Tapewire

Nasdaq · USD

CPSS

CONSUMER PORTFOLIO SERVICES, INC.

Export transactions ↓
Tapewire entity
1404
SEC CIK
0000889609
Parsed reports
447

Last 12 months

Inside the activity.

0 purchase rows · 8 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202600
Feb 202600
Mar 202601
Apr 202600
May 202600
Jun 202601
Jul 202600
Aug 202604
Sep 202601
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 27, 2023 Filed Jan 31, 2023 19:00 UTC
TERRY CHRISExec. Vice President
Exercise / conversionCommon Stock, No Par Value 60,000 $6.86 $411,600.00
Disclosure

SEC source: 0001683168-23-000447 · ownership.xml · nonDerivative · entry 1

TERRY CHRIS · CIK 0001244792 · Exec. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,808

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 27, 2023 Filed Jan 31, 2023 17:42 UTC
Harton John PatrickSr. Vice President
Exercise / conversionStock Option (right to buy) · Derivative 25,000 Not disclosed Strike: $6.86 Not disclosed
Disclosure

SEC source: 0001683168-23-000442 · ownership.xml · derivative · entry 3

Harton John Patrick · CIK 0001605827 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, No Par Value · 25,000 shares

Expires 2023-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Issued in consideration of the named person's service to the issuer.

F2 · derivative.exercise_date: Became exercisable in cumulative increments of 5,000 shares on February 01, 2014, 2015, 2016, 2017, and 2018.

Read SEC document
January 27, 2023 Filed Jan 31, 2023 17:42 UTC
Harton John PatrickSr. Vice President
Tax withholdingCommon Stock, No Par Value 17,754 $9.66 $171,503.64
Disclosure

SEC source: 0001683168-23-000442 · ownership.xml · nonDerivative · entry 2

Harton John Patrick · CIK 0001605827 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 209,384

F1 · kind: Represents a "net exercise" of outstanding stock options. The reporting person received 7,246 shares of common stock on net exercise of option to purchase 25,000 shares of common stock. The reporting person forfeited 17,754 shares of common stock underlying the option in payment of the exercise prices using the closing stock price on January 27, 2023 of $9.66 per share.

Read SEC document
January 27, 2023 Filed Jan 31, 2023 17:42 UTC
Harton John PatrickSr. Vice President
Exercise / conversionCommon Stock, No Par Value 25,000 $6.86 $171,500.00
Disclosure

SEC source: 0001683168-23-000442 · ownership.xml · nonDerivative · entry 1

Harton John Patrick · CIK 0001605827 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 227,138

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 24, 2023 Filed Jan 26, 2023 20:34 UTC Exercise / conversionStock Option (right to buy) · Derivative 60,000 Not disclosed Strike: $7.97 Not disclosed
Disclosure

SEC source: 0001683168-23-000359 · ownership.xml · derivative · entry 8

Lavin Michael T. · CIK 0001463930 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, No Par Value · 60,000 shares

Expires 2023-05-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: Issued in consideration of the named person's services to the issuer.

F5 · derivative.exercise_date: Became exercisable in cumulative increments of 12,000 shares on May 7, 2014, 2015, 2016, 2017, and 2018.

Read SEC document
January 24, 2023 Filed Jan 26, 2023 20:34 UTC Exercise / conversionStock Option (right to buy) · Derivative 75,000 Not disclosed Strike: $6.86 Not disclosed
Disclosure

SEC source: 0001683168-23-000359 · ownership.xml · derivative · entry 7

Lavin Michael T. · CIK 0001463930 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, No Par Value · 75,000 shares

Expires 2023-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: Issued in consideration of the named person's services to the issuer.

F3 · derivative.exercise_date: Became exercisable in cumulative increments of 15,000 shares on February 1, 2014, 2015, 2016, 2017, and 2018.

