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NYSE · USD

CRC

California Resources Corp

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Tapewire entity
3937
SEC CIK
0001609253
Parsed reports
572

Last 12 months

Inside the activity.

2 purchase rows · 11 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202520
Dec 202500
Jan 202600
Feb 202600
Mar 202605
Apr 202600
May 202601
Jun 202601
Jul 202601
Aug 202601
Sep 202601
Oct 202601

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 27, 2020 Filed Oct 28, 2020 01:37 UTC Disposition to issuerCommon Stock 15,196 $0.00 $0.00
Disclosure

SEC source: 0001609253-20-000185 · wf-form4_160384904357241.xml · nonDerivative · entry 1

SIEGEL LAURIE · CIK 0001223626 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · balance_after: Reflects number of shares of Common Stock owned as of October 27, 2020.

F2 · balance_after: On October 13, 2020, an order confirming the plan of reorganization (the "Plan") of the Issuer and certain of its affiliates was entered by the United States Bankruptcy Court for the Southern District of Texas, Houston Division. On October 27, 2020, the Plan became effective and under its terms all of the Issuer's equity was cancelled.

Read SEC document
October 27, 2020 Filed Oct 27, 2020 21:34 UTC Disposition to issuerCommon Stock 29,965 $0.00 $0.00
Disclosure

SEC source: 0001609253-20-000176 · wf-form4_160384887000978.xml · nonDerivative · entry 1

SINNOTT ROBERT V · CIK 0001188625 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · balance_after: Reflects number of shares of Common Stock owned as of October 27, 2020.

F2 · balance_after: On October 13, 2020, an order confirming the plan of reorganization (the "Plan") of the Issuer and certain of its affiliates was entered by the United States Bankruptcy Court for the Southern District of Texas, Houston Division. On October 27, 2020, the Plan became effective and under its terms all of the Issuer's equity was cancelled.

Read SEC document
October 27, 2020 Filed Oct 28, 2020 01:38 UTC
Preston Michael L.Sr EVP, Chief Admin Ofcr & GC
Disposition to issuerCommon Stock 60,509 $0.00 $0.00
Disclosure

SEC source: 0001609253-20-000188 · wf-form4_160384910654287.xml · nonDerivative · entry 1

Preston Michael L. · CIK 0001622072 · Sr EVP, Chief Admin Ofcr & GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · balance_after: Reflects number of shares of Common Stock owned as of October 27, 2020.

F2 · balance_after: On October 13, 2020, an order confirming the plan of reorganization (the "Plan") of the Issuer and certain of its affiliates was entered by the United States Bankruptcy Court for the Southern District of Texas, Houston Division. On October 27, 2020, the Plan became effective and under its terms all of the Issuer's equity was cancelled.

Read SEC document
October 27, 2020 Filed Oct 28, 2020 01:38 UTC
Kerns Shawn M.EVP - Operations & Engineering
Disposition to issuerCommon Stock 355.12 $0.00 $0.00
Disclosure

SEC source: 0001609253-20-000186 · wf-form4_160384906684229.xml · nonDerivative · entry 1

Kerns Shawn M. · CIK 0001621969 · EVP - Operations & Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · balance_after: Reflects number of shares of Common Stock owned as of October 27, 2020.

F2 · balance_after: On October 13, 2020, an order confirming the plan of reorganization (the "Plan") of the Issuer and certain of its affiliates was entered by the United States Bankruptcy Court for the Southern District of Texas, Houston Division. On October 27, 2020, the Plan became effective and under its terms all of the Issuer's equity was cancelled.

Read SEC document
October 27, 2020 Filed Oct 28, 2020 01:37 UTC
Repetti Noelle M.Vice President and Controller
Disposition to issuerCommon Stock 23,736 $0.00 $0.00
Disclosure

SEC source: 0001609253-20-000184 · wf-form4_160384902699956.xml · nonDerivative · entry 1

Repetti Noelle M. · CIK 0001715053 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · balance_after: Reflects number of shares of Common Stock owned as of October 27, 2020.

