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Nasdaq · USD

CPSS

CONSUMER PORTFOLIO SERVICES, INC.

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1404
SEC CIK
0000889609
Parsed reports
447

Last 12 months

Inside the activity.

0 purchase rows · 8 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202600
Feb 202600
Mar 202601
Apr 202600
May 202600
Jun 202601
Jul 202600
Aug 202604
Sep 202601
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 11, 2022 Filed Feb 15, 2022 21:51 UTC PurchaseCommon Stock, no par value 243,933 $10.07 $2,455,551.54
Disclosure

SEC source: 0001567619-22-004616 · doc1.xml · nonDerivative · entry 1

BLACK DIAMOND CAPITAL MANAGEMENT, L.L.C. · CIK 0001282197 · 10% owner

Deckoff Stephen H · CIK 0001486844 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 4,509,544

F3 · price: The price reported in Column 4 is a weighted average price. The Shares were purchased in multiple transactions at prices ranging from $9.95 to $10.26, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Shares purchased at each separate price within the range set forth in this footnote.

F1 · ownership.direct: These shares of Common Stock ("Shares") are held directly by certain Black Diamond investment vehicles ("Black Diamond vehicles"). Black Diamond Capital Management, L.L.C. ("Black Diamond") exercises investment discretion on behalf of investment advisory affiliates that serve as investment advisers to the Black Diamond vehicles. Stephen H. Deckoff is the Managing Principal of Black Diamond.

F2 · ownership.direct: Each of the Reporting Persons disclaims beneficial ownership over the Shares, except to the extent of its or his pecuniary interest therein, and this statement shall not be construed as an admission that such Reporting Person is the beneficial owner of any Shares for purposes of Section 16 of the Exchange Act or for any other purpose.

F1 · ownership.nature: These shares of Common Stock ("Shares") are held directly by certain Black Diamond investment vehicles ("Black Diamond vehicles"). Black Diamond Capital Management, L.L.C. ("Black Diamond") exercises investment discretion on behalf of investment advisory affiliates that serve as investment advisers to the Black Diamond vehicles. Stephen H. Deckoff is the Managing Principal of Black Diamond.

F2 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership over the Shares, except to the extent of its or his pecuniary interest therein, and this statement shall not be construed as an admission that such Reporting Person is the beneficial owner of any Shares for purposes of Section 16 of the Exchange Act or for any other purpose.

Read SEC document
February 11, 2022 Filed Feb 15, 2022 21:30 UTC
Straten LaurieSr. Vice President
Exercise / conversionStock Option (right to buy) · Derivative 7,000 Not disclosed Strike: $1.94 Not disclosed
Disclosure

SEC source: 0001683168-22-001035 · ownership.xml · derivative · entry 4

Straten Laurie · CIK 0001576501 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, No Par Value · 7,000 shares

Expires 2022-07-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Issued in consideration of the named person's service to the issuer.

F3 · derivative.exercise_date: Became exercisable in cumulative increments of 1,400 shares on July 16, 2013, 2014, 2015, 2016 and 2017.

Read SEC document
February 11, 2022 Filed Feb 15, 2022 21:30 UTC
Straten LaurieSr. Vice President
Exercise / conversionStock Option (right to buy) · Derivative 18,000 Not disclosed Strike: $1.20 Not disclosed
Disclosure

SEC source: 0001683168-22-001035 · ownership.xml · derivative · entry 3

Straten Laurie · CIK 0001576501 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, No Par Value · 18,000 shares

Expires 2022-04-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Issued in consideration of the named person's service to the issuer.

F1 · derivative.exercise_date: Became exercisable in cumulative increments of 3,600 shares on April 3, 2013, 2014, 2015, 2016 and 2017.

Read SEC document
February 11, 2022 Filed Feb 15, 2022 21:30 UTC
Straten LaurieSr. Vice President
Exercise / conversionCommon Stock, No Par Value 7,000 $1.94 $13,580.00
Disclosure

SEC source: 0001683168-22-001035 · ownership.xml · nonDerivative · entry 2

Straten Laurie · CIK 0001576501 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 11, 2022 Filed Feb 15, 2022 21:30 UTC
Straten LaurieSr. Vice President
Exercise / conversionCommon Stock, No Par Value 18,000 $1.20 $21,600.00
Disclosure

SEC source: 0001683168-22-001035 · ownership.xml · nonDerivative · entry 1

Straten Laurie · CIK 0001576501 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 04, 2022 Filed Feb 8, 2022 22:20 UTC PurchaseCommon Stock, no par value 7,362 $10.78 $79,362.36
Disclosure

SEC source: 0001567619-22-002910 · doc1.xml · nonDerivative · entry 1

BLACK DIAMOND CAPITAL MANAGEMENT, L.L.C. · CIK 0001282197 · 10% owner

Deckoff Stephen H · CIK 0001486844 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 4,265,611

F1 · ownership.direct: These shares of Common Stock ("Shares") are held directly by certain Black Diamond investment vehicles ("Black Diamond vehicles"). Black Diamond Capital Management, L.L.C. ("Black Diamond") exercises investment discretion on behalf of investment advisory affiliates that serve as investment advisers to the Black Diamond vehicles. Stephen H. Deckoff is the Managing Principal of Black Diamond.

F2 · ownership.direct: Each of the Reporting Persons disclaims beneficial ownership over the Shares, except to the extent of its or his pecuniary interest therein, and this statement shall not be construed as an admission that such Reporting Person is the beneficial owner of any Shares for purposes of Section 16 of the Exchange Act or for any other purpose.

F1 · ownership.nature: These shares of Common Stock ("Shares") are held directly by certain Black Diamond investment vehicles ("Black Diamond vehicles"). Black Diamond Capital Management, L.L.C. ("Black Diamond") exercises investment discretion on behalf of investment advisory affiliates that serve as investment advisers to the Black Diamond vehicles. Stephen H. Deckoff is the Managing Principal of Black Diamond.

