Last 12 months
Inside the activity.
0 purchase rows · 8 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 1 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 1 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 1 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 4 |
| Sep 2026 | 0 | 1 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 31, 2022 Filed Apr 4, 2022 20:41 UTC |
BRADLEY CHARLES E JRDirector · President and CEO · 10% owner
|
Exercise / conversionStock Option (right to buy) · Derivative | 60,000 | Not disclosed Strike: $1.94 | Not disclosed |
DisclosureSEC source: 0001683168-22-002315 · ownership.xml · derivative · entry 4 BRADLEY CHARLES E JR · CIK 0001028860 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, No Par Value · 60,000 shares Expires 2022-07-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Issued in consideration of the named person's service to the issuer. F3 · derivative.exercise_date: Became exercisable in cumulative increments of 12,000 shares on July 16, 2013, 2014, 2015, 2016 and 2017. Read SEC document |
| March 31, 2022 Filed Apr 4, 2022 20:41 UTC |
BRADLEY CHARLES E JRDirector · President and CEO · 10% owner
|
Exercise / conversionStock Option (right to buy) · Derivative | 140,000 | Not disclosed Strike: $1.20 | Not disclosed |
DisclosureSEC source: 0001683168-22-002315 · ownership.xml · derivative · entry 3 BRADLEY CHARLES E JR · CIK 0001028860 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, No Par Value · 140,000 shares Expires 2022-04-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Issued in consideration of the named person's service to the issuer. F1 · derivative.exercise_date: Became exercisable in cumulative increments of 28,000 shares on April 3, 2013, 2014, 2015, 2016 and 2017. Read SEC document |
| March 31, 2022 Filed Apr 4, 2022 20:41 UTC |
BRADLEY CHARLES E JRDirector · President and CEO · 10% owner
|
Exercise / conversionCommon Stock, No Par Value | 60,000 | $1.94 | $116,400.00 |
DisclosureSEC source: 0001683168-22-002315 · ownership.xml · nonDerivative · entry 2 BRADLEY CHARLES E JR · CIK 0001028860 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,247,287 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 31, 2022 Filed Apr 4, 2022 20:41 UTC |
BRADLEY CHARLES E JRDirector · President and CEO · 10% owner
|
Exercise / conversionCommon Stock, No Par Value | 140,000 | $1.20 | $168,000.00 |
DisclosureSEC source: 0001683168-22-002315 · ownership.xml · nonDerivative · entry 1 BRADLEY CHARLES E JR · CIK 0001028860 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,187,287 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 30, 2022 Filed Mar 31, 2022 21:24 UTC |
Robinson TeriSr. Vice President
|
Exercise / conversionStock Option (right to buy) · Derivative | 36,000 | Not disclosed Strike: $1.20 | Not disclosed |
DisclosureSEC source: 0001683168-22-002237 · ownership.xml · derivative · entry 2 Robinson Teri · CIK 0001397947 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, No Par Value · 36,000 shares Expires 2002-04-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Issued in consideration of the named person's service to the issuer. F1 · derivative.exercise_date: Became exercisable in cumulative increments of 7,200 shares on April 3, 2013, 2014, 2015, 2016 and 2017. Read SEC document |
| March 30, 2022 Filed Mar 31, 2022 21:24 UTC |
Robinson TeriSr. Vice President
|
Exercise / conversionCommon Stock, No Par Value | 36,000 | $1.20 | $43,200.00 |
DisclosureSEC source: 0001683168-22-002237 · ownership.xml · nonDerivative · entry 1 Robinson Teri · CIK 0001397947 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 377,800 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 29, 2022 Filed Mar 31, 2022 21:23 UTC |
Rayhill BrianDirector
|
Exercise / conversionStock Option (right to buy) · Derivative | 18,000 | Not disclosed Strike: $1.20 | Not disclosed |
DisclosureSEC source: 0001683168-22-002235 · ownership.xml · derivative · entry 3 Rayhill Brian · CIK 0001378986 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, No Par Value · 18,000 shares Expires 2022-04-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Issued in consideration of the named person's services to the issuer. Read SEC document |
| March 29, 2022 Filed Mar 31, 2022 21:23 UTC |
Rayhill BrianDirector
|
Tax withholdingCommon Stock, no par value | 1,803 | $11.98 | $21,599.94 |
