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COST

COSTCO WHOLESALE CORP /NEW

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2803
SEC CIK
0000909832
Parsed reports
1,904

Last 12 months

Inside the activity.

0 purchase rows · 13 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202502
Jan 202604
Feb 202600
Mar 202601
Apr 202601
May 202600
Jun 202601
Jul 202600
Aug 202600
Sep 202602
Oct 202601

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Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 20, 2013 Filed Sep 23, 2013 21:31 UTC
LAZARUS FRANZ EExecutive VP
GrantCommon Stock 25,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-13-045295 · doc4.xml · nonDerivative · entry 1

LAZARUS FRANZ E · CIK 0001184496 · Executive VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,765

F1 · shares: Grant was initially made in October 2012 subject to performance conditions concerning fiscal 2013, which have been deemed satisfied by the Compensation Committee of the Board of Directors. The shares of restricted stock subject to performance conditions vest ratably over a four year period from satisfaction based on continued employment with the Company. In addition, under the Stock Incentive Plan, long term employees are eligible for accelerated vesting upon the anniversary of their 25th, 30th and 35th years of service.

F2 · price: Not applicable. Grant of Restricted Stock Units.

Read SEC document
September 20, 2013 Filed Nov 1, 2013 15:28 UTC Amendment
BROTMAN JEFFREY HDirector · Chairman of the Board
GrantCommon Stock 3,815 $117.94 $449,941.10
Disclosure

SEC source: 0001209191-13-050106 · doc4a.xml · nonDerivative · entry 1

BROTMAN JEFFREY H · CIK 0001184491 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 191,208

F1 · shares: Represents additional restricted stock units ("RSUs") resulting from the upward adjustment of unvested RSUs in connection with the special cash dividend paid on December 10, 2012. The adjustment was required under the plan documents governing the grants. The RSUs reported are subject to the same vesting schedules as the RSUs granted in October 2012 subject to performance conditions concerning fiscal 2013, which were deemed satisfied by the Compensation Committee of the Board of Directors.

Read SEC document
September 20, 2013 Filed Nov 1, 2013 15:29 UTC Amendment
GALANTI RICHARD ADirector · Executive VP and CFO
GrantCommon Stock 1,907 $117.94 $224,911.58
Disclosure

SEC source: 0001209191-13-050107 · doc4a.xml · nonDerivative · entry 1

GALANTI RICHARD A · CIK 0001184493 · Director · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,952

F1 · shares: Represents additional restricted stock units ("RSUs") resulting from the upward adjustment of unvested RSUs in connection with the special cash dividend paid on December 10, 2012. The adjustment was required under the plan documents governing the grants. The RSUs reported are subject to the same vesting schedules as the RSUs granted in October 2012 subject to performance conditions concerning fiscal 2013, which were deemed satisfied by the Compensation Committee of the Board of Directors.

Read SEC document
September 20, 2013 Filed Nov 1, 2013 15:31 UTC Amendment
JELINEK W CRAIGDirector · President and CEO
GrantCommon Stock 3,815 $117.94 $449,941.10
Disclosure

SEC source: 0001209191-13-050109 · doc4a.xml · nonDerivative · entry 1

JELINEK W CRAIG · CIK 0001184494 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 248,666

F1 · shares: Represents additional restricted stock units ("RSUs") resulting from the upward adjustment of unvested RSUs in connection with the special cash dividend paid on December 10, 2012. The adjustment was required under the plan documents governing the grants. The RSUs reported are subject to the same vesting schedules as the RSUs granted in October 2012 subject to performance conditions concerning fiscal 2013, which were deemed satisfied by the Compensation Committee of the Board of Directors.

Read SEC document
September 20, 2013 Filed Nov 1, 2013 15:32 UTC Amendment
LAZARUS FRANZ EExecutive VP
GrantCommon Stock 1,907 $117.94 $224,911.58
Disclosure

SEC source: 0001209191-13-050110 · doc4a.xml · nonDerivative · entry 1

LAZARUS FRANZ E · CIK 0001184496 · Executive VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,132

F1 · shares: Represents additional restricted stock units ("RSUs") resulting from the upward adjustment of unvested RSUs in connection with the special cash dividend paid on December 10, 2012. The adjustment was required under the plan documents governing the grants. The RSUs reported are subject to the same vesting schedules as the RSUs granted in October 2012 subject to performance conditions concerning fiscal 2013, which were deemed satisfied by the Compensation Committee of the Board of Directors.

