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COSTCO WHOLESALE CORP /NEW

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SEC CIK
0000909832
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0 purchase rows · 13 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 17, 2012 Filed Dec 18, 2012 22:17 UTC
JELINEK W CRAIGDirector · President and CEO
Exercise / conversionCommon Stock 64,578 $31.36 $2,025,166.08
Disclosure

SEC source: 0001209191-12-058361 · doc4.xml · nonDerivative · entry 2

JELINEK W CRAIG · CIK 0001184494 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 281,880

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 17, 2012 Filed Dec 18, 2012 22:17 UTC
JELINEK W CRAIGDirector · President and CEO
Exercise / conversionCommon Stock 16,144 $28.26 $456,229.44
Disclosure

SEC source: 0001209191-12-058361 · doc4.xml · nonDerivative · entry 1

JELINEK W CRAIG · CIK 0001184494 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 217,302

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 14, 2012 Filed Dec 17, 2012 19:57 UTC Exercise / conversionStock Option · Derivative 12,000 $40.69 Strike: $40.69 $488,280.00
Disclosure

SEC source: 0001209191-12-057974 · doc4.xml · derivative · entry 3

CARSON BENJAMIN SR · CIK 0000017940 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 915

Underlying: Common Stock · 12,000 shares

Expires 2015-04-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 14, 2012 Filed Dec 17, 2012 19:57 UTC SaleCommon Stock 12,000 $97.42 $1,169,020.80
Disclosure

SEC source: 0001209191-12-057974 · doc4.xml · nonDerivative · entry 2

CARSON BENJAMIN SR · CIK 0000017940 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,956

F1 · price: The price shown is a weighted average sale price for shares sold in multiple transactions; the sale prices ranged from $97.25 to $97.85 per share. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
December 14, 2012 Filed Dec 17, 2012 19:57 UTC Exercise / conversionCommon Stock 12,000 $40.69 $488,280.00
Disclosure

SEC source: 0001209191-12-057974 · doc4.xml · nonDerivative · entry 1

CARSON BENJAMIN SR · CIK 0000017940 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,956

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 12, 2012 Filed Dec 13, 2012 23:30 UTC
BROTMAN JEFFREY HDirector · Chairman of the Board
GrantStock Option · Derivative 161,445 $40.69 Strike: $40.69 $6,569,197.05
Disclosure

SEC source: 0001209191-12-057533 · doc4.xml · derivative · entry 4

BROTMAN JEFFREY H · CIK 0001184491 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 161,445 shares

Expires 2015-04-01

F3 · derivative.exercise_price: This option was previously reported as an option covering 150,000 shares at an exercise price of $43.79 per share and has been adjusted with a lower exercise price and an increased number of options, in connection with the dividend referenced in note 1. The number of outstanding options was increased by a factor of 1.0763, and the option exercise price was reduced by dividing the price by that same factor. The adjustment was required under the governing plan documents.

F3 · shares: This option was previously reported as an option covering 150,000 shares at an exercise price of $43.79 per share and has been adjusted with a lower exercise price and an increased number of options, in connection with the dividend referenced in note 1. The number of outstanding options was increased by a factor of 1.0763, and the option exercise price was reduced by dividing the price by that same factor. The adjustment was required under the governing plan documents.

F4 · derivative.exercise_date: This option is fully vested.

Read SEC document
December 12, 2012 Filed Dec 13, 2012 23:30 UTC
BROTMAN JEFFREY HDirector · Chairman of the Board
GrantCommon Stock 5,085 $98.31 $499,906.35
Disclosure

SEC source: 0001209191-12-057533 · doc4.xml · nonDerivative · entry 1

BROTMAN JEFFREY H · CIK 0001184491 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,196

F1 · shares: Represents additional restricted stock units ("RSUs") resulting from the upward adjustment of outstanding unvested RSUs by a factor of 1.0763 in connection with the $7.00 per share special cash dividend payable by the issuer to shareholders of record on December 10, 2012. The adjustment was required under the plan documents governing the grants. The RSUs reported are subject to the same vesting schedules as the original RSUs to which they relate.

Read SEC document
December 12, 2012 Filed Dec 13, 2012 23:31 UTC GrantStock Option · Derivative 12,915 $40.69 Strike: $40.69 $525,511.35
Disclosure

SEC source: 0001209191-12-057534 · doc4.xml · derivative · entry 2

CARSON BENJAMIN SR · CIK 0000017940 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,915

Underlying: Common Stock · 12,915 shares

Expires 2015-04-01

F2 · derivative.exercise_price: This option was previously reported as an option covering 12,000 shares at an exercise price of $43.79 per share and has been adjusted with a lower exercise price and an increased number of options, in connection with the dividend referenced in note 1. The number of outstanding options was increased by a factor of 1.0763, and the option exercise price was reduced by dividing the price by that same factor. The adjustment was required under the governing plan documents.

F2 · shares: This option was previously reported as an option covering 12,000 shares at an exercise price of $43.79 per share and has been adjusted with a lower exercise price and an increased number of options, in connection with the dividend referenced in note 1. The number of outstanding options was increased by a factor of 1.0763, and the option exercise price was reduced by dividing the price by that same factor. The adjustment was required under the governing plan documents.

F3 · derivative.exercise_date: This option is fully vested.