F2 · balance_after: On October 13, 2020, an order confirming the plan of reorganization (the "Plan") of the Issuer and certain of its affiliates was entered by the United States Bankruptcy Court for the Southern District of Texas, Houston Division. On October 27, 2020, the Plan became effective and under its terms all of the Issuer's equity was cancelled.

Read SEC document
October 27, 2020 Filed Oct 28, 2020 01:37 UTC Disposition to issuerCommon Stock 78,008 $0.00 $0.00
Disclosure

SEC source: 0001609253-20-000183 · wf-form4_160384901225214.xml · nonDerivative · entry 1

McMahon Harry T. · CIK 0001699448 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · balance_after: Reflects number of shares of Common Stock owned as of October 27, 2020.

F2 · balance_after: On October 13, 2020, an order confirming the plan of reorganization (the "Plan") of the Issuer and certain of its affiliates was entered by the United States Bankruptcy Court for the Southern District of Texas, Houston Division. On October 27, 2020, the Plan became effective and under its terms all of the Issuer's equity was cancelled.

Read SEC document
October 27, 2020 Filed Oct 28, 2020 01:35 UTC Disposition to issuerCommon Stock 36,681 $0.00 $0.00
Disclosure

SEC source: 0001609253-20-000179 · wf-form4_160384894087053.xml · nonDerivative · entry 1

Moncrief Richard W. · CIK 0001622075 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · balance_after: Reflects number of shares of Common Stock owned as of October 27, 2020.

F2 · balance_after: On October 13, 2020, an order confirming the plan of reorganization (the "Plan") of the Issuer and certain of its affiliates was entered by the United States Bankruptcy Court for the Southern District of Texas, Houston Division. On October 27, 2020, the Plan became effective and under its terms all of the Issuer's equity was cancelled.

Read SEC document
October 27, 2020 Filed Oct 28, 2020 01:35 UTC
Weiss Charles F.EVP - Public Affairs
Disposition to issuerCommon Stock 2,376 $0.00 $0.00
Disclosure

SEC source: 0001609253-20-000178 · wf-form4_160384892127913.xml · nonDerivative · entry 2

Weiss Charles F. · CIK 0001622069 · EVP - Public Affairs

10b5-1 filing: Not disclosed

Ownership: Indirect · By Weiss Family Trust

Disclosed balance after: 0

F1 · balance_after: Reflects number of shares of Common Stock owned as of October 27, 2020.

F2 · balance_after: On October 13, 2020, an order confirming the plan of reorganization (the "Plan") of the Issuer and certain of its affiliates was entered by the United States Bankruptcy Court for the Southern District of Texas, Houston Division. On October 27, 2020, the Plan became effective and under its terms all of the Issuer's equity was cancelled.

Read SEC document
October 27, 2020 Filed Oct 28, 2020 01:35 UTC
Weiss Charles F.EVP - Public Affairs
Disposition to issuerCommon Stock 71,844 $0.00 $0.00
Disclosure

SEC source: 0001609253-20-000178 · wf-form4_160384892127913.xml · nonDerivative · entry 1

Weiss Charles F. · CIK 0001622069 · EVP - Public Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · balance_after: Reflects number of shares of Common Stock owned as of October 27, 2020.

F2 · balance_after: On October 13, 2020, an order confirming the plan of reorganization (the "Plan") of the Issuer and certain of its affiliates was entered by the United States Bankruptcy Court for the Southern District of Texas, Houston Division. On October 27, 2020, the Plan became effective and under its terms all of the Issuer's equity was cancelled.

Read SEC document
October 27, 2020 Filed Oct 28, 2020 18:59 UTC Disposition to issuerCommon Stock 37,400 $0.00 $0.00
Disclosure

SEC source: 0001609253-20-000190 · wf-form4_160391154410844.xml · nonDerivative · entry 1

Gannon Justin A. · CIK 0001620942 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · balance_after: Reflects number of shares of Common Stock owned as of October 27, 2020.