F2 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership over the Shares, except to the extent of its or his pecuniary interest therein, and this statement shall not be construed as an admission that such Reporting Person is the beneficial owner of any Shares for purposes of Section 16 of the Exchange Act or for any other purpose.

Read SEC document
January 27, 2022 Filed Jan 28, 2022 21:37 UTC PurchaseCommon Stock, no par value 14,257 $10.76 $153,342.59
Disclosure

SEC source: 0001567619-22-001981 · doc1.xml · nonDerivative · entry 2

BLACK DIAMOND CAPITAL MANAGEMENT, L.L.C. · CIK 0001282197 · 10% owner

Deckoff Stephen H · CIK 0001486844 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 4,258,249

F1 · ownership.direct: These shares of Common Stock ("Shares") are held directly by certain Black Diamond investment vehicles ("Black Diamond vehicles"). Black Diamond Capital Management, L.L.C. ("Black Diamond") exercises investment discretion on behalf of investment advisory affiliates that serve as investment advisers to the Black Diamond vehicles. Stephen H. Deckoff is the Managing Principal of Black Diamond.

F2 · ownership.direct: Each of the Reporting Persons disclaims beneficial ownership over the Shares, except to the extent of its or his pecuniary interest therein, and this statement shall not be construed as an admission that such Reporting Person is the beneficial owner of any Shares for purposes of Section 16 of the Exchange Act or for any other purpose.

F1 · ownership.nature: These shares of Common Stock ("Shares") are held directly by certain Black Diamond investment vehicles ("Black Diamond vehicles"). Black Diamond Capital Management, L.L.C. ("Black Diamond") exercises investment discretion on behalf of investment advisory affiliates that serve as investment advisers to the Black Diamond vehicles. Stephen H. Deckoff is the Managing Principal of Black Diamond.

F2 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership over the Shares, except to the extent of its or his pecuniary interest therein, and this statement shall not be construed as an admission that such Reporting Person is the beneficial owner of any Shares for purposes of Section 16 of the Exchange Act or for any other purpose.

Read SEC document
January 27, 2022 Filed Jan 31, 2022 23:13 UTC
Fritz Jeffrey PExec. Vice President
Exercise / conversionStock Option (right to buy) · Derivative 14,000 Not disclosed Strike: $1.94 Not disclosed
Disclosure

SEC source: 0001683168-22-000588 · ownership.xml · derivative · entry 4

Fritz Jeffrey P · CIK 0001301087 · Exec. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, No Par Value · 14,000 shares

Expires 2022-07-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Issued in consideration of the named person's service to the issuer.

F3 · derivative.exercise_date: Became exercisable in cumulative increments of 2,800 shares on July 16, 2013, 2014, 2015, 2016 and 2017.

Read SEC document
January 27, 2022 Filed Jan 31, 2022 23:13 UTC
Fritz Jeffrey PExec. Vice President
Exercise / conversionStock Option (right to buy) · Derivative 36,000 Not disclosed Strike: $1.20 Not disclosed
Disclosure

SEC source: 0001683168-22-000588 · ownership.xml · derivative · entry 3

Fritz Jeffrey P · CIK 0001301087 · Exec. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, No Par Value · 36,000 shares

Expires 2022-04-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Issued in consideration of the named person's service to the issuer.

F1 · derivative.exercise_date: Became exercisable in cumulative increments of 7,200 shares on April 3, 2013, 2014, 2015, 2016 and 2017.

Read SEC document
January 27, 2022 Filed Jan 31, 2022 23:13 UTC
Fritz Jeffrey PExec. Vice President
Exercise / conversionCommon Stock, No Par Value 14,000 $1.94 $27,160.00
Disclosure

SEC source: 0001683168-22-000588 · ownership.xml · nonDerivative · entry 2

Fritz Jeffrey P · CIK 0001301087 · Exec. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 380,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 27, 2022 Filed Jan 31, 2022 23:13 UTC
Fritz Jeffrey PExec. Vice President
Exercise / conversionCommon Stock, No Par Value 36,000 $1.20 $43,200.00
Disclosure

SEC source: 0001683168-22-000588 · ownership.xml · nonDerivative · entry 1

Fritz Jeffrey P · CIK 0001301087 · Exec. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 366,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 27, 2022 Filed Jan 31, 2022 23:13 UTC
Bharwani DeneshSr. Vice President
Exercise / conversionStock Option (right to buy) · Derivative 7,000 Not disclosed Strike: $1.94 Not disclosed
Disclosure

SEC source: 0001683168-22-000587 · ownership.xml · derivative · entry 4

Bharwani Denesh · CIK 0001672094 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, No Par Value · 7,000 shares

Expires 2022-07-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Issued in consideration of the named person's service to the issuer.

F3 · derivative.exercise_date: Became exercisable in cumulative increments of 1,400 shares on July 16, 2013, 2014, 2015, 2016 and 2017.

Read SEC document
January 27, 2022 Filed Jan 31, 2022 23:13 UTC
Bharwani DeneshSr. Vice President
Exercise / conversionStock Option (right to buy) · Derivative 18,000 Not disclosed Strike: $1.20 Not disclosed
Disclosure

SEC source: 0001683168-22-000587 · ownership.xml · derivative · entry 3

Bharwani Denesh · CIK 0001672094 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, No Par Value · 18,000 shares

Expires 2022-04-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Issued in consideration of the named person's service to the issuer.

F1 · derivative.exercise_date: Became exercisable in cumulative increments of 3,600 shares on April 3, 2013, 2014, 2015, 2016 and 2017.

