Last 12 months
Inside the activity.
0 purchase rows · 8 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 1 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 1 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 1 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 4 |
| Sep 2026 | 0 | 1 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 04, 2018 Filed Jan 8, 2018 20:34 UTC |
Rayhill BrianDirector
|
Tax withholdingCommon Stock, no par value | 7,663 | $4.15 | $31,801.45 |
DisclosureSEC source: 0000889609-18-000001 · primary_doc.xml · nonDerivative · entry 2 Rayhill Brian · CIK 0001378986 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,337 F1 · price: Represents a net exercise of outstanding stock options. The reporting person received 2,337 shares of common stock on net exercise of an option to purchase 10,000 shares of common stock. The reporting person forfeited 7,663 shares of common stock underlying the option in payment of the exercise price, using the closing stock price on January 3, 2018 of $4.15 per share. Read SEC document |
| January 04, 2018 Filed Jan 8, 2018 20:34 UTC |
Rayhill BrianDirector
|
Exercise / conversionCommon Stock, no par value | 10,000 | $3.18 | $31,800.00 |
DisclosureSEC source: 0000889609-18-000001 · primary_doc.xml · nonDerivative · entry 1 Rayhill Brian · CIK 0001378986 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 19, 2017 Filed Dec 20, 2017 21:25 UTC |
SECOND CURVE CAPITAL LLC10% owner
BROWN THOMAS K10% owner
|
SaleCommon Stock, no par value | 150,000 | $4.21 | $631,500.00 |
DisclosureSEC source: 0000919574-17-008671 · p7772654.xml · nonDerivative · entry 1 SECOND CURVE CAPITAL LLC · CIK 0001136704 · 10% owner BROWN THOMAS K · CIK 0001378438 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By advisory clients of Second Curve Capital, LLC Disclosed balance after: 2,026,884 F1 · balance_after: These securities may be deemed to be beneficially owned by Second Curve Capital, LLC and Thomas K. Brown. Second Curve Capital, LLC is the investment manager of Second Curve Partners, LP, Second Curve Partners II, LP, Second Curve Partners International, Ltd., Second Curve Opportunity Fund, LP, Second Curve Vision Fund, LP, Second Curve Vision Fund International, Ltd. Thomas K. Brown is the managing member of Second Curve Capital, LLC. Each such Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| December 07, 2017 Filed Dec 11, 2017 22:48 UTC |
WOOD DANIEL SDirector
|
SaleCommon Stock, no par value | 2,200 | $4.32 | $9,504.00 |
DisclosureSEC source: 0000889609-17-000044 · primary_doc.xml · nonDerivative · entry 3 WOOD DANIEL S · CIK 0001246388 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 158,165 Read SEC document |
| December 07, 2017 Filed Dec 11, 2017 22:48 UTC |
WOOD DANIEL SDirector
|
SaleCommon Stock, no par value | 7,200 | $4.32 | $31,104.00 |
DisclosureSEC source: 0000889609-17-000044 · primary_doc.xml · nonDerivative · entry 2 WOOD DANIEL S · CIK 0001246388 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 160,365 Read SEC document |
| December 07, 2017 Filed Dec 11, 2017 22:48 UTC |
WOOD DANIEL SDirector
|
SaleCommon Stock, no par value | 600 | $4.32 | $2,592.06 |
DisclosureSEC source: 0000889609-17-000044 · primary_doc.xml · nonDerivative · entry 1 WOOD DANIEL S · CIK 0001246388 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 167,565 Read SEC document |
| December 06, 2017 Filed Dec 8, 2017 00:27 UTC |
POWELL CURTIS KSenior Vice President
|
SaleCommon Stock, no par value | 1,300 | $4.28 | $5,564.00 |
DisclosureSEC source: 0000889609-17-000043 · primary_doc.xml · nonDerivative · entry 4 POWELL CURTIS K · CIK 0001248274 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · By Powell Family Trust Disclosed balance after: 245,286 Read SEC document |
| December 06, 2017 Filed Dec 8, 2017 00:27 UTC |
POWELL CURTIS KSenior Vice President
|
SaleCommon Stock, no par value | 600 | $4.21 | $2,526.00 |
