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COTY

COTY INC.

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4357
SEC CIK
0001024305
Parsed reports
432

Last 12 months

Inside the activity.

2 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202610
Mar 202610
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 15, 2023 Filed Nov 17, 2023 21:47 UTC GrantRestricted Stock Units · Derivative 25,000 $0.00 $0.00
Disclosure

SEC source: 0001024305-23-000106 · wk-form4_1700257633.xml · derivative · entry 1

Lubomira Rochet · CIK 0001859541 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,293

Underlying: Class A common stock · 25,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Upon vesting, each Restricted Stock Unit will settle for one share of Class A common stock of the Issuer. Each Restricted Stock Unit vests on November 15, 2028, subject to certain vesting conditions and exceptions.

F1 · derivative.exercise_date: Upon vesting, each Restricted Stock Unit will settle for one share of Class A common stock of the Issuer. Each Restricted Stock Unit vests on November 15, 2028, subject to certain vesting conditions and exceptions.

F1 · derivative.expiration_date: Upon vesting, each Restricted Stock Unit will settle for one share of Class A common stock of the Issuer. Each Restricted Stock Unit vests on November 15, 2028, subject to certain vesting conditions and exceptions.

Read SEC document
November 15, 2023 Filed Nov 17, 2023 21:45 UTC GrantRestricted Stock Units · Derivative 25,000 $0.00 $0.00
Disclosure

SEC source: 0001024305-23-000105 · wk-form4_1700257534.xml · derivative · entry 1

Makanju Anna Adeola · CIK 0001838276 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 88,287

Underlying: Class A common stock · 25,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Upon vesting, each Restricted Stock Unit will settle for one share of Class A common stock of the Issuer. Each Restricted Stock Unit vests on November 15, 2028, subject to certain vesting conditions and exceptions.

F1 · derivative.exercise_date: Upon vesting, each Restricted Stock Unit will settle for one share of Class A common stock of the Issuer. Each Restricted Stock Unit vests on November 15, 2028, subject to certain vesting conditions and exceptions.

F1 · derivative.expiration_date: Upon vesting, each Restricted Stock Unit will settle for one share of Class A common stock of the Issuer. Each Restricted Stock Unit vests on November 15, 2028, subject to certain vesting conditions and exceptions.

Read SEC document
November 15, 2023 Filed Sep 25, 2024 22:47 UTC Amendment
HARF PETERDirector
Exercise / conversionRestricted Stock Units · Derivative 22,657 $0.00 $0.00
Disclosure

SEC source: 0001024305-24-000042 · wk-form4a_1727304421.xml · derivative · entry 4

HARF PETER · CIK 0001223301 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 232,657

Underlying: Class A common stock · 22,657 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Upon vesting, each Restricted Stock Unit settled for one share of Class A Common Stock of the Issuer.

F2 · derivative.exercise_date: Upon vesting, each Restricted Stock Unit settled for one share of Class A Common Stock of the Issuer.

F2 · derivative.expiration_date: Upon vesting, each Restricted Stock Unit settled for one share of Class A Common Stock of the Issuer.

Read SEC document
November 15, 2023 Filed Sep 25, 2024 22:47 UTC Amendment
HARF PETERDirector
GrantRestricted Stock Units · Derivative 45,000 $0.00 $0.00
Disclosure

SEC source: 0001024305-24-000042 · wk-form4a_1727304421.xml · derivative · entry 3

HARF PETER · CIK 0001223301 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 232,657

Underlying: Class A common stock · 45,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Upon vesting, each Restricted Stock Unit settles for one share of Class A Common Stock of the Issuer. The Restricted Stock Units vest on November 15, 2028, subject to certain vesting conditions and exceptions.

F1 · derivative.exercise_date: Upon vesting, each Restricted Stock Unit settles for one share of Class A Common Stock of the Issuer. The Restricted Stock Units vest on November 15, 2028, subject to certain vesting conditions and exceptions.

F1 · derivative.expiration_date: Upon vesting, each Restricted Stock Unit settles for one share of Class A Common Stock of the Issuer. The Restricted Stock Units vest on November 15, 2028, subject to certain vesting conditions and exceptions.

Read SEC document
November 15, 2023 Filed Sep 25, 2024 22:47 UTC Amendment
HARF PETERDirector
Exercise / conversionClass A common stock 22,657 $0.00 $0.00
Disclosure

SEC source: 0001024305-24-000042 · wk-form4a_1727304421.xml · nonDerivative · entry 1

HARF PETER · CIK 0001223301 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,657

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 14, 2023 Filed Sep 25, 2024 22:46 UTC
Mercier LaurentChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 5,333 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001024305-24-000041 · wk-form4_1727304381.xml · derivative · entry 3

Mercier Laurent · CIK 0001846654 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 841,120

Underlying: Class A common stock · 5,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Upon vesting, each Restricted Stock Unit settled for one share of Class A Common Stock of the Issuer.

F2 · price: Upon vesting, each Restricted Stock Unit settled for one share of Class A Common Stock of the Issuer.

F2 · derivative.exercise_date: Upon vesting, each Restricted Stock Unit settled for one share of Class A Common Stock of the Issuer.

F2 · derivative.expiration_date: Upon vesting, each Restricted Stock Unit settled for one share of Class A Common Stock of the Issuer.

Read SEC document
November 14, 2023 Filed Sep 25, 2024 22:46 UTC
Mercier LaurentChief Financial Officer
Tax withholdingClass A common stock 2,614 Not disclosed Not disclosed
Disclosure

SEC source: 0001024305-24-000041 · wk-form4_1727304381.xml · nonDerivative · entry 2

Mercier Laurent · CIK 0001846654 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 248,934

F1 · shares: Represents shares surrendered to the Issuer in connection with the vesting of Restricted Stock Units to satisfy the income tax withholding and remittance obligations of the Reporting Person at a net settlement price equal to the closing price of Class A Common Stock on the New York Stock Exchange on the vesting date and does not represent a sale by the Reporting Person.

F1 · price: Represents shares surrendered to the Issuer in connection with the vesting of Restricted Stock Units to satisfy the income tax withholding and remittance obligations of the Reporting Person at a net settlement price equal to the closing price of Class A Common Stock on the New York Stock Exchange on the vesting date and does not represent a sale by the Reporting Person.