Read SEC document
September 20, 2013 Filed Nov 1, 2013 15:32 UTC Amendment
McKay John DExecutive Vice President
GrantCommon Stock 1,907 $117.94 $224,911.58
Disclosure

SEC source: 0001209191-13-050111 · doc4a.xml · nonDerivative · entry 1

McKay John D · CIK 0001487207 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,769

F1 · shares: Represents additional restricted stock units ("RSUs") resulting from the upward adjustment of unvested RSUs in connection with the special cash dividend paid on December 10, 2012. The adjustment was required under the plan documents governing the grants. The RSUs reported are subject to the same vesting schedules as the RSUs granted in October 2012 subject to performance conditions concerning fiscal 2013, which were deemed satisfied by the Compensation Committee of the Board of Directors.

Read SEC document
September 20, 2013 Filed Nov 1, 2013 15:33 UTC Amendment
MOULTON PAUL GExecutive VP
GrantCommon Stock 1,907 $117.94 $224,911.58
Disclosure

SEC source: 0001209191-13-050112 · doc4a.xml · nonDerivative · entry 1

MOULTON PAUL G · CIK 0001184501 · Executive VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,953

F1 · shares: Represents additional restricted stock units ("RSUs") resulting from the upward adjustment of unvested RSUs in connection with the special cash dividend paid on December 10, 2012. The adjustment was required under the plan documents governing the grants. The RSUs reported are subject to the same vesting schedules as the RSUs granted in October 2012 subject to performance conditions concerning fiscal 2013, which were deemed satisfied by the Compensation Committee of the Board of Directors.

Read SEC document
September 20, 2013 Filed Nov 1, 2013 15:33 UTC Amendment
Murphy James P.Executive VP
GrantCommon Stock 1,907 $117.94 $224,911.58
Disclosure

SEC source: 0001209191-13-050113 · doc4a.xml · nonDerivative · entry 1

Murphy James P. · CIK 0001503319 · Executive VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,245

F1 · shares: Represents additional restricted stock units ("RSUs") resulting from the upward adjustment of unvested RSUs in connection with the special cash dividend paid on December 10, 2012. The adjustment was required under the plan documents governing the grants. The RSUs reported are subject to the same vesting schedules as the RSUs granted in October 2012 subject to performance conditions concerning fiscal 2013, which were deemed satisfied by the Compensation Committee of the Board of Directors.

Read SEC document
September 20, 2013 Filed Nov 1, 2013 15:33 UTC Amendment
PORTERA JOSEPH PExecutive VP
GrantCommon Stock 1,907 $117.94 $224,911.58
Disclosure

SEC source: 0001209191-13-050114 · doc4a.xml · nonDerivative · entry 1

PORTERA JOSEPH P · CIK 0001184498 · Executive VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,377

F1 · shares: Represents additional restricted stock units ("RSUs") resulting from the upward adjustment of unvested RSUs in connection with the special cash dividend paid on December 10, 2012. The adjustment was required under the plan documents governing the grants. The RSUs reported are subject to the same vesting schedules as the RSUs granted in October 2012 subject to performance conditions concerning fiscal 2013, which were deemed satisfied by the Compensation Committee of the Board of Directors.

Read SEC document
September 20, 2013 Filed Nov 1, 2013 15:34 UTC Amendment
SCHUTT DOUGLAS WExecutive VP
GrantCommon Stock 1,907 $117.94 $224,911.58
Disclosure

SEC source: 0001209191-13-050115 · doc4a.xml · nonDerivative · entry 1

SCHUTT DOUGLAS W · CIK 0001278890 · Executive VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,915

F1 · shares: Represents additional restricted stock units ("RSUs") resulting from the upward adjustment of unvested RSUs in connection with the special cash dividend paid on December 10, 2012. The adjustment was required under the plan documents governing the grants. The RSUs reported are subject to the same vesting schedules as the RSUs granted in October 2012 subject to performance conditions concerning fiscal 2013, which were deemed satisfied by the Compensation Committee of the Board of Directors.

