Last 12 months
Inside the activity.
2 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 1 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 1 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 04, 2022 Filed May 5, 2022 13:08 UTC | Exercise / conversionCommon Stock | 1,500 | $1.55 | $2,325.00 |
DisclosureSEC source: 0000814676-22-000010 · primary_doc.xml · nonDerivative · entry 1 Griffith Charles Kellogg Jr · CIK 0001775557 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,792 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
|
| January 28, 2022 Filed Feb 1, 2022 21:46 UTC |
BENNETT GRANT CDirector
|
GrantCommon Stock Options · Derivative | 7,600 | $2.90 Strike: $2.90 | $22,040.00 |
DisclosureSEC source: 0000814676-22-000009 · primary_doc.xml · derivative · entry 1 BENNETT GRANT C · CIK 0001226537 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,600 Underlying: Common Stock · 7,600 shares Expires 2032-01-28 Read SEC document |
| January 28, 2022 Filed Feb 1, 2022 21:39 UTC |
Snow Daniel CDirector
|
GrantCommon Stock Options · Derivative | 7,600 | $2.90 Strike: $2.90 | $22,040.00 |
DisclosureSEC source: 0000814676-22-000008 · primary_doc.xml · derivative · entry 1 Snow Daniel C · CIK 0001437802 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,100 Underlying: Common Stock · 7,600 shares Expires 2032-01-28 Read SEC document |
| January 28, 2022 Filed Feb 1, 2022 21:35 UTC |
CULLIGAN THOMAS MDirector
|
GrantCommon Stock Options · Derivative | 7,600 | $2.90 Strike: $2.90 | $22,040.00 |
DisclosureSEC source: 0000814676-22-000007 · primary_doc.xml · derivative · entry 1 CULLIGAN THOMAS M · CIK 0001217585 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,100 Underlying: Common Stock · 7,600 shares Expires 2032-01-28 Read SEC document |
| January 28, 2022 Filed Feb 1, 2022 21:29 UTC |
NORWOOD RALPH MDirector
|
GrantCommon Stock Options · Derivative | 7,600 | $2.90 Strike: $2.90 | $22,040.00 |
DisclosureSEC source: 0000814676-22-000006 · primary_doc.xml · derivative · entry 1 NORWOOD RALPH M · CIK 0001205534 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 163,100 Underlying: Common Stock · 7,600 shares Expires 2032-01-28 Read SEC document |
| January 28, 2022 Filed Feb 1, 2022 21:24 UTC |
HUGHES FRANCIS J JRDirector
|
GrantCommon Stock Options · Derivative | 7,600 | $2.90 Strike: $2.90 | $22,040.00 |
DisclosureSEC source: 0000814676-22-000005 · primary_doc.xml · derivative · entry 1 HUGHES FRANCIS J JR · CIK 0001145496 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,100 Underlying: Common Stock · 7,600 shares Expires 2032-01-28 Read SEC document |
| January 28, 2022 Filed Feb 1, 2022 21:18 UTC Amendment |
McCormack Michael EPresident and CEO
|
GrantCommon Stock Options · Derivative | 10,000 | $2.90 Strike: $2.90 | $29,000.00 |
DisclosureSEC source: 0000814676-22-000004 · primary_doc.xml · derivative · entry 5 McCormack Michael E · CIK 0001839952 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 210,000 Underlying: Common Stock · 10,000 shares Expires 2032-01-28 Read SEC document |
| January 28, 2022 Filed Feb 1, 2022 21:18 UTC Amendment |
McCormack Michael EPresident and CEO
|
GrantCommon Stock Options · Derivative | 10,000 | $2.90 Strike: $2.90 | $29,000.00 |
DisclosureSEC source: 0000814676-22-000004 · primary_doc.xml · derivative · entry 4 McCormack Michael E · CIK 0001839952 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,000 Underlying: Common Stock · 10,000 shares Expires 2032-01-28 Read SEC document |
| January 28, 2022 Filed Feb 1, 2022 21:18 UTC Amendment |
McCormack Michael EPresident and CEO
|
GrantCommon Stock Options · Derivative | 10,000 | $2.90 Strike: $2.90 | $29,000.00 |
DisclosureSEC source: 0000814676-22-000004 · primary_doc.xml · derivative · entry 3 McCormack Michael E · CIK 0001839952 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 190,000 Underlying: Common Stock · 10,000 shares Expires 2032-01-28 Read SEC document |
| January 28, 2022 Filed Feb 1, 2022 21:18 UTC Amendment |
McCormack Michael EPresident and CEO
|
GrantCommon Stock Options · Derivative | 10,000 | $2.90 Strike: $2.90 | $29,000.00 |
DisclosureSEC source: 0000814676-22-000004 · primary_doc.xml · derivative · entry 2 McCormack Michael E · CIK 0001839952 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 180,000 Underlying: Common Stock · 10,000 shares Expires 2032-01-28 Read SEC document |
| January 28, 2022 Filed Feb 1, 2022 21:18 UTC Amendment |
McCormack Michael EPresident and CEO
|
