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Nasdaq · USD

CPSS

CONSUMER PORTFOLIO SERVICES, INC.

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Tapewire entity
1404
SEC CIK
0000889609
Parsed reports
447

Last 12 months

Inside the activity.

0 purchase rows · 8 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202600
Feb 202600
Mar 202601
Apr 202600
May 202600
Jun 202601
Jul 202600
Aug 202604
Sep 202601
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 07, 2025 Filed May 8, 2025 18:53 UTC
Ryan SusanSr. Vice President
Exercise / conversionCommon Stock, no par value 22,500 $3.48 $78,300.00
Disclosure

SEC source: 0001683168-25-003279 · ownership.xml · nonDerivative · entry 1

Ryan Susan · CIK 0001983468 · Sr. Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 69,773

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 07, 2025 Filed May 8, 2025 18:49 UTC
Gonel Charles E.Sr. Vice President
Exercise / conversionStock Option (right to buy) · Derivative 30,000 Not disclosed Strike: $3.48 Not disclosed
Disclosure

SEC source: 0001683168-25-003277 · ownership.xml · derivative · entry 3

Gonel Charles E. · CIK 0001983475 · Sr. Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, No Par Value · 30,000 shares

Expires 2025-05-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Issued in consideration of the named person's services to the issuer.

F2 · derivative.exercise_date: Became exercisable in 4 equal installments of 7,500 shares on 5/9/2019, 5/9/2020, 5/9/2021, and 5/9/2022.

Read SEC document
May 07, 2025 Filed May 8, 2025 18:49 UTC
Gonel Charles E.Sr. Vice President
Tax withholdingCommon Stock, no par value 12,577 $9.12 $114,702.24
Disclosure

SEC source: 0001683168-25-003277 · ownership.xml · nonDerivative · entry 2

Gonel Charles E. · CIK 0001983475 · Sr. Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,847

F1 · kind: Represents a "net exercise" of outstanding stock options. The reporting person received 17,423 shares of common stock on net exercise of option to purchase 30,000 shares of common stock. The reporting person forfeited 12,577 shares of common stock underlying the option in payment of the exercise price and tax liability, using the closing stock price on May 7, 2025 of $9.12 per share.

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May 07, 2025 Filed May 8, 2025 18:49 UTC
Gonel Charles E.Sr. Vice President
Exercise / conversionCommon Stock, no par value 30,000 $3.48 $104,400.00
Disclosure

SEC source: 0001683168-25-003277 · ownership.xml · nonDerivative · entry 1

Gonel Charles E. · CIK 0001983475 · Sr. Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,424

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 02, 2025 Filed May 5, 2025 22:42 UTC
Baumeister Michele LSr. Vice President
Exercise / conversionStock Option (right to buy) · Derivative 30,000 Not disclosed Strike: $3.48 Not disclosed
Disclosure

SEC source: 0001683168-25-003142 · ownership.xml · derivative · entry 3

Baumeister Michele L · CIK 0001983425 · Sr. Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, No Par Value · 30,000 shares

Expires 2025-05-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Issued in consideration of the named person's services to the issuer.

F2 · derivative.exercise_date: Became exercisable in 4 equal installments of 7,500 shares on 5/9/2019, 5/9/2020, 5/9/2021, and 5/9/2022.

Read SEC document
May 02, 2025 Filed May 5, 2025 22:42 UTC
Baumeister Michele LSr. Vice President
Tax withholdingCommon Stock, no par value 13,444 $9.07 $121,937.08
Disclosure

SEC source: 0001683168-25-003142 · ownership.xml · nonDerivative · entry 2

Baumeister Michele L · CIK 0001983425 · Sr. Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 63,899

F1 · kind: Represents a "net exercise" of outstanding stock options. The reporting person received 16,556 shares of common stock on net exercise of option to purchase 30,000 shares of common stock. The reporting person forfeited 13,444 shares of common stock underlying the option in payment of the exercise price and tax liability, using the closing stock price on May 02, 2025 of $9.07 per share.

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May 02, 2025 Filed May 5, 2025 22:42 UTC
Baumeister Michele LSr. Vice President
Exercise / conversionCommon Stock, no par value 30,000 $3.48 $104,400.00
Disclosure

SEC source: 0001683168-25-003142 · ownership.xml · nonDerivative · entry 1

Baumeister Michele L · CIK 0001983425 · Sr. Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 77,343

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2025 Filed May 21, 2025 22:59 UTC
Schween StevenSr. Vice President
GiftCommon Stock, no par value 2,058 $0.00 $0.00
Disclosure

SEC source: 0001683168-25-003930 · ownership.xml · nonDerivative · entry 1

Schween Steven · CIK 0001959212 · Sr. Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 105,573

F1 · price: Bona Fide Gift. No payment was received for the gifting of shares.

