Tapewire

Nasdaq · USD

CPHC

Canterbury Park Holding Corp

Export transactions ↓
Tapewire entity
6889
SEC CIK
0001672909
Parsed reports
155

Last 12 months

Inside the activity.

1 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202510
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 17, 2021 Filed Feb 19, 2021 20:29 UTC
Dehmer Randy JChief Financial Officer
GrantCommon Stock 1,800 $0.00 $0.00
Disclosure

SEC source: 0001672909-21-000002 · primary_doc.xml · nonDerivative · entry 1

Dehmer Randy J · CIK 0001778622 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,296

F1 · shares: Deferred stock awards vest 100% in February 2022.

Read SEC document
December 10, 2020 Filed Dec 10, 2020 16:51 UTC
SAMPSON RANDALL DDirector · President and CEO · 10% owner
Tax withholdingCommon Stock 1,560 $12.58 $19,624.80
Disclosure

SEC source: 0001672909-20-000046 · primary_doc.xml · nonDerivative · entry 1

SAMPSON RANDALL D · CIK 0001042527 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 268,980

F1 · shares: The reporting person has elected to satisfy his tax withholding obligation in connection with the vesting of a prior deferred stock grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant.

Read SEC document
December 10, 2020 Filed Dec 10, 2020 21:55 UTC
Dehmer Randy JChief Financial Officer
Tax withholdingCommon Stock 1,002 $12.58 $12,605.16
Disclosure

SEC source: 0001672909-20-000047 · primary_doc.xml · nonDerivative · entry 1

Dehmer Randy J · CIK 0001778622 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,755

F1 · shares: The reporting person has elected to satisfy his tax withholding obligation in connection with the vesting of a prior deferred stock grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant.

Read SEC document
December 10, 2020 Filed Dec 16, 2020 15:55 UTC Amendment
SAMPSON RANDALL DDirector · President and CEO · 10% owner
Tax withholdingCommon Stock 1,560 $12.43 $19,390.80
Disclosure

SEC source: 0001672909-20-000048 · primary_doc.xml · nonDerivative · entry 1

SAMPSON RANDALL D · CIK 0001042527 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 268,980

F1 · shares: The reporting person has elected to satisfy his tax withholding obligation in connection with the vesting of a prior deferred stock grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant.

F4 · price: Amendment to original filing is due to an oversight in Table I - Box 4 as the price of securities disposed was incorrect. The correct price was $12.43.

Read SEC document
December 10, 2020 Filed Dec 16, 2020 21:01 UTC Amendment
Dehmer Randy JChief Financial Officer
Tax withholdingCommon Stock 1,000 $12.43 $12,430.00
Disclosure

SEC source: 0001672909-20-000049 · primary_doc.xml · nonDerivative · entry 1

Dehmer Randy J · CIK 0001778622 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,757

F1 · shares: The reporting person has elected to satisfy his tax withholding obligation in connection with the vesting of a prior deferred stock grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant.

F2 · price: Amendment to original filing is due to an oversight in Table I - Box 4 as the price of securities disposed was incorrect. The correct price was $12.43.

Read SEC document
October 01, 2020 Filed Oct 5, 2020 17:31 UTC GrantCommon Stock 2,098 $0.00 $0.00
Disclosure

SEC source: 0001672909-20-000037 · primary_doc.xml · nonDerivative · entry 1

Chronister Mark · CIK 0001825499 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,098

F1 · shares: Deferred stock award vesting the first business day prior to the Company's 2021 Annual Meeting of Shareholders, but not delivered until one year from the vesting date. The number of shares to be issued was determined based on the closing price of $12.07 as of October 1, 2020.

Read SEC document
June 25, 2020 Filed Jun 26, 2020 16:30 UTC
SCHENIAN DALE HDirector · 10% owner
GrantCommon Stock 3,613 $0.00 $0.00
Disclosure

SEC source: 0001672909-20-000025 · primary_doc.xml · nonDerivative · entry 1

SCHENIAN DALE H · CIK 0000941312 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 523,677

F1 · shares: Deferred stock award vesting June 25, 2021, but not delivered until June 5, 2022. The number of shares to be issued was determined based on the closing price of $11.07 as of June 25, 2020.