GrantCommon Stock Options · Derivative | 2,400 | $2.90 Strike: $2.90 | $6,960.00 |
DisclosureSEC source: 0000814676-22-000004 · primary_doc.xml · derivative · entry 1 McCormack Michael E · CIK 0001839952 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 170,000 Underlying: Common Stock · 2,400 shares Expires 2032-01-28 Read SEC document |
| January 28, 2022 Filed Feb 1, 2022 20:46 UTC |
McCormack Michael EPresident and CEO
|
GrantCommon Stock Options · Derivative | 7,600 | $2.90 Strike: $2.90 | $22,040.00 |
DisclosureSEC source: 0000814676-22-000003 · primary_doc.xml · derivative · entry 1 McCormack Michael E · CIK 0001839952 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,100 Underlying: Common Stock · 7,600 shares Expires 2032-01-28 Read SEC document |
| January 19, 2022 Filed Jan 20, 2022 13:27 UTC |
McCormack Michael EPresident and CEO
|
Exercise / conversionCommon Stock Options · Derivative | 40,000 | $2.73 Strike: $2.73 | $109,200.00 |
DisclosureSEC source: 0000814676-22-000002 · primary_doc.xml · derivative · entry 2 McCormack Michael E · CIK 0001839952 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 160,000 Underlying: Common Stock · 40,000 shares Expires 2031-01-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 19, 2022 Filed Jan 20, 2022 13:27 UTC |
McCormack Michael EPresident and CEO
|
Exercise / conversionCommon Stock | 40,000 | $2.73 | $109,200.00 |
DisclosureSEC source: 0000814676-22-000002 · primary_doc.xml · nonDerivative · entry 1 McCormack Michael E · CIK 0001839952 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 14, 2022 Filed Jan 19, 2022 19:08 UTC | Exercise / conversionCommon Stock Options · Derivative | 5,500 | $1.55 Strike: $1.55 | $8,525.00 |
DisclosureSEC source: 0000814676-22-000001 · primary_doc.xml · derivative · entry 2 Griffith Charles Kellogg Jr · CIK 0001775557 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,500 Underlying: Common Stock · 5,500 shares Expires 2029-04-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
|
| January 14, 2022 Filed Jan 19, 2022 19:08 UTC | Exercise / conversionCommon Stock | 5,500 | $1.55 | $8,525.00 |
DisclosureSEC source: 0000814676-22-000001 · primary_doc.xml · nonDerivative · entry 1 Griffith Charles Kellogg Jr · CIK 0001775557 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,292 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
|
| December 14, 2021 Filed Dec 16, 2021 15:54 UTC |
BENNETT GRANT CDirector
|
GiftCommon Stock | 18,000 | $3.94 | $70,920.00 |
DisclosureSEC source: 0000814676-21-000064 · primary_doc.xml · nonDerivative · entry 1 BENNETT GRANT C · CIK 0001226537 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,289,054 Read SEC document |
| May 13, 2021 Filed May 17, 2021 14:26 UTC |
Griffith Charles Kellogg JrChief Financial Officer
|
GrantCommon Stock Options · Derivative | 1,000 | $5.11 Strike: $5.11 | $5,110.00 |
DisclosureSEC source: 0000814676-21-000056 · primary_doc.xml · derivative · entry 5 Griffith Charles Kellogg Jr · CIK 0001775557 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,000 Underlying: Common Stock · 1,000 shares Expires 2031-05-13 Read SEC document |
| May 13, 2021 Filed May 17, 2021 14:26 UTC |
Griffith Charles Kellogg JrChief Financial Officer
|
GrantCommon Stock Options · Derivative | 1,000 | $5.11 Strike: $5.11 | $5,110.00 |
DisclosureSEC source: 0000814676-21-000056 · primary_doc.xml · derivative · entry 4 Griffith Charles Kellogg Jr · CIK 0001775557 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,000 Underlying: Common Stock · 1,000 shares Expires 2031-05-13 Read SEC document |
| May 13, 2021 Filed May 17, 2021 14:26 UTC |
Griffith Charles Kellogg JrChief Financial Officer
|
GrantCommon Stock Options · Derivative | 1,000 | $5.11 Strike: $5.11 | $5,110.00 |
DisclosureSEC source: 0000814676-21-000056 · primary_doc.xml · derivative · entry 3 Griffith Charles Kellogg Jr · CIK 0001775557 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,000 Underlying: Common Stock · 1,000 shares Expires 2031-05-13 Read SEC document |
| May 13, 2021 Filed May 17, 2021 14:26 UTC |
Griffith Charles Kellogg JrChief Financial Officer
|
GrantCommon Stock Options · Derivative | 1,000 | $5.11 Strike: $5.11 | $5,110.00 |
DisclosureSEC source: 0000814676-21-000056 · primary_doc.xml · derivative · entry 2 Griffith Charles Kellogg Jr · CIK 0001775557 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,000 Underlying: Common Stock · 1,000 shares Expires 2031-05-13 Read SEC document |
