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COR

Cencora, Inc.

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2994
SEC CIK
0001140859
Parsed reports
801

Last 12 months

Inside the activity.

3 purchase rows · 12 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202504
Jan 202601
Feb 202602
Mar 202600
Apr 202600
May 202610
Jun 202620
Jul 202600
Aug 202601
Sep 202602
Oct 202601

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 01, 2017 Filed Mar 3, 2017 21:40 UTC
COLLIS STEVEN HDirector · Chairman, President & CEO
Exercise / conversionCommon Stock 15,000 $36.37 $545,550.00
Disclosure

SEC source: 0001127602-17-010200 · form4.xml · nonDerivative · entry 2

COLLIS STEVEN H · CIK 0001191508 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 268,876

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The exercise of stock options and the sale of common stock reflected in this Form 4 was pursuant to a Rule 10b5-1 trading plan previously disclosed in the Issuer's Current Report on Form 8-K filed with the Securities and Exchange Commission on September 19, 2016

Read SEC document
March 01, 2017 Filed Mar 3, 2017 21:40 UTC
COLLIS STEVEN HDirector · Chairman, President & CEO
SaleCommon Stock 15,000 $92.10 $1,381,500.00
Disclosure

SEC source: 0001127602-17-010200 · form4.xml · nonDerivative · entry 1

COLLIS STEVEN H · CIK 0001191508 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 253,876

F1 · shares: The exercise of stock options and the sale of common stock reflected in this Form 4 was pursuant to a Rule 10b5-1 trading plan previously disclosed in the Issuer's Current Report on Form 8-K filed with the Securities and Exchange Commission on September 19, 2016

Read SEC document
February 01, 2017 Filed Feb 2, 2017 21:40 UTC GrantCommon Stock 325 $88.61 $28,798.25
Disclosure

SEC source: 0001127602-17-003590 · form4.xml · nonDerivative · entry 1

LONG MICHAEL J · CIK 0001186373 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,834

F1 · shares: Shares of common stock were issued in lieu of $28,750 quarterly cash retainer

Read SEC document
February 01, 2017 Filed Feb 2, 2017 21:31 UTC
COLLIS STEVEN HDirector · Chairman, President & CEO
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 15,000 $0.00 Strike: $36.37 $0.00
Disclosure

SEC source: 0001127602-17-003561 · form4.xml · derivative · entry 3

COLLIS STEVEN H · CIK 0001191508 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,000

Underlying: Common Stock · 15,000 shares

Expires 2018-02-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The exercise of stock options and the sale of common stock reflected in this Form 4, and in the Form 4's filed by the Issuer with the Securities and Exchange Commission on October 18, 2016, November 2, 2016, December 2, 2016 and January 4, 2017 was pursuant to a Rule 10b5-1 trading plan previously disclosed in the Issuer's Current Report on Form 8-K filed with the Securities and Exchange Commission on September 19, 2016.

F2 · derivative.exercise_date: Exercisable in four equal annual installments on 02/16/12, 02/16/13, 02/16/14 and 02/16/15

Read SEC document
February 01, 2017 Filed Feb 2, 2017 21:31 UTC
COLLIS STEVEN HDirector · Chairman, President & CEO
SaleCommon Stock 15,000 $87.15 $1,307,250.00
Disclosure

SEC source: 0001127602-17-003561 · form4.xml · nonDerivative · entry 2

COLLIS STEVEN H · CIK 0001191508 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 238,876

F1 · shares: The exercise of stock options and the sale of common stock reflected in this Form 4, and in the Form 4's filed by the Issuer with the Securities and Exchange Commission on October 18, 2016, November 2, 2016, December 2, 2016 and January 4, 2017 was pursuant to a Rule 10b5-1 trading plan previously disclosed in the Issuer's Current Report on Form 8-K filed with the Securities and Exchange Commission on September 19, 2016.