Read SEC document
January 24, 2023 Filed Jan 26, 2023 20:34 UTC GiftCommon Stock, No Par Value 24,730 $0.00 $0.00
Disclosure

SEC source: 0001683168-23-000359 · ownership.xml · nonDerivative · entry 6

Lavin Michael T. · CIK 0001463930 · President

10b5-1 filing: Not disclosed

Ownership: Indirect · MTRB LAVIN LIVING TRUST

Disclosed balance after: 255,489

Read SEC document
January 24, 2023 Filed Jan 26, 2023 20:34 UTC GiftCommon Stock, No Par Value 24,730 $0.00 $0.00
Disclosure

SEC source: 0001683168-23-000359 · ownership.xml · nonDerivative · entry 5

Lavin Michael T. · CIK 0001463930 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
January 24, 2023 Filed Jan 26, 2023 20:34 UTC Tax withholdingCommon Stock, No Par Value 53,852 $9.56 $514,825.12
Disclosure

SEC source: 0001683168-23-000359 · ownership.xml · nonDerivative · entry 4

Lavin Michael T. · CIK 0001463930 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,730

F2 · kind: Represents a "net exercise" of outstanding stock options. The reporting person received 6,148 shares of common stock on net exercise of option to purchase 60,000 shares of common stock. The reporting person forfeited 53,852 shares of common stock underlying the option in payment of the exercise prices and tax liability, using the closing stock price on January 24, 2023 of $9.56 per share.

Read SEC document
January 24, 2023 Filed Jan 26, 2023 20:34 UTC Exercise / conversionCommon Stock, No Par Value 60,000 $7.97 $478,200.00
Disclosure

SEC source: 0001683168-23-000359 · ownership.xml · nonDerivative · entry 3

Lavin Michael T. · CIK 0001463930 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,582

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 24, 2023 Filed Jan 26, 2023 20:34 UTC Tax withholdingCommon Stock, No Par Value 56,418 $9.56 $539,356.08
Disclosure

SEC source: 0001683168-23-000359 · ownership.xml · nonDerivative · entry 2

Lavin Michael T. · CIK 0001463930 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,582

F1 · kind: Represents a "net exercise" of outstanding stock options. The reporting person received 18,582 shares of common stock on net exercise of option to purchase 75,000 shares of common stock. The reporting person forfeited 56,418 shares of common stock underlying the option in payment of the exercise prices and tax liability, using the closing stock price on January 24, 2023 of $9.56 per share.

Read SEC document
January 24, 2023 Filed Jan 26, 2023 20:34 UTC Exercise / conversionCommon Stock, No Par Value 75,000 $6.86 $514,500.00
Disclosure

SEC source: 0001683168-23-000359 · ownership.xml · nonDerivative · entry 1

Lavin Michael T. · CIK 0001463930 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 23, 2023 Filed Jan 25, 2023 20:55 UTC
Schween StevenSr. Vice President
Exercise / conversionStock Option (right to buy) · Derivative 12,500 Not disclosed Strike: $6.86 Not disclosed
Disclosure

SEC source: 0001683168-23-000326 · ownership.xml · derivative · entry 3

Schween Steven Howard · CIK 0001959212 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, No Par Value · 12,500 shares

Expires 2023-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Issued in consideration of the named person's services to the issuer.

F2 · derivative.exercise_date: Became exercisable in cumulative increments of 2,500 shares on February 1, 2014, 2015, 2016, 2017 and 2018.

Read SEC document
January 23, 2023 Filed Jan 25, 2023 20:55 UTC
Schween StevenSr. Vice President
Tax withholdingCommon Stock, No Par Value 8,697 $9.86 $85,752.42
Disclosure

SEC source: 0001683168-23-000326 · ownership.xml · nonDerivative · entry 2

Schween Steven Howard · CIK 0001959212 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,818

F1 · kind: Represents a "net exercise" of outstanding stock options. The reporting person received 3,803 shares of common stock on net exercise of option to purchase 12,500 shares of common stock. The reporting person forfeited 8,697 shares of common stock underlying the option in payment of the exercise prices using the closing stock price on January, 23 2023 of $9.86 per share.

Read SEC document
January 23, 2023 Filed Jan 25, 2023 20:55 UTC
Schween StevenSr. Vice President
Exercise / conversionCommon Stock, No Par Value 12,500 $6.86 $85,750.00
Disclosure

SEC source: 0001683168-23-000326 · ownership.xml · nonDerivative · entry 1

Schween Steven Howard · CIK 0001959212 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,515

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 23, 2023 Filed Jan 25, 2023 18:31 UTC Exercise / conversionStock Option (right to buy) · Derivative 10,000 Not disclosed Strike: $4.36 Not disclosed
Disclosure

SEC source: 0001683168-23-000313 · ownership.xml · derivative · entry 6

WOOD DANIEL S · CIK 0001246388 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, No Par Value · 10,000 shares

Expires 2023-02-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Issued in consideration of the named person's services to the issuer.