| May 13, 2021 Filed May 17, 2021 14:26 UTC |
Griffith Charles Kellogg JrChief Financial Officer
|
GrantCommon Stock Options · Derivative | 1,000 | $5.11 Strike: $5.11 | $5,110.00 |
DisclosureSEC source: 0000814676-21-000056 · primary_doc.xml · derivative · entry 1 Griffith Charles Kellogg Jr · CIK 0001775557 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,000 Underlying: Common Stock · 1,000 shares Expires 2031-05-13 Read SEC document |
| May 13, 2021 Filed May 17, 2021 14:10 UTC |
CULLIGAN THOMAS MDirector
|
GrantCommon Stock Options · Derivative | 5,500 | $5.11 Strike: $5.11 | $28,105.00 |
DisclosureSEC source: 0000814676-21-000055 · primary_doc.xml · derivative · entry 1 CULLIGAN THOMAS M · CIK 0001217585 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,500 Underlying: Common Stock · 5,500 shares Expires 2031-05-13 Read SEC document |
| May 13, 2021 Filed May 17, 2021 14:01 UTC |
NORWOOD RALPH MDirector
|
GrantCommon Stock Options · Derivative | 5,500 | $5.11 Strike: $5.11 | $28,105.00 |
DisclosureSEC source: 0000814676-21-000054 · primary_doc.xml · derivative · entry 1 NORWOOD RALPH M · CIK 0001205534 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 235,825 Underlying: Common Stock · 5,500 shares Expires 2031-05-13 Read SEC document |
| May 13, 2021 Filed May 17, 2021 13:50 UTC |
Snow Daniel CDirector
|
GrantCommon Stock Options · Derivative | 5,500 | $5.11 Strike: $5.11 | $28,105.00 |
DisclosureSEC source: 0000814676-21-000053 · primary_doc.xml · derivative · entry 1 Snow Daniel C · CIK 0001437802 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,500 Underlying: Common Stock · 5,500 shares Expires 2031-05-13 Read SEC document |
| May 13, 2021 Filed May 17, 2021 13:42 UTC |
HUGHES FRANCIS J JRDirector
|
GrantCommon Stock Options · Derivative | 5,500 | $5.11 Strike: $5.11 | $28,105.00 |
DisclosureSEC source: 0000814676-21-000052 · primary_doc.xml · derivative · entry 1 HUGHES FRANCIS J JR · CIK 0001145496 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,500 Underlying: Common Stock · 5,500 shares Expires 2031-05-13 Read SEC document |
| May 13, 2021 Filed May 18, 2021 14:57 UTC Amendment |
NORWOOD RALPH MDirector
|
GrantCommon Stock Options · Derivative | 5,500 | $5.11 Strike: $5.11 | $28,105.00 |
DisclosureSEC source: 0000814676-21-000057 · primary_doc.xml · derivative · entry 1 NORWOOD RALPH M · CIK 0001205534 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,500 Underlying: Common Stock · 5,500 shares Expires 2031-05-13 Read SEC document |
| April 09, 2021 Filed Apr 13, 2021 19:49 UTC | Exercise / conversionCommon Stock Options · Derivative | 5,000 | $1.55 Strike: $1.55 | $7,750.00 |
DisclosureSEC source: 0000814676-21-000022 · primary_doc.xml · derivative · entry 3 Griffith Charles Kellogg Jr · CIK 0001775557 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,000 Underlying: Common Stock · 5,000 shares Expires 2029-04-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
|
| April 09, 2021 Filed Apr 13, 2021 19:49 UTC | Tax withholdingCommon Stock | 684 | $11.33 | $7,749.72 |
DisclosureSEC source: 0000814676-21-000022 · primary_doc.xml · nonDerivative · entry 2 Griffith Charles Kellogg Jr · CIK 0001775557 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,792 Read SEC document |
|
| April 09, 2021 Filed Apr 13, 2021 19:49 UTC | Exercise / conversionCommon Stock | 5,000 | $1.55 | $7,750.00 |
DisclosureSEC source: 0000814676-21-000022 · primary_doc.xml · nonDerivative · entry 1 Griffith Charles Kellogg Jr · CIK 0001775557 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,476 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
|
| March 31, 2021 Filed Apr 2, 2021 22:43 UTC |
Peregrine Financial Corp10% owner
Peregrine Trust Company, LLC10% owner
Peregrine Holdings LLC10% owner
|
SaleCommon Stock | 5,901 | $13.29 | $78,426.06 |
DisclosureSEC source: 0000899243-21-014647 · doc4.xml · nonDerivative · entry 6 Peregrine Financial Corp · CIK 0001853282 · 10% owner Peregrine Trust Company, LLC · CIK 0001853284 · 10% owner Peregrine Holdings LLC · CIK 0001853281 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 689,675 F11 · shares: On March 31, 2021, Peregrine Holdings sold 5,900 shares. F12 · balance_after: Represents 689,675 shares held directly by Peregrine Holdings. F12 · ownership.nature: Represents 689,675 shares held directly by Peregrine Holdings. F13 · ownership.nature: The reporting persons disclaim that they may be deemed to be acting in a "group" as that term is used in Rule 13d-5 of the Exchange Act. Read SEC document |