Read SEC document
February 01, 2017 Filed Feb 2, 2017 21:31 UTC
COLLIS STEVEN HDirector · Chairman, President & CEO
Exercise / conversionCommon Stock 15,000 $36.37 $545,550.00
Disclosure

SEC source: 0001127602-17-003561 · form4.xml · nonDerivative · entry 1

COLLIS STEVEN H · CIK 0001191508 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 253,876

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The exercise of stock options and the sale of common stock reflected in this Form 4, and in the Form 4's filed by the Issuer with the Securities and Exchange Commission on October 18, 2016, November 2, 2016, December 2, 2016 and January 4, 2017 was pursuant to a Rule 10b5-1 trading plan previously disclosed in the Issuer's Current Report on Form 8-K filed with the Securities and Exchange Commission on September 19, 2016.

Read SEC document
January 03, 2017 Filed Jan 4, 2017 21:05 UTC
COLLIS STEVEN HDirector · Chairman, President & CEO
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 15,000 $0.00 Strike: $36.37 $0.00
Disclosure

SEC source: 0001127602-17-000584 · form4.xml · derivative · entry 3

COLLIS STEVEN H · CIK 0001191508 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,000

Underlying: Common Stock · 15,000 shares

Expires 2018-02-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Exercisable in four equal annual installments on 02/16/12, 02/16/13, 02/16/14 and 02/16/15

Read SEC document
January 03, 2017 Filed Jan 4, 2017 21:05 UTC
COLLIS STEVEN HDirector · Chairman, President & CEO
Exercise / conversionCommon Stock 15,000 $36.37 $545,550.00
Disclosure

SEC source: 0001127602-17-000584 · form4.xml · nonDerivative · entry 2

COLLIS STEVEN H · CIK 0001191508 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 253,876

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 03, 2017 Filed Jan 4, 2017 21:05 UTC
COLLIS STEVEN HDirector · Chairman, President & CEO
SaleCommon Stock 15,000 $80.39 $1,205,850.00
Disclosure

SEC source: 0001127602-17-000584 · form4.xml · nonDerivative · entry 1

COLLIS STEVEN H · CIK 0001191508 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 238,876

F1 · kind: The exercise of stock options and the sale of common stock reflected in this Form 4, and in the Form 4's filed by the Issuer with the Securities and Exchange Commission on October 18, 2016, November 2, 2016 and December 2, 2016, was pursuant to a Rule 10b5-1 trading plan previously disclosed in the Issuer's Current Report on Form 8-K filed with the Securities and Exchange Commission on September 19, 2016.

Read SEC document
December 19, 2016 Filed Apr 4, 2017 21:34 UTC Amendment SaleCommon Stock 2,648 $78.40 $207,603.20
Disclosure

SEC source: 0001127602-17-014049 · form4a.xml · nonDerivative · entry 2

HYLE KATHLEEN W · CIK 0001117310 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,409

Read SEC document
December 19, 2016 Filed Apr 4, 2017 20:09 UTC SaleCommon Stock 2,648 $78.40 $207,603.20
Disclosure

SEC source: 0001127602-17-013870 · form4.xml · nonDerivative · entry 2

HYLE KATHLEEN W · CIK 0001117310 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,760

Read SEC document
December 14, 2016 Filed Apr 4, 2017 21:34 UTC Amendment SaleCommon Stock 3,351 $76.95 $257,859.45
Disclosure

SEC source: 0001127602-17-014049 · form4a.xml · nonDerivative · entry 1

HYLE KATHLEEN W · CIK 0001117310 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,057

Read SEC document
December 06, 2016 Filed Nov 12, 2019 21:29 UTC
Cleary James FChief Financial Officer
OtherCommon Stock 9.4567 $78.73 $744.53
Disclosure

SEC source: 0001127602-19-032537 · form5.xml · nonDerivative · entry 7

Cleary James F · CIK 0001333281 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,437.3479

F4 · kind: These purchases consisted of automatic broker-administered dividend reinvestment activity and should have been reported on a Form 5 for the fiscal year ended September 30, 2017.