Read SEC document
January 27, 2022 Filed Jan 31, 2022 23:13 UTC
Bharwani DeneshSr. Vice President
Exercise / conversionCommon Stock, No Par Value 7,000 $1.94 $13,580.00
Disclosure

SEC source: 0001683168-22-000587 · ownership.xml · nonDerivative · entry 2

Bharwani Denesh · CIK 0001672094 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 213,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 27, 2022 Filed Jan 31, 2022 23:13 UTC
Bharwani DeneshSr. Vice President
Exercise / conversionCommon Stock, No Par Value 18,000 $1.20 $21,600.00
Disclosure

SEC source: 0001683168-22-000587 · ownership.xml · nonDerivative · entry 1

Bharwani Denesh · CIK 0001672094 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 206,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 26, 2022 Filed Jan 28, 2022 21:37 UTC PurchaseCommon Stock, no par value 4,020 $10.78 $43,335.60
Disclosure

SEC source: 0001567619-22-001981 · doc1.xml · nonDerivative · entry 1

BLACK DIAMOND CAPITAL MANAGEMENT, L.L.C. · CIK 0001282197 · 10% owner

Deckoff Stephen H · CIK 0001486844 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 4,243,992

F1 · ownership.direct: These shares of Common Stock ("Shares") are held directly by certain Black Diamond investment vehicles ("Black Diamond vehicles"). Black Diamond Capital Management, L.L.C. ("Black Diamond") exercises investment discretion on behalf of investment advisory affiliates that serve as investment advisers to the Black Diamond vehicles. Stephen H. Deckoff is the Managing Principal of Black Diamond.

F2 · ownership.direct: Each of the Reporting Persons disclaims beneficial ownership over the Shares, except to the extent of its or his pecuniary interest therein, and this statement shall not be construed as an admission that such Reporting Person is the beneficial owner of any Shares for purposes of Section 16 of the Exchange Act or for any other purpose.

F1 · ownership.nature: These shares of Common Stock ("Shares") are held directly by certain Black Diamond investment vehicles ("Black Diamond vehicles"). Black Diamond Capital Management, L.L.C. ("Black Diamond") exercises investment discretion on behalf of investment advisory affiliates that serve as investment advisers to the Black Diamond vehicles. Stephen H. Deckoff is the Managing Principal of Black Diamond.

F2 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership over the Shares, except to the extent of its or his pecuniary interest therein, and this statement shall not be construed as an admission that such Reporting Person is the beneficial owner of any Shares for purposes of Section 16 of the Exchange Act or for any other purpose.

Read SEC document
January 25, 2022 Filed Jan 25, 2022 22:15 UTC PurchaseCommon Stock, no par value 2,248 $10.31 $23,184.52
Disclosure

SEC source: 0001567619-22-001711 · doc1.xml · nonDerivative · entry 3

BLACK DIAMOND CAPITAL MANAGEMENT, L.L.C. · CIK 0001282197 · 10% owner

Deckoff Stephen H · CIK 0001486844 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 4,239,972

F1 · ownership.direct: These shares of Common Stock ("Shares") are held directly by certain Black Diamond investment vehicles ("Black Diamond vehicles"). Black Diamond Capital Management, L.L.C. ("Black Diamond") exercises investment discretion on behalf of investment advisory affiliates that serve as investment advisers to the Black Diamond vehicles. Stephen H. Deckoff is the Managing Principal of Black Diamond.

F2 · ownership.direct: Each of the Reporting Persons disclaims beneficial ownership over the Shares, except to the extent of its or his pecuniary interest therein, and this statement shall not be construed as an admission that such Reporting Person is the beneficial owner of any Shares for purposes of Section 16 of the Exchange Act or for any other purpose.

F1 · ownership.nature: These shares of Common Stock ("Shares") are held directly by certain Black Diamond investment vehicles ("Black Diamond vehicles"). Black Diamond Capital Management, L.L.C. ("Black Diamond") exercises investment discretion on behalf of investment advisory affiliates that serve as investment advisers to the Black Diamond vehicles. Stephen H. Deckoff is the Managing Principal of Black Diamond.

F2 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership over the Shares, except to the extent of its or his pecuniary interest therein, and this statement shall not be construed as an admission that such Reporting Person is the beneficial owner of any Shares for purposes of Section 16 of the Exchange Act or for any other purpose.

Read SEC document
January 25, 2022 Filed Jan 28, 2022 01:26 UTC
BRADLEY CHARLES E JRDirector · President and CEO
Disposition to issuerStock Option (right to buy) · Derivative 179,999 $0.00 Strike: $6.86 $0.00
Disclosure

SEC source: 0001683168-22-000533 · ownership.xml · derivative · entry 3

BRADLEY CHARLES E JR · CIK 0001028860 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,001

Underlying: Common Stock, No Par Value · 179,999 shares

Expires 2023-02-01

F4 · price: The price received upon disposition was zero, as the securities were canceled by the issuer without consideration in favor of the reporting person.

F5 · derivative.exercise_date: Became exercisable in cumulative increments of 50,000 shares of the issuer's common stock, no par value, on February 1 of 2014, 2015, 2016, 2017 and 2018.

Read SEC document
January 25, 2022 Filed Jan 28, 2022 01:26 UTC
BRADLEY CHARLES E JRDirector · President and CEO
Disposition to issuerStock Option (right to buy) · Derivative 250,000 $0.00 Strike: $7.97 $0.00
Disclosure

SEC source: 0001683168-22-000533 · ownership.xml · derivative · entry 2

BRADLEY CHARLES E JR · CIK 0001028860 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, No Par Value · 250,000 shares

Expires 2023-05-07

F4 · price: The price received upon disposition was zero, as the securities were canceled by the issuer without consideration in favor of the reporting person.

F3 · derivative.exercise_date: Became exercisable in cumulative increments of 50,000 shares of the issuer's common stock, no par value, on May 7 of 2014, 2015, 2016, 2017 and 2018.