| March 31, 2021 Filed Apr 2, 2021 22:43 UTC |
Peregrine Financial Corp10% owner
Peregrine Trust Company, LLC10% owner
Peregrine Holdings LLC10% owner
|
SaleCommon Stock | 5,901 | $13.29 | $78,426.06 |
DisclosureSEC source: 0000899243-21-014647 · doc4.xml · nonDerivative · entry 5 Peregrine Financial Corp · CIK 0001853282 · 10% owner Peregrine Trust Company, LLC · CIK 0001853284 · 10% owner Peregrine Holdings LLC · CIK 0001853281 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 691,737 F9 · shares: On March 31, 2021, CMS Holdings sold 5,901 shares. F10 · balance_after: Represents 689,677 shares held directly by CMS Holdings and 2,060 shares held directly by SRC Trust. F10 · ownership.nature: Represents 689,677 shares held directly by CMS Holdings and 2,060 shares held directly by SRC Trust. F13 · ownership.nature: The reporting persons disclaim that they may be deemed to be acting in a "group" as that term is used in Rule 13d-5 of the Exchange Act. Read SEC document |
| March 31, 2021 Filed Apr 2, 2021 22:43 UTC |
Peregrine Financial Corp10% owner
Peregrine Trust Company, LLC10% owner
Peregrine Holdings LLC10% owner
|
SaleCommon Stock | 10,000 | $13.16 | $131,563.00 |
DisclosureSEC source: 0000899243-21-014647 · doc4.xml · nonDerivative · entry 4 Peregrine Financial Corp · CIK 0001853282 · 10% owner Peregrine Trust Company, LLC · CIK 0001853284 · 10% owner Peregrine Holdings LLC · CIK 0001853281 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 695,575 F7 · shares: On March 31, 2021, Peregrine Holdings sold 10,000 shares. The price reported in Column 4 is a weighted average price. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. F7 · price: On March 31, 2021, Peregrine Holdings sold 10,000 shares. The price reported in Column 4 is a weighted average price. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. F8 · balance_after: Represents 695,575 shares held directly by Peregrine Holdings. F8 · ownership.nature: Represents 695,575 shares held directly by Peregrine Holdings. F13 · ownership.nature: The reporting persons disclaim that they may be deemed to be acting in a "group" as that term is used in Rule 13d-5 of the Exchange Act. Read SEC document |
| March 31, 2021 Filed Apr 2, 2021 22:43 UTC |
Peregrine Financial Corp10% owner
Peregrine Trust Company, LLC10% owner
Peregrine Holdings LLC10% owner
|
SaleCommon Stock | 10,000 | $13.16 | $131,563.00 |
DisclosureSEC source: 0000899243-21-014647 · doc4.xml · nonDerivative · entry 3 Peregrine Financial Corp · CIK 0001853282 · 10% owner Peregrine Trust Company, LLC · CIK 0001853284 · 10% owner Peregrine Holdings LLC · CIK 0001853281 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 697,638 F5 · shares: On March 31, 2021, CMS Holdings sold 10,000 shares. The price reported in Column 4 is a weighted average price. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. F5 · price: On March 31, 2021, CMS Holdings sold 10,000 shares. The price reported in Column 4 is a weighted average price. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. F6 · balance_after: Represents 695,578 shares held directly by CMS Holdings and 2,060 shares held directly by SRC Trust. F6 · ownership.nature: Represents 695,578 shares held directly by CMS Holdings and 2,060 shares held directly by SRC Trust. F13 · ownership.nature: The reporting persons disclaim that they may be deemed to be acting in a "group" as that term is used in Rule 13d-5 of the Exchange Act. Read SEC document |
| March 31, 2021 Filed Apr 2, 2021 22:43 UTC |
Peregrine Financial Corp10% owner
Peregrine Trust Company, LLC10% owner
Peregrine Holdings LLC10% owner
|
SaleCommon Stock | 35,000 | $12.66 | $443,005.50 |
DisclosureSEC source: 0000899243-21-014647 · doc4.xml · nonDerivative · entry 2 Peregrine Financial Corp · CIK 0001853282 · 10% owner Peregrine Trust Company, LLC · CIK 0001853284 · 10% owner Peregrine Holdings LLC · CIK 0001853281 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 705,575 F3 · shares: On March 31, 2021, Peregrine Holdings, LLC ("Peregrine Holdings") sold 2,971 shares. PFC provides administrative support services to Peregrine Holdings and for its services receives a fixed fee not based on the performance of the shares, which fee is exempt pursuant to Rule 16a-1(a)(2) of the Exchange Act, and therefore has no pecuniary interest in the shares. F4 · balance_after: Represents 705,575 shares held directly by Peregrine Holdings. F4 · ownership.nature: Represents 705,575 shares held directly by Peregrine Holdings. F13 · ownership.nature: The reporting persons disclaim that they may be deemed to be acting in a "group" as that term is used in Rule 13d-5 of the Exchange Act. Read SEC document |