DisclosureSEC source: 0001683168-22-002235 · ownership.xml · nonDerivative · entry 2 Rayhill Brian · CIK 0001378986 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,044 F1 · kind: Represents a "net exercise" of outstanding stock options. The reporting person received 16,197 shares of common stock on net exercise of option to purchase 18,000 shares of common stock. The reporting person forfeited 1,803 shares of common stock underlying the option in payment of the exercise prices, using the closing stock price on March 29, 2022 of $11.98 per share. Read SEC document |
| March 29, 2022 Filed Mar 31, 2022 21:23 UTC |
Rayhill BrianDirector
|
Exercise / conversionCommon Stock, no par value | 18,000 | $1.20 | $21,600.00 |
DisclosureSEC source: 0001683168-22-002235 · ownership.xml · nonDerivative · entry 1 Rayhill Brian · CIK 0001378986 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,847 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 16, 2022 Filed Mar 17, 2022 20:26 UTC |
Straten LaurieSr. Vice President
|
SaleCommon Stock, No Par Value | 30,000 | $10.80 | $324,000.00 |
DisclosureSEC source: 0001683168-22-001745 · ownership.xml · nonDerivative · entry 2 Straten Laurie · CIK 0001576501 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,000 Read SEC document |
| March 16, 2022 Filed Mar 18, 2022 22:41 UTC |
Fritz Jeffrey PExec. Vice President
|
SaleCommon Stock, No Par Value | 7,504 | $11.01 | $82,619.04 |
DisclosureSEC source: 0001683168-22-001786 · ownership.xml · nonDerivative · entry 2 Fritz Jeffrey P · CIK 0001301087 · Exec. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 305,000 Read SEC document |
| March 16, 2022 Filed Mar 18, 2022 22:41 UTC |
Fritz Jeffrey PExec. Vice President
|
SaleCommon Stock, No Par Value | 17,496 | $11.00 | $192,456.00 |
DisclosureSEC source: 0001683168-22-001786 · ownership.xml · nonDerivative · entry 1 Fritz Jeffrey P · CIK 0001301087 · Exec. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 312,504 Read SEC document |
| March 16, 2022 Filed Mar 24, 2022 23:10 UTC Amendment |
BRADLEY CHARLES E JRDirector · Chairman of Board, President · 10% owner
|
SaleCommon Stock, No Par Value | 20,000 | $10.60 | $211,922.00 |
DisclosureSEC source: 0001683168-22-001930 · ownership.xml · nonDerivative · entry 2 BRADLEY CHARLES E JR · CIK 0001028860 · Director · Chairman of Board, President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,047,287 F2 · price: The original Form 4 filed on March 16, 2022, is being amended by this form to include this transaction which was inadvertently omitted. The price shown is the weighted average sale price for all transactions by the reporting person on 3/16/2022. All such sales were within a range of less than one dollar per share, between $10.40 to $10.88. The reporting person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price. Read SEC document |
| March 15, 2022 Filed Mar 17, 2022 23:39 UTC |
Lavin Michael T.Executive Vice President
|
Exercise / conversionStock Option (right to buy) · Derivative | 8,400 | Not disclosed Strike: $1.94 | Not disclosed |
DisclosureSEC source: 0001683168-22-001754 · ownership.xml · derivative · entry 6 Lavin Michael T. · CIK 0001463930 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, No Par Value · 8,400 shares Expires 2022-07-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Issued in consideration of the named person's service to the issuer. F3 · derivative.exercise_date: Became exercisable in cumulative increments of 2,800 shares on July 16, 2015, 2016 and 2017. Read SEC document |
| March 15, 2022 Filed Mar 17, 2022 23:39 UTC |
Lavin Michael T.Executive Vice President
|
Exercise / conversionStock Option (right to buy) · Derivative | 21,600 | Not disclosed Strike: $1.20 | Not disclosed |
DisclosureSEC source: 0001683168-22-001754 · ownership.xml · derivative · entry 5 Lavin Michael T. · CIK 0001463930 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, No Par Value · 21,600 shares Expires 2022-04-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Issued in consideration of the named person's service to the issuer. F1 · derivative.exercise_date: Became exercisable in cumulative increments of 7,200 shares on April 3, 2015, 2016 and 2017. Read SEC document |
| March 15, 2022 Filed Mar 17, 2022 23:39 UTC |
Lavin Michael T.Executive Vice President
|
