Tapewire

Nasdaq · USD

CRDF

Cardiff Oncology, Inc.

Export transactions ↓
Tapewire entity
6917
SEC CIK
0001213037
Parsed reports
215

Last 12 months

Inside the activity.

4 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202620
Jul 202620
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 14, 2026 Filed Jul 16, 2026 20:03 UTC
PACE GARY WDirector
PurchaseCommon Stock Purchase Warrant · Derivative 687,285 $0.00 Strike: $1.33 $0.00
Disclosure

SEC source: 0001193125-26-306083 · ownership.xml · derivative · entry 2

PACE GARY W · CIK 0001184778 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 687,285

Underlying: Common Stock · 687,285 shares

Expires not disclosed

F1 · derivative.exercise_date: Exercisable beginning on the later of (i) six months after issuance or (ii) the Authorized Share Increase Date (the "Initial Exercise Date"). "Authorized Share Increase Date" means the date on which an amendment to the Issuer's certificate of incorporation increasing the number of authorized shares of its common stock to an amount sufficient for the exercise in full of the Common Warrants is filed with and accepted by the State of Delaware, subject to approval of such amendment by its stockholders.

F2 · derivative.expiration_date: The term of exercise is equal to five and one-half years after the Initial Exercise Date.

Read SEC document
July 14, 2026 Filed Jul 16, 2026 20:03 UTC
PACE GARY WDirector
PurchaseCommon Stock 687,285 $1.46 $999,999.68
Disclosure

SEC source: 0001193125-26-306083 · ownership.xml · nonDerivative · entry 1

PACE GARY W · CIK 0001184778 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,043,661

Read SEC document
July 14, 2026 Filed Jul 16, 2026 20:01 UTC
Mohindru ManiDirector · Chief Executive Officer
PurchaseCommon Stock Purchase Warrant · Derivative 34,364 $0.00 Strike: $1.33 $0.00
Disclosure

SEC source: 0001193125-26-306072 · ownership.xml · derivative · entry 2

Mohindru Mani · CIK 0001664708 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,364

Underlying: Common Stock · 34,364 shares

Expires not disclosed

F1 · derivative.exercise_date: Exercisable beginning on the later of (i) six months after issuance or (ii) the Authorized Share Increase Date (the "Initial Exercise Date"). "Authorized Share Increase Date" means the date on which an amendment to the Issuer's certificate of incorporation increasing the number of authorized shares of its common stock to an amount sufficient for the exercise in full of the Common Warrants is filed with and accepted by the State of Delaware, subject to approval of such amendment by its stockholders.

F2 · derivative.expiration_date: The term of exercise is equal to five and one-half years after the Initial Exercise Date.

Read SEC document
July 14, 2026 Filed Jul 16, 2026 20:01 UTC
Mohindru ManiDirector · Chief Executive Officer
PurchaseCommon Stock 34,364 $1.46 $49,999.62
Disclosure

SEC source: 0001193125-26-306072 · ownership.xml · nonDerivative · entry 1

Mohindru Mani · CIK 0001664708 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 59,067

Read SEC document
June 18, 2026 Filed Jun 22, 2026 13:00 UTC
PACE GARY WDirector
PurchaseCommon Stock 30,000 $1.22 $36,600.00
Disclosure

SEC source: 0001184778-26-000009 · ownership.xml · nonDerivative · entry 1

PACE GARY W · CIK 0001184778 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,356,376

Read SEC document
June 18, 2026 Filed Jun 22, 2026 13:00 UTC
Mohindru ManiDirector · Chief Executive Officer
PurchaseCommon Stock 24,703 $1.21 $29,890.63
Disclosure

SEC source: 0001664708-26-000002 · ownership.xml · nonDerivative · entry 1

Mohindru Mani · CIK 0001664708 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,703

Read SEC document
June 11, 2026 Filed Jun 16, 2026 01:30 UTC
PACE GARY WDirector
GrantStock Options · Derivative 40,565 $0.00 Strike: $1.59 $0.00
Disclosure

SEC source: 0001184778-26-000007 · ownership.xml · derivative · entry 1

PACE GARY W · CIK 0001184778 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 228,104