Read SEC document
November 14, 2023 Filed Sep 25, 2024 22:46 UTC
Mercier LaurentChief Financial Officer
Exercise / conversionClass A common stock 5,333 $0.00 $0.00
Disclosure

SEC source: 0001024305-24-000041 · wk-form4_1727304381.xml · nonDerivative · entry 1

Mercier Laurent · CIK 0001846654 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 251,548

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 19, 2023 Filed Oct 23, 2023 18:10 UTC
Zafar AyeshaSVP Group Controller
GrantRestricted Stock Units · Derivative 16,666 Not disclosed Not disclosed
Disclosure

SEC source: 0001024305-23-000088 · wk-form4_1698099046.xml · derivative · entry 4

Zafar Ayesha · CIK 0001674510 · SVP Group Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 68,428

Underlying: Class A common stock · 16,666 shares

Expires not disclosed

F3 · derivative.exercise_price: Upon vesting, each Restricted Stock Unit settles for one share of Class A Common Stock of the Issuer. Subject to certain vesting conditions and exceptions, the Restricted Stock Units vest as follows: 1/3 on October 19, 2024, 1/3 on October 19, 2025, and 1/3 on October 19, 2026.

F3 · price: Upon vesting, each Restricted Stock Unit settles for one share of Class A Common Stock of the Issuer. Subject to certain vesting conditions and exceptions, the Restricted Stock Units vest as follows: 1/3 on October 19, 2024, 1/3 on October 19, 2025, and 1/3 on October 19, 2026.

F3 · derivative.exercise_date: Upon vesting, each Restricted Stock Unit settles for one share of Class A Common Stock of the Issuer. Subject to certain vesting conditions and exceptions, the Restricted Stock Units vest as follows: 1/3 on October 19, 2024, 1/3 on October 19, 2025, and 1/3 on October 19, 2026.

F3 · derivative.expiration_date: Upon vesting, each Restricted Stock Unit settles for one share of Class A Common Stock of the Issuer. Subject to certain vesting conditions and exceptions, the Restricted Stock Units vest as follows: 1/3 on October 19, 2024, 1/3 on October 19, 2025, and 1/3 on October 19, 2026.

Read SEC document
October 19, 2023 Filed Oct 23, 2023 18:10 UTC
Zafar AyeshaSVP Group Controller
Exercise / conversionRestricted Stock Units · Derivative 42,151 Not disclosed Not disclosed
Disclosure

SEC source: 0001024305-23-000088 · wk-form4_1698099046.xml · derivative · entry 3

Zafar Ayesha · CIK 0001674510 · SVP Group Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,762

Underlying: Class A common stock · 42,151 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Upon vesting, each Restricted Stock Unit settled for one share of Class A Common Stock of the Issuer.

F1 · price: Upon vesting, each Restricted Stock Unit settled for one share of Class A Common Stock of the Issuer.

F1 · derivative.exercise_date: Upon vesting, each Restricted Stock Unit settled for one share of Class A Common Stock of the Issuer.

F1 · derivative.expiration_date: Upon vesting, each Restricted Stock Unit settled for one share of Class A Common Stock of the Issuer.

Read SEC document
October 19, 2023 Filed Oct 23, 2023 18:10 UTC
Zafar AyeshaSVP Group Controller
Tax withholdingClass A common stock 15,197 Not disclosed Not disclosed
Disclosure

SEC source: 0001024305-23-000088 · wk-form4_1698099046.xml · nonDerivative · entry 2

Zafar Ayesha · CIK 0001674510 · SVP Group Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 128,925

F2 · shares: Represents shares surrendered to the Issuer in connection with the vesting of Restricted Stock Units to satisfy the income tax withholding and remittance obligations of the Reporting Person at a net settlement price equal to the closing price of Class A Common Stock on the New York Stock Exchange on the vesting date and does not represent a sale by the Reporting Person.

F2 · price: Represents shares surrendered to the Issuer in connection with the vesting of Restricted Stock Units to satisfy the income tax withholding and remittance obligations of the Reporting Person at a net settlement price equal to the closing price of Class A Common Stock on the New York Stock Exchange on the vesting date and does not represent a sale by the Reporting Person.

Read SEC document
October 19, 2023 Filed Oct 23, 2023 18:10 UTC
Zafar AyeshaSVP Group Controller
Exercise / conversionClass A common stock 42,151 Not disclosed Not disclosed
Disclosure

SEC source: 0001024305-23-000088 · wk-form4_1698099046.xml · nonDerivative · entry 1

Zafar Ayesha · CIK 0001674510 · SVP Group Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 144,122

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Upon vesting, each Restricted Stock Unit settled for one share of Class A Common Stock of the Issuer.

Read SEC document
October 19, 2023 Filed Oct 23, 2023 22:21 UTC
Mercier LaurentChief Financial Officer
GrantRestricted Stock Units · Derivative 559,625 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001024305-23-000093 · wk-form4_1698099694.xml · derivative · entry 4

Mercier Laurent · CIK 0001846654 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 846,453

Underlying: Class A common stock · 559,625 shares

Expires not disclosed

F3 · derivative.exercise_price: Upon vesting, each Restricted Stock Unit settles for one share of Class A Common Stock of the Issuer. Subject to certain vesting conditions and exceptions, the Restricted Stock Units vest as follows: 15% on October 19, 2024, 15% on October 19, 2025, 20% on October 19, 2026, 20% on October 19, 2027 and 30% on October 19, 2028.

F3 · price: Upon vesting, each Restricted Stock Unit settles for one share of Class A Common Stock of the Issuer. Subject to certain vesting conditions and exceptions, the Restricted Stock Units vest as follows: 15% on October 19, 2024, 15% on October 19, 2025, 20% on October 19, 2026, 20% on October 19, 2027 and 30% on October 19, 2028.

F3 · derivative.exercise_date: Upon vesting, each Restricted Stock Unit settles for one share of Class A Common Stock of the Issuer. Subject to certain vesting conditions and exceptions, the Restricted Stock Units vest as follows: 15% on October 19, 2024, 15% on October 19, 2025, 20% on October 19, 2026, 20% on October 19, 2027 and 30% on October 19, 2028.

F3 · derivative.expiration_date: Upon vesting, each Restricted Stock Unit settles for one share of Class A Common Stock of the Issuer. Subject to certain vesting conditions and exceptions, the Restricted Stock Units vest as follows: 15% on October 19, 2024, 15% on October 19, 2025, 20% on October 19, 2026, 20% on October 19, 2027 and 30% on October 19, 2028.

