Last 12 months
Inside the activity.
2 purchase rows · 107 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 11 |
| Dec 2025 | 0 | 5 |
| Jan 2026 | 0 | 1 |
| Feb 2026 | 0 | 1 |
| Mar 2026 | 2 | 3 |
| Apr 2026 | 0 | 1 |
| May 2026 | 0 | 5 |
| Jun 2026 | 0 | 12 |
| Jul 2026 | 0 | 26 |
| Aug 2026 | 0 | 18 |
| Sep 2026 | 0 | 15 |
| Oct 2026 | 0 | 9 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 01, 2021 Filed Oct 5, 2021 22:17 UTC |
Maduck SeanChief Commercial Officer
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 24,363 | $0.00 Strike: $3.29 | $0.00 |
DisclosureSEC source: 0000899243-21-039272 · doc4.xml · derivative · entry 7 Maduck Sean · CIK 0001698310 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,239 Underlying: Common Stock · 24,363 shares Expires 2025-02-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transaction was made pursuant to a 10b5-1 plan in effect at the time of the transaction. F5 · derivative.exercise_date: Fully exercisable. Read SEC document |
| October 01, 2021 Filed Oct 5, 2021 22:17 UTC |
Maduck SeanChief Commercial Officer
|
SaleCommon Stock | 24,363 | $20.00 | $487,374.51 |
DisclosureSEC source: 0000899243-21-039272 · doc4.xml · nonDerivative · entry 2 Maduck Sean · CIK 0001698310 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,024 F1 · kind: The transaction was made pursuant to a 10b5-1 plan in effect at the time of the transaction. F2 · price: Represents the weighted average sale price for the entire number of shares sold. The actual sale prices range from $20.00 to $20.05 per share. Detailed information on the exact number of shares sold at each sale price can be obtained from the issuer upon request. Read SEC document |
| October 01, 2021 Filed Oct 5, 2021 22:17 UTC |
Maduck SeanChief Commercial Officer
|
Exercise / conversionCommon Stock | 24,363 | $3.29 | $80,154.27 |
DisclosureSEC source: 0000899243-21-039272 · doc4.xml · nonDerivative · entry 1 Maduck Sean · CIK 0001698310 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,387 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transaction was made pursuant to a 10b5-1 plan in effect at the time of the transaction. Read SEC document |
| September 15, 2021 Filed Sep 15, 2021 22:13 UTC |
Robb Gary CharlesChief Business Officer
|
SaleCommon Stock | 47,853 | $20.49 | $980,742.45 |
DisclosureSEC source: 0000899243-21-036139 · doc4.xml · nonDerivative · entry 3 Robb Gary Charles · CIK 0001529655 · Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,848 F3 · price: Represents the weighted average sale price for the entire number of shares sold. The actual sale prices range from $20.405 to $20.58. Information on the exact number of shares sold at each sale price can be obtained from the issuer upon request. Read SEC document |
| September 14, 2021 Filed Sep 15, 2021 22:13 UTC |
Robb Gary CharlesChief Business Officer
|
SaleCommon Stock | 806 | $20.76 | $16,735.70 |
DisclosureSEC source: 0000899243-21-036139 · doc4.xml · nonDerivative · entry 2 Robb Gary Charles · CIK 0001529655 · Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,701 F2 · price: Represents the weighted average sale price for the entire number of shares sold. The actual sale prices range from $20.76 to $20.88. Information on the exact number of shares sold at each sale price can be obtained from the issuer upon request. Read SEC document |
| September 13, 2021 Filed Sep 15, 2021 22:13 UTC |
Robb Gary CharlesChief Business Officer
|
SaleCommon Stock | 6,341 | $20.89 | $132,445.10 |
DisclosureSEC source: 0000899243-21-036139 · doc4.xml · nonDerivative · entry 1 Robb Gary Charles · CIK 0001529655 · Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,507 F1 · price: Represents the weighted average sale price for the entire number of shares sold. The actual sale prices range from $20.88 to $20.905. Information on the exact number of shares sold at each sale price can be obtained from the issuer upon request. Read SEC document |
| September 02, 2021 Filed Sep 3, 2021 21:30 UTC |
Swisher Daniel N JRDirector
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 7,500 | $0.00 Strike: $6.55 | $0.00 |
