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Nasdaq · USD

CRDF

Cardiff Oncology, Inc.

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6917
SEC CIK
0001213037
Parsed reports
215

Last 12 months

Inside the activity.

4 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202620
Jul 202620
Aug 202600
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 30, 2018 Filed Feb 1, 2018 16:30 UTC
Erlander MarkChief Scientific Officer
Tax withholdingCommon Stock 42,930 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-002487 · doc4.xml · nonDerivative · entry 2

Erlander Mark · CIK 0001651537 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,367

F2 · shares: The reporting person is reporting the withholding by Trovagene, Inc. of 42,930 shares of common stock to satisfy the reporting person's tax withholding obligations in connection with the delivery of the Converted Common Stock to the reporting person on January 30, 2018.

Read SEC document
January 30, 2018 Filed Feb 1, 2018 16:30 UTC
Erlander MarkChief Scientific Officer
Exercise / conversionCommon Stock 90,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-002487 · doc4.xml · nonDerivative · entry 1

Erlander Mark · CIK 0001651537 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,297

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion upon vesting of restricted stock units into common stock (the "Converted Common Stock"). On April 7, 2017, the reporting person was granted 90,000 restricted stock units, all of which vested on January 30, 2018. Such restricted stock units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission on April 10, 2017.

Read SEC document
January 30, 2018 Filed Feb 1, 2018 16:30 UTC
WELCH WILLIAM JDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 130,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-002485 · doc4.xml · derivative · entry 3

WELCH WILLIAM J · CIK 0001237522 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock · 130,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Trovagene, Inc. common stock.

F4 · derivative.exercise_date: On April 7, 2017, the reporting person was granted 130,000 restricted stock units, all of which vested on January 30, 2018. The common stock into which such vested restricted stock units converted on January 30, 2018 is reported in Table I on this Form 4.

F4 · derivative.expiration_date: On April 7, 2017, the reporting person was granted 130,000 restricted stock units, all of which vested on January 30, 2018. The common stock into which such vested restricted stock units converted on January 30, 2018 is reported in Table I on this Form 4.

Read SEC document
January 30, 2018 Filed Feb 1, 2018 16:30 UTC
WELCH WILLIAM JDirector · Chief Executive Officer
Tax withholdingCommon Stock 62,010 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-002485 · doc4.xml · nonDerivative · entry 2

WELCH WILLIAM J · CIK 0001237522 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 842,645

F2 · shares: The reporting person is reporting the withholding by Trovagene, Inc. of 62,010 shares of common stock to satisfy the reporting person's tax withholding obligations in connection with the delivery of the Converted Common Stock to the reporting person on January 30, 2018.

Read SEC document
January 30, 2018 Filed Feb 1, 2018 16:30 UTC
WELCH WILLIAM JDirector · Chief Executive Officer
Exercise / conversionCommon Stock 130,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-002485 · doc4.xml · nonDerivative · entry 1

WELCH WILLIAM J · CIK 0001237522 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 904,655

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion upon vesting of restricted stock units into common stock (the "Converted Common Stock"). On April 7, 2017, the reporting person was granted 130,000 restricted stock units, all of which vested on January 30, 2018. Such restricted stock units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission on April 10, 2017.

Read SEC document
January 23, 2018 Filed Jan 25, 2018 17:01 UTC
Erlander MarkChief Scientific Officer
GrantStock Options · Derivative 672,189 $0.00 Strike: $0.30 $0.00
Disclosure

SEC source: 0000899243-18-001904 · doc4.xml · derivative · entry 1

Erlander Mark · CIK 0001651537 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,782,189

Underlying: Common Stock · 672,189 shares

Expires 2028-01-23

F1 · derivative.exercise_date: 522,189 vest immediately upon grant and 50,000 vest on each of 1/23/2019, 2020 and 2021.