Read SEC document
April 30, 2025 Filed May 1, 2025 23:05 UTC Exercise / conversionStock Option (right to buy · Derivative 45,000 Not disclosed Strike: $3.48 Not disclosed
Disclosure

SEC source: 0001683168-25-003035 · ownership.xml · derivative · entry 3

WOOD DANIEL S · CIK 0001246388 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, No Par Value · 45,000 shares

Expires 2025-05-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Issued in consideration of the named person's service to the issuer.

Read SEC document
April 30, 2025 Filed May 1, 2025 23:05 UTC Tax withholdingCommon Stock, no par value 16,967 $9.23 $156,605.41
Disclosure

SEC source: 0001683168-25-003035 · ownership.xml · nonDerivative · entry 2

WOOD DANIEL S · CIK 0001246388 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 214,943

F1 · kind: Represents a "net exercise" of outstanding stock options. The reporting person received 28,033 shares of common stock on net exercise of option to purchase 45,000 shares of common stock. The reporting person forfeited 16,967 shares of common stock underlying the option in payment of the exercise price, using the closing stock price on April 30, 2025 of $9.23 per share.

Read SEC document
April 30, 2025 Filed May 1, 2025 23:05 UTC Exercise / conversionCommon Stock, no par value 45,000 $3.48 $156,600.00
Disclosure

SEC source: 0001683168-25-003035 · ownership.xml · nonDerivative · entry 1

WOOD DANIEL S · CIK 0001246388 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 231,910

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 24, 2025 Filed Apr 28, 2025 17:17 UTC
Ralston Catrina MarieSr. Vice President
Exercise / conversionStock Option (right to buy) · Derivative 25,640 Not disclosed Strike: $3.48 Not disclosed
Disclosure

SEC source: 0001683168-25-002878 · ownership.xml · derivative · entry 3

Ralston Catrina Marie · CIK 0001960053 · Sr. Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, No Par Value · 25,640 shares

Expires 2025-05-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Issued in consideration of the named person's services to the issuer.

F2 · derivative.exercise_date: Original grant of 30,000 options became exercisable in 4 equal installments of 7,500 shares on 5/9/2019, 5/9/2020, 5/9/2021, and 5/9/2022.

Read SEC document
April 24, 2025 Filed Apr 28, 2025 17:17 UTC
Ralston Catrina MarieSr. Vice President
Tax withholdingCommon Stock, no par value 12,076 $8.80 $106,268.80
Disclosure

SEC source: 0001683168-25-002878 · ownership.xml · nonDerivative · entry 2

Ralston Catrina Marie · CIK 0001960053 · Sr. Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,721

F1 · kind: Represents a "net exercise" of outstanding stock options. The reporting person received 13,564 shares of common stock on net exercise of option to purchase 25,640 shares of common stock. The reporting person forfeited 12,076 shares of common stock underlying the option in payment of the exercise price, using the closing stock price on April 24, 2025 of $8.80 per share.

Read SEC document
April 24, 2025 Filed Apr 28, 2025 17:17 UTC
Ralston Catrina MarieSr. Vice President
Exercise / conversionCommon Stock, no par value 25,640 $3.48 $89,227.20
Disclosure

SEC source: 0001683168-25-002878 · ownership.xml · nonDerivative · entry 1

Ralston Catrina Marie · CIK 0001960053 · Sr. Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,797

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 25, 2025 Filed Mar 27, 2025 20:41 UTC
Bharwani DeneshExec. Vice President
GiftCommon Stock, no par value 8,600 $0.00 $0.00
Disclosure

SEC source: 0001683168-25-001934 · ownership.xml · nonDerivative · entry 1

Bharwani Denesh · CIK 0001672094 · Exec. Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 277,538

F1 · price: Bona Fide Gift. No payment was received for the gifting of shares.