F2 · ownership.direct: Includes 33,000 shares held by spouse.

Read SEC document
June 25, 2020 Filed Jun 26, 2020 20:45 UTC GrantCommon Stock 4,065 $0.00 $0.00
Disclosure

SEC source: 0001672909-20-000027 · primary_doc.xml · nonDerivative · entry 1

Bausch Maureen Hooley · CIK 0001790336 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,659

F1 · shares: Deferred stock award vesting June 25, 2021, but not delivered until June 25, 2022. The number of shares to be issued was determined based on the closing price of $11.07 as of June 25, 2020.

Read SEC document
June 25, 2020 Filed Jun 26, 2020 20:40 UTC GrantCommon Stock 4,426 $0.00 $0.00
Disclosure

SEC source: 0001672909-20-000026 · primary_doc.xml · nonDerivative · entry 1

Himle John Stefan · CIK 0001790337 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,020

F1 · shares: Deferred stock award vesting June 25, 2021, but not delivered until June 25, 2022. The number of shares to be issued was determined based on the closing price of $11.07 as of June 25, 2020.

Read SEC document
June 25, 2020 Filed Jun 26, 2020 20:11 UTC GrantCommon Stock 5,871 $0.00 $0.00
Disclosure

SEC source: 0001672909-20-000024 · primary_doc.xml · nonDerivative · entry 1

OFFERMAN CARIN J · CIK 0001189759 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,422

F1 · shares: Deferred stock award vesting June 25, 2021, but not delivered until June 25, 2022. The number of shares to be issued was determined based on the closing price of $11.07 as of June 25, 2020.

Read SEC document
June 25, 2020 Filed Jun 29, 2020 11:07 UTC
SAMPSON RANDALL DDirector · President and CEO · 10% owner
GrantCommon Stock 8,500 $0.00 $0.00
Disclosure

SEC source: 0001672909-20-000029 · primary_doc.xml · nonDerivative · entry 1

SAMPSON RANDALL D · CIK 0001042527 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 270,540

F1 · shares: Deferred stock awards vest 60% in December 2020, 20% in March 2022, and 20% in March 2023.

Read SEC document
June 25, 2020 Filed Jun 29, 2020 14:58 UTC
Dehmer Randy JChief Financial Officer
GrantCommon Stock 5,500 $0.00 $0.00
Disclosure

SEC source: 0001672909-20-000028 · primary_doc.xml · nonDerivative · entry 1

Dehmer Randy J · CIK 0001778622 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,757

F1 · shares: Deferred stock awards vest 60% in December 2020, 20% in March 2022, and 20% in March 2023.

Read SEC document
March 06, 2020 Filed Mar 10, 2020 12:57 UTC
SAMPSON RANDALL DDirector · President and CEO · 10% owner
Tax withholdingCommon Stock 2,373 $11.00 $26,103.00
Disclosure

SEC source: 0001672909-20-000004 · primary_doc.xml · nonDerivative · entry 2

SAMPSON RANDALL D · CIK 0001042527 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 262,040

F1 · shares: The reporting person has elected to satisfy his tax withholding obligation in connection with a deferred stock grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant.

Read SEC document
March 06, 2020 Filed Mar 10, 2020 12:57 UTC
SAMPSON RANDALL DDirector · President and CEO · 10% owner
Exercise / conversionCommon Stock 7,133 $11.00 $78,463.00
Disclosure

SEC source: 0001672909-20-000004 · primary_doc.xml · nonDerivative · entry 1

SAMPSON RANDALL D · CIK 0001042527 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 264,413

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 24, 2020 Filed Feb 26, 2020 12:39 UTC
SAMPSON RANDALL DDirector · President and CEO · 10% owner
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 15,000 $0.00 Strike: $8.28 $0.00
Disclosure