Read SEC document
December 12, 2012 Filed Dec 13, 2012 23:31 UTC GrantCommon Stock 456 $98.31 $44,829.36
Disclosure

SEC source: 0001209191-12-057534 · doc4.xml · nonDerivative · entry 1

CARSON BENJAMIN SR · CIK 0000017940 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,956

F1 · shares: Represents additional restricted stock units ("RSUs") resulting from the upward adjustment of outstanding unvested RSUs by a factor of 1.0763 in connection with the $7.00 per share special cash dividend payable by the issuer to shareholders of record on December 10, 2012. The adjustment was required under the plan documents governing the grants. The RSUs reported are subject to the same vesting schedules as the original RSUs to which they relate.

Read SEC document
December 12, 2012 Filed Dec 13, 2012 23:31 UTC GrantStock Option · Derivative 6,457 $40.69 Strike: $40.69 $262,735.33
Disclosure

SEC source: 0001209191-12-057535 · doc4.xml · derivative · entry 3

DECKER SUSAN L · CIK 0001234655 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,457

Underlying: Common Stock · 6,457 shares

Expires 2015-04-01

F4 · derivative.exercise_price: This option was previously reported as an option covering 6,000 shares at an exercise price of $43.79 per share and has been adjusted with a lower exercise price and an increased number of options, in connection with the dividend referenced in note 1. The number of outstanding options was increased by a factor of 1.0763, and the option exercise price was reduced by dividing the price by that same factor. The adjustment was required under the governing plan documents.

F4 · shares: This option was previously reported as an option covering 6,000 shares at an exercise price of $43.79 per share and has been adjusted with a lower exercise price and an increased number of options, in connection with the dividend referenced in note 1. The number of outstanding options was increased by a factor of 1.0763, and the option exercise price was reduced by dividing the price by that same factor. The adjustment was required under the governing plan documents.

F3 · derivative.exercise_date: This option is fully vested.

Read SEC document
December 12, 2012 Filed Dec 13, 2012 23:31 UTC GrantStock Option · Derivative 3,228 $42.73 Strike: $42.73 $137,932.44
Disclosure

SEC source: 0001209191-12-057535 · doc4.xml · derivative · entry 2

DECKER SUSAN L · CIK 0001234655 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,228

Underlying: Common Stock · 3,228 shares

Expires 2014-10-25

F2 · derivative.exercise_price: This option was previously reported as an option covering 3,000 shares at an exercise price of $45.99 per share and has been adjusted with a lower exercise price and an increased number of options, in connection with the dividend referenced in note 1. The number of outstanding options was increased by a factor of 1.0763, and the option exercise price was reduced by dividing the price by that same factor. The adjustment was required under the governing plan documents.

F2 · shares: This option was previously reported as an option covering 3,000 shares at an exercise price of $45.99 per share and has been adjusted with a lower exercise price and an increased number of options, in connection with the dividend referenced in note 1. The number of outstanding options was increased by a factor of 1.0763, and the option exercise price was reduced by dividing the price by that same factor. The adjustment was required under the governing plan documents.

F3 · derivative.exercise_date: This option is fully vested.

Read SEC document
December 12, 2012 Filed Dec 13, 2012 23:31 UTC GrantCommon Stock 456 $98.31 $44,829.36
Disclosure

SEC source: 0001209191-12-057535 · doc4.xml · nonDerivative · entry 1

DECKER SUSAN L · CIK 0001234655 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,956

F1 · shares: Represents additional restricted stock units ("RSUs") resulting from the upward adjustment of outstanding unvested RSUs by a factor of 1.0763 in connection with the $7.00 per share special cash dividend payable by the issuer to shareholders of record on December 10, 2012. The adjustment was required under the plan documents governing the grants. The RSUs reported are subject to the same vesting schedules as the original RSUs to which they relate.

Read SEC document
December 12, 2012 Filed Dec 13, 2012 23:31 UTC GrantCommon Stock 456 $98.31 $44,829.36
Disclosure

SEC source: 0001209191-12-057537 · doc4.xml · nonDerivative · entry 1

EVANS DANIEL J · CIK 0001039950 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,277

F1 · shares: Represents additional restricted stock units ("RSUs") resulting from the upward adjustment of outstanding unvested RSUs by a factor of 1.0763 in connection with the $7.00 per share special cash dividend payable by the issuer to shareholders of record on December 10, 2012. The adjustment was required under the plan documents governing the grants. The RSUs reported are subject to the same vesting schedules as the original RSUs to which they relate.

Read SEC document
December 12, 2012 Filed Dec 13, 2012 23:32 UTC
GALANTI RICHARD ADirector · Executive VP and CFO
GrantStock Option · Derivative 80,722 $40.69 Strike: $40.69 $3,284,578.18
Disclosure

SEC source: 0001209191-12-057538 · doc4.xml · derivative · entry 4

GALANTI RICHARD A · CIK 0001184493 · Director · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,722

Underlying: Common Stock · 80,722 shares

Expires 2015-04-01

F5 · derivative.exercise_price: This option was previously reported as an option covering 75,000 shares at an exercise price of $43.79 per share and has been adjusted with a lower exercise price and an increased number of options, in connection with the dividend referenced in note 1. The number of outstanding options was increased by a factor of 1.0763, and the option exercise price was reduced by dividing the price by that same factor. The adjustment was required under the governing plan documents.

F5 · shares: This option was previously reported as an option covering 75,000 shares at an exercise price of $43.79 per share and has been adjusted with a lower exercise price and an increased number of options, in connection with the dividend referenced in note 1. The number of outstanding options was increased by a factor of 1.0763, and the option exercise price was reduced by dividing the price by that same factor. The adjustment was required under the governing plan documents.