DisclosureSEC source: 0000899243-21-035154 · doc4.xml · derivative · entry 3 Swisher Daniel N JR · CIK 0001323113 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,500 Underlying: Common Stock · 7,500 shares Expires 2025-06-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transaction was made pursuant to a 10b5-1 plan in effect at the time of the transaction. F3 · derivative.exercise_date: Fully exercisable. Read SEC document |
| September 02, 2021 Filed Sep 3, 2021 21:30 UTC |
Swisher Daniel N JRDirector
|
SaleCommon Stock | 7,500 | $21.70 | $162,741.00 |
DisclosureSEC source: 0000899243-21-035154 · doc4.xml · nonDerivative · entry 2 Swisher Daniel N JR · CIK 0001323113 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: The transaction was made pursuant to a 10b5-1 plan in effect at the time of the transaction. F2 · price: Represents the weighted average sale price for the entire number of shares sold. The actual sale prices range from $21.63 to $21.79 per share. Detailed information on the exact number of shares sold at each sale price can be obtained from Issuer upon request. Read SEC document |
| September 02, 2021 Filed Sep 3, 2021 21:30 UTC |
Swisher Daniel N JRDirector
|
Exercise / conversionCommon Stock | 7,500 | $6.55 | $49,125.00 |
DisclosureSEC source: 0000899243-21-035154 · doc4.xml · nonDerivative · entry 1 Swisher Daniel N JR · CIK 0001323113 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transaction was made pursuant to a 10b5-1 plan in effect at the time of the transaction. Read SEC document |
| September 01, 2021 Filed Sep 3, 2021 21:12 UTC |
Guyer WilliamChief Development Officer
|
GrantStock Option (Right to Buy) · Derivative | 500,000 | $0.00 Strike: $21.65 | $0.00 |
DisclosureSEC source: 0000899243-21-035142 · doc4.xml · derivative · entry 1 Guyer William · CIK 0001879013 · Chief Development Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 500,000 Underlying: Common Stock · 500,000 shares Expires 2031-08-31 F1 · derivative.exercise_date: Shares subject to the stock option vest and become exercisable with respect to 25% of the shares on the first anniversary of August 16, 2021 (the "Vesting Commencement Date") with the remaining shares vesting and becoming exercisable ratably on a monthly basis over a period of 36 consecutive months thereafter until fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date, subject to the Reporting Person's continued service. Read SEC document |
| September 01, 2021 Filed Sep 3, 2021 21:10 UTC |
Maduck SeanChief Commercial Officer
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 25,000 | $0.00 Strike: $3.29 | $0.00 |
DisclosureSEC source: 0000899243-21-035138 · doc4.xml · derivative · entry 5 Maduck Sean · CIK 0001698310 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,602 Underlying: Common Stock · 25,000 shares Expires 2025-02-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transaction was made pursuant to a 10b5-1 plan in effect at the time of the transaction. F5 · derivative.exercise_date: Fully exercisable. Read SEC document |
| September 01, 2021 Filed Sep 3, 2021 21:10 UTC |
Maduck SeanChief Commercial Officer
|
SaleCommon Stock | 25,000 | $21.40 | $534,930.00 |
DisclosureSEC source: 0000899243-21-035138 · doc4.xml · nonDerivative · entry 2 Maduck Sean · CIK 0001698310 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,024 F1 · kind: The transaction was made pursuant to a 10b5-1 plan in effect at the time of the transaction. F2 · price: Represents the weighted average sale price for the entire number of shares sold. The actual sale prices range from $21.38 to $21.445 per share. Detailed information on the exact number of shares sold at each sale price can be obtained from the issuer upon request. Read SEC document |
| September 01, 2021 Filed Sep 3, 2021 21:10 UTC |
Maduck SeanChief Commercial Officer
|
Exercise / conversionCommon Stock | 25,000 | $3.29 | $82,250.00 |
DisclosureSEC source: 0000899243-21-035138 · doc4.xml · nonDerivative · entry 1 Maduck Sean · CIK 0001698310 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,024 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transaction was made pursuant to a 10b5-1 plan in effect at the time of the transaction. Read SEC document |
| August 30, 2021 Filed Sep 1, 2021 21:36 UTC |
Robb Gary CharlesChief Business Officer
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 148,148 | $0.00 Strike: $2.70 | $0.00 |
