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Nasdaq · USD

CPHC

Canterbury Park Holding Corp

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Tapewire entity
6889
SEC CIK
0001672909
Parsed reports
155

Last 12 months

Inside the activity.

1 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202510
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
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Aug 202600
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 31, 2018 Filed Feb 11, 2019 16:40 UTC
WOLF ROBERTChief Financial Officer
PurchaseCOMMON STOCK 87 $13.91 $1,210.17
Disclosure

SEC source: 0001144204-19-006075 · tv513037_5.xml · nonDerivative · entry 6

WOLF ROBERT · CIK 0001241730 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,277

Read SEC document
December 31, 2018 Filed Feb 11, 2019 16:40 UTC
WOLF ROBERTChief Financial Officer
PurchaseCOMMON STOCK 384 $11.82 $4,538.88
Disclosure

SEC source: 0001144204-19-006075 · tv513037_5.xml · nonDerivative · entry 5

WOLF ROBERT · CIK 0001241730 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,190

F1 · acquired: These shares were acquired pursuant to Canterbury Park Holding Corporations's Employee Stock Purchase Plan (ESPP). The shares were acquired in transactions exempt from Section 16b-3.

Read SEC document
September 30, 2018 Filed Feb 11, 2019 11:39 UTC
SAMPSON RANDALL DDirector · President & CEO · 10% owner
PurchaseCOMMON STOCK 97 $15.25 $1,479.25
Disclosure

SEC source: 0001144204-19-006074 · tv513036_5.xml · nonDerivative · entry 3

SAMPSON RANDALL D · CIK 0001042527 · Director · President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 239,209

Read SEC document
September 30, 2018 Filed Feb 11, 2019 16:40 UTC
WOLF ROBERTChief Financial Officer
PurchaseCOMMON STOCK 96 $15.25 $1,464.00
Disclosure

SEC source: 0001144204-19-006075 · tv513037_5.xml · nonDerivative · entry 4

WOLF ROBERT · CIK 0001241730 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,806

Read SEC document
July 25, 2018 Filed Jul 26, 2018 13:30 UTC
SCHENIAN DALE HDirector · 10% owner
PurchaseCommon Stock 1,000 $15.21 $15,210.00
Disclosure

SEC source: 0001144204-18-040063 · tv499400_4.xml · nonDerivative · entry 1

SCHENIAN DALE H · CIK 0000941312 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 512,710

F1 · ownership.direct: Includes 33,000 shares held by spouse

Read SEC document
June 30, 2018 Filed Feb 11, 2019 11:39 UTC
SAMPSON RANDALL DDirector · President & CEO · 10% owner
PurchaseCOMMON STOCK 131 $14.97 $1,961.07
Disclosure

SEC source: 0001144204-19-006074 · tv513036_5.xml · nonDerivative · entry 2

SAMPSON RANDALL D · CIK 0001042527 · Director · President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 239,112

Read SEC document
June 30, 2018 Filed Feb 11, 2019 16:40 UTC
WOLF ROBERTChief Financial Officer
PurchaseCOMMON STOCK 355 $12.72 $4,515.60
Disclosure

SEC source: 0001144204-19-006075 · tv513037_5.xml · nonDerivative · entry 3

WOLF ROBERT · CIK 0001241730 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,710

F1 · acquired: These shares were acquired pursuant to Canterbury Park Holding Corporations's Employee Stock Purchase Plan (ESPP). The shares were acquired in transactions exempt from Section 16b-3.

Read SEC document
June 30, 2018 Filed Feb 11, 2019 16:40 UTC
WOLF ROBERTChief Financial Officer
PurchaseCOMMON STOCK 84 $14.97 $1,257.48
Disclosure

SEC source: 0001144204-19-006075 · tv513037_5.xml · nonDerivative · entry 2

WOLF ROBERT · CIK 0001241730 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,355

Read SEC document
June 06, 2018 Filed Jun 8, 2018 15:19 UTC
SCHENIAN DALE HDirector · 10% owner
GrantCommon Stock 1,864 $0.00 $0.00
Disclosure

SEC source: 0001144204-18-033495 · tv496221_4.xml · nonDerivative · entry 1

SCHENIAN DALE H · CIK 0000941312 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 511,710

F1 · shares: Deferred stock award vesting June 6, 2019, but not delivered until June 6, 2020. The number of shares to be issued was determined based on the closing price of $16.10 on June 6, 2018.