F3 · derivative.exercise_date: This option is fully vested.

Read SEC document
December 12, 2012 Filed Dec 13, 2012 23:32 UTC
GALANTI RICHARD ADirector · Executive VP and CFO
GrantStock Option · Derivative 26,907 $34.71 Strike: $34.71 $933,941.97
Disclosure

SEC source: 0001209191-12-057538 · doc4.xml · derivative · entry 3

GALANTI RICHARD A · CIK 0001184493 · Director · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,907

Underlying: Common Stock · 26,907 shares

Expires 2014-04-01

F4 · derivative.exercise_price: This option was previously reported as an option covering 25,000 shares at an exercise price of $37.35 per share and has been adjusted with a lower exercise price and an increased number of options, in connection with the dividend referenced in note 1. The number of outstanding options was increased by a factor of 1.0763, and the option exercise price was reduced by dividing the price by that same factor. The adjustment was required under the governing plan documents.

F4 · shares: This option was previously reported as an option covering 25,000 shares at an exercise price of $37.35 per share and has been adjusted with a lower exercise price and an increased number of options, in connection with the dividend referenced in note 1. The number of outstanding options was increased by a factor of 1.0763, and the option exercise price was reduced by dividing the price by that same factor. The adjustment was required under the governing plan documents.

F3 · derivative.exercise_date: This option is fully vested.

Read SEC document
December 12, 2012 Filed Dec 13, 2012 23:32 UTC
GALANTI RICHARD ADirector · Executive VP and CFO
GrantStock Option · Derivative 10,763 $31.36 Strike: $31.36 $337,527.68
Disclosure

SEC source: 0001209191-12-057538 · doc4.xml · derivative · entry 2

GALANTI RICHARD A · CIK 0001184493 · Director · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,763

Underlying: Common Stock · 10,763 shares

Expires 2013-04-01

F2 · derivative.exercise_price: This option was previously reported as an option covering 10,000 shares at an exercise price of $33.75 per share and has been adjusted with a lower exercise price and an increased number of options, in connection with the dividend referenced in note 1. The number of outstanding options was increased by a factor of 1.0763, and the option exercise price was reduced by dividing the price by that same factor. The adjustment was required under the governing plan documents.

F2 · shares: This option was previously reported as an option covering 10,000 shares at an exercise price of $33.75 per share and has been adjusted with a lower exercise price and an increased number of options, in connection with the dividend referenced in note 1. The number of outstanding options was increased by a factor of 1.0763, and the option exercise price was reduced by dividing the price by that same factor. The adjustment was required under the governing plan documents.

F3 · derivative.exercise_date: This option is fully vested.

Read SEC document
December 12, 2012 Filed Dec 13, 2012 23:32 UTC
GALANTI RICHARD ADirector · Executive VP and CFO
GrantCommon Stock 2,541 $98.31 $249,805.71
Disclosure

SEC source: 0001209191-12-057538 · doc4.xml · nonDerivative · entry 1

GALANTI RICHARD A · CIK 0001184493 · Director · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,314

F1 · shares: Represents additional restricted stock units ("RSUs") resulting from the upward adjustment of outstanding unvested RSUs by a factor of 1.0763 in connection with the $7.00 per share special cash dividend payable by the issuer to shareholders of record on December 10, 2012. The adjustment was required under the plan documents governing the grants. The RSUs reported are subject to the same vesting schedules as the original RSUs to which they relate.

Read SEC document
December 12, 2012 Filed Dec 13, 2012 23:32 UTC GrantCommon Stock 456 $98.31 $44,829.36
Disclosure

SEC source: 0001209191-12-057540 · doc4.xml · nonDerivative · entry 1

GATES WILLIAM H II · CIK 0001228977 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,534

F1 · shares: Represents additional restricted stock units ("RSUs") resulting from the upward adjustment of outstanding unvested RSUs by a factor of 1.0763 in connection with the $7.00 per share special cash dividend payable by the issuer to shareholders of record on December 10, 2012. The adjustment was required under the plan documents governing the grants. The RSUs reported are subject to the same vesting schedules as the original RSUs to which they relate.

Read SEC document
December 12, 2012 Filed Dec 13, 2012 23:33 UTC GrantStock Option · Derivative 12,915 $40.69 Strike: $40.69 $525,511.35
Disclosure

SEC source: 0001209191-12-057541 · doc4.xml · derivative · entry 4

JAMES HAMILTON E · CIK 0001238989 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,915

Underlying: Common Stock · 12,915 shares

Expires 2015-04-01

F5 · derivative.exercise_price: This option was previously reported as an option covering 12,000 shares at an exercise price of $43.79 per share and has been adjusted with a lower exercise price and an increased number of options, in connection with the dividend referenced in note 1. The number of outstanding options was increased by a factor of 1.0763, and the option exercise price was reduced by dividing the price by that same factor. The adjustment was required under the governing plan documents.

F5 · shares: This option was previously reported as an option covering 12,000 shares at an exercise price of $43.79 per share and has been adjusted with a lower exercise price and an increased number of options, in connection with the dividend referenced in note 1. The number of outstanding options was increased by a factor of 1.0763, and the option exercise price was reduced by dividing the price by that same factor. The adjustment was required under the governing plan documents.

F3 · derivative.exercise_date: This option is fully vested.

