partner of Pegasus Investors. F2 · ownership.nature: Pegasus Investors GP is wholly owned by Pegasus Capital, LLC ("Pegasus Capital"). Pegasus Capital may be deemed to be directly or indirectly controlled by Mr. Craig Cogut.Craig Cogut, Pegasus Capital, Pegasus Investors, Pegasus Partners, Pegasus Partners (AIV), Pegasus Investors GP, and PP IV BSH are filing a separate Form 4 to report the transactions reported herein. Each of Slipstream Communications, BCOM Holdings, BCOM GP, Business Services Holdings, PP IV BSH, Pegasus Partners (AIV), Pegasus Partners, Pegasus Investors, Pegasus Investors GP, Pegasus Capital and Mr. Cogut disclaim beneficial ownership of any of the issuer's securities as to which this report relates except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that any of the foregoing entities or Mr. Cogut is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purposes. Read SEC document |
| February 18, 2015 Filed Jan 23, 2017 19:20 UTC |
HARRIS DONALD ADirector
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PurchaseWarrants to purchase Common Stock · Derivative | 62,500 | Not disclosed Strike: $0.50 | Not disclosed |
DisclosureSEC source: 0001179110-17-001157 · edgar.xml · derivative · entry 3 HARRIS DONALD A · CIK 0001134583 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,500 Underlying: Common Stock · 62,500 shares Expires 2020-02-18 F2 · price: The Series A Convertible Preferred Stock and Warrants were purchased together for the price of $1.00 per share. Read SEC document |
| February 18, 2015 Filed Jan 23, 2017 19:20 UTC |
HARRIS DONALD ADirector
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PurchaseSeries A Convertible Preferred Stock · Derivative | 50,000 | $1.00 Strike: $0.26 | $50,000.00 |
DisclosureSEC source: 0001179110-17-001157 · edgar.xml · derivative · entry 2 HARRIS DONALD A · CIK 0001134583 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 196,078 shares Expires not disclosed F2 · price: The Series A Convertible Preferred Stock and Warrants were purchased together for the price of $1.00 per share. F1 · derivative.expiration_date: No expiration date. Read SEC document |
| January 22, 2015 Filed Oct 14, 2016 19:47 UTC |
Walpuck John James IIICFO and COO
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GrantStock Options (right to buy) · Derivative | 1,449,433 | $0.00 Strike: $0.32 | $0.00 |
DisclosureSEC source: 0001179110-16-030720 · edgar.xml · derivative · entry 4 Walpuck John James III · CIK 0001527408 · CFO and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,449,433 Underlying: Common Stock · 1,449,433 shares Expires 2025-01-22 F3 · derivative.exercise_date: Option vests in 25% increments on each of 1/22/2016, 1/22/2017, 1/22/2018 and 1/22/2019. Read SEC document |
| October 09, 2014 Filed Oct 14, 2016 19:47 UTC |
Walpuck John James IIICFO and COO
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GrantStock Options (right to buy) · Derivative | 480,685 | $0.00 Strike: $0.45 | $0.00 |
DisclosureSEC source: 0001179110-16-030720 · edgar.xml · derivative · entry 3 Walpuck John James III · CIK 0001527408 · CFO and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 480,685 Underlying: Common Stock · 480,685 shares Expires 2024-10-09 F2 · derivative.exercise_date: Option vests in 25% increments on each of 10/9/2015, 10/9/2016, 10/9/2017 and 10/9/2018. Read SEC document |
| August 18, 2014 Filed Oct 14, 2016 19:47 UTC |
Walpuck John James IIICFO and COO
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GrantStock Options (right to buy) · Derivative | 50,000 | $0.00 Strike: $0.45 | $0.00 |
DisclosureSEC source: 0001179110-16-030720 · edgar.xml · derivative · entry 2 Walpuck John James III · CIK 0001527408 · CFO and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2024-08-18 F1 · derivative.exercise_date: Vested as of the Creative Realities LLC merger. Read SEC document |
| May 29, 2014 Filed Oct 14, 2016 19:46 UTC Amendment |
Walpuck John James IIICFO and COO
|
GrantStock Options (right to buy) · Derivative | 270,000 | $0.00 Strike: $0.65 | $0.00 |
DisclosureSEC source: 0001179110-16-030719 · edgar.xml · derivative · entry 2 Walpuck John James III · CIK 0001527408 · CFO and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 270,000 Underlying: Common Stock · 270,000 shares Expires 2024-05-29 F1 · derivative.exercise_date: Vested upon completion of the Creative Realities LLC merger. Read SEC document |
| June 01, 2010 Filed Jun 3, 2020 20:37 UTC | Disposition to issuerStock Options (right to purchase) · Derivative | 240,000 | $0.00 Strike: $2.53 | $0.00 |
DisclosureSEC source: 0001179110-20-006897 · edgar.xml · derivative · entry 2 Logan William Lindsey IV · CIK 0001741920 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 240,000 shares Expires 2030-05-20 F1 · date: This transaction involves a rescission of a prior grant pursuant to an agreement dated June 1, 2020 between the Company and the Reporting Person in connection with securities granted which were in excess of the limits authorized by the Company's 2014 Stock Incentive Plan. As of the date of rescission, the forfeited options to acquire 240,000 shares were not vested. F1 · price: This transaction involves a rescission of a prior grant pursuant to an agreement dated June 1, 2020 between the Company and the Reporting Person in connection with securities granted which were in excess of the limits authorized by the Company's 2014 Stock Incentive Plan. As of the date of rescission, the forfeited options to acquire 240,000 shares were not vested. F1 · derivative.exercise_date: This transaction involves a rescission of a prior grant pursuant to an agreement dated June 1, 2020 between the Company and the Reporting Person in connection with securities granted which were in excess of the limits authorized by the Company's 2014 Stock Incentive Plan. As of the date of rescission, the forfeited options to acquire 240,000 shares were not vested. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.