DisclosureSEC source: 0000899243-21-034772 · doc4.xml · derivative · entry 6 Robb Gary Charles · CIK 0001529655 · Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 148,148 shares Expires 2021-09-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Fully exercisable. Read SEC document |
| August 30, 2021 Filed Sep 1, 2021 21:36 UTC |
Robb Gary CharlesChief Business Officer
|
Tax withholdingCommon Stock | 80,938 | $21.53 | $1,742,595.14 |
DisclosureSEC source: 0000899243-21-034772 · doc4.xml · nonDerivative · entry 2 Robb Gary Charles · CIK 0001529655 · Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142,848 F1 · kind: These shares were withheld so the Reporting Person could satisfy the exercise price and tax withholding obligations arising from a net (cashless) exercise of stock options that occurred on August 30, 2021. The options subject to the net exercise expired on September 1, 2021. Read SEC document |
| August 30, 2021 Filed Sep 1, 2021 21:36 UTC |
Robb Gary CharlesChief Business Officer
|
Exercise / conversionCommon Stock | 148,148 | $2.70 | $399,999.60 |
DisclosureSEC source: 0000899243-21-034772 · doc4.xml · nonDerivative · entry 1 Robb Gary Charles · CIK 0001529655 · Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 223,786 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 27, 2021 Filed Feb 14, 2022 23:26 UTC |
Robb Gary CharlesChief Business Officer
|
GiftCommon Stock | 700 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-006257 · doc5.xml · nonDerivative · entry 9 Robb Gary Charles · CIK 0001529655 · Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,188 Read SEC document |
| August 25, 2021 Filed Feb 14, 2022 23:26 UTC |
Robb Gary CharlesChief Business Officer
|
GiftCommon Stock | 750 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-006257 · doc5.xml · nonDerivative · entry 8 Robb Gary Charles · CIK 0001529655 · Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,888 Read SEC document |
| August 03, 2021 Filed Aug 5, 2021 21:30 UTC |
Maduck SeanChief Commercial Officer
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 25,000 | $0.00 Strike: $3.29 | $0.00 |
DisclosureSEC source: 0000899243-21-031793 · doc4.xml · derivative · entry 5 Maduck Sean · CIK 0001698310 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 172,602 Underlying: Common Stock · 25,000 shares Expires 2025-02-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transaction was made pursuant to a 10b5-1 plan in effect at the time of the transaction. F5 · derivative.exercise_date: Fully exercisable. Read SEC document |
| August 03, 2021 Filed Aug 5, 2021 21:30 UTC |
Maduck SeanChief Commercial Officer
|
SaleCommon Stock | 25,000 | $21.18 | $529,420.00 |
DisclosureSEC source: 0000899243-21-031793 · doc4.xml · nonDerivative · entry 2 Maduck Sean · CIK 0001698310 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,024 F1 · kind: The transaction was made pursuant to a 10b5-1 plan in effect at the time of the transaction. F2 · price: Represents the weighted average sale price for the entire number of shares sold. The actual sale prices range from $21.12 to $21.335 per share. Detailed information on the exact number of shares sold at each sale price can be obtained from the issuer upon request. Read SEC document |
| August 03, 2021 Filed Aug 5, 2021 21:30 UTC |
Maduck SeanChief Commercial Officer
|
Exercise / conversionCommon Stock | 25,000 | $3.29 | $82,250.00 |
DisclosureSEC source: 0000899243-21-031793 · doc4.xml · nonDerivative · entry 1 Maduck Sean · CIK 0001698310 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,024 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transaction was made pursuant to a 10b5-1 plan in effect at the time of the transaction. Read SEC document |
| July 14, 2021 Filed Jul 16, 2021 21:14 UTC |
Hunt HazelChief Scientific Officer
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 50,000 | $0.00 Strike: $2.89 | $0.00 |
DisclosureSEC source: 0000899243-21-028678 · doc4.xml · derivative · entry 3 Hunt Hazel · CIK 0001698307 · Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 50,000 shares Expires 2021-08-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Fully exercisable. Read SEC document |