Read SEC document
October 19, 2023 Filed Oct 23, 2023 22:21 UTC
Mercier LaurentChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 156,745 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001024305-23-000093 · wk-form4_1698099694.xml · derivative · entry 3

Mercier Laurent · CIK 0001846654 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 286,828

Underlying: Class A common stock · 156,745 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Upon vesting, each Restricted Stock Unit settled for one share of Class A Common Stock of the Issuer.

F1 · price: Upon vesting, each Restricted Stock Unit settled for one share of Class A Common Stock of the Issuer.

F1 · derivative.exercise_date: Upon vesting, each Restricted Stock Unit settled for one share of Class A Common Stock of the Issuer.

F1 · derivative.expiration_date: Upon vesting, each Restricted Stock Unit settled for one share of Class A Common Stock of the Issuer.

Read SEC document
October 19, 2023 Filed Oct 23, 2023 22:21 UTC
Mercier LaurentChief Financial Officer
Tax withholdingClass A common stock 55,942 Not disclosed Not disclosed
Disclosure

SEC source: 0001024305-23-000093 · wk-form4_1698099694.xml · nonDerivative · entry 2

Mercier Laurent · CIK 0001846654 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 246,215

F2 · shares: Represents shares surrendered to the Issuer in connection with the vesting of Restricted Stock Units to satisfy the income tax withholding and remittance obligations of the Reporting Person at a net settlement price equal to the closing price of Class A Common Stock on the New York Stock Exchange on the vesting date and does not represent a sale by the Reporting Person.

F2 · price: Represents shares surrendered to the Issuer in connection with the vesting of Restricted Stock Units to satisfy the income tax withholding and remittance obligations of the Reporting Person at a net settlement price equal to the closing price of Class A Common Stock on the New York Stock Exchange on the vesting date and does not represent a sale by the Reporting Person.

Read SEC document
October 19, 2023 Filed Oct 23, 2023 22:21 UTC
Mercier LaurentChief Financial Officer
Exercise / conversionClass A common stock 156,745 $0.00 $0.00
Disclosure

SEC source: 0001024305-23-000093 · wk-form4_1698099694.xml · nonDerivative · entry 1

Mercier Laurent · CIK 0001846654 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 302,157

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Upon vesting, each Restricted Stock Unit settled for one share of Class A Common Stock of the Issuer.

Read SEC document
October 19, 2023 Filed Oct 23, 2023 22:18 UTC
von Bayern AnnaChief Corp. Affairs Officer
GrantRestricted Stock Units · Derivative 305,250 Not disclosed Not disclosed
Disclosure

SEC source: 0001024305-23-000091 · wk-form4_1698099516.xml · derivative · entry 4

von Bayern Anna · CIK 0001823543 · Chief Corp. Affairs Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 789,597

Underlying: Class A common stock · 305,250 shares

Expires not disclosed

F3 · derivative.exercise_price: Upon vesting, each Restricted Stock Unit settles for one share of Class A Common Stock of the Issuer. Subject to certain vesting conditions and exceptions, the Restricted Stock Units vest as follows: 15% on October 19, 2024, 15% on October 19, 2025, 20% on October 19, 2026, 20% on October 19, 2027 and 30% on October 19, 2028.

F3 · price: Upon vesting, each Restricted Stock Unit settles for one share of Class A Common Stock of the Issuer. Subject to certain vesting conditions and exceptions, the Restricted Stock Units vest as follows: 15% on October 19, 2024, 15% on October 19, 2025, 20% on October 19, 2026, 20% on October 19, 2027 and 30% on October 19, 2028.

F3 · derivative.exercise_date: Upon vesting, each Restricted Stock Unit settles for one share of Class A Common Stock of the Issuer. Subject to certain vesting conditions and exceptions, the Restricted Stock Units vest as follows: 15% on October 19, 2024, 15% on October 19, 2025, 20% on October 19, 2026, 20% on October 19, 2027 and 30% on October 19, 2028.

F3 · derivative.expiration_date: Upon vesting, each Restricted Stock Unit settles for one share of Class A Common Stock of the Issuer. Subject to certain vesting conditions and exceptions, the Restricted Stock Units vest as follows: 15% on October 19, 2024, 15% on October 19, 2025, 20% on October 19, 2026, 20% on October 19, 2027 and 30% on October 19, 2028.

Read SEC document
October 19, 2023 Filed Oct 23, 2023 22:18 UTC
von Bayern AnnaChief Corp. Affairs Officer
Exercise / conversionRestricted Stock Units · Derivative 492,331 Not disclosed Not disclosed
Disclosure

SEC source: 0001024305-23-000091 · wk-form4_1698099516.xml · derivative · entry 3

von Bayern Anna · CIK 0001823543 · Chief Corp. Affairs Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 484,347

Underlying: Class A common stock · 492,331 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Upon vesting, each Restricted Stock Unit settled for one share of Class A Common Stock of the Issuer.

F1 · price: Upon vesting, each Restricted Stock Unit settled for one share of Class A Common Stock of the Issuer.

F1 · derivative.exercise_date: Upon vesting, each Restricted Stock Unit settled for one share of Class A Common Stock of the Issuer.

F1 · derivative.expiration_date: Upon vesting, each Restricted Stock Unit settled for one share of Class A Common Stock of the Issuer.

Read SEC document
October 19, 2023 Filed Oct 23, 2023 22:18 UTC
von Bayern AnnaChief Corp. Affairs Officer
Tax withholdingClass A common stock 76,488 Not disclosed Not disclosed
Disclosure

SEC source: 0001024305-23-000091 · wk-form4_1698099516.xml · nonDerivative · entry 2

von Bayern Anna · CIK 0001823543 · Chief Corp. Affairs Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,011,035

F2 · shares: Represents shares surrendered to the Issuer in connection with the vesting of Restricted Stock Units to satisfy the income tax withholding and remittance obligations of the Reporting Person at a net settlement price equal to the closing price of Class A Common Stock on the New York Stock Exchange on the vesting date and does not represent a sale by the Reporting Person.

F2 · price: Represents shares surrendered to the Issuer in connection with the vesting of Restricted Stock Units to satisfy the income tax withholding and remittance obligations of the Reporting Person at a net settlement price equal to the closing price of Class A Common Stock on the New York Stock Exchange on the vesting date and does not represent a sale by the Reporting Person.

Read SEC document
October 19, 2023 Filed Oct 23, 2023 22:18 UTC
von Bayern AnnaChief Corp. Affairs Officer
Exercise / conversionClass A common stock 492,331 Not disclosed Not disclosed
Disclosure

SEC source: 0001024305-23-000091 · wk-form4_1698099516.xml · nonDerivative · entry 1

von Bayern Anna · CIK 0001823543 · Chief Corp. Affairs Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,087,523

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Upon vesting, each Restricted Stock Unit settled for one share of Class A Common Stock of the Issuer.