SEC source: 0001672909-20-000003 · primary_doc.xml · derivative · entry 4

SAMPSON RANDALL D · CIK 0001042527 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,000 shares

Expires 2020-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 24, 2020 Filed Feb 26, 2020 12:39 UTC
SAMPSON RANDALL DDirector · President and CEO · 10% owner
Tax withholdingCommon Stock 9,920 $12.52 $124,198.40
Disclosure

SEC source: 0001672909-20-000003 · primary_doc.xml · nonDerivative · entry 2

SAMPSON RANDALL D · CIK 0001042527 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 257,280

Read SEC document
February 24, 2020 Filed Feb 26, 2020 12:39 UTC
SAMPSON RANDALL DDirector · President and CEO · 10% owner
Exercise / conversionCommon Stock 15,000 $8.28 $124,200.00
Disclosure

SEC source: 0001672909-20-000003 · primary_doc.xml · nonDerivative · entry 1

SAMPSON RANDALL D · CIK 0001042527 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 267,200

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2019 Filed Jan 29, 2020 11:36 UTC
SAMPSON RANDALL DDirector · President and CEO · 10% owner
PurchaseCommon Stock 4 $12.40 $49.60
Disclosure

SEC source: 0001672909-20-000002 · primary_doc.xml · nonDerivative · entry 4

SAMPSON RANDALL D · CIK 0001042527 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 611,200

Read SEC document
December 31, 2019 Filed Jan 29, 2020 16:24 UTC
Dehmer Randy JChief Financial Officer
PurchaseCommon Stock 111 $12.40 $1,376.40
Disclosure

SEC source: 0001672909-20-000001 · primary_doc.xml · nonDerivative · entry 4

Dehmer Randy J · CIK 0001778622 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,257

Read SEC document
December 31, 2019 Filed Jan 29, 2020 16:24 UTC
Dehmer Randy JChief Financial Officer
PurchaseCommon Stock 246 $10.54 $2,592.84
Disclosure

SEC source: 0001672909-20-000001 · primary_doc.xml · nonDerivative · entry 3

Dehmer Randy J · CIK 0001778622 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,146

F1 · shares: These shares were acquired pursuant to Canterbury Park Holding Corporations's Employee Stock Purchase Plan (ESPP). The shares were acquired in transactions exempt from Section 16b-3.

Read SEC document
October 04, 2019 Filed Oct 7, 2019 11:30 UTC
SAMPSON CURTIS ADirector · 10% owner
Exercise / conversionNon-Qualified Stock Option · Derivative 3,000 Not disclosed Strike: $7.05 Not disclosed
Disclosure

SEC source: 0001672909-19-000030 · primary_doc.xml · derivative · entry 6

SAMPSON CURTIS A · CIK 0000941310 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

Underlying: Common Stock · 3,000 shares

Expires 2020-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · price: Not applicable to non-qualified stock option grant.

Read SEC document
October 04, 2019 Filed Oct 7, 2019 11:30 UTC
SAMPSON CURTIS ADirector · 10% owner
Exercise / conversionCommon Stock 3,000 $7.05 $21,150.00
Disclosure

SEC source: 0001672909-19-000030 · primary_doc.xml · nonDerivative · entry 1

SAMPSON CURTIS A · CIK 0000941310 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 261,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.direct: The stock is owned by the Curtis A. Sampson Revocable Trust. The reporting person is a trustee of the Trust and disclaims any beneficial ownership of the stock, except to the extent of the reporting person's pecuniary interest in the shares [held by the trust].

Read SEC document
October 03, 2019 Filed Oct 7, 2019 15:56 UTC GrantCommon Stock 1,594 $0.00 $0.00
Disclosure

SEC source: 0001672909-19-000032 · primary_doc.xml · nonDerivative · entry 1

Bausch Maureen Hooley · CIK 0001790336 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,594

F1 · shares: Deferred stock award vesting June 5, 2020, but not delivered until June 5, 2021. The number of shares to be issued was determined based on the closing price of $12.54 as of October 3, 2019.