Underlying: Common Stock · 40,565 shares

Expires 2036-06-11

Read SEC document
June 11, 2026 Filed Jun 16, 2026 01:30 UTC GrantStock Options · Derivative 40,565 $0.00 Strike: $1.59 $0.00
Disclosure

SEC source: 0001370087-26-000005 · ownership.xml · derivative · entry 1

Armitage James O · CIK 0001370087 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 228,104

Underlying: Common Stock · 40,565 shares

Expires 2036-06-11

Read SEC document
June 11, 2026 Filed Jun 16, 2026 01:30 UTC
White LaleDirector
GrantStock Options · Derivative 40,565 $0.00 Strike: $1.59 $0.00
Disclosure

SEC source: 0001635493-26-000002 · ownership.xml · derivative · entry 1

White Lale · CIK 0001635493 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 199,246

Underlying: Common Stock · 40,565 shares

Expires 2036-06-11

Read SEC document
June 11, 2026 Filed Jun 16, 2026 01:30 UTC GrantStock Options · Derivative 40,565 $0.00 Strike: $1.59 $0.00
Disclosure

SEC source: 0001543174-26-000005 · ownership.xml · derivative · entry 1

TANNENBAUM RENEE P · CIK 0001543174 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 209,331

Underlying: Common Stock · 40,565 shares

Expires 2036-06-11

Read SEC document
June 11, 2026 Filed Jun 16, 2026 01:30 UTC GrantStock Options · Derivative 40,565 $0.00 Strike: $1.59 $0.00
Disclosure

SEC source: 0001393415-26-000002 · ownership.xml · derivative · entry 1

Markin Rodney S · CIK 0001393415 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 263,430

Underlying: Common Stock · 40,565 shares

Expires 2036-06-11

Read SEC document
April 27, 2026 Filed Apr 28, 2026 22:13 UTC
Aggarwal AjayChief Operating Officer
GrantStock Options · Derivative 400,000 $0.00 Strike: $1.72 $0.00
Disclosure

SEC source: 0002132312-26-000004 · ownership.xml · derivative · entry 1

Aggarwal Ajay · CIK 0002132312 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 400,000

Underlying: Common Stock · 400,000 shares

Expires 2036-04-27

F1 · derivative.exercise_date: 100,000 vest on April 27, 2027 and 8,333 vest monthly for 36 months beginning on May 27, 2027

Read SEC document
April 14, 2026 Filed Apr 16, 2026 20:03 UTC
Smeal TodChief Scientific Officer
GrantStock Options · Derivative 300,000 $0.00 Strike: $1.63 $0.00
Disclosure

SEC source: 0001904824-26-000002 · ownership.xml · derivative · entry 1

Smeal Tod · CIK 0001904824 · Chief Scientific Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,279,805

Underlying: Common Stock · 300,000 shares

Expires 2036-04-14

F1 · derivative.exercise_date: 75,000 vest on April 14, 2027 and 6,250 vest monthly for 36 months thereafter

Read SEC document
April 06, 2026 Filed Apr 17, 2026 00:07 UTC Amendment
Muntner Joshua BChief Financial Officer
GrantStock Options · Derivative 486,650 $0.00 Strike: $1.58 $0.00
Disclosure

SEC source: 0001651911-26-000006 · ownership.xml · derivative · entry 1

Muntner Joshua B · CIK 0001651911 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 487,150

Underlying: Common Stock · 486,650 shares

Expires 2036-04-06

F1 · derivative.exercise_date: 121,663 vest on April 6, 2027 and 10,139 vest monthly for 36 months thereafter.

Read SEC document
April 06, 2026 Filed Apr 16, 2026 20:01 UTC
Muntner Joshua BChief Financial Officer
GrantStock Options · Derivative 486,650 $0.00 Strike: $1.58 $0.00
Disclosure

SEC source: 0001651911-26-000004 · ownership.xml · derivative · entry 2

Muntner Joshua B · CIK 0001651911 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 487,150

Underlying: Common Stock · 486,650 shares

Expires 2036-04-06

F1 · derivative.exercise_date: 121,663 vest on April 6, 2027 and 10,139 vest monthly for 36 months thereafter.