| March 31, 2021 Filed Apr 2, 2021 22:43 UTC |
Peregrine Financial Corp10% owner
Peregrine Trust Company, LLC10% owner
Peregrine Holdings LLC10% owner
|
SaleCommon Stock | 35,000 | $12.66 | $443,005.50 |
DisclosureSEC source: 0000899243-21-014647 · doc4.xml · nonDerivative · entry 1 Peregrine Financial Corp · CIK 0001853282 · 10% owner Peregrine Trust Company, LLC · CIK 0001853284 · 10% owner Peregrine Holdings LLC · CIK 0001853281 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 707,638 F1 · shares: On March 31, 2021, CMS Holdings, L.L.C. ("CMS Holdings") sold 35,000 shares. Peregrine Financial Corporation ("PFC") provides administrative support services to Peregrine Trust Company, LLC ("PTC"), which is the trustee of MSC Trust (Trust u/w dtd 12/12/96 Michael S. Currier (Art 8th) fbo Karin A. Griscom) ("MSC Trust") and Stephen R. Currier Continuing Trust Under Article Seventh of the Last Will and Testament of Michael S. Currier fbo Ailsa Christina Griscom Currier and her descendants ("SRC Trust"). CMS Holdings is wholly owned by MSC Trust. For its services, PFC receives a fixed fee not based on the performance of the shares, which fee is exempt pursuant to Rule 16a-1(a)(2) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), and therefore has no pecuniary interest in the shares. F2 · balance_after: Represents 705,578 shares held directly by CMS Holdings and 2,060 shares held directly by SRC Trust. F2 · ownership.nature: Represents 705,578 shares held directly by CMS Holdings and 2,060 shares held directly by SRC Trust. F13 · ownership.nature: The reporting persons disclaim that they may be deemed to be acting in a "group" as that term is used in Rule 13d-5 of the Exchange Act. Read SEC document |
| March 30, 2021 Filed Mar 31, 2021 21:30 UTC |
Peregrine Financial Corp10% owner
Peregrine Trust Company, LLC10% owner
Peregrine Holdings LLC10% owner
|
SaleCommon Stock | 500 | $12.52 | $6,259.00 |
DisclosureSEC source: 0000899243-21-014253 · doc4.xml · nonDerivative · entry 6 Peregrine Financial Corp · CIK 0001853282 · 10% owner Peregrine Trust Company, LLC · CIK 0001853284 · 10% owner Peregrine Holdings LLC · CIK 0001853281 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 740,575 F11 · shares: On March 30, 2021, Peregrine Holdings sold 500 shares. F12 · balance_after: Represents 740,575 shares held directly by Peregrine Holdings. F12 · ownership.nature: Represents 740,575 shares held directly by Peregrine Holdings. F13 · ownership.nature: The reporting persons disclaim that they may be deemed to be acting in a "group" as that term is used in Rule 13d-5 of the Exchange Act. Read SEC document |
| March 30, 2021 Filed Mar 31, 2021 21:30 UTC |
Peregrine Financial Corp10% owner
Peregrine Trust Company, LLC10% owner
Peregrine Holdings LLC10% owner
|
SaleCommon Stock | 500 | $12.52 | $6,259.00 |
DisclosureSEC source: 0000899243-21-014253 · doc4.xml · nonDerivative · entry 5 Peregrine Financial Corp · CIK 0001853282 · 10% owner Peregrine Trust Company, LLC · CIK 0001853284 · 10% owner Peregrine Holdings LLC · CIK 0001853281 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 742,638 F9 · shares: On March 30, 2021, CMS Holdings sold 500 shares. F10 · balance_after: Represents 740,578 shares held directly by CMS Holdings and 2,060 shares held directly by SRC Trust. F10 · ownership.nature: Represents 740,578 shares held directly by CMS Holdings and 2,060 shares held directly by SRC Trust. F13 · ownership.nature: The reporting persons disclaim that they may be deemed to be acting in a "group" as that term is used in Rule 13d-5 of the Exchange Act. Read SEC document |
| March 30, 2021 Filed Mar 31, 2021 21:30 UTC |
Peregrine Financial Corp10% owner
Peregrine Trust Company, LLC10% owner
Peregrine Holdings LLC10% owner
|
SaleCommon Stock | 23,535 | $11.83 | $278,473.18 |
DisclosureSEC source: 0000899243-21-014253 · doc4.xml · nonDerivative · entry 4 Peregrine Financial Corp · CIK 0001853282 · 10% owner Peregrine Trust Company, LLC · CIK 0001853284 · 10% owner Peregrine Holdings LLC · CIK 0001853281 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 741,075 F7 · shares: On March 30, 2021, Peregrine Holdings sold 23,535 shares. F8 · balance_after: Represents 741,075 shares held directly by Peregrine Holdings. F8 · ownership.nature: Represents 741,075 shares held directly by Peregrine Holdings. F13 · ownership.nature: The reporting persons disclaim that they may be deemed to be acting in a "group" as that term is used in Rule 13d-5 of the Exchange Act. Read SEC document |