GiftCommon Stock, No Par Value | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-22-001754 · ownership.xml · nonDerivative · entry 4 Lavin Michael T. · CIK 0001463930 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · MTRB LAVIN LIVING TRUST Disclosed balance after: 270,000 Read SEC document |
| March 15, 2022 Filed Mar 17, 2022 23:39 UTC |
Lavin Michael T.Executive Vice President
|
GiftCommon Stock, No Par Value | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-22-001754 · ownership.xml · nonDerivative · entry 3 Lavin Michael T. · CIK 0001463930 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| March 15, 2022 Filed Mar 17, 2022 23:39 UTC |
Lavin Michael T.Executive Vice President
|
Exercise / conversionCommon Stock, No Par Value | 8,400 | $1.94 | $16,296.00 |
DisclosureSEC source: 0001683168-22-001754 · ownership.xml · nonDerivative · entry 2 Lavin Michael T. · CIK 0001463930 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 15, 2022 Filed Mar 17, 2022 23:39 UTC |
Lavin Michael T.Executive Vice President
|
Exercise / conversionCommon Stock, No Par Value | 21,600 | $1.20 | $25,920.00 |
DisclosureSEC source: 0001683168-22-001754 · ownership.xml · nonDerivative · entry 1 Lavin Michael T. · CIK 0001463930 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,600 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 15, 2022 Filed Mar 17, 2022 20:26 UTC |
Straten LaurieSr. Vice President
|
SaleCommon Stock, No Par Value | 10,000 | $10.75 | $107,500.00 |
DisclosureSEC source: 0001683168-22-001745 · ownership.xml · nonDerivative · entry 1 Straten Laurie · CIK 0001576501 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 165,000 Read SEC document |
| March 15, 2022 Filed Mar 24, 2022 23:10 UTC Amendment |
BRADLEY CHARLES E JRDirector · Chairman of Board, President · 10% owner
|
SaleCommon Stock, No Par Value | 30,000 | $10.50 | $315,015.00 |
DisclosureSEC source: 0001683168-22-001930 · ownership.xml · nonDerivative · entry 1 BRADLEY CHARLES E JR · CIK 0001028860 · Director · Chairman of Board, President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,067,287 F1 · price: The original Form 4 filed on March 16, 2022, is being amended by this form to include this transaction which was inadvertently omitted. The price shown is the weighted average sale price for all transactions by the reporting person on 3/15/2022. All such sales were within a range of less than one dollar per share, between $10.28 to $10.78. The reporting person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price. Read SEC document |
| March 14, 2022 Filed Mar 15, 2022 01:32 UTC |
BRADLEY CHARLES E JRDirector · Chairman of Board, President · 10% owner
|
SaleCommon Stock, No Par Value | 30,000 | $10.67 | $320,118.00 |
DisclosureSEC source: 0001683168-22-001658 · ownership.xml · nonDerivative · entry 3 BRADLEY CHARLES E JR · CIK 0001028860 · Director · Chairman of Board, President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,097,287 F3 · price: The price shown is the weighted average sale price for all transactions by the reporting person on 3/14/2022. All such sales were within a range of less than one dollar per share, $10.45 to $11.075. The reporting person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price. Read SEC document |
| March 14, 2022 Filed Mar 17, 2022 00:58 UTC |
BRADLEY CHARLES E JRDirector · Chairman of Board, President · 10% owner
|
SaleCommon Stock, No Par Value | 70,000 | $10.93 | $764,764.00 |
DisclosureSEC source: 0001683168-22-001730 · ownership.xml · nonDerivative · entry 1 BRADLEY CHARLES E JR · CIK 0001028860 · Director · Chairman of Board, President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,027,287 F1 · price: The price shown is the weighted average sale price for sales by the reporting person of 70,000 shares on 3/14/2022. All such sales were within a range of less than one dollar per share, $10.45 to $11.075. The reporting person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price. Read SEC document |
| March 11, 2022 Filed Mar 15, 2022 01:32 UTC |
BRADLEY CHARLES E JRDirector · Chairman of Board, President · 10% owner
|
SaleCommon Stock, No Par Value | 10,000 | $11.00 | $110,004.00 |
DisclosureSEC source: 0001683168-22-001658 · ownership.xml · nonDerivative · entry 2 BRADLEY CHARLES E JR · CIK 0001028860 · Director · Chairman of Board, President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,127,287 F2 · price: The price shown is the weighted average sale price for all transactions by the reporting person on 3/11/2022. All such sales were within a range of less than one dollar per share, $10.88 to $11.35. The reporting person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price. Read SEC document |