Read SEC document
October 19, 2023 Filed Oct 23, 2023 22:20 UTC
Blazewicz KristinChief Legal Officer
GrantRestricted Stock Units · Derivative 432,435 Not disclosed Not disclosed
Disclosure

SEC source: 0001024305-23-000092 · wk-form4_1698099624.xml · derivative · entry 4

Blazewicz Kristin · CIK 0001807136 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 916,782

Underlying: Class A common stock · 432,435 shares

Expires not disclosed

F3 · derivative.exercise_price: Upon vesting, each Restricted Stock Unit settles for one share of Class A Common Stock of the Issuer. Subject to certain vesting conditions and exceptions, the Restricted Stock Units vest as follows: 15% on October 19, 2024, 15% on October 19, 2025, 20% on October 19, 2026, 20% on October 19, 2027 and 30% on October 19, 2028.

F3 · price: Upon vesting, each Restricted Stock Unit settles for one share of Class A Common Stock of the Issuer. Subject to certain vesting conditions and exceptions, the Restricted Stock Units vest as follows: 15% on October 19, 2024, 15% on October 19, 2025, 20% on October 19, 2026, 20% on October 19, 2027 and 30% on October 19, 2028.

F3 · derivative.exercise_date: Upon vesting, each Restricted Stock Unit settles for one share of Class A Common Stock of the Issuer. Subject to certain vesting conditions and exceptions, the Restricted Stock Units vest as follows: 15% on October 19, 2024, 15% on October 19, 2025, 20% on October 19, 2026, 20% on October 19, 2027 and 30% on October 19, 2028.

F3 · derivative.expiration_date: Upon vesting, each Restricted Stock Unit settles for one share of Class A Common Stock of the Issuer. Subject to certain vesting conditions and exceptions, the Restricted Stock Units vest as follows: 15% on October 19, 2024, 15% on October 19, 2025, 20% on October 19, 2026, 20% on October 19, 2027 and 30% on October 19, 2028.

Read SEC document
October 19, 2023 Filed Oct 23, 2023 22:20 UTC
Blazewicz KristinChief Legal Officer
Exercise / conversionRestricted Stock Units · Derivative 492,331 Not disclosed Not disclosed
Disclosure

SEC source: 0001024305-23-000092 · wk-form4_1698099624.xml · derivative · entry 3

Blazewicz Kristin · CIK 0001807136 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 484,347

Underlying: Class A common stock · 492,331 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Upon vesting, each Restricted Stock Unit settled for one share of Class A Common Stock of the Issuer.

F1 · price: Upon vesting, each Restricted Stock Unit settled for one share of Class A Common Stock of the Issuer.

F1 · derivative.exercise_date: Upon vesting, each Restricted Stock Unit settled for one share of Class A Common Stock of the Issuer.

F1 · derivative.expiration_date: Upon vesting, each Restricted Stock Unit settled for one share of Class A Common Stock of the Issuer.

Read SEC document
October 19, 2023 Filed Oct 23, 2023 22:20 UTC
Blazewicz KristinChief Legal Officer
Tax withholdingClass A common stock 232,806 Not disclosed Not disclosed
Disclosure

SEC source: 0001024305-23-000092 · wk-form4_1698099624.xml · nonDerivative · entry 2

Blazewicz Kristin · CIK 0001807136 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 617,750

F2 · shares: Represents shares surrendered to the Issuer in connection with the vesting of Restricted Stock Units to satisfy the income tax withholding and remittance obligations of the Reporting Person at a net settlement price equal to the closing price of Class A Common Stock on the New York Stock Exchange on the vesting date and does not represent a sale by the Reporting Person.

F2 · price: Represents shares surrendered to the Issuer in connection with the vesting of Restricted Stock Units to satisfy the income tax withholding and remittance obligations of the Reporting Person at a net settlement price equal to the closing price of Class A Common Stock on the New York Stock Exchange on the vesting date and does not represent a sale by the Reporting Person.

Read SEC document
October 19, 2023 Filed Oct 23, 2023 22:20 UTC
Blazewicz KristinChief Legal Officer
Exercise / conversionClass A common stock 492,331 Not disclosed Not disclosed
Disclosure

SEC source: 0001024305-23-000092 · wk-form4_1698099624.xml · nonDerivative · entry 1

Blazewicz Kristin · CIK 0001807136 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 850,556

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Upon vesting, each Restricted Stock Unit settled for one share of Class A Common Stock of the Issuer.

Read SEC document
October 19, 2023 Filed Oct 23, 2023 22:16 UTC
von Bretten GordonChief Transformation Officer
GrantRestricted Stock Award · Derivative 301,142 Not disclosed Not disclosed
Disclosure

SEC source: 0001024305-23-000090 · wk-form4_1698099399.xml · derivative · entry 4

von Bretten Gordon · CIK 0001814070 · Chief Transformation Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 722,592

Underlying: Class A common stock · 301,142 shares

Expires not disclosed

F3 · derivative.exercise_price: Upon vesting, each Restricted Stock Award settles for one share of Class A Common Stock of the Issuer. Subject to certain vesting conditions and exceptions, the Restricted Stock Awards vest as follows: 1/3 on October 19, 2024, 1/3 on October 19, 2025 and 1/3 on October 19, 2026.

F3 · price: Upon vesting, each Restricted Stock Award settles for one share of Class A Common Stock of the Issuer. Subject to certain vesting conditions and exceptions, the Restricted Stock Awards vest as follows: 1/3 on October 19, 2024, 1/3 on October 19, 2025 and 1/3 on October 19, 2026.

F3 · derivative.exercise_date: Upon vesting, each Restricted Stock Award settles for one share of Class A Common Stock of the Issuer. Subject to certain vesting conditions and exceptions, the Restricted Stock Awards vest as follows: 1/3 on October 19, 2024, 1/3 on October 19, 2025 and 1/3 on October 19, 2026.

F3 · derivative.expiration_date: Upon vesting, each Restricted Stock Award settles for one share of Class A Common Stock of the Issuer. Subject to certain vesting conditions and exceptions, the Restricted Stock Awards vest as follows: 1/3 on October 19, 2024, 1/3 on October 19, 2025 and 1/3 on October 19, 2026.