| March 30, 2021 Filed Mar 31, 2021 21:30 UTC |
Peregrine Financial Corp10% owner
Peregrine Trust Company, LLC10% owner
Peregrine Holdings LLC10% owner
|
SaleCommon Stock | 23,534 | $11.83 | $278,461.35 |
DisclosureSEC source: 0000899243-21-014253 · doc4.xml · nonDerivative · entry 3 Peregrine Financial Corp · CIK 0001853282 · 10% owner Peregrine Trust Company, LLC · CIK 0001853284 · 10% owner Peregrine Holdings LLC · CIK 0001853281 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 743,138 F5 · shares: On March 30, 2021, CMS Holdings sold 23,534 shares. F6 · balance_after: Represents 741,078 shares held directly by CMS Holdings and 2,060 shares held directly by SRC Trust. F6 · ownership.nature: Represents 741,078 shares held directly by CMS Holdings and 2,060 shares held directly by SRC Trust. F13 · ownership.nature: The reporting persons disclaim that they may be deemed to be acting in a "group" as that term is used in Rule 13d-5 of the Exchange Act. Read SEC document |
| March 29, 2021 Filed Mar 31, 2021 21:30 UTC |
Peregrine Financial Corp10% owner
Peregrine Trust Company, LLC10% owner
Peregrine Holdings LLC10% owner
|
SaleCommon Stock | 2,971 | $11.41 | $33,904.46 |
DisclosureSEC source: 0000899243-21-014253 · doc4.xml · nonDerivative · entry 2 Peregrine Financial Corp · CIK 0001853282 · 10% owner Peregrine Trust Company, LLC · CIK 0001853284 · 10% owner Peregrine Holdings LLC · CIK 0001853281 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 764,610 F3 · shares: On March 29, 2021, Peregrine Holdings, LLC ("Peregrine Holdings") sold 2,971 shares. PFC provides administrative support services to Peregrine Holdings and for its services receives a fixed fee not based on the performance of the shares, which fee is exempt pursuant to Rule 16a-1(a)(2) of the Exchange Act, and therefore has no pecuniary interest in the shares. F4 · balance_after: Represents 764,610 shares held directly by Peregrine Holdings. F4 · ownership.nature: Represents 764,610 shares held directly by Peregrine Holdings. F13 · ownership.nature: The reporting persons disclaim that they may be deemed to be acting in a "group" as that term is used in Rule 13d-5 of the Exchange Act. Read SEC document |
| March 29, 2021 Filed Mar 31, 2021 21:30 UTC |
Peregrine Financial Corp10% owner
Peregrine Trust Company, LLC10% owner
Peregrine Holdings LLC10% owner
|
SaleCommon Stock | 2,971 | $11.41 | $33,904.46 |
DisclosureSEC source: 0000899243-21-014253 · doc4.xml · nonDerivative · entry 1 Peregrine Financial Corp · CIK 0001853282 · 10% owner Peregrine Trust Company, LLC · CIK 0001853284 · 10% owner Peregrine Holdings LLC · CIK 0001853281 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 766,672 F1 · shares: On March 29, 2021, CMS Holdings, L.L.C. ("CMS Holdings") sold 2,971 shares. Peregrine Financial Corporation ("PFC") provides administrative support services to Peregrine Trust Company, LLC ("PTC"), which is the trustee of MSC Trust (Trust u/w dtd 12/12/96 Michael S. Currier (Art 8th) fbo Karin A. Griscom) ("MSC Trust") and Stephen R. Currier Continuing Trust Under Article Seventh of the Last Will and Testament of Michael S. Currier fbo Ailsa Christina Griscom Currier and her descendants ("SRC Trust"). CMS Holdings is wholly owned by MSC Trust. For its services, PFC receives a fixed fee not based on the performance of the shares, which fee is exempt pursuant to Rule 16a-1(a)(2) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), and therefore has no pecuniary interest in the shares. F2 · balance_after: Represents 764,612 shares held directly by CMS Holdings and 2,060 shares held directly by SRC Trust. F2 · ownership.nature: Represents 764,612 shares held directly by CMS Holdings and 2,060 shares held directly by SRC Trust. F13 · ownership.nature: The reporting persons disclaim that they may be deemed to be acting in a "group" as that term is used in Rule 13d-5 of the Exchange Act. Read SEC document |
| March 25, 2021 Filed Mar 26, 2021 20:25 UTC |
Peregrine Financial Corp10% owner
Peregrine Trust Company, LLC10% owner
Peregrine Holdings LLC10% owner
|
SaleCommon Stock | 21,029 | $12.24 | $257,434.92 |