| March 10, 2022 Filed Mar 15, 2022 01:32 UTC |
BRADLEY CHARLES E JRDirector · Chairman of Board, President · 10% owner
|
SaleCommon Stock, No Par Value | 30,000 | $11.15 | $334,641.00 |
DisclosureSEC source: 0001683168-22-001658 · ownership.xml · nonDerivative · entry 1 BRADLEY CHARLES E JR · CIK 0001028860 · Director · Chairman of Board, President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,137,287 F1 · price: The price shown is the weighted average sale price for all transactions by the reporting person on 3/10/2022. All such sales were within a range of less than one dollar per share, $11.03 to $11.40. The reporting person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price. Read SEC document |
| March 09, 2022 Filed Mar 10, 2022 21:37 UTC |
Lavin Michael T.Executive Vice President
|
SaleCommon Stock, No Par Value | 57,525 | $11.56 | $664,989.00 |
DisclosureSEC source: 0001683168-22-001579 · ownership.xml · nonDerivative · entry 2 Lavin Michael T. · CIK 0001463930 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · MTRB LAVIN LIVING TRUST Disclosed balance after: 240,000 Read SEC document |
| March 08, 2022 Filed Mar 10, 2022 21:37 UTC |
Lavin Michael T.Executive Vice President
|
SaleCommon Stock, No Par Value | 7,475 | $11.62 | $86,859.50 |
DisclosureSEC source: 0001683168-22-001579 · ownership.xml · nonDerivative · entry 1 Lavin Michael T. · CIK 0001463930 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · MTRB LAVIN LIVING TRUST Disclosed balance after: 297,525 Read SEC document |
| March 08, 2022 Filed Mar 14, 2022 22:11 UTC |
Straten LaurieSr. Vice President
|
SaleCommon Stock, No Par Value | 10,000 | $11.90 | $119,000.00 |
DisclosureSEC source: 0001683168-22-001652 · ownership.xml · nonDerivative · entry 1 Straten Laurie · CIK 0001576501 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 175,000 Read SEC document |
| March 07, 2022 Filed Mar 8, 2022 21:56 UTC |
Deckoff Stephen H10% owner
|
PurchaseCommon Stock, no par value | 36,677 | $11.09 | $406,729.59 |
DisclosureSEC source: 0001567619-22-006555 · doc1.xml · nonDerivative · entry 2 BLACK DIAMOND CAPITAL MANAGEMENT, L.L.C. · CIK 0001282197 · 10% owner Deckoff Stephen H · CIK 0001486844 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 4,647,042 F1 · ownership.direct: These shares of Common Stock ("Shares") are held directly by certain Black Diamond investment vehicles ("Black Diamond vehicles"). Black Diamond Capital Management, L.L.C. ("Black Diamond") exercises investment discretion on behalf of investment advisory affiliates that serve as investment advisers to the Black Diamond vehicles. Stephen H. Deckoff is the Managing Principal of Black Diamond. F2 · ownership.direct: Each of the Reporting Persons disclaims beneficial ownership over the Shares, except to the extent of its or his pecuniary interest therein, and this statement shall not be construed as an admission that such Reporting Person is the beneficial owner of any Shares for purposes of Section 16 of the Exchange Act or for any other purpose. F1 · ownership.nature: These shares of Common Stock ("Shares") are held directly by certain Black Diamond investment vehicles ("Black Diamond vehicles"). Black Diamond Capital Management, L.L.C. ("Black Diamond") exercises investment discretion on behalf of investment advisory affiliates that serve as investment advisers to the Black Diamond vehicles. Stephen H. Deckoff is the Managing Principal of Black Diamond. F2 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership over the Shares, except to the extent of its or his pecuniary interest therein, and this statement shall not be construed as an admission that such Reporting Person is the beneficial owner of any Shares for purposes of Section 16 of the Exchange Act or for any other purpose. Read SEC document |
| March 04, 2022 Filed Mar 8, 2022 23:31 UTC |
GROUNDS WILLIAM WARWICKDirector
|
PurchaseCommon Stock, No Par Value | 1,500 | $10.90 | $16,350.00 |
DisclosureSEC source: 0001683168-22-001527 · ownership.xml · nonDerivative · entry 1 GROUNDS WILLIAM WARWICK · CIK 0001574607 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,600 Read SEC document |
| March 04, 2022 Filed Mar 8, 2022 21:56 UTC |
Deckoff Stephen H10% owner
|
PurchaseCommon Stock, no par value | 24,200 | $11.34 | $274,428.00 |
