Last 12 months
Inside the activity.
4 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 2 | 0 |
| Jul 2026 | 2 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 15, 2023 Filed Jun 20, 2023 21:06 UTC |
Armitage James ODirector
|
GrantStock Options · Derivative | 27,700 | $0.00 Strike: $1.59 | $0.00 |
DisclosureSEC source: 0001628280-23-022738 · wk-form4_1687295199.xml · derivative · entry 1 Armitage James O · CIK 0001370087 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 117,274 Underlying: Common Stock · 27,700 shares Expires 2033-06-15 Read SEC document |
| June 15, 2023 Filed Jun 20, 2023 21:05 UTC |
White LaleDirector
|
GrantStock Options · Derivative | 27,700 | $0.00 Strike: $1.59 | $0.00 |
DisclosureSEC source: 0001628280-23-022736 · wk-form4_1687295135.xml · derivative · entry 1 White Lale · CIK 0001635493 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 117,274 Underlying: Common Stock · 27,700 shares Expires 2033-06-15 Read SEC document |
| June 15, 2023 Filed Jun 20, 2023 21:02 UTC |
TANNENBAUM RENEE PDirector
|
GrantStock Options · Derivative | 27,700 | $0.00 Strike: $1.59 | $0.00 |
DisclosureSEC source: 0001628280-23-022731 · wk-form4_1687294950.xml · derivative · entry 1 TANNENBAUM RENEE P · CIK 0001543174 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 98,501 Underlying: Common Stock · 27,700 shares Expires 2033-06-15 Read SEC document |
| June 15, 2023 Filed Jun 20, 2023 21:03 UTC |
Mohindru ManiDirector
|
GrantStock Options · Derivative | 27,700 | $0.00 Strike: $1.59 | $0.00 |
DisclosureSEC source: 0001628280-23-022732 · wk-form4_1687294992.xml · derivative · entry 1 Mohindru Mani · CIK 0001664708 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 98,501 Underlying: Common Stock · 27,700 shares Expires 2033-06-15 Read SEC document |
| March 15, 2023 Filed Mar 16, 2023 17:41 UTC |
Kelemen VickiExec. VP and COO
|
GrantStock Options · Derivative | 125,520 | $0.00 Strike: $1.72 | $0.00 |
DisclosureSEC source: 0001628280-23-008355 · wf-form4_167900290271838.xml · derivative · entry 1 Kelemen Vicki · CIK 0001815809 · Exec. VP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 698,304 Underlying: Common Stock · 125,520 shares Expires 2033-03-15 F1 · derivative.exercise_date: 25% of the shares subject to the option will vest on March 15, 2024 and the remaining shares vest in 36 equal monthly installments thereafter, subject to the continued service of the reporting person. Read SEC document |
| March 15, 2023 Filed Mar 16, 2023 17:41 UTC |
Erlander MarkDirector · Chief Executive Officer
|
GrantStock Options · Derivative | 482,064 | $0.00 Strike: $1.72 | $0.00 |
DisclosureSEC source: 0001628280-23-008354 · wf-form4_167900288656705.xml · derivative · entry 1 Erlander Mark · CIK 0001651537 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,664,477 Underlying: Common Stock · 482,064 shares Expires 2033-03-15 F1 · derivative.exercise_date: 25% of the shares subject to the option will vest on March 15, 2024 and the remaining shares vest in 36 equal monthly installments thereafter, subject to the continued service of the reporting person. Read SEC document |
| March 15, 2023 Filed Mar 16, 2023 21:42 UTC |
Levine James E.Chief Financial Officer
|
GrantStock Options · Derivative | 197,472 | $0.00 Strike: $1.72 | $0.00 |
DisclosureSEC source: 0001628280-23-008356 · wf-form4_167900291678685.xml · derivative · entry 1 Levine James E. · CIK 0001463151 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 757,488 Underlying: Common Stock · 197,472 shares Expires 2033-03-15 F1 · derivative.exercise_date: 25% of the shares subject to the option will vest on March 15, 2024 and the remaining shares vest in 36 equal monthly installments thereafter, subject to the continued service of the reporting person. Read SEC document |