Read SEC document
December 12, 2012 Filed Dec 13, 2012 23:33 UTC GrantStock Option · Derivative 12,915 $34.71 Strike: $34.71 $448,279.65
Disclosure

SEC source: 0001209191-12-057541 · doc4.xml · derivative · entry 3

JAMES HAMILTON E · CIK 0001238989 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,915

Underlying: Common Stock · 12,915 shares

Expires 2014-04-01

F4 · derivative.exercise_price: This option was previously reported as an option covering 12,000 shares at an exercise price of $37.35 per share and has been adjusted with a lower exercise price and an increased number of options, in connection with the dividend referenced in note 1. The number of outstanding options was increased by a factor of 1.0763, and the option exercise price was reduced by dividing the price by that same factor. The adjustment was required under the governing plan documents

F4 · shares: This option was previously reported as an option covering 12,000 shares at an exercise price of $37.35 per share and has been adjusted with a lower exercise price and an increased number of options, in connection with the dividend referenced in note 1. The number of outstanding options was increased by a factor of 1.0763, and the option exercise price was reduced by dividing the price by that same factor. The adjustment was required under the governing plan documents

F3 · derivative.exercise_date: This option is fully vested.

Read SEC document
December 12, 2012 Filed Dec 13, 2012 23:33 UTC GrantStock Option · Derivative 12,915 $28.26 Strike: $28.26 $364,977.90
Disclosure

SEC source: 0001209191-12-057541 · doc4.xml · derivative · entry 2

JAMES HAMILTON E · CIK 0001238989 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,915

Underlying: Common Stock · 12,915 shares

Expires 2013-04-01

F2 · derivative.exercise_price: This option was previously reported as an option covering 12,000 shares at an exercise price of $30.41 per share and has been adjusted with a lower exercise price and an increased number of options, in connection with the dividend referenced in note 1. The number of outstanding options was increased by a factor of 1.0763, and the option exercise price was reduced by dividing the price by that same factor. The adjustment was required under the governing plan documents.

F2 · shares: This option was previously reported as an option covering 12,000 shares at an exercise price of $30.41 per share and has been adjusted with a lower exercise price and an increased number of options, in connection with the dividend referenced in note 1. The number of outstanding options was increased by a factor of 1.0763, and the option exercise price was reduced by dividing the price by that same factor. The adjustment was required under the governing plan documents.

F3 · derivative.exercise_date: This option is fully vested.

Read SEC document
December 12, 2012 Filed Dec 13, 2012 23:33 UTC GrantCommon Stock 456 $98.31 $44,829.36
Disclosure

SEC source: 0001209191-12-057541 · doc4.xml · nonDerivative · entry 1

JAMES HAMILTON E · CIK 0001238989 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,576

F1 · shares: Represents additional restricted stock units ("RSUs") resulting from the upward adjustment of outstanding unvested RSUs by a factor of 1.0763 in connection with the $7.00 per share special cash dividend payable by the issuer to shareholders of record on December 10, 2012. The adjustment was required under the plan documents governing the grants. The RSUs reported are subject to the same vesting schedules as the original RSUs to which they relate.

Read SEC document
December 12, 2012 Filed Dec 13, 2012 23:33 UTC
JELINEK W CRAIGDirector · President and CEO
GrantStock Option · Derivative 80,722 $40.69 Strike: $40.69 $3,284,578.18
Disclosure

SEC source: 0001209191-12-057542 · doc4.xml · derivative · entry 5

JELINEK W CRAIG · CIK 0001184494 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,722

Underlying: Common Stock · 80,722 shares

Expires 2015-04-01

F6 · derivative.exercise_price: This option was previously reported as an option covering 75,000 shares at an exercise price of $43.79 per share and has been adjusted with a lower exercise price and an increased number of options, in connection with the dividend referenced in note 1. The number of outstanding options was increased by a factor of 1.0763, and the option exercise price was reduced by dividing the price by that same factor. The adjustment was required under the governing plan documents.

F6 · shares: This option was previously reported as an option covering 75,000 shares at an exercise price of $43.79 per share and has been adjusted with a lower exercise price and an increased number of options, in connection with the dividend referenced in note 1. The number of outstanding options was increased by a factor of 1.0763, and the option exercise price was reduced by dividing the price by that same factor. The adjustment was required under the governing plan documents.

F3 · derivative.exercise_date: This option is fully vested.

Read SEC document
December 12, 2012 Filed Dec 13, 2012 23:33 UTC
JELINEK W CRAIGDirector · President and CEO
GrantStock Option · Derivative 80,722 $34.71 Strike: $34.71 $2,801,860.62
Disclosure

SEC source: 0001209191-12-057542 · doc4.xml · derivative · entry 4

JELINEK W CRAIG · CIK 0001184494 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,722

Underlying: Common Stock · 80,722 shares

Expires 2014-04-01

F5 · derivative.exercise_price: This option was previously reported as an option covering 75,000 shares at an exercise price of $37.35 per share and has been adjusted with a lower exercise price and an increased number of options, in connection with the dividend referenced in note 1. The number of outstanding options was increased by a factor of 1.0763, and the option exercise price was reduced by dividing the price by that same factor. The adjustment was required under the governing plan documents.

F5 · shares: This option was previously reported as an option covering 75,000 shares at an exercise price of $37.35 per share and has been adjusted with a lower exercise price and an increased number of options, in connection with the dividend referenced in note 1. The number of outstanding options was increased by a factor of 1.0763, and the option exercise price was reduced by dividing the price by that same factor. The adjustment was required under the governing plan documents.