F2 · ownership.direct: Includes 33,000 shares held by spouse

Read SEC document
June 06, 2018 Filed Jun 8, 2018 15:25 UTC
SAMPSON CURTIS ADirector · 10% owner
GrantCommon Stock 1,864 $0.00 $0.00
Disclosure

SEC source: 0001144204-18-033501 · tv496224_4.xml · nonDerivative · entry 1

SAMPSON CURTIS A · CIK 0000941310 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 455,267

F1 · shares: Deferred stock award vesting June 6, 2019, but not delivered until June 6, 2020. The number of shares to be issued was determined based on the closing price of $16.10 on June 6, 2018.

Read SEC document
June 06, 2018 Filed Jun 8, 2018 19:22 UTC GrantCommon Stock 1,864 $0.00 $0.00
Disclosure

SEC source: 0001144204-18-033498 · tv496222_4.xml · nonDerivative · entry 1

OFFERMAN CARIN J · CIK 0001189759 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,912

F1 · shares: Deferred stock award vesting June 6, 2019, but not delivered until June 6, 2020. The number of shares to be issued was determined based on the closing price of $16.10 on June 6, 2018.

Read SEC document
June 06, 2018 Filed Jun 8, 2018 19:16 UTC GrantCommon Stock 1,864 $0.00 $0.00
Disclosure

SEC source: 0001144204-18-033493 · tv496220_4.xml · nonDerivative · entry 1

Dahlberg Burton F · CIK 0001293354 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,685

F1 · shares: Deferred stock award vesting June 6, 2019, but not delivered until June 6, 2020. The number of shares to be issued was determined based on the closing price of $16.10 on June 6, 2018.

Read SEC document
May 21, 2018 Filed May 21, 2018 13:29 UTC Exercise / conversionNon-Qualified Stock Option · Derivative 3,000 Not disclosed Strike: $13.30 Not disclosed
Disclosure

SEC source: 0001144204-18-030011 · tv494721_4.xml · derivative · entry 6

SCHENIAN DALE H · CIK 0000941312 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,000 shares

Expires 2021-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Not applicable to non-qualified stock option grant.

Read SEC document
May 21, 2018 Filed May 21, 2018 13:29 UTC Exercise / conversionNon-Qualified Stock Option · Derivative 3,000 Not disclosed Strike: $7.05 Not disclosed
Disclosure

SEC source: 0001144204-18-030011 · tv494721_4.xml · derivative · entry 5

SCHENIAN DALE H · CIK 0000941312 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

Underlying: Common Stock · 3,000 shares

Expires 2020-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Not applicable to non-qualified stock option grant.

Read SEC document
May 21, 2018 Filed May 21, 2018 13:29 UTC Exercise / conversionNon-Qualified Stock Option · Derivative 3,000 Not disclosed Strike: $6.66 Not disclosed
Disclosure

SEC source: 0001144204-18-030011 · tv494721_4.xml · derivative · entry 4

SCHENIAN DALE H · CIK 0000941312 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

Underlying: Common Stock · 3,000 shares

Expires 2019-02-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Not applicable to non-qualified stock option grant.

Read SEC document
May 21, 2018 Filed May 21, 2018 13:29 UTC Exercise / conversionCommon Stock 3,000 $13.30 $39,900.00
Disclosure

SEC source: 0001144204-18-030011 · tv494721_4.xml · nonDerivative · entry 3

SCHENIAN DALE H · CIK 0000941312 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 509,846

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 21, 2018 Filed May 21, 2018 13:29 UTC Exercise / conversionCommon Stock 3,000 $7.05 $21,150.00
Disclosure

SEC source: 0001144204-18-030011 · tv494721_4.xml · nonDerivative · entry 2

SCHENIAN DALE H · CIK 0000941312 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 506,846

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 21, 2018 Filed May 21, 2018 13:29 UTC Exercise / conversionCommon Stock 3,000 $6.66 $19,980.00
Disclosure

SEC source: 0001144204-18-030011 · tv494721_4.xml · nonDerivative · entry 1

SCHENIAN DALE H · CIK 0000941312 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 503,846

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 31, 2018 Filed Feb 11, 2019 11:39 UTC
SAMPSON RANDALL DDirector · President & CEO · 10% owner
PurchaseCOMMON STOCK 300 $15.15 $4,545.00
Disclosure

SEC source: 0001144204-19-006074 · tv513036_5.xml · nonDerivative · entry 1

SAMPSON RANDALL D · CIK 0001042527 · Director · President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 238,981