| March 15, 2023 Filed Mar 16, 2023 21:42 UTC |
Smeal TodChief Scientific Officer
|
GrantStock Options · Derivative | 167,088 | $0.00 Strike: $1.72 | $0.00 |
DisclosureSEC source: 0001628280-23-008357 · wf-form4_167900293568224.xml · derivative · entry 1 Smeal Tod · CIK 0001904824 · Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 442,176 Underlying: Common Stock · 167,088 shares Expires 2033-03-15 F1 · derivative.exercise_date: 25% of the shares subject to the option will vest on March 15, 2024 and the remaining shares vest in 36 equal monthly installments thereafter, subject to the continued service of the reporting person. Read SEC document |
| November 25, 2022 Filed Nov 29, 2022 16:11 UTC |
Erlander MarkDirector · Chief Executive Officer
|
PurchaseCommon Stock | 10,000 | $1.43 | $14,300.00 |
DisclosureSEC source: 0001628280-22-030946 · wf-form4_166975625707899.xml · nonDerivative · entry 1 Erlander Mark · CIK 0001651537 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,481 Read SEC document |
| September 19, 2022 Filed Sep 20, 2022 22:08 UTC |
White LaleDirector
|
PurchaseCommon Stock | 15,000 | $1.64 | $24,525.00 |
DisclosureSEC source: 0001628280-22-025265 · wf-form4_166371172268717.xml · nonDerivative · entry 1 White Lale · CIK 0001635493 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Trust Disclosed balance after: 113,788 F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $1.625 to $1.64. Full information regarding the number of shares purcahsed at each separate price can be furnished to the SEC staff upon request. Read SEC document |
| September 16, 2022 Filed Sep 19, 2022 12:37 UTC |
Levine James E.Chief Financial Officer
|
PurchaseCommon Stock | 30,000 | $1.56 | $46,710.00 |
DisclosureSEC source: 0001628280-22-025099 · wf-form4_166359101233703.xml · nonDerivative · entry 1 Levine James E. · CIK 0001463151 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,000 F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $1.555 to $1.56. Full information regarding the number of shares purcahsed at each separate price can be furnished to the SEC staff upon request. Read SEC document |
| September 16, 2022 Filed Oct 11, 2022 20:22 UTC |
Armitage James ODirector
|
PurchaseCommon Stock | 13,000 | $1.56 | $20,233.20 |
DisclosureSEC source: 0001628280-22-026245 · wf-form4_166551974738442.xml · nonDerivative · entry 1 Armitage James O · CIK 0001370087 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Trust Disclosed balance after: 13,000 F1 · ownership.nature: Shirley A. Young is the Trustee of the Shirley A. Young Revocable Trust DTD 2/10/2004. Shirley A. Young is the wife of James Armitage. Read SEC document |
| September 15, 2022 Filed Sep 19, 2022 12:37 UTC |
PACE GARY WDirector
|
PurchaseCommon Stock | 150,000 | $1.71 | $256,500.00 |
DisclosureSEC source: 0001628280-22-025100 · wf-form4_166359103116463.xml · nonDerivative · entry 1 PACE GARY W · CIK 0001184778 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 644,811 F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $1.65 to $1.78. Full information regarding the number of shares purcahsed at each separate price can be furnished to the SEC staff upon request. Read SEC document |
| September 15, 2022 Filed Sep 19, 2022 12:37 UTC |
TANNENBAUM RENEE PDirector
|
PurchaseCommon Stock | 3,600 | $1.72 | $6,192.00 |