F3 · derivative.exercise_date: This option is fully vested.

Read SEC document
December 12, 2012 Filed Dec 13, 2012 23:33 UTC
JELINEK W CRAIGDirector · President and CEO
GrantStock Option · Derivative 64,578 $31.36 Strike: $31.36 $2,025,166.08
Disclosure

SEC source: 0001209191-12-057542 · doc4.xml · derivative · entry 3

JELINEK W CRAIG · CIK 0001184494 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,578

Underlying: Common Stock · 64,578 shares

Expires 2013-04-01

F4 · derivative.exercise_price: This option was previously reported as an option covering 60,000 shares at an exercise price of $33.75 per share and has been adjusted with a lower exercise price and an increased number of options, in connection with the dividend referenced in note 1. The number of outstanding options was increased by a factor of 1.0763, and the option exercise price was reduced by dividing the price by that same factor. The adjustment was required under the governing plan documents.

F4 · shares: This option was previously reported as an option covering 60,000 shares at an exercise price of $33.75 per share and has been adjusted with a lower exercise price and an increased number of options, in connection with the dividend referenced in note 1. The number of outstanding options was increased by a factor of 1.0763, and the option exercise price was reduced by dividing the price by that same factor. The adjustment was required under the governing plan documents.

F3 · derivative.exercise_date: This option is fully vested.

Read SEC document
December 12, 2012 Filed Dec 13, 2012 23:33 UTC
JELINEK W CRAIGDirector · President and CEO
GrantStock Option · Derivative 16,144 $28.26 Strike: $28.26 $456,229.44
Disclosure

SEC source: 0001209191-12-057542 · doc4.xml · derivative · entry 2

JELINEK W CRAIG · CIK 0001184494 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,144

Underlying: Common Stock · 16,144 shares

Expires 2013-04-01

F2 · derivative.exercise_price: This option was previously reported as an option covering 15,000 shares at an exercise price of $30.41 per share and has been adjusted with a lower exercise price and an increased number of options, in connection with the dividend referenced in note 1. The number of outstanding options was increased by a factor of 1.0763, and the option exercise price was reduced by dividing the price by that same factor. The adjustment was required under the governing plan documents.

F2 · shares: This option was previously reported as an option covering 15,000 shares at an exercise price of $30.41 per share and has been adjusted with a lower exercise price and an increased number of options, in connection with the dividend referenced in note 1. The number of outstanding options was increased by a factor of 1.0763, and the option exercise price was reduced by dividing the price by that same factor. The adjustment was required under the governing plan documents.

F3 · derivative.exercise_date: This option is fully vested.

Read SEC document
December 12, 2012 Filed Dec 13, 2012 23:33 UTC
JELINEK W CRAIGDirector · President and CEO
GrantCommon Stock 4,016 $98.31 $394,812.96
Disclosure

SEC source: 0001209191-12-057542 · doc4.xml · nonDerivative · entry 1

JELINEK W CRAIG · CIK 0001184494 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 201,158

F1 · shares: Represents additional restricted stock units ("RSUs") resulting from the upward adjustment of outstanding unvested RSUs by a factor of 1.0763 in connection with the $7.00 per share special cash dividend payable by the issuer to shareholders of record on December 10, 2012. The adjustment was required under the plan documents governing the grants. The RSUs reported are subject to the same vesting schedules as the original RSUs to which they relate.

Read SEC document
December 12, 2012 Filed Dec 13, 2012 23:34 UTC
LAZARUS FRANZ EExecutive VP
GrantCommon Stock 1,270 $98.31 $124,853.70
Disclosure

SEC source: 0001209191-12-057543 · doc4.xml · nonDerivative · entry 1

LAZARUS FRANZ E · CIK 0001184496 · Executive VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,865

F1 · shares: Represents additional restricted stock units ("RSUs") resulting from the upward adjustment of outstanding unvested RSUs by a factor of 1.0763 in connection with the $7.00 per share special cash dividend payable by the issuer to shareholders of record on December 10, 2012. The adjustment was required under the plan documents governing the grants. The RSUs reported are subject to the same vesting schedules as the original RSUs to which they relate.

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December 12, 2012 Filed Dec 13, 2012 23:34 UTC GrantCommon Stock 2,999 $98.31 $294,831.69
Disclosure

SEC source: 0001209191-12-057544 · doc4.xml · nonDerivative · entry 1

LIBENSON RICHARD M · CIK 0001187964 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,332

F1 · shares: Represents additional restricted stock units ("RSUs") resulting from the upward adjustment of outstanding unvested RSUs by a factor of 1.0763 in connection with the $7.00 per share special cash dividend payable by the issuer to shareholders of record on December 10, 2012. The adjustment was required under the plan documents governing the grants. The RSUs reported are subject to the same vesting schedules as the original RSUs to which they relate.

Read SEC document
December 12, 2012 Filed Dec 13, 2012 23:34 UTC
McKay John DExecutive Vice President
GrantCommon Stock 2,160 $98.31 $212,349.60
Disclosure

SEC source: 0001209191-12-057545 · doc4.xml · nonDerivative · entry 1

McKay John D · CIK 0001487207 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,409

F1 · shares: Represents additional restricted stock units ("RSUs") resulting from the upward adjustment of outstanding unvested RSUs by a factor of 1.0763 in connection with the $7.00 per share special cash dividend payable by the issuer to shareholders of record on December 10, 2012. The adjustment was required under the plan documents governing the grants. The RSUs reported are subject to the same vesting schedules as the original RSUs to which they relate.