Read SEC document
October 03, 2019 Filed Oct 7, 2019 15:53 UTC GrantCommon Stock 1,594 $0.00 $0.00
Disclosure

SEC source: 0001672909-19-000031 · primary_doc.xml · nonDerivative · entry 1

Himle John Stefan · CIK 0001790337 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,594

F1 · shares: Deferred stock award vesting June 5, 2020, but not delivered until June 5, 2021. The number of shares to be issued was determined based on the closing price of $12.54 as of October 3, 2019.

Read SEC document
September 30, 2019 Filed Jan 29, 2020 11:36 UTC
SAMPSON RANDALL DDirector · President and CEO · 10% owner
PurchaseCommon Stock 186 $12.40 $2,306.40
Disclosure

SEC source: 0001672909-20-000002 · primary_doc.xml · nonDerivative · entry 3

SAMPSON RANDALL D · CIK 0001042527 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 611,196

Read SEC document
September 30, 2019 Filed Jan 29, 2020 16:24 UTC
Dehmer Randy JChief Financial Officer
PurchaseCommon Stock 130 $12.40 $1,612.00
Disclosure

SEC source: 0001672909-20-000001 · primary_doc.xml · nonDerivative · entry 2

Dehmer Randy J · CIK 0001778622 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 900

Read SEC document
September 10, 2019 Filed Sep 11, 2019 22:06 UTC
Dehmer Randy JCFO/Vice President of Finance
PurchaseCommon Stock 250 $12.02 $3,005.00
Disclosure

SEC source: 0001672909-19-000027 · primary_doc.xml · nonDerivative · entry 1

Dehmer Randy J · CIK 0001778622 · CFO/Vice President of Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 750

Read SEC document
July 02, 2019 Filed Jul 2, 2019 18:28 UTC
Dehmer Randy JCFO/Vice President of Finance
PurchaseCommon Stock 500 $12.20 $6,100.00
Disclosure

SEC source: 0001672909-19-000022 · primary_doc.xml · nonDerivative · entry 1

Dehmer Randy James · CIK 0001778622 · CFO/Vice President of Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500

Read SEC document
June 30, 2019 Filed Jan 29, 2020 11:36 UTC
SAMPSON RANDALL DDirector · President and CEO · 10% owner
PurchaseCommon Stock 158 $12.49 $1,973.42
Disclosure

SEC source: 0001672909-20-000002 · primary_doc.xml · nonDerivative · entry 2

SAMPSON RANDALL D · CIK 0001042527 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 611,010

Read SEC document
June 30, 2019 Filed Jan 29, 2020 16:24 UTC
Dehmer Randy JChief Financial Officer
PurchaseCommon Stock 20 $12.49 $249.80
Disclosure

SEC source: 0001672909-20-000001 · primary_doc.xml · nonDerivative · entry 1

Dehmer Randy J · CIK 0001778622 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 770

Read SEC document
June 24, 2019 Filed Jun 27, 2019 16:57 UTC
SCHENIAN DALE HDirector · 10% owner
PurchaseCommon Stock 400 $12.79 $5,116.00
Disclosure

SEC source: 0001672909-19-000021 · primary_doc.xml · nonDerivative · entry 2

SCHENIAN DALE H · CIK 0000941312 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 520,064

F1 · ownership.direct: Includes 33,000 shares held by spouse.

Read SEC document
June 24, 2019 Filed Jun 27, 2019 16:57 UTC
SCHENIAN DALE HDirector · 10% owner
PurchaseCommon Stock 1,200 $12.93 $15,516.00
Disclosure

SEC source: 0001672909-19-000021 · primary_doc.xml · nonDerivative · entry 1

SCHENIAN DALE H · CIK 0000941312 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 519,664

F1 · ownership.direct: Includes 33,000 shares held by spouse.