Read SEC document
October 19, 2023 Filed Oct 23, 2023 22:16 UTC
von Bretten GordonChief Transformation Officer
Exercise / conversionRestricted Stock Award · Derivative 275,428 Not disclosed Not disclosed
Disclosure

SEC source: 0001024305-23-000090 · wk-form4_1698099399.xml · derivative · entry 3

von Bretten Gordon · CIK 0001814070 · Chief Transformation Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 421,450

Underlying: Class A common stock · 275,428 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Upon vesting, each Restricted Stock Award settled for one share of Class A Common Stock of the Issuer.

F1 · price: Upon vesting, each Restricted Stock Award settled for one share of Class A Common Stock of the Issuer.

F1 · derivative.exercise_date: Upon vesting, each Restricted Stock Award settled for one share of Class A Common Stock of the Issuer.

F1 · derivative.expiration_date: Upon vesting, each Restricted Stock Award settled for one share of Class A Common Stock of the Issuer.

Read SEC document
October 19, 2023 Filed Oct 23, 2023 22:16 UTC
von Bretten GordonChief Transformation Officer
Tax withholdingClass A common stock 130,141 Not disclosed Not disclosed
Disclosure

SEC source: 0001024305-23-000090 · wk-form4_1698099399.xml · nonDerivative · entry 2

von Bretten Gordon · CIK 0001814070 · Chief Transformation Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 801,510

F2 · shares: Represents shares surrendered to the Issuer in connection with the vesting of restricted stock awards to satisfy the income tax withholding and remittance obligations of the Reporting Person at a net settlement price equal to the closing price of Class A Common Stock on the New York Stock Exchange on the vesting date and does not represent a sale by the Reporting Person.

F2 · price: Represents shares surrendered to the Issuer in connection with the vesting of restricted stock awards to satisfy the income tax withholding and remittance obligations of the Reporting Person at a net settlement price equal to the closing price of Class A Common Stock on the New York Stock Exchange on the vesting date and does not represent a sale by the Reporting Person.

Read SEC document
October 19, 2023 Filed Oct 23, 2023 22:16 UTC
von Bretten GordonChief Transformation Officer
Exercise / conversionClass A common stock 275,428 Not disclosed Not disclosed
Disclosure

SEC source: 0001024305-23-000090 · wk-form4_1698099399.xml · nonDerivative · entry 1

von Bretten Gordon · CIK 0001814070 · Chief Transformation Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 931,651

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Upon vesting, each Restricted Stock Award settled for one share of Class A Common Stock of the Issuer.

Read SEC document
October 19, 2023 Filed Oct 23, 2023 22:14 UTC
Srinivasan PriyaChief People & Purpose Officer
GrantRestricted Stock Units · Derivative 21,876 Not disclosed Not disclosed
Disclosure

SEC source: 0001024305-23-000089 · wk-form4_1698099254.xml · derivative · entry 1

Srinivasan Priya · CIK 0001972492 · Chief People & Purpose Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,357

Underlying: Class A common stock · 21,876 shares

Expires not disclosed

F1 · derivative.exercise_price: Upon vesting, each Restricted Stock Unit settles for one share of Class A Common Stock of the Issuer. Subject to certain vesting conditions and exceptions, the Restricted Stock Units vest as follows: 1/3 on October 19, 2024, 1/3 on October 19, 2025 and 1/3 on October 19, 2026.

F1 · deemedExecutionDate: Upon vesting, each Restricted Stock Unit settles for one share of Class A Common Stock of the Issuer. Subject to certain vesting conditions and exceptions, the Restricted Stock Units vest as follows: 1/3 on October 19, 2024, 1/3 on October 19, 2025 and 1/3 on October 19, 2026.

F1 · price: Upon vesting, each Restricted Stock Unit settles for one share of Class A Common Stock of the Issuer. Subject to certain vesting conditions and exceptions, the Restricted Stock Units vest as follows: 1/3 on October 19, 2024, 1/3 on October 19, 2025 and 1/3 on October 19, 2026.

F1 · derivative.exercise_date: Upon vesting, each Restricted Stock Unit settles for one share of Class A Common Stock of the Issuer. Subject to certain vesting conditions and exceptions, the Restricted Stock Units vest as follows: 1/3 on October 19, 2024, 1/3 on October 19, 2025 and 1/3 on October 19, 2026.

F1 · derivative.expiration_date: Upon vesting, each Restricted Stock Unit settles for one share of Class A Common Stock of the Issuer. Subject to certain vesting conditions and exceptions, the Restricted Stock Units vest as follows: 1/3 on October 19, 2024, 1/3 on October 19, 2025 and 1/3 on October 19, 2026.

Read SEC document
October 09, 2023 Filed Oct 10, 2023 20:23 UTC PurchaseClass A common stock 4,775 $10.50 $50,137.50
Disclosure

SEC source: 0001024305-23-000086 · wk-form4_1696969415.xml · nonDerivative · entry 1

Parize Isabelle · CIK 0001805944 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,500

Read SEC document
October 08, 2023 Filed Nov 19, 2025 00:44 UTC PurchaseClass A common stock 20,000 $9.28 $185,600.00
Disclosure

SEC source: 0001789833-25-000003 · wk-form4_1763513038.xml · nonDerivative · entry 2

Ballini Beatrice · CIK 0001789833 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,000

F2 · balance_after: Due to an administrative error the reporting person inadvertently failed to report the acquisition of these shares at the time of acquisition. This Form 4 is being filed to both report the late transactions and correct total ownership.

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October 04, 2023 Filed Oct 7, 2023 01:06 UTC PurchaseClass A common stock 20,500 $10.29 $210,945.00
Disclosure

SEC source: 0001024305-23-000084 · wk-form4_1696640753.xml · nonDerivative · entry 1

Parize Isabelle · CIK 0001805944 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,725

Read SEC document
October 02, 2023 Filed Oct 4, 2023 23:23 UTC
Agnaten SE10% owner
Lucresca SE10% owner
PurchaseClass A Common Stock, par value $0.01 per share 3,000,000 $10.80 $32,400,000.00
Disclosure

SEC source: 0001104659-23-106928 · tm2327728-1_4seq1.xml · nonDerivative · entry 2

JAB Holdings B.V. · CIK 0001579134 · 10% owner

Agnaten SE · CIK 0001579044 · 10% owner

Lucresca SE · CIK 0001394212 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 451,853,684

F1 · shares: On October 2, 2023, Coty Inc. (the "Company") closed its global offering (the "Global Offering") of shares of Class A Common Stock, par value $0.01 per share (the "Class A Shares") of the Company. JAB Holdings B.V. purchased 3,000,000 Class A Shares in the Global Offering at the public offering price.