Read SEC document
March 12, 2025 Filed Mar 12, 2025 23:27 UTC SaleCommon Stock, no par value 4,176 $9.25 $38,628.42
Disclosure

SEC source: 0001683168-25-001550 · ownership.xml · nonDerivative · entry 2

ROBERTS WILLIAM B · CIK 0001005213 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 685,702

F2 · price: The sales price is a weighted average price. The shares were sold in multiple transactions at prices ranging from $9.25 to $9.2502 inclusive. The reporting person undertakes to provide upon request by the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
March 10, 2025 Filed Mar 12, 2025 23:27 UTC SaleCommon Stock, no par value 200 $9.57 $1,913.04
Disclosure

SEC source: 0001683168-25-001550 · ownership.xml · nonDerivative · entry 1

ROBERTS WILLIAM B · CIK 0001005213 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 689,878

F1 · price: The sales price is a weighted average price. The shares were sold in multiple transactions at prices ranging from $9.56 to $9.60 inclusive. The reporting person undertakes to provide upon request by the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
March 07, 2025 Filed Mar 7, 2025 23:43 UTC SaleCommon Stock, no par value 6,259 $9.41 $58,894.69
Disclosure

SEC source: 0001683168-25-001431 · ownership.xml · nonDerivative · entry 3

ROBERTS WILLIAM B · CIK 0001005213 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 690,078

F2 · price: The sales price is a weighted average price. The shares were sold in multiple transactions at prices ranging from $9.40 to $9.43 inclusive. The reporting person undertakes to provide upon request by the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
March 06, 2025 Filed Mar 7, 2025 23:43 UTC SaleCommon Stock, no par value 3,207 $9.42 $30,208.02
Disclosure

SEC source: 0001683168-25-001431 · ownership.xml · nonDerivative · entry 2

ROBERTS WILLIAM B · CIK 0001005213 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 696,337

F1 · price: The sales price is a weighted average price. The shares were sold in multiple transactions at prices ranging from $9.40 to $9.53 inclusive. The reporting person undertakes to provide upon request by the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
March 05, 2025 Filed Mar 7, 2025 23:43 UTC SaleCommon Stock, no par value 534 $9.40 $5,019.60
Disclosure

SEC source: 0001683168-25-001431 · ownership.xml · nonDerivative · entry 1

ROBERTS WILLIAM B · CIK 0001005213 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 699,544

Read SEC document
December 26, 2024 Filed Dec 27, 2024 21:01 UTC
Bharwani DeneshExec. Vice President
GiftCommon Stock, no par value 6,500 $0.00 $0.00
Disclosure

SEC source: 0001683168-24-009010 · ownership.xml · nonDerivative · entry 1

Bharwani Denesh · CIK 0001672094 · Exec. Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 286,138

F1 · price: Represents a transfer of securities by bona fide gift for which no payment or consideration was received by the reporting person.

Read SEC document
December 12, 2024 Filed Dec 16, 2024 23:10 UTC
Crisp AprilSr. Vice President
Exercise / conversionStock Option (right to buy) · Derivative 2,500 Not disclosed Strike: $2.47 Not disclosed
Disclosure

SEC source: 0001683168-24-008764 · ownership.xml · derivative · entry 3

Crisp April · CIK 0001983271 · Sr. Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock, No Par Value · 2,500 shares

Expires 2027-06-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Issued in consideration of the named person's services to the issuer.

F2 · derivative.exercise_date: Original grant of 30,000 options is now fully vested and exercisable and became exercisable in 4 equal installments of 7,500 shares on 6/1/2021, 6/1/2022, 6/1/2023, and 6/1/2024.

Read SEC document
December 12, 2024 Filed Dec 16, 2024 23:10 UTC
Crisp AprilSr. Vice President
SaleCommon Stock, no par value 2,500 $11.15 $27,875.00
Disclosure

SEC source: 0001683168-24-008764 · ownership.xml · nonDerivative · entry 2

Crisp April · CIK 0001983271 · Sr. Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,212

F1 · kind: Represents an exercise of a stock option with a subsequent sale of the underlying shares of common stock.

Read SEC document
December 12, 2024 Filed Dec 16, 2024 23:10 UTC
Crisp AprilSr. Vice President
Exercise / conversionCommon Stock, no par value 2,500 $2.47 $6,175.00
Disclosure

SEC source: 0001683168-24-008764 · ownership.xml · nonDerivative · entry 1

Crisp April · CIK 0001983271 · Sr. Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,712

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents an exercise of a stock option with a subsequent sale of the underlying shares of common stock.