F2 · balance_after: On October 13, 2020, an order confirming the plan of reorganization (the "Plan") of the Issuer and certain of its affiliates was entered by the United States Bankruptcy Court for the Southern District of Texas, Houston Division. On October 27, 2020, the Plan became effective and under its terms all of the Issuer's equity was cancelled.

Read SEC document
August 26, 2020 Filed Aug 27, 2020 20:20 UTC
Kerns Shawn M.EVP - Operations & Engineering
SaleCommon Stock 62,466 $0.10 $6,065.45
Disclosure

SEC source: 0001609253-20-000131 · wf-form4_159855959694768.xml · nonDerivative · entry 1

Kerns Shawn M. · CIK 0001621969 · EVP - Operations & Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 355.12

F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.097 to $0.098, inclusive. The reporting person undertakes to provide to CRC, any security holder of CRC, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.

Read SEC document
August 20, 2020 Filed Aug 24, 2020 16:19 UTC
Pineci RoySVP - Finance
SaleCommon Stock 38,225 $0.11 $4,021.27
Disclosure

SEC source: 0001609253-20-000129 · wf-form4_159830027182297.xml · nonDerivative · entry 1

Pineci Roy · CIK 0001449793 · SVP - Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.101 to $0.11, inclusive. The reporting person undertakes to provide to CRC, any security holder of CRC, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.

Read SEC document
August 17, 2020 Filed Aug 19, 2020 20:57 UTC
Stevens Todd A.Director · President and CEO
SaleCommon Stock 276,736 $0.11 $31,049.78
Disclosure

SEC source: 0001609253-20-000127 · wf-form4_159787063262917.xml · nonDerivative · entry 1

Stevens Todd A. · CIK 0001622066 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.106 to $0.1283, inclusive. The reporting person undertakes to provide to CRC, any security holder of CRC, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.

Read SEC document
August 11, 2020 Filed Aug 12, 2020 15:52 UTC SaleCommon Stock 88,821 $0.18 $16,236.48
Disclosure

SEC source: 0001609253-20-000123 · wf-form4_159726195934646.xml · nonDerivative · entry 1

Albrecht William E · CIK 0001433667 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,062.024

F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.181 to $0.188, inclusive. The reporting person undertakes to provide to CRC, any security holder of CRC, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.

Read SEC document
February 20, 2020 Filed Feb 24, 2020 19:15 UTC
Leon FranciscoEVP Corp Dev & Strategic Plng
Exercise / conversionRestricted Stock Unit · Derivative 5,453 $0.00 $0.00
Disclosure

SEC source: 0001609253-20-000049 · wf-form4_158258969961256.xml · derivative · entry 4

Leon Francisco · CIK 0001732190 · EVP Corp Dev & Strategic Plng

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,452

Underlying: Common Stock · 5,453 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Vesting of Restricted Stock Unit (RSU) award granted on February 21, 2018.

F1 · kind: Vesting of Restricted Stock Unit (RSU) award granted on February 21, 2018.

F2 · derivative.exercise_date: One-half of the RSUs vested on February 20, 2020; the remaining RSUs vest on February 20, 2021.

F2 · derivative.expiration_date: One-half of the RSUs vested on February 20, 2020; the remaining RSUs vest on February 20, 2021.

Read SEC document
February 20, 2020 Filed Feb 24, 2020 19:15 UTC
Leon FranciscoEVP Corp Dev & Strategic Plng
Tax withholdingCommon Stock 523 $6.50 $3,399.50
Disclosure

SEC source: 0001609253-20-000049 · wf-form4_158258969961256.xml · nonDerivative · entry 3

Leon Francisco · CIK 0001732190 · EVP Corp Dev & Strategic Plng

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,047.648

Read SEC document
February 20, 2020 Filed Feb 24, 2020 19:15 UTC
Leon FranciscoEVP Corp Dev & Strategic Plng
Disposition to issuerCommon Stock 2,181 $6.50 $14,176.50
Disclosure

SEC source: 0001609253-20-000049 · wf-form4_158258969961256.xml · nonDerivative · entry 2