Read SEC document
January 23, 2023 Filed Jan 25, 2023 18:31 UTC Exercise / conversionStock Option (right to buy) · Derivative 50,000 Not disclosed Strike: $6.86 Not disclosed
Disclosure

SEC source: 0001683168-23-000313 · ownership.xml · derivative · entry 5

WOOD DANIEL S · CIK 0001246388 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, No Par Value · 50,000 shares

Expires 2023-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Issued in consideration of the named person's services to the issuer.

Read SEC document
January 23, 2023 Filed Jan 25, 2023 18:31 UTC Tax withholdingCommon Stock, no par value 4,422 $9.86 $43,600.92
Disclosure

SEC source: 0001683168-23-000313 · ownership.xml · nonDerivative · entry 4

WOOD DANIEL S · CIK 0001246388 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 187,808

F2 · kind: Represents a "net exercise" of outstanding stock options. The reporting person received 5,578 shares of common stock on net exercise of option to purchase 10,000 shares of common stock. The reporting person forfeited 4,422 shares of common stock underlying the option in payment of the exercise prices using the closing stock price on January, 23 2023 of $9.86 per share.

Read SEC document
January 23, 2023 Filed Jan 25, 2023 18:31 UTC Exercise / conversionCommon Stock, no par value 10,000 $4.36 $43,600.00
Disclosure

SEC source: 0001683168-23-000313 · ownership.xml · nonDerivative · entry 3

WOOD DANIEL S · CIK 0001246388 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192,230

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 23, 2023 Filed Jan 25, 2023 18:31 UTC Tax withholdingCommon Stock, no par value 34,787 $9.86 $342,999.82
Disclosure

SEC source: 0001683168-23-000313 · ownership.xml · nonDerivative · entry 2

WOOD DANIEL S · CIK 0001246388 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,230

F1 · kind: Represents a "net exercise" of outstanding stock options. The reporting person received 15,213 shares of common stock on net exercise of option to purchase 50,000 shares of common stock. The reporting person forfeited 34,787 shares of common stock underlying the option in payment of the exercise prices using the closing stock price on January, 23 2023 of $9.86 per share.

Read SEC document
January 23, 2023 Filed Jan 25, 2023 18:31 UTC Exercise / conversionCommon Stock, no par value 50,000 $6.86 $343,000.00
Disclosure

SEC source: 0001683168-23-000313 · ownership.xml · nonDerivative · entry 1

WOOD DANIEL S · CIK 0001246388 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 217,017

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 20, 2023 Filed Jan 24, 2023 19:38 UTC
Straten LaurieExec. Vice President
Exercise / conversionStock Option (right to buy) · Derivative 25,000 Not disclosed Strike: $6.86 Not disclosed
Disclosure

SEC source: 0001683168-23-000289 · ownership.xml · derivative · entry 3

Straten Laurie · CIK 0001576501 · Exec. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, No Par Value · 25,000 shares

Expires 2023-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Issued in consideration of the named person's services to the issuer.

F2 · derivative.exercise_date: Became exercisable in cumulative increments of 5,000 shares on February 1, 2014, 2015, 2016, 2017, and 2018.

Read SEC document
January 20, 2023 Filed Jan 24, 2023 19:38 UTC
Straten LaurieExec. Vice President
Tax withholdingCommon Stock, no par value 17,394 $9.86 $171,504.84
Disclosure

SEC source: 0001683168-23-000289 · ownership.xml · nonDerivative · entry 2

Straten Laurie · CIK 0001576501 · Exec. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,056

F1 · kind: Represents a "net exercise" of outstanding stock options. The reporting person received 7,606 shares of common stock on net exercise of option to purchase 25,000 shares of common stock. The reporting person forfeited 17,394 shares of common stock underlying the option in payment of the exercise price, using the closing stock price on January 20, 2023 of $9.86 per share.