Read SEC document
January 23, 2018 Filed Jan 25, 2018 22:00 UTC
JACOB GARY SDirector
GrantStock Options · Derivative 54,322 $0.00 Strike: $0.30 $0.00
Disclosure

SEC source: 0000899243-18-001899 · doc4.xml · derivative · entry 1

JACOB GARY S · CIK 0001266802 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 248,101

Underlying: Common Stock · 54,322 shares

Expires 2028-01-23

Read SEC document
January 23, 2018 Filed Jan 25, 2018 17:00 UTC GrantStock Options · Derivative 54,322 $0.00 Strike: $0.30 $0.00
Disclosure

SEC source: 0000899243-18-001900 · doc4.xml · derivative · entry 1

ADAMS THOMAS PHD · CIK 0001234366 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 467,277

Underlying: Common Stock · 54,322 shares

Expires 2028-01-23

Read SEC document
January 23, 2018 Filed Jan 25, 2018 17:01 UTC
WELCH WILLIAM JDirector · Chief Executive Officer
GrantStock Options · Derivative 662,500 $0.00 Strike: $0.30 $0.00
Disclosure

SEC source: 0000899243-18-001902 · doc4.xml · derivative · entry 1

WELCH WILLIAM J · CIK 0001237522 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,412,500

Underlying: Common Stock · 662,500 shares

Expires 2028-01-23

Read SEC document
January 23, 2018 Filed Jan 25, 2018 22:05 UTC GrantStock Options · Derivative 54,322 $0.00 Strike: $0.30 $0.00
Disclosure

SEC source: 0000899243-18-001907 · doc4.xml · derivative · entry 1

BRANCACCIO JOHN P · CIK 0001276551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 246,130

Underlying: Common Stock · 54,322 shares

Expires 2028-01-23

Read SEC document
January 23, 2018 Filed Jan 25, 2018 22:02 UTC GrantStock Options · Derivative 54,322 $0.00 Strike: $0.30 $0.00
Disclosure

SEC source: 0000899243-18-001906 · doc4.xml · derivative · entry 1

Billings Paul · CIK 0001591558 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,658

Underlying: Common Stock · 54,322 shares

Expires 2028-01-23

Read SEC document
January 23, 2018 Filed Jan 25, 2018 22:02 UTC GrantStock Options · Derivative 54,322 $0.00 Strike: $0.30 $0.00
Disclosure

SEC source: 0000899243-18-001905 · doc4.xml · derivative · entry 1

Markin Rodney S · CIK 0001393415 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,658

Underlying: Common Stock · 54,322 shares

Expires 2028-01-23

Read SEC document
January 23, 2018 Filed Jan 25, 2018 22:00 UTC GrantStock Options · Derivative 54,322 $0.00 Strike: $0.30 $0.00
Disclosure

SEC source: 0000899243-18-001901 · doc4.xml · derivative · entry 1

Countouriotis Athena · CIK 0001571469 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,428

Underlying: Common Stock · 54,322 shares

Expires 2028-01-23

Read SEC document
January 23, 2018 Filed Jan 25, 2018 22:00 UTC GrantStock Options · Derivative 54,322 $0.00 Strike: $0.30 $0.00
Disclosure

SEC source: 0000899243-18-001898 · doc4.xml · derivative · entry 1

Tennant Stanley · CIK 0001526214 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,586

Underlying: Common Stock · 54,322 shares

Expires 2028-01-23

Read SEC document
January 02, 2018 Filed Jan 4, 2018 20:11 UTC Amendment
Erlander MarkChief Scientific Officer
Exercise / conversionRestricted Stock Units · Derivative 18,750 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-000527 · doc4a.xml · derivative · entry 3

Erlander Mark · CIK 0001651537 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,250

Underlying: Common Stock · 18,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Trovagene, Inc. common stock.

F4 · derivative.exercise_date: On January 2, 2017, the reporting person was granted 75,000 restricted stock units, 18,750 of which vested on January 2, 2018. The common stock into which such vested restricted stock units converted on January 2, 2018 is reported in Table I on this Form 4.

F4 · derivative.expiration_date: On January 2, 2017, the reporting person was granted 75,000 restricted stock units, 18,750 of which vested on January 2, 2018. The common stock into which such vested restricted stock units converted on January 2, 2018 is reported in Table I on this Form 4.