Leon Francisco · CIK 0001732190 · EVP Corp Dev & Strategic Plng

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,570.648

Read SEC document
February 20, 2020 Filed Feb 24, 2020 19:15 UTC
Leon FranciscoEVP Corp Dev & Strategic Plng
Exercise / conversionCommon Stock 5,453 Not disclosed Not disclosed
Disclosure

SEC source: 0001609253-20-000049 · wf-form4_158258969961256.xml · nonDerivative · entry 1

Leon Francisco · CIK 0001732190 · EVP Corp Dev & Strategic Plng

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,751.648

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of Restricted Stock Unit (RSU) award granted on February 21, 2018.

F1 · price: Vesting of Restricted Stock Unit (RSU) award granted on February 21, 2018.

Read SEC document
February 20, 2020 Filed Feb 24, 2020 19:17 UTC
Williams DarrenEVP-Operations & Geoscience
Exercise / conversionRestricted Stock Unit · Derivative 7,633 $0.00 $0.00
Disclosure

SEC source: 0001609253-20-000056 · wf-form4_158258985710496.xml · derivative · entry 4

Williams Darren · CIK 0001622116 · EVP-Operations & Geoscience

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,633

Underlying: Common Stock · 7,633 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Vesting of Restricted Stock Unit (RSU) award granted on February 21, 2018.

F1 · kind: Vesting of Restricted Stock Unit (RSU) award granted on February 21, 2018.

F2 · derivative.exercise_date: One-half of the RSUs vested on February 20, 2020; the remaining RSUs vest on February 20, 2021.

F2 · derivative.expiration_date: One-half of the RSUs vested on February 20, 2020; the remaining RSUs vest on February 20, 2021.

Read SEC document
February 20, 2020 Filed Feb 24, 2020 19:17 UTC
Williams DarrenEVP-Operations & Geoscience
Tax withholdingCommon Stock 966 $6.50 $6,279.00
Disclosure

SEC source: 0001609253-20-000056 · wf-form4_158258985710496.xml · nonDerivative · entry 3

Williams Darren · CIK 0001622116 · EVP-Operations & Geoscience

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,251

Read SEC document
February 20, 2020 Filed Feb 24, 2020 19:17 UTC
Williams DarrenEVP-Operations & Geoscience
Disposition to issuerCommon Stock 3,053 $6.50 $19,844.50
Disclosure

SEC source: 0001609253-20-000056 · wf-form4_158258985710496.xml · nonDerivative · entry 2

Williams Darren · CIK 0001622116 · EVP-Operations & Geoscience

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,217

Read SEC document
February 20, 2020 Filed Feb 24, 2020 19:17 UTC
Williams DarrenEVP-Operations & Geoscience
Exercise / conversionCommon Stock 7,633 Not disclosed Not disclosed
Disclosure

SEC source: 0001609253-20-000056 · wf-form4_158258985710496.xml · nonDerivative · entry 1

Williams Darren · CIK 0001622116 · EVP-Operations & Geoscience

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,270

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of Restricted Stock Unit (RSU) award granted on February 21, 2018.

F1 · price: Vesting of Restricted Stock Unit (RSU) award granted on February 21, 2018.

Read SEC document
February 20, 2020 Filed Feb 24, 2020 19:15 UTC
Pineci RoyEVP - Finance
Exercise / conversionRestricted Stock Unit · Derivative 3,635 $0.00 $0.00
Disclosure

SEC source: 0001609253-20-000050 · wf-form4_158258972113752.xml · derivative · entry 4

Pineci Roy · CIK 0001449793 · EVP - Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,270

Underlying: Common Stock · 3,635 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Vesting of Restricted Stock Unit (RSU) award granted on February 21, 2018.

F1 · kind: Vesting of Restricted Stock Unit (RSU) award granted on February 21, 2018.

F2 · derivative.exercise_date: One-half of the RSUs vested on February 20, 2020; the remaining RSUs vest on February 20, 2021.

F2 · derivative.expiration_date: One-half of the RSUs vested on February 20, 2020; the remaining RSUs vest on February 20, 2021.