| July 14, 2021 Filed Jul 16, 2021 21:14 UTC |
Hunt HazelChief Scientific Officer
|
Tax withholdingCommon Stock | 30,482 | $20.59 | $627,624.38 |
DisclosureSEC source: 0000899243-21-028678 · doc4.xml · nonDerivative · entry 2 Hunt Hazel · CIK 0001698307 · Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,493 F1 · kind: These shares were withheld so the Reporting Person could satisfy the exercise price and the withholding of taxes arising from a net (cashless) exercise of stock options. The options subject to the net exercise were to expire on August 9, 2021. Read SEC document |
| July 14, 2021 Filed Jul 16, 2021 21:14 UTC |
Hunt HazelChief Scientific Officer
|
Exercise / conversionCommon Stock | 50,000 | $2.89 | $144,500.00 |
DisclosureSEC source: 0000899243-21-028678 · doc4.xml · nonDerivative · entry 1 Hunt Hazel · CIK 0001698307 · Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,975 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 13, 2021 Filed Jul 14, 2021 21:08 UTC |
Maduck SeanChief Commercial Officer
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $2.24 | $0.00 |
DisclosureSEC source: 0000899243-21-028328 · doc4.xml · derivative · entry 4 Maduck Sean · CIK 0001698310 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 10,000 shares Expires 2022-11-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Fully exercisable. Read SEC document |
| July 13, 2021 Filed Jul 14, 2021 21:08 UTC |
Maduck SeanChief Commercial Officer
|
Exercise / conversionCommon Stock | 10,000 | $2.24 | $22,400.00 |
DisclosureSEC source: 0000899243-21-028328 · doc4.xml · nonDerivative · entry 1 Maduck Sean · CIK 0001698310 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,024 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 13, 2021 Filed Jun 3, 2025 00:57 UTC |
Maduck SeanSee Remarks
|
OtherCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-080528 · ownership.xml · nonDerivative · entry 6 Maduck Sean · CIK 0001698310 · See Remarks 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 40,000 F2 · kind: Transfer of shares without consideration to the Sean and Molly Maduck Living Trust. F3 · ownership.nature: Represents the shares held by Sean and Molly Maduck Living Trust of which the Reporting Person is a co-trustee. Read SEC document |
| July 13, 2021 Filed Jun 3, 2025 00:57 UTC |
Maduck SeanSee Remarks
|
GiftCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-080528 · ownership.xml · nonDerivative · entry 5 Maduck Sean · CIK 0001698310 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 55,622 F1 · balance_after: Includes 458 shares underlying unvested restricted stock awards granted to the Reporting Person by the Issuer on September 3, 2024, 265 shares underlying unvested restricted stock awards granted to the Reporting Person by the Issuer on December 2, 2024 and 266 shares underlying unvested restricted stock awards granted to the Reporting Person by the Issuer on March 3, 2025. 100% of the shares underlying the restricted stock awards will vest on the one-year anniversary of the grant date provided the Reporting Person satisfies certain requirements. Read SEC document |
| July 07, 2021 Filed Jul 9, 2021 21:29 UTC |
Maduck SeanChief Commercial Officer
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 25,000 | $0.00 Strike: $3.29 | $0.00 |
DisclosureSEC source: 0000899243-21-028014 · doc4.xml · derivative · entry 5 Maduck Sean · CIK 0001698310 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 197,602 Underlying: Common Stock · 25,000 shares Expires 2025-02-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transaction was made pursuant to a 10b5-1 plan in effect at the time of the transaction. F5 · derivative.exercise_date: Fully exercisable. Read SEC document |
| July 07, 2021 Filed Jul 9, 2021 21:29 UTC |
Maduck SeanChief Commercial Officer
|
SaleCommon Stock | 25,000 | $22.19 | $554,692.50 |
DisclosureSEC source: 0000899243-21-028014 · doc4.xml · nonDerivative · entry 2 Maduck Sean · CIK 0001698310 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,024 F1 · kind: The transaction was made pursuant to a 10b5-1 plan in effect at the time of the transaction. F2 · price: Represents the weighted average sale price for the entire number of shares sold. The actual sale prices range from $22.17 to $22.25 per share. Detailed information on the exact number of shares sold at each sale price can be obtained from the issuer upon request. Read SEC document |