Read SEC document
December 04, 2024 Filed Dec 5, 2024 00:24 UTC SaleCommon Stock, no par value 15,000 $10.45 $156,751.50
Disclosure

SEC source: 0001683168-24-008525 · ownership.xml · nonDerivative · entry 3

ROBERTS WILLIAM B · CIK 0001005213 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 700,078

F3 · price: The sales price is a weighted average price. The shares were sold in multiple transactions at prices ranging from $10.33 to $10.52, inclusive. The reporting person undertakes to provide upon request by the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
December 03, 2024 Filed Dec 5, 2024 00:24 UTC SaleCommon Stock, no par value 9,725 $10.54 $102,522.90
Disclosure

SEC source: 0001683168-24-008525 · ownership.xml · nonDerivative · entry 2

ROBERTS WILLIAM B · CIK 0001005213 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 715,078

F2 · price: The sales price is a weighted average price. The shares were sold in multiple transactions at prices ranging from $10.42 to $10.68, inclusive. The reporting person undertakes to provide upon request by the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
December 02, 2024 Filed Dec 5, 2024 00:24 UTC SaleCommon Stock, no par value 10,000 $10.33 $103,332.00
Disclosure

SEC source: 0001683168-24-008525 · ownership.xml · nonDerivative · entry 1

ROBERTS WILLIAM B · CIK 0001005213 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 724,803

F1 · price: The sales price is a weighted average price. The shares were sold in multiple transactions at prices ranging from $10.25 to $10.34, inclusive. The reporting person undertakes to provide upon request by the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
November 27, 2024 Filed Nov 30, 2024 00:03 UTC SaleCommon Stock, no par value 275 $10.27 $2,825.46
Disclosure

SEC source: 0001683168-24-008447 · ownership.xml · nonDerivative · entry 2

ROBERTS WILLIAM B · CIK 0001005213 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 734,803

F2 · price: The sales price is a weighted average price. The shares were sold in multiple transactions at prices ranging from $10.25 to $10.36, inclusive. The reporting person undertakes to provide upon request by the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
November 26, 2024 Filed Nov 30, 2024 00:03 UTC SaleCommon Stock, no par value 10,000 $10.35 $103,525.00
Disclosure

SEC source: 0001683168-24-008447 · ownership.xml · nonDerivative · entry 1

ROBERTS WILLIAM B · CIK 0001005213 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 735,078

F1 · price: The sales price is a weighted average price. The shares were sold in multiple transactions at prices ranging from $10.28 to $10.58, inclusive. The reporting person undertakes to provide upon request by the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
November 25, 2024 Filed Nov 25, 2024 23:56 UTC SaleCommon Stock, no par value 10,000 $10.64 $106,440.00
Disclosure

SEC source: 0001683168-24-008394 · ownership.xml · nonDerivative · entry 3

ROBERTS WILLIAM B · CIK 0001005213 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 745,078

F2 · price: The sales price is a weighted average price. The shares were sold in multiple transactions at prices ranging from $10.55 to $10.96, inclusive. The reporting person undertakes to provide upon request by the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
November 25, 2024 Filed Nov 27, 2024 20:39 UTC
Crisp AprilSr. Vice President
Exercise / conversionStock Option (right to buy) · Derivative 2,500 Not disclosed Strike: $2.47 Not disclosed
Disclosure

SEC source: 0001683168-24-008422 · ownership.xml · derivative · entry 3

Crisp April · CIK 0001983271 · Sr. Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,500

Underlying: Common Stock, No Par Value · 2,500 shares

Expires 2027-06-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Issued in consideration of the named person's services to the issuer.

F2 · derivative.exercise_date: Original grant of 30,000 options is now fully vested and exercisable and became exercisable in 4 equal installments of 7,500 shares on 6/1/2021, 6/1/2022, 6/1/2023, and 6/1/2024.

Read SEC document
November 25, 2024 Filed Nov 27, 2024 20:39 UTC
Crisp AprilSr. Vice President
SaleCommon Stock, no par value 2,500 $10.75 $26,875.00
Disclosure

SEC source: 0001683168-24-008422 · ownership.xml · nonDerivative · entry 2

Crisp April · CIK 0001983271 · Sr. Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,212

F1 · kind: Represents an exercise of a stock option with a subsequent sale of the underlying shares of common stock.

Read SEC document
November 25, 2024 Filed Nov 27, 2024 20:39 UTC
Crisp AprilSr. Vice President
Exercise / conversionCommon Stock, no par value 2,500 $2.47 $6,175.00
Disclosure

SEC source: 0001683168-24-008422 · ownership.xml · nonDerivative · entry 1

Crisp April · CIK 0001983271 · Sr. Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,712

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents an exercise of a stock option with a subsequent sale of the underlying shares of common stock.