Read SEC document
December 01, 2016 Filed Dec 2, 2016 21:27 UTC
COLLIS STEVEN HDirector · Chairman, President & CEO
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 15,000 $0.00 Strike: $36.37 $0.00
Disclosure

SEC source: 0001127602-16-068985 · form4.xml · derivative · entry 3

COLLIS STEVEN H · CIK 0001191508 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,000

Underlying: Common Stock · 15,000 shares

Expires 2018-02-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Exercisable in four equal annual installments on 02/16/12, 02/16/13, 02/16/14 and 02/16/15

Read SEC document
December 01, 2016 Filed Dec 2, 2016 21:27 UTC
COLLIS STEVEN HDirector · Chairman, President & CEO
Exercise / conversionCommon Stock 15,000 $36.37 $545,550.00
Disclosure

SEC source: 0001127602-16-068985 · form4.xml · nonDerivative · entry 2

COLLIS STEVEN H · CIK 0001191508 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 253,876

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 01, 2016 Filed Dec 2, 2016 21:27 UTC
COLLIS STEVEN HDirector · Chairman, President & CEO
SaleCommon Stock 15,000 $77.94 $1,169,100.00
Disclosure

SEC source: 0001127602-16-068985 · form4.xml · nonDerivative · entry 1

COLLIS STEVEN H · CIK 0001191508 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 238,876

Read SEC document
November 11, 2016 Filed Nov 14, 2016 22:46 UTC
Clark GinaExecutive Vice President
GrantCommon Stock 4,599 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-16-067011 · form4.xml · nonDerivative · entry 3

Clark Gina · CIK 0001625811 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,103

F1 · price: Shares were received for no consideration upon the satisfaction of performance criteria underlying an award of performance share units.

Read SEC document
November 11, 2016 Filed Nov 14, 2016 22:46 UTC
Clark GinaExecutive Vice President
Tax withholdingCommon Stock 483 $78.92 $38,118.36
Disclosure

SEC source: 0001127602-16-067011 · form4.xml · nonDerivative · entry 2

Clark Gina · CIK 0001625811 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,504

Read SEC document
November 11, 2016 Filed Nov 14, 2016 22:46 UTC
Clark GinaExecutive Vice President
Tax withholdingCommon Stock 1,449 $80.78 $117,050.22
Disclosure

SEC source: 0001127602-16-067011 · form4.xml · nonDerivative · entry 1

Clark Gina · CIK 0001625811 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,987

Read SEC document
November 11, 2016 Filed Nov 14, 2016 22:53 UTC
Guttman Tim G.Chief Financial Officer
GrantCommon Stock 14,893 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-16-067032 · form4.xml · nonDerivative · entry 1

Guttman Tim G. · CIK 0001542466 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,261.4108

F1 · price: Shares were received for no consideration upon the satisfaction of performance criteria underlying an award of performance share units.

Read SEC document
November 11, 2016 Filed Nov 14, 2016 23:00 UTC
Park SunExecutive Vice President
Tax withholdingCommon Stock 491 $78.92 $38,749.72
Disclosure

SEC source: 0001127602-16-067042 · form4.xml · nonDerivative · entry 1

Park Sun · CIK 0001674825 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,042

Read SEC document
November 11, 2016 Filed Nov 14, 2016 22:57 UTC
Krikorian LazarusSenior Vice President
Tax withholdingCommon Stock 564 $78.92 $44,510.88
Disclosure

SEC source: 0001127602-16-067037 · form4.xml · nonDerivative · entry 1

Krikorian Lazarus · CIK 0001627534 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,785

Read SEC document
November 11, 2016 Filed Nov 14, 2016 22:55 UTC
Howell Peyton RExecutive Vice President
GrantCommon Stock 8,760 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-16-067035 · form4.xml · nonDerivative · entry 3

Howell Peyton R · CIK 0001528056 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,135

F1 · price: Shares were received for no consideration upon the satisfaction of performance criteria underlying an award of performance share units.

Read SEC document
November 11, 2016 Filed Nov 14, 2016 22:55 UTC
Howell Peyton RExecutive Vice President
Tax withholdingCommon Stock 1,395 $78.92 $110,093.40
Disclosure

SEC source: 0001127602-16-067035 · form4.xml · nonDerivative · entry 2

Howell Peyton R · CIK 0001528056 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,375

Read SEC document
November 11, 2016 Filed Nov 14, 2016 22:55 UTC
Howell Peyton RExecutive Vice President
Tax withholdingCommon Stock 4,185 $80.78 $338,064.30
Disclosure

SEC source: 0001127602-16-067035 · form4.xml · nonDerivative · entry 1

Howell Peyton R · CIK 0001528056 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,770