Read SEC document
September 28, 2023 Filed Oct 2, 2023 20:29 UTC PurchaseClass A common stock 500,000 $10.80 $5,400,000.00
Disclosure

SEC source: 0001024305-23-000081 · wk-form4_1696278567.xml · nonDerivative · entry 1

ARAMBURUZABALA MARIA ASUNICION · CIK 0001285695 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Parelia LP

Disclosed balance after: 1,425,000

F1 · price: The purchase price was EUR10.28 per share. The US dollar equivalent of the purchase price is $10.80 using the exchange rate on September 28, 2023.

Read SEC document
September 07, 2023 Filed Sep 12, 2023 00:14 UTC
Agnaten SE10% owner
Lucresca SE10% owner
OtherClass A Common Stock, par value $0.01 per share 5,000,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-23-099795 · tm2325913-1_4.xml · nonDerivative · entry 1

JAB Beauty B.V. · CIK 0001767648 · 10% owner

JAB Holdings B.V. · CIK 0001579134 · 10% owner

Agnaten SE · CIK 0001579044 · 10% owner

Lucresca SE · CIK 0001394212 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 448,853,684

F1 · shares: On September 7, 2023, JAB Beauty B.V. ("JAB Beauty") transferred 5,000,000 shares of Class A Common Stock of Coty Inc. (the "Company") to Sue Y. Nabi, the Company's Chief Executive Officer, pursuant to the Equity Transfer Agreement, dated as of July 2, 2020, by and among the Company, JAB Beauty and Ms. Nabi.

F1 · price: On September 7, 2023, JAB Beauty B.V. ("JAB Beauty") transferred 5,000,000 shares of Class A Common Stock of Coty Inc. (the "Company") to Sue Y. Nabi, the Company's Chief Executive Officer, pursuant to the Equity Transfer Agreement, dated as of July 2, 2020, by and among the Company, JAB Beauty and Ms. Nabi.

F2 · ownership.direct: The Shares described in this report are held by JAB Beauty B.V., a direct or indirect subsidiary of each other Reporting Person herein. As such, each other Reporting Person herein may be deemed to beneficially own such Shares held by JAB Beauty B.V. Each of the Reporting Persons disclaims any beneficial ownership of such Shares, except to the extent of its pecuniary interests therein.

Read SEC document
September 04, 2023 Filed Sep 25, 2023 08:59 UTC
Zafar AyeshaSVP Group Controller
Exercise / conversionRestricted Stock Units · Derivative 4,699 $0.00 $0.00
Disclosure

SEC source: 0001024305-23-000079 · wf-form4_169564678277966.xml · derivative · entry 9

Zafar Ayesha · CIK 0001674510 · SVP Group Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 93,913

Underlying: Class A common stock · 4,699 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Upon vesting, each Restricted Stock Unit settled for one share of Class A Common Stock of the Issuer.

F2 · derivative.exercise_date: Upon vesting, each Restricted Stock Unit settled for one share of Class A Common Stock of the Issuer.

F2 · derivative.expiration_date: Upon vesting, each Restricted Stock Unit settled for one share of Class A Common Stock of the Issuer.

Read SEC document
September 04, 2023 Filed Sep 25, 2023 08:59 UTC
Zafar AyeshaSVP Group Controller
Tax withholdingClass A common stock 1,694 $0.00 $0.00
Disclosure

SEC source: 0001024305-23-000079 · wf-form4_169564678277966.xml · nonDerivative · entry 6

Zafar Ayesha · CIK 0001674510 · SVP Group Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 101,971

Read SEC document
September 04, 2023 Filed Sep 25, 2023 08:59 UTC
Zafar AyeshaSVP Group Controller
Exercise / conversionClass A common stock 4,699 $0.00 $0.00
Disclosure

SEC source: 0001024305-23-000079 · wf-form4_169564678277966.xml · nonDerivative · entry 5

Zafar Ayesha · CIK 0001674510 · SVP Group Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 103,665

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 04, 2023 Filed Sep 25, 2023 12:59 UTC
Mercier LaurentChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 4,699 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001024305-23-000078 · wf-form4_169564673559321.xml · derivative · entry 8

Mercier Laurent · CIK 0001846654 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 443,573

Underlying: Class A common stock · 4,699 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Upon vesting, each Restricted Stock Unit settled for one share of Class A Common Stock of the Issuer.

F2 · derivative.expiration_date: Upon vesting, each Restricted Stock Unit settled for one share of Class A Common Stock of the Issuer.

Read SEC document
September 04, 2023 Filed Sep 25, 2023 12:59 UTC
Mercier LaurentChief Financial Officer
Exercise / conversionClass A common stock 4,699 $0.00 $0.00
Disclosure

SEC source: 0001024305-23-000078 · wf-form4_169564673559321.xml · nonDerivative · entry 5

Mercier Laurent · CIK 0001846654 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 145,412

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 31, 2023 Filed Sep 1, 2023 23:49 UTC
Nabi SueDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 10,000,000 $0.00 $0.00
Disclosure

SEC source: 0001024305-23-000061 · wf-form4_169361216630030.xml · derivative · entry 2

Nabi Sue · CIK 0001823432 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,416,667

Underlying: Class A common stock · 10,000,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Upon vesting, each Restricted Stock Unit settled for one share of Class A Common Stock of the Issuer. In connection with such vesting, as previously disclosed by the Issuer, JAB Beauty B.V., the Issuer's largest stockholder and a wholly-owned subsidiary of JAB Holding Company S.a.r.l., has agreed to transfer to Ms. Nabi 5,000,000 shares of Common Stock no later than sixty days following the vesting date of August 31, 2023.

F1 · derivative.exercise_date: Upon vesting, each Restricted Stock Unit settled for one share of Class A Common Stock of the Issuer. In connection with such vesting, as previously disclosed by the Issuer, JAB Beauty B.V., the Issuer's largest stockholder and a wholly-owned subsidiary of JAB Holding Company S.a.r.l., has agreed to transfer to Ms. Nabi 5,000,000 shares of Common Stock no later than sixty days following the vesting date of August 31, 2023.

F1 · derivative.expiration_date: Upon vesting, each Restricted Stock Unit settled for one share of Class A Common Stock of the Issuer. In connection with such vesting, as previously disclosed by the Issuer, JAB Beauty B.V., the Issuer's largest stockholder and a wholly-owned subsidiary of JAB Holding Company S.a.r.l., has agreed to transfer to Ms. Nabi 5,000,000 shares of Common Stock no later than sixty days following the vesting date of August 31, 2023.