Read SEC document
January 20, 2023 Filed Jan 24, 2023 19:38 UTC
Straten LaurieExec. Vice President
Exercise / conversionCommon Stock, no par value 25,000 $6.86 $171,500.00
Disclosure

SEC source: 0001683168-23-000289 · ownership.xml · nonDerivative · entry 1

Straten Laurie · CIK 0001576501 · Exec. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,450

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 19, 2023 Filed Jan 23, 2023 20:56 UTC
Bharwani DeneshExec. Vice President
Exercise / conversionStock Option (right to buy) · Derivative 15,000 Not disclosed Strike: $3.48 Not disclosed
Disclosure

SEC source: 0001683168-23-000278 · ownership.xml · derivative · entry 4

Bharwani Denesh · CIK 0001672094 · Exec. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, No Par Value · 15,000 shares

Expires 2023-05-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Issued in consideration of the named person's service to the issuer.

Read SEC document
January 19, 2023 Filed Jan 23, 2023 20:56 UTC
Bharwani DeneshExec. Vice President
Exercise / conversionStock Option (right to buy) · Derivative 25,000 Not disclosed Strike: $6.86 Not disclosed
Disclosure

SEC source: 0001683168-23-000278 · ownership.xml · derivative · entry 3

Bharwani Denesh · CIK 0001672094 · Exec. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, No Par Value · 25,000 shares

Expires 2023-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Issued in consideration of the named person's service to the issuer.

F1 · derivative.exercise_date: Became exercisable in cumulative increments of 5,000 shares on February 1, 2014, 2015, 2016, 2017 and 2018.

Read SEC document
January 19, 2023 Filed Jan 23, 2023 20:56 UTC
Bharwani DeneshExec. Vice President
Exercise / conversionCommon Stock, No Par Value 15,000 $3.48 $52,200.00
Disclosure

SEC source: 0001683168-23-000278 · ownership.xml · nonDerivative · entry 2

Bharwani Denesh · CIK 0001672094 · Exec. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 224,561

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 19, 2023 Filed Jan 23, 2023 20:56 UTC
Bharwani DeneshExec. Vice President
Exercise / conversionCommon Stock, No Par Value 25,000 $6.86 $171,500.00
Disclosure

SEC source: 0001683168-23-000278 · ownership.xml · nonDerivative · entry 1

Bharwani Denesh · CIK 0001672094 · Exec. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 209,561

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 16, 2022 Filed Dec 20, 2022 22:17 UTC
Washer GregDirector
PurchaseCommon Stock, No Par Value 2,000 $7.64 $15,280.00
Disclosure

SEC source: 0001683168-22-008551 · ownership.xml · nonDerivative · entry 5

Washer Greg · CIK 0001405318 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 226,000

Read SEC document
December 16, 2022 Filed Dec 20, 2022 22:17 UTC
Washer GregDirector
PurchaseCommon Stock, No Par Value 3,500 $7.83 $27,405.00
Disclosure

SEC source: 0001683168-22-008551 · ownership.xml · nonDerivative · entry 4

Washer Greg · CIK 0001405318 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 224,000

Read SEC document
December 16, 2022 Filed Dec 20, 2022 22:17 UTC
Washer GregDirector
PurchaseCommon Stock, No Par Value 1,000 $7.82 $7,820.00
Disclosure

SEC source: 0001683168-22-008551 · ownership.xml · nonDerivative · entry 3

Washer Greg · CIK 0001405318 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 220,500

Read SEC document
December 16, 2022 Filed Dec 20, 2022 22:17 UTC
Washer GregDirector
PurchaseCommon Stock, No Par Value 500 $7.67 $3,835.00
Disclosure

SEC source: 0001683168-22-008551 · ownership.xml · nonDerivative · entry 2

Washer Greg · CIK 0001405318 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 219,500

Read SEC document
December 16, 2022 Filed Dec 20, 2022 22:17 UTC
Washer GregDirector
PurchaseCommon Stock, No Par Value 2,000 $7.79 $15,580.00
Disclosure

SEC source: 0001683168-22-008551 · ownership.xml · nonDerivative · entry 1

Washer Greg · CIK 0001405318 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 219,000

Read SEC document
November 03, 2022 Filed Nov 7, 2022 22:43 UTC
TERRY CHRISSr. Vice President
Exercise / conversionStock Option (right to buy) · Derivative 17,500 Not disclosed Strike: $3.72 Not disclosed
Disclosure

SEC source: 0001683168-22-007367 · ownership.xml · derivative · entry 2

TERRY CHRIS · CIK 0001244792 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, No Par Value · 17,500 shares

Expires 2022-11-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Issued in consideration of the named person's services to the issuer.