Read SEC document
March 31, 2018 Filed Feb 11, 2019 16:40 UTC
WOLF ROBERTChief Financial Officer
PurchaseCOMMON STOCK 158 $15.15 $2,393.70
Disclosure

SEC source: 0001144204-19-006075 · tv513037_5.xml · nonDerivative · entry 1

WOLF ROBERT · CIK 0001241730 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,271

Read SEC document
March 19, 2018 Filed Mar 21, 2018 17:09 UTC
SAMPSON RANDALL DDirector · President and CEO · 10% owner
Tax withholdingCommon Stock 389 $15.60 $6,068.40
Disclosure

SEC source: 0001144204-18-016200 · tv489193_form4.xml · nonDerivative · entry 1

SAMPSON RANDALL D · CIK 0001042527 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 238,681

F1 · shares: The reporting person has elected to satisfy his tax withholding obligation in connection with the vesting of a prior deferred stock grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant.

Read SEC document
March 01, 2018 Filed Mar 2, 2018 13:56 UTC
SAMPSON CURTIS ADirector · 10% owner
GiftCommon Stock 53,000 $0.00 $0.00
Disclosure

SEC source: 0001144204-18-012470 · tv487640_4.xml · nonDerivative · entry 4

SAMPSON CURTIS A · CIK 0000941310 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 53,000

F3 · ownership.direct: The stock is owned by the Curtis A. Sampson 2012 Family Irrevocable Trust. The reporting person is a trustee of the Trust and disclaims any beneficial ownership of the stock, except to the extent of the reporting person's pecuniary interest in the shares [held by the trust].

Read SEC document
March 01, 2018 Filed Mar 2, 2018 13:56 UTC
SAMPSON CURTIS ADirector · 10% owner
GiftCommon Stock 2,000 $0.00 $0.00
Disclosure

SEC source: 0001144204-18-012470 · tv487640_4.xml · nonDerivative · entry 2

SAMPSON CURTIS A · CIK 0000941310 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 344,000

F1 · ownership.direct: The stock is owned by Marian Arlis Sampson 2012 Irrevocable Trust. The reporting person is a trustee of the Trust and disclaims any beneficial ownership of the stock, except to the extent of the reporting person's pecuniary interest in the shares [held by the trust].

Read SEC document
March 01, 2018 Filed Mar 2, 2018 13:56 UTC
SAMPSON CURTIS ADirector · 10% owner
GiftCommon Stock 55,000 $0.00 $0.00
Disclosure

SEC source: 0001144204-18-012470 · tv487640_4.xml · nonDerivative · entry 1

SAMPSON CURTIS A · CIK 0000941310 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 453,403

Read SEC document
January 31, 2018 Filed Jan 31, 2018 14:42 UTC
SAMPSON CURTIS ADirector · 10% owner
Exercise / conversionNon-Qualified Stock Option · Derivative 3,000 Not disclosed Strike: $11.35 Not disclosed
Disclosure

SEC source: 0001144204-18-004858 · v484543_4.xml · derivative · entry 4

SAMPSON CURTIS A · CIK 0000941310 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,000

Underlying: Common Stock · 3,000 shares

Expires 2018-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Not applicable to non-qualified stock option grant.

Read SEC document
January 31, 2018 Filed Jan 31, 2018 14:42 UTC
SAMPSON CURTIS ADirector · 10% owner
Exercise / conversionCommon Stock 3,000 $11.35 $34,050.00
Disclosure

SEC source: 0001144204-18-004858 · v484543_4.xml · nonDerivative · entry 1

SAMPSON CURTIS A · CIK 0000941310 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 508,403

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 23, 2018 Filed Jan 23, 2018 12:17 UTC Exercise / conversionNon-Qualified Stock Option · Derivative 3,000 Not disclosed Strike: $11.35 Not disclosed
Disclosure

SEC source: 0001144204-18-003191 · tv483856_form4.xml · derivative · entry 2

SCHENIAN DALE H · CIK 0000941312 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,000

Underlying: Common Stock · 3,000 shares

Expires 2018-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Not applicable to non-qualified stock option grant.