F3 · balance_after: 3,635 RSUs were transferred in a transaction exempt from Section 16. The reporting person no longer reports those securities as beneficially owned.

Read SEC document
February 20, 2020 Filed Feb 24, 2020 19:15 UTC
Pineci RoyEVP - Finance
Tax withholdingCommon Stock 546 $6.50 $3,549.00
Disclosure

SEC source: 0001609253-20-000050 · wf-form4_158258972113752.xml · nonDerivative · entry 3

Pineci Roy · CIK 0001449793 · EVP - Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,225.2

Read SEC document
February 20, 2020 Filed Feb 24, 2020 19:15 UTC
Pineci RoyEVP - Finance
Disposition to issuerCommon Stock 1,454 $6.50 $9,451.00
Disclosure

SEC source: 0001609253-20-000050 · wf-form4_158258972113752.xml · nonDerivative · entry 2

Pineci Roy · CIK 0001449793 · EVP - Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,771.2

Read SEC document
February 20, 2020 Filed Feb 24, 2020 19:15 UTC
Pineci RoyEVP - Finance
Exercise / conversionCommon Stock 3,635 Not disclosed Not disclosed
Disclosure

SEC source: 0001609253-20-000050 · wf-form4_158258972113752.xml · nonDerivative · entry 1

Pineci Roy · CIK 0001449793 · EVP - Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,225.2

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of Restricted Stock Unit (RSU) award granted on February 21, 2018.

F1 · price: Vesting of Restricted Stock Unit (RSU) award granted on February 21, 2018.

Read SEC document
February 20, 2020 Filed Feb 24, 2020 19:16 UTC
Smith Marshall DSenior EVP & CFO
Exercise / conversionRestricted Stock Unit · Derivative 13,813 $0.00 $0.00
Disclosure

SEC source: 0001609253-20-000053 · wf-form4_158258978386896.xml · derivative · entry 3

Smith Marshall D · CIK 0001335641 · Senior EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,813

Underlying: Common Stock · 13,813 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Vesting of Restricted Stock Unit (RSU) award granted on February 21, 2018.

F1 · kind: Vesting of Restricted Stock Unit (RSU) award granted on February 21, 2018.

F2 · derivative.exercise_date: One-half of the RSUs vested on February 20, 2020; the remaining RSUs vest on February 20, 2021.

F2 · derivative.expiration_date: One-half of the RSUs vested on February 20, 2020; the remaining RSUs vest on February 20, 2021.

Read SEC document
February 20, 2020 Filed Feb 24, 2020 19:16 UTC
Smith Marshall DSenior EVP & CFO
Disposition to issuerCommon Stock 5,525 $6.50 $35,912.50
Disclosure

SEC source: 0001609253-20-000053 · wf-form4_158258978386896.xml · nonDerivative · entry 2

Smith Marshall D · CIK 0001335641 · Senior EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,134

Read SEC document
February 20, 2020 Filed Feb 24, 2020 19:16 UTC
Smith Marshall DSenior EVP & CFO
Exercise / conversionCommon Stock 13,813 Not disclosed Not disclosed
Disclosure

SEC source: 0001609253-20-000053 · wf-form4_158258978386896.xml · nonDerivative · entry 1

Smith Marshall D · CIK 0001335641 · Senior EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,659

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of Restricted Stock Unit (RSU) award granted on February 21, 2018.

F1 · price: Vesting of Restricted Stock Unit (RSU) award granted on February 21, 2018.

Read SEC document
February 20, 2020 Filed Feb 25, 2020 00:17 UTC
Stevens Todd A.Director · President and CEO
Exercise / conversionRestricted Stock Unit · Derivative 37,805 $0.00 $0.00
Disclosure

SEC source: 0001609253-20-000054 · wf-form4_158258980813982.xml · derivative · entry 4

Stevens Todd A. · CIK 0001622066 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,804

Underlying: Common Stock · 37,805 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Vesting of Restricted Stock Unit (RSU) award granted on February 21, 2018.