Read SEC document
November 11, 2016 Filed Nov 14, 2016 22:52 UTC
Gaddes Kathy H.Executive Vice President
Tax withholdingCommon Stock 242 $78.92 $19,098.64
Disclosure

SEC source: 0001127602-16-067029 · form4.xml · nonDerivative · entry 1

Gaddes Kathy H. · CIK 0001672979 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 780

Read SEC document
November 11, 2016 Filed Nov 14, 2016 22:51 UTC
Frary JamesExecutive Vice President
Tax withholdingCommon Stock 1,445 $78.92 $114,039.40
Disclosure

SEC source: 0001127602-16-067028 · form4.xml · nonDerivative · entry 3

Frary James · CIK 0001501857 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,195

Read SEC document
November 11, 2016 Filed Nov 14, 2016 22:51 UTC
Frary JamesExecutive Vice President
Tax withholdingCommon Stock 3,115 $80.78 $251,629.70
Disclosure

SEC source: 0001127602-16-067028 · form4.xml · nonDerivative · entry 2

Frary James · CIK 0001501857 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,640

Read SEC document
November 11, 2016 Filed Nov 14, 2016 22:51 UTC
Frary JamesExecutive Vice President
GrantCommon Stock 11,389 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-16-067028 · form4.xml · nonDerivative · entry 1

Frary James · CIK 0001501857 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,584

F1 · price: Shares were received for no consideration upon the satisfaction of performance criteria underlying an award of performance share units.

Read SEC document
November 11, 2016 Filed Nov 14, 2016 22:49 UTC
Danilewitz DaleExecutive Vice President
Tax withholdingCommon Stock 966 $78.92 $76,236.72
Disclosure

SEC source: 0001127602-16-067024 · form4.xml · nonDerivative · entry 3

Danilewitz Dale · CIK 0001625776 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,970

Read SEC document
November 11, 2016 Filed Nov 14, 2016 22:49 UTC
Danilewitz DaleExecutive Vice President
Tax withholdingCommon Stock 2,004 $80.78 $161,883.12
Disclosure

SEC source: 0001127602-16-067024 · form4.xml · nonDerivative · entry 2

Danilewitz Dale · CIK 0001625776 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,936

Read SEC document
November 11, 2016 Filed Nov 14, 2016 22:49 UTC
Danilewitz DaleExecutive Vice President
GrantCommon Stock 6,570 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-16-067024 · form4.xml · nonDerivative · entry 1

Danilewitz Dale · CIK 0001625776 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,940

F1 · price: Shares were received for no consideration upon the satisfaction of performance criteria underlying an award of performance share units.

Read SEC document
November 11, 2016 Filed Nov 14, 2016 22:47 UTC
COLLIS STEVEN HDirector · Chairman, President & CEO
Tax withholdingCommon Stock 9,018 $78.92 $711,700.56
Disclosure

SEC source: 0001127602-16-067018 · form4.xml · nonDerivative · entry 3

COLLIS STEVEN H · CIK 0001191508 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,181

Read SEC document
November 11, 2016 Filed Nov 14, 2016 22:47 UTC
COLLIS STEVEN HDirector · Chairman, President & CEO
Tax withholdingCommon Stock 27,053 $80.78 $2,185,341.34
Disclosure

SEC source: 0001127602-16-067018 · form4.xml · nonDerivative · entry 2

COLLIS STEVEN H · CIK 0001191508 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 189,199

Read SEC document
November 11, 2016 Filed Nov 14, 2016 22:47 UTC
COLLIS STEVEN HDirector · Chairman, President & CEO
GrantCommon Stock 58,695 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-16-067018 · form4.xml · nonDerivative · entry 1

COLLIS STEVEN H · CIK 0001191508 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 238,876

F1 · price: Shares were received for no consideration upon the satisfaction of performance criteria underlying an award of performance share units.

Read SEC document
November 11, 2016 Filed Nov 14, 2016 22:39 UTC
Chou John G.Executive Vice President
GrantCommon Stock 9,636 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-16-066995 · form4.xml · nonDerivative · entry 3

Chou John G. · CIK 0001412636 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,986.63

F2 · price: Shares were received for no consideration upon the satisfaction of performance criteria underlying an award of performance share units.