Read SEC document
September 20, 2013 Filed Nov 1, 2013 15:34 UTC Amendment
WALKER THOMAS KIRKExecutive VP
GrantCommon Stock 1,907 $117.94 $224,911.58
Disclosure

SEC source: 0001209191-13-050116 · doc4a.xml · nonDerivative · entry 1

WALKER THOMAS KIRK · CIK 0001278889 · Executive VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 265,242

F1 · shares: Represents additional restricted stock units ("RSUs") resulting from the upward adjustment of unvested RSUs in connection with the special cash dividend paid on December 10, 2012. The adjustment was required under the plan documents governing the grants. The RSUs reported are subject to the same vesting schedules as the RSUs granted in October 2012 subject to performance conditions concerning fiscal 2013, which were deemed satisfied by the Compensation Committee of the Board of Directors.

Read SEC document
September 20, 2013 Filed Nov 1, 2013 15:35 UTC Amendment
ZOOK DENNIS RExecutive VP
GrantCommon Stock 1,907 $117.94 $224,911.58
Disclosure

SEC source: 0001209191-13-050117 · doc4a.xml · nonDerivative · entry 1

ZOOK DENNIS R · CIK 0001184499 · Executive VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,017

F1 · shares: Represents additional restricted stock units ("RSUs") resulting from the upward adjustment of unvested RSUs in connection with the special cash dividend paid on December 10, 2012. The adjustment was required under the plan documents governing the grants. The RSUs reported are subject to the same vesting schedules as the RSUs granted in October 2012 subject to performance conditions concerning fiscal 2013, which were deemed satisfied by the Compensation Committee of the Board of Directors.

Read SEC document
September 20, 2013 Filed Sep 11, 2014 23:10 UTC Amendment
Murphy James P.Executive VP
GrantCommon Stock 1,907 $117.94 $224,911.58
Disclosure

SEC source: 0001209191-14-057580 · doc4a.xml · nonDerivative · entry 1

Murphy James P. · CIK 0001503319 · Executive VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,059

F1 · shares: Represents additional restricted stock units ("RSUs") resulting from the upward adjustment of unvested RSUs in connection with the special cash dividend paid on December 10, 2012. The adjustment was required under the plan documents governing the grants. The RSUs reported are subject to the same vesting schedules as the RSUs granted in October 2012 subject to performance conditions concerning fiscal 2013, which were deemed satisfied by the Compensation Committee of the Board of Directors.

F2 · acquired: Entered as a disposition rather than an acquisition on original reporting.

Read SEC document
September 16, 2013 Filed Sep 16, 2013 23:44 UTC SaleCommon Stock 8,000 $118.36 $946,880.00
Disclosure

SEC source: 0001209191-13-044420 · doc4.xml · nonDerivative · entry 1

SINEGAL JAMES D · CIK 0001184948 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 938,391

F1 · kind: This sale was effected pursuant to a 10b5-1 trading plan.

Read SEC document
August 15, 2013 Filed Aug 16, 2013 14:52 UTC SaleCommon Stock 8,000 $112.56 $900,480.00
Disclosure

SEC source: 0001209191-13-041068 · doc4.xml · nonDerivative · entry 1

SINEGAL JAMES D · CIK 0001184948 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 946,391

F1 · kind: This sale was effected pursuant to a 10b5-1 trading plan.

Read SEC document
August 14, 2013 Filed Oct 11, 2013 14:07 UTC GiftCommon Stock 2,525 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-13-048112 · doc5.xml · nonDerivative · entry 1

MEISENBACH JOHN W · CIK 0001187136 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,931

F1 · price: Personal gift.

Read SEC document
July 15, 2013 Filed Jul 16, 2013 15:39 UTC SaleCommon Stock 8,000 $115.92 $927,360.00
Disclosure

SEC source: 0001209191-13-036762 · doc4.xml · nonDerivative · entry 1

SINEGAL JAMES D · CIK 0001184948 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 954,391

F1 · kind: This sale was effected pursuant to a 10b5-1 trading plan.

F2 · price: The price shown is a weighted average sale price for shares sold in multiple transactions; the sale prices ranged from $115.80 to $115.95 per share. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
June 26, 2013 Filed Oct 11, 2013 14:07 UTC
LAZARUS FRANZ EExecutive VP
GiftCommon Stock 1,100 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-13-048111 · doc5.xml · nonDerivative · entry 1

LAZARUS FRANZ E · CIK 0001184496 · Executive VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,765

F1 · price: Personal gift.