F1 · kind: Vesting of Restricted Stock Unit (RSU) award granted on February 21, 2018.

F2 · derivative.exercise_date: One-half of the RSUs vested on February 20, 2020; the remaining RSUs vest on February 20, 2021.

F2 · derivative.expiration_date: One-half of the RSUs vested on February 20, 2020; the remaining RSUs vest on February 20, 2021.

Read SEC document
February 20, 2020 Filed Feb 25, 2020 00:17 UTC
Stevens Todd A.Director · President and CEO
Tax withholdingCommon Stock 4,783 $6.50 $31,089.50
Disclosure

SEC source: 0001609253-20-000054 · wf-form4_158258980813982.xml · nonDerivative · entry 3

Stevens Todd A. · CIK 0001622066 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 276,736

Read SEC document
February 20, 2020 Filed Feb 25, 2020 00:17 UTC
Stevens Todd A.Director · President and CEO
Disposition to issuerCommon Stock 15,122 $6.50 $98,293.00
Disclosure

SEC source: 0001609253-20-000054 · wf-form4_158258980813982.xml · nonDerivative · entry 2

Stevens Todd A. · CIK 0001622066 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 281,519

Read SEC document
February 20, 2020 Filed Feb 25, 2020 00:17 UTC
Stevens Todd A.Director · President and CEO
Exercise / conversionCommon Stock 37,805 Not disclosed Not disclosed
Disclosure

SEC source: 0001609253-20-000054 · wf-form4_158258980813982.xml · nonDerivative · entry 1

Stevens Todd A. · CIK 0001622066 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 296,641

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of Restricted Stock Unit (RSU) award granted on February 21, 2018.

F1 · price: Vesting of Restricted Stock Unit (RSU) award granted on February 21, 2018.

Read SEC document
February 20, 2020 Filed Feb 25, 2020 00:17 UTC
Weiss Charles F.EVP - Public Affairs
Exercise / conversionRestricted Stock Unit · Derivative 7,998 $0.00 $0.00
Disclosure

SEC source: 0001609253-20-000055 · wf-form4_158258982848762.xml · derivative · entry 5

Weiss Charles F. · CIK 0001622069 · EVP - Public Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,996

Underlying: Common Stock · 7,998 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Vesting of Restricted Stock Unit (RSU) award granted on February 21, 2018.

F1 · kind: Vesting of Restricted Stock Unit (RSU) award granted on February 21, 2018.

F2 · derivative.exercise_date: One-half of the RSUs vested on February 20, 2020; the remaining RSUs vest on February 20, 2021.

F2 · derivative.expiration_date: One-half of the RSUs vested on February 20, 2020; the remaining RSUs vest on February 20, 2021.

Read SEC document
February 20, 2020 Filed Feb 25, 2020 00:17 UTC
Weiss Charles F.EVP - Public Affairs
Tax withholdingCommon Stock 767 $6.50 $4,985.50
Disclosure

SEC source: 0001609253-20-000055 · wf-form4_158258982848762.xml · nonDerivative · entry 3

Weiss Charles F. · CIK 0001622069 · EVP - Public Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,844

Read SEC document
February 20, 2020 Filed Feb 25, 2020 00:17 UTC
Weiss Charles F.EVP - Public Affairs
Disposition to issuerCommon Stock 3,199 $6.50 $20,793.50
Disclosure

SEC source: 0001609253-20-000055 · wf-form4_158258982848762.xml · nonDerivative · entry 2

Weiss Charles F. · CIK 0001622069 · EVP - Public Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,611

Read SEC document
February 20, 2020 Filed Feb 25, 2020 00:17 UTC
Weiss Charles F.EVP - Public Affairs
Exercise / conversionCommon Stock 7,998 Not disclosed Not disclosed
Disclosure

SEC source: 0001609253-20-000055 · wf-form4_158258982848762.xml · nonDerivative · entry 1

Weiss Charles F. · CIK 0001622069 · EVP - Public Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,810

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of Restricted Stock Unit (RSU) award granted on February 21, 2018.