Read SEC document
March 31, 2026 Filed Apr 2, 2026 20:16 UTC
Mohindru ManiDirector · Chief Executive Officer
GrantStock Options · Derivative 600,000 $0.00 Strike: $1.62 $0.00
Disclosure

SEC source: 0001193125-26-140164 · ownership.xml · derivative · entry 1

Mohindru Mani · CIK 0001664708 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 968,766

Underlying: Common Stock · 600,000 shares

Expires 2036-03-31

F1 · derivative.exercise_date: 150,000 vest on March 31, 2027 and 12,500 vest monthly for 36 months thereafter

Read SEC document
February 17, 2026 Filed Feb 18, 2026 21:01 UTC
Mohindru ManiDirector · Interim CEO
GrantStock Options · Derivative 200,000 $0.00 Strike: $1.56 $0.00
Disclosure

SEC source: 0001193125-26-056994 · ownership.xml · derivative · entry 1

Mohindru Mani · CIK 0001664708 · Director · Interim CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 368,766

Underlying: Common Stock · 200,000 shares

Expires 2036-02-17

Read SEC document
February 13, 2026 Filed Feb 18, 2026 21:02 UTC
Lindsay Brigitte UteChief Accounting Officer
GrantStock Options · Derivative 200,000 $0.00 Strike: $1.60 $0.00
Disclosure

SEC source: 0002110286-26-000005 · ownership.xml · derivative · entry 1

Lindsay Brigitte Ute · CIK 0002110286 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,025,334

Underlying: Common Stock · 200,000 shares

Expires 2036-02-13

F1 · derivative.exercise_date: 50,000 vest on February 13, 2027 and 4,166 vest monthly for 36 months thereafter.

Read SEC document
July 30, 2025 Filed Jul 31, 2025 20:05 UTC
PACE GARY WDirector
PurchaseCommon Stock 15,000 $2.45 $36,750.00
Disclosure

SEC source: 0000950170-25-100882 · ownership.xml · nonDerivative · entry 2

PACE GARY W · CIK 0001184778 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By minor child

Disclosed balance after: 1,345,676

Read SEC document
July 30, 2025 Filed Jul 31, 2025 20:05 UTC
PACE GARY WDirector
PurchaseCommon Stock 275,000 $2.45 $673,750.00
Disclosure

SEC source: 0000950170-25-100882 · ownership.xml · nonDerivative · entry 1

PACE GARY W · CIK 0001184778 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,330,676

Read SEC document
June 26, 2025 Filed Jun 27, 2025 23:38 UTC
PACE GARY WDirector
GrantStock Options · Derivative 40,565 $0.00 Strike: $3.16 $0.00
Disclosure

SEC source: 0001641172-25-016987 · ownership.xml · derivative · entry 1

PACE GARY W · CIK 0001184778 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 187,539

Underlying: Common Stock · 40,565 shares

Expires 2035-06-26

Read SEC document
June 26, 2025 Filed Jun 28, 2025 00:45 UTC GrantStock Options · Derivative 40,565 $0.00 Strike: $3.16 $0.00
Disclosure

SEC source: 0001641172-25-017005 · ownership.xml · derivative · entry 1

Armitage James O · CIK 0001370087 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 187,539

Underlying: Common Stock · 40,565 shares

Expires 2035-06-26

Read SEC document
June 26, 2025 Filed Jun 27, 2025 23:40 UTC
White LaleDirector
GrantStock Options · Derivative 40,565 $0.00 Strike: $3.16 $0.00
Disclosure

SEC source: 0001641172-25-016989 · ownership.xml · derivative · entry 1

White Lale · CIK 0001635493 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 158,681

Underlying: Common Stock · 40,565 shares

Expires 2035-06-26

Read SEC document
June 26, 2025 Filed Jun 30, 2025 13:38 UTC GrantStock Options · Derivative 40,565 $0.00 Strike: $3.16 $0.00
Disclosure

SEC source: 0001641172-25-017071 · ownership.xml · derivative · entry 1

Markin Rodney S · CIK 0001393415 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 222,865

Underlying: Common Stock · 40,565 shares

Expires 2035-06-26

Read SEC document
June 26, 2025 Filed Jun 30, 2025 13:39 UTC GrantStock Options · Derivative 40,565 $0.00 Strike: $3.16 $0.00
Disclosure