DisclosureSEC source: 0000899243-21-013686 · doc4.xml · nonDerivative · entry 4 Peregrine Financial Corp · CIK 0001853282 · 10% owner Peregrine Trust Company, LLC · CIK 0001853284 · 10% owner Peregrine Holdings LLC · CIK 0001853281 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 767,581 F7 · shares: On March 25, 2021, Peregrine Holdings sold 21,029 shares. F8 · balance_after: Represents 767,581 shares held directly by Peregrine Holdings. F8 · ownership.nature: Represents 767,581 shares held directly by Peregrine Holdings. F9 · ownership.nature: The reporting persons disclaim that they may be deemed to be acting in a "group" as that term is used in Rule 13d-5 of the Exchange Act. Read SEC document |
| March 25, 2021 Filed Mar 26, 2021 20:25 UTC |
Peregrine Financial Corp10% owner
Peregrine Trust Company, LLC10% owner
Peregrine Holdings LLC10% owner
|
SaleCommon Stock | 21,028 | $12.24 | $257,422.67 |
DisclosureSEC source: 0000899243-21-013686 · doc4.xml · nonDerivative · entry 3 Peregrine Financial Corp · CIK 0001853282 · 10% owner Peregrine Trust Company, LLC · CIK 0001853284 · 10% owner Peregrine Holdings LLC · CIK 0001853281 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 769,643 F5 · shares: On March 25, 2021, CMS Holdings sold 21,028 shares. F6 · balance_after: Represents 767,583 shares held directly by CMS Holdings and 2,060 shares held directly by SRC Trust. F6 · ownership.nature: Represents 767,583 shares held directly by CMS Holdings and 2,060 shares held directly by SRC Trust. F9 · ownership.nature: The reporting persons disclaim that they may be deemed to be acting in a "group" as that term is used in Rule 13d-5 of the Exchange Act. Read SEC document |
| March 24, 2021 Filed Mar 26, 2021 20:25 UTC |
Peregrine Financial Corp10% owner
Peregrine Trust Company, LLC10% owner
Peregrine Holdings LLC10% owner
|
SaleCommon Stock | 17,166 | $13.33 | $228,797.03 |
DisclosureSEC source: 0000899243-21-013686 · doc4.xml · nonDerivative · entry 2 Peregrine Financial Corp · CIK 0001853282 · 10% owner Peregrine Trust Company, LLC · CIK 0001853284 · 10% owner Peregrine Holdings LLC · CIK 0001853281 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 788,610 F3 · shares: On March 24, 2021, Peregrine Holdings, LLC ("Peregrine Holdings") sold 17,166 shares. PFC provides administrative support services to Peregrine Holdings and for its services receives a fixed fee not based on the performance of the shares, which fee is exempt pursuant to Rule 16a-1(a)(2) of the Exchange Act, and therefore has no pecuniary interest in the shares. F4 · balance_after: Represents 788,610 shares held directly by Peregrine Holdings. F4 · ownership.nature: Represents 788,610 shares held directly by Peregrine Holdings. F9 · ownership.nature: The reporting persons disclaim that they may be deemed to be acting in a "group" as that term is used in Rule 13d-5 of the Exchange Act. Read SEC document |
| March 24, 2021 Filed Mar 26, 2021 20:25 UTC |
Peregrine Financial Corp10% owner
Peregrine Trust Company, LLC10% owner
Peregrine Holdings LLC10% owner
|
SaleCommon Stock | 17,166 | $13.33 | $228,797.03 |
DisclosureSEC source: 0000899243-21-013686 · doc4.xml · nonDerivative · entry 1 Peregrine Financial Corp · CIK 0001853282 · 10% owner Peregrine Trust Company, LLC · CIK 0001853284 · 10% owner Peregrine Holdings LLC · CIK 0001853281 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 790,671 F1 · shares: On March 24, 2021, CMS Holdings, L.L.C. ("CMS Holdings") sold 17,166 shares. Peregrine Financial Corporation ("PFC") provides administrative support services to Peregrine Trust Company, LLC ("PTC"), which is the trustee of MSC Trust (Trust u/w dtd 12/12/96 Michael S. Currier (Art 8th) fbo Karin A. Griscom) ("MSC Trust") and Stephen R. Currier Continuing Trust Under Article Seventh of the Last Will and Testament of Michael S. Currier fbo Ailsa Christina Griscom Currier and her descendants ("SRC Trust"). CMS Holdings is wholly owned by MSC Trust. For its services, PFC receives a fixed fee not based on the performance of the shares, which fee is exempt pursuant to Rule 16a-1(a)(2) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), and therefore has no pecuniary interest in the shares. F2 · balance_after: Represents 788,611 shares held directly by CMS Holdings and 2,060 shares held directly by SRC Trust. F2 · ownership.nature: Represents 788,611 shares held directly by CMS Holdings and 2,060 shares held directly by SRC Trust. F9 · ownership.nature: The reporting persons disclaim that they may be deemed to be acting in a "group" as that term is used in Rule 13d-5 of the Exchange Act. Read SEC document |