Read SEC document
November 11, 2016 Filed Nov 14, 2016 22:39 UTC
Chou John G.Executive Vice President
Tax withholdingCommon Stock 1,481 $78.92 $116,880.52
Disclosure

SEC source: 0001127602-16-066995 · form4.xml · nonDerivative · entry 2

Chou John G. · CIK 0001412636 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,350.63

Read SEC document
November 11, 2016 Filed Nov 14, 2016 22:39 UTC
Chou John G.Executive Vice President
Tax withholdingCommon Stock 4,443 $80.78 $358,905.54
Disclosure

SEC source: 0001127602-16-066995 · form4.xml · nonDerivative · entry 1

Chou John G. · CIK 0001412636 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,831.63

F1 · balance_after: Balance reflects adjustment to previously overstated number of shares

Read SEC document
November 09, 2016 Filed Nov 14, 2016 22:46 UTC
Clark GinaExecutive Vice President
GrantRestricted Stock Units · Derivative 2,645 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-067011 · form4.xml · derivative · entry 5

Clark Gina · CIK 0001625811 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,645

Underlying: Common Stock · 2,645 shares

Expires 2023-11-09

F3 · derivative.exercise_price: Annual grant of restricted stock units that vests 100% on the third anniversary of the date of grant for no consideration.

F3 · derivative.exercise_date: Annual grant of restricted stock units that vests 100% on the third anniversary of the date of grant for no consideration.

Read SEC document
November 09, 2016 Filed Nov 14, 2016 22:46 UTC
Clark GinaExecutive Vice President
GrantNon-qualified Stock Option (Right to Buy) · Derivative 29,520 $0.00 Strike: $75.61 $0.00
Disclosure

SEC source: 0001127602-16-067011 · form4.xml · derivative · entry 4

Clark Gina · CIK 0001625811 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,520

Underlying: Common Stock · 29,520 shares

Expires 2023-11-09

F2 · derivative.exercise_date: Exerciseable in four equal annual installments on 11/9/17, 11/9/18, 11/9/19 and 11/9/20

Read SEC document
November 09, 2016 Filed Nov 14, 2016 22:53 UTC
Guttman Tim G.Chief Financial Officer
GrantRestricted Stock Units · Derivative 6,613 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-067032 · form4.xml · derivative · entry 3

Guttman Tim G. · CIK 0001542466 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,613

Underlying: Common Stock · 6,613 shares

Expires 2023-11-09

F3 · derivative.exercise_price: Annual grant of restricted stock units that vests 100% on the third anniversary of the date of grant for no consideration.

F3 · derivative.exercise_date: Annual grant of restricted stock units that vests 100% on the third anniversary of the date of grant for no consideration.

Read SEC document
November 09, 2016 Filed Nov 14, 2016 22:53 UTC
Guttman Tim G.Chief Financial Officer
GrantNon-qualified Stock Option (Right to Buy) · Derivative 73,801 $0.00 Strike: $75.61 $0.00
Disclosure

SEC source: 0001127602-16-067032 · form4.xml · derivative · entry 2

Guttman Tim G. · CIK 0001542466 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,801

Underlying: Common Stock · 73,801 shares

Expires 2023-11-09

F2 · derivative.exercise_date: Exercisable in four equal annual installments on 11/9/17, 11/9/18, 11/9/19 and 11/9/20

Read SEC document
November 09, 2016 Filed Nov 14, 2016 23:00 UTC
Park SunExecutive Vice President
GrantRestricted Stock Units · Derivative 2,116 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-067042 · form4.xml · derivative · entry 3

Park Sun · CIK 0001674825 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,116

Underlying: Common Stock · 2,116 shares

Expires 2023-11-09

F2 · derivative.exercise_price: Annual grant of restricted stock units that vests 100% on the third anniversary of the date of grant for no consideration.

F2 · derivative.exercise_date: Annual grant of restricted stock units that vests 100% on the third anniversary of the date of grant for no consideration.