DisclosureSEC source: 0001628280-22-025101 · wf-form4_166359105093640.xml · nonDerivative · entry 2 TANNENBAUM RENEE P · CIK 0001543174 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Read SEC document |
| September 15, 2022 Filed Sep 19, 2022 12:37 UTC |
TANNENBAUM RENEE PDirector
|
PurchaseCommon Stock | 6,400 | $1.72 | $10,976.00 |
DisclosureSEC source: 0001628280-22-025101 · wf-form4_166359105093640.xml · nonDerivative · entry 1 TANNENBAUM RENEE P · CIK 0001543174 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,400 Read SEC document |
| July 05, 2022 Filed Jul 6, 2022 20:10 UTC |
White LaleDirector
|
Exercise / conversionStock Options · Derivative | 28,858 | $2.60 Strike: $2.60 | $75,030.80 |
DisclosureSEC source: 0001628280-22-018607 · wf-form4_165713821643094.xml · derivative · entry 2 White Lale · CIK 0001635493 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,716 Underlying: Common Stock · 28,858 shares Expires 2030-06-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 05, 2022 Filed Jul 6, 2022 20:10 UTC |
White LaleDirector
|
Exercise / conversionCommon Stock | 28,858 | $2.60 | $75,030.80 |
DisclosureSEC source: 0001628280-22-018607 · wf-form4_165713821643094.xml · nonDerivative · entry 1 White Lale · CIK 0001635493 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Trust Disclosed balance after: 98,788 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 09, 2022 Filed Jun 9, 2022 23:48 UTC |
BRANCACCIO JOHN PFormer Director
|
OtherStock Options · Derivative | 195 | $0.00 Strike: $316.08 | $0.00 |
DisclosureSEC source: 0001628280-22-016731 · wf-form4_165481851971252.xml · derivative · entry 9 BRANCACCIO JOHN P · CIK 0001276551 · Former Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,317 Underlying: Common Stock · 195 shares Expires 2024-06-09 F3 · kind: Expiration date of the stock options was extended to June 9, 2024. Read SEC document |
| June 09, 2022 Filed Jun 9, 2022 23:48 UTC |
BRANCACCIO JOHN PFormer Director
|
OtherStock Options · Derivative | 223 | $0.00 Strike: $516.96 | $0.00 |
DisclosureSEC source: 0001628280-22-016731 · wf-form4_165481851971252.xml · derivative · entry 8 BRANCACCIO JOHN P · CIK 0001276551 · Former Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,317 Underlying: Common Stock · 223 shares Expires 2024-06-09 F3 · kind: Expiration date of the stock options was extended to June 9, 2024. Read SEC document |
| June 09, 2022 Filed Jun 9, 2022 23:48 UTC |
BRANCACCIO JOHN PFormer Director
|
OtherStock Options · Derivative | 223 | $0.00 Strike: $372.96 | $0.00 |
DisclosureSEC source: 0001628280-22-016731 · wf-form4_165481851971252.xml · derivative · entry 7 BRANCACCIO JOHN P · CIK 0001276551 · Former Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,317 Underlying: Common Stock · 223 shares Expires 2024-06-09 F3 · kind: Expiration date of the stock options was extended to June 9, 2024. Read SEC document |
| June 09, 2022 Filed Jun 9, 2022 23:48 UTC |
BRANCACCIO JOHN PFormer Director
|
OtherStock Options · Derivative | 530 | $0.00 Strike: $51.84 | $0.00 |
DisclosureSEC source: 0001628280-22-016731 · wf-form4_165481851971252.xml · derivative · entry 6 BRANCACCIO JOHN P · CIK 0001276551 · Former Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,317 Underlying: Common Stock · 530 shares Expires 2024-06-09 F3 · kind: Expiration date of the stock options was extended to June 9, 2024. Read SEC document |
| June 09, 2022 Filed Jun 9, 2022 23:48 UTC |
BRANCACCIO JOHN PFormer Director
|
OtherStock Options · Derivative | 755 | $0.00 Strike: $21.60 | $0.00 |