Read SEC document
January 02, 2018 Filed Jan 4, 2018 20:11 UTC Amendment
Erlander MarkChief Scientific Officer
Tax withholdingCommon Stock 9,558 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-000527 · doc4a.xml · nonDerivative · entry 2

Erlander Mark · CIK 0001651537 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,297

F2 · shares: The reporting person is reporting the withholding by Trovagene, Inc. of 9,558 shares of common stock to satisfy the reporting person's tax withholding obligations in connection with the delivery of the Converted Common Stock to the reporting person on January 2, 2018.

Read SEC document
January 02, 2018 Filed Jan 4, 2018 20:11 UTC Amendment
Erlander MarkChief Scientific Officer
Exercise / conversionCommon Stock 18,750 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-000527 · doc4a.xml · nonDerivative · entry 1

Erlander Mark · CIK 0001651537 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,855

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion upon vesting of restricted stock units into common stock (the "Converted Common Stock"). On January 2, 2017, the reporting person was granted 75,000 restricted stock units, 18,750 of which vested on January 2, 2018. Such restricted stock units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission on January 4, 2017.

Read SEC document
January 02, 2018 Filed Jan 4, 2018 17:15 UTC
Erlander MarkChief Scientific Officer
Exercise / conversionRestricted Stock Units · Derivative 18,750 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-000481 · doc4.xml · derivative · entry 3

Erlander Mark · CIK 0001651537 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,250

Underlying: Common Stock · 18,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Trovagene, Inc. common stock.

F4 · derivative.exercise_date: On January 2, 2017, the reporting person was granted 75,000 restricted stock units, 18,750 of which vested on January 2, 2018. The common stock into which such vested restricted stock units converted on January 2, 2018 is reported in Table I on this Form 4.

F4 · derivative.expiration_date: On January 2, 2017, the reporting person was granted 75,000 restricted stock units, 18,750 of which vested on January 2, 2018. The common stock into which such vested restricted stock units converted on January 2, 2018 is reported in Table I on this Form 4.

Read SEC document
January 02, 2018 Filed Jan 4, 2018 17:15 UTC
Erlander MarkChief Scientific Officer
Tax withholdingCommon Stock 9,558 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-000481 · doc4.xml · nonDerivative · entry 2

Erlander Mark · CIK 0001651537 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,243

F2 · shares: The reporting person is reporting the withholding by Trovagene, Inc. of 9,558 shares of common stock to satisfy the reporting person's tax withholding obligations in connection with the delivery of the Converted Common Stock to the reporting person on January 2, 2018.

Read SEC document
January 02, 2018 Filed Jan 4, 2018 17:15 UTC
Erlander MarkChief Scientific Officer
Exercise / conversionCommon Stock 18,750 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-000481 · doc4.xml · nonDerivative · entry 1

Erlander Mark · CIK 0001651537 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,801

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion upon vesting of restricted stock units into common stock (the "Converted Common Stock"). On January 2, 2017, the reporting person was granted 75,000 restricted stock units, 18,750 of which vested on January 2, 2018. Such restricted stock units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission on January 4, 2017.

Read SEC document
January 02, 2018 Filed Jan 4, 2018 22:15 UTC
JACOB GARY SDirector
Exercise / conversionRestricted Stock Units · Derivative 16,667 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-000482 · doc4.xml · derivative · entry 2

JACOB GARY S · CIK 0001266802 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,667 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Trovagene, Inc. common stock.

F3 · derivative.exercise_date: On January 2, 2017, the reporting person was granted 16,667 restricted stock units, all of which vested on January 2, 2018. The common stock into which such vested restricted stock units converted on January 2, 2018 is reported in Table I on this Form 4.

F3 · derivative.expiration_date: On January 2, 2017, the reporting person was granted 16,667 restricted stock units, all of which vested on January 2, 2018. The common stock into which such vested restricted stock units converted on January 2, 2018 is reported in Table I on this Form 4.

Read SEC document
January 02, 2018 Filed Jan 4, 2018 22:15 UTC
JACOB GARY SDirector
Exercise / conversionCommon Stock 16,667 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-000482 · doc4.xml · nonDerivative · entry 1

JACOB GARY S · CIK 0001266802 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,954

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion upon vesting of restricted stock units into common stock (the "Converted Common Stock"). On January 2, 2017, the reporting person was granted 16,667 restricted stock units, all of which vested on January 2, 2018. Such restricted stock units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission on January 5, 2017.