Read SEC document
December 12, 2012 Filed Dec 13, 2012 23:35 UTC GrantCommon Stock 456 $98.31 $44,829.36
Disclosure

SEC source: 0001209191-12-057546 · doc4.xml · nonDerivative · entry 1

MEISENBACH JOHN W · CIK 0001187136 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,456

F1 · shares: Represents additional restricted stock units ("RSUs") resulting from the upward adjustment of outstanding unvested RSUs by a factor of 1.0763 in connection with the $7.00 per share special cash dividend payable by the issuer to shareholders of record on December 10, 2012. The adjustment was required under the plan documents governing the grants. The RSUs reported are subject to the same vesting schedules as the original RSUs to which they relate.

Read SEC document
December 12, 2012 Filed Dec 13, 2012 23:35 UTC
MOULTON PAUL GExecutive VP
GrantCommon Stock 2,541 $98.31 $249,805.71
Disclosure

SEC source: 0001209191-12-057547 · doc4.xml · nonDerivative · entry 1

MOULTON PAUL G · CIK 0001184501 · Executive VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,434

F1 · shares: Represents additional restricted stock units ("RSUs") resulting from the upward adjustment of outstanding unvested RSUs by a factor of 1.0763 in connection with the $7.00 per share special cash dividend payable by the issuer to shareholders of record on December 10, 2012. The adjustment was required under the plan documents governing the grants. The RSUs reported are subject to the same vesting schedules as the original RSUs to which they relate.

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December 12, 2012 Filed Dec 13, 2012 23:35 UTC GrantStock Option · Derivative 6,457 $40.69 Strike: $40.69 $262,735.33
Disclosure

SEC source: 0001209191-12-057550 · doc4.xml · derivative · entry 5

MUNGER CHARLES T · CIK 0001078511 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,457

Underlying: Common Stock · 6,457 shares

Expires 2015-04-01

F5 · derivative.exercise_price: This option was previously reported as an option covering 6,000 shares at an exercise price of $43.79 per share and has been adjusted with a lower exercise price and an increased number of options, in connection with the dividend referenced in note 1. The number of outstanding options was increased by a factor of 1.0763, and the option exercise price was reduced by dividing the price by that same factor. The adjustment was required under the governing plan documents.

F5 · shares: This option was previously reported as an option covering 6,000 shares at an exercise price of $43.79 per share and has been adjusted with a lower exercise price and an increased number of options, in connection with the dividend referenced in note 1. The number of outstanding options was increased by a factor of 1.0763, and the option exercise price was reduced by dividing the price by that same factor. The adjustment was required under the governing plan documents.

F3 · derivative.exercise_date: This option is fully vested.

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December 12, 2012 Filed Dec 13, 2012 23:35 UTC GrantStock Option · Derivative 6,457 $34.71 Strike: $34.71 $224,122.47
Disclosure

SEC source: 0001209191-12-057550 · doc4.xml · derivative · entry 4

MUNGER CHARLES T · CIK 0001078511 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,457

Underlying: Common Stock · 6,457 shares

Expires 2014-04-01

F4 · derivative.exercise_price: This option was previously reported as an option covering 6,000 shares at an exercise price of $37.35 per share and has been adjusted with a lower exercise price and an increased number of options, in connection with the dividend referenced in note 1. The number of outstanding options was increased by a factor of 1.0763, and the option exercise price was reduced by dividing the price by that same factor. The adjustment was required under the governing plan documents.

F4 · shares: This option was previously reported as an option covering 6,000 shares at an exercise price of $37.35 per share and has been adjusted with a lower exercise price and an increased number of options, in connection with the dividend referenced in note 1. The number of outstanding options was increased by a factor of 1.0763, and the option exercise price was reduced by dividing the price by that same factor. The adjustment was required under the governing plan documents.

F3 · derivative.exercise_date: This option is fully vested.

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December 12, 2012 Filed Dec 13, 2012 23:35 UTC GrantStock Option · Derivative 6,457 $28.26 Strike: $28.26 $182,474.82
Disclosure

SEC source: 0001209191-12-057550 · doc4.xml · derivative · entry 3

MUNGER CHARLES T · CIK 0001078511 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,457

Underlying: Common Stock · 6,457 shares

Expires 2013-04-01

F2 · derivative.exercise_price: This option was previously reported as an option covering 6,000 shares at an exercise price of $30.41 per share and has been adjusted with a lower exercise price and an increased number of options, in connection with the dividend referenced in note 1. The number of outstanding options was increased by a factor of 1.0763, and the option exercise price was reduced by dividing the price by that same factor. The adjustment was required under the governing plan documents.

F2 · shares: This option was previously reported as an option covering 6,000 shares at an exercise price of $30.41 per share and has been adjusted with a lower exercise price and an increased number of options, in connection with the dividend referenced in note 1. The number of outstanding options was increased by a factor of 1.0763, and the option exercise price was reduced by dividing the price by that same factor. The adjustment was required under the governing plan documents.

F3 · derivative.exercise_date: This option is fully vested.

Read SEC document
December 12, 2012 Filed Dec 13, 2012 23:35 UTC GrantCommon Stock 456 $98.31 $44,829.36
Disclosure

SEC source: 0001209191-12-057550 · doc4.xml · nonDerivative · entry 1

MUNGER CHARLES T · CIK 0001078511 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,840

F1 · shares: Represents additional restricted stock units ("RSUs") resulting from the upward adjustment of outstanding unvested RSUs by a factor of 1.0763 in connection with the $7.00 per share special cash dividend payable by the issuer to shareholders of record on December 10, 2012. The adjustment was required under the plan documents governing the grants. The RSUs reported are subject to the same vesting schedules as the original RSUs to which they relate.