Read SEC document
November 03, 2022 Filed Nov 7, 2022 22:43 UTC
TERRY CHRISSr. Vice President
Exercise / conversionCommon Stock, No Par Value 17,500 $3.72 $65,100.00
Disclosure

SEC source: 0001683168-22-007367 · ownership.xml · nonDerivative · entry 1

TERRY CHRIS · CIK 0001244792 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,808

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 03, 2022 Filed Nov 7, 2022 22:42 UTC
BRADLEY CHARLES E JRDirector · President and CEO · 10% owner
Exercise / conversionStock Option (right to buy) · Derivative 100,000 Not disclosed Strike: $3.72 Not disclosed
Disclosure

SEC source: 0001683168-22-007365 · ownership.xml · derivative · entry 2

BRADLEY CHARLES E JR · CIK 0001028860 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, No Par Value · 100,000 shares

Expires 2022-11-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Issued in consideration of the named person's services to the issuer.

Read SEC document
November 03, 2022 Filed Nov 7, 2022 22:42 UTC
BRADLEY CHARLES E JRDirector · President and CEO · 10% owner
Exercise / conversionCommon Stock, No Par Value 100,000 $3.72 $372,000.00
Disclosure

SEC source: 0001683168-22-007365 · ownership.xml · nonDerivative · entry 1

BRADLEY CHARLES E JR · CIK 0001028860 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,456,757

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 08, 2022 Filed Sep 12, 2022 22:30 UTC
Fritz Jeffrey PExec. Vice President
SaleCommon Stock, no par value 25,000 $11.30 $282,500.00
Disclosure

SEC source: 0001683168-22-006333 · ownership.xml · nonDerivative · entry 1

Fritz Jeffrey P · CIK 0001301087 · Exec. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,437

Read SEC document
August 16, 2022 Filed Aug 19, 2022 01:03 UTC
TERRY CHRISSr. Vice President
SaleCommon Stock, no par value 8,591 $13.96 $119,930.36
Disclosure

SEC source: 0001683168-22-005915 · ownership.xml · nonDerivative · entry 1

TERRY CHRIS · CIK 0001244792 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,308

F1 · price: The sales price is a weighted average price. The shares were sold in multiple transactions at prices ranging from $13.9 to $14.245, inclusive. The reporting person undertakes to provide upon request by the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
August 16, 2022 Filed Aug 19, 2022 00:16 UTC
Harton John PatrickSr. Vice President
SaleCommon Stock, No Par Value 3,082 $14.28 $44,010.96
Disclosure

SEC source: 0001683168-22-005913 · ownership.xml · nonDerivative · entry 2

Harton John Patrick · CIK 0001605827 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 202,138

F1 · price: The sales price is a weighted average price. The shares were sold in multiple transactions at prices ranging from $14.22 to $14.37, inclusive. The reporting person undertakes to provide upon request by the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
August 08, 2022 Filed Aug 9, 2022 18:55 UTC
Fritz Jeffrey PExec Vice President
SaleCommon Stock, no par value 29,182 $12.00 $350,184.00
Disclosure

SEC source: 0001683168-22-005466 · ownership.xml · nonDerivative · entry 2

Fritz Jeffrey P · CIK 0001301087 · Exec Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,437

Read SEC document
August 05, 2022 Filed Aug 9, 2022 18:55 UTC
Fritz Jeffrey PExec Vice President
SaleCommon Stock, no par value 818 $12.00 $9,816.00
Disclosure

SEC source: 0001683168-22-005466 · ownership.xml · nonDerivative · entry 1

Fritz Jeffrey P · CIK 0001301087 · Exec Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,619

Read SEC document
July 11, 2022 Filed Jul 14, 2022 00:31 UTC Exercise / conversionStock Option (right to buy) · Derivative 7,000 Not disclosed Strike: $1.94 Not disclosed
Disclosure

SEC source: 0001683168-22-004946 · ownership.xml · derivative · entry 2

Rayhill Brian · CIK 0001378986 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, No Par Value · 7,000 shares

Expires 2022-07-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Issued in consideration of the named person's services to the issuer.