Read SEC document
January 02, 2018 Filed Jan 4, 2018 21:03 UTC Amendment
WELCH WILLIAM JDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 50,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-000546 · doc4a.xml · derivative · entry 3

WELCH WILLIAM J · CIK 0001237522 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 280,000

Underlying: Common Stock · 50,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Trovagene, Inc. common stock.

F4 · derivative.exercise_date: On January 2, 2017, the reporting person was granted 200,000 restricted stock units, 50,000 of which vested on January 2, 2018. The common stock into which such vested restricted stock units converted on January 2, 2018 is reported in Table I on this Form 4.

F4 · derivative.expiration_date: On January 2, 2017, the reporting person was granted 200,000 restricted stock units, 50,000 of which vested on January 2, 2018. The common stock into which such vested restricted stock units converted on January 2, 2018 is reported in Table I on this Form 4.

Read SEC document
January 02, 2018 Filed Jan 4, 2018 21:03 UTC Amendment
WELCH WILLIAM JDirector · Chief Executive Officer
Tax withholdingCommon Stock 25,487 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-000546 · doc4a.xml · nonDerivative · entry 2

WELCH WILLIAM J · CIK 0001237522 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 774,655

F2 · shares: The reporting person is reporting the withholding by Trovagene, Inc. of 25,487 shares of common stock to satisfy the reporting person's tax withholding obligations in connection with the delivery of the Converted Common Stock to the reporting person on January 2, 2018.

Read SEC document
January 02, 2018 Filed Jan 4, 2018 21:03 UTC Amendment
WELCH WILLIAM JDirector · Chief Executive Officer
Exercise / conversionCommon Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-000546 · doc4a.xml · nonDerivative · entry 1

WELCH WILLIAM J · CIK 0001237522 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 800,142

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion upon vesting of restricted stock units into common stock (the "Converted Common Stock"). On January 2, 2017, the reporting person was granted 200,000 restricted stock units, 50,000 of which vested on January 2, 2018. Such restricted stock units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission on January 4, 2017.

Read SEC document
January 02, 2018 Filed Jan 4, 2018 17:16 UTC
WELCH WILLIAM JDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 50,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-000486 · doc4.xml · derivative · entry 3

WELCH WILLIAM J · CIK 0001237522 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 280,000

Underlying: Common Stock · 50,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Trovagene, Inc. common stock.

F4 · derivative.exercise_date: On January 2, 2017, the reporting person was granted 200,000 restricted stock units, 50,000 of which vested on January 2, 2018. The common stock into which such vested restricted stock units converted on January 2, 2018 is reported in Table I on this Form 4.

F4 · derivative.expiration_date: On January 2, 2017, the reporting person was granted 200,000 restricted stock units, 50,000 of which vested on January 2, 2018. The common stock into which such vested restricted stock units converted on January 2, 2018 is reported in Table I on this Form 4.

Read SEC document
January 02, 2018 Filed Jan 4, 2018 17:16 UTC
WELCH WILLIAM JDirector · Chief Executive Officer
Tax withholdingCommon Stock 25,487 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-000486 · doc4.xml · nonDerivative · entry 2

WELCH WILLIAM J · CIK 0001237522 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 769,905

F2 · shares: The reporting person is reporting the withholding by Trovagene, Inc. of 25,487 shares of common stock to satisfy the reporting person's tax withholding obligations in connection with the delivery of the Converted Common Stock to the reporting person on January 2, 2018.

Read SEC document
January 02, 2018 Filed Jan 4, 2018 17:16 UTC
WELCH WILLIAM JDirector · Chief Executive Officer
Exercise / conversionCommon Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-000486 · doc4.xml · nonDerivative · entry 1

WELCH WILLIAM J · CIK 0001237522 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 795,392

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion upon vesting of restricted stock units into common stock (the "Converted Common Stock"). On January 2, 2017, the reporting person was granted 200,000 restricted stock units, 50,000 of which vested on January 2, 2018. Such restricted stock units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission on January 4, 2017.

Read SEC document
January 02, 2018 Filed Jan 4, 2018 17:15 UTC Exercise / conversionRestricted Stock Units · Derivative 16,667 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-000483 · doc4.xml · derivative · entry 2

ADAMS THOMAS PHD · CIK 0001234366 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,667 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Trovagene, Inc. common stock.