Read SEC document
January 25, 2022 Filed Jan 28, 2022 01:26 UTC
BRADLEY CHARLES E JRDirector · President and CEO
GrantStock Option (right to buy) · Derivative 750,000 Not disclosed Strike: $10.32 Not disclosed
Disclosure

SEC source: 0001683168-22-000533 · ownership.xml · derivative · entry 1

BRADLEY CHARLES E JR · CIK 0001028860 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 750,000

Underlying: Common Stock, No Par Value · 750,000 shares

Expires 2029-01-25

F2 · price: Issued in consideration of the named person's services to the issuer.

F1 · derivative.exercise_date: To become exercisable in cumulative increments of 187,500 shares of the issuer's common stock, no par value, on January 25 of 2023, 2024, 2025 and 2026.

Read SEC document
January 24, 2022 Filed Jan 25, 2022 22:15 UTC PurchaseCommon Stock, no par value 20,426 $10.11 $206,419.03
Disclosure

SEC source: 0001567619-22-001711 · doc1.xml · nonDerivative · entry 2

BLACK DIAMOND CAPITAL MANAGEMENT, L.L.C. · CIK 0001282197 · 10% owner

Deckoff Stephen H · CIK 0001486844 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 4,237,724

F1 · ownership.direct: These shares of Common Stock ("Shares") are held directly by certain Black Diamond investment vehicles ("Black Diamond vehicles"). Black Diamond Capital Management, L.L.C. ("Black Diamond") exercises investment discretion on behalf of investment advisory affiliates that serve as investment advisers to the Black Diamond vehicles. Stephen H. Deckoff is the Managing Principal of Black Diamond.

F2 · ownership.direct: Each of the Reporting Persons disclaims beneficial ownership over the Shares, except to the extent of its or his pecuniary interest therein, and this statement shall not be construed as an admission that such Reporting Person is the beneficial owner of any Shares for purposes of Section 16 of the Exchange Act or for any other purpose.

F1 · ownership.nature: These shares of Common Stock ("Shares") are held directly by certain Black Diamond investment vehicles ("Black Diamond vehicles"). Black Diamond Capital Management, L.L.C. ("Black Diamond") exercises investment discretion on behalf of investment advisory affiliates that serve as investment advisers to the Black Diamond vehicles. Stephen H. Deckoff is the Managing Principal of Black Diamond.

F2 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership over the Shares, except to the extent of its or his pecuniary interest therein, and this statement shall not be construed as an admission that such Reporting Person is the beneficial owner of any Shares for purposes of Section 16 of the Exchange Act or for any other purpose.

Read SEC document
January 21, 2022 Filed Jan 25, 2022 22:15 UTC PurchaseCommon Stock, no par value 60,947 $10.44 $636,146.50
Disclosure

SEC source: 0001567619-22-001711 · doc1.xml · nonDerivative · entry 1

BLACK DIAMOND CAPITAL MANAGEMENT, L.L.C. · CIK 0001282197 · 10% owner

Deckoff Stephen H · CIK 0001486844 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 4,217,298

F1 · ownership.direct: These shares of Common Stock ("Shares") are held directly by certain Black Diamond investment vehicles ("Black Diamond vehicles"). Black Diamond Capital Management, L.L.C. ("Black Diamond") exercises investment discretion on behalf of investment advisory affiliates that serve as investment advisers to the Black Diamond vehicles. Stephen H. Deckoff is the Managing Principal of Black Diamond.

F2 · ownership.direct: Each of the Reporting Persons disclaims beneficial ownership over the Shares, except to the extent of its or his pecuniary interest therein, and this statement shall not be construed as an admission that such Reporting Person is the beneficial owner of any Shares for purposes of Section 16 of the Exchange Act or for any other purpose.

F1 · ownership.nature: These shares of Common Stock ("Shares") are held directly by certain Black Diamond investment vehicles ("Black Diamond vehicles"). Black Diamond Capital Management, L.L.C. ("Black Diamond") exercises investment discretion on behalf of investment advisory affiliates that serve as investment advisers to the Black Diamond vehicles. Stephen H. Deckoff is the Managing Principal of Black Diamond.

F2 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership over the Shares, except to the extent of its or his pecuniary interest therein, and this statement shall not be construed as an admission that such Reporting Person is the beneficial owner of any Shares for purposes of Section 16 of the Exchange Act or for any other purpose.

Read SEC document
January 20, 2022 Filed Jan 21, 2022 22:29 UTC PurchaseCommon Stock, no par value 13,504 $10.63 $143,547.52
Disclosure

SEC source: 0001567619-22-001446 · doc1.xml · nonDerivative · entry 2

BLACK DIAMOND CAPITAL MANAGEMENT, L.L.C. · CIK 0001282197 · 10% owner

Deckoff Stephen H · CIK 0001486844 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 4,156,351

F1 · ownership.direct: These shares of Common Stock ("Shares") are held directly by certain Black Diamond investment vehicles ("Black Diamond vehicles"). Black Diamond Capital Management, L.L.C. ("Black Diamond") exercises investment discretion on behalf of investment advisory affiliates that serve as investment advisers to the Black Diamond vehicles. Stephen H. Deckoff is the Managing Principal of Black Diamond.

F2 · ownership.direct: Each of the Reporting Persons disclaims beneficial ownership over the Shares, except to the extent of its or his pecuniary interest therein, and this statement shall not be construed as an admission that such Reporting Person is the beneficial owner of any Shares for purposes of Section 16 of the Exchange Act or for any other purpose.

F1 · ownership.nature: These shares of Common Stock ("Shares") are held directly by certain Black Diamond investment vehicles ("Black Diamond vehicles"). Black Diamond Capital Management, L.L.C. ("Black Diamond") exercises investment discretion on behalf of investment advisory affiliates that serve as investment advisers to the Black Diamond vehicles. Stephen H. Deckoff is the Managing Principal of Black Diamond.

F2 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership over the Shares, except to the extent of its or his pecuniary interest therein, and this statement shall not be construed as an admission that such Reporting Person is the beneficial owner of any Shares for purposes of Section 16 of the Exchange Act or for any other purpose.