DisclosureSEC source: 0001628280-22-016731 · wf-form4_165481851971252.xml · derivative · entry 5 BRANCACCIO JOHN P · CIK 0001276551 · Former Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,317 Underlying: Common Stock · 755 shares Expires 2024-06-09 F3 · kind: Expiration date of the stock options was extended to June 9, 2024. Read SEC document |
| June 09, 2022 Filed Jun 9, 2022 23:48 UTC |
BRANCACCIO JOHN PFormer Director
|
OtherStock Options · Derivative | 44,734 | $0.00 Strike: $2.48 | $0.00 |
DisclosureSEC source: 0001628280-22-016731 · wf-form4_165481851971252.xml · derivative · entry 4 BRANCACCIO JOHN P · CIK 0001276551 · Former Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,317 Underlying: Common Stock · 44,734 shares Expires 2024-06-09 F3 · kind: Expiration date of the stock options was extended to June 9, 2024. Read SEC document |
| June 09, 2022 Filed Jun 9, 2022 23:48 UTC |
BRANCACCIO JOHN PFormer Director
|
OtherStock Options · Derivative | 28,858 | $0.00 Strike: $2.60 | $0.00 |
DisclosureSEC source: 0001628280-22-016731 · wf-form4_165481851971252.xml · derivative · entry 3 BRANCACCIO JOHN P · CIK 0001276551 · Former Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,317 Underlying: Common Stock · 28,858 shares Expires 2024-06-09 F3 · kind: Expiration date of the stock options was extended to June 9, 2024. Read SEC document |
| June 09, 2022 Filed Jun 9, 2022 23:48 UTC |
BRANCACCIO JOHN PFormer Director
|
OtherStock Options · Derivative | 22,000 | $0.00 Strike: $7.98 | $0.00 |
DisclosureSEC source: 0001628280-22-016731 · wf-form4_165481851971252.xml · derivative · entry 2 BRANCACCIO JOHN P · CIK 0001276551 · Former Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,317 Underlying: Common Stock · 22,000 shares Expires 2024-06-09 F2 · kind: In connection with the Reporting Person's departure from the Board of Directors, the Compensation Committee accelerated the vesting of 22,000 stock options to June 9, 2022 from June 10, 2022. In addition, the Compensation Committee extended the expiration date of the stock options to June 9, 2024. Read SEC document |
| June 09, 2022 Filed Jun 9, 2022 23:48 UTC |
BRANCACCIO JOHN PFormer Director
|
OtherStock Options · Derivative | 26,800 | $0.00 Strike: $2.50 | $0.00 |
DisclosureSEC source: 0001628280-22-016731 · wf-form4_165481851971252.xml · derivative · entry 1 BRANCACCIO JOHN P · CIK 0001276551 · Former Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,317 Underlying: Common Stock · 26,800 shares Expires 2024-06-09 F1 · kind: In connection with the Reporting Person's departure from the Board of Directors, the Compensation Committee accelerated the vesting of 26,800 stock options to June 9, 2022 from March 9, 2023. In addition, the Compensation Committee extended the expiration date of the stock options to June 9, 2024. Read SEC document |
| March 09, 2022 Filed Mar 10, 2022 18:42 UTC |
Ruffner Katherine LChief Medical Officer
|
GrantStock Options · Derivative | 170,016 | $0.00 Strike: $2.50 | $0.00 |
DisclosureSEC source: 0001628280-22-005795 · wf-form4_164695574769782.xml · derivative · entry 1 Ruffner Katherine L · CIK 0001872306 · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 370,016 Underlying: Common Stock · 170,016 shares Expires 2032-03-09 F1 · derivative.exercise_date: 42,504 vest on 3/09/2023. 3,542 vest monthly for 36 months beginning on 4/09/2023 through 3/09/2026. Read SEC document |
| March 09, 2022 Filed Mar 10, 2022 18:40 UTC |
Kelemen VickiExec. VP and COO
|
GrantStock Options · Derivative | 170,016 | $0.00 Strike: $2.50 | $0.00 |