Read SEC document
November 09, 2016 Filed Nov 14, 2016 23:00 UTC
Park SunExecutive Vice President
GrantNon-qualified Stock Option (Right to Buy) · Derivative 23,616 $0.00 Strike: $75.61 $0.00
Disclosure

SEC source: 0001127602-16-067042 · form4.xml · derivative · entry 2

Park Sun · CIK 0001674825 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,616

Underlying: Common Stock · 23,616 shares

Expires 2023-11-09

F1 · derivative.exercise_date: Exercisable in four equal annual installments on 11/9/17, 11/9/18, 11/9/19 and 11/9/20

Read SEC document
November 09, 2016 Filed Nov 14, 2016 22:58 UTC
Mauch Robert P.Executive Vice President
GrantRestricted Stock Units · Derivative 5,290 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-067040 · form4.xml · derivative · entry 3

Mauch Robert P. · CIK 0001633897 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,290

Underlying: Common Stock · 5,290 shares

Expires 2023-11-09

F2 · derivative.exercise_price: Annual grant of restricted stock units that vests 100% on the third anniversary of the date of grant for no consideration.

F2 · derivative.exercise_date: Annual grant of restricted stock units that vests 100% on the third anniversary of the date of grant for no consideration.

Read SEC document
November 09, 2016 Filed Nov 14, 2016 22:58 UTC
Mauch Robert P.Executive Vice President
GrantNon-qualified Stock Option (Right to Buy) · Derivative 59,041 $0.00 Strike: $75.61 $0.00
Disclosure

SEC source: 0001127602-16-067040 · form4.xml · derivative · entry 2

Mauch Robert P. · CIK 0001633897 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,041

Underlying: Common Stock · 59,041 shares

Expires 2023-11-09

F1 · derivative.exercise_date: Exercisable in four equal annual installments on 11/9/17, 11/9/18, 11/9/19 and 11/9/20

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November 09, 2016 Filed Nov 14, 2016 22:57 UTC
Krikorian LazarusSenior Vice President
GrantRestricted Stock Units · Derivative 4,365 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-067037 · form4.xml · derivative · entry 3

Krikorian Lazarus · CIK 0001627534 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,365

Underlying: Common Stock · 4,365 shares

Expires 2023-11-09

F2 · derivative.exercise_price: Annual grant of restricted stock units that vests 100% on the third anniversary of the date of grant for no consideration.

F2 · derivative.exercise_date: Annual grant of restricted stock units that vests 100% on the third anniversary of the date of grant for no consideration.

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November 09, 2016 Filed Nov 14, 2016 22:57 UTC
Krikorian LazarusSenior Vice President
GrantNon-qualified Stock Option (Right to Buy) · Derivative 16,236 $0.00 Strike: $75.61 $0.00
Disclosure

SEC source: 0001127602-16-067037 · form4.xml · derivative · entry 2

Krikorian Lazarus · CIK 0001627534 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,236

Underlying: Common Stock · 16,236 shares

Expires 2023-11-09

F1 · derivative.exercise_date: Exercisable in four equal annual installments on 11/9/17, 11/9/18, 11/9/19 and 11/9/20

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November 09, 2016 Filed Nov 14, 2016 22:55 UTC
Howell Peyton RExecutive Vice President
GrantRestricted Stock Units · Derivative 3,968 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-067035 · form4.xml · derivative · entry 5

Howell Peyton R · CIK 0001528056 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,968

Underlying: Common Stock · 3,968 shares

Expires 2023-11-09

F3 · derivative.exercise_price: Annual grant of restricted stock units that vests 100% on the third anniversary of the date of grant for no consideration.

F3 · derivative.exercise_date: Annual grant of restricted stock units that vests 100% on the third anniversary of the date of grant for no consideration.

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November 09, 2016 Filed Nov 14, 2016 22:55 UTC
Howell Peyton RExecutive Vice President
GrantNon-qualified Stock Option (Right to Buy) · Derivative 44,280 $0.00 Strike: $75.61 $0.00
Disclosure

SEC source: 0001127602-16-067035 · form4.xml · derivative · entry 4

Howell Peyton R · CIK 0001528056 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,280

Underlying: Common Stock · 44,280 shares

Expires 2023-11-09

F2 · derivative.exercise_date: Exercisable in four equal annual installments on 11/9/17, 11/9/18, 11/9/19 and 11/9/20

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.