Read SEC document
January 19, 2022 Filed Jan 21, 2022 22:29 UTC PurchaseCommon Stock, no par value 22,742 $10.63 $241,740.64
Disclosure

SEC source: 0001567619-22-001446 · doc1.xml · nonDerivative · entry 1

BLACK DIAMOND CAPITAL MANAGEMENT, L.L.C. · CIK 0001282197 · 10% owner

Deckoff Stephen H · CIK 0001486844 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 4,142,847

F1 · ownership.direct: These shares of Common Stock ("Shares") are held directly by certain Black Diamond investment vehicles ("Black Diamond vehicles"). Black Diamond Capital Management, L.L.C. ("Black Diamond") exercises investment discretion on behalf of investment advisory affiliates that serve as investment advisers to the Black Diamond vehicles. Stephen H. Deckoff is the Managing Principal of Black Diamond.

F2 · ownership.direct: Each of the Reporting Persons disclaims beneficial ownership over the Shares, except to the extent of its or his pecuniary interest therein, and this statement shall not be construed as an admission that such Reporting Person is the beneficial owner of any Shares for purposes of Section 16 of the Exchange Act or for any other purpose.

F1 · ownership.nature: These shares of Common Stock ("Shares") are held directly by certain Black Diamond investment vehicles ("Black Diamond vehicles"). Black Diamond Capital Management, L.L.C. ("Black Diamond") exercises investment discretion on behalf of investment advisory affiliates that serve as investment advisers to the Black Diamond vehicles. Stephen H. Deckoff is the Managing Principal of Black Diamond.

F2 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership over the Shares, except to the extent of its or his pecuniary interest therein, and this statement shall not be construed as an admission that such Reporting Person is the beneficial owner of any Shares for purposes of Section 16 of the Exchange Act or for any other purpose.

Read SEC document
January 18, 2022 Filed Jan 19, 2022 21:29 UTC PurchaseCommon Stock, no par value 17,844 $10.63 $189,681.72
Disclosure

SEC source: 0001567619-22-001317 · doc1.xml · nonDerivative · entry 2

BLACK DIAMOND CAPITAL MANAGEMENT, L.L.C. · CIK 0001282197 · 10% owner

Deckoff Stephen H · CIK 0001486844 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 4,120,105

F1 · ownership.direct: These shares of Common Stock ("Shares") are held directly by certain Black Diamond investment vehicles ("Black Diamond vehicles"). Black Diamond Capital Management, L.L.C. ("Black Diamond") exercises investment discretion on behalf of investment advisory affiliates that serve as investment advisers to the Black Diamond vehicles. Stephen H. Deckoff is the Managing Principal of Black Diamond.

F2 · ownership.direct: Each of the Reporting Persons disclaims beneficial ownership over the Shares, except to the extent of its or his pecuniary interest therein, and this statement shall not be construed as an admission that such Reporting Person is the beneficial owner of any Shares for purposes of Section 16 of the Exchange Act or for any other purpose.

F1 · ownership.nature: These shares of Common Stock ("Shares") are held directly by certain Black Diamond investment vehicles ("Black Diamond vehicles"). Black Diamond Capital Management, L.L.C. ("Black Diamond") exercises investment discretion on behalf of investment advisory affiliates that serve as investment advisers to the Black Diamond vehicles. Stephen H. Deckoff is the Managing Principal of Black Diamond.

F2 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership over the Shares, except to the extent of its or his pecuniary interest therein, and this statement shall not be construed as an admission that such Reporting Person is the beneficial owner of any Shares for purposes of Section 16 of the Exchange Act or for any other purpose.

Read SEC document
January 14, 2022 Filed Jan 19, 2022 21:29 UTC PurchaseCommon Stock, no par value 6,199 $10.63 $65,877.39
Disclosure

SEC source: 0001567619-22-001317 · doc1.xml · nonDerivative · entry 1

BLACK DIAMOND CAPITAL MANAGEMENT, L.L.C. · CIK 0001282197 · 10% owner

Deckoff Stephen H · CIK 0001486844 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 4,102,261

F1 · ownership.direct: These shares of Common Stock ("Shares") are held directly by certain Black Diamond investment vehicles ("Black Diamond vehicles"). Black Diamond Capital Management, L.L.C. ("Black Diamond") exercises investment discretion on behalf of investment advisory affiliates that serve as investment advisers to the Black Diamond vehicles. Stephen H. Deckoff is the Managing Principal of Black Diamond.

F2 · ownership.direct: Each of the Reporting Persons disclaims beneficial ownership over the Shares, except to the extent of its or his pecuniary interest therein, and this statement shall not be construed as an admission that such Reporting Person is the beneficial owner of any Shares for purposes of Section 16 of the Exchange Act or for any other purpose.

F1 · ownership.nature: These shares of Common Stock ("Shares") are held directly by certain Black Diamond investment vehicles ("Black Diamond vehicles"). Black Diamond Capital Management, L.L.C. ("Black Diamond") exercises investment discretion on behalf of investment advisory affiliates that serve as investment advisers to the Black Diamond vehicles. Stephen H. Deckoff is the Managing Principal of Black Diamond.

F2 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership over the Shares, except to the extent of its or his pecuniary interest therein, and this statement shall not be construed as an admission that such Reporting Person is the beneficial owner of any Shares for purposes of Section 16 of the Exchange Act or for any other purpose.

Read SEC document
January 13, 2022 Filed Jan 14, 2022 00:14 UTC PurchaseCommon Stock, no par value 3,721 $10.56 $39,311.62
Disclosure

SEC source: 0001567619-22-001178 · doc1.xml · nonDerivative · entry 3

BLACK DIAMOND CAPITAL MANAGEMENT, L.L.C. · CIK 0001282197 · 10% owner

Deckoff Stephen H · CIK 0001486844 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 4,096,062

F1 · ownership.direct: These shares of Common Stock ("Shares") are held directly by certain Black Diamond investment vehicles ("Black Diamond vehicles"). Black Diamond Capital Management, L.L.C. ("Black Diamond") exercises investment discretion on behalf of investment advisory affiliates that serve as investment advisers to the Black Diamond vehicles. Stephen H. Deckoff is the Managing Principal of Black Diamond.