Read SEC document
June 20, 2019 Filed Jun 24, 2019 12:16 UTC
SCHENIAN DALE HDirector · 10% owner
PurchaseCommon Stock 3,400 $12.96 $44,064.00
Disclosure

SEC source: 0001672909-19-000020 · primary_doc.xml · nonDerivative · entry 1

SCHENIAN DALE H · CIK 0000941312 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 518,464

F1 · ownership.direct: Includes 33,000 shares held by spouse.

Read SEC document
June 05, 2019 Filed Jun 7, 2019 15:22 UTC
SCHENIAN DALE HDirector · 10% owner
GrantCommon Stock 2,354 $0.00 $0.00
Disclosure

SEC source: 0001672909-19-000018 · primary_doc.xml · nonDerivative · entry 1

SCHENIAN DALE H · CIK 0000941312 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 515,064

F1 · shares: Deferred stock award vesting June 5, 2020, but not delivered until June 5, 2021. The number of shares to be issued was determined based on the closing price of $12.74 as of June 5, 2019.

F2 · ownership.direct: Includes 33,000 shares held by spouse.

Read SEC document
June 05, 2019 Filed Jun 7, 2019 15:05 UTC
SAMPSON CURTIS ADirector · 10% owner
GrantCommon Stock 2,354 $0.00 $0.00
Disclosure

SEC source: 0001672909-19-000016 · primary_doc.xml · nonDerivative · entry 1

SAMPSON CURTIS A · CIK 0000941310 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 202,621

F1 · shares: Deferred stock award vesting June 5, 2020, but not delivered until June 5, 2021. The number of shares to be issued was determined based on the closing price of $12.74 as of June 5, 2019.

Read SEC document
June 05, 2019 Filed Jun 7, 2019 19:30 UTC GrantCommon Stock 2,354 $0.00 $0.00
Disclosure

SEC source: 0001672909-19-000019 · primary_doc.xml · nonDerivative · entry 1

Dahlberg Burton F · CIK 0001293354 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,133

F1 · shares: Deferred stock award vesting June 5, 2020, but not delivered until June 5, 2021. The number of shares to be issued was determined based on the closing price of $12.74 as of June 5, 2019.

Read SEC document
June 05, 2019 Filed Jun 7, 2019 19:17 UTC GrantCommon Stock 2,354 $0.00 $0.00
Disclosure

SEC source: 0001672909-19-000017 · primary_doc.xml · nonDerivative · entry 1

OFFERMAN CARIN J · CIK 0001189759 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,266

F1 · shares: Deferred stock award vesting June 5, 2020, but not delivered until June 5, 2021. The number of shares to be issued was determined based on the closing price of $12.74 as of June 5, 2019.

Read SEC document
April 15, 2019 Filed Apr 16, 2019 16:19 UTC SaleCommon Stock 669 $14.50 $9,700.50
Disclosure

SEC source: 0001144204-19-019840 · tv519011_4.xml · nonDerivative · entry 1

Dahlberg Burton F · CIK 0001293354 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,779

Read SEC document
April 11, 2019 Filed Apr 11, 2019 20:53 UTC SaleCommon Stock 336 $14.50 $4,872.00
Disclosure

SEC source: 0001144204-19-019322 · tv518794_4.xml · nonDerivative · entry 2

Dahlberg Burton F · CIK 0001293354 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,922

Read SEC document
April 11, 2019 Filed Apr 16, 2019 16:17 UTC Amendment SaleCommon Stock 336 $14.50 $4,872.00
Disclosure

SEC source: 0001144204-19-019838 · tv519012_4a.xml · nonDerivative · entry 2

Dahlberg Burton F · CIK 0001293354 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,448

F1 · balance_after: Amendment to original filing is due to an oversight in Table I - Box 5 as the amount of securities beneficially owned was overstated. As of April 11, 2019, the correct amount is 17,448.