| March 23, 2021 Filed Mar 24, 2021 21:16 UTC |
Peregrine Financial Corp10% owner
Peregrine Trust Company, LLC10% owner
Peregrine Holdings LLC10% owner
|
SaleCommon Stock | 1,259 | $14.42 | $18,159.56 |
DisclosureSEC source: 0000899243-21-013300 · doc4.xml · nonDerivative · entry 4 Peregrine Financial Corp · CIK 0001853282 · 10% owner Peregrine Trust Company, LLC · CIK 0001853284 · 10% owner Peregrine Holdings LLC · CIK 0001853281 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 805,776 F7 · shares: On March 23, 2021, Peregrine Holdings sold 1,259 shares. F8 · ownership.nature: Represents 805,776 shares held directly by Peregrine Holdings. F9 · ownership.nature: The reporting persons disclaim that they may be deemed to be acting in a "group" as that term is used in Rule 13d-5 of the Exchange Act. Read SEC document |
| March 23, 2021 Filed Mar 24, 2021 21:16 UTC |
Peregrine Financial Corp10% owner
Peregrine Trust Company, LLC10% owner
Peregrine Holdings LLC10% owner
|
SaleCommon Stock | 1,259 | $14.42 | $18,159.56 |
DisclosureSEC source: 0000899243-21-013300 · doc4.xml · nonDerivative · entry 3 Peregrine Financial Corp · CIK 0001853282 · 10% owner Peregrine Trust Company, LLC · CIK 0001853284 · 10% owner Peregrine Holdings LLC · CIK 0001853281 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 807,837 F5 · shares: On March 23, 2021, CMS Holdings sold 1,259 shares. F6 · ownership.nature: Represents 805,777 shares held directly by CMS Holdings and 2,060 shares held directly by SRC Trust. F9 · ownership.nature: The reporting persons disclaim that they may be deemed to be acting in a "group" as that term is used in Rule 13d-5 of the Exchange Act. Read SEC document |
| March 22, 2021 Filed Mar 24, 2021 21:16 UTC |
Peregrine Financial Corp10% owner
Peregrine Trust Company, LLC10% owner
Peregrine Holdings LLC10% owner
|
SaleCommon Stock | 6,798 | $15.32 | $104,154.88 |
DisclosureSEC source: 0000899243-21-013300 · doc4.xml · nonDerivative · entry 2 Peregrine Financial Corp · CIK 0001853282 · 10% owner Peregrine Trust Company, LLC · CIK 0001853284 · 10% owner Peregrine Holdings LLC · CIK 0001853281 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 807,035 F3 · shares: On March 22, 2021, Peregrine Holdings, LLC ("Peregrine Holdings") sold 6,798 shares. PFC provides administrative support services to Peregrine Holdings and for its services receives a fixed fee not based on the performance of the shares, which fee is exempt pursuant to Rule 16a-1(a)(2) of the Exchange Act, and therefore has no pecuniary interest in the shares. F4 · ownership.nature: Represents 807,035 shares held directly by Peregrine Holdings. F9 · ownership.nature: The reporting persons disclaim that they may be deemed to be acting in a "group" as that term is used in Rule 13d-5 of the Exchange Act. Read SEC document |
| March 22, 2021 Filed Mar 24, 2021 21:16 UTC |
Peregrine Financial Corp10% owner
Peregrine Trust Company, LLC10% owner
Peregrine Holdings LLC10% owner
|
SaleCommon Stock | 6,798 | $15.32 | $104,154.88 |
DisclosureSEC source: 0000899243-21-013300 · doc4.xml · nonDerivative · entry 1 Peregrine Financial Corp · CIK 0001853282 · 10% owner Peregrine Trust Company, LLC · CIK 0001853284 · 10% owner Peregrine Holdings LLC · CIK 0001853281 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 809,096 F1 · shares: On March 22, 2021, CMS Holdings, L.L.C. ("CMS Holdings") sold 6,798 shares. Peregrine Financial Corporation ("PFC") provides administrative support services to Peregrine Trust Company, LLC ("PTC"), which is the trustee of MSC Trust (Trust u/w dtd 12/12/96 Michael S. Currier (Art 8th) fbo Karin A. Griscom) ("MSC Trust") and Stephen R. Currier Continuing Trust Under Article Seventh of the Last Will and Testament of Michael S. Currier fbo Ailsa Christina Griscom Currier and her descendants ("SRC Trust"). CMS Holdings is wholly owned by MSC Trust. For its services, PFC receives a fixed fee not based on the performance of the shares, which fee is exempt pursuant to Rule 16a-1(a)(2) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), and therefore has no pecuniary interest in the shares. F2 · ownership.nature: Represents 807,036 shares held directly by CMS Holdings and 2,060 shares held directly by SRC Trust. F9 · ownership.nature: The reporting persons disclaim that they may be deemed to be acting in a "group" as that term is used in Rule 13d-5 of the Exchange Act. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.