SEC source: 0001641172-25-017072 · ownership.xml · derivative · entry 1

TANNENBAUM RENEE P · CIK 0001543174 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 168,766

Underlying: Common Stock · 40,565 shares

Expires 2035-06-26

Read SEC document
June 26, 2025 Filed Jun 30, 2025 13:38 UTC GrantStock Options · Derivative 40,565 $0.00 Strike: $3.16 $0.00
Disclosure

SEC source: 0001641172-25-017070 · ownership.xml · derivative · entry 1

Mohindru Mani · CIK 0001664708 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 168,766

Underlying: Common Stock · 40,565 shares

Expires 2035-06-26

Read SEC document
March 11, 2025 Filed Mar 13, 2025 16:02 UTC
Erlander MarkDirector · Chief Executive Officer
GrantStock Options · Derivative 758,400 $0.00 Strike: $3.58 $0.00
Disclosure

SEC source: 0000950170-25-038694 · ownership.xml · derivative · entry 1

Erlander Mark · CIK 0001651537 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,925,098

Underlying: Common Stock · 758,400 shares

Expires 2035-03-11

F1 · derivative.exercise_date: 25% of the shares subject to the option will vest on March 11, 2026 and the remaining shares vest in 36 equal monthly installments thereafter, subject to the continued service of the reporting person.

Read SEC document
March 11, 2025 Filed Mar 13, 2025 20:05 UTC
Levine James E.Chief Financial Officer
GrantStock Options · Derivative 332,621 $0.00 Strike: $3.58 $0.00
Disclosure

SEC source: 0000950170-25-038708 · ownership.xml · derivative · entry 1

Levine James E. · CIK 0001463151 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,295,117

Underlying: Common Stock · 332,621 shares

Expires 2035-03-11

F1 · derivative.exercise_date: 25% of the shares subject to the option will vest on March 11, 2026 and the remaining shares vest in 36 equal monthly installments thereafter, subject to the continued service of the reporting person.

Read SEC document
March 11, 2025 Filed Mar 13, 2025 20:06 UTC
Kabbinavar FairoozChief Medical Officer
GrantStock Options · Derivative 150,000 $0.00 Strike: $3.58 $0.00
Disclosure

SEC source: 0000950170-25-038717 · ownership.xml · derivative · entry 1

Kabbinavar Fairooz · CIK 0001774182 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 780,008

Underlying: Common Stock · 150,000 shares

Expires 2035-03-11

F1 · derivative.exercise_date: 25% of the shares subject to the option will vest on March 11, 2026 and the remaining shares vest in 36 equal monthly installments thereafter, subject to the continued service of the reporting person.

Read SEC document
March 11, 2025 Filed Mar 13, 2025 20:03 UTC
Smeal TodChief Scientific Officer
GrantStock Options · Derivative 332,621 $0.00 Strike: $3.58 $0.00
Disclosure

SEC source: 0000950170-25-038698 · ownership.xml · derivative · entry 1

Smeal Tod · CIK 0001904824 · Chief Scientific Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 979,805

Underlying: Common Stock · 332,621 shares

Expires 2035-03-11

F1 · derivative.exercise_date: 25% of the shares subject to the option will vest on March 11, 2026 and the remaining shares vest in 36 equal monthly installments thereafter, subject to the continued service of the reporting person.

Read SEC document
December 18, 2024 Filed Dec 18, 2024 21:37 UTC
Levine James E.Chief Financial Officer
PurchaseCommon Stock 2,400 $5.00 $12,000.00
Disclosure

SEC source: 0000950170-24-137938 · ownership.xml · nonDerivative · entry 3

Levine James E. · CIK 0001463151 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By Wife

Disclosed balance after: 67,716

Read SEC document
December 17, 2024 Filed Dec 18, 2024 21:37 UTC
Levine James E.Chief Financial Officer
PurchaseCommon Stock 2,752 $5.42 $14,905.38
Disclosure

SEC source: 0000950170-24-137938 · ownership.xml · nonDerivative · entry 2

Levine James E. · CIK 0001463151 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By Wife

Disclosed balance after: 65,316

Read SEC document
December 16, 2024 Filed Dec 18, 2024 21:37 UTC
Levine James E.Chief Financial Officer
PurchaseCommon Stock 2,564 $3.83 $9,820.12
Disclosure