DisclosureSEC source: 0001567619-22-006555 · doc1.xml · nonDerivative · entry 1 BLACK DIAMOND CAPITAL MANAGEMENT, L.L.C. · CIK 0001282197 · 10% owner Deckoff Stephen H · CIK 0001486844 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 4,610,365 F1 · ownership.direct: These shares of Common Stock ("Shares") are held directly by certain Black Diamond investment vehicles ("Black Diamond vehicles"). Black Diamond Capital Management, L.L.C. ("Black Diamond") exercises investment discretion on behalf of investment advisory affiliates that serve as investment advisers to the Black Diamond vehicles. Stephen H. Deckoff is the Managing Principal of Black Diamond. F2 · ownership.direct: Each of the Reporting Persons disclaims beneficial ownership over the Shares, except to the extent of its or his pecuniary interest therein, and this statement shall not be construed as an admission that such Reporting Person is the beneficial owner of any Shares for purposes of Section 16 of the Exchange Act or for any other purpose. F1 · ownership.nature: These shares of Common Stock ("Shares") are held directly by certain Black Diamond investment vehicles ("Black Diamond vehicles"). Black Diamond Capital Management, L.L.C. ("Black Diamond") exercises investment discretion on behalf of investment advisory affiliates that serve as investment advisers to the Black Diamond vehicles. Stephen H. Deckoff is the Managing Principal of Black Diamond. F2 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership over the Shares, except to the extent of its or his pecuniary interest therein, and this statement shall not be construed as an admission that such Reporting Person is the beneficial owner of any Shares for purposes of Section 16 of the Exchange Act or for any other purpose. Read SEC document |
| March 02, 2022 Filed Mar 3, 2022 21:27 UTC |
Robinson TeriSr. Vice President
|
SaleCommon Stock, No Par Value | 20,707 | $11.50 | $238,130.50 |
DisclosureSEC source: 0001683168-22-001421 · ownership.xml · nonDerivative · entry 1 Robinson Teri · CIK 0001397947 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 341,800 F1 · price: The sales price is a weighted average price. The shares were sold in multiple transactions at prices ranging from $11.50 to $11.52, inclusive. The reporting person undertakes to provide upon request by the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| February 28, 2022 Filed Mar 1, 2022 22:37 UTC |
TERRY CHRISSr. Vice President
|
Exercise / conversionStock Option (right to buy) · Derivative | 14,000 | Not disclosed Strike: $1.94 | Not disclosed |
DisclosureSEC source: 0001683168-22-001367 · ownership.xml · derivative · entry 7 TERRY CHRIS · CIK 0001244792 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, No Par Value · 14,000 shares Expires 2022-07-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Issued in consideration of the named person's service to the issuer. F4 · derivative.exercise_date: Became exercisable in cumulative increments of 2,800 shares on July 16, 2013, 2014, 2015, 2016, and 2017. Read SEC document |
| February 28, 2022 Filed Mar 1, 2022 22:37 UTC |
TERRY CHRISSr. Vice President
|
Exercise / conversionStock Option (right to buy) · Derivative | 36,000 | Not disclosed Strike: $1.20 | Not disclosed |
DisclosureSEC source: 0001683168-22-001367 · ownership.xml · derivative · entry 6 TERRY CHRIS · CIK 0001244792 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, No Par Value · 36,000 shares Expires 2022-04-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Issued in consideration of the named person's service to the issuer. F3 · derivative.exercise_date: Became exercisable in increments of 7,200 shares on April 3, 2013, 2014, 2015, 2016, and 2017. Read SEC document |
| February 28, 2022 Filed Mar 1, 2022 22:37 UTC |
TERRY CHRISSr. Vice President
|
Exercise / conversionCommon Stock, No Par Value | 14,000 | $1.94 | $27,160.00 |
DisclosureSEC source: 0001683168-22-001367 · ownership.xml · nonDerivative · entry 4 TERRY CHRIS · CIK 0001244792 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,899 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 28, 2022 Filed Mar 1, 2022 22:37 UTC |
TERRY CHRISSr. Vice President
|
Exercise / conversionCommon Stock, No Par Value | 36,000 | $1.20 | $43,200.00 |
DisclosureSEC source: 0001683168-22-001367 · ownership.xml · nonDerivative · entry 3 TERRY CHRIS · CIK 0001244792 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,899 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 28, 2022 Filed Mar 1, 2022 22:06 UTC |