Read SEC document
June 18, 2013 Filed Oct 11, 2013 14:08 UTC
MOULTON PAUL GExecutive VP
GiftCommon Stock 500 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-13-048113 · doc5.xml · nonDerivative · entry 2

MOULTON PAUL G · CIK 0001184501 · Executive VP

10b5-1 filing: Not disclosed

Ownership: Indirect · Moulton Revocable Trust

Disclosed balance after: 9,425

F1 · price: Personal gift.

Read SEC document
June 14, 2013 Filed Jun 14, 2013 23:07 UTC SaleCommon Stock 8,000 $110.37 $882,960.00
Disclosure

SEC source: 0001209191-13-032329 · doc4.xml · nonDerivative · entry 1

SINEGAL JAMES D · CIK 0001184948 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 962,391

F1 · kind: This sale was effected pursuant to a 10b5-1 trading plan.

Read SEC document
June 11, 2013 Filed Jun 12, 2013 17:01 UTC
Murphy James P.Executive VP
SaleCommon Stock 5,000 $110.53 $552,650.00
Disclosure

SEC source: 0001209191-13-031764 · doc4.xml · nonDerivative · entry 1

Murphy James P. · CIK 0001503319 · Executive VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,691

Read SEC document
June 10, 2013 Filed Oct 11, 2013 14:09 UTC GiftCommon Stock 907 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-13-048114 · doc5.xml · nonDerivative · entry 11

SINEGAL JAMES D · CIK 0001184948 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 970,391

F1 · price: Personal gift.

Read SEC document
May 15, 2013 Filed May 16, 2013 15:26 UTC SaleCommon Stock 8,000 $110.86 $886,880.00
Disclosure

SEC source: 0001209191-13-026692 · doc4.xml · nonDerivative · entry 1

SINEGAL JAMES D · CIK 0001184948 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 971,298

F1 · kind: This sale was effected pursuant to a 10b5-1 trading plan.

Read SEC document
May 03, 2013 Filed May 3, 2013 20:29 UTC
Rose Timothy L.Executive VP
SaleCommon Stock 5,000 $110.27 $551,350.00
Disclosure

SEC source: 0001209191-13-023966 · doc4.xml · nonDerivative · entry 1

Rose Timothy L. · CIK 0001564691 · Executive VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,402

F1 · price: The price shown is a weighted average sale price for shares sold in multiple transactions; the sale prices ranged from $110.26 to $110.28 per share. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
May 02, 2013 Filed May 2, 2013 20:41 UTC
McKay John DExecutive Vice President
SaleCommon Stock 3,000 $109.11 $327,330.00
Disclosure

SEC source: 0001209191-13-023681 · doc4.xml · nonDerivative · entry 1

McKay John D · CIK 0001487207 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,409

F1 · price: The price shown is a weighted average sale price for shares sold in multiple transactions; the sale prices ranged from $109.09 to $109.12 per share. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
April 30, 2013 Filed May 1, 2013 22:11 UTC Tax withholdingCommon Stock 4,515 $108.43 $489,561.45
Disclosure

SEC source: 0001209191-13-023418 · doc4.xml · nonDerivative · entry 3

SINEGAL JAMES D · CIK 0001184948 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 979,298

F1 · price: This transaction is a withholding by the Company for taxes in connection with the vesting of previously granted restricted stock units. The price represents the closing market price of Costco common stock on NASDAQ on April 30, 2013.

Read SEC document
April 30, 2013 Filed May 1, 2013 22:11 UTC Tax withholdingCommon Stock 6,021 $108.43 $652,857.03
Disclosure

SEC source: 0001209191-13-023418 · doc4.xml · nonDerivative · entry 2

SINEGAL JAMES D · CIK 0001184948 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 983,813

F1 · price: This transaction is a withholding by the Company for taxes in connection with the vesting of previously granted restricted stock units. The price represents the closing market price of Costco common stock on NASDAQ on April 30, 2013.

Read SEC document
April 30, 2013 Filed May 1, 2013 22:11 UTC Tax withholdingCommon Stock 2,313 $108.43 $250,798.59
Disclosure

SEC source: 0001209191-13-023418 · doc4.xml · nonDerivative · entry 1

SINEGAL JAMES D · CIK 0001184948 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 989,834

F1 · price: This transaction is a withholding by the Company for taxes in connection with the vesting of previously granted restricted stock units. The price represents the closing market price of Costco common stock on NASDAQ on April 30, 2013.