Read SEC document
April 09, 2019 Filed Apr 11, 2019 20:53 UTC SaleCommon Stock 901 $14.15 $12,749.15
Disclosure

SEC source: 0001144204-19-019322 · tv518794_4.xml · nonDerivative · entry 1

Dahlberg Burton F · CIK 0001293354 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,586

Read SEC document
April 09, 2019 Filed Apr 16, 2019 16:17 UTC Amendment SaleCommon Stock 901 $14.15 $12,749.15
Disclosure

SEC source: 0001144204-19-019838 · tv519012_4a.xml · nonDerivative · entry 1

Dahlberg Burton F · CIK 0001293354 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,784

Read SEC document
March 31, 2019 Filed Jan 29, 2020 11:36 UTC
SAMPSON RANDALL DDirector · President and CEO · 10% owner
PurchaseCommon Stock 279 $14.52 $4,051.08
Disclosure

SEC source: 0001672909-20-000002 · primary_doc.xml · nonDerivative · entry 1

SAMPSON RANDALL D · CIK 0001042527 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 610,852

Read SEC document
March 08, 2019 Filed Mar 12, 2019 15:35 UTC
SAMPSON RANDALL DDirector · President and CEO · 10% owner
Tax withholdingCommon Stock 1,495 $14.10 $21,079.50
Disclosure

SEC source: 0001144204-19-013496 · tv516070_4.xml · nonDerivative · entry 2

SAMPSON RANDALL D · CIK 0001042527 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 251,573

F2 · shares: The reporting person has elected to satisfy his tax withholding obligation in connection with a deferred stock grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant.

Read SEC document
March 08, 2019 Filed Mar 12, 2019 15:35 UTC
SAMPSON RANDALL DDirector · President and CEO · 10% owner
Exercise / conversionCommon Stock 4,722 $14.10 $66,580.20
Disclosure

SEC source: 0001144204-19-013496 · tv516070_4.xml · nonDerivative · entry 1

SAMPSON RANDALL D · CIK 0001042527 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 253,068

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2019 Filed Feb 1, 2019 14:12 UTC
SAMPSON CURTIS ADirector · 10% owner
Exercise / conversionNon-Qualified Stock Option · Derivative 3,000 Not disclosed Strike: $6.66 Not disclosed
Disclosure

SEC source: 0001144204-19-004392 · tv512268_4.xml · derivative · entry 5

SAMPSON CURTIS A · CIK 0000941310 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

Underlying: Common Stock · 3,000 shares

Expires 2019-02-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: Not applicable to non-qualified stock option grant.

Read SEC document
February 01, 2019 Filed Feb 1, 2019 14:12 UTC
SAMPSON CURTIS ADirector · 10% owner
Exercise / conversionCommon Stock 3,000 $6.66 $19,980.00
Disclosure

SEC source: 0001144204-19-004392 · tv512268_4.xml · nonDerivative · entry 1

SAMPSON CURTIS A · CIK 0000941310 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 458,267

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 29, 2019 Filed Jan 31, 2019 16:11 UTC
SAMPSON RANDALL DDirector · President and CEO · 10% owner
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 15,000 $0.00 Strike: $6.00 $0.00
Disclosure

SEC source: 0001144204-19-004070 · tv512144_4.xml · derivative · entry 4

SAMPSON RANDALL D · CIK 0001042527 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,000 shares

Expires 2019-04-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 29, 2019 Filed Jan 31, 2019 16:11 UTC
SAMPSON RANDALL DDirector · President and CEO · 10% owner
Tax withholdingCommon Stock 5,863 $15.35 $89,997.05
Disclosure

SEC source: 0001144204-19-004070 · tv512144_4.xml · nonDerivative · entry 2

SAMPSON RANDALL D · CIK 0001042527 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 248,346

Read SEC document
January 29, 2019 Filed Jan 31, 2019 16:11 UTC
SAMPSON RANDALL DDirector · President and CEO · 10% owner
Exercise / conversionCommon Stock 15,000 $6.00 $90,000.00
Disclosure

SEC source: 0001144204-19-004070 · tv512144_4.xml · nonDerivative · entry 1

SAMPSON RANDALL D · CIK 0001042527 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 254,209

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.