Read SEC document
December 12, 2012 Filed Dec 13, 2012 23:35 UTC
Murphy James P.Executive VP
GrantCommon Stock 2,388 $98.31 $234,764.28
Disclosure

SEC source: 0001209191-12-057551 · doc4.xml · nonDerivative · entry 1

Murphy James P. · CIK 0001503319 · Executive VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,691

F1 · shares: Represents additional restricted stock units ("RSUs") resulting from the upward adjustment of outstanding unvested RSUs by a factor of 1.0763 in connection with the $7.00 per share special cash dividend payable by the issuer to shareholders of record on December 10, 2012. The adjustment was required under the plan documents governing the grants. The RSUs reported are subject to the same vesting schedules as the original RSUs to which they relate.

Read SEC document
December 12, 2012 Filed Dec 13, 2012 23:36 UTC
PETTERSON DAVID SPrincipal Accounting Officer
GrantCommon Stock 2,858 $98.31 $280,969.98
Disclosure

SEC source: 0001209191-12-057552 · doc4.xml · nonDerivative · entry 1

PETTERSON DAVID S · CIK 0001184497 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,981

F1 · shares: Represents additional restricted stock units ("RSUs") resulting from the upward adjustment of outstanding unvested RSUs by a factor of 1.0763 in connection with the $7.00 per share special cash dividend payable by the issuer to shareholders of record on December 10, 2012. The adjustment was required under the plan documents governing the grants. The RSUs reported are subject to the same vesting schedules as the original RSUs to which they relate.

Read SEC document
December 12, 2012 Filed Dec 13, 2012 23:36 UTC
PORTERA JOSEPH PExecutive VP
GrantCommon Stock 2,541 $98.31 $249,805.71
Disclosure

SEC source: 0001209191-12-057553 · doc4.xml · nonDerivative · entry 1

PORTERA JOSEPH P · CIK 0001184498 · Executive VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,529

F1 · shares: Represents additional restricted stock units ("RSUs") resulting from the upward adjustment of outstanding unvested RSUs by a factor of 1.0763 in connection with the $7.00 per share special cash dividend payable by the issuer to shareholders of record on December 10, 2012. The adjustment was required under the plan documents governing the grants. The RSUs reported are subject to the same vesting schedules as the original RSUs to which they relate.

Read SEC document
December 12, 2012 Filed Dec 13, 2012 23:37 UTC GrantCommon Stock 456 $98.31 $44,829.36
Disclosure

SEC source: 0001209191-12-057554 · doc4.xml · nonDerivative · entry 1

RAIKES JEFFREY S · CIK 0001193112 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,706

F1 · shares: Represents additional restricted stock units ("RSUs") resulting from the upward adjustment of outstanding unvested RSUs by a factor of 1.0763 in connection with the $7.00 per share special cash dividend payable by the issuer to shareholders of record on December 10, 2012. The adjustment was required under the plan documents governing the grants. The RSUs reported are subject to the same vesting schedules as the original RSUs to which they relate.

Read SEC document
December 12, 2012 Filed Dec 13, 2012 23:37 UTC GrantStock Option · Derivative 12,915 $40.69 Strike: $40.69 $525,511.35
Disclosure

SEC source: 0001209191-12-057555 · doc4.xml · derivative · entry 3

RUCKELSHAUS JILL S · CIK 0001228938 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,915

Underlying: Common Stock · 12,915 shares

Expires 2015-04-01

F4 · derivative.exercise_price: This option was previously reported as an option covering 12,000 shares at an exercise price of $43.79 per share and has been adjusted with a lower exercise price and an increased number of options, in connection with the dividend referenced in note 1. The number of outstanding options was increased by a factor of 1.0763, and the option exercise price was reduced by dividing the price by that same factor. The adjustment was required under the governing plan documents.

F4 · shares: This option was previously reported as an option covering 12,000 shares at an exercise price of $43.79 per share and has been adjusted with a lower exercise price and an increased number of options, in connection with the dividend referenced in note 1. The number of outstanding options was increased by a factor of 1.0763, and the option exercise price was reduced by dividing the price by that same factor. The adjustment was required under the governing plan documents.

F3 · derivative.exercise_date: This option is fully vested.

Read SEC document
December 12, 2012 Filed Dec 13, 2012 23:37 UTC GrantStock Option · Derivative 12,915 $34.71 Strike: $34.71 $448,279.65
Disclosure

SEC source: 0001209191-12-057555 · doc4.xml · derivative · entry 2

RUCKELSHAUS JILL S · CIK 0001228938 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,915

Underlying: Common Stock · 12,915 shares

Expires 2014-04-01

F2 · derivative.exercise_price: This option was previously reported as an option covering 12,000 shares at an exercise price of $37.35 per share and has been adjusted with a lower exercise price and an increased number of options, in connection with the dividend referenced in note 1. The number of outstanding options was increased by a factor of 1.0763, and the option exercise price was reduced by dividing the price by that same factor. The adjustment was required under the governing plan documents.

F2 · shares: This option was previously reported as an option covering 12,000 shares at an exercise price of $37.35 per share and has been adjusted with a lower exercise price and an increased number of options, in connection with the dividend referenced in note 1. The number of outstanding options was increased by a factor of 1.0763, and the option exercise price was reduced by dividing the price by that same factor. The adjustment was required under the governing plan documents.