Read SEC document
January 23, 2018 Filed Jan 23, 2018 12:17 UTC Exercise / conversionCommon Stock 3,000 $11.35 $34,050.00
Disclosure

SEC source: 0001144204-18-003191 · tv483856_form4.xml · nonDerivative · entry 1

SCHENIAN DALE H · CIK 0000941312 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500,846

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 12, 2018 Filed Jan 16, 2018 22:20 UTC Exercise / conversionNon-Qualified Stock Option · Derivative 3,000 Not disclosed Strike: $13.30 Not disclosed
Disclosure

SEC source: 0001144204-18-002316 · tv483420_form4.xml · derivative · entry 8

OFFERMAN CARIN J · CIK 0001189759 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,000 shares

Expires 2021-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Not applicable to non-qualified stock option grant.

Read SEC document
January 12, 2018 Filed Jan 16, 2018 22:20 UTC Exercise / conversionNon-Qualified Stock Option · Derivative 3,000 Not disclosed Strike: $7.05 Not disclosed
Disclosure

SEC source: 0001144204-18-002316 · tv483420_form4.xml · derivative · entry 7

OFFERMAN CARIN J · CIK 0001189759 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

Underlying: Common Stock · 3,000 shares

Expires 2020-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Not applicable to non-qualified stock option grant.

Read SEC document
January 12, 2018 Filed Jan 16, 2018 22:20 UTC Exercise / conversionNon-Qualified Stock Option · Derivative 3,000 Not disclosed Strike: $6.66 Not disclosed
Disclosure

SEC source: 0001144204-18-002316 · tv483420_form4.xml · derivative · entry 6

OFFERMAN CARIN J · CIK 0001189759 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

Underlying: Common Stock · 3,000 shares

Expires 2019-02-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Not applicable to non-qualified stock option grant.

Read SEC document
January 12, 2018 Filed Jan 16, 2018 22:20 UTC Exercise / conversionNon-Qualified Stock Option · Derivative 3,000 Not disclosed Strike: $11.35 Not disclosed
Disclosure

SEC source: 0001144204-18-002316 · tv483420_form4.xml · derivative · entry 5

OFFERMAN CARIN J · CIK 0001189759 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,000

Underlying: Common Stock · 3,000 shares

Expires 2018-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Not applicable to non-qualified stock option grant.

Read SEC document
January 12, 2018 Filed Jan 16, 2018 22:20 UTC Exercise / conversionCommon Stock 3,000 $13.30 $39,900.00
Disclosure

SEC source: 0001144204-18-002316 · tv483420_form4.xml · nonDerivative · entry 4

OFFERMAN CARIN J · CIK 0001189759 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,048

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 12, 2018 Filed Jan 16, 2018 22:20 UTC Exercise / conversionCommon Stock 3,000 $7.05 $21,150.00
Disclosure

SEC source: 0001144204-18-002316 · tv483420_form4.xml · nonDerivative · entry 3

OFFERMAN CARIN J · CIK 0001189759 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,048

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 12, 2018 Filed Jan 16, 2018 22:20 UTC Exercise / conversionCommon Stock 3,000 $6.66 $19,980.00
Disclosure

SEC source: 0001144204-18-002316 · tv483420_form4.xml · nonDerivative · entry 2

OFFERMAN CARIN J · CIK 0001189759 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,048

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 12, 2018 Filed Jan 16, 2018 22:20 UTC Exercise / conversionCommon Stock 3,000 $11.35 $34,050.00
Disclosure

SEC source: 0001144204-18-002316 · tv483420_form4.xml · nonDerivative · entry 1

OFFERMAN CARIN J · CIK 0001189759 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,048

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2017 Filed Feb 5, 2018 14:29 UTC
SAMPSON RANDALL DDirector · President & CEO · 10% owner
PurchaseCOMMON STOCK 57 $16.25 $926.25
Disclosure

SEC source: 0001144204-18-005664 · tv484895_form5.xml · nonDerivative · entry 4

SAMPSON RANDALL D · CIK 0001042527 · Director · President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 244,848

Read SEC document
December 31, 2017 Filed Mar 21, 2018 17:11 UTC Amendment
SAMPSON RANDALL DDirector · President & CEO · 10% owner
PurchaseCOMMON STOCK 57 $16.25 $926.25
Disclosure

SEC source: 0001144204-18-016203 · tv487236_form5a.xml · nonDerivative · entry 4

SAMPSON RANDALL D · CIK 0001042527 · Director · President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 239,070

F1 · balance_after: The original Form 5 filing indicated an incorrect amount of securities beneficially owned following reported transaction