DisclosureSEC source: 0000889609-17-000043 · primary_doc.xml · nonDerivative · entry 3 POWELL CURTIS K · CIK 0001248274 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · By Powell Family Trust Disclosed balance after: 246,586 Read SEC document |
| December 05, 2017 Filed Dec 8, 2017 00:27 UTC |
POWELL CURTIS KSenior Vice President
|
SaleCommon Stock, no par value | 4,000 | $4.40 | $17,600.00 |
DisclosureSEC source: 0000889609-17-000043 · primary_doc.xml · nonDerivative · entry 2 POWELL CURTIS K · CIK 0001248274 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · By Powell Family Trust Disclosed balance after: 247,586 Read SEC document |
| December 05, 2017 Filed Dec 8, 2017 00:27 UTC |
POWELL CURTIS KSenior Vice President
|
SaleCommon Stock, no par value | 1,000 | $4.41 | $4,410.00 |
DisclosureSEC source: 0000889609-17-000043 · primary_doc.xml · nonDerivative · entry 1 POWELL CURTIS K · CIK 0001248274 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · By Powell Family Trust Disclosed balance after: 251,586 Read SEC document |
| November 28, 2017 Filed Nov 29, 2017 17:36 UTC |
SECOND CURVE CAPITAL LLC10% owner
BROWN THOMAS K10% owner
|
SaleCommon Stock, no par value | 8,000 | $4.10 | $32,760.80 |
DisclosureSEC source: 0000919574-17-008397 · p7749610.xml · nonDerivative · entry 1 SECOND CURVE CAPITAL LLC · CIK 0001136704 · 10% owner BROWN THOMAS K · CIK 0001378438 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By advisory clients of Second Curve Capital, LLC Disclosed balance after: 2,176,884 F1 · balance_after: These securities may be deemed to be beneficially owned by Second Curve Capital, LLC and Thomas K. Brown. Second Curve Capital, LLC is the investment manager of Second Curve Partners, LP, Second Curve Partners II, LP, Second Curve Partners International, Ltd., Second Curve Opportunity Fund, LP, Second Curve Vision Fund, LP, Second Curve Vision Fund International, Ltd. Thomas K. Brown is the managing member of Second Curve Capital, LLC. Each such Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| November 22, 2017 Filed Nov 27, 2017 15:56 UTC |
SECOND CURVE CAPITAL LLC10% owner
BROWN THOMAS K10% owner
|
SaleCommon Stock, no par value | 5,000 | $4.25 | $21,239.50 |
DisclosureSEC source: 0000919574-17-008361 · p7745900.xml · nonDerivative · entry 1 SECOND CURVE CAPITAL LLC · CIK 0001136704 · 10% owner BROWN THOMAS K · CIK 0001378438 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By advisory clients of Second Curve Capital, LLC Disclosed balance after: 2,184,884 F1 · balance_after: These securities may be deemed to be beneficially owned by Second Curve Capital, LLC and Thomas K. Brown. Second Curve Capital, LLC is the investment manager of Second Curve Partners, LP, Second Curve Partners II, LP, Second Curve Partners International, Ltd., Second Curve Opportunity Fund, LP, Second Curve Vision Fund, LP, Second Curve Vision Fund International, Ltd. Thomas K. Brown is the managing member of Second Curve Capital, LLC. Each such Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| November 21, 2017 Filed Nov 22, 2017 00:43 UTC |
POWELL CURTIS KSr. Vice President
|
SaleCommon Stock, no par value | 1,000 | $4.40 | $4,400.00 |
DisclosureSEC source: 0000889609-17-000042 · primary_doc.xml · nonDerivative · entry 8 POWELL CURTIS K · CIK 0001248274 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · By Powell Family Trust Disclosed balance after: 252,856 Read SEC document |
| November 20, 2017 Filed Nov 20, 2017 20:03 UTC |
SECOND CURVE CAPITAL LLC10% owner
BROWN THOMAS K10% owner
|
PurchaseCommon Stock, no par value | 150,000 | $4.22 | $633,000.00 |
DisclosureSEC source: 0000919574-17-008280 · p7742953.xml · nonDerivative · entry 3 SECOND CURVE CAPITAL LLC · CIK 0001136704 · 10% owner BROWN THOMAS K · CIK 0001378438 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By advisory clients of Second Curve Capital, LLC Disclosed balance after: 2,189,884 F1 · balance_after: These securities may be deemed to be beneficially owned by Second Curve Capital, LLC and Thomas K. Brown. Second Curve Capital, LLC is the investment manager of Second Curve Partners, LP, Second Curve Partners II, LP, Second Curve Partners International, Ltd., Second Curve Opportunity Fund, LP, Second Curve Vision Fund, LP, Second Curve Vision Fund International, Ltd. Thomas K. Brown is the managing member of Second Curve Capital, LLC. Each such Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| November 20, 2017 Filed Nov 20, 2017 20:03 UTC |