Read SEC document
November 22, 2024 Filed Nov 22, 2024 22:35 UTC SaleCommon Stock, no par value 8,000 $10.49 $83,920.00
Disclosure

SEC source: 0001683168-24-008377 · ownership.xml · nonDerivative · entry 3

WOOD DANIEL S · CIK 0001246388 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 186,910

F3 · price: The price shown is the weighted average sale price for all transactions by the reporting person on 11/22/2024. All such sales were within a range of less than one dollar per share, $10.45 to $10.52. The reporting person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
November 22, 2024 Filed Nov 25, 2024 23:56 UTC SaleCommon Stock, no par value 10,000 $10.46 $104,608.00
Disclosure

SEC source: 0001683168-24-008394 · ownership.xml · nonDerivative · entry 2

ROBERTS WILLIAM B · CIK 0001005213 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 755,078

F1 · price: The sales price is a weighted average price. The shares were sold in multiple transactions at prices ranging from $10.32 to $10.57, inclusive. The reporting person undertakes to provide upon request by the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
November 21, 2024 Filed Nov 22, 2024 22:35 UTC SaleCommon Stock, no par value 2,000 $10.40 $20,800.00
Disclosure

SEC source: 0001683168-24-008377 · ownership.xml · nonDerivative · entry 2

WOOD DANIEL S · CIK 0001246388 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 194,910

F2 · price: The price shown is the weighted average sale price for all transactions by the reporting person on 11/21/2024. All such sales were within a range of less than one dollar per share, $10.35 to $10.50. The reporting person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
November 21, 2024 Filed Nov 25, 2024 23:56 UTC SaleCommon Stock, no par value 5,000 $10.31 $51,573.50
Disclosure

SEC source: 0001683168-24-008394 · ownership.xml · nonDerivative · entry 1

ROBERTS WILLIAM B · CIK 0001005213 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 765,078

Read SEC document
November 20, 2024 Filed Nov 22, 2024 22:35 UTC SaleCommon Stock, no par value 3,000 $10.38 $31,140.00
Disclosure

SEC source: 0001683168-24-008377 · ownership.xml · nonDerivative · entry 1

WOOD DANIEL S · CIK 0001246388 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 196,910

F1 · price: The price shown is the weighted average sale price for all transactions by the reporting person on 11/20/2024. All such sales were within a range of less than one dollar per share, $10.25 to $10.50. The reporting person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
November 18, 2024 Filed Nov 18, 2024 23:37 UTC SaleCommon Stock, no par value 15,000 $10.49 $157,350.00
Disclosure

SEC source: 0001683168-24-008234 · ownership.xml · nonDerivative · entry 3

ROBERTS WILLIAM B · CIK 0001005213 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 770,078

F3 · price: The sales price is a weighted average price. The shares were sold in multiple transactions at prices ranging from $10.37 to $10.61, inclusive. The reporting person undertakes to provide upon request by the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, full information regarding the number of shares sold at each separate price within the range.

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November 15, 2024 Filed Nov 18, 2024 23:37 UTC SaleCommon Stock, no par value 10,000 $10.38 $103,800.00
Disclosure

SEC source: 0001683168-24-008234 · ownership.xml · nonDerivative · entry 2

ROBERTS WILLIAM B · CIK 0001005213 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 785,078

F2 · price: The sales price is a weighted average price. The shares were sold in multiple transactions at prices ranging from $10.25 to $10.59, inclusive. The reporting person undertakes to provide upon request by the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, full information regarding the number of shares sold at each separate price within the range.

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November 15, 2024 Filed Nov 19, 2024 22:07 UTC
Crisp AprilSr. Vice President
Exercise / conversionStock Option (right to buy) · Derivative 2,500 Not disclosed Strike: $2.47 Not disclosed
Disclosure

SEC source: 0001683168-24-008269 · ownership.xml · derivative · entry 3

Crisp April · CIK 0001983271 · Sr. Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock, No Par Value · 2,500 shares

Expires 2027-06-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: Issued in consideration of the named person's services to the issuer.

F3 · derivative.exercise_date: Original grant of 30,000 options is now fully vested and exercisable and became exercisable in 4 equal installments of 7,500 shares on 6/1/2021, 6/1/2022, 6/1/2023, and 6/1/2024.

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November 15, 2024 Filed Nov 19, 2024 22:07 UTC
Crisp AprilSr. Vice President
SaleCommon Stock, no par value 2,500 $10.49 $26,225.00
Disclosure

SEC source: 0001683168-24-008269 · ownership.xml · nonDerivative · entry 2

Crisp April · CIK 0001983271 · Sr. Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,212

F1 · kind: Represents an exercise of a stock option with a subsequent sale of the underlying shares of common stock.