F1 · price: Vesting of Restricted Stock Unit (RSU) award granted on February 21, 2018.

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February 20, 2020 Filed Feb 25, 2020 00:16 UTC
Repetti Noelle M.Vice President and Controller
Exercise / conversionRestricted Stock Unit · Derivative 2,545 $0.00 $0.00
Disclosure

SEC source: 0001609253-20-000052 · wf-form4_158258976189189.xml · derivative · entry 4

Repetti Noelle M. · CIK 0001715053 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,544

Underlying: Common Stock · 2,545 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Vesting of Restricted Stock Unit (RSU) award granted on February 21, 2018.

F1 · kind: Vesting of Restricted Stock Unit (RSU) award granted on February 21, 2018.

F2 · derivative.exercise_date: One-half of the RSUs vested on February 20, 2020; the remaining RSUs vest on February 20, 2021.

F2 · derivative.expiration_date: One-half of the RSUs vested on February 20, 2020; the remaining RSUs vest on February 20, 2021.

Read SEC document
February 20, 2020 Filed Feb 25, 2020 00:16 UTC
Repetti Noelle M.Vice President and Controller
Tax withholdingCommon Stock 244 $6.50 $1,586.00
Disclosure

SEC source: 0001609253-20-000052 · wf-form4_158258976189189.xml · nonDerivative · entry 3

Repetti Noelle M. · CIK 0001715053 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,736

Read SEC document
February 20, 2020 Filed Feb 25, 2020 00:16 UTC
Repetti Noelle M.Vice President and Controller
Disposition to issuerCommon Stock 1,018 $6.50 $6,617.00
Disclosure

SEC source: 0001609253-20-000052 · wf-form4_158258976189189.xml · nonDerivative · entry 2

Repetti Noelle M. · CIK 0001715053 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,980

Read SEC document
February 20, 2020 Filed Feb 25, 2020 00:16 UTC
Repetti Noelle M.Vice President and Controller
Exercise / conversionCommon Stock 2,545 Not disclosed Not disclosed
Disclosure

SEC source: 0001609253-20-000052 · wf-form4_158258976189189.xml · nonDerivative · entry 1

Repetti Noelle M. · CIK 0001715053 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,998

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of Restricted Stock Unit (RSU) award granted on February 21, 2018.

F1 · price: Vesting of Restricted Stock Unit (RSU) award granted on February 21, 2018.

Read SEC document
February 20, 2020 Filed Feb 25, 2020 00:15 UTC
Preston Michael L.Sr EVP, Chief Admin Ofcr & GC
Exercise / conversionRestricted Stock Unit · Derivative 7,633 $0.00 $0.00
Disclosure

SEC source: 0001609253-20-000051 · wf-form4_158258974161250.xml · derivative · entry 4

Preston Michael L. · CIK 0001622072 · Sr EVP, Chief Admin Ofcr & GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,633

Underlying: Common Stock · 7,633 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Vesting of Restricted Stock Unit (RSU) award granted on February 21, 2018.

F1 · kind: Vesting of Restricted Stock Unit (RSU) award granted on February 21, 2018.

F2 · derivative.exercise_date: One-half of the RSUs vested on February 20, 2020; the remaining RSUs vest on February 20, 2021.

F2 · derivative.expiration_date: One-half of the RSUs vested on February 20, 2020; the remaining RSUs vest on February 20, 2021.

Read SEC document
February 20, 2020 Filed Feb 25, 2020 00:15 UTC
Preston Michael L.Sr EVP, Chief Admin Ofcr & GC
Tax withholdingCommon Stock 732 $6.50 $4,758.00
Disclosure

SEC source: 0001609253-20-000051 · wf-form4_158258974161250.xml · nonDerivative · entry 3

Preston Michael L. · CIK 0001622072 · Sr EVP, Chief Admin Ofcr & GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,509

Read SEC document
February 20, 2020 Filed Feb 25, 2020 00:15 UTC
Preston Michael L.Sr EVP, Chief Admin Ofcr & GC
Disposition to issuerCommon Stock 3,053 $6.50 $19,844.50
Disclosure