F3 · derivative.exercise_date: On January 2, 2017, the reporting person was granted 16,667 restricted stock units, all of which vested on January 2, 2018. The common stock into which such vested restricted stock units converted on January 2, 2018 is reported in Table I on this Form 4.

F3 · derivative.expiration_date: On January 2, 2017, the reporting person was granted 16,667 restricted stock units, all of which vested on January 2, 2018. The common stock into which such vested restricted stock units converted on January 2, 2018 is reported in Table I on this Form 4.

Read SEC document
January 02, 2018 Filed Jan 4, 2018 17:15 UTC Exercise / conversionCommon Stock 16,667 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-000483 · doc4.xml · nonDerivative · entry 1

ADAMS THOMAS PHD · CIK 0001234366 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 351,959

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion upon vesting of restricted stock units into common stock (the "Converted Common Stock"). On January 2, 2017, the reporting person was granted 16,667 restricted stock units, all of which vested on January 2, 2018. Such restricted stock units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission on January 5, 2017.

Read SEC document
January 02, 2018 Filed Jan 5, 2018 01:16 UTC Amendment Exercise / conversionRestricted Stock Units · Derivative 16,667 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-000532 · doc4a.xml · derivative · entry 2

Tennant Stanley · CIK 0001526214 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,667 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Trovagene, Inc. common stock.

F3 · derivative.exercise_date: On January 2, 2017, the reporting person was granted 16,667 restricted stock units, all of which vested on January 2, 2018. The common stock into which such vested restricted stock units converted on January 2, 2018 is reported in Table I on this Form 4.

F3 · derivative.expiration_date: On January 2, 2017, the reporting person was granted 16,667 restricted stock units, all of which vested on January 2, 2018. The common stock into which such vested restricted stock units converted on January 2, 2018 is reported in Table I on this Form 4.

Read SEC document
January 02, 2018 Filed Jan 5, 2018 01:16 UTC Amendment Exercise / conversionCommon Stock 16,667 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-000532 · doc4a.xml · nonDerivative · entry 1

Tennant Stanley · CIK 0001526214 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 226,061

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion upon vesting of restricted stock units into common stock (the "Converted Common Stock"). On January 2, 2017, the reporting person was granted 16,667 restricted stock units, all of which vested on January 2, 2018. Such restricted stock units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission on January 5, 2017.

Read SEC document
January 02, 2018 Filed Jan 5, 2018 01:16 UTC Amendment Exercise / conversionRestricted Stock Units · Derivative 16,667 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-000531 · doc4a.xml · derivative · entry 2

Billings Paul · CIK 0001591558 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,667 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Trovagene, Inc. common stock.

F3 · derivative.exercise_date: On January 2, 2017, the reporting person was granted 16,667 restricted stock units, all of which vested on January 2, 2018. The common stock into which such vested restricted stock units converted on January 2, 2018 is reported in Table I on this Form 4.

F3 · derivative.expiration_date: On January 2, 2017, the reporting person was granted 16,667 restricted stock units, all of which vested on January 2, 2018. The common stock into which such vested restricted stock units converted on January 2, 2018 is reported in Table I on this Form 4.

Read SEC document
January 02, 2018 Filed Jan 5, 2018 01:16 UTC Amendment Exercise / conversionCommon Stock 16,667 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-000531 · doc4a.xml · nonDerivative · entry 1

Billings Paul · CIK 0001591558 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,165

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion upon vesting of restricted stock units into common stock (the "Converted Common Stock"). On January 2, 2017, the reporting person was granted 16,667 restricted stock units, all of which vested on January 2, 2018. Such restricted stock units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission on January 5, 2017.

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January 02, 2018 Filed Jan 4, 2018 22:16 UTC Exercise / conversionRestricted Stock Units · Derivative 16,667 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-000487 · doc4.xml · derivative · entry 2

Tennant Stanley · CIK 0001526214 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,667 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Trovagene, Inc. common stock.

F3 · derivative.exercise_date: On January 2, 2017, the reporting person was granted 16,667 restricted stock units, all of which vested on January 2, 2018. The common stock into which such vested restricted stock units converted on January 2, 2018 is reported in Table I on this Form 4.