F2 · price: The sales price is a weighted average price. The shares were sold in multiple transactions at prices ranging from $10.49 to $10.50, inclusive. The reporting person undertakes to provide upon request by the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, full information regarding the number of shares sold at each separate price within the range.

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November 15, 2024 Filed Nov 19, 2024 22:07 UTC
Crisp AprilSr. Vice President
Exercise / conversionCommon Stock, no par value 2,500 $2.47 $6,175.00
Disclosure

SEC source: 0001683168-24-008269 · ownership.xml · nonDerivative · entry 1

Crisp April · CIK 0001983271 · Sr. Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,712

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents an exercise of a stock option with a subsequent sale of the underlying shares of common stock.

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November 14, 2024 Filed Nov 18, 2024 23:37 UTC SaleCommon Stock, no par value 5,000 $10.37 $51,850.00
Disclosure

SEC source: 0001683168-24-008234 · ownership.xml · nonDerivative · entry 1

ROBERTS WILLIAM B · CIK 0001005213 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 795,078

F1 · price: The sales price is a weighted average price. The shares were sold in multiple transactions at prices ranging from $10.29 to $10.47, inclusive. The reporting person undertakes to provide upon request by the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, full information regarding the number of shares sold at each separate price within the range.

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November 12, 2024 Filed Nov 13, 2024 22:16 UTC SaleCommon Stock, no par value 50,000 $10.46 $523,000.00
Disclosure

SEC source: 0001683168-24-007986 · ownership.xml · nonDerivative · entry 2

ROBERTS WILLIAM B · CIK 0001005213 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 800,078

F2 · price: The sales price is a weighted average price. The shares were sold in multiple transactions at prices ranging from $10.38 to $10.52, inclusive. The reporting person undertakes to provide upon request by the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, full information regarding the number of shares sold at each separate price within the range.

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November 12, 2024 Filed Nov 15, 2024 00:04 UTC
TERRY CHRISExec. Vice President
SaleCommon Stock, No Par Value 10,000 $10.16 $101,600.00
Disclosure

SEC source: 0001683168-24-008134 · ownership.xml · nonDerivative · entry 1

TERRY CHRIS · CIK 0001244792 · Exec. Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 203,656

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November 11, 2024 Filed Nov 13, 2024 22:16 UTC SaleCommon Stock, no par value 50,000 $10.76 $538,000.00
Disclosure

SEC source: 0001683168-24-007986 · ownership.xml · nonDerivative · entry 1

ROBERTS WILLIAM B · CIK 0001005213 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 850,078

F1 · price: The sales price is a weighted average price. The shares were sold in multiple transactions at prices ranging from $10.48 to $10.91, inclusive. The reporting person undertakes to provide upon request by the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, full information regarding the number of shares sold at each separate price within the range.

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November 07, 2024 Filed Nov 8, 2024 23:57 UTC
Washer GregDirector
SaleCommon Stock, no par value 10,981 $11.06 $121,449.86
Disclosure

SEC source: 0001683168-24-007828 · ownership.xml · nonDerivative · entry 1

Washer Greg · CIK 0001405318 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 265,000

F1 · price: The sales price is a weighted average price. The shares were sold in multiple transactions at prices ranging from $11.05 to $11.20, inclusive. The reporting person undertakes to provide upon request by the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, full information regarding the number of shares sold at each separate price within the range.

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November 06, 2024 Filed Nov 8, 2024 21:01 UTC
Bharwani DeneshExec. Vice President
SaleCommon Stock, no par value 31,717 $10.97 $347,935.49
Disclosure

SEC source: 0001683168-24-007808 · ownership.xml · nonDerivative · entry 1

Bharwani Denesh · CIK 0001672094 · Exec. Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 292,638

F1 · price: The sales price is a weighted average price. The shares were sold in multiple transactions at prices ranging from $10.95 to $11.00, inclusive. The reporting person undertakes to provide upon request by the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, full information regarding the number of shares sold at each separate price within the range.

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September 16, 2024 Filed Sep 17, 2024 22:22 UTC
Washer GregDirector
SaleCommon Stock, no par value 40,000 $9.50 $380,000.00
Disclosure

SEC source: 0001683168-24-006466 · ownership.xml · nonDerivative · entry 1

Washer Greg · CIK 0001405318 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 275,981

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.