Read SEC document
August 31, 2023 Filed Sep 1, 2023 23:49 UTC
Nabi SueDirector · Chief Executive Officer
Exercise / conversionClass A common stock 10,000,000 $0.00 $0.00
Disclosure

SEC source: 0001024305-23-000061 · wf-form4_169361216630030.xml · nonDerivative · entry 1

Nabi Sue · CIK 0001823432 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,304,786

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 14, 2023 Filed Jul 19, 2023 13:18 UTC
Agnaten SE10% owner
Lucresca SE10% owner
PurchaseCash-Settled Total Return Swap · Derivative 40,000,000 $11.38 $455,108,000.00
Disclosure

SEC source: 0001104659-23-082220 · tm2321570-1_4seq1.xml · derivative · entry 2

JAB Holdings B.V. · CIK 0001579134 · 10% owner

Agnaten SE · CIK 0001579044 · 10% owner

Lucresca SE · CIK 0001394212 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,000,000

Underlying: Class A Common Stock · 40,000,000 shares

Expires not disclosed

F2 · security: JAB Holdings B.V. entered into long cash-settled total return equity swaps (each, a "Long Swap") with Banco Santander, S.A., BNP Paribas, Credit Agricole Corporate and Investment Bank and Societe Generale (the "Banks"), providing for the establishment of long exposure with respect to a notional amount of Shares up to 40,000,000 Shares (the "Subject Shares") in the aggregate that provides JAB Holdings B.V. with economic results that are comparable to the economic results of ownership of the Subject Shares. All balances will be exclusively cash settled. The Long Swaps have terms of approximately three years, although JAB Holdings B.V. has the right to terminate and close out the Long Swaps during certain specified earlier periods if it so chooses.

F2 · derivative.exercise_price: JAB Holdings B.V. entered into long cash-settled total return equity swaps (each, a "Long Swap") with Banco Santander, S.A., BNP Paribas, Credit Agricole Corporate and Investment Bank and Societe Generale (the "Banks"), providing for the establishment of long exposure with respect to a notional amount of Shares up to 40,000,000 Shares (the "Subject Shares") in the aggregate that provides JAB Holdings B.V. with economic results that are comparable to the economic results of ownership of the Subject Shares. All balances will be exclusively cash settled. The Long Swaps have terms of approximately three years, although JAB Holdings B.V. has the right to terminate and close out the Long Swaps during certain specified earlier periods if it so chooses.

F2 · kind: JAB Holdings B.V. entered into long cash-settled total return equity swaps (each, a "Long Swap") with Banco Santander, S.A., BNP Paribas, Credit Agricole Corporate and Investment Bank and Societe Generale (the "Banks"), providing for the establishment of long exposure with respect to a notional amount of Shares up to 40,000,000 Shares (the "Subject Shares") in the aggregate that provides JAB Holdings B.V. with economic results that are comparable to the economic results of ownership of the Subject Shares. All balances will be exclusively cash settled. The Long Swaps have terms of approximately three years, although JAB Holdings B.V. has the right to terminate and close out the Long Swaps during certain specified earlier periods if it so chooses.

F2 · shares: JAB Holdings B.V. entered into long cash-settled total return equity swaps (each, a "Long Swap") with Banco Santander, S.A., BNP Paribas, Credit Agricole Corporate and Investment Bank and Societe Generale (the "Banks"), providing for the establishment of long exposure with respect to a notional amount of Shares up to 40,000,000 Shares (the "Subject Shares") in the aggregate that provides JAB Holdings B.V. with economic results that are comparable to the economic results of ownership of the Subject Shares. All balances will be exclusively cash settled. The Long Swaps have terms of approximately three years, although JAB Holdings B.V. has the right to terminate and close out the Long Swaps during certain specified earlier periods if it so chooses.

F3 · price: The price reported in Column 8 reflects the reference price of the Subject Shares upon the establishment of the Long Swap positions.

F2 · derivative.exercise_date: JAB Holdings B.V. entered into long cash-settled total return equity swaps (each, a "Long Swap") with Banco Santander, S.A., BNP Paribas, Credit Agricole Corporate and Investment Bank and Societe Generale (the "Banks"), providing for the establishment of long exposure with respect to a notional amount of Shares up to 40,000,000 Shares (the "Subject Shares") in the aggregate that provides JAB Holdings B.V. with economic results that are comparable to the economic results of ownership of the Subject Shares. All balances will be exclusively cash settled. The Long Swaps have terms of approximately three years, although JAB Holdings B.V. has the right to terminate and close out the Long Swaps during certain specified earlier periods if it so chooses.

F2 · derivative.expiration_date: JAB Holdings B.V. entered into long cash-settled total return equity swaps (each, a "Long Swap") with Banco Santander, S.A., BNP Paribas, Credit Agricole Corporate and Investment Bank and Societe Generale (the "Banks"), providing for the establishment of long exposure with respect to a notional amount of Shares up to 40,000,000 Shares (the "Subject Shares") in the aggregate that provides JAB Holdings B.V. with economic results that are comparable to the economic results of ownership of the Subject Shares. All balances will be exclusively cash settled. The Long Swaps have terms of approximately three years, although JAB Holdings B.V. has the right to terminate and close out the Long Swaps during certain specified earlier periods if it so chooses.

F4 · ownership.direct: The Long Swaps (but not the Subject Shares referenced thereby) are owned by JAB Holdings B.V., a direct or indirect subsidiary of each other Reporting Person herein. The Long Swaps do not give JAB Holdings B.V. direct or indirect voting, investment or dispositive control over any securities of the Company or require the Banks to acquire, hold, vote or dispose of any securities of the Company. Each Reporting Person disclaims beneficial ownership of the securities reported herein, including the Subject Shares, except to the extent of its pecuniary interest therein, and this Form 4 shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
June 05, 2023 Filed Sep 25, 2023 12:56 UTC
von Bretten GordonChief Transformation Officer
Exercise / conversionRestricted Stock Award · Derivative 230,984 $0.00 $0.00
Disclosure

SEC source: 0001024305-23-000077 · wf-form4_169564655659433.xml · derivative · entry 3

von Bretten Gordon · CIK 0001814070 · Chief Transformation Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 696,878

Underlying: Class A common stock · 230,984 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Upon vesting, each Restricted Stock Unit settled for one share of Class A Common Stock of the Issuer.