Read SEC document
December 28, 2017 Filed Feb 5, 2018 14:29 UTC
SAMPSON RANDALL DDirector · President & CEO · 10% owner
GiftCOMMON STOCK 2,500 $15.97 $39,912.50
Disclosure

SEC source: 0001144204-18-005664 · tv484895_form5.xml · nonDerivative · entry 3

SAMPSON RANDALL D · CIK 0001042527 · Director · President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 244,791

F1 · price: Average high and low share price for 12/28/17

Read SEC document
December 28, 2017 Filed Mar 21, 2018 17:11 UTC Amendment
SAMPSON RANDALL DDirector · President & CEO · 10% owner
GiftCOMMON STOCK 2,500 $0.00 $0.00
Disclosure

SEC source: 0001144204-18-016203 · tv487236_form5a.xml · nonDerivative · entry 3

SAMPSON RANDALL D · CIK 0001042527 · Director · President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 239,013

F1 · balance_after: The original Form 5 filing indicated an incorrect amount of securities beneficially owned following reported transaction

Read SEC document
December 05, 2017 Filed Dec 6, 2017 21:13 UTC Exercise / conversionNon-Qualified Stock Option · Derivative 158 Not disclosed Strike: $11.35 Not disclosed
Disclosure

SEC source: 0001144204-17-062608 · v480918_4.xml · derivative · entry 11

Dahlberg Burton F · CIK 0001293354 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

Underlying: Common Stock · 158 shares

Expires 2018-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Not applicable to stock option grants

Read SEC document
December 05, 2017 Filed Dec 6, 2017 21:13 UTC SaleCommon Stock 158 $17.20 $2,717.60
Disclosure

SEC source: 0001144204-17-062608 · v480918_4.xml · nonDerivative · entry 9

Dahlberg Burton F · CIK 0001293354 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,821

Read SEC document
December 04, 2017 Filed Dec 6, 2017 21:13 UTC Exercise / conversionNon-Qualified Stock Option · Derivative 2,842 Not disclosed Strike: $11.35 Not disclosed
Disclosure

SEC source: 0001144204-17-062608 · v480918_4.xml · derivative · entry 10

Dahlberg Burton F · CIK 0001293354 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,158

Underlying: Common Stock · 2,842 shares

Expires 2018-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Not applicable to stock option grants

Read SEC document
December 04, 2017 Filed Dec 6, 2017 21:13 UTC SaleCommon Stock 520 $17.00 $8,840.00
Disclosure

SEC source: 0001144204-17-062608 · v480918_4.xml · nonDerivative · entry 8

Dahlberg Burton F · CIK 0001293354 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,979

Read SEC document
December 04, 2017 Filed Dec 6, 2017 21:13 UTC SaleCommon Stock 950 $17.05 $16,197.50
Disclosure

SEC source: 0001144204-17-062608 · v480918_4.xml · nonDerivative · entry 7

Dahlberg Burton F · CIK 0001293354 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,499

Read SEC document
December 04, 2017 Filed Dec 6, 2017 21:13 UTC SaleCommon Stock 1,300 $17.10 $22,230.00
Disclosure

SEC source: 0001144204-17-062608 · v480918_4.xml · nonDerivative · entry 6

Dahlberg Burton F · CIK 0001293354 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,449

Read SEC document
December 04, 2017 Filed Dec 6, 2017 21:13 UTC SaleCommon Stock 72 $17.11 $1,231.56
Disclosure

SEC source: 0001144204-17-062608 · v480918_4.xml · nonDerivative · entry 5

Dahlberg Burton F · CIK 0001293354 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,749

Read SEC document
December 04, 2017 Filed Dec 6, 2017 21:13 UTC Exercise / conversionCommon Stock 3,000 $11.35 $34,050.00
Disclosure

SEC source: 0001144204-17-062608 · v480918_4.xml · nonDerivative · entry 4

Dahlberg Burton F · CIK 0001293354 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,821

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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December 04, 2017 Filed Dec 6, 2017 21:13 UTC SaleCommon Stock 2,788 $16.00 $44,594.06
Disclosure

SEC source: 0001144204-17-062608 · v480918_4.xml · nonDerivative · entry 3

Dahlberg Burton F · CIK 0001293354 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,821

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December 04, 2017 Filed Dec 6, 2017 21:13 UTC SaleCommon Stock 100 $16.20 $1,620.00
Disclosure

SEC source: 0001144204-17-062608 · v480918_4.xml · nonDerivative · entry 2

Dahlberg Burton F · CIK 0001293354 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,609

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.