F3 · derivative.expiration_date: On January 2, 2017, the reporting person was granted 16,667 restricted stock units, all of which vested on January 2, 2018. The common stock into which such vested restricted stock units converted on January 2, 2018 is reported in Table I on this Form 4.

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January 02, 2018 Filed Jan 4, 2018 22:16 UTC Exercise / conversionCommon Stock 16,667 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-000487 · doc4.xml · nonDerivative · entry 1

Tennant Stanley · CIK 0001526214 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 234,545

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion upon vesting of restricted stock units into common stock (the "Converted Common Stock"). On January 2, 2017, the reporting person was granted 16,667 restricted stock units, all of which vested on January 2, 2018. Such restricted stock units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission on January 5, 2017.

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January 02, 2018 Filed Jan 4, 2018 22:18 UTC Exercise / conversionRestricted Stock Units · Derivative 16,667 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-000491 · doc4.xml · derivative · entry 2

BRANCACCIO JOHN P · CIK 0001276551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,667 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Trovagene, Inc. common stock.

F3 · derivative.exercise_date: On January 2, 2017, the reporting person was granted 16,667 restricted stock units, all of which vested on January 2, 2018. The common stock into which such vested restricted stock units converted on January 2, 2018 is reported in Table I on this Form 4.

F3 · derivative.expiration_date: On January 2, 2017, the reporting person was granted 16,667 restricted stock units, all of which vested on January 2, 2018. The common stock into which such vested restricted stock units converted on January 2, 2018 is reported in Table I on this Form 4.

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January 02, 2018 Filed Jan 4, 2018 22:18 UTC Exercise / conversionCommon Stock 16,667 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-000491 · doc4.xml · nonDerivative · entry 1

BRANCACCIO JOHN P · CIK 0001276551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,167

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion upon vesting of restricted stock units into common stock (the "Converted Common Stock"). On January 2, 2017, the reporting person was granted 16,667 restricted stock units, all of which vested on January 2, 2018. Such restricted stock units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission on January 5, 2017.

Read SEC document
January 02, 2018 Filed Jan 4, 2018 22:16 UTC Exercise / conversionRestricted Stock Units · Derivative 16,667 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-000484 · doc4.xml · derivative · entry 2

Billings Paul · CIK 0001591558 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,667 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Trovagene, Inc. common stock.

F3 · derivative.exercise_date: On January 2, 2017, the reporting person was granted 16,667 restricted stock units, all of which vested on January 2, 2018. The common stock into which such vested restricted stock units converted on January 2, 2018 is reported in Table I on this Form 4.

F3 · derivative.expiration_date: On January 2, 2017, the reporting person was granted 16,667 restricted stock units, all of which vested on January 2, 2018. The common stock into which such vested restricted stock units converted on January 2, 2018 is reported in Table I on this Form 4.

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January 02, 2018 Filed Jan 4, 2018 22:16 UTC Exercise / conversionCommon Stock 16,667 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-000484 · doc4.xml · nonDerivative · entry 1

Billings Paul · CIK 0001591558 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,667

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion upon vesting of restricted stock units into common stock (the "Converted Common Stock"). On January 2, 2017, the reporting person was granted 16,667 restricted stock units, all of which vested on January 2, 2018. Such restricted stock units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission on January 5, 2017.

Read SEC document
January 02, 2018 Filed Jan 4, 2018 22:15 UTC Exercise / conversionRestricted Stock Units · Derivative 16,667 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-000480 · doc4.xml · derivative · entry 2

Markin Rodney S · CIK 0001393415 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,667 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Trovagene, Inc. common stock.

F3 · derivative.exercise_date: On January 2, 2017, the reporting person was granted 16,667 restricted stock units, all of which vested on January 2, 2018. The common stock into which such vested restricted stock units converted on January 2, 2018 is reported in Table I on this Form 4.

F3 · derivative.expiration_date: On January 2, 2017, the reporting person was granted 16,667 restricted stock units, all of which vested on January 2, 2018. The common stock into which such vested restricted stock units converted on January 2, 2018 is reported in Table I on this Form 4.