SEC source: 0000950170-24-137938 · ownership.xml · nonDerivative · entry 1

Levine James E. · CIK 0001463151 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By Wife

Disclosed balance after: 62,564

Read SEC document
December 12, 2024 Filed Dec 16, 2024 22:00 UTC PurchaseCommon Stock 10,000 $3.42 $34,224.00
Disclosure

SEC source: 0000950170-24-136725 · ownership.xml · nonDerivative · entry 1

TANNENBAUM RENEE P · CIK 0001543174 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,000

Read SEC document
December 11, 2024 Filed Dec 12, 2024 21:05 UTC
PACE GARY WDirector
PurchaseCommon Stock 11,500 $2.60 $29,900.00
Disclosure

SEC source: 0000950170-24-135767 · ownership.xml · nonDerivative · entry 2

PACE GARY W · CIK 0001184778 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By minor child

Disclosed balance after: 1,059,376

Read SEC document
December 11, 2024 Filed Dec 12, 2024 21:05 UTC
PACE GARY WDirector
PurchaseCommon Stock 350,115 $2.60 $910,299.00
Disclosure

SEC source: 0000950170-24-135767 · ownership.xml · nonDerivative · entry 1

PACE GARY W · CIK 0001184778 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,047,876

Read SEC document
June 27, 2024 Filed Jul 1, 2024 20:09 UTC
PACE GARY WDirector
GrantStock Options · Derivative 29,700 $0.00 Strike: $2.33 $0.00
Disclosure

SEC source: 0001628280-24-030640 · wk-form4_1719864535.xml · derivative · entry 1

PACE GARY W · CIK 0001184778 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 146,974

Underlying: Common Stock · 29,700 shares

Expires 2034-06-27

Read SEC document
June 27, 2024 Filed Jul 1, 2024 20:09 UTC
White LaleDirector
GrantStock Options · Derivative 29,700 $0.00 Strike: $2.33 $0.00
Disclosure

SEC source: 0001628280-24-030643 · wk-form4_1719864565.xml · derivative · entry 1

White Lale · CIK 0001635493 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 146,974

Underlying: Common Stock · 29,700 shares

Expires 2034-06-27

Read SEC document
June 27, 2024 Filed Jul 1, 2024 20:09 UTC GrantStock Options · Derivative 29,700 $0.00 Strike: $2.33 $0.00
Disclosure

SEC source: 0001628280-24-030641 · wk-form4_1719864546.xml · derivative · entry 1

Mohindru Mani · CIK 0001664708 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 128,201

Underlying: Common Stock · 29,700 shares

Expires 2034-06-27

Read SEC document
June 27, 2024 Filed Jul 1, 2024 20:09 UTC GrantStock Options · Derivative 29,700 $0.00 Strike: $2.33 $0.00
Disclosure

SEC source: 0001628280-24-030642 · wk-form4_1719864555.xml · derivative · entry 1

TANNENBAUM RENEE P · CIK 0001543174 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 128,201

Underlying: Common Stock · 29,700 shares

Expires 2034-06-27

Read SEC document
June 27, 2024 Filed Jul 1, 2024 20:08 UTC GrantStock Options · Derivative 29,700 $0.00 Strike: $2.33 $0.00
Disclosure

SEC source: 0001628280-24-030636 · wk-form4_1719864512.xml · derivative · entry 1

Markin Rodney S · CIK 0001393415 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 182,027

Underlying: Common Stock · 29,700 shares

Expires 2034-06-27

Read SEC document
June 27, 2024 Filed Jul 1, 2024 20:08 UTC GrantStock Options · Derivative 29,700 $0.00 Strike: $2.33 $0.00
Disclosure

SEC source: 0001628280-24-030638 · wk-form4_1719864523.xml · derivative · entry 1

Armitage James O · CIK 0001370087 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 146,974

Underlying: Common Stock · 29,700 shares

Expires 2034-06-27

Read SEC document
March 07, 2024 Filed Mar 7, 2024 18:39 UTC
Erlander MarkDirector · Chief Executive Officer
GrantStock Options · Derivative 510,000 $0.00 Strike: $3.51 $0.00
Disclosure

SEC source: 0001628280-24-009745 · wk-form4_1709854769.xml · derivative · entry 1

Erlander Mark · CIK 0001651537 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,170,310

Underlying: Common Stock · 510,000 shares

Expires 2034-03-07

F1 · derivative.exercise_date: 25% of the shares subject to the option will vest on March 7, 2025 and the remaining shares vest in 36 equal monthly installments thereafter, subject to the continued service of the reporting person.