| July 07, 2021 Filed Jul 9, 2021 21:29 UTC |
Maduck SeanChief Commercial Officer
|
Exercise / conversionCommon Stock | 25,000 | $3.29 | $82,250.00 |
DisclosureSEC source: 0000899243-21-028014 · doc4.xml · nonDerivative · entry 1 Maduck Sean · CIK 0001698310 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,024 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transaction was made pursuant to a 10b5-1 plan in effect at the time of the transaction. Read SEC document |
| July 01, 2021 Filed Jul 2, 2021 21:12 UTC |
Murray Joshua M.Director
|
GrantStock Option (Right to Buy) · Derivative | 60,000 | $0.00 Strike: $22.53 | $0.00 |
DisclosureSEC source: 0000899243-21-027273 · doc4.xml · derivative · entry 1 Murray Joshua M. · CIK 0001867952 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,000 Underlying: Common Stock · 60,000 shares Expires 2031-07-01 F1 · derivative.exercise_date: Shares subject to the stock option vest and become exercisable with respect to 25% of the shares on the first anniversary of the date of grant and, thereafter, at the rate of 2.08334% of the total number of shares per month, until fully vested and exercisable on the fourth anniversary of the date of grant, subject to the Reporting Person's continued service. Read SEC document |
| June 11, 2021 Filed Jun 15, 2021 23:01 UTC |
BAKER G LEONARD JRDirector
|
PurchaseCommon Stock | 100,000 | $21.53 | $2,153,000.00 |
DisclosureSEC source: 0001225208-21-009444 · doc4.xml · nonDerivative · entry 2 BAKER G LEONARD JR · CIK 0001201715 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Ltd Partnership Disclosed balance after: 3,308,303 F3 · shares: These shares were previously held by the Reporting Person for the exclusive benefit of Sutter Hill Management Company, L.L.C. ("SHM"), pursuant to the policy of SHM, and the Reporting Person previously disclaimed beneficial ownership of such shares. For the purpose of Section 16, the purchase of these shares by Saunders Holdings, L.P. constituted a purchase by the Reporting Person to the extent that it increased his pecuniary interest in such shares. F4 · ownership.nature: Shares held by a limited partnership of which the reporting person is a trustee of a trust which is the general partner. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein. Read SEC document |
| June 11, 2021 Filed Jun 15, 2021 23:01 UTC |
BAKER G LEONARD JRDirector
|
PurchaseCommon Stock | 50,000 | $21.53 | $1,076,500.00 |
DisclosureSEC source: 0001225208-21-009444 · doc4.xml · nonDerivative · entry 1 BAKER G LEONARD JR · CIK 0001201715 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,046,838 F1 · shares: These shares were previously held by the Reporting Person for the exclusive benefit of Sutter Hill Management Company, L.L.C. ("SHM"), pursuant to the policy of SHM, and the Reporting Person previously disclaimed beneficial ownership of such shares. For the purpose of Section 16, the purchase of these shares by the Reporting Person's Roth IRA constituted a purchase by the Reporting Person to the extent that it increased his pecuniary interest in such shares. F2 · balance_after: The number of shares reported as directly held reflects the reduction of shares previously reported by the Reporting Person as held for the exclusive benefit of SHM, to the extent of the shares acquired by Saunders Holdings, L.P., as described in footnote. Read SEC document |
| June 02, 2021 Filed Jun 4, 2021 22:56 UTC |
Swisher Daniel N JRDirector
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 7,500 | $0.00 Strike: $6.55 | $0.00 |
DisclosureSEC source: 0000899243-21-022135 · doc4.xml · derivative · entry 3 Swisher Daniel N JR · CIK 0001323113 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,000 Underlying: Common Stock · 7,500 shares Expires 2025-06-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transaction was made pursuant to a 10b5-1 plan in effect at the time of the transaction. F3 · derivative.exercise_date: Fully exercisable. Read SEC document |
| June 02, 2021 Filed Jun 4, 2021 22:56 UTC |
Swisher Daniel N JRDirector
|
SaleCommon Stock | 7,500 | $21.48 | $161,085.00 |