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January 02, 2018 Filed Jan 4, 2018 22:15 UTC Exercise / conversionCommon Stock 16,667 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-000480 · doc4.xml · nonDerivative · entry 1

Markin Rodney S · CIK 0001393415 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,610

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion upon vesting of restricted stock units into common stock (the "Converted Common Stock"). On January 2, 2017, the reporting person was granted 16,667 restricted stock units, all of which vested on January 2, 2018. Such restricted stock units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission on January 5, 2017.

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October 04, 2017 Filed Oct 5, 2017 20:19 UTC
JACOB GARY SDirector
GrantStock Options · Derivative 38,106 $0.00 Strike: $0.72 $0.00
Disclosure

SEC source: 0001104659-17-061153 · a4.xml · derivative · entry 1

JACOB GARY S · CIK 0001266802 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 193,779

Underlying: Common Stock · 38,106 shares

Expires 2027-10-04

Read SEC document
October 04, 2017 Filed Oct 5, 2017 16:18 UTC GrantStock Options · Derivative 38,106 $0.00 Strike: $0.72 $0.00
Disclosure

SEC source: 0001104659-17-061150 · a4.xml · derivative · entry 1

ADAMS THOMAS PHD · CIK 0001234366 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 412,955

Underlying: Common Stock · 38,106 shares

Expires 2027-10-04

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October 04, 2017 Filed Oct 5, 2017 20:21 UTC GrantStock Options · Derivative 38,106 $0.00 Strike: $0.72 $0.00
Disclosure

SEC source: 0001104659-17-061156 · a4.xml · derivative · entry 1

Tennant Stanley · CIK 0001526214 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,264

Underlying: Common Stock · 38,106 shares

Expires 2027-10-04

Read SEC document
October 04, 2017 Filed Oct 5, 2017 20:20 UTC GrantStock Options · Derivative 38,106 $0.00 Strike: $0.72 $0.00
Disclosure

SEC source: 0001104659-17-061154 · a4.xml · derivative · entry 1

Markin Rodney S · CIK 0001393415 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,336

Underlying: Common Stock · 38,106 shares

Expires 2027-10-04

Read SEC document
October 04, 2017 Filed Oct 5, 2017 20:18 UTC GrantStock Options · Derivative 38,106 $0.00 Strike: $0.72 $0.00
Disclosure

SEC source: 0001104659-17-061152 · a4.xml · derivative · entry 1

BRANCACCIO JOHN P · CIK 0001276551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 191,808

Underlying: Common Stock · 38,106 shares

Expires 2027-10-04

Read SEC document
October 04, 2017 Filed Oct 5, 2017 20:18 UTC GrantStock Options · Derivative 38,106 $0.00 Strike: $0.72 $0.00
Disclosure

SEC source: 0001104659-17-061151 · a4.xml · derivative · entry 1

Billings Paul · CIK 0001591558 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,336

Underlying: Common Stock · 38,106 shares

Expires 2027-10-04

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September 05, 2017 Filed Sep 6, 2017 21:02 UTC SaleCommon Stock 8,334 $0.69 $5,750.46
Disclosure

SEC source: 0001104659-17-055831 · a4.xml · nonDerivative · entry 1

Tennant Stanley · CIK 0001526214 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 209,394

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September 02, 2017 Filed Sep 6, 2017 20:41 UTC
Erlander MarkChief Scientific Officer
Exercise / conversionRestricted Stock Units · Derivative 30,001 $0.00 $0.00
Disclosure

SEC source: 0001104659-17-055891 · a4.xml · derivative · entry 3

Erlander Mark · CIK 0001651537 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,000

Underlying: Common Stock · 30,001 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Trovagene, Inc. common stock.

F4 · derivative.exercise_date: On January 2, 2017, the reporting person was granted 30,001 restricted stock units, all of which vested on September 2, 2017. The common stock into which such vested restricted stock units converted on September 2, 2017 is reported in Table I on this Form 4.

F4 · derivative.expiration_date: On January 2, 2017, the reporting person was granted 30,001 restricted stock units, all of which vested on September 2, 2017. The common stock into which such vested restricted stock units converted on September 2, 2017 is reported in Table I on this Form 4.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.