DisclosureSEC source: 0001628280-22-005791 · wf-form4_164695558683169.xml · derivative · entry 1 Kelemen Vicki · CIK 0001815809 · Exec. VP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 572,784 Underlying: Common Stock · 170,016 shares Expires 2032-03-09 F1 · derivative.exercise_date: 42,504 vest on 3/09/2023. 3,542 vest monthly for 36 months beginning on 4/09/2023 through 3/09/2026. Read SEC document |
| March 09, 2022 Filed Mar 10, 2022 18:39 UTC |
Erlander MarkDirector · Chief Executive Officer
|
GrantStock Options · Derivative | 370,128 | $0.00 Strike: $2.50 | $0.00 |
DisclosureSEC source: 0001628280-22-005790 · wf-form4_164695553669989.xml · derivative · entry 1 Erlander Mark · CIK 0001651537 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,185,400 Underlying: Common Stock · 370,128 shares Expires 2032-03-09 F1 · derivative.exercise_date: 92,532 vest on 3/09/2023. 7,711 vest monthly for 36 months beginning on 4/09/2023 through 3/09/2026. Read SEC document |
| March 09, 2022 Filed Mar 10, 2022 23:40 UTC |
Levine James E.Chief Financial Officer
|
GrantStock Options · Derivative | 170,016 | $0.00 Strike: $2.50 | $0.00 |
DisclosureSEC source: 0001628280-22-005792 · wf-form4_164695562170769.xml · derivative · entry 1 Levine James E. · CIK 0001463151 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 560,016 Underlying: Common Stock · 170,016 shares Expires 2032-03-09 F1 · derivative.exercise_date: 42,504 vest on 3/09/2023. 3,542 vest monthly for 36 months beginning on 4/09/2023 through 3/09/2026. Read SEC document |
| March 09, 2022 Filed Mar 10, 2022 23:43 UTC |
TANNENBAUM RENEE PDirector
|
GrantStock Options · Derivative | 26,800 | $0.00 Strike: $2.50 | $0.00 |
DisclosureSEC source: 0001628280-22-005796 · wf-form4_164695577272689.xml · derivative · entry 1 TANNENBAUM RENEE P · CIK 0001543174 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,801 Underlying: Common Stock · 26,800 shares Expires 2032-03-09 Read SEC document |
| March 09, 2022 Filed Mar 10, 2022 23:43 UTC |
White LaleDirector
|
GrantStock Options · Derivative | 26,800 | $0.00 Strike: $2.50 | $0.00 |
DisclosureSEC source: 0001628280-22-005797 · wf-form4_164695579568634.xml · derivative · entry 1 White Lale · CIK 0001635493 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,574 Underlying: Common Stock · 26,800 shares Expires 2032-03-09 Read SEC document |
| March 09, 2022 Filed Mar 10, 2022 23:42 UTC |
Mohindru ManiDirector
|
GrantStock Options · Derivative | 26,800 | $0.00 Strike: $2.50 | $0.00 |
DisclosureSEC source: 0001628280-22-005794 · wf-form4_164695571887372.xml · derivative · entry 1 Mohindru Mani · CIK 0001664708 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,801 Underlying: Common Stock · 26,800 shares Expires 2032-03-09 Read SEC document |
| March 09, 2022 Filed Mar 10, 2022 23:41 UTC |
Markin Rodney SDirector
|
GrantStock Options · Derivative | 26,800 | $0.00 Strike: $2.50 | $0.00 |
DisclosureSEC source: 0001628280-22-005793 · wf-form4_164695568373039.xml · derivative · entry 1 Markin Rodney S · CIK 0001393415 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,627 Underlying: Stock Options · 26,800 shares Expires 2032-03-09 Read SEC document |
| March 09, 2022 Filed Mar 10, 2022 23:38 UTC |
BRANCACCIO JOHN PDirector
|
GrantStock Options · Derivative | 26,800 | $0.00 Strike: $2.50 | $0.00 |
DisclosureSEC source: 0001628280-22-005789 · wf-form4_164695550374678.xml · derivative · entry 1 BRANCACCIO JOHN P · CIK 0001276551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,317 Underlying: Common Stock · 26,800 shares Expires 2032-03-09 Read SEC document |
| March 09, 2022 Filed Mar 10, 2022 23:38 UTC |
Armitage James ODirector
|
GrantStock Options · Derivative | 26,800 | $0.00 Strike: $2.50 | $0.00 |