F3 · derivative.exercise_date: This option is fully vested.

Read SEC document
December 12, 2012 Filed Dec 13, 2012 23:37 UTC GrantCommon Stock 456 $98.31 $44,829.36
Disclosure

SEC source: 0001209191-12-057555 · doc4.xml · nonDerivative · entry 1

RUCKELSHAUS JILL S · CIK 0001228938 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,022

F1 · shares: Represents additional restricted stock units ("RSUs") resulting from the upward adjustment of outstanding unvested RSUs by a factor of 1.0763 in connection with the $7.00 per share special cash dividend payable by the issuer to shareholders of record on December 10, 2012. The adjustment was required under the plan documents governing the grants. The RSUs reported are subject to the same vesting schedules as the original RSUs to which they relate.

Read SEC document
December 12, 2012 Filed Dec 13, 2012 23:37 UTC
SCHUTT DOUGLAS WExecutive VP
GrantCommon Stock 2,541 $98.31 $249,805.71
Disclosure

SEC source: 0001209191-12-057556 · doc4.xml · nonDerivative · entry 1

SCHUTT DOUGLAS W · CIK 0001278890 · Executive VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,547

F1 · shares: Represents additional restricted stock units ("RSUs") resulting from the upward adjustment of outstanding unvested RSUs by a factor of 1.0763 in connection with the $7.00 per share special cash dividend payable by the issuer to shareholders of record on December 10, 2012. The RSUs reported are subject to the same vesting schedules as the original RSUs to which they relate. The adjustment was required under the plan documents governing the grants.

Read SEC document
December 12, 2012 Filed Dec 13, 2012 23:37 UTC GrantCommon Stock 2,680 $98.31 $263,470.80
Disclosure

SEC source: 0001209191-12-057557 · doc4.xml · nonDerivative · entry 2

SINEGAL JAMES D · CIK 0001184948 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 934,540

F3 · shares: Represents additional restricted stock units ("RSUs") resulting from the upward adjustment of outstanding unvested RSUs by a factor of 1.0763 in connection with the $7.00 per share special cash dividend payable by the issuer to shareholders of record on December 10, 2012. The adjustment was required under the plan documents governing the grants. The RSUs reported are subject to the same vesting schedules as the original RSUs to which they relate.

Read SEC document
December 12, 2012 Filed Dec 13, 2012 23:37 UTC SaleCommon Stock 16,000 $99.02 $1,584,286.40
Disclosure

SEC source: 0001209191-12-057557 · doc4.xml · nonDerivative · entry 1

SINEGAL JAMES D · CIK 0001184948 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 931,860

F1 · kind: This sale was effected pursuant to a 10b5-1 trading plan.

F2 · price: The price shown is a weighted average sale price for shares sold in multiple transactions; the sale prices ranged from $99.00 to $99.06 per share. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

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December 12, 2012 Filed Dec 13, 2012 23:38 UTC
WALKER THOMAS KIRKExecutive VP
GrantCommon Stock 2,541 $98.31 $249,805.71
Disclosure

SEC source: 0001209191-12-057558 · doc4.xml · nonDerivative · entry 1

WALKER THOMAS KIRK · CIK 0001278889 · Executive VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 265,376

F1 · shares: Represents additional restricted stock units ("RSUs") resulting from the upward adjustment of outstanding unvested RSUs by a factor of 1.0763 in connection with the $7.00 per share special cash dividend payable by the issuer to shareholders of record on December 10, 2012. The adjustment was required under the plan documents governing the grants. The RSUs reported are subject to the same vesting schedules as the original RSUs to which they relate.

Read SEC document
December 12, 2012 Filed Dec 13, 2012 23:38 UTC
ZOOK DENNIS RExecutive VP
GrantCommon Stock 1,270 $98.31 $124,853.70
Disclosure

SEC source: 0001209191-12-057559 · doc4.xml · nonDerivative · entry 1

ZOOK DENNIS R · CIK 0001184499 · Executive VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,246

F1 · shares: Represents additional restricted stock units ("RSUs") resulting from the upward adjustment of outstanding unvested RSUs by a factor of 1.0763 in connection with the $7.00 per share special cash dividend payable by the issuer to shareholders of record on December 10, 2012. The adjustment was required under the plan documents governing the grants. The RSUs reported are subject to the same vesting schedules as the original RSUs to which they relate.

Read SEC document
November 14, 2012 Filed Nov 15, 2012 15:47 UTC SaleCommon Stock 16,000 $95.20 $1,523,193.60
Disclosure

SEC source: 0001209191-12-053148 · doc4.xml · nonDerivative · entry 1

SINEGAL JAMES D · CIK 0001184948 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 947,860

F1 · kind: This sale was effected pursuant to a 10b5-1 trading plan.

F2 · price: The price shown is a weighted average sale price for shares sold in multiple transactions; the sale prices ranged from $94.81 to $95.60 per share. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
November 06, 2012 Filed Oct 11, 2013 14:08 UTC
MOULTON PAUL GExecutive VP
GiftCommon Stock 2,600 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-13-048113 · doc5.xml · nonDerivative · entry 1

MOULTON PAUL G · CIK 0001184501 · Executive VP

10b5-1 filing: Not disclosed

Ownership: Indirect · Moulton Revocable Trust

Disclosed balance after: 9,925

F1 · price: Personal gift.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.