Read SEC document
April 25, 2013 Filed Apr 25, 2013 21:36 UTC
GALANTI RICHARD ADirector · Executive VP and CFO
Exercise / conversionStock Option · Derivative 5,000 $40.69 Strike: $40.69 $203,450.00
Disclosure

SEC source: 0001209191-13-022581 · doc4.xml · derivative · entry 7

GALANTI RICHARD A · CIK 0001184493 · Director · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 5,000 shares

Expires 2015-04-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 25, 2013 Filed Apr 25, 2013 21:36 UTC
GALANTI RICHARD ADirector · Executive VP and CFO
SaleCommon Stock 5,000 $109.10 $545,500.00
Disclosure

SEC source: 0001209191-13-022581 · doc4.xml · nonDerivative · entry 4

GALANTI RICHARD A · CIK 0001184493 · Director · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,810

Read SEC document
April 25, 2013 Filed Apr 25, 2013 21:36 UTC
GALANTI RICHARD ADirector · Executive VP and CFO
Exercise / conversionCommon Stock 5,000 $40.69 $203,450.00
Disclosure

SEC source: 0001209191-13-022581 · doc4.xml · nonDerivative · entry 3

GALANTI RICHARD A · CIK 0001184493 · Director · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,810

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 24, 2013 Filed Apr 25, 2013 21:36 UTC
GALANTI RICHARD ADirector · Executive VP and CFO
Exercise / conversionStock Option · Derivative 15,000 $40.69 Strike: $40.69 $610,350.00
Disclosure

SEC source: 0001209191-13-022581 · doc4.xml · derivative · entry 6

GALANTI RICHARD A · CIK 0001184493 · Director · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,000

Underlying: Common Stock · 15,000 shares

Expires 2015-04-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 24, 2013 Filed Apr 25, 2013 21:36 UTC
GALANTI RICHARD ADirector · Executive VP and CFO
SaleCommon Stock 15,000 $108.03 $1,620,450.00
Disclosure

SEC source: 0001209191-13-022581 · doc4.xml · nonDerivative · entry 2

GALANTI RICHARD A · CIK 0001184493 · Director · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,810

F1 · price: The price shown is a weighted average sale price for shares sold in multiple transactions; the sale prices ranged from $107.93 to $108.09 per share. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
April 24, 2013 Filed Apr 25, 2013 21:36 UTC
GALANTI RICHARD ADirector · Executive VP and CFO
Exercise / conversionCommon Stock 15,000 $40.69 $610,350.00
Disclosure

SEC source: 0001209191-13-022581 · doc4.xml · nonDerivative · entry 1

GALANTI RICHARD A · CIK 0001184493 · Director · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,810

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 18, 2013 Filed Apr 19, 2013 19:15 UTC Exercise / conversionStock Option · Derivative 12,915 $40.69 Strike: $40.69 $525,511.35
Disclosure

SEC source: 0001209191-13-022032 · doc4.xml · derivative · entry 5

RUCKELSHAUS JILL S · CIK 0001228938 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,915 shares

Expires 2015-04-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 18, 2013 Filed Apr 19, 2013 19:15 UTC Exercise / conversionStock Option · Derivative 12,915 $34.71 Strike: $34.71 $448,279.65
Disclosure

SEC source: 0001209191-13-022032 · doc4.xml · derivative · entry 4

RUCKELSHAUS JILL S · CIK 0001228938 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,915 shares

Expires 2014-04-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 18, 2013 Filed Apr 19, 2013 19:15 UTC SaleCommon Stock 25,830 $104.63 $2,702,685.89
Disclosure

SEC source: 0001209191-13-022032 · doc4.xml · nonDerivative · entry 3

RUCKELSHAUS JILL S · CIK 0001228938 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,022

F1 · price: The price shown is a weighted average sale price for shares sold in multiple transactions; the sale prices ranged from $104.1833 to $105.08 per share. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
April 18, 2013 Filed Apr 19, 2013 19:15 UTC Exercise / conversionCommon Stock 12,915 $40.69 $525,511.35
Disclosure

SEC source: 0001209191-13-022032 · doc4.xml · nonDerivative · entry 2

RUCKELSHAUS JILL S · CIK 0001228938 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,852

