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CPSS

CONSUMER PORTFOLIO SERVICES, INC.

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1404
SEC CIK
0000889609
Parsed reports
447

Last 12 months

Inside the activity.

0 purchase rows · 8 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202600
Feb 202600
Mar 202601
Apr 202600
May 202600
Jun 202601
Jul 202600
Aug 202604
Sep 202601
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 12, 2021 Filed Nov 16, 2021 19:54 UTC
Straten LaurieSr. Vice President
Exercise / conversionStock Option (right to buy) · Derivative 9,000 Not disclosed Strike: $1.95 Not disclosed
Disclosure

SEC source: 0001683168-21-005758 · ownership.xml · derivative · entry 4

Straten Laurie · CIK 0001576501 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, No Par Value · 9,000 shares

Expires 2021-11-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Issued in consideration of the named person's service to the issuer.

Read SEC document
November 12, 2021 Filed Nov 16, 2021 19:54 UTC
Straten LaurieSr. Vice President
Exercise / conversionCommon Stock, No Par Value 1,250 $1.75 $2,187.50
Disclosure

SEC source: 0001683168-21-005758 · ownership.xml · nonDerivative · entry 3

Straten Laurie · CIK 0001576501 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 12, 2021 Filed Nov 16, 2021 19:54 UTC
Straten LaurieSr. Vice President
Exercise / conversionCommon Stock, No Par Value 2,500 $1.50 $3,750.00
Disclosure

SEC source: 0001683168-21-005758 · ownership.xml · nonDerivative · entry 2

Straten Laurie · CIK 0001576501 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,750

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 12, 2021 Filed Nov 16, 2021 19:54 UTC
Straten LaurieSr. Vice President
Exercise / conversionCommon Stock, No Par Value 9,000 $1.95 $17,550.00
Disclosure

SEC source: 0001683168-21-005758 · ownership.xml · nonDerivative · entry 1

Straten Laurie · CIK 0001576501 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,250

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 11, 2021 Filed Nov 16, 2021 00:57 UTC
CREATURA MARKSr. Vice President
SaleCommon Stock, no par value 6 $7.99 $47.94
Disclosure

SEC source: 0001683168-21-005739 · ownership.xml · nonDerivative · entry 1

CREATURA MARK · CIK 0001244785 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 345,610

Read SEC document
November 07, 2021 Filed Nov 19, 2021 22:07 UTC
TERRY CHRISSr. Vice President
Exercise / conversionStock Option (right to buy) · Derivative 5,000 Not disclosed Strike: $1.75 Not disclosed
Disclosure

SEC source: 0001683168-21-005864 · ownership.xml · derivative · entry 5

TERRY CHRIS · CIK 0001244792 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, No Par Value · 5,000 shares

Expires 2021-11-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Issued in consideration of the named person's service to the issuer.

Read SEC document
November 05, 2021 Filed Nov 9, 2021 19:34 UTC
Robinson TeriSr. Vice President
Exercise / conversionStock Option (right to buy) · Derivative 5,000 Not disclosed Strike: $1.75 Not disclosed
Disclosure

SEC source: 0001683168-21-005345 · ownership.xml · derivative · entry 4

Robinson Teri · CIK 0001397947 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, No Par Value · 5,000 shares

Expires 2021-11-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Issued in consideration of the named person's service to the issuer.

Read SEC document
November 05, 2021 Filed Nov 9, 2021 19:34 UTC
Robinson TeriSr. Vice President
Exercise / conversionStock Option (right to buy) · Derivative 10,000 Not disclosed Strike: $1.50 Not disclosed
Disclosure

SEC source: 0001683168-21-005345 · ownership.xml · derivative · entry 3

Robinson Teri · CIK 0001397947 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, No Par Value · 10,000 shares

Expires 2021-11-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Issued in consideration of the named person's service to the issuer.

Read SEC document
November 05, 2021 Filed Nov 9, 2021 19:34 UTC
Robinson TeriSr. Vice President
Exercise / conversionCommon Stock, No Par Value 5,000 $1.75 $8,750.00
Disclosure

SEC source: 0001683168-21-005345 · ownership.xml · nonDerivative · entry 2

Robinson Teri · CIK 0001397947 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 366,800

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 05, 2021 Filed Nov 9, 2021 19:34 UTC
Robinson TeriSr. Vice President
Exercise / conversionCommon Stock, No Par Value 10,000 $1.50 $15,000.00
Disclosure

SEC source: 0001683168-21-005345 · ownership.xml · nonDerivative · entry 1

Robinson Teri · CIK 0001397947 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 361,800

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 20, 2021 Filed Sep 21, 2021 22:19 UTC
CREATURA MARKSr. Vice President
Exercise / conversionStock Option (right to buy) · Derivative 14,000 Not disclosed Strike: $1.94 Not disclosed
Disclosure

SEC source: 0001683168-21-004405 · ownership.xml · derivative · entry 10

CREATURA MARK · CIK 0001244785 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, no par value · 10,000 shares

Expires 2022-07-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Issued in consideration of the named person's services to the issuer.