DisclosureSEC source: 0001628280-22-005788 · wf-form4_164695546998763.xml · derivative · entry 1 Armitage James O · CIK 0001370087 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,574 Underlying: Common Stock · 26,800 shares Expires 2032-03-09 Read SEC document |
| March 09, 2022 Filed Mar 11, 2022 19:11 UTC |
PACE GARY WDirector
|
GrantStock Options · Derivative | 26,800 | $0.00 Strike: $2.50 | $0.00 |
DisclosureSEC source: 0001628280-22-005854 · wf-form4_164702588154244.xml · derivative · entry 1 PACE GARY W · CIK 0001184778 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,574 Underlying: Common Stock · 26,800 shares Expires 2032-03-09 Read SEC document |
| September 21, 2021 Filed Sep 22, 2021 21:54 UTC |
PACE GARY WDirector
|
PurchaseCommon Stock | 30,000 | $6.75 | $202,500.00 |
DisclosureSEC source: 0001628280-21-019057 · wf-form4_163234764145489.xml · nonDerivative · entry 1 PACE GARY W · CIK 0001184778 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 494,811 Read SEC document |
| September 10, 2021 Filed Sep 13, 2021 12:12 UTC |
Levine James E.Chief Financial Officer
|
PurchaseCommon Stock | 5,000 | $6.32 | $31,600.00 |
DisclosureSEC source: 0001628280-21-018433 · wf-form4_163153514276157.xml · nonDerivative · entry 5 Levine James E. · CIK 0001463151 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Read SEC document |
| September 10, 2021 Filed Sep 13, 2021 12:12 UTC |
Levine James E.Chief Financial Officer
|
PurchaseCommon Stock | 5,000 | $6.35 | $31,750.00 |
DisclosureSEC source: 0001628280-21-018433 · wf-form4_163153514276157.xml · nonDerivative · entry 4 Levine James E. · CIK 0001463151 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Read SEC document |
| September 10, 2021 Filed Sep 13, 2021 12:12 UTC |
Levine James E.Chief Financial Officer
|
PurchaseCommon Stock | 10,000 | $6.38 | $63,800.00 |
DisclosureSEC source: 0001628280-21-018433 · wf-form4_163153514276157.xml · nonDerivative · entry 3 Levine James E. · CIK 0001463151 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Read SEC document |
| September 10, 2021 Filed Sep 13, 2021 12:12 UTC |
Levine James E.Chief Financial Officer
|
PurchaseCommon Stock | 5,000 | $6.75 | $33,750.00 |
DisclosureSEC source: 0001628280-21-018433 · wf-form4_163153514276157.xml · nonDerivative · entry 2 Levine James E. · CIK 0001463151 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Read SEC document |
| September 10, 2021 Filed Sep 13, 2021 12:12 UTC |
Levine James E.Chief Financial Officer
|
PurchaseCommon Stock | 5,000 | $6.62 | $33,100.00 |
DisclosureSEC source: 0001628280-21-018433 · wf-form4_163153514276157.xml · nonDerivative · entry 1 Levine James E. · CIK 0001463151 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Read SEC document |
| July 12, 2021 Filed Jul 12, 2021 20:16 UTC |
Levine James E.Chief Financial Officer
|
GrantCommon Stock · Derivative | 390,000 | $0.00 Strike: $6.55 | $0.00 |
DisclosureSEC source: 0001628280-21-013754 · wf-form4_162612095825628.xml · derivative · entry 1 Levine James E. · CIK 0001463151 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 390,000 Underlying: Stock Options · 390,000 shares Expires 2031-07-12 F1 · derivative.exercise_date: 97,500 vest on 7/12/2022. 8,125 vest monthly for 36 months beginning on 8/12/2022 through 7/12/2025. Read SEC document |
| July 12, 2021 Filed Jul 14, 2021 16:00 UTC |
Ruffner Katherine LChief Medical Officer
|
GrantStock Options · Derivative | 200,000 | $0.00 Strike: $6.55 | $0.00 |