F2 · ownership.direct: Each of the Reporting Persons disclaims beneficial ownership over the Shares, except to the extent of its or his pecuniary interest therein, and this statement shall not be construed as an admission that such Reporting Person is the beneficial owner of any Shares for purposes of Section 16 of the Exchange Act or for any other purpose.

F1 · ownership.nature: These shares of Common Stock ("Shares") are held directly by certain Black Diamond investment vehicles ("Black Diamond vehicles"). Black Diamond Capital Management, L.L.C. ("Black Diamond") exercises investment discretion on behalf of investment advisory affiliates that serve as investment advisers to the Black Diamond vehicles. Stephen H. Deckoff is the Managing Principal of Black Diamond.

F2 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership over the Shares, except to the extent of its or his pecuniary interest therein, and this statement shall not be construed as an admission that such Reporting Person is the beneficial owner of any Shares for purposes of Section 16 of the Exchange Act or for any other purpose.

Read SEC document
January 12, 2022 Filed Jan 14, 2022 00:14 UTC PurchaseCommon Stock, no par value 15,540 $10.61 $164,882.51
Disclosure

SEC source: 0001567619-22-001178 · doc1.xml · nonDerivative · entry 2

BLACK DIAMOND CAPITAL MANAGEMENT, L.L.C. · CIK 0001282197 · 10% owner

Deckoff Stephen H · CIK 0001486844 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 4,092,341

F1 · ownership.direct: These shares of Common Stock ("Shares") are held directly by certain Black Diamond investment vehicles ("Black Diamond vehicles"). Black Diamond Capital Management, L.L.C. ("Black Diamond") exercises investment discretion on behalf of investment advisory affiliates that serve as investment advisers to the Black Diamond vehicles. Stephen H. Deckoff is the Managing Principal of Black Diamond.

F2 · ownership.direct: Each of the Reporting Persons disclaims beneficial ownership over the Shares, except to the extent of its or his pecuniary interest therein, and this statement shall not be construed as an admission that such Reporting Person is the beneficial owner of any Shares for purposes of Section 16 of the Exchange Act or for any other purpose.

F1 · ownership.nature: These shares of Common Stock ("Shares") are held directly by certain Black Diamond investment vehicles ("Black Diamond vehicles"). Black Diamond Capital Management, L.L.C. ("Black Diamond") exercises investment discretion on behalf of investment advisory affiliates that serve as investment advisers to the Black Diamond vehicles. Stephen H. Deckoff is the Managing Principal of Black Diamond.

F2 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership over the Shares, except to the extent of its or his pecuniary interest therein, and this statement shall not be construed as an admission that such Reporting Person is the beneficial owner of any Shares for purposes of Section 16 of the Exchange Act or for any other purpose.

Read SEC document
January 11, 2022 Filed Jan 14, 2022 00:14 UTC PurchaseCommon Stock, no par value 5,301 $10.54 $55,852.40
Disclosure

SEC source: 0001567619-22-001178 · doc1.xml · nonDerivative · entry 1

BLACK DIAMOND CAPITAL MANAGEMENT, L.L.C. · CIK 0001282197 · 10% owner

Deckoff Stephen H · CIK 0001486844 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 4,076,801

F1 · ownership.direct: These shares of Common Stock ("Shares") are held directly by certain Black Diamond investment vehicles ("Black Diamond vehicles"). Black Diamond Capital Management, L.L.C. ("Black Diamond") exercises investment discretion on behalf of investment advisory affiliates that serve as investment advisers to the Black Diamond vehicles. Stephen H. Deckoff is the Managing Principal of Black Diamond.

F2 · ownership.direct: Each of the Reporting Persons disclaims beneficial ownership over the Shares, except to the extent of its or his pecuniary interest therein, and this statement shall not be construed as an admission that such Reporting Person is the beneficial owner of any Shares for purposes of Section 16 of the Exchange Act or for any other purpose.

F1 · ownership.nature: These shares of Common Stock ("Shares") are held directly by certain Black Diamond investment vehicles ("Black Diamond vehicles"). Black Diamond Capital Management, L.L.C. ("Black Diamond") exercises investment discretion on behalf of investment advisory affiliates that serve as investment advisers to the Black Diamond vehicles. Stephen H. Deckoff is the Managing Principal of Black Diamond.

F2 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership over the Shares, except to the extent of its or his pecuniary interest therein, and this statement shall not be construed as an admission that such Reporting Person is the beneficial owner of any Shares for purposes of Section 16 of the Exchange Act or for any other purpose.

Read SEC document
December 28, 2021 Filed Dec 30, 2021 01:46 UTC PurchaseCommon Stock, no par value 3,435 $9.48 $32,558.30
Disclosure

SEC source: 0000905148-21-000742 · form4.xml · nonDerivative · entry 2

BLACK DIAMOND CAPITAL MANAGEMENT, L.L.C. · CIK 0001282197 · 10% owner

Deckoff Stephen H · CIK 0001486844 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 4,071,500

F4 · price: The price reported in Column 4 is a weighted average price. The Shares were purchased in multiple transactions at prices ranging from $9.43 to $9.49, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Shares purchased at each separate price within the range set forth in this footnote.

F5 · balance_after: The amount reported in Column 5 includes 6,274 shares inadvertently omitted from the Reporting Persons' Form 3 filing.