Robinson TeriSr. Vice President
|
SaleCommon Stock, No Par Value | 2,861 | $12.00 | $34,332.00 |
DisclosureSEC source: 0001683168-22-001365 · ownership.xml · nonDerivative · entry 2 Robinson Teri · CIK 0001397947 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 362,507 Read SEC document |
| February 25, 2022 Filed Feb 25, 2022 19:19 UTC |
Fritz Jeffrey PExec VP and CFO
|
SaleCommon Stock, No Par Value | 33,715 | $11.50 | $387,722.50 |
DisclosureSEC source: 0001683168-22-001288 · ownership.xml · nonDerivative · entry 4 Fritz Jeffrey P · CIK 0001301087 · Exec VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 330,000 Read SEC document |
| February 25, 2022 Filed Mar 1, 2022 22:37 UTC |
TERRY CHRISSr. Vice President
|
Exercise / conversionStock Option (right to buy) · Derivative | 60,000 | Not disclosed Strike: $6.11 | Not disclosed |
DisclosureSEC source: 0001683168-22-001367 · ownership.xml · derivative · entry 5 TERRY CHRIS · CIK 0001244792 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, No Par Value · 60,000 shares Expires 2022-05-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Issued in consideration of the named person's service to the issuer. F1 · derivative.exercise_date: Became exercisable in cumulative increments of 15,000 shares on May 19, 2016, 2017, 2018, and 2019. Read SEC document |
| February 25, 2022 Filed Mar 1, 2022 22:37 UTC |
TERRY CHRISSr. Vice President
|
Tax withholdingCommon Stock, No Par Value | 37,721 | $12.00 | $452,652.00 |
DisclosureSEC source: 0001683168-22-001367 · ownership.xml · nonDerivative · entry 2 TERRY CHRIS · CIK 0001244792 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,899 Read SEC document |
| February 25, 2022 Filed Mar 1, 2022 22:37 UTC |
TERRY CHRISSr. Vice President
|
Exercise / conversionCommon Stock, No Par Value | 60,000 | $6.11 | $366,600.00 |
DisclosureSEC source: 0001683168-22-001367 · ownership.xml · nonDerivative · entry 1 TERRY CHRIS · CIK 0001244792 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,620 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 25, 2022 Filed Mar 1, 2022 22:06 UTC |
Robinson TeriSr. Vice President
|
SaleCommon Stock, No Par Value | 1,432 | $12.00 | $17,184.00 |
DisclosureSEC source: 0001683168-22-001365 · ownership.xml · nonDerivative · entry 1 Robinson Teri · CIK 0001397947 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 365,368 Read SEC document |
| February 24, 2022 Filed Feb 25, 2022 19:19 UTC |
Fritz Jeffrey PExec VP and CFO
|
SaleCommon Stock, No Par Value | 1,285 | $11.50 | $14,777.50 |
DisclosureSEC source: 0001683168-22-001288 · ownership.xml · nonDerivative · entry 3 Fritz Jeffrey P · CIK 0001301087 · Exec VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 363,715 Read SEC document |
| February 23, 2022 Filed Feb 25, 2022 19:19 UTC |
Fritz Jeffrey PExec VP and CFO
|
SaleCommon Stock, No Par Value | 1,500 | $11.38 | $17,062.50 |
DisclosureSEC source: 0001683168-22-001288 · ownership.xml · nonDerivative · entry 2 Fritz Jeffrey P · CIK 0001301087 · Exec VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 365,000 Read SEC document |
| February 23, 2022 Filed Feb 25, 2022 19:19 UTC |
Fritz Jeffrey PExec VP and CFO
|
SaleCommon Stock, No Par Value | 13,500 | $11.35 | $153,225.00 |
DisclosureSEC source: 0001683168-22-001288 · ownership.xml · nonDerivative · entry 1 Fritz Jeffrey P · CIK 0001301087 · Exec VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 366,500 Read SEC document |
| February 22, 2022 Filed Feb 23, 2022 01:10 UTC |
Deckoff Stephen H10% owner
|
PurchaseCommon Stock, no par value | 4,569 | $10.78 | $49,253.82 |
DisclosureSEC source: 0001567619-22-005324 · doc1.xml · nonDerivative · entry 3 BLACK DIAMOND CAPITAL MANAGEMENT, L.L.C. · CIK 0001282197 · 10% owner Deckoff Stephen H · CIK 0001486844 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 4,586,165 F1 · ownership.direct: These shares of Common Stock ("Shares") are held directly by certain Black Diamond investment vehicles ("Black Diamond vehicles"). Black Diamond Capital Management, L.L.C. ("Black Diamond") exercises investment discretion on behalf of investment advisory affiliates that serve as investment advisers to the Black Diamond vehicles. Stephen H. Deckoff is the Managing Principal of Black Diamond. F2 · ownership.direct: Each of the Reporting