DisclosureSEC source: 0000899243-21-022135 · doc4.xml · nonDerivative · entry 2 Swisher Daniel N JR · CIK 0001323113 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: The transaction was made pursuant to a 10b5-1 plan in effect at the time of the transaction. F2 · price: Represents the weighted average sale price for the entire number of shares sold. The actual sale prices range from $21.33 to $21.59 per share. Detailed information on the exact number of shares sold at each sale price can be obtained from Issuer upon request. Read SEC document |
| June 02, 2021 Filed Jun 4, 2021 22:56 UTC |
Swisher Daniel N JRDirector
|
Exercise / conversionCommon Stock | 7,500 | $6.55 | $49,125.00 |
DisclosureSEC source: 0000899243-21-022135 · doc4.xml · nonDerivative · entry 1 Swisher Daniel N JR · CIK 0001323113 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transaction was made pursuant to a 10b5-1 plan in effect at the time of the transaction. Read SEC document |
| May 26, 2021 Filed May 28, 2021 22:24 UTC |
BAKER G LEONARD JRDirector
|
GrantStock Option (Right To Buy) · Derivative | 20,000 | $0.00 Strike: $21.45 | $0.00 |
DisclosureSEC source: 0001225208-21-008670 · doc4.xml · derivative · entry 1 BAKER G LEONARD JR · CIK 0001201715 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2031-05-25 F1 · derivative.exercise_date: Exercisable ratably in equal installments on each monthly anniversary of May 26, 2021 over one-year period. Read SEC document |
| May 26, 2021 Filed May 28, 2021 21:16 UTC |
MAHONEY DAVID LDirector
|
GrantStock Option (Right to Buy) · Derivative | 20,000 | $0.00 Strike: $21.45 | $0.00 |
DisclosureSEC source: 0000899243-21-021146 · doc4.xml · derivative · entry 1 MAHONEY DAVID L · CIK 0001224091 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2031-05-25 F1 · derivative.exercise_date: Exercisable ratably in equal installments on each monthly anniversary of May 26, 2021 over a one-year period. Read SEC document |
| May 26, 2021 Filed May 28, 2021 21:15 UTC |
Alton Gregg HDirector
|
GrantStock Option (Right to Buy) · Derivative | 20,000 | $0.00 Strike: $21.45 | $0.00 |
DisclosureSEC source: 0000899243-21-021144 · doc4.xml · derivative · entry 1 Alton Gregg H · CIK 0001334682 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2031-05-25 F1 · derivative.exercise_date: Exercisable ratably in equal installments on each monthly anniversary of May 26, 2021 over a one-year period. Read SEC document |
| May 26, 2021 Filed May 28, 2021 21:15 UTC |
WILSON JAMES NDirector
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GrantStock Option (Right to Buy) · Derivative | 45,000 | $0.00 Strike: $21.45 | $0.00 |
DisclosureSEC source: 0000899243-21-021143 · doc4.xml · derivative · entry 1 WILSON JAMES N · CIK 0001236387 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,000 Underlying: Common Stock · 45,000 shares Expires 2031-05-25 F1 · derivative.exercise_date: Exercisable ratably in equal installments on each monthly anniversary of May 26, 2021 over a one-year period. Read SEC document |
| May 26, 2021 Filed May 28, 2021 21:10 UTC |
Swisher Daniel N JRDirector
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GrantStock Option (Right to Buy) · Derivative | 20,000 | $0.00 Strike: $21.45 | $0.00 |
DisclosureSEC source: 0000899243-21-021135 · doc4.xml · derivative · entry 1 Swisher Daniel N JR · CIK 0001323113 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2031-05-25 F1 · derivative.exercise_date: Exercisable ratably in equal installments on each monthly anniversary of May 26, 2021 over a one-year period. Read SEC document |
| May 26, 2021 Filed May 28, 2021 21:10 UTC |
Park KimberlyDirector
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GrantStock Option (Right to Buy) · Derivative | 20,000 | $0.00 Strike: $21.45 | $0.00 |
DisclosureSEC source: 0000899243-21-021134 · doc4.xml · derivative · entry 1 Park Kimberly · CIK 0001788208 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2031-05-25 F1 · derivative.exercise_date: Exercisable ratably in equal installments on each monthly anniversary of May 26, 2021 over a one-year period. Read SEC document |
| May 26, 2021 Filed May 28, 2021 21:05 UTC |
Cannon GillianDirector