F2 · derivative.exercise_date: Upon vesting, each Restricted Stock Unit settled for one share of Class A Common Stock of the Issuer.

F2 · derivative.expiration_date: Upon vesting, each Restricted Stock Unit settled for one share of Class A Common Stock of the Issuer.

Read SEC document
June 05, 2023 Filed Sep 25, 2023 12:56 UTC
von Bretten GordonChief Transformation Officer
Tax withholdingClass A common stock 80,036 $0.00 $0.00
Disclosure

SEC source: 0001024305-23-000077 · wf-form4_169564655659433.xml · nonDerivative · entry 2

von Bretten Gordon · CIK 0001814070 · Chief Transformation Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 656,223

F1 · shares: Represents shares surrendered to the Issuer in connection with the vesting of restricted stock units to satisfy the income tax withholding and remittance obligations of the Reporting Person at a net settlement price equal to the closing price of Class A Common Stock on the New York Stock Exchange on the vesting date and does not represent a sale by the Reporting Person.

Read SEC document
June 05, 2023 Filed Sep 25, 2023 12:56 UTC
von Bretten GordonChief Transformation Officer
Exercise / conversionClass A common stock 230,984 $0.00 $0.00
Disclosure

SEC source: 0001024305-23-000077 · wf-form4_169564655659433.xml · nonDerivative · entry 1

von Bretten Gordon · CIK 0001814070 · Chief Transformation Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 736,259

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 22, 2023 Filed May 22, 2023 21:11 UTC OtherClass A common stock 1,049,102 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-23-063220 · tm2316443-1_4seq1.xml · nonDerivative · entry 2

Goudet Olivier · CIK 0001578897 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Platin Holdings S.a r.l.

Disclosed balance after: 1,049,102

F1 · kind: Reflects shares of Class A Common Stock (the "Shares") of Coty Inc. transferred to Platin Holdings S.a r.l. ("Platin Holdings"), a holding company that is wholly-owned by the reporting person and his spouse, based on a price of $11.24 per share.

F1 · price: Reflects shares of Class A Common Stock (the "Shares") of Coty Inc. transferred to Platin Holdings S.a r.l. ("Platin Holdings"), a holding company that is wholly-owned by the reporting person and his spouse, based on a price of $11.24 per share.

F3 · balance_after: Includes an adjustment to reflect 27 additional Shares withheld to cover tax withholding obligations in connection with the vesting of Restricted Stock Units inadvertently excluded from the Form 4 filed by the reporting person on November 19, 2019.

F2 · ownership.nature: These Shares are held by Platin Holdings. On the basis of the reporting person's beneficial ownership of Platin Holdings, he may be deemed a beneficial owner of Shares held by Platin Holdings. The reporting person disclaims beneficial ownership of the shares, except to the extent of his pecuniary interest therein.

Read SEC document
May 22, 2023 Filed May 22, 2023 21:11 UTC OtherClass A common stock 1,049,102 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-23-063220 · tm2316443-1_4seq1.xml · nonDerivative · entry 1

Goudet Olivier · CIK 0001578897 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Reflects shares of Class A Common Stock (the "Shares") of Coty Inc. transferred to Platin Holdings S.a r.l. ("Platin Holdings"), a holding company that is wholly-owned by the reporting person and his spouse, based on a price of $11.24 per share.

F1 · price: Reflects shares of Class A Common Stock (the "Shares") of Coty Inc. transferred to Platin Holdings S.a r.l. ("Platin Holdings"), a holding company that is wholly-owned by the reporting person and his spouse, based on a price of $11.24 per share.

Read SEC document
May 04, 2023 Filed May 5, 2023 20:25 UTC
Nabi SueDirector · Chief Executive Officer
GrantRestricted Stock Units · Derivative 10,416,667 $0.00 $0.00
Disclosure

SEC source: 0001024305-23-000030 · wf-form4_168331832442196.xml · derivative · entry 1

Nabi Sue · CIK 0001823432 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,416,667

Underlying: Class A common stock · 10,416,667 shares

Expires not disclosed

F1 · derivative.exercise_price: Upon vesting, each Restricted Stock Unit settles for one share of Class A Common Stock of the Issuer. Subject to certain vesting conditions and exceptions, the Restricted Stock Units vest as follows: 15% on September 1, 2024, 15% on September 1, 2025, 20% on September 1, 2026, 20% on September 1, 2027, and 30% on September 1, 2028.

F1 · derivative.exercise_date: Upon vesting, each Restricted Stock Unit settles for one share of Class A Common Stock of the Issuer. Subject to certain vesting conditions and exceptions, the Restricted Stock Units vest as follows: 15% on September 1, 2024, 15% on September 1, 2025, 20% on September 1, 2026, 20% on September 1, 2027, and 30% on September 1, 2028.

F1 · derivative.expiration_date: Upon vesting, each Restricted Stock Unit settles for one share of Class A Common Stock of the Issuer. Subject to certain vesting conditions and exceptions, the Restricted Stock Units vest as follows: 15% on September 1, 2024, 15% on September 1, 2025, 20% on September 1, 2026, 20% on September 1, 2027, and 30% on September 1, 2028.

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April 04, 2023 Filed Apr 7, 2023 00:20 UTC
Srinivasan PriyaChief People & Purpose Officer
GrantRestricted Stock Units · Derivative 9,481 $0.00 $0.00
Disclosure

SEC source: 0001024305-23-000020 · wf-form4_168082680145963.xml · derivative · entry 1

Srinivasan Priya · CIK 0001972492 · Chief People & Purpose Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,481

Underlying: Class A common stock · 9,481 shares

Expires not disclosed

F1 · derivative.exercise_price: Upon vesting, each Restricted Stock Unit settles for one share of Class A Common Stock of the Issuer. Subject to certain vesting conditions and exceptions, the Restricted Stock Units vest as follows: 25% on April 4, 2024, 25% on April 4, 2025 and 50% on April 4, 2026.

F1 · derivative.exercise_date: Upon vesting, each Restricted Stock Unit settles for one share of Class A Common Stock of the Issuer. Subject to certain vesting conditions and exceptions, the Restricted Stock Units vest as follows: 25% on April 4, 2024, 25% on April 4, 2025 and 50% on April 4, 2026.

F1 · derivative.expiration_date: Upon vesting, each Restricted Stock Unit settles for one share of Class A Common Stock of the Issuer. Subject to certain vesting conditions and exceptions, the Restricted Stock Units vest as follows: 25% on April 4, 2024, 25% on April 4, 2025 and 50% on April 4, 2026.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.