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 18, 2013 Filed Apr 19, 2013 19:15 UTC Exercise / conversionCommon Stock 12,915 $34.71 $448,279.65
Disclosure

SEC source: 0001209191-13-022032 · doc4.xml · nonDerivative · entry 1

RUCKELSHAUS JILL S · CIK 0001228938 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,937

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 15, 2013 Filed Apr 16, 2013 14:06 UTC SaleCommon Stock 8,000 $105.45 $843,600.00
Disclosure

SEC source: 0001209191-13-021410 · doc4.xml · nonDerivative · entry 1

SINEGAL JAMES D · CIK 0001184948 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 992,147

F1 · kind: This sale was effected pursuant to a 10b5-1 trading plan.

Read SEC document
April 03, 2013 Filed Apr 3, 2013 20:28 UTC
ZOOK DENNIS RExecutive VP
SaleCommon Stock 4,000 $106.50 $426,000.00
Disclosure

SEC source: 0001209191-13-020164 · doc4.xml · nonDerivative · entry 1

ZOOK DENNIS R · CIK 0001184499 · Executive VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,246

F1 · price: The price shown is a weighted average sale price for shares sold in multiple transactions; the sale prices ranged from $106.49 to $106.51 per share. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
April 01, 2013 Filed Oct 11, 2013 14:06 UTC GiftCommon Stock 1,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-13-048110 · doc5.xml · nonDerivative · entry 1

EVANS DANIEL J · CIK 0001039950 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,277

F1 · price: Personal gift.

Read SEC document
March 27, 2013 Filed Mar 28, 2013 15:57 UTC
LAZARUS FRANZ EExecutive VP
SaleCommon Stock 2,000 $106.05 $212,100.00
Disclosure

SEC source: 0001209191-13-018720 · doc4.xml · nonDerivative · entry 1

LAZARUS FRANZ E · CIK 0001184496 · Executive VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,865

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March 21, 2013 Filed Oct 11, 2013 14:09 UTC GiftCommon Stock 9,959 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-13-048114 · doc5.xml · nonDerivative · entry 24

SINEGAL JAMES D · CIK 0001184948 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse's GRAT

Disclosed balance after: 5

F1 · price: Personal gift.

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March 21, 2013 Filed Oct 11, 2013 14:09 UTC OtherCommon Stock 10,615 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-13-048114 · doc5.xml · nonDerivative · entry 23

SINEGAL JAMES D · CIK 0001184948 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse's GRAT

Disclosed balance after: 9,964

F4 · price: Represents shares distributed to spouse of reporting person by a GRAT of which she is the sole trustee.

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March 21, 2013 Filed Oct 11, 2013 14:09 UTC GiftCommon Stock 9,959 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-13-048114 · doc5.xml · nonDerivative · entry 19

SINEGAL JAMES D · CIK 0001184948 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By GRAT

Disclosed balance after: 5

F1 · price: Personal gift.

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March 21, 2013 Filed Oct 11, 2013 14:09 UTC OtherCommon Stock 10,615 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-13-048114 · doc5.xml · nonDerivative · entry 18

SINEGAL JAMES D · CIK 0001184948 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By GRAT

Disclosed balance after: 9,964

F3 · price: Represents shares distributed from a GRAT to reporting person.

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March 21, 2013 Filed Oct 11, 2013 14:09 UTC OtherCommon Stock 10,615 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-13-048114 · doc5.xml · nonDerivative · entry 10

SINEGAL JAMES D · CIK 0001184948 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000,147

F4 · price: Represents shares distributed to spouse of reporting person by a GRAT of which she is the sole trustee.

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March 21, 2013 Filed Oct 11, 2013 14:09 UTC OtherCommon Stock 10,615 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-13-048114 · doc5.xml · nonDerivative · entry 9

SINEGAL JAMES D · CIK 0001184948 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 989,532

F3 · price: Represents shares distributed from a GRAT to reporting person.

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March 15, 2013 Filed Mar 15, 2013 22:18 UTC SaleCommon Stock 8,000 $102.55 $820,400.00
Disclosure

SEC source: 0001209191-13-016969 · doc4.xml · nonDerivative · entry 1

SINEGAL JAMES D · CIK 0001184948 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 978,917

F1 · kind: This sale was effected pursuant to a 10b5-1 trading plan.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.