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GrantStock Option (Right to Buy) · Derivative | 20,000 | $0.00 Strike: $21.45 | $0.00 |
DisclosureSEC source: 0000899243-21-021130 · doc4.xml · derivative · entry 1 Cannon Gillian · CIK 0001833910 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2031-05-25 F1 · derivative.exercise_date: Exercisable ratably in equal installments on each monthly anniversary of May 26, 2021 over a one-year period. Read SEC document |
| May 18, 2021 Filed May 20, 2021 22:35 UTC |
BAKER G LEONARD JRDirector
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Exercise / conversionStock Option (Right To Buy) · Derivative | 30,000 | $0.00 Strike: $6.55 | $0.00 |
DisclosureSEC source: 0001225208-21-008372 · doc4.xml · derivative · entry 12 BAKER G LEONARD JR · CIK 0001201715 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 30,000 shares Expires 2025-06-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Pursuant to the policy of Sutter Hill Management Company, L.L.C. ("SHM"), the Reporting Person held these options and, following the exercise thereof, holds these shares for the exclusive benefit of SHM. The reporting person disclaims beneficial ownership of these securities. F5 · derivative.exercise_date: Immediately exercisable. F1 · derivative.underlying_shares: Pursuant to the policy of Sutter Hill Management Company, L.L.C. ("SHM"), the Reporting Person held these options and, following the exercise thereof, holds these shares for the exclusive benefit of SHM. The reporting person disclaims beneficial ownership of these securities. F1 · ownership.direct: Pursuant to the policy of Sutter Hill Management Company, L.L.C. ("SHM"), the Reporting Person held these options and, following the exercise thereof, holds these shares for the exclusive benefit of SHM. The reporting person disclaims beneficial ownership of these securities. Read SEC document |
| May 18, 2021 Filed May 20, 2021 22:35 UTC |
BAKER G LEONARD JRDirector
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Exercise / conversionStock Option (Right To Buy) · Derivative | 30,000 | $0.00 Strike: $4.05 | $0.00 |
DisclosureSEC source: 0001225208-21-008372 · doc4.xml · derivative · entry 11 BAKER G LEONARD JR · CIK 0001201715 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 30,000 shares Expires 2022-06-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Pursuant to the policy of Sutter Hill Management Company, L.L.C. ("SHM"), the Reporting Person held these options and, following the exercise thereof, holds these shares for the exclusive benefit of SHM. The reporting person disclaims beneficial ownership of these securities. F5 · derivative.exercise_date: Immediately exercisable. F1 · derivative.underlying_shares: Pursuant to the policy of Sutter Hill Management Company, L.L.C. ("SHM"), the Reporting Person held these options and, following the exercise thereof, holds these shares for the exclusive benefit of SHM. The reporting person disclaims beneficial ownership of these securities. F1 · ownership.direct: Pursuant to the policy of Sutter Hill Management Company, L.L.C. ("SHM"), the Reporting Person held these options and, following the exercise thereof, holds these shares for the exclusive benefit of SHM. The reporting person disclaims beneficial ownership of these securities. Read SEC document |
| May 18, 2021 Filed May 20, 2021 22:35 UTC |
BAKER G LEONARD JRDirector
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Exercise / conversionStock Option (Right To Buy) · Derivative | 30,000 | $0.00 Strike: $4.42 | $0.00 |
DisclosureSEC source: 0001225208-21-008372 · doc4.xml · derivative · entry 10 BAKER G LEONARD JR · CIK 0001201715 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 30,000 shares Expires 2021-05-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Pursuant to the policy of Sutter Hill Management Company, L.L.C. ("SHM"), the Reporting Person held these options and, following the exercise thereof, holds these shares for the exclusive benefit of SHM. The reporting person disclaims beneficial ownership of these securities. F5 · derivative.exercise_date: Immediately exercisable. F1 · derivative.underlying_shares: Pursuant to the policy of Sutter Hill Management Company, L.L.C. ("SHM"), the Reporting Person held these options and, following the exercise thereof, holds these shares for the exclusive benefit of SHM. The reporting person disclaims beneficial ownership of these securities. F1 · ownership.direct: Pursuant to the policy of Sutter Hill Management Company, L.L.C. ("SHM"), the Reporting Person held these options and, following the exercise thereof, holds these shares for the exclusive benefit of SHM. The reporting person disclaims beneficial ownership of these securities. Read SEC document |