Read SEC document
July 11, 2022 Filed Jul 14, 2022 00:31 UTC Exercise / conversionCommon Stock, no par value 7,000 $1.94 $13,580.00
Disclosure

SEC source: 0001683168-22-004946 · ownership.xml · nonDerivative · entry 1

Rayhill Brian · CIK 0001378986 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,896

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 07, 2022 Filed Jul 11, 2022 23:03 UTC
Robinson TeriSr. Vice President
Exercise / conversionStock Option (right to buy) · Derivative 14,000 Not disclosed Strike: $1.94 Not disclosed
Disclosure

SEC source: 0001683168-22-004880 · ownership.xml · derivative · entry 2

Robinson Teri · CIK 0001397947 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, No Par Value · 14,000 shares

Expires 2022-07-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Issued in consideration of the named person's services to the issuer.

F1 · derivative.exercise_date: Became exercisable in cumulative increments of 2,800 shares on July 16, 2013, 2014, 2015, 2016 and 2017.

Read SEC document
July 07, 2022 Filed Jul 11, 2022 23:03 UTC
Robinson TeriSr. Vice President
Exercise / conversionCommon Stock, No Par Value 14,000 $1.94 $27,160.00
Disclosure

SEC source: 0001683168-22-004880 · ownership.xml · nonDerivative · entry 1

Robinson Teri · CIK 0001397947 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 335,614

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 30, 2022 Filed Jul 5, 2022 20:58 UTC PurchaseCommon Stock, no par value 5,312 $10.21 $54,257.30
Disclosure

SEC source: 0001567619-22-013678 · doc1.xml · nonDerivative · entry 1

BLACK DIAMOND CAPITAL MANAGEMENT, L.L.C. · CIK 0001282197 · 10% owner

Deckoff Stephen H · CIK 0001486844 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 5,127,165

F1 · ownership.direct: These shares of Common Stock ("Shares") are held directly by certain Black Diamond investment vehicles ("Black Diamond vehicles"). Black Diamond Capital Management, L.L.C. ("Black Diamond") exercises investment discretion on behalf of investment advisory affiliates that serve as investment advisers to the Black Diamond vehicles. Stephen H. Deckoff is the Managing Principal of Black Diamond.

F2 · ownership.direct: Each of the Reporting Persons disclaims beneficial ownership over the Shares, except to the extent of its or his pecuniary interest therein, and this statement shall not be construed as an admission that such Reporting Person is the beneficial owner of any Shares for purposes of Section 16 of the Exchange Act or for any other purpose.

F1 · ownership.nature: These shares of Common Stock ("Shares") are held directly by certain Black Diamond investment vehicles ("Black Diamond vehicles"). Black Diamond Capital Management, L.L.C. ("Black Diamond") exercises investment discretion on behalf of investment advisory affiliates that serve as investment advisers to the Black Diamond vehicles. Stephen H. Deckoff is the Managing Principal of Black Diamond.

F2 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership over the Shares, except to the extent of its or his pecuniary interest therein, and this statement shall not be construed as an admission that such Reporting Person is the beneficial owner of any Shares for purposes of Section 16 of the Exchange Act or for any other purpose.

Read SEC document
June 29, 2022 Filed Jun 30, 2022 00:32 UTC PurchaseCommon Stock, no par value 40,062 $10.33 $413,840.46
Disclosure

SEC source: 0001567619-22-013528 · doc1.xml · nonDerivative · entry 3

BLACK DIAMOND CAPITAL MANAGEMENT, L.L.C. · CIK 0001282197 · 10% owner

Deckoff Stephen H · CIK 0001486844 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 5,121,853

F1 · ownership.direct: These shares of Common Stock ("Shares") are held directly by certain Black Diamond investment vehicles ("Black Diamond vehicles"). Black Diamond Capital Management, L.L.C. ("Black Diamond") exercises investment discretion on behalf of investment advisory affiliates that serve as investment advisers to the Black Diamond vehicles. Stephen H. Deckoff is the Managing Principal of Black Diamond.

F2 · ownership.direct: Each of the Reporting Persons disclaims beneficial ownership over the Shares, except to the extent of its or his pecuniary interest therein, and this statement shall not be construed as an admission that such Reporting Person is the beneficial owner of any Shares for purposes of Section 16 of the Exchange Act or for any other purpose.