Read SEC document
March 07, 2024 Filed Mar 7, 2024 23:40 UTC
Levine James E.Chief Financial Officer
GrantStock Options · Derivative 205,008 $0.00 Strike: $3.51 $0.00
Disclosure

SEC source: 0001628280-24-009748 · wk-form4_1709854805.xml · derivative · entry 1

Levine James E. · CIK 0001463151 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 962,496

Underlying: Common Stock · 205,008 shares

Expires 2034-03-07

F1 · derivative.exercise_date: 25% of the shares subject to the option will vest on March 7, 2025 and the remaining shares vest in 36 equal monthly installments thereafter, subject to the continued service of the reporting person.

Read SEC document
March 07, 2024 Filed Mar 7, 2024 23:40 UTC
Kabbinavar FairoozChief Medical Officer
GrantStock Options · Derivative 205,008 $0.00 Strike: $3.51 $0.00
Disclosure

SEC source: 0001628280-24-009747 · wk-form4_1709854793.xml · derivative · entry 1

Kabbinavar Fairooz · CIK 0001774182 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 630,008

Underlying: Common Stock · 205,008 shares

Expires 2034-03-07

F1 · derivative.exercise_date: 25% of the shares subject to the option will vest on March 7, 2025 and the remaining shares vest in 36 equal monthly installments thereafter, subject to the continued service of the reporting person.

Read SEC document
March 07, 2024 Filed Mar 7, 2024 23:39 UTC
Smeal TodChief Scientific Officer
GrantStock Options · Derivative 205,008 $0.00 Strike: $3.51 $0.00
Disclosure

SEC source: 0001628280-24-009746 · wk-form4_1709854782.xml · derivative · entry 1

Smeal Tod · CIK 0001904824 · Chief Scientific Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 647,184

Underlying: Common Stock · 205,008 shares

Expires 2034-03-07

F1 · derivative.exercise_date: 25% of the shares subject to the option will vest on March 7, 2025 and the remaining shares vest in 36 equal monthly installments thereafter, subject to the continued service of the reporting person.

Read SEC document
December 19, 2023 Filed Dec 19, 2023 23:39 UTC
PACE GARY WDirector
PurchaseCommon Stock 30,000 $1.37 $41,100.00
Disclosure

SEC source: 0001628280-23-042045 · wk-form4_1703029177.xml · nonDerivative · entry 1

PACE GARY W · CIK 0001184778 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 697,761

Read SEC document
November 10, 2023 Filed Nov 14, 2023 21:24 UTC
PACE GARY WDirector
PurchaseCommon Stock 22,950 $0.98 $22,491.00
Disclosure

SEC source: 0001628280-23-038955 · wk-form4_1699997066.xml · nonDerivative · entry 1

PACE GARY W · CIK 0001184778 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 667,761

F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $0.95 to $1.01. Full information regarding the number of shares purcahsed at each separate price can be furnished to the SEC staff upon request.

Read SEC document
June 15, 2023 Filed Jun 20, 2023 21:04 UTC
PACE GARY WDirector
GrantStock Options · Derivative 27,700 $0.00 Strike: $1.59 $0.00
Disclosure

SEC source: 0001628280-23-022734 · wk-form4_1687295080.xml · derivative · entry 1

PACE GARY W · CIK 0001184778 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 117,274

Underlying: Common Stock · 27,700 shares

Expires 2033-06-15

Read SEC document
June 15, 2023 Filed Jun 20, 2023 21:08 UTC GrantStock Options · Derivative 27,700 $0.00 Strike: $1.59 $0.00
Disclosure

SEC source: 0001628280-23-022742 · wk-form4_1687295269.xml · derivative · entry 1

Markin Rodney S · CIK 0001393415 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 152,327

Underlying: Common Stock · 27,700 shares

Expires 2033-06-15

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.