SEC source: 0001609253-20-000051 · wf-form4_158258974161250.xml · nonDerivative · entry 2

Preston Michael L. · CIK 0001622072 · Sr EVP, Chief Admin Ofcr & GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,241

Read SEC document
February 20, 2020 Filed Feb 25, 2020 00:15 UTC
Preston Michael L.Sr EVP, Chief Admin Ofcr & GC
Exercise / conversionCommon Stock 7,633 Not disclosed Not disclosed
Disclosure

SEC source: 0001609253-20-000051 · wf-form4_158258974161250.xml · nonDerivative · entry 1

Preston Michael L. · CIK 0001622072 · Sr EVP, Chief Admin Ofcr & GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,294

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of Restricted Stock Unit (RSU) award granted on February 21, 2018.

F1 · price: Vesting of Restricted Stock Unit (RSU) award granted on February 21, 2018.

Read SEC document
February 20, 2020 Filed Feb 25, 2020 00:14 UTC
Kerns Shawn M.EVP - Operations & Engineering
Exercise / conversionRestricted Stock Unit · Derivative 8,361 $0.00 $0.00
Disclosure

SEC source: 0001609253-20-000048 · wf-form4_158258967732313.xml · derivative · entry 4

Kerns Shawn M. · CIK 0001621969 · EVP - Operations & Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,360

Underlying: Common Stock · 8,361 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Vesting of Restricted Stock Unit (RSU) award granted on February 21, 2018.

F1 · kind: Vesting of Restricted Stock Unit (RSU) award granted on February 21, 2018.

F2 · derivative.exercise_date: One-half of the RSUs vested on February 20, 2020; the remaining RSUs vest on February 20, 2021.

F2 · derivative.expiration_date: One-half of the RSUs vested on February 20, 2020; the remaining RSUs vest on February 20, 2021.

Read SEC document
February 20, 2020 Filed Feb 25, 2020 00:14 UTC
Kerns Shawn M.EVP - Operations & Engineering
Tax withholdingCommon Stock 802 $6.50 $5,213.00
Disclosure

SEC source: 0001609253-20-000048 · wf-form4_158258967732313.xml · nonDerivative · entry 3

Kerns Shawn M. · CIK 0001621969 · EVP - Operations & Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,821.12

Read SEC document
February 20, 2020 Filed Feb 25, 2020 00:14 UTC
Kerns Shawn M.EVP - Operations & Engineering
Disposition to issuerCommon Stock 3,344 $6.50 $21,736.00
Disclosure

SEC source: 0001609253-20-000048 · wf-form4_158258967732313.xml · nonDerivative · entry 2

Kerns Shawn M. · CIK 0001621969 · EVP - Operations & Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,623.12

Read SEC document
February 20, 2020 Filed Feb 25, 2020 00:14 UTC
Kerns Shawn M.EVP - Operations & Engineering
Exercise / conversionCommon Stock 8,361 Not disclosed Not disclosed
Disclosure

SEC source: 0001609253-20-000048 · wf-form4_158258967732313.xml · nonDerivative · entry 1

Kerns Shawn M. · CIK 0001621969 · EVP - Operations & Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,967.12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of Restricted Stock Unit (RSU) award granted on February 21, 2018.

F1 · price: Vesting of Restricted Stock Unit (RSU) award granted on February 21, 2018.

Read SEC document
February 18, 2020 Filed Feb 20, 2020 20:55 UTC
Leon FranciscoEVP Corp Dev & Strategic Plng
GrantEmployee Stock Option (Right to Buy) · Derivative 30,212 $0.00 Strike: $6.82 $0.00
Disclosure

SEC source: 0001609253-20-000028 · wf-form4_158225009643070.xml · derivative · entry 5

Leon Francisco · CIK 0001732190 · EVP Corp Dev & Strategic Plng

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,212

Underlying: Common Stock · 30,212 shares

Expires 2027-02-17

F5 · derivative.exercise_date: The options vest in three equal annual installments beginning February 17, 2021.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.