Persons disclaims beneficial ownership over the Shares, except to the extent of its or his pecuniary interest therein, and this statement shall not be construed as an admission that such Reporting Person is the beneficial owner of any Shares for purposes of Section 16 of the Exchange Act or for any other purpose. F1 · ownership.nature: These shares of Common Stock ("Shares") are held directly by certain Black Diamond investment vehicles ("Black Diamond vehicles"). Black Diamond Capital Management, L.L.C. ("Black Diamond") exercises investment discretion on behalf of investment advisory affiliates that serve as investment advisers to the Black Diamond vehicles. Stephen H. Deckoff is the Managing Principal of Black Diamond. F2 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership over the Shares, except to the extent of its or his pecuniary interest therein, and this statement shall not be construed as an admission that such Reporting Person is the beneficial owner of any Shares for purposes of Section 16 of the Exchange Act or for any other purpose. Read SEC document |
| February 18, 2022 Filed Feb 23, 2022 01:10 UTC |
Deckoff Stephen H10% owner
|
PurchaseCommon Stock, no par value | 3,782 | $10.78 | $40,769.96 |
DisclosureSEC source: 0001567619-22-005324 · doc1.xml · nonDerivative · entry 2 BLACK DIAMOND CAPITAL MANAGEMENT, L.L.C. · CIK 0001282197 · 10% owner Deckoff Stephen H · CIK 0001486844 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 4,581,596 F1 · ownership.direct: These shares of Common Stock ("Shares") are held directly by certain Black Diamond investment vehicles ("Black Diamond vehicles"). Black Diamond Capital Management, L.L.C. ("Black Diamond") exercises investment discretion on behalf of investment advisory affiliates that serve as investment advisers to the Black Diamond vehicles. Stephen H. Deckoff is the Managing Principal of Black Diamond. F2 · ownership.direct: Each of the Reporting Persons disclaims beneficial ownership over the Shares, except to the extent of its or his pecuniary interest therein, and this statement shall not be construed as an admission that such Reporting Person is the beneficial owner of any Shares for purposes of Section 16 of the Exchange Act or for any other purpose. F1 · ownership.nature: These shares of Common Stock ("Shares") are held directly by certain Black Diamond investment vehicles ("Black Diamond vehicles"). Black Diamond Capital Management, L.L.C. ("Black Diamond") exercises investment discretion on behalf of investment advisory affiliates that serve as investment advisers to the Black Diamond vehicles. Stephen H. Deckoff is the Managing Principal of Black Diamond. F2 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership over the Shares, except to the extent of its or his pecuniary interest therein, and this statement shall not be construed as an admission that such Reporting Person is the beneficial owner of any Shares for purposes of Section 16 of the Exchange Act or for any other purpose. Read SEC document |
| February 17, 2022 Filed Feb 23, 2022 01:10 UTC |
Deckoff Stephen H10% owner
|
PurchaseCommon Stock, no par value | 9,100 | $10.76 | $97,912.36 |
DisclosureSEC source: 0001567619-22-005324 · doc1.xml · nonDerivative · entry 1 BLACK DIAMOND CAPITAL MANAGEMENT, L.L.C. · CIK 0001282197 · 10% owner Deckoff Stephen H · CIK 0001486844 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 4,577,814 F1 · ownership.direct: These shares of Common Stock ("Shares") are held directly by certain Black Diamond investment vehicles ("Black Diamond vehicles"). Black Diamond Capital Management, L.L.C. ("Black Diamond") exercises investment discretion on behalf of investment advisory affiliates that serve as investment advisers to the Black Diamond vehicles. Stephen H. Deckoff is the Managing Principal of Black Diamond. F2 · ownership.direct: Each of the Reporting Persons disclaims beneficial ownership over the Shares, except to the extent of its or his pecuniary interest therein, and this statement shall not be construed as an admission that such Reporting Person is the beneficial owner of any Shares for purposes of Section 16 of the Exchange Act or for any other purpose. F1 · ownership.nature: These shares of Common Stock ("Shares") are held directly by certain Black Diamond investment vehicles ("Black Diamond vehicles"). Black Diamond Capital Management, L.L.C. ("Black Diamond") exercises investment discretion on behalf of investment advisory affiliates that serve as investment advisers to the Black Diamond vehicles. Stephen H. Deckoff is the Managing Principal of Black Diamond. F2 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership over the Shares, except to the extent of its or his pecuniary interest therein, and this statement shall not be construed as an admission that such Reporting Person is the beneficial owner of any Shares for purposes of Section 16 of the Exchange Act or for any other purpose. Read SEC document |