F1 · ownership.nature: These shares of Common Stock ("Shares") are held directly by certain Black Diamond investment vehicles ("Black Diamond vehicles"). Black Diamond Capital Management, L.L.C. ("Black Diamond") exercises investment discretion on behalf of investment advisory affiliates that serve as investment advisers to the Black Diamond vehicles. Stephen H. Deckoff is the Managing Principal of Black Diamond.

F2 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership over the Shares, except to the extent of its or his pecuniary interest therein, and this statement shall not be construed as an admission that such Reporting Person is the beneficial owner of any Shares for purposes of Section 16 of the Exchange Act or for any other purpose.

Read SEC document
June 28, 2022 Filed Jun 30, 2022 00:32 UTC PurchaseCommon Stock, no par value 12,916 $10.52 $135,824.66
Disclosure

SEC source: 0001567619-22-013528 · doc1.xml · nonDerivative · entry 2

BLACK DIAMOND CAPITAL MANAGEMENT, L.L.C. · CIK 0001282197 · 10% owner

Deckoff Stephen H · CIK 0001486844 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 5,081,791

F1 · ownership.direct: These shares of Common Stock ("Shares") are held directly by certain Black Diamond investment vehicles ("Black Diamond vehicles"). Black Diamond Capital Management, L.L.C. ("Black Diamond") exercises investment discretion on behalf of investment advisory affiliates that serve as investment advisers to the Black Diamond vehicles. Stephen H. Deckoff is the Managing Principal of Black Diamond.

F2 · ownership.direct: Each of the Reporting Persons disclaims beneficial ownership over the Shares, except to the extent of its or his pecuniary interest therein, and this statement shall not be construed as an admission that such Reporting Person is the beneficial owner of any Shares for purposes of Section 16 of the Exchange Act or for any other purpose.

F1 · ownership.nature: These shares of Common Stock ("Shares") are held directly by certain Black Diamond investment vehicles ("Black Diamond vehicles"). Black Diamond Capital Management, L.L.C. ("Black Diamond") exercises investment discretion on behalf of investment advisory affiliates that serve as investment advisers to the Black Diamond vehicles. Stephen H. Deckoff is the Managing Principal of Black Diamond.

F2 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership over the Shares, except to the extent of its or his pecuniary interest therein, and this statement shall not be construed as an admission that such Reporting Person is the beneficial owner of any Shares for purposes of Section 16 of the Exchange Act or for any other purpose.

Read SEC document
June 27, 2022 Filed Jun 30, 2022 00:32 UTC PurchaseCommon Stock, no par value 25,477 $10.51 $267,814.22
Disclosure

SEC source: 0001567619-22-013528 · doc1.xml · nonDerivative · entry 1

BLACK DIAMOND CAPITAL MANAGEMENT, L.L.C. · CIK 0001282197 · 10% owner

Deckoff Stephen H · CIK 0001486844 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 5,068,875

F1 · ownership.direct: These shares of Common Stock ("Shares") are held directly by certain Black Diamond investment vehicles ("Black Diamond vehicles"). Black Diamond Capital Management, L.L.C. ("Black Diamond") exercises investment discretion on behalf of investment advisory affiliates that serve as investment advisers to the Black Diamond vehicles. Stephen H. Deckoff is the Managing Principal of Black Diamond.

F2 · ownership.direct: Each of the Reporting Persons disclaims beneficial ownership over the Shares, except to the extent of its or his pecuniary interest therein, and this statement shall not be construed as an admission that such Reporting Person is the beneficial owner of any Shares for purposes of Section 16 of the Exchange Act or for any other purpose.

F1 · ownership.nature: These shares of Common Stock ("Shares") are held directly by certain Black Diamond investment vehicles ("Black Diamond vehicles"). Black Diamond Capital Management, L.L.C. ("Black Diamond") exercises investment discretion on behalf of investment advisory affiliates that serve as investment advisers to the Black Diamond vehicles. Stephen H. Deckoff is the Managing Principal of Black Diamond.

F2 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership over the Shares, except to the extent of its or his pecuniary interest therein, and this statement shall not be construed as an admission that such Reporting Person is the beneficial owner of any Shares for purposes of Section 16 of the Exchange Act or for any other purpose.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.