F1 · ownership.direct: These shares of Common Stock ("Shares") are held directly by certain Black Diamond investment vehicles ("Black Diamond vehicles"). Black Diamond Capital Management, L.L.C. ("Black Diamond") exercises investment discretion on behalf of investment advisory affiliates that serve as investment advisers to the Black Diamond vehicles. Stephen H. Deckoff is the Managing Principal of Black Diamond.

F2 · ownership.direct: Each of the Reporting Persons disclaims beneficial ownership over the Shares, except to the extent of its or his pecuniary interest therein, and this statement shall not be construed as an admission that such Reporting Person is the beneficial owner of any Shares for purposes of Section 16 of the Exchange Act or for any other purpose.

F1 · ownership.nature: These shares of Common Stock ("Shares") are held directly by certain Black Diamond investment vehicles ("Black Diamond vehicles"). Black Diamond Capital Management, L.L.C. ("Black Diamond") exercises investment discretion on behalf of investment advisory affiliates that serve as investment advisers to the Black Diamond vehicles. Stephen H. Deckoff is the Managing Principal of Black Diamond.

F2 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership over the Shares, except to the extent of its or his pecuniary interest therein, and this statement shall not be construed as an admission that such Reporting Person is the beneficial owner of any Shares for purposes of Section 16 of the Exchange Act or for any other purpose.

Read SEC document
December 27, 2021 Filed Dec 30, 2021 01:46 UTC PurchaseCommon Stock, no par value 14,088 $9.49 $133,679.62
Disclosure

SEC source: 0000905148-21-000742 · form4.xml · nonDerivative · entry 1

BLACK DIAMOND CAPITAL MANAGEMENT, L.L.C. · CIK 0001282197 · 10% owner

Deckoff Stephen H · CIK 0001486844 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 4,068,065

F3 · price: The price reported in Column 4 is a weighted average price. The Shares were purchased in multiple transactions at prices ranging from $9.44 to $9.50, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Shares purchased at each separate price within the range set forth in this footnote.

F5 · balance_after: The amount reported in Column 5 includes 6,274 shares inadvertently omitted from the Reporting Persons' Form 3 filing.

F1 · ownership.direct: These shares of Common Stock ("Shares") are held directly by certain Black Diamond investment vehicles ("Black Diamond vehicles"). Black Diamond Capital Management, L.L.C. ("Black Diamond") exercises investment discretion on behalf of investment advisory affiliates that serve as investment advisers to the Black Diamond vehicles. Stephen H. Deckoff is the Managing Principal of Black Diamond.

F2 · ownership.direct: Each of the Reporting Persons disclaims beneficial ownership over the Shares, except to the extent of its or his pecuniary interest therein, and this statement shall not be construed as an admission that such Reporting Person is the beneficial owner of any Shares for purposes of Section 16 of the Exchange Act or for any other purpose.

F1 · ownership.nature: These shares of Common Stock ("Shares") are held directly by certain Black Diamond investment vehicles ("Black Diamond vehicles"). Black Diamond Capital Management, L.L.C. ("Black Diamond") exercises investment discretion on behalf of investment advisory affiliates that serve as investment advisers to the Black Diamond vehicles. Stephen H. Deckoff is the Managing Principal of Black Diamond.

F2 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership over the Shares, except to the extent of its or his pecuniary interest therein, and this statement shall not be construed as an admission that such Reporting Person is the beneficial owner of any Shares for purposes of Section 16 of the Exchange Act or for any other purpose.

Read SEC document
November 23, 2021 Filed Nov 26, 2021 22:24 UTC
BRADLEY CHARLES E JRDirector · President and CEO
Exercise / conversionStock Option (right to buy) · Derivative 333,333 Not disclosed Strike: $1.75 Not disclosed
Disclosure

SEC source: 0001683168-21-005990 · ownership.xml · derivative · entry 6

BRADLEY CHARLES E JR · CIK 0001028860 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, No Par Value · 333,333 shares

Expires 2021-11-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Issued in consideration of the named person's service to the issuer.

Read SEC document
November 23, 2021 Filed Nov 26, 2021 22:24 UTC
BRADLEY CHARLES E JRDirector · President and CEO
Exercise / conversionStock Option (right to buy) · Derivative 166,666 Not disclosed Strike: $1.50 Not disclosed
Disclosure

SEC source: 0001683168-21-005990 · ownership.xml · derivative · entry 5

BRADLEY CHARLES E JR · CIK 0001028860 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, No Par Value · 166,666 shares

Expires 2021-11-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Issued in consideration of the named person's service to the issuer.

Read SEC document
November 23, 2021 Filed Nov 26, 2021 22:24 UTC
BRADLEY CHARLES E JRDirector · President and CEO
Exercise / conversionStock Option (right to buy) · Derivative 100,000 Not disclosed Strike: $0.95 Not disclosed
Disclosure

SEC source: 0001683168-21-005990 · ownership.xml · derivative · entry 4

BRADLEY CHARLES E JR · CIK 0001028860 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, No Par Value · 100,000 shares

Expires 2021-11-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Issued in consideration of the named person's service to the issuer.

Read SEC document
November 23, 2021 Filed Nov 26, 2021 22:24 UTC
BRADLEY CHARLES E JRDirector · President and CEO
Exercise / conversionCommon Stock, No Par Value 333,333 $1.75 $583,332.75
Disclosure

SEC source: 0001683168-21-005990 · ownership.xml · nonDerivative · entry 3

BRADLEY CHARLES E JR · CIK 0001028860 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,167,287

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 23, 2021 Filed Nov 26, 2021 22:24 UTC
BRADLEY CHARLES E JRDirector · President and CEO
Exercise / conversionCommon Stock, No Par Value 166,666 $1.50 $249,999.00
Disclosure

SEC source: 0001683168-21-005990 · ownership.xml · nonDerivative · entry 2

BRADLEY CHARLES E JR · CIK 0001028860 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,833,954

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 23, 2021 Filed Nov 26, 2021 22:24 UTC
BRADLEY CHARLES E JRDirector · President and CEO
Exercise / conversionCommon Stock, No Par Value 100,000 $0.95 $95,000.00
Disclosure

SEC source: 0001683168-21-005990 · ownership.xml · nonDerivative · entry 1

BRADLEY CHARLES E JR · CIK 0001028860 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,667,288

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 17, 2021 Filed Nov 17, 2021 14:07 UTC PurchaseCommon Stock, no par value 2,000 $8.43 $16,860.00
Disclosure

SEC source: 0001683168-21-005784 · ownership.xml · nonDerivative · entry 3

Grasso Louis M · CIK 0001810910 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 5,000

F1 · ownership.nature: Shares held indirectly by an individual retirement account of which the reporting person is the beneficiary. The reporting person also owns, directly, 5,000 shares of the same class of securities.