| May 18, 2021 Filed May 20, 2021 22:35 UTC |
BAKER G LEONARD JRDirector
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Exercise / conversionStock Option (Right To Buy) · Derivative | 30,000 | $0.00 Strike: $1.74 | $0.00 |
DisclosureSEC source: 0001225208-21-008372 · doc4.xml · derivative · entry 9 BAKER G LEONARD JR · CIK 0001201715 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 30,000 shares Expires 2023-05-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Pursuant to the policy of Sutter Hill Management Company, L.L.C. ("SHM"), the Reporting Person held these options and, following the exercise thereof, holds these shares for the exclusive benefit of SHM. The reporting person disclaims beneficial ownership of these securities. F5 · derivative.exercise_date: Immediately exercisable. F1 · derivative.underlying_shares: Pursuant to the policy of Sutter Hill Management Company, L.L.C. ("SHM"), the Reporting Person held these options and, following the exercise thereof, holds these shares for the exclusive benefit of SHM. The reporting person disclaims beneficial ownership of these securities. F1 · ownership.direct: Pursuant to the policy of Sutter Hill Management Company, L.L.C. ("SHM"), the Reporting Person held these options and, following the exercise thereof, holds these shares for the exclusive benefit of SHM. The reporting person disclaims beneficial ownership of these securities. Read SEC document |
| May 18, 2021 Filed May 20, 2021 22:35 UTC |
BAKER G LEONARD JRDirector
|
Exercise / conversionStock Option (Right To Buy) · Derivative | 30,000 | $0.00 Strike: $1.74 | $0.00 |
DisclosureSEC source: 0001225208-21-008372 · doc4.xml · derivative · entry 8 BAKER G LEONARD JR · CIK 0001201715 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 30,000 shares Expires 2024-05-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Pursuant to the policy of Sutter Hill Management Company, L.L.C. ("SHM"), the Reporting Person held these options and, following the exercise thereof, holds these shares for the exclusive benefit of SHM. The reporting person disclaims beneficial ownership of these securities. F5 · derivative.exercise_date: Immediately exercisable. F1 · derivative.underlying_shares: Pursuant to the policy of Sutter Hill Management Company, L.L.C. ("SHM"), the Reporting Person held these options and, following the exercise thereof, holds these shares for the exclusive benefit of SHM. The reporting person disclaims beneficial ownership of these securities. F1 · ownership.direct: Pursuant to the policy of Sutter Hill Management Company, L.L.C. ("SHM"), the Reporting Person held these options and, following the exercise thereof, holds these shares for the exclusive benefit of SHM. The reporting person disclaims beneficial ownership of these securities. Read SEC document |
| May 18, 2021 Filed May 20, 2021 22:35 UTC |
BAKER G LEONARD JRDirector
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Exercise / conversionCommon Stock | 30,000 | $1.74 | $52,200.00 |
DisclosureSEC source: 0001225208-21-008372 · doc4.xml · nonDerivative · entry 5 BAKER G LEONARD JR · CIK 0001201715 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,146,838 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Pursuant to the policy of Sutter Hill Management Company, L.L.C. ("SHM"), the Reporting Person held these options and, following the exercise thereof, holds these shares for the exclusive benefit of SHM. The reporting person disclaims beneficial ownership of these securities. F2 · ownership.direct: As described in footnote (1), includes an aggregate of 150,000 shares held for the exclusive benefit of SHM. The reporting person disclaims beneficial ownership of such shares. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.