| February 15, 2022 Filed Feb 17, 2022 21:06 UTC |
Deckoff Stephen H10% owner
|
PurchaseCommon Stock, no par value | 4,480 | $10.78 | $48,294.40 |
DisclosureSEC source: 0001567619-22-004856 · doc1.xml · nonDerivative · entry 1 BLACK DIAMOND CAPITAL MANAGEMENT, L.L.C. · CIK 0001282197 · 10% owner Deckoff Stephen H · CIK 0001486844 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 4,568,714 F1 · ownership.direct: These shares of Common Stock ("Shares") are held directly by certain Black Diamond investment vehicles ("Black Diamond vehicles"). Black Diamond Capital Management, L.L.C. ("Black Diamond") exercises investment discretion on behalf of investment advisory affiliates that serve as investment advisers to the Black Diamond vehicles. Stephen H. Deckoff is the Managing Principal of Black Diamond. F2 · ownership.direct: Each of the Reporting Persons disclaims beneficial ownership over the Shares, except to the extent of its or his pecuniary interest therein, and this statement shall not be construed as an admission that such Reporting Person is the beneficial owner of any Shares for purposes of Section 16 of the Exchange Act or for any other purpose. F1 · ownership.nature: These shares of Common Stock ("Shares") are held directly by certain Black Diamond investment vehicles ("Black Diamond vehicles"). Black Diamond Capital Management, L.L.C. ("Black Diamond") exercises investment discretion on behalf of investment advisory affiliates that serve as investment advisers to the Black Diamond vehicles. Stephen H. Deckoff is the Managing Principal of Black Diamond. F2 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership over the Shares, except to the extent of its or his pecuniary interest therein, and this statement shall not be construed as an admission that such Reporting Person is the beneficial owner of any Shares for purposes of Section 16 of the Exchange Act or for any other purpose. Read SEC document |
| February 14, 2022 Filed Feb 15, 2022 21:51 UTC |
Deckoff Stephen H10% owner
|
PurchaseCommon Stock, no par value | 54,690 | $10.75 | $587,791.71 |
DisclosureSEC source: 0001567619-22-004616 · doc1.xml · nonDerivative · entry 2 BLACK DIAMOND CAPITAL MANAGEMENT, L.L.C. · CIK 0001282197 · 10% owner Deckoff Stephen H · CIK 0001486844 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 4,564,234 F1 · ownership.direct: These shares of Common Stock ("Shares") are held directly by certain Black Diamond investment vehicles ("Black Diamond vehicles"). Black Diamond Capital Management, L.L.C. ("Black Diamond") exercises investment discretion on behalf of investment advisory affiliates that serve as investment advisers to the Black Diamond vehicles. Stephen H. Deckoff is the Managing Principal of Black Diamond. F2 · ownership.direct: Each of the Reporting Persons disclaims beneficial ownership over the Shares, except to the extent of its or his pecuniary interest therein, and this statement shall not be construed as an admission that such Reporting Person is the beneficial owner of any Shares for purposes of Section 16 of the Exchange Act or for any other purpose. F1 · ownership.nature: These shares of Common Stock ("Shares") are held directly by certain Black Diamond investment vehicles ("Black Diamond vehicles"). Black Diamond Capital Management, L.L.C. ("Black Diamond") exercises investment discretion on behalf of investment advisory affiliates that serve as investment advisers to the Black Diamond vehicles. Stephen H. Deckoff is the Managing Principal of Black Diamond. F2 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership over the Shares, except to the extent of its or his pecuniary interest therein, and this statement shall not be construed as an admission that such Reporting Person is the beneficial owner of any Shares for purposes of Section 16 of the Exchange Act or for any other purpose. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.