SECOND CURVE CAPITAL LLC10% owner
BROWN THOMAS K10% owner
|
SaleCommon Stock, no par value | 150,000 | $4.22 | $633,000.00 |
DisclosureSEC source: 0000919574-17-008280 · p7742953.xml · nonDerivative · entry 2 SECOND CURVE CAPITAL LLC · CIK 0001136704 · 10% owner BROWN THOMAS K · CIK 0001378438 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By advisory clients of Second Curve Capital, LLC Disclosed balance after: 2,039,884 F1 · balance_after: These securities may be deemed to be beneficially owned by Second Curve Capital, LLC and Thomas K. Brown. Second Curve Capital, LLC is the investment manager of Second Curve Partners, LP, Second Curve Partners II, LP, Second Curve Partners International, Ltd., Second Curve Opportunity Fund, LP, Second Curve Vision Fund, LP, Second Curve Vision Fund International, Ltd. Thomas K. Brown is the managing member of Second Curve Capital, LLC. Each such Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| November 17, 2017 Filed Nov 22, 2017 00:43 UTC |
POWELL CURTIS KSr. Vice President
|
SaleCommon Stock, no par value | 500 | $4.28 | $2,140.00 |
DisclosureSEC source: 0000889609-17-000042 · primary_doc.xml · nonDerivative · entry 7 POWELL CURTIS K · CIK 0001248274 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · By Powell Family Trust Disclosed balance after: 253,856 Read SEC document |
| November 17, 2017 Filed Nov 22, 2017 00:43 UTC |
POWELL CURTIS KSr. Vice President
|
SaleCommon Stock, no par value | 1,000 | $4.29 | $4,290.00 |
DisclosureSEC source: 0000889609-17-000042 · primary_doc.xml · nonDerivative · entry 6 POWELL CURTIS K · CIK 0001248274 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · By Powell Family Trust Disclosed balance after: 254,356 Read SEC document |
| November 17, 2017 Filed Nov 22, 2017 00:43 UTC |
POWELL CURTIS KSr. Vice President
|
SaleCommon Stock, no par value | 2,500 | $4.27 | $10,675.00 |
DisclosureSEC source: 0000889609-17-000042 · primary_doc.xml · nonDerivative · entry 5 POWELL CURTIS K · CIK 0001248274 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · By Powell Family Trust Disclosed balance after: 255,356 Read SEC document |
| November 17, 2017 Filed Nov 22, 2017 00:43 UTC |
POWELL CURTIS KSr. Vice President
|
SaleCommon Stock, no par value | 1,000 | $4.23 | $4,230.00 |
DisclosureSEC source: 0000889609-17-000042 · primary_doc.xml · nonDerivative · entry 4 POWELL CURTIS K · CIK 0001248274 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · By Powell Family Trust Disclosed balance after: 257,856 Read SEC document |
| November 17, 2017 Filed Nov 22, 2017 00:43 UTC |
POWELL CURTIS KSr. Vice President
|
SaleCommon Stock, no par value | 1,000 | $4.22 | $4,220.00 |
DisclosureSEC source: 0000889609-17-000042 · primary_doc.xml · nonDerivative · entry 3 POWELL CURTIS K · CIK 0001248274 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · By Powell Family Trust Disclosed balance after: 258,856 Read SEC document |
| November 17, 2017 Filed Nov 22, 2017 00:43 UTC |
POWELL CURTIS KSr. Vice President
|
SaleCommon Stock, no par value | 1,000 | $4.25 | $4,250.00 |
DisclosureSEC source: 0000889609-17-000042 · primary_doc.xml · nonDerivative · entry 2 POWELL CURTIS K · CIK 0001248274 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · By Powell Family Trust Disclosed balance after: 259,856 Read SEC document |
| November 16, 2017 Filed Nov 20, 2017 20:03 UTC |
SECOND CURVE CAPITAL LLC10% owner
BROWN THOMAS K10% owner
|
SaleCommon Stock, no par value | 10,000 | $4.13 | $41,259.00 |
DisclosureSEC source: 0000919574-17-008280 · p7742953.xml · nonDerivative · entry 1 SECOND CURVE CAPITAL LLC · CIK 0001136704 · 10% owner BROWN THOMAS K · CIK 0001378438 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By advisory clients of Second Curve Capital, LLC Disclosed balance after: 2,189,884 F1 · balance_after: These securities may be deemed to be beneficially owned by Second Curve Capital, LLC and Thomas K. Brown. Second Curve Capital, LLC is the investment manager of Second Curve Partners, LP, Second Curve Partners II, LP, Second Curve Partners International, Ltd., Second Curve Opportunity Fund, LP, Second Curve Vision Fund, LP, Second Curve Vision Fund International, Ltd. Thomas K. Brown is the managing member of Second Curve Capital, LLC. Each such Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| November 15, 2017 Filed Nov 22, 2017 00:43 UTC |
POWELL CURTIS KSr. Vice President
|
SaleCommon Stock, no par value | 100 | $4.19 | $419.00 |
DisclosureSEC source: 0000889609-17-000042 · primary_doc.xml · nonDerivative · entry 1 POWELL CURTIS K · CIK 0001248274 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · By Powell Family Trust Disclosed balance after: 260,856 Read SEC document |
| November 13, 2017 Filed Nov 15, 2017 18:19 UTC |
SECOND CURVE CAPITAL LLC10% owner
BROWN THOMAS K10% owner
|
SaleCommon Stock, no par value | 10,000 | $4.15 | $41,467.00 |
DisclosureSEC source: 0000919574-17-008182 · p7738990.xml · nonDerivative · entry 1 SECOND CURVE CAPITAL LLC · CIK 0001136704 · 10% owner BROWN THOMAS K · CIK 0001378438 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By advisory clients of Second Curve Capital, LLC Disclosed balance after: 2,199,884 F1 · balance_after: These securities may be deemed to be beneficially owned by Second Curve Capital, LLC and Thomas K. Brown. Second Curve Capital, LLC is the investment manager of Second Curve Partners, LP, Second Curve Partners II, LP, Second Curve Partners International, Ltd., Second Curve Opportunity Fund, LP, Second Curve Vision Fund, LP, Second Curve Vision Fund International, Ltd. Thomas K. Brown is the managing member of Second Curve Capital, LLC. Each such Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| November 10, 2017 Filed Nov 13, 2017 15:37 UTC |
SECOND CURVE CAPITAL LLC10% owner
BROWN THOMAS K10% owner
|
SaleCommon Stock, no par value | 10,000 | $4.17 | $41,713.00 |
DisclosureSEC source: 0000919574-17-007710 · p7736873.xml · nonDerivative · entry 2 SECOND CURVE CAPITAL LLC · CIK 0001136704 · 10% owner BROWN THOMAS K · CIK 0001378438 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By advisory clients of Second Curve Capital, LLC Disclosed balance after: 2,209,884 F1 · balance_after: These securities may be deemed to be beneficially owned by Second Curve Capital, LLC and Thomas K. Brown. Second Curve Capital, LLC is the investment manager of Second Curve Partners, LP, Second Curve Partners II, LP, Second Curve Partners International, Ltd., Second Curve Opportunity Fund, LP, Second Curve Vision Fund, LP, Second Curve Vision Fund International, Ltd. Thomas K. Brown is the managing member of Second Curve Capital, LLC. Each such Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| November 09, 2017 Filed Nov 13, 2017 15:37 UTC |
SECOND CURVE CAPITAL LLC10% owner
BROWN THOMAS K10% owner
|
SaleCommon Stock, no par value | 10,000 | $4.15 | $41,510.00 |
DisclosureSEC source: 0000919574-17-007710 · p7736873.xml · nonDerivative · entry 1 SECOND CURVE CAPITAL LLC · CIK 0001136704 · 10% owner BROWN THOMAS K · CIK 0001378438 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By advisory clients of Second Curve Capital, LLC Disclosed balance after: 2,219,884 F1 · balance_after: These securities may be deemed to be beneficially owned by Second Curve Capital, LLC and Thomas K. Brown. Second Curve Capital, LLC is the investment manager of Second Curve Partners, LP, Second Curve Partners II, LP, Second Curve Partners International, Ltd., Second Curve Opportunity Fund, LP, Second Curve Vision Fund, LP, Second Curve Vision Fund International, Ltd. Thomas K. Brown is the managing member of Second Curve Capital, LLC. Each such Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| October 24, 2017 Filed Oct 26, 2017 21:09 UTC |
WOOD DANIEL SDirector
|
Exercise / conversionStock Option (right to buy) · Derivative | 10,000 | Not disclosed Strike: $3.18 | Not disclosed |
DisclosureSEC source: 0000889609-17-000041 · primary_doc.xml · derivative · entry 3 WOOD DANIEL S · CIK 0001246388 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, No Par Value · 10,000 shares Expires 2018-01-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Issued in consideration of the named person's service to the issuer. Read SEC document |
| October 24, 2017 Filed Oct 26, 2017 21:09 UTC |
WOOD DANIEL SDirector
|
Tax withholdingCommon Stock, no par value | 6,989 | $4.55 | $31,799.95 |
DisclosureSEC source: 0000889609-17-000041 · primary_doc.xml · nonDerivative · entry 2 WOOD DANIEL S · CIK 0001246388 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 168,165 F1 · price: Represents a net exercise of outstanding stock options. The reporting person received 3,011 shares of common stock on net exercise of an option to purchase 10,000 shares of common stock. The reporting person forfeited 6,989 shares of common stock underlying the option in payment of the exercise price, using the closing stock price on October 24, 2017 of $4.55 per share. Read SEC document |
| October 24, 2017 Filed Oct 26, 2017 21:09 UTC |
WOOD DANIEL SDirector
|
Exercise / conversionCommon Stock, no par value | 10,000 | $3.18 | $31,800.00 |
DisclosureSEC source: 0000889609-17-000041 · primary_doc.xml · nonDerivative · entry 1 WOOD DANIEL S · CIK 0001246388 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 175,154 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 15, 2017 Filed Aug 16, 2017 16:36 UTC |
SECOND CURVE CAPITAL LLC10% owner
BROWN THOMAS K10% owner
|
SaleCommon Stock, no par value | 10,000 | $3.98 | $39,771.00 |
DisclosureSEC source: 0000919574-17-006281 · p7595142.xml · nonDerivative · entry 2 SECOND CURVE CAPITAL LLC · CIK 0001136704 · 10% owner BROWN THOMAS K · CIK 0001378438 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By advisory clients of Second Curve Capital, LLC Disclosed balance after: 2,264,884 F1 · balance_after: These securities may be deemed to be beneficially owned by Second Curve Capital, LLC and Thomas K. Brown. Second Curve Capital, LLC is the investment manager of Second Curve Partners, LP, Second Curve Partners II, LP, Second Curve Partners International, Ltd., Second Curve Opportunity Fund, LP, Second Curve Vision Fund, LP, Second Curve Vision Fund International, Ltd. Thomas K. Brown is the managing member of Second Curve Capital, LLC. Each such Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| August 14, 2017 Filed Aug 16, 2017 16:36 UTC |
SECOND CURVE CAPITAL LLC10% owner
BROWN THOMAS K10% owner
|
SaleCommon Stock, no par value | 5,000 | $3.95 | $19,726.00 |
DisclosureSEC source: 0000919574-17-006281 · p7595142.xml · nonDerivative · entry 1 SECOND CURVE CAPITAL LLC · CIK 0001136704 · 10% owner BROWN THOMAS K · CIK 0001378438 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By advisory clients of Second Curve Capital, LLC Disclosed balance after: 2,274,884 F1 · balance_after: These securities may be deemed to be beneficially owned by Second Curve Capital, LLC and Thomas K. Brown. Second Curve Capital, LLC is the investment manager of Second Curve Partners, LP, Second Curve Partners II, LP, Second Curve Partners International, Ltd., Second Curve Opportunity Fund, LP, Second Curve Vision Fund, LP, Second Curve Vision Fund International, Ltd. Thomas K. Brown is the managing member of Second Curve Capital, LLC. Each such Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| August 08, 2017 Filed Aug 10, 2017 19:05 UTC |
SECOND CURVE CAPITAL LLC10% owner
BROWN THOMAS K10% owner
|
SaleCommon Stock, no par value | 5,000 | $3.90 | $19,488.50 |
DisclosureSEC source: 0000919574-17-005820 · p7590235.xml · nonDerivative · entry 1 SECOND CURVE CAPITAL LLC · CIK 0001136704 · 10% owner BROWN THOMAS K · CIK 0001378438 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By advisory clients of Second Curve Capital, LLC Disclosed balance after: 2,279,884 F1 · balance_after: These securities may be deemed to be beneficially owned by Second Curve Capital, LLC and Thomas K. Brown. Second Curve Capital, LLC is the investment manager of Second Curve Partners, LP, Second Curve Partners II, LP, Second Curve Partners International, Ltd., Second Curve Opportunity Fund, LP, Second Curve Vision Fund, LP, Second Curve Vision Fund International, Ltd. Thomas K. Brown is the managing member of Second Curve Capital, LLC. Each such Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| August 04, 2017 Filed Aug 7, 2017 15:33 UTC |
SECOND CURVE CAPITAL LLC10% owner
BROWN THOMAS K10% owner
|
SaleCommon Stock, no par value | 5,000 | $3.99 | $19,961.00 |
DisclosureSEC source: 0000919574-17-005760 · p7586483.xml · nonDerivative · entry 3 SECOND CURVE CAPITAL LLC · CIK 0001136704 · 10% owner BROWN THOMAS K · CIK 0001378438 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By advisory clients of Second Curve Capital, LLC Disclosed balance after: 2,284,884 F1 · balance_after: These securities may be deemed to be beneficially owned by Second Curve Capital, LLC and Thomas K. Brown. Second Curve Capital, LLC is the investment manager of Second Curve Partners, LP, Second Curve Partners II, LP, Second Curve Partners International, Ltd., Second Curve Opportunity Fund, LP, Second Curve Vision Fund, LP, Second Curve Vision Fund International, Ltd. Thomas K. Brown is the managing member of Second Curve Capital, LLC. Each such Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| August 03, 2017 Filed Aug 7, 2017 15:33 UTC |
SECOND CURVE CAPITAL LLC10% owner
BROWN THOMAS K10% owner
|
SaleCommon Stock, no par value | 5,000 | $3.96 | $19,801.00 |
DisclosureSEC source: 0000919574-17-005760 · p7586483.xml · nonDerivative · entry 2 SECOND CURVE CAPITAL LLC · CIK 0001136704 · 10% owner BROWN THOMAS K · CIK 0001378438 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By advisory clients of Second Curve Capital, LLC Disclosed balance after: 2,289,884 F1 · balance_after: These securities may be deemed to be beneficially owned by Second Curve Capital, LLC and Thomas K. Brown. Second Curve Capital, LLC is the investment manager of Second Curve Partners, LP, Second Curve Partners II, LP, Second Curve Partners International, Ltd., Second Curve Opportunity Fund, LP, Second Curve Vision Fund, LP, Second Curve Vision Fund International, Ltd. Thomas K. Brown is the managing member of Second Curve Capital, LLC. Each such Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| August 02, 2017 Filed Aug 7, 2017 15:33 UTC |
SECOND CURVE CAPITAL LLC10% owner
BROWN THOMAS K10% owner
|
SaleCommon Stock, no par value | 5,000 | $3.99 | $19,941.50 |
DisclosureSEC source: 0000919574-17-005760 · p7586483.xml · nonDerivative · entry 1 SECOND CURVE CAPITAL LLC · CIK 0001136704 · 10% owner BROWN THOMAS K · CIK 0001378438 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By advisory clients of Second Curve Capital, LLC Disclosed balance after: 2,294,884 F1 · balance_after: These securities may be deemed to be beneficially owned by Second Curve Capital, LLC and Thomas K. Brown. Second Curve Capital, LLC is the investment manager of Second Curve Partners, LP, Second Curve Partners II, LP, Second Curve Partners International, Ltd., Second Curve Opportunity Fund, LP, Second Curve Vision Fund, LP, Second Curve Vision Fund International, Ltd. Thomas K. Brown is the managing member of Second Curve Capital, LLC. Each such Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| July 28, 2017 Filed Aug 2, 2017 00:33 UTC |
TERRY CHRISSr. Vice President
|
Exercise / conversionStock Option (right to buy) · Derivative | 20,000 | Not disclosed Strike: $1.50 | Not disclosed |
DisclosureSEC source: 0000889609-17-000040 · primary_doc.xml · derivative · entry 3 TERRY CHRIS · CIK 0001244792 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, No Par Value · 20,000 shares Expires 2017-07-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: Issued in consideration of the named person's services to the issuer. F2 · derivative.exercise_date: Became exercisable in cumulative increments of 8,000 shares on June 10, 2010, and of 4,000 shares on July 30, 2010, 2011, and 2012. Read SEC document |
| July 28, 2017 Filed Aug 2, 2017 00:33 UTC |
TERRY CHRISSr. Vice President
|
Tax withholdingCommon Stock, no par value | 7,463 | $4.02 | $30,001.26 |
DisclosureSEC source: 0000889609-17-000040 · primary_doc.xml · nonDerivative · entry 2 TERRY CHRIS · CIK 0001244792 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,324 F1 · kind: Represents a 'net exercise' of outstanding stock options. The reporting person received 12,537 shares of common stock on net exercise of option to purchase 20,000 shares of common stock. The reporting person forfeited 7,463 shares of common stock underlying the option in payment of the exercise prices, using the closing stock price on July 28, 2017 of $4.02 per share. Read SEC document |
| July 28, 2017 Filed Aug 2, 2017 00:33 UTC |
TERRY CHRISSr. Vice President
|
Exercise / conversionCommon Stock, no par value | 20,000 | $1.50 | $30,000.00 |
DisclosureSEC source: 0000889609-17-000040 · primary_doc.xml · nonDerivative · entry 1 TERRY CHRIS · CIK 0001244792 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,787 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 28, 2017 Filed Aug 2, 2017 00:18 UTC |
CREATURA MARKSr. Vice President
|
Exercise / conversionStock Option (right to buy) · Derivative | 20,000 | Not disclosed Strike: $1.50 | Not disclosed |
DisclosureSEC source: 0000889609-17-000039 · primary_doc.xml · derivative · entry 2 CREATURA MARK · CIK 0001244785 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, No Par Value · 20,000 shares Expires 2017-07-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Issued in consideration of the named person's services to the issuer. F1 · derivative.exercise_date: Became exercisable in cumulative increments of 8,000 shares on June 10, 2010, and of 4,000 shares on July 30, 2010, 2011, and 2012. Read SEC document |
| July 28, 2017 Filed Aug 2, 2017 00:18 UTC |
CREATURA MARKSr. Vice President
|
Exercise / conversionCommon Stock, no par value | 20,000 | $1.50 | $30,000.00 |
DisclosureSEC source: 0000889609-17-000039 · primary_doc.xml · nonDerivative · entry 1 CREATURA MARK · CIK 0001244785 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 378,600 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 28, 2017 Filed Aug 1, 2017 23:35 UTC |
Bharwani DeneshSr. Vice President
|
Exercise / conversionStock Option (right to buy) · Derivative | 10,000 | Not disclosed Strike: $1.50 | Not disclosed |
DisclosureSEC source: 0000889609-17-000037 · primary_doc.xml · derivative · entry 2 Bharwani Denesh · CIK 0001672094 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, No Par Value · 10,000 shares Expires 2017-07-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Issued in consideration of the named person's services to the issuer. F1 · derivative.exercise_date: Became exercisable in cumulative increments of 4,000 shares on June 10, 2010, and of 2,000 shares on July 30, 2010, 2011, and 2012. Read SEC document |
| July 28, 2017 Filed Aug 1, 2017 23:35 UTC |
Bharwani DeneshSr. Vice President
|
Exercise / conversionCommon Stock, no par value | 10,000 | $1.50 | $15,000.00 |
DisclosureSEC source: 0000889609-17-000037 · primary_doc.xml · nonDerivative · entry 1 Bharwani Denesh · CIK 0001672094 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 28, 2017 Filed Aug 1, 2017 23:56 UTC |
BRADLEY CHARLES E JRDirector · President and CEO
|
Exercise / conversionStock Option (right to buy) · Derivative | 40,000 | Not disclosed Strike: $1.50 | Not disclosed |
DisclosureSEC source: 0000889609-17-000038 · primary_doc.xml · derivative · entry 2 BRADLEY CHARLES E JR · CIK 0001028860 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, No Par Value · 40,000 shares Expires 2017-07-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: Issued in consideration of the named person's services to the issuer. F2 · derivative.exercise_date: Became exercisable in cumulative increments of 16,000 shares on June 10, 2010, and of 8,000 shares on July 30, 2010, 2011, and 2012. Read SEC document |
| July 28, 2017 Filed Aug 1, 2017 23:56 UTC |
BRADLEY CHARLES E JRDirector · President and CEO
|
Exercise / conversionCommon Stock, no par value | 40,000 | $1.50 | $60,000.00 |
DisclosureSEC source: 0000889609-17-000038 · primary_doc.xml · nonDerivative · entry 1 BRADLEY CHARLES E JR · CIK 0001028860 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,057,288 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.direct: Direct, of which 999,906 shares are held by a corporation of which the reporting person is sole shareholder. Read SEC document |
| July 28, 2017 Filed Aug 1, 2017 23:07 UTC |
Robinson TeriSr. Vice President
|
Exercise / conversionStock Option (right to buy) · Derivative | 20,000 | Not disclosed Strike: $1.50 | Not disclosed |
DisclosureSEC source: 0000889609-17-000036 · primary_doc.xml · derivative · entry 2 Robinson Teri · CIK 0001397947 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, No Par Value · 20,000 shares Expires 2017-07-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Issued in consideration of the named person's services to the issuer. F1 · derivative.exercise_date: Became exercisable in cumulative increments of 8,000 shares on June 10, 2010, and of 4,000 shares on July 30, 2010, 2011, and 2012. Read SEC document |
| July 28, 2017 Filed Aug 1, 2017 23:07 UTC |
Robinson TeriSr. Vice President
|
Exercise / conversionCommon Stock, no par value | 20,000 | $1.50 | $30,000.00 |
DisclosureSEC source: 0000889609-17-000036 · primary_doc.xml · nonDerivative · entry 1 Robinson Teri · CIK 0001397947 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 196,800 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 27, 2017 Filed Jul 31, 2017 23:34 UTC |
Harton John PatrickSr. Vice President
|
Exercise / conversionStock Option (right to buy) · Derivative | 10,000 | Not disclosed Strike: $1.50 | Not disclosed |
DisclosureSEC source: 0000889609-17-000035 · primary_doc.xml · derivative · entry 2 Harton John Patrick · CIK 0001605827 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, No Par Value · 10,000 shares Expires 2017-07-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Issued in consideration of the named person's services to the issuer. F1 · derivative.exercise_date: Became exercisable in cumulative increments of 4,000 shares on June 10, 2010, and of 2,000 shares on July 30, 2010, 2011, and 2012. Read SEC document |
| July 27, 2017 Filed Jul 31, 2017 23:34 UTC |
Harton John PatrickSr. Vice President
|
Exercise / conversionCommon Stock, no par value | 10,000 | $1.50 | $15,000.00 |
DisclosureSEC source: 0000889609-17-000035 · primary_doc.xml · nonDerivative · entry 1 Harton John Patrick · CIK 0001605827 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,750 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 12, 2017 Filed Jul 14, 2017 22:58 UTC |
Straten LaurieSr. Vice President
|
Exercise / conversionStock Option (right to buy) · Derivative | 10,000 | Not disclosed Strike: $1.50 | Not disclosed |
DisclosureSEC source: 0000889609-17-000034 · primary_doc.xml · derivative · entry 2 Straten Laurie · CIK 0001576501 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common, no par · 10,000 shares Expires 2017-07-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Issued in consideration of the named person's services to the issuer. F1 · derivative.exercise_date: Became exercisable in cumulative increments of 4,000 shares on June 10, 2010, and of 2,000 shares on July 30, 2010, 2011, and 2012. Read SEC document |
| July 12, 2017 Filed Jul 14, 2017 22:58 UTC |
Straten LaurieSr. Vice President
|
Exercise / conversionCommon Stock, no par value | 10,000 | $1.50 | $15,000.00 |
DisclosureSEC source: 0000889609-17-000034 · primary_doc.xml · nonDerivative · entry 1 Straten Laurie · CIK 0001576501 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,250 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.