Read SEC document
November 17, 2021 Filed Nov 19, 2021 22:07 UTC
TERRY CHRISSr. Vice President
Exercise / conversionStock Option (right to buy) · Derivative 10,000 Not disclosed Strike: $1.50 Not disclosed
Disclosure

SEC source: 0001683168-21-005864 · ownership.xml · derivative · entry 4

TERRY CHRIS · CIK 0001244792 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, No Par Value · 10,000 shares

Expires 2021-11-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Issued in consideration of the named person's service to the issuer.

Read SEC document
November 17, 2021 Filed Nov 19, 2021 22:07 UTC
TERRY CHRISSr. Vice President
Tax withholdingCommon Stock, No Par Value 2,737 $8.68 $23,757.16
Disclosure

SEC source: 0001683168-21-005864 · ownership.xml · nonDerivative · entry 3

TERRY CHRIS · CIK 0001244792 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,620

Read SEC document
November 17, 2021 Filed Nov 19, 2021 22:07 UTC
TERRY CHRISSr. Vice President
Exercise / conversionCommon Stock, No Par Value 5,000 $1.75 $8,750.00
Disclosure

SEC source: 0001683168-21-005864 · ownership.xml · nonDerivative · entry 2

TERRY CHRIS · CIK 0001244792 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,357

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 17, 2021 Filed Nov 19, 2021 22:07 UTC
TERRY CHRISSr. Vice President
Exercise / conversionCommon Stock, No Par Value 10,000 $1.50 $15,000.00
Disclosure

SEC source: 0001683168-21-005864 · ownership.xml · nonDerivative · entry 1

TERRY CHRIS · CIK 0001244792 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,357

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 16, 2021 Filed Nov 18, 2021 18:24 UTC
Harton John PatrickSr. Vice President
Exercise / conversionStock Option (right to buy) · Derivative 2,500 Not disclosed Strike: $1.50 Not disclosed
Disclosure

SEC source: 0001683168-21-005807 · ownership.xml · derivative · entry 4

Harton John Patrick · CIK 0001605827 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, No Par Value · 2,500 shares

Expires 2021-11-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Issued in consideration of the named person's services to the issuer.

Read SEC document
November 16, 2021 Filed Nov 18, 2021 18:24 UTC
Harton John PatrickSr. Vice President
Exercise / conversionStock Option (right to buy) · Derivative 6,250 Not disclosed Strike: $1.75 Not disclosed
Disclosure

SEC source: 0001683168-21-005807 · ownership.xml · derivative · entry 3

Harton John Patrick · CIK 0001605827 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, No Par Value · 6,250 shares

Expires 2021-11-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Issued in consideration of the named person's services to the issuer.

Read SEC document
November 16, 2021 Filed Nov 18, 2021 18:24 UTC
Harton John PatrickSr. Vice President
Exercise / conversionCommon Stock, no par value 2,500 $1.50 $3,750.00
Disclosure

SEC source: 0001683168-21-005807 · ownership.xml · nonDerivative · entry 2

Harton John Patrick · CIK 0001605827 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 16, 2021 Filed Nov 18, 2021 18:24 UTC
Harton John PatrickSr. Vice President
Exercise / conversionCommon Stock, no par value 6,250 $1.75 $10,937.50
Disclosure

SEC source: 0001683168-21-005807 · ownership.xml · nonDerivative · entry 1

Harton John Patrick · CIK 0001605827 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 12, 2021 Filed Nov 16, 2021 00:57 UTC
CREATURA MARKSr. Vice President
SaleCommon Stock, no par value 4,994 $7.99 $39,902.06
Disclosure

SEC source: 0001683168-21-005739 · ownership.xml · nonDerivative · entry 3

CREATURA MARK · CIK 0001244785 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 338,616

Read SEC document
November 12, 2021 Filed Nov 16, 2021 00:57 UTC
CREATURA MARKSr. Vice President
SaleCommon Stock, no par value 2,000 $8.28 $16,560.00
Disclosure

SEC source: 0001683168-21-005739 · ownership.xml · nonDerivative · entry 2

CREATURA MARK · CIK 0001244785 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 343,610

Read SEC document
November 12, 2021 Filed Nov 16, 2021 19:54 UTC
Straten LaurieSr. Vice President
Exercise / conversionStock Option (right to buy) · Derivative 1,250 Not disclosed Strike: $1.75 Not disclosed
Disclosure

SEC source: 0001683168-21-005758 · ownership.xml · derivative · entry 6

Straten Laurie · CIK 0001576501 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, No Par Value · 1,250 shares

Expires 2021-11-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Issued in consideration of the named person's service to the issuer.

Read SEC document
November 12, 2021 Filed Nov 16, 2021 19:54 UTC
Straten LaurieSr. Vice President
Exercise / conversionStock Option (right to buy) · Derivative 2,500 Not disclosed Strike: $1.50 Not disclosed
Disclosure

SEC source: 0001683168-21-005758 · ownership.xml · derivative · entry 5

Straten Laurie · CIK 0001576501 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, No Par Value · 2,500 shares

Expires 2021-11-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Issued in consideration of the named person's service to the issuer.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.