F3 · derivative.exercise_date: Became exercisable in five equal installments on 7/16/2013, 7/16/2014, 7/16/2015, 7/16/2016, and 7/16/2017

Read SEC document
September 20, 2021 Filed Sep 21, 2021 22:19 UTC
CREATURA MARKSr. Vice President
Exercise / conversionStock Option (right to buy) · Derivative 14,400 Not disclosed Strike: $1.20 Not disclosed
Disclosure

SEC source: 0001683168-21-004405 · ownership.xml · derivative · entry 9

CREATURA MARK · CIK 0001244785 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, no par value · 10,000 shares

Expires 2022-04-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Issued in consideration of the named person's services to the issuer.

F2 · derivative.exercise_date: Became exercisable in two equal installments on 4/3/2016 and 4/3/2017

Read SEC document
September 20, 2021 Filed Sep 21, 2021 22:19 UTC
CREATURA MARKSr. Vice President
Exercise / conversionStock Option (right to buy) · Derivative 10,000 Not disclosed Strike: $1.75 Not disclosed
Disclosure

SEC source: 0001683168-21-004405 · ownership.xml · derivative · entry 8

CREATURA MARK · CIK 0001244785 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, no par value · 10,000 shares

Expires 2021-11-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Issued in consideration of the named person's services to the issuer.

Read SEC document
September 20, 2021 Filed Sep 21, 2021 22:19 UTC
CREATURA MARKSr. Vice President
Exercise / conversionStock Option (right to buy) · Derivative 10,000 Not disclosed Strike: $1.50 Not disclosed
Disclosure

SEC source: 0001683168-21-004405 · ownership.xml · derivative · entry 7

CREATURA MARK · CIK 0001244785 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, no par value · 10,000 shares

Expires 2021-11-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Issued in consideration of the named person's services to the issuer.

Read SEC document
September 20, 2021 Filed Sep 21, 2021 22:19 UTC
CREATURA MARKSr. Vice President
Exercise / conversionStock Option (right to buy) · Derivative 10,000 Not disclosed Strike: $1.50 Not disclosed
Disclosure

SEC source: 0001683168-21-004405 · ownership.xml · derivative · entry 6

CREATURA MARK · CIK 0001244785 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, no par value · 10,000 shares

Expires 2021-11-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Issued in consideration of the named person's services to the issuer.

Read SEC document
September 20, 2021 Filed Sep 21, 2021 22:19 UTC
CREATURA MARKSr. Vice President
Exercise / conversionCommon Stock, no par value 14,000 $1.94 $27,160.00
Disclosure

SEC source: 0001683168-21-004405 · ownership.xml · nonDerivative · entry 5

CREATURA MARK · CIK 0001244785 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 344,616

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 20, 2021 Filed Sep 21, 2021 22:19 UTC
CREATURA MARKSr. Vice President
Exercise / conversionCommon Stock, no par value 14,400 $1.20 $17,280.00
Disclosure

SEC source: 0001683168-21-004405 · ownership.xml · nonDerivative · entry 4

CREATURA MARK · CIK 0001244785 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 331,616

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 20, 2021 Filed Sep 21, 2021 22:19 UTC
CREATURA MARKSr. Vice President
Exercise / conversionCommon Stock, no par value 10,000 $1.75 $17,500.00
Disclosure

SEC source: 0001683168-21-004405 · ownership.xml · nonDerivative · entry 3

CREATURA MARK · CIK 0001244785 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 317,216

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 20, 2021 Filed Sep 21, 2021 22:19 UTC
CREATURA MARKSr. Vice President
Exercise / conversionCommon Stock, no par value 10,000 $1.50 $15,000.00
Disclosure

SEC source: 0001683168-21-004405 · ownership.xml · nonDerivative · entry 2

CREATURA MARK · CIK 0001244785 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 307,216

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 20, 2021 Filed Sep 21, 2021 22:19 UTC
CREATURA MARKSr. Vice President
Exercise / conversionCommon Stock, no par value 10,000 $1.50 $15,000.00
Disclosure

SEC source: 0001683168-21-004405 · ownership.xml · nonDerivative · entry 1

CREATURA MARK · CIK 0001244785 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 297,216

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 20, 2021 Filed Nov 16, 2021 01:17 UTC Amendment
CREATURA MARKSr. Vice President
Exercise / conversionStock Option (right to buy) · Derivative 14,000 Not disclosed Strike: $1.94 Not disclosed
Disclosure

SEC source: 0001683168-21-005741 · ownership.xml · derivative · entry 10

CREATURA MARK · CIK 0001244785 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, no par value · 14,000 shares

Expires 2022-07-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Issued in consideration of the named person's services to the issuer.

F3 · derivative.exercise_date: Became exercisable in five equal installments on 7/16/2013, 7/16/2014, 7/16/2015, 7/16/2016, and 7/16/2017

Read SEC document
September 20, 2021 Filed Nov 16, 2021 01:17 UTC Amendment
CREATURA MARKSr. Vice President
Exercise / conversionStock Option (right to buy) · Derivative 14,400 Not disclosed Strike: $1.20 Not disclosed
Disclosure

SEC source: 0001683168-21-005741 · ownership.xml · derivative · entry 9

CREATURA MARK · CIK 0001244785 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, no par value · 14,400 shares

Expires 2022-04-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Issued in consideration of the named person's services to the issuer.

F2 · derivative.exercise_date: Became exercisable in two equal installments on 4/3/2016 and 4/3/2017

Read SEC document
September 20, 2021 Filed Nov 16, 2021 01:17 UTC Amendment
CREATURA MARKSr. Vice President
Exercise / conversionStock Option (right to buy) · Derivative 10,000 Not disclosed Strike: $1.75 Not disclosed
Disclosure

SEC source: 0001683168-21-005741 · ownership.xml · derivative · entry 8

CREATURA MARK · CIK 0001244785 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, no par value · 10,000 shares

Expires 2021-11-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Issued in consideration of the named person's services to the issuer.

Read SEC document
September 20, 2021 Filed Nov 16, 2021 01:17 UTC Amendment
CREATURA MARKSr. Vice President
Exercise / conversionStock Option (right to buy) · Derivative 10,000 Not disclosed Strike: $1.50 Not disclosed
Disclosure

SEC source: 0001683168-21-005741 · ownership.xml · derivative · entry 7

CREATURA MARK · CIK 0001244785 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, no par value · 10,000 shares

Expires 2021-11-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Issued in consideration of the named person's services to the issuer.

Read SEC document
September 20, 2021 Filed Nov 16, 2021 01:17 UTC Amendment
CREATURA MARKSr. Vice President
Exercise / conversionStock Option (right to buy) · Derivative 10,000 Not disclosed Strike: $1.50 Not disclosed
Disclosure

SEC source: 0001683168-21-005741 · ownership.xml · derivative · entry 6

CREATURA MARK · CIK 0001244785 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, no par value · 10,000 shares

Expires 2021-11-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Issued in consideration of the named person's services to the issuer.

Read SEC document
September 20, 2021 Filed Nov 16, 2021 01:17 UTC Amendment
CREATURA MARKSr. Vice President
Exercise / conversionCommon Stock, no par value 14,000 $1.94 $27,160.00
Disclosure

SEC source: 0001683168-21-005741 · ownership.xml · nonDerivative · entry 5

CREATURA MARK · CIK 0001244785 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 345,616

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 20, 2021 Filed Nov 16, 2021 01:17 UTC Amendment
CREATURA MARKSr. Vice President
Exercise / conversionCommon Stock, no par value 14,400 $1.20 $17,280.00
Disclosure

SEC source: 0001683168-21-005741 · ownership.xml · nonDerivative · entry 4

CREATURA MARK · CIK 0001244785 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 331,616

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 20, 2021 Filed Nov 16, 2021 01:17 UTC Amendment
CREATURA MARKSr. Vice President
Exercise / conversionCommon Stock, no par value 10,000 $1.75 $17,500.00
Disclosure

SEC source: 0001683168-21-005741 · ownership.xml · nonDerivative · entry 3

CREATURA MARK · CIK 0001244785 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 317,216

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 20, 2021 Filed Nov 16, 2021 01:17 UTC Amendment
CREATURA MARKSr. Vice President
Exercise / conversionCommon Stock, no par value 10,000 $1.50 $15,000.00
Disclosure

SEC source: 0001683168-21-005741 · ownership.xml · nonDerivative · entry 2

CREATURA MARK · CIK 0001244785 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 307,216

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 20, 2021 Filed Nov 16, 2021 01:17 UTC Amendment
CREATURA MARKSr. Vice President
Exercise / conversionCommon Stock, no par value 10,000 $1.50 $15,000.00
Disclosure

SEC source: 0001683168-21-005741 · ownership.xml · nonDerivative · entry 1

CREATURA MARK · CIK 0001244785 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 297,216

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 17, 2021 Filed Sep 21, 2021 22:20 UTC
Lavin Michael T.Executive Vice President
Exercise / conversionStock Option (right to buy) · Derivative 30,000 Not disclosed Strike: $0.95 Not disclosed
Disclosure

SEC source: 0001683168-21-004406 · ownership.xml · derivative · entry 4

Lavin Michael T. · CIK 0001463930 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, No Par Value · 30,000 shares

Expires 2021-11-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Issued in consideration of the named person's services to the issuer.

F1 · derivative.exercise_date: Became exercisable in cumulative increments of 10,000 shares on Nov. 23, 2014, 2015 and 2016.

Read SEC document
September 17, 2021 Filed Sep 21, 2021 22:20 UTC
Lavin Michael T.Executive Vice President
GiftCommon Stock, no par value 30,000 $0.00 $0.00
Disclosure

SEC source: 0001683168-21-004406 · ownership.xml · nonDerivative · entry 3

Lavin Michael T. · CIK 0001463930 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · MTRB LAVIN LIVING TRUST

Disclosed balance after: 305,000

Read SEC document
September 17, 2021 Filed Sep 21, 2021 22:20 UTC
Lavin Michael T.Executive Vice President
GiftCommon Stock, no par value 30,000 $0.00 $0.00
Disclosure

SEC source: 0001683168-21-004406 · ownership.xml · nonDerivative · entry 2

Lavin Michael T. · CIK 0001463930 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
September 17, 2021 Filed Sep 21, 2021 22:20 UTC
Lavin Michael T.Executive Vice President
Exercise / conversionCommon Stock, no par value 30,000 $0.95 $28,500.00
Disclosure

SEC source: 0001683168-21-004406 · ownership.xml · nonDerivative · entry 1

Lavin Michael T. · CIK 0001463930 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 19, 2021 Filed Nov 17, 2021 14:07 UTC OtherCommon Stock, no par value 800 $5.26 $4,208.00
Disclosure

SEC source: 0001683168-21-005784 · ownership.xml · nonDerivative · entry 2

Grasso Louis M · CIK 0001810910 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 3,000

F1 · ownership.nature: Shares held indirectly by an individual retirement account of which the reporting person is the beneficiary. The reporting person also owns, directly, 5,000 shares of the same class of securities.

Read SEC document
August 19, 2021 Filed Nov 17, 2021 14:07 UTC OtherCommon Stock, no par value 1,000 $5.14 $5,140.00
Disclosure

SEC source: 0001683168-21-005784 · ownership.xml · nonDerivative · entry 1

Grasso Louis M · CIK 0001810910 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,200

F1 · ownership.nature: Shares held indirectly by an individual retirement account of which the reporting person is the beneficiary. The reporting person also owns, directly, 5,000 shares of the same class of securities.

Read SEC document
August 13, 2021 Filed Aug 17, 2021 21:43 UTC Exercise / conversionStock Option (right to buy) · Derivative 30,000 Not disclosed Strike: $2.47 Not disclosed
Disclosure

SEC source: 0001683168-21-003747 · ownership.xml · derivative · entry 8

ROBERTS WILLIAM B · CIK 0001005213 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, No Par Value · 30,000 shares

Expires 2027-06-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Issued in consideration of the named person's service to the issuer.

Read SEC document
August 13, 2021 Filed Aug 17, 2021 21:43 UTC Exercise / conversionStock Option (right to buy) · Derivative 30,000 Not disclosed Strike: $3.53 Not disclosed
Disclosure

SEC source: 0001683168-21-003747 · ownership.xml · derivative · entry 7

ROBERTS WILLIAM B · CIK 0001005213 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, No Par Value · 30,000 shares

Expires 2026-08-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Issued in consideration of the named person's service to the issuer.

Read SEC document
August 13, 2021 Filed Aug 17, 2021 21:43 UTC Exercise / conversionStock Option (right to buy) · Derivative 30,000 Not disclosed Strike: $3.48 Not disclosed
Disclosure

SEC source: 0001683168-21-003747 · ownership.xml · derivative · entry 6

ROBERTS WILLIAM B · CIK 0001005213 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, No Par Value · 30,000 shares

Expires 2025-05-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Issued in consideration of the named person's service to the issuer.

Read SEC document
August 13, 2021 Filed Aug 17, 2021 21:43 UTC Exercise / conversionStock Option (right to buy) · Derivative 30,000 Not disclosed Strike: $4.35 Not disclosed
Disclosure

SEC source: 0001683168-21-003747 · ownership.xml · derivative · entry 5

ROBERTS WILLIAM B · CIK 0001005213 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, No Par Value · 30,000 shares

Expires 2024-05-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Issued in consideration of the named person's service to the issuer.

Read SEC document
August 13, 2021 Filed Aug 17, 2021 21:43 UTC Exercise / conversionCommon Stock, No Par Value 30,000 $2.47 $74,100.00
Disclosure

SEC source: 0001683168-21-003747 · ownership.xml · nonDerivative · entry 4

ROBERTS WILLIAM B · CIK 0001005213 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 870,078

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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August 13, 2021 Filed Aug 17, 2021 21:43 UTC Exercise / conversionCommon Stock, No Par Value 30,000 $3.53 $105,900.00
Disclosure

SEC source: 0001683168-21-003747 · ownership.xml · nonDerivative · entry 3

ROBERTS WILLIAM B · CIK 0001005213 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 840,078

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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August 13, 2021 Filed Aug 17, 2021 21:43 UTC Exercise / conversionCommon Stock, No Par Value 30,000 $3.48 $104,400.00
Disclosure

SEC source: 0001683168-21-003747 · ownership.xml · nonDerivative · entry 2

ROBERTS WILLIAM B · CIK 0001005213 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 810,078

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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August 13, 2021 Filed Aug 17, 2021 21:43 UTC Exercise / conversionCommon Stock, No Par Value 30,000 $4.35 $130,500.00
Disclosure

SEC source: 0001683168-21-003747 · ownership.xml · nonDerivative · entry 1

ROBERTS WILLIAM B · CIK 0001005213 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 780,078

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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August 10, 2021 Filed Aug 12, 2021 20:34 UTC
Bharwani DeneshSr. Vice President
Exercise / conversionStock Option (right to buy) · Derivative 5,000 Not disclosed Strike: $1.50 Not disclosed
Disclosure

SEC source: 0001683168-21-003467 · ownership.xml · derivative · entry 2

Bharwani Denesh · CIK 0001672094 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, No Par Value · 5,000 shares

Expires 2021-11-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Issued in consideration of the named person's services to the issuer.

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August 10, 2021 Filed Aug 12, 2021 20:34 UTC
Bharwani DeneshSr. Vice President
Exercise / conversionCommon Stock, no par value 5,000 $1.50 $7,500.00
Disclosure

SEC source: 0001683168-21-003467 · ownership.xml · nonDerivative · entry 1

Bharwani Denesh · CIK 0001672094 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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August 03, 2021 Filed Aug 6, 2021 07:50 UTC GrantStock Option (right to buy) · Derivative 30,000 Not disclosed Strike: $4.95 Not disclosed
Disclosure

SEC source: 0001683168-21-003302 · ownership.xml · derivative · entry 1

Grasso Louis M · CIK 0001810910 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock, no par value · 30,000 shares

Expires 2028-08-03

F1 · price: Issued in consideration of the named person's service to the issuer.

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August 03, 2021 Filed Aug 6, 2021 11:53 UTC GrantStock Option (right to buy) · Derivative 30,000 Not disclosed Strike: $4.95 Not disclosed
Disclosure

SEC source: 0001683168-21-003311 · ownership.xml · derivative · entry 1

WOOD DANIEL S · CIK 0001246388 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock, no par value · 30,000 shares

Expires 2028-08-03

F1 · price: Issued in consideration of the named person's service to the issuer.

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August 03, 2021 Filed Aug 6, 2021 11:53 UTC
TERRY CHRISSr. Vice President
GrantStock Option (right to buy) · Derivative 60,000 Not disclosed Strike: $4.95 Not disclosed
Disclosure

SEC source: 0001683168-21-003309 · ownership.xml · derivative · entry 1

TERRY CHRIS · CIK 0001244792 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Common Stock, no par value · 60,000 shares

Expires 2028-08-03

F2 · price: Issued in consideration of the named person's service to the issuer.

F1 · derivative.exercise_date: Becomes exercisable in four equal increments on August 3, 2022, 2023, 2024 and 2025

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August 03, 2021 Filed Aug 6, 2021 11:53 UTC
Washer GregDirector
GrantStock Option (right to buy) · Derivative 30,000 Not disclosed Strike: $4.95 Not disclosed
Disclosure

SEC source: 0001683168-21-003310 · ownership.xml · derivative · entry 1

Washer Greg · CIK 0001405318 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock, no par value · 30,000 shares

Expires 2028-08-03

F1 · price: Issued in consideration of the named person's service to the issuer.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.