DisclosureSEC source: 0001628280-21-013826 · wf-form4_162629281654783.xml · derivative · entry 1 Ruffner Katherine L · CIK 0001872306 · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,000 Underlying: Common Stock · 200,000 shares Expires 2031-07-12 F1 · derivative.exercise_date: 25% vest on 7/12/2022. The remainder vest in equal installments monthly for 36 months beginning on 8/12/2022 through 7/12/2025. Read SEC document |
| June 10, 2021 Filed Jun 14, 2021 16:12 UTC |
Kelemen VickiExec. VP and COO
|
GrantStock Options · Derivative | 200,928 | $0.00 Strike: $7.98 | $0.00 |
DisclosureSEC source: 0001628280-21-012173 · wf-form4_162370151060627.xml · derivative · entry 1 Kelemen Vicki · CIK 0001815809 · Exec. VP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 402,768 Underlying: Common Stock · 200,928 shares Expires 2031-06-10 F1 · derivative.exercise_date: 50,232 vest on 6/10/2022. 4,186 vest monthly for 36 months beginning on 7/10/2022 through 6/10/2025. Read SEC document |
| June 10, 2021 Filed Jun 14, 2021 16:11 UTC |
Erlander MarkDirector · Chief Executive Officer
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GrantStock Options · Derivative | 435,072 | $0.00 Strike: $7.98 | $0.00 |
DisclosureSEC source: 0001628280-21-012172 · wf-form4_162370149350115.xml · derivative · entry 1 Erlander Mark · CIK 0001651537 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 815,272 Underlying: Common Stock · 435,072 shares Expires 2031-06-10 F1 · derivative.exercise_date: 108,768 vest on 6/10/2022. 9,064 vest monthly for 36 months beginning on 7/10/2022 through 6/10/2025. Read SEC document |
| June 10, 2021 Filed Jun 14, 2021 16:10 UTC |
ADAMS THOMAS PHDFormer Director
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OtherStock Options · Derivative | 173,145 | $0.00 Strike: $2.60 | $0.00 |
DisclosureSEC source: 0001628280-21-012169 · wf-form4_162370142446711.xml · derivative · entry 7 ADAMS THOMAS PHD · CIK 0001234366 · Former Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 477,870 Underlying: Common Stock · 173,145 shares Expires 2023-06-10 F1 · kind: Expiration date of the stock options was extended to June 10, 2023. F3 · derivative.exercise_date: In connection with the Reporting Person's separation agreement dated December 21, 2020, the Compensation Committee accelerated the vesting of such stock options to December 29, 2020. Read SEC document |
| June 10, 2021 Filed Jun 14, 2021 16:10 UTC |
ADAMS THOMAS PHDFormer Director
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OtherStock Options · Derivative | 298,320 | $0.00 Strike: $2.48 | $0.00 |
DisclosureSEC source: 0001628280-21-012169 · wf-form4_162370142446711.xml · derivative · entry 6 ADAMS THOMAS PHD · CIK 0001234366 · Former Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 477,870 Underlying: Common Stock · 298,320 shares Expires 2023-06-10 F1 · kind: Expiration date of the stock options was extended to June 10, 2023. F3 · derivative.exercise_date: In connection with the Reporting Person's separation agreement dated December 21, 2020, the Compensation Committee accelerated the vesting of such stock options to December 29, 2020. Read SEC document |
| June 10, 2021 Filed Jun 14, 2021 16:10 UTC |
ADAMS THOMAS PHDFormer Director
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OtherStock Options · Derivative | 755 | $0.00 Strike: $21.60 | $0.00 |
DisclosureSEC source: 0001628280-21-012169 · wf-form4_162370142446711.xml · derivative · entry 5 ADAMS THOMAS PHD · CIK 0001234366 · Former Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 477,870 Underlying: Common Stock · 755 shares Expires 2023-06-10 F1 · kind: Expiration date